EASO Quarterly Asylum Report Quarter 4, 2014...EASO QUARTERLY REPORT — Q4 2014 7 The number of...
Transcript of EASO Quarterly Asylum Report Quarter 4, 2014...EASO QUARTERLY REPORT — Q4 2014 7 The number of...
European Asylum Support Office
SUPPORT IS OUR MISSION
EASO
Quarterly Asylum Report
Quarter 4, 2014
EASO QUARTERLY REPORT — Q4 2014 2
Contents
Summary .................................................................................................................................... 4
Section 1: Trends in applicants for international protection .................................................... 5
Applicants for international protection in the EU+ .......................................................... 5
Main citizenship/group of citizenship of applicants for international protection ........... 6
Profile of applicants for international protection in Europe ............................................ 9
Country of destination ...................................................................................................... 9
Section 2: Trends in decisions at first instance ....................................................................... 11
Numbers of decisions ..................................................................................................... 12
Recognition Rate ............................................................................................................. 13
Type of protection granted ............................................................................................. 15
Stock of pending cases .................................................................................................... 18
Section 3: Key trends in focus ................................................................................................. 21
Western Balkans ............................................................................................................. 21
Syria ................................................................................................................................ 23
Ukraine ............................................................................................................................ 27
Annex I – Statistical overview .................................................................................................. 30
Overview of asylum applicants, withdrawn applications and pending cases registered in
the EU+ by main citizenship, 2013 Q3-2014 Q4 ............................................................. 30
Overview of first instance decisions issued in the EU+ by main citizenship,.................. 31
2013 Q3-2014 Q4 ............................................................................................................ 31
Annex II – List of Abbreviations ............................................................................................... 32
EASO QUARTERLY REPORT — Q4 2014 3
Introduction
The EASO Quarterly Asylum Report is produced by EASO’s Centre for Information,
Documentation and Analysis. It aims to provide an overview of key asylum trends by
analysing data on applications for international protection, pending cases and decisions
made on applications by EU Member States and Associated Countries1.
The analysis is based on data2 submitted to Eurostat as per Article 4 of the Migration
Statistics Regulation3 and extracted from Eurostat database on 18 March 20154.
It is important to note that the Eurostat Technical Guidelines for the data collection5 were
amended in December 2013 and subsequently entered into force in the reference month of
January 2014. The change affects the backward comparability of 2014 data. The main
changes in the Eurostat Technical Guidelines for the data collection that affect the above
comparison are:
clarification of the first time and repeated applicant concepts;
addition of an instruction on how persons subject to a Dublin procedure should be
counted in the pending cases table;
instruction not to report Dublin cases as negative asylum decisions6;
clarification of the concept of humanitarian protection.
1 Referred to in the content of the report as “EU+”. This includes data from EU28, Norway and Switzerland. 2 Figures published on Eurostat database are rounded to the nearest “5” or “0”. The number presented in this report may therefore differ when analysed separately (by a single EU+ country, citizenship or indicator). 3 Regulation (EC) No 862/2007 of the European Parliament and of the Council of 11 July 2007 on Community statistics on migration and international protection and repealing Council Regulation (EEC) No 311/76 on the compilation of statistics on foreign workers [2007] OJ L199/23 http://eur-lex.europa.eu/legal-content/EN/ALL/?uri=CELEX:32007R0862. 4 According to Migration Statistics Regulation, data on first instance decisions is provided by Member States and Associated countries to Eurostat on a quarterly basis and with a 2-month deadline for submission. Data on applicants and pending cases are monthly but have the same 2-month deadline for submission. These timelines explain the delay with which EASO quarterly reports are produced. 5 http://epp.eurostat.ec.europa.eu/cache/ITY_SDDS/Annexes/migr_asyapp_esms_an3.pdf 6 This change had the purpose of enhancing the comparability of decision statistics across EU+ countries and providing more relevant recognition rates. This change should be taken into account when making comparisons between the data collected under the former Eurostat guidelines and the current Eurostat guidelines.
EASO QUARTERLY REPORT — Q4 2014 4
Summary
Trends in applicants for international protection
The growth in the total number of applicants for international protection in the EU+ continued for the third consecutive quarter, rising 10 % to over 210 000 applicants in Q4. In 2014, there were more than 660 000 applicants for international protection in the EU+, a 42% increase when compared to 2013.
The quarter under review was marked by the rise in applicants from Kosovo, which quadrupled compared to the third quarter. In 2014 overall, the composition of the five largest groups of asylum applicants registered in the EU+ consisted of citizens from Syria followed by Western Balkans countries, Eritrea, Afghanistan and Pakistan.
Germany, Sweden, Italy and France were the main countries of destination, receiving 62 % of all asylum applicants registered in the EU+ in 2014.
Trends in decisions at first instance
During the fourth quarter of 2014, there were 119 290 first instance decisions issued in the EU+, an increase of 29 % compared to the third quarter and the largest total in a single quarter since 2008.
In Q4 2014, 48 % of all first instance decisions issued resulted in a positive outcome, two percentage points lower than the previous quarter.
In 11 EU+ countries, more than half of the first instance decisions issued were positive and resulted in the granting of refugee status, subsidiary protection or humanitarian protection7.
The stock of pending cases at the end of December 2014 exceeded 500 000, or 12 % more than the stock at the end of September 20148.
Key trends in focus
Western Balkans – From the third to the fourth quarter 2014, the number of applicants from all six Western Balkans countries together doubled, reaching 49 300 applicants (+98 %).
Syria – Syrian applicants continued to be the largest single citizenship of applicants in the EU+ and, with 42 610 persons recorded in Q4 2014, roughly on a par with the total for Q3 2014. In 2014, there were more than 128 000 Syrian applicants for international protection, a 143 % increase compared to 2013.
Ukraine – In the fourth quarter of 2014, the number of Ukrainian applicants in the EU+ grew for the fourth consecutive quarter (+11 % compared to Q3 2014) and with 5 660 applicants set a new high for this citizenship.
7 Reported as: authorisation to stay for humanitarian reasons under national law concerning international protection 8 At the time of writing, no data for 2014 in Austria were available as well as end of December for Romania. Also, no data have been available for pending cases for an extended period from Cyprus from May 2011- 2013 (excluding December 2012) and the Netherlands for the entire period 2012-2014.
EASO QUARTERLY REPORT — Q4 2014 5
Section 1: Trends in applicants for international protection
Applicants for international protection in the EU+
The growth in the total number of applicants for international protection in the EU+
continued for the third consecutive quarter, rising 10 % to over 210 000 applicants in Q4 and
reaching levels significantly higher than in the recent years. Compared to the fourth quarter
of 2013, the influx of applicants was 61 % higher. As shown in figure 1, the growth started in
the second half of 2012 and accelerated in 2014, with the entire year totalling more than
660 000 applicants for international protection in the EU+, or a 42% increase when
compared to 2013.
Figure 1: Total and first-time asylum applicants9 in the EU+ since January 2008
Source: Eurostat data as of 18.03.2015
Figure 2 shows the monthly evolution in the number of applicants for international
protection reported in 2014, compared to the previous two years. As displayed, the month-
to-month comparison shows a higher overall number of applicants registered in 2014 than in
the two previous years. The evolution in 2014 followed the same pattern as in 2013 until
October, with a high point registered in that month, but afterwards the totals remained
around 70 000 applicants and there was no decline from October to December as in
previous years.
Figure 2: Total asylum applicants in the EU+ since January 2012 monthly trend Source: Eurostat data as of 18.03.2015
9 Total applicants: all persons having submitted an application for international protection as defined in Art.2 (h) of Qualification Directive or having been included in such application as a family member. First time applicants for international protection are those who lodged an application for the first time in a given Member State. When data for first time applicants is not available on Eurostat total applicants are considered first time applicants.
EASO QUARTERLY REPORT — Q4 2014 6
Main citizenship/group of citizenship of applicants for international protection
Figure 3: Main citizenship/group of citizenship10
of asylum applicants, Q4 2013- Q4 2014 Source: Eurostat data as of 18.03.2015
Figure 3 shows the evolution to Q4 2014 of the composition of the five largest groups of
applicants registered in the EU+. The number of applicants from the six Western Balkan
countries almost doubled compared to the previous quarter and became the largest group
of applicants in Q4 2014. Syrian applicants constituted the second largest group, but still the
top single citizenship, while applicants from Afghanistan increased for the second
consecutive quarter and ranked third. Figure 3b shows the relative proportions of the top 20
nationalities for total and repeated applicants in 2014. Citizens of the Western Balkan
countries, Afghanistan, Iraq and the Russian Federation were the most numerous repeated
applicants, whereas flows such as those from Eritrea consisted almost entirely of first time
applicants.
Figure 3b: Main citizenship/group of citizenship of asylum applicants in 2014, Total & Repeated Applicants Source: Eurostat data as of 18.03.2015
10 The indicator applicants for international protection dissagregated by citizenship, including “Stateless” as a separate
category. In this report citizenship and nationality are used interchangeably.
EASO QUARTERLY REPORT — Q4 2014 7
The number of applicants from the Western Balkans in the EU+ doubled in the fourth
quarter of 2014 compared to the previous one (+98 %), reaching 49 300 applicants from
these countries combined. This rise was almost entirely due to a significant increase in the
number of applicants from Kosovo11 (+312 %), which totalled more than 26 000 applicants in
the EU+, of which 68 % applied in Hungary. Applicants from all other citizenships in this
group also increased in the fourth quarter, albeit at lower growth rates, ranging from the
9 % growth in applicants from Former Yugoslav Republic of Macedonia (FYROM) to the 35 %
rise in applicants from Serbia. In Q4 2014, Germany and Hungary represented the principal
destinations of Western Balkan applicants, together receiving 83 % of the total for this group
in the fourth quarter. Sweden, France and Austria followed and accounted for 12 % of the
total.
Syrian asylum applicants in the EU+ totalled 42 610 in the fourth quarter, similar to the
figure recorded in Q3. In 2014, Syrian applicants for international protection constituted the
largest group in the EU+, recording more than 128 000 applicants, or a 143 % increase
compared to 2013. While Germany and Sweden continued to receive the majority of Syrian
applicants registered in EU+ (55 %), 18 EU+ countries reported Syrian applicants among the
three most common citizenships of applicants they received. The number of applicants
recorded as “Stateless” declined by 14 % compared to the previous quarter. According to
information provided by the Member States, the vast majority were Palestinians who
previously resided in Syria.
After exceeding 10 000 applicants in the third quarter (the highest number since 2008 in a
single quarter), the number of Afghans applying for international protection in the EU+
continued to grow in the fourth quarter (+38 %) reaching 15 000. With more than 4 500
applicants, Hungary experienced the largest growth (+127 %) and became the main receiving
country in the EU+, surpassing Germany, where the number of Afghan applicants remained
stable in the fourth quarter at 2 500. Austria ranked third, reporting a growth of 35 % and
with 2 000 applicants accounted for 14 % of the total. With a total of more than 42 000
applicants, 2014 saw a growth of 54 % compared to 2013.
Among the main citizenships of applicants in the EU+, the number of Eritrean applicants
showed the largest relative decrease in the fourth quarter of 2014 (-55 % compared to
Q3 2014) and dropped to 8 935 applicants, comparable to the levels registered in the second
half of 2013. In 2014 the number of Eritrean applicants rose every month at the beginning of
the year, peaked in July and then subsequently fell. The dynamics of travel routes with
regard to departure possibilities and costs seem to have been primary factor behind the
sharp increase in the first half of the year and the subsequent decrease. However, available
information is inconclusive12. Overall in 2014, Eritrean applicants in the EU+ more than
doubled (+131 %) compared to 2013 and represented the fourth largest group of applicants.
Germany, Sweden and Switzerland had the largest share of Eritreans (28 %, 24 % and 14 %,
respectively).
11 This designation is without prejudice to positions on status, and is in line with UNSCR 1244.
12 According to information provided by Frontex during the EASO Practical Cooperation meeting in October 2014, following the
phasing out of the Mare Nostrum operation there was a strong increse in the price for boat crossings. This may mean that
migrants with more financial means, such as Syrians, had better access to this route than Eritreans
EASO QUARTERLY REPORT — Q4 2014 8
The number of applicants from Iraq decreased slightly during the fourth quarter of 2014 (-
7 %) and totalled 7 250 applicants in the EU+. Compared to Q3 2013, when only 54 % of
these were new asylum applicants, in Q4 2014 the share rose to 82 %, or a 46 % quarterly
growth. On an annual basis, in 2014 the number of Iraqi applicants in the EU+ grew by 86 %
compared to 2013 and reached 22 000. With 43 % of the total flow in 2014, Germany was
the main destination country in the EU+, followed by Sweden, Belgium and the Netherlands,
the three countries representing a further 25 % of the total influx.
Figure 4: Main countries of origin of asylum applicants in the EU+, percentage change from Q3 2014 to Q4 2014 Source: Eurostat data as of: 18.03.2015
The charts in Figure 5 show the age-gender distribution of applicants from the top five
countries of origin in Q4 2014. The left-side axis shows the age group categories in years.
With the influx of Syrian applicants to the EU+, the largest proportion consisted of
men aged 18-34 years, with this group amounting to over 18 000 applicants. The
profile also suggests that a significant number of families applied, comparable to the
profiles for Serbian and Kosovar applicants;
The vast majority of Afghan and Eritrean applicants were young men, though a small
number of children and, in the case of Eritrea, women in the 18-34 age bracket were
also visible. For both, the profile also indicates a proportion of families. Both
citizenships had very significant numbers of applicants claiming to be
unaccompanied minors, which represented respectively 49 % and 41 % of the
minors in the combined two classes of youngest age applicants13.
Serbian applicants were mainly families, while the distribution of applicants from
Kosovo also indicates a significant proportion of single male adults, but compared to
previous quarters, the proportion of Kosovar families increased notably in Q4.
13 This information is provided by EU+ countries via the EASO Early warning and Preparedness System (EPS) data collection.
312 %
38 % 35 %11 % 3 % 1 %
0 % - 7 % - 14 %
- 55 %-100%
-50%
0%
50%
100%
150%
200%
250%
300%
350%
EASO QUARTERLY REPORT — Q4 2014 9
Profile of applicants for international protection in Europe
Figure 5: The age distribution of applicants from top 5 countries of origin, by gender, Q4 2014 Source: Eurostat data as of: 18.03.2015
Country of destination
Figure 6 shows the changes in terms of absolute numbers of asylum applicants registered in
the EU+ countries between the third and fourth quarter of 2014. In the fourth quarter, the
ranking of the main countries of destination changed compared to the previous one and
Germany, Hungary, Italy and Sweden were the main countries of destination, receiving 64 %
of all asylum applicants registered in the EU+. In Q4 2014, Hungary recorded the largest
increase, both in absolute and relative terms compared to the third quarter (+19 920;
+229 %). Significantly14 higher numbers of applicants were recorded in Austria (+3 090;
+39%), Spain (+515; +35 %), Bulgaria (+1 075; +33 %), Greece (+450; +22 %), Italy (+3 455;
+19 %), and France (+2 135; +15 %).
Conversely, a significant decrease compared to the third quarter of 2014 was registered in
Denmark (-3 365; -47 %), the Netherlands (-2 710; -34 %), Switzerland (-2 165; -28 %),
Sweden (-7 090; -25 %;) and Norway (-655; -17 %).
14 More than 10% increase/decrease and 250 applicants absolute difference compared to Q3 2014
Afg
han
ista
nEr
itre
aSe
rbia
Syri
aK
oso
vo
20 00015 00010 000 5 000 0 5 000 10 00015 00020 000
0-13
14-17
18-34
35-64
65+
Men Women
4 500 3 000 1 500 0 1 500 3 000 4 500
0-13
14-17
18-34
35-64
65+
10 000 7 500 5 000 2 500 0 2 500 5 000 7 500 10 000
0-13
14-17
18-34
35-64
65+
Men Women
3 000 2 000 1 000 0 1 000 2 000 3 000
0-13
14-17
18-34
35-64
65+
10 000 7 500 5 000 2 500 0 2 500 5 000 7 500 10 000
0-13
14-17
18-34
35-64
65+
EASO QUARTERLY REPORT — Q4 2014 10
Figure 6: Total asylum applicants in European destination countries in Q3 and Q4 of 2014 Source: Eurostat data as of 18.03.2015
EASO QUARTERLY REPORT — Q4 2014 11
Section 2: Trends in decisions at first instance
The map below displays first instance decisions on international protection issued in the EU+
for the top 25 countries of origin of applicants during the third quarter of 2014. The
citizenships can be clustered into two main groups: those countries from which applicants
are mainly granted protection (including both types of EU-regulated international protection
statuses as well as humanitarian protection) for which the corresponding pie chart is mostly
green; and those from which applicants are mainly rejected, characterised by a pie chart
that is mostly purple.
Map 1: Main citizenships of applicants, first instance decisions and positive decisions issued in the EU+ during Q4 2014 Source: Eurostat data as of 18.03.2015; Note: the groups “Stateless” and “Unknown” citizenships, which ranked, respectively, 9th and 14th in the EU+, are not plotted in the map
The bar chart in Figure 7 indicates the number of decisions issued by EU+ countries at first
instance (in blue), the recognition rates15 (in per cent) and the type of protection granted.
As shown in Figure 7, the recognition rate at first instance can vary significantly from one
EU+ country to another. While these variations can arise from diverse factors, they are
usually a consequence of the following:
structural differences in the caseloads (including countries/regions of origin of
asylum applicants and their individual profiles) upon which decisions are issued;
15 The recognition rate at first instance is defined here as the ratio between the number of positive first instance decisions issued (refugee status, subsidiary protection status and humanitarian protection (authorization to stay for humanitarian reasons under national law concerning international protection)) as a proportion of the number of all first instance decisions issued (positive decisions and rejections) in the reference period under review.
EASO QUARTERLY REPORT — Q4 2014 12
different approaches, interpretations and policies adopted across the EU+ States;
the use of various forms of protection that exist under national law and which are
reported as humanitarian protection16.
Figure 7: First instance decisions and type of decisions issued in the EU+, Q4 2014
Source: Eurostat data as of 18.03.2015
Numbers of decisions
During the fourth quarter of 2014, there were 119 290 first instance decisions on
international protection issued in the EU+, an increase of 29 % compared to the third
quarter and the largest number in a single quarter since 2008. The increase, compared to
the same quarter in 2013 when 102 720 decisions were issued, was 16 %. The growth in
decisions reflected the rise in the number of applicants for international protection
registered during the same period as more decisions were made on a larger influx of
applicants. As stated in Section 1, from the third to fourth quarter of 2014, the number of
applicants grew by 10 % and, compared to the third quarter of 2013, the influx grew by
61 %.
The highest numbers of first instance decisions issued in the fourth quarter of 2014 were in
Germany (35 700, 30 % of the total), France (18 760, 16 % of the total) and Sweden (10 725,
9 % of the total). These countries together accounted for 54 % of all decisions issued in the
EU+. Italy (9 750, 8%), the United Kingdom (9 465, 8 %), the Netherlands (6 185, 5 %),
Belgium (5 740, 5 %) and Switzerland (5 540, 5 %) also issued a significant number of
decisions.
16 Humanitarian protection is not harmonised at EU level and is reported only by 18 of the EU+ states (Czech Republic, Denmark, Germany, Greece, Spain, Italy, Cyprus, Hungary, Malta, the Netherlands, Poland, Romania, Slovakia, Finland, Sweden, the United Kingdom, Norway and Switzerland).
EASO QUARTERLY REPORT — Q4 2014 13
In comparison with the previous quarter, the sharpest increases in the number of first
instance decisions were reported by Hungary (+210 %), followed by Finland (+182 %) and
Bulgaria (+111 %). In these countries, the higher number of decisions reflected the
intensified efforts among asylum authorities to deal with increased pressure during 2014, for
example the influx of Kosovars in Hungary, Syrians in Bulgaria and Iraqis in Finland, as well
as decisions on older caseloads, for example Ukrainians in Finland and Syrians in Bulgaria.
Recognition Rate
In the fourth quarter of 2014, 48 % of all first instance decisions issued resulted in a positive
outcome, substantially higher than the 34 % recorded for all of 201317 and two percentage
points lower than last quarter.
Figure 8: Type of decisions issued in the EU+, Q4 2014
Source: Eurostat data as of 18.03.2015
While at the EU+ level the recognition rate was 48 %, in some countries it was higher. In 11
countries, more than half of the decisions issued at first instance during the fourth quarter
of 2014 were positive: Bulgaria (94 % of 2 120 decisions); Malta (85 % of 455); Cyprus (83 %
of 405); Finland (80 % of 1605); Denmark (79 % of 2 375); the Netherlands (75 % of 6 185);
Sweden (74 % of 10 725); Switzerland (71 % of 5 450); Norway (68 % of 2 105); Latvia (60 %
of 25); Slovakia (54 % of 65); Italy (53 % of 9 750).
The charts in figure 9 show the evolution from Q1 2012 to Q4 2014 of the type of decisions
issued at first instance for the five main (single) countries of origin of applicants registered in
EU+ countries. Decisions include positive decisions (refugee status, subsidiary protection and
humanitarian protection) or rejections.
17 See footnote 6.
EASO QUARTERLY REPORT — Q4 2014 14
Figure 9: Evolution of first instance decisions issued on the top 5 countries of origin since Q1 2012; Source: Eurostat data as 18.03.2015
In the fourth quarter of 2014, the recognition rate at first instance reported for Syrians was
95 %, one percentage point higher than the rate in the third quarter (94 %), while the total
number of decisions increased by 32 %. Of significant note was the increase in the number
of decisions issued in Germany compared to the previous quarter (+87 %). Furthermore, the
proportion of decisions in Germany granting refugee status as a form of protection
increased. In the fourth quarter, refugee status accounted for 65 % of first instance decisions
issued to Syrian applicants in EU+ countries18.
18 There can be a number of reasons for the small percentage of negative decisions reported for Syrian applicants including,
inter alia, persons claiming to be Syrians who are subsequently found not to be may be rejected while still being reported as
Syrians; applicants who absconded during the asylum procedure may be issued a negative decision; finally, certain applicants
may be excluded from receiving refugee status or subsidiary protection in line with Articles 12 and 17 of the Qualification
Directive
EASO QUARTERLY REPORT — Q4 2014 15
The total number of decisions on Eritrean applications grew in the fourth quarter (+21 %),
with the recognition rate decreasing by one percentage point (90 %) compared to the third
quarter and showing fluctuations in the type of protection granted. After a third quarter
characterised by a discernible increase in the provision of subsidiary protection, in the fourth
quarter the share refugee status returned to proportions observed at the beginning of the
year: 65 % of total decisions issued at first instance.
The recognition rate for Afghans in Q4 2014 (66 %) slightly decreased compared to the
previous quarter as did the total number of decisions issued in EU+ countries (-7 %). Over
the period, the distribution in type of protection granted changed very little, with a
moderate but constant increase in the number of decisions granting refugee status and a
recent rise, in 2014, in decisions granting humanitarian protection.
Decreasing from the 3 % average recognition rate recorded in the last 4 quarters, only 1 % of
the decisions issued granted some sort of protection to Serbian citizens in Q4 2014. The
main receiving EU+ countries considered almost all applications for international protection
from Serbian applicants to be unfounded. Refugee status protection represented the most
common type of protection granted to Serbian nationals in 2014.
The recognition rate for applicants from Kosovo was 8 % in the fourth quarter, representing
one of the highest levels for this citizenship since the beginning of 2012. While, as in the
case of Serbians, the majority of applications for international protection were considered
unfounded, 2014 was marked by a slight increase in the share of protection granted to
Kosovars when compared to the previous two years. Refugee status constituted the most
common type of protection granted to Kosovars in 2014.
Type of protection granted
In the EU+ countries, decisions granting refugee status made up 30 % of all first instance
decisions issued during Q4 2014, while the shares of cases granting subsidiary protection
and humanitarian protection were 13 % and 5 % respectively.
Refugee status
In relative terms, Germany (93 %), Bulgaria (93 %), the United Kingdom (89 %), Belgium
(89 %) and France (83 %) granted refugee status in the largest proportion of their positive
decisions. Table 1 below shows the countries of origin of asylum applicants who were most
often granted refugee status in selected EU+ countries during the fourth quarter of 2014.
Subsidiary protection
The highest proportions of subsidiary protection decisions, as a share of all positive decisions
issued during the third quarter of 2014, were registered in Latvia and Lithuania (100 %),
followed by Cyprus (97 %), Czech Republic (87 %), Finland (82 %) and the Netherlands
(77 %). Table 2 below shows the principal citizenships of asylum applicants mainly granted
subsidiary protection status in selected EU+ countries.
EASO QUARTERLY REPORT — Q4 2014 16
EU+ country
Citizenship
Positive
decisions
Subsidiary
protection
Ratio of Subsidiary
Protection in
Positive Decisions
Cyprus 340 330 97%Syria 330 325 98%Other 10 5 50%
Czech Republic 155 135 87%Syria 110 105 95%Stateless 10 10 100%Afghanistan 5 5 100%Other 5 5 100%
Finland 1 290 1 055 82%Iraq 255 210 82%Ukraine 145 140 97%Kosovo 120 95 79%Other 770 610 79%
Netherlands 4 540 3 480 77%Syria 2 310 2 045 89%Eritrea 1 255 1 240 99%Unknown 45 40 89%Other 930 155 17%
Spain 375 240 64%Syria 265 205 77%Somalia 25 25 100%Côte d'Ivoire 5 5 100%Other 80 5 6%
Table 1: Positive decisions issued at first instance in selected EU+ countries in Q4 2014, granting
refugee status, by citizenship of applicants; only countries that issued more than 300 decisions in Q4
2014 are displayed;
Source: Eurostat data as of 18.03.2015
Table 2: Positive decisions issued at first instance in selected EU+ countries in Q4 2014, using
subsidiary protection, by citizenship of applicants; only countries that issued more than 300
decisions in Q4 2014 are displayed;
Source: Eurostat data as of 18.03.2015
EU+ country
Citizenship
Positive
decisions
Refugee
Status
Ratio of Refugee
Status in Positive
Decisions
United Kingdom 3 880 3 440 89%Eritrea 1 035 1 030 100%Syria 465 455 98%Iran 465 450 97%Other 1 915 1 505 79%
Bulgaria 1 975 1 835 93%Syria 1 900 1 785 94%Stateless 60 45 75%Iraq 15 5 33%Other 0 0 :
France 4 720 3 895 83%Iraq 490 485 99%Syria 675 465 69%Russia 385 370 96%Other 2 295 1 825 80%
Germany 14 890 13 865 93%Syria 10 075 9 870 98%Iraq 1 515 1 475 97%Unknown 765 725 95%Other 2 560 1 940 76%
Belgium 2 590 2 310 89%Syria 795 780 98%Unknown 210 200 95%Guinea 190 190 100%Other 1 060 905 85%
EASO QUARTERLY REPORT — Q4 2014 17
Humanitarian protection19
Of the 18 EU+ countries for which this type of protection is reported, Poland (51 %), Italy
(47 %) and Switzerland (44 %) were the main countries granting humanitarian protection
among the positive decisions issued in the third quarter of 2014.
Table 3: Positive decisions issued at first instance in selected EU+ countries in Q4 2014, granting
humanitarian protection, by citizenship of applicants; only countries that issued more than 300
decisions in Q42014 are displayed
Source: Eurostat data as of: 18.03.2015
19 Humanitarian protection is not harmonised at EU level and is reported only by 18 of the EU+ (Czech Republic, Denmark,
Germany, Greece, Spain, Italy, Cyprus, Hungary, Malta, the Netherlands, Poland, Romania, Slovakia, Finland, Sweden, the
United Kingdom, Norway and Switzerland).
EU+ country
Citizenship
Positive
decisions
Humanitarian
protection
Ratio of Humanitarian
Protection in Positive
Decisions
Poland 195 100 51%Russia 85 60 71%Georgia 25 25 100%Ukraine 5 5 100%Other 80 10 13%
Italy 5 150 2 455 48%Mali 520 410 79%Nigeria 565 365 65%Gambia, The 335 285 85%Other 3 730 1 395 37%
Switzerland 3 850 1 425 37%Syria 810 550 68%Afghanistan 345 260 75%Sri Lanka 720 120 17%Other 1 975 495 25%
EASO QUARTERLY REPORT — Q4 2014 18
Stock of pending cases
The stock of pending cases20 at the end of December 2014 exceeded 500 000, rising 12 %,
with an additional 53 670 cases more than those registered at the end of September.
Figure 10: Stock of pending cases at the end of each quarter Source: Eurostat data as of 18.03.2015
21
Germany (221 195), Sweden (54 325) and Italy (45 750) were the EU+ countries with the
highest stock of pending cases at the end of December 2014.
The highest relative increase in pending cases in the fourth quarter was registered in
Hungary (+348 %). This was mainly due to the large increase in Kosovar applicants, as
Hungary received high numbers of applicants from Kosovo during the fourth quarter. The
number of pending cases for applications from Syrian and Afghan citizens also increased in
Hungary.
As a result of the increased demand for international protection during the quarter, several
EU+ countries registered significant22 increases in their stock of pending cases compared to
three months earlier: Italy (+43 %), Bulgaria (+30 %), Spain (+18 %) and Germany (+16 ). In
contrast, other EU+ countries managed to reduce their stock of pending cases at the end of
December compared to the end of September. For example in Finland (-31 %), this was the
result of increased number of decisions taken, coupled with a reduced demand for
international protection in the fourth quarter, while in Greece (-23 %) the Hellenic police,
responsible for cases prior to the creation of the Hellenic Asylum Service in the summer of
2013, processed more than 9 000 “inactive” cases.
20 The stock of pending cases indicator gives a snapshot of the number of persons who lodged an application for international protection which is still under consideration by the responsible national authority at the end of the reference period. 21 At the time of writing, all pending cases data for 2014 in Austria were not available. Also, no data have been available for pending cases for an extended period from Cyprus from May 2011- 2014 (excluding December 2012) and the Netherlands for the entire period 2012-2014. 22 More than 15% and 250 cases
EASO QUARTERLY REPORT — Q4 2014 19
Figure 11: Stock of pending cases as of 31 December 2014 and percentage change in pending cases
from 30 September 2014 to 31 December 2014 by reporting EU+ country
Source: Eurostat data as of: 18.03.201523
Figure 12: Stock of pending cases as of 31 December 2014 and percentage change in pending cases from 30 September 2014 to 31 December 2014 by main countries of origin Source: Eurostat data as of 18.03.2015
23 Data on the stock of pending cases not available for the Austria, Belgium, Cyprus and Netherlands
61 200 Syria
35 800 Eritrea
33 780 Afghanistan
31 005 Pakistan
23 315 Kosovo
23 010 Serbia
20 035 Nigeria
18 850 Russia
17 645 Iraq
15 770 Somalia
020,00040,00060,00080,000
21%
6%
13%
-5%
148%
21%
14%
-5%
7%
6%
-15% 10% 35% 60% 85% 110% 135% 160%
EASO QUARTERLY REPORT — Q4 2014 20
The bar chart above shows the percentage changes in the stock of pending applications
between Q3 2014 and Q4 2014 for the top 10 citizenships recorded in Q4 2014. With the
exception of applicants from Pakistan and the Russian Federation, which decreased, the
number of pending cases for applicants of all other main nationalities grew compared to the
end of September.
With more than 61 000 applicants awaiting a decision, Syrians ranked first for the third
consecutive quarter and also experienced the second highest relative growth (+21 %) in the
EU+. The growth in pending cases illustrates the significance of the Syrian flow in European
asylum systems: while the number of applicants remained unchanged from last quarter and
the number of decisions in fact increased during the fourth quarter, the number of Syrian
pending cases rose by 21 % from the third quarter. This suggests that the number of
decisions must increase still further to address the influx of applicants. Germany, Sweden
and Greece are the three EU+ countries responsible for the majority of Syrian cases.
The number of pending cases of Kosovar citizens at EU+ level increased during the fourth
quarter by 148 % as a consequence of the sudden rise in the number of applicants during
the same period. From this, Germany, Hungary and France had the highest share of pending
cases.
EASO QUARTERLY REPORT — Q4 2014 21
Section 3: Key trends in focus
Figure 13: Main citizenships of asylum applicants in the EU+, Q4 2014 Source: Eurostat data as of: 18.03.2015
Western Balkans
As in previous years, the highest quarter for applications in countries EU+ countries from
Western Balkan nationals (WB) throughout the year was the fourth quarter. The total
number of applicants from the WB doubled to almost 50 000 (+98 %), a new quarterly high
that represented 23% of the EU+ total.
Figure 14: Western Balkan applicants in EU+ countries since 2012, quarterly trend Source: Eurostat data as of 18.03.2015
In particular, the largest proportion (80 %) of the increase in WB applicants to EU+ was due
to Kosovar applicants (26 260). The number of Kosovar applicants in the EU+ rose by 331 %
following a 134% rise during the third quarter. As in the third quarter, Hungary received the
EASO QUARTERLY REPORT — Q4 2014 22
largest number of applicants in the fourth quarter, amounting to 68 % of the total number of
Kosovars applying in the quarter. With more than 17 000 applicants from Kosovo, the levels
recorded in Hungary were unprecedented. In the previous EASO Quarterly Report, it was
suggested that “Kosovars who do not have a Serbian biometric passport and who are
apprehended illegally crossing the Serbian-Hungarian external land border usually lodge an
asylum claim to avoid return to Serbia. Following this, most then abscond from open
reception centres (implicitly withdrawing their application) and it is presumed that they
continued their journey to western and northern European countries24.” Even if Dublin data
for 2014 is not yet available, such a presumption is once again supported by the numbers of
applicants from Kosovo in Austria and Germany which increased by 419 % and 176 %
respectively in the fourth quarter. This set a new high for both countries. The number of
withdrawn applications from Kosovar citizens in Hungary reached 4 810 in the fourth
quarter, or a 312 % increase compared to the third quarter.
The number of Serbs applying in the EU+ reached 11 490 (+35 %) and the vast majority
continued to apply almost exclusively in Germany (88 % of the Serbs applying in the EU+).
The number of applicants for international protection from Bosnia and FYROM also grew in
Q4 2014 but at a more moderate rate (+13 % and +9 % compared to Q3 2014). As in the case
of Serbs, they lodged their applications mainly in Germany (81 % and 84 % of the respective
totals).
After a decline in Q3 2014, the number of Albanian and Montenegrin applicants grew by
30 % and 10 % respectively. Throughout the year, the number of Albanian applicants
decreased in France but rose in Germany, possibly because Albania was included in France’s
safe country of origin list25.
Figure 15: Distribution of Western Balkan asylum applicants in the EU+, Q3and Q4 2014 Source: Eurostat data as of: 18.03.2015
With regard to applicants from Western Balkan countries, there seems little change from
what was highlighted in EASO’s report on Asylum applicants from the Western Balkans:
Comparative analysis of trends, push–pull factors and responses report on the region26.
24 Dublin data from Eurostat for 2013, for example, shows over 7,000 accepted transfer requests made by Germany to Hungary.
25http://www.legifrance.gouv.fr/affichTexte.do?cidTexte=JORFTEXT000028396968 26 http://easo.europa.eu/wp-content/uploads/BZ0213708ENC.pdf. An update of the report is currently under drafting and will be
published during the next months.
EASO QUARTERLY REPORT — Q4 2014 23
Asylum seekers from this region consist mainly of Albanians from Kosovo and Albania and
Roma from Serbia and FYROM. The most important push factors behind the decision of
some WB citizens to claim asylum in the EU+ are the social problems of specific groups
which are closely linked — especially in the case of Roma — to unemployment and poverty.
The principal pull factors determining the choice of destination country are mainly
economic.
In the EU+, during the fourth quarter, the total number of decisions issued on applications
lodged by nationals of WB countries almost doubled compared to the third quarter and 96 %
of those decisions had a negative outcome. This rejection rate mirrors the 96 % rate
registered over 2013.
In the fourth quarter of 2014, Germany, Hungary and France issued 87 % of all decisions on
nationals from WB countries; the figure below displays the rejection rates for citizens of WB
countries in the EU+. Compared to Germany and Hungary, where the rejection rate is 100 %,
the recognition rate of WB applicants increased in France and reached 18 %. Generally, the
recognition rate is quite low in most EU+ countries, but Finland and Italy stand out, having
granted higher shares of some type of protection; mainly subsidiary protection in Finland
and humanitarian protection in Italy. In both cases, positive decision represented more than
half of the decisions issued to WB applicants in the fourth quarter.
Figure 16: First instance decisions and type of decisions issued in the EU+ for Western Balkan
applicants;
Source: Eurostat data as of 18.03.2015
At the end of December 2014, 77 000 applicants from the Western Balkan countries were
awaiting a final decision on their cases in the EU+, an increase of 37 % compared to the end
of September. As a consequence of the high number of applicants in the last quarter of
2014, Germany remained responsible for 69 % of these pending cases, followed by Hungary,
up to 14 % from 2 % in the third quarter.
Syria
Syrian applicants continued to be the largest single citizenship of applicants in the EU+.
42 610 were persons recorded in Q4 2014, close to the number recorded in Q3 2014. In
EASO QUARTERLY REPORT — Q4 2014 24
2014, Syrian applicants for international protection totalled more than 128 000 applicants, a
143 % increase compared to 2013.
After strong growth during the third quarter, the number of Syrian applicants remained at
significantly high levels. The total for Q4 2014 was double the total in the same quarter of
2013 and four times higher than Q4 2012. Last year the monthly peak was registered in
September with more than 17 000 Syrian applicants. Since then, a decrease has resulted
from a seasonal drop and a fall in arrivals by sea (as reported by Frontex).
Map 2: Distribution of Syrian asylum applicants in the EU+, Q4 2014 Source: Eurostat data as of 18.03.2015
As shown in map 2, in the fourth quarter of 2014 the largest share of Syrian applicants (56 %
of the EU+ total) continued to be registered in Germany and Sweden. In the fourth quarter,
with 37 % of the total, Germany became the main destination country for Syrian applicants.
As figure 17 shows, during the fourth quarter the distribution among main destination
countries changed compared to the third quarter. While at EU+ level, roughly the same
number of Syrian applicants was registered during both quarters; the increase recorded by
Germany, Hungary and Austria (+28 %, +65 % and +45 % respectively) in the fourth quarter
was mirrored by the decrease in Sweden, the Netherlands and Denmark (-28 %, -51 %
and -51 % respectively).
EASO QUARTERLY REPORT — Q4 2014 25
Figure 17: Distribution of Syrian asylum applicants in the EU+, 2nd
and 3rd
quarter 2014
Source: Eurostat data as of 18.03.2015
Fourteen countries experienced quarter-on-quarter rises and 14 countries quarter-on-
quarter declines. Three-digit growth was recorded in Spain (+133 %) and Greece (+173 %).
Syrians were in the top three citizenships of applicants for 18 EU+ states, slightly less than in
recent the previous two quarters. Given the continued armed conflict in Syria, the outflow of
persons seeking protection the movement of Syrian applicants towards EU+ countries is
likely to continue.
Figure 18: First instance decisions and type of decisions issued in the EU+ on Syrians; only countries
that issued more than 100 decisions in Q4 2014 are displayed
Source: Eurostat data as of 18.03.2015
As shown in figure 18, the type of protection granted by EU+ countries to Syrians in the
fourth quarter varied substantially among the main receiving countries. While the United
Kingdom, Germany, Denmark, Belgium and Bulgaria mainly granted refugee statuses,
Sweden, the Netherlands, Spain and Cyprus more often granted Syrians subsidiary
protection status. Switzerland is the only EU+ country where most first instance decisions
10 795 Germany
3 385 Sweden
2 460 Netherlands
1 900 Bulgaria
1 415 Denmark
835 Switzerland
825 Belgium
695 France
520 United Kingdom
500 Norway
325 Cyprus
275 Greece
265 Spain
170 Romania
135 Malta
0% 20% 40% 60% 80% 100%
Refugee status Subsidiary protection Humanitarian Protection
02,0004,0006,0008,00010,00012,000
EASO QUARTERLY REPORT — Q4 2014 26
issued to Syrians led to humanitarian protection. In France, Norway, and Romania, the type
of protection granted was more evenly split between refugee status and subsidiary
protection.
At the end of December 2014, the stock of pending cases for Syrian applicants in the EU+
countries was 61 200, representing the largest single nationality caseload recorded in the
EU+ countries since 2008 and a 21 % increase compared to the end of September 2014. At
the level of individual EU+ countries, the stock of pending cases reflected the changes in the
number of applicants: the stock of pending Syrian cases grew in Germany (+29 %), Sweden
(+27 %), Belgium (+26 %), the United Kingdom (+23 %), Denmark (+12 %) and Italy (+12 %).
EASO QUARTERLY REPORT — Q4 2014 27
Ukraine
The number of Ukrainian applicants in the EU+ grew for the fourth consecutive quarter
(+11 %) and with 5 660 applicants set a new quarterly high for this citizenship in Q4. Before
2014, the number of Ukrainian applicants averaged roughly 100 per month. The growth
during 2014 has been the largest relative yearly growth for any single citizenship (+1 297 %),
14 times higher than 2013, reaching 14 315 applicants in 2014 and representing the 10th
largest group of citizenship applying in EU+ countries. As in the previous quarters, the
applications were mostly (95%) from first-time applicants (i.e. persons who have never
applied before in the reporting MS) and were widely distributed throughout Europe.
Map 3: Distribution of Ukrainian asylum applicants in the EU+, Q4 2014 Source: Eurostat data as of 18.03.2015
The influx of Ukrainian applicants increased during the first 10 months of 2014, rising to
about 2 300 applicants in October 2014. Ukrainians represented the 9th largest group of
applicants registered in the EU+ that month.
EASO QUARTERLY REPORT — Q4 2014 28
Figure 19: Distribution of Ukrainian asylum applicants in EU+, 3rd
and 4th
quarter 2014 Source: Eurostat data as of: 18.03.2015
Germany, Italy and Poland remained the main destination countries for Ukrainian applicants,
although in a different order compared to the third quarter, attracting 57 % of the total flow
at EU+ level. Germany recorded the largest increase in absolute and relative terms (+915,
+131 %).
In the last Practical Cooperation workshop on Ukraine held at EASO in January 2015, it was
indicated that although a number of factors can influence the choice of the destination
country, the presence of an established Ukrainian diaspora or previous experience in the
destination country (due to work or study) were significant pull factors. To a large extent,
the existence of a Ukrainian diaspora seems to explain the geographical distribution of
Ukrainian applicants in the EU+.
The recognition rate in the EU+ for Ukrainian applicants was 25 % during Q4 2014. While the
majority of decisions on Ukrainian cases resulted in a rejection, this marked the highest
quarterly recognition rate for Ukrainians during 2014 and was higher than the 12 % rate
registered for all of 201327.
There was, however, a large disparity in the recognition rates at first instance across EU+
countries having issued more than 50 decisions in the period under review, which ranged
between 0 % and 68 %. This disparity might be because certain Member States only
processed part of the Ukrainian caseload. As they were dealing with a large influx from other
countries, Ukrainians cases may have received lower priority. Some Member States only
processed applications that were not conflict-related (i.e. manifestly unfounded) and have
delayed decision-making on applications which may have relevant grounds, pending a
clarification of the situation in the country of origin. This might explain why the number of
decisions issued to Ukrainians remains low compared to the number of applications received
and also the continued relatively high share of negative decisions.
27 As explained already this may be the consequence of the change in the reporting rejections to Eurostat, c.f. footnote 6
EASO QUARTERLY REPORT — Q4 2014 29
Figure 20: First instance decisions and type of decisions issued in the EU+ on Ukrainians; only
countries that issued more than 50 decisions in Q4 2014 are displayed
Source: Eurostat data as of 18.03.2015
At the end of December 2014, there were 10 080 pending cases at first instance for
Ukrainians applicants in the EU+. Compared to the end of September 2014, this constituted
a 49 % increase in the number of pending cases registered, reflecting the increase in the
number of applicants and the pace at which the caseload was processed. Germany (2 765)
reported the largest stock of Ukrainian cases, followed by Italy (1 555) and Switzerland
(1 170).
EASO QUARTERLY REPORT — Q4 2014 30
Annex I – Statistical overview
Overview of asylum applicants, withdrawn applications and pending cases registered in
the EU+ by main citizenship, 2013 Q3-2014 Q4
Source: Eurostat data as of 18.03.2015
Note:
1) In case of missing data in the quarter under review, rate of changes are calculated excluding the not reporting countries.
2) Kosovo: this designation is without prejudice to positions on status, and is in line with UNSCR 1244. 3) FYROM: the Former Yugoslav Republic of Macedonia.
EASO QUARTERLY REPORT — Q4 2014 31
Overview of first instance decisions issued in the EU+ by main citizenship, 2013 Q3-2014 Q4
Source: Eurostat data as of 18.03.2015
Note:
1) In case of missing data in the quarter under review, rate of changes are calculated excluding the not reporting countries.
2) Kosovo: this designation is without prejudice to positions on status, and is in line with UNSCR 1244. 3) FYROM: the Former Yugoslav Republic of Macedonia.
EASO QUARTERLY REPORT — Q4 2014 32
Annex II – List of Abbreviations
EASO European Asylum Support Office
EPS Early Warning and Preparedness System
EU European Union
EU+ European Union Member States plus Norway and Switzerland
Frontex European Agency for the Management of Operational Cooperation at the
External Borders of the Member States of the European Union
FYROM the Former Yugoslav Republic of Macedonia
UN United Nations
UNHCR United Nations High Commissioner for Refugees
WB Western Balkan countries - Albania, Bosnia and Herzegovina, FYROM,
Kosovo (this designation is without prejudice to positions on status, and is in
line with UNSCR 1244), Montenegro, and Serbia