DOMINIQUE HOGAN-DORAN SC

Superior Court & Tribunal Litigation Curriculum Vitae

June 2017

Practice Profile

Senior Counsel specializing in commercial disputes resolution, industry regulation and enforcement. Particular expertise in public sector & regulated entities investigations and public inquiries. Accredited Arbitrator, Mediator & Non-executive Director.

Leading Commercial Litigation & Disputes Resolution Senior Counsel NSW “Recommended”, Doyles’ Guide to the Australian Legal Profession, 2016. Barrister of the Year, Lawyers Weekly Australian Law Awards, 2016.

Academic Qualifications

Master of Laws, University of Sydney, Australia (2004).

Bachelor of Civil Laws (First Class Honours) Balliol College, University of Oxford, England (1994-1995).

Bachelor of Laws (First Class Honours), University of Sydney (1992).

Bachelor of Economics (Social Sciences), University of Sydney (1990).

Academic Awards

Sir Robert Menzies Scholarship in Law to Oxford University (1994-1995).

Convocation Medal, University of Sydney, Australia, for academic excellence and outstanding contribution to University life (1993).

Nancy Gordon Smith Prize at Graduation, 3rd in Year (1992). Tress Cox Maddox Scholarship in Law (1991). Phillips Fox John L Mant Scholarship in Law (1990). Aaron Levine Prize for Criminal Law (1990).

Current Roles and Appointments

Adjunct Associate Professor, Centre for Law, Markets & Regulation, University of New South Wales (since September 2016).

Australian Member, G20 Business Dialogue (B20) under the German Presidency 2017, Responsible Business Conduct & Anti-Corruption Cross-Thematic Group, Trade & Investment Taskforce.

Essential Services Commission of South Australia Arbitrator Panel Member (for determination of wholesale access disputes) (since February 2017). National Broadband Network (nbn Co Ltd) Arbitral Pool Member (for determination of wholesale access disputes) (since December 2016).

Trustee Director, Club Plus Superannuation Scheme (APRA/ASIC regulated industry superannuation fund with $2.45 billion FUM) (since 2015).

Further Professional Education Australian Institute of Company Directors Course (January 2017).

Financial Analysis for Directors & Officers, Governance Institute of Australia (2016).

Appellate Advocacy, Advocacy Training Council (2013, 2015).

Program on Negotiation & Leadership, Harvard Law School (2015).

Trustee Directors’ Course, Australian Institute of Superannuation Trustees (2015).

Diploma in International Commercial Arbitration, Chartered Institute of Arbitrators (North American Branch) (2015).

Ethical Leadership Program, Centre for Ethical Leadership, Ormond College, University of Melbourne (2014).

United States & International Anti-Corruption Law Program, American University Washington College of Law (2014).

Practitioner’s Certificate in Mediation, Institute of Arbitrators & Mediators Australia (2013).

Class Actions and Representative Proceedings – Select Cases Acting re proposed representative proceedings against ASX financial services provider for breach of Australian Consumer Law, ASIC Act, failure of consideration and unfair contracts (2017). Acting re proposed representative proceedings against various ASX listed entities re suspected breaches of continuous disclosure obligations and alleged misleading and deceptive conduct re annual and half yearly accounts and earnings forecasts (2017). Acting for investor representative (Mr Peter Warne, Chair, Macquarie Group) instructed by Arnold Bloch Leibler, Melbourne: ASIC v GDK Financial Solutions Pty Ltd (in liq) (2016) FCA (Middleton J); ASIC v GDK (No 14) [2013] FCA 459 (Gordon J); ASIC v GDK (No 11) [2012] FCA 1034 and (No 12) [2012] FCA 1035 (Dodds- Streeton J); ZMB Australia Pty Ltd v Warne [2011] FCA 311 (Ryan J) (successful defence of priority claim between scheme promotors and investors); ZMB Australia Pty Ltd v Warne [2011] FCAFC 65 (successful negotiation and approval of compromise of appeal); ASIC v GDK (No 8) [2011] FCA 997 (Dodds-Streeton J) (successful ex parte approval of compromise of priority dispute); ASIC v GDK [2010] FCA 710 (Gray J); ASIC v GDK (No 6) [2010] FCA 1092 (Finkelstein J); AVS Property Pty Ltd v McMaster [2010] FCAFC 81; (2010) 79 ACSR 89 (respondent to appeal by mortgagee); AVS Property Pty Limited v Western Retirement Village Management Ltd (In Liq) [2009] FCA 512 (Ryan J); ASIC v GDK Financial Solutions Pty Ltd (in liq) (No 4) [2008] FCA 858 and No 3 [2008] FCA 448 (2008) 169 FCR 497 (2008) 248 ALR 766 (Finkelstein J). Acting for derivatives clients of MF Global (Australia) Pty Ltd, a collapsed financial services firm, in relation to recovery of money and proper construction and operation of client money provisions, and complex priority dispute with counter parties MF Global Singapore Pte (in liq) and Deutsche Bank AG, instructed by Arnold Bloch Leibler: In re MF Global Australia Ltd (in liq) [2012] NSWSC 994; In re MF Global Australia Ltd (in liq) (No 2) [2012] NSWSC 1426; (2012) 267 FLR 27. For founder and chairman of managed investment scheme MFS Group (now known as Octaviar), Mr Michael King; instructed by Tucker & Cowen Brisbane: settled & approved: Mercedes Holdings Pty Ltd & Ors v Waters (No 6) [2012] FCA 1412. For ASIC in Multiplex class action re public interest immunity claims: P Dawson Nominees Pty Ltd v ASIC [2008] HCATrans 409; ASIC v P Dawson Nominees Pty Ltd [2008] FCAFC 123; (2008) 169 FCR 227; (2008) 66 ACSR 704; P Dawson Nominees Pty Ltd v Multiplex Ltd [2007] FCA 1659; (2007) 65 ACSR 239. For Hannover Re in shareholder class action in relation to collapse of HIH Insurance Limited, instructed by Minter Ellison: Johnstone v HIH Insurance Limited [2004] FCA 1414; Johnstone v HIH Limited [2004] FCA 190 (settled, 2005).

Company Affairs, Partnerships, Insolvency & Commercial Claims Civil court actions concerning investment and other frauds, misrepresentation, conspiracy, misappropriation of funds, asset tracing, preservation and recovery; applications for urgent freezing injunctions and search orders, and for the appointment of receivers. Contested winding up petitions, applications relating to the conduct of administrations, receiverships, liquidations and voluntary arrangements, disputed proof of debt proceedings, asset recovery proceedings, setting aside transactions. Disputes concerning formation of partnerships and the appointment, retirement and removal of partners; interpretation of partnership agreements; partnership disputes, including those relating to partnership assets and actions for account & dissolution. For dual South African/Australian national in variation of ex parte freezing orders and defence of preference claim by liquidators of insolvent company: Humantech Pty Ltd (In Liq) v Thomas International Management Systems (SA) & Schutte [2016] NSWSC (Hammerschlag J). For ASX listed company resisting extension of injunction obtained ex parte by executive directors seeking to restrain termination of employment and proposed market statements (raising continuous disclosure issues), instructed by Minter Ellison Melbourne: Cohen v Invigor Group Ltd [2015] NSWSC (Black J). For Cargo Services Far East Ltd (incorporated in Hong Kong) & CS Logistic Solutions Pty Ltd (Qld) in defence of claims by liquidators for recovery of alleged unfair preferences; matter raised good faith defence and scope of contractual liens, including application of foreign law of Hong Kong and China; matter resolved after interlocutory hearings on joinder and separate question directions: In Re Retail Adventures Pty Ltd (in liq) (2015-2016) NSWSC (Robb J). For National Australia Bank financial planner in Victorian Supreme Court proceedings in defence of claim by high net worth investors concerning complex financial product advice; matter resolved on eve of 2 week hearing, instructed by Corrs Melbourne: Hanley v National Australia Bank (2015). For Senator the Hon. Arthur Sinodinos AO, former Chairman, Australian Water Holdings Pty Ltd, in defence of claim for breach of duty by minority shareholders, successfully negotiated discontinuance after strike out/security for costs hearing, instructed by Arnold Bloch Leibler: TSDack Pty Ltd & 4 Ors v Australian Water Holdings Pty Ltd & 10 Ors [2015] FCA 93. For Westpac Bank (business banking group) claiming under guarantee of commercial bill facility, instructed by Gadens Lawyers: Westpac Banking Corporation v Nitopi (2015) NSWSC (Harrison AssJ). For founders/minority shareholders with respect to suspected breaches of the Takeovers Code arising out of share transactions associated with a conversion of a

public company to a private company, instructed by Ash Street Partners (2014). For responsible entity of managed investment scheme and its CEO; case involved successor R.E. issues, director duties and insurance claims; case settled on eve of 3 week trial in Federal Court’s Queensland Registry, instructed by Tucker & Cowen Brisbane: Leda Holdings Pty Ltd v Securcorp Ltd as Responsible Entity of Securcorp Mortgage Income Scheme & 2 Ors (March 2015) earlier Leda Holdings Pty Ltd v Securcorp Ltd [2013] FCA 1364 (transfer of proceedings from NSW to Qld). For investors re claims against financial advisor concerning advice to invest in highly geared, complex structured financial products; matter successfully resolved at mediation, instructed by Rockwell Oliver: Espire Creations Pty Limited & 3 Ors v Omniwealth Services Pty Limited & 2 Ors (2014). For shareholders; successfully obtained and continued freezing orders & injunctions restraining conduct of directors and associated third parties diverting business opportunities to associates: Australian Mortgage & Finance Pty Ltd & Ors v Rome Euro Windows Pty Ltd & Ors (2014) NSWSC 29; [2014] NSWSC 1173; [2014] NSWSC 996 (Black J); 29 & 31 Jan 2014 (Sackar J), 3 Feb 2014 & 17 Dec 2014 (Ball J). For financial planner in defence of claim concerning investment advice in agribusiness schemes: Tugrul v Tarrants Financial Consultants Pty Ltd [No 4] [2014] NSWSC 291; [No 2] [2013] NSWSC 1971; [No 1] [2013] NSWSC 1561. For shareholders in oppression suit: Nowland v Maiolla; Casbee Properties Pty Ltd v Eastwood Air Conditioning Pty Ltd [2013] NSWSC 980. For commercial party in relation to arbitration in Hawaii of dispute arising under corporate restructure agreement between US and Australian corporations. For Independent Private Hospitals of Australia in relation to Victorian staff dispute. For investors in successful defence of priority claim by promotors of unregistered managed investment scheme to proceeds of $24.5m sale of scheme property at first instance and on appeal to Full Federal Court: ZMB Australia Pty Ltd v Warne [2011] FCA 311; ZMB Australia Pty Ltd v Warne [2011] FCAFC 65 (successful negotiation and approval by Full Court of compromise of appeal). For Australian energy infrastructure company in senior executive dispute: de Boer v Jemena Asset Management Pty Ltd. (District Court of NSW) (2010). For John Holland Group in senior executive pay dispute: Bruce v John Holland Group Pty Ltd (District Court of NSW) (2010). For Chugg Entertainment re dispute with Sydney Entertainment Centre & Ticketek. For director on application for appointment of provisional liquidator: Wajs v Active Optics Pty Ltd [2008] NSWSC 23.

For ex-husband of bankrupt in hearing of an inquiry and account: Official Trustee as Trustee of Estate of Alexander Samootin v Shea (2007) NSWSC (Hammerschlag J); earlier Samootin v Shea [2007] NSWSC 785 and subsequently Samootin v Official Trustee in Bankruptcy [2007] FCA 1618. For retired partners of Phillips Fox in defence of investor compensation claim: Ingot Capital Investments Pty Ltd & Macquarie Equity Capital Markets Limited [2007] NSWSC 124; (2007) 63 ACSR 1. For appellant in contract dispute: McIntosh & Anor v ARAF Capital Funding [2003] NSWSC 843. For shareholder in construction suit: Climit Pty Ltd v Captech Group Limited [2003] NSWSC 491. For appellant in trade practices dispute: Avora v Maxwell [2002] NSWCA 346. For partner in dissolution and winding up of textile manufacturing partnership: Xie v Zhou [2002] NSWSC 1114. For purchaser of shopping centre alleging misleading conduct by real estate agent: Hanave Pty Ltd v LFOT Pty Ltd (formerly Jagar Pty Ltd) & Ors [1998] FCA 1051; [1998] FCA 1429. For purchaser of residential property alleging misleading conduct by real estate agent: Eighth SRJ Pty Ltd v Merity [1997] NSWSC 139. Regulation of Corporations, Financial Markets, Products & Services

Regulatory & disciplinary proceedings before a wide range of courts, tribunals and administrative bodies, challenges to those decisions, license cancellations and banning orders, civil penalty proceedings, investor compensation, interpretation of financial documents, advising on disputes concerning financial businesses, structures and transfers of businesses.

All aspects of the life of a corporation from formation to dissolution, including mergers and acquisitions, takeovers, corporate finance, regulatory requirements, directors’ duties and shareholders’ rights and disputes, and directors’ and senior managers disqualification proceedings.

Regulation of banking and financial products & services, acting in disputes arising out of banking transactions, as well as derivatives and capital markets.

For corporate authorized representative of Australian Financial Services Licensee in ASIC investigation for suspected contraventions of the FOFA conflicted remuneration prohibitions, instructed by Hall & Wilcox (2017).

For director of ASX listed entity in ASIC investigation for suspected insider trading in listed entity’s shares and continuous disclosure breaches; successfully obtained no further action letter instructed by Saville Partners & Hemisphere Legal (2016/17).

For Registered Training Organization & its principals in Administrative Appeals Tribunal proceedings for review of cancellation of Australian Financial Services Licence & banning orders: The Sharemarket College Pty Ltd & Ors v ASIC (2016).

For The Star Casino in relation to regulatory issues under the Casino Control Act, & District Court recovery proceedings (2015).

For Macquarie Bank options trader in ASIC investigation and banning hearing concerning unlicensed discretionary option trading and falsification of records, instructed by Hall & Wilcox (2015).

For China National Coal Corporation, a Chinese state owned enterprise, in relation to its wholly owned Australian subsidiary in NSW Supreme Court proceedings (2014).

For Prime Media Group Ltd in relation to dispute with Seven Network, instructed by Ashursts (2013-2014).

For financial planner in ASIC investigation, banning hearing, and administrative review proceedings re advice to retail investors invest in Trio Capital: 2009- 2012; Tarrant and ASIC [2011] AATA 945; (2011) 56 AAR 257; (2011) 128 ALD 376.

For ASIC (intervening) in proceedings by trustee in bankruptcy in action against D&O insurers to secure indemnity for agreed ASIC compensation order arising out of collapse of telecommunications company One.Tel Ltd: Kerr v CGU Insurance Ltd; Donnelly v CGU Insurance Ltd (2010-2011) (Hammerschlag J).

For ASIC in investigation into & subsequent proceedings against Australian Lending Centre Pty Ltd for suspected breaches of consumer credit laws (2009- 2010).

For Granada Productions & ITV Plc in re RSPCA investigation and Local Court prosecution in relation to alleged animal cruelty in production of "I'm a Celebrity - Get Me Out of Here" (2010).

For ASIC re legality of issue of Westpac Debit Mastercard: Westpac Banking Corporation v ASIC [2009] FCA 1506; (2009) 181 FCR 379.

For ASIC in James Hardie civil penalty proceedings: ASIC v Macdonald (No 12) [2009] NSWSC 714; 73 ACSR 638 and ASIC v Macdonald (No 11) [2009] NSWSC 287 (2009) 256 ALR 199; (2009) 230 FLR 1; (2009) 71 ACSR 368; 27 ACLC 522; James Hardie Industries NV v ASIC [2009] NSWCA 18 and numerous other reported decisions on evidence & procedure during 6 month trial.

For Hannover Re & Senior Executives in relation to APRA investigation and show cause for “fit and proper” banning of senior insurance managers, instructed by Minter Ellison: X & Ors v Australian Prudential Regulation Authority [2007] HCA 4; (2007) 226 CLR 630; Applicant Y v APRA [2006] FCAFC 37; Applicant X v APRA [2005] FCA 1288; (2002-2006).

For lead investors in winding up of unregistered managed investment scheme, instructed by Arnold Bloch Leibler: Peridon Village Nominees, application of Billingham [2006] NSWSC 464 and Warne v GDK Financial Solutions Pty Ltd; Billingham v Parbery [2006] NSWSC 259; (2006) 57 ACSR 525.

For scheme promoter in winding up of unregistered managed investment scheme: ASIC v Tasman Investment Management Ltd [2004] NSWSC 651; (2004) 50 ACSR 153.

Property Disputes concerning contracts for the sale and development of land and joint ventures; land registration, adverse possession and title issues; equitable interests in land, including trusts of land, co-ownership and proprietary estoppel; mortgages, easements, restrictive and positive covenants and options. Commercial and residential tenancies, interpretation of leases, forfeiture and actions for breach of covenant, rent review, guarantors, statutory regulation. Numerous matters for owners corporations and lot owners of strata title, company title and community title schemes, including as to validity and operation of exclusive use by-laws, use and alteration of common property, redevelopment proposals, validity of levies, powers and duties of committees and officers, and performance and termination of management rights. Numerous matters for retail & commercial landlords and tenants in relation to scope of leasehold interests and obligations. For home unit company in defence of challenge by shareholder re potential conversion from company to strata title: John Mellick Investments Pty Limited v Harbourview Mansions Pty Ltd (2017). For property developers, successfully resisted application for injunction of development: Bechara & Akcan v Lane Cove Trading Company Pty Ltd & 2 Ors (2014) NSWSC (unrep.) (Lindsay J). For successful strata title lot owner in exclusive use by-law hearing: Webb v Borg [2012] NSWSC (unrep.) (Nicholas J). For home unit company in challenge to redevelopment levy and variation of class rights: In the matter of Nevada Pty Ltd [2011] NSWSC 1499 (Ball J). For managers of Victoria Docklands mixed residential and commercial complex in Supreme Court of Victoria & VCAT proceedings; matter successfully resolved post interlocutory hearings: SSKB, Victoria Point Docklands Real Estate Pty Ltd & Ors v OC1 & OC4 (Plan of Subdivision PS 509916K). For body corporate of community title scheme in Supreme Court of Queensland proceedings concerning management rights of residential complex on the Gold Coast: Henderson & Body Corporate of Merrimac Heights CTS 19563 [2011] QSC 336 (McMurdo J). For sub-developer & 19 Chinese purchasers of off-the-plan units in Sydney CBD development in successful suit for specific performance in face of purported rescission by developer: West Apartments Pty Ltd v Austino Property Development Pty Limited & 19 Ors (2011) NSWSC (Pembroke J).

For landlord in successful defence of claim by tenant for unconscionable conduct: Vale v Rosychamp Pty Ltd [2008] NSWSC 1373 and previously Administrative Decisions Tribunal proceedings and Supreme Court injunctions: Vale v Rosychamp Pty Ltd [2006] NSWSC 1341. Trusts, Probate & Administration of Estates Issues concerning creation, variation, rectification and termination of trusts, interpretation of trust documentation, challenges to the validity of trusts and exercise of powers; administration of trusts, removal of trustees; allegations of breach of trust and tracing against trustees and third parties. Wills, probate and administration of estates: interpretation of wills and deeds of variation, intestacy, challenges to wills, probate actions, removal and substitution of personal representatives; the administration of estates and claims for family provision; claims concerning the property and welfare of persons lacking mental capacity. For executor of deceased estate in two NSW Supreme Court applications for provision in circumstances of partial administration of estate property by Serbian Court and real property & company assets in Serbia and Croatia: Cupic v Cupic; Zelenovic v Cupic. (2016-2017).

For income beneficiary in Queensland Supreme Court proceedings by trustee of testamentary trust for judicial advice and directions as to proper classification as income or capital of special dividends received following sale of business line: In re Simpson Trust (2016-2017). For unitholder in proceedings in Canberra concerning proper construction of unit trust deed; part heard when resolved at court-referred mediation: SR Tech Pty Ltd v Kousba Holdings Pty Ltd & 2 Ors (2013) FCA (ACT) (Foster J). For Jewish son in claim on deceased estate, proceedings tested scope and application of modern law of disentitling conduct as son excluded from his father’s $2.4 million estate because he married a Catholic, contrary to his father’s wishes, leaving the remainder to a Jewish charity (2012). For the Greek Orthodox Church Community in relation to trust deed amendments (2012). For executor of deceased estate on application for provision: McGrath & Duncan v Hartley, McCully v Hartley [2010] NSWSC 893. For solicitor executor of deceased estate on application for provision: Garofolo v Capogreco [2006] NSWSC 1116.

Intellectual Property, Media, Entertainment & Defamation Intellectual property matters including copyright, design rights, trademarks, passing off actions, confidential information, patents, and privacy. Entertainment and media law and performers’ rights; interpretation of management, recording and production agreements, merchandising rights, copyright disputes, broadcasting, film and theatre, publishing, confidential information and privacy. For Californian movie production studio & its CEO in Federal Court defamation & Australian Consumer Law proceedings, and subsequently contempt of court: Thunder Studios Inc & Anor v Kazal (2014-2017). For the Super Radio Network in defence of Federal Court proceedings by software copyright owners for damages/account of profits against the 29 companies & officers in the Broadcast Operations Group. Matters successfully resolved after interlocutory hearings refusing preliminary discovery in one case (Adobe Systems Inc & Microsoft Corp v 2GF AM Radio Pty Ltd & 24 Ors (2013) FCA (NSW) (unrep.) (Jagot J)) and prior to determination of hearing on strike out of pleadings in the other: Adobe Systems Inc & Microsoft Corp v Western Broadcasters Pty Ltd & 5 Ors (2013) FCA (NSW) (Foster J). For Prime Media Group Ltd in relation to program supply & ratings agreement dispute with the Seven Network. For software licensee in defence of Federal Court proceedings for breach of copyright; matter resolved: FTI Technology LLC v Ringtail Asia Pacific Pty Limited. For Nippon Telecom, University of NSW, University of Queensland and Monash University as subjects of Anton Piller orders made in relation to claim of infringement of musical copyrights by operation of ‘peer to peer’ computer file sharing known as “Kazaa”: Universal Music Australia Pty Ltd v Sharman License Holdings Ltd [2004] FCA 183. For the Australian Broadcasting Corporation in defence of defamation and injurious falsehood claims concerning ‘Four Corners’ program: Griffith & Ors v Australian Broadcasting Corporation & Anor [2004] NSWSC 582; earlier [2003] NSWSC 1244. For F.Hoffman-La Roche AG in world-wide litigation for revocation of Hepatitis C Virus Nucleic Acid Testing patent: F. Hoffmann-La Roche AG v Chiron Corp [2000] FCA 346. Matter resolved during 9 week final hearing in October 2000.

Presentations

Governance Institute Corporate Governance Forum 2017, The Practice of Minutes, 31 May 2017.

UNSW Public Sector Law & Governance Seminar, Automation, Machine Learning, Artificial intelligence and Government Decision-Making, 23 May 2017.

Women on Boards Australia Sydney Directors' Circle: Conflicts of Interest and Duty, 14 March 2017. Centre for Law, Markets & Regulation Practitioners' Forum, UNSW: Directors and Officers Duties - Recent Cases and Regulatory Developments, 10 March 2017. Law Council of Australia Immigration Law Conference: Accountability Mechanisms -Beyond Merits Review And Jurisdictional Error, 24 February 2017. Governance Institute of Australia 33rd National Conference: Advocating The Complexity of Corporate Law, 29 November 2016. UNSW: Directors Duties and Corporate Governance, 15 March 2016. Women Legal 2016 Business Roundtable: Business of the Law: challenges for our profession of a technology-based, internet society, 29 January 2016. 28th LAWASIA Conference: Cross-Border Issues in International Commerce, 7 November 2015. UNSW: Banking & Financial Services Law, 21 October 2015. NSW Law Society Young Lawyers Civil Litigation One-Day Seminar: Mediation: Ethics, Privilege & Confidentiality, 28 March 2015. UNSW: Trusts in a Commercial Context, 5 March 2015. NSW Bar Association Regional CPD Weekend: The Future of Financial Advice & Liability of Financial Advisors, Orange 28 February 2015 and Parramatta, 14 March 2015. Accountability & the Law: Safeguarding Queensland from Corruption Conference, Griffith University, Brisbane: Accountability in the Resource Assessment Process, 9 February 2015. 2014 International Corporate Governance & Law Forum, Deakin University, Melbourne: Mandatory Gender Quota Legislation: Will Australia Follow Europe?, 20 October 2014. Economic & Business Educators NSW Professional Development Legal Update Conference, NSW Parliament House: Challenges for the Rule of Law in Australia Today, 9 October 2014.

Commercial Bar Association of Victoria: Shareholder protection in complex capital markets, 27 August 2014. The College of Law: Responding to Investigations and Public Hearings of Commissions of Inquiry, 25 July 2014. Productivity Commission Inquiry into Access to Justice Arrangements: Sydney Hearings - Oral Evidence on behalf of NSW Bar Association, 3 June 2014. The College of Law: Dealing with Unrepresented Litigants in Civil Proceedings: Practitioner Tips and Duties, May 2014. Law Society of NSW Young Lawyers Annual Civil Litigation Day: Recent Developments in Privilege – the High Court & Satellite Litigation, 22 March 2014. UNSW: Advanced Civil Procedure Client Legal Privilege: Claiming and Waiver, 5 March 2014. NSW Bar Association CPD Weekend, Orange: Recent Developments in Civil Practice, 1 March 2014. NSW Bar Association Seminar: Optimising Your Superannuation, 26 February 2014. NSW Bar Regional CPD Programme, Parramatta: Developments in Privilege – The ‘Expense Reduction’ Case and the High Court, February 2014. Australasian Financial Forum, Hong Kong: Challenges for Chinese investment in Australia, 21 January 2014. American Chamber of Commerce (Hong Kong) and Australian Chamber of Commerce (Hong Kong) Joint Seminar, Hong Kong: Challenges for Investment Going out of China to Australia: Legal and Regulatory Issues, 19 January 2014. Continuing Professional Development Seminars: ASIC Investigations – How Best to Advise Directors, 31 October 2013. UNSW LLM program in Regulation, Litigation & Enforcement: Responding To Crisis: Royal Commissions And Public Inquiries In Australia, 27 September 2013. UNSW LLM program in Regulation, Litigation & Enforcement: Regulator Powers, Client Privileges And Responses: Legal Professional Privilege And Privilege Against Self Incrimination, 25 September 2013. Law Society of New South Wales: Thought Leadership Forum on Directors’ Duties, 16 July 2013. LLM program, UTS, Sydney: Securities Markets Law – Class Actions, May 2013. LLM program, Regulation, Litigation & Enforcement, UNSW: Compulsion in Gathering Evidence, 19 September 2011.

Australian Securities and Investments Commission Enforcement Directorate: Winding Up Unregistered Managed Investments Schemes – A Roadmap, 4 August 2008. The College of Law: Current Issues in Corporations Law - Winding Up Unregistered Managed Investments Schemes – A Roadmap, 25 June 2008. The College of Law: James Hardie: Where to from here? The impact of the James Hardie inquiry on Corporations Law, 4 March 2005. References “Dominique Hogan-Doran SC epitomises the ideal, modern-day Senior Counsel. She is agile, technologically savvy, has a great rapport with clients which she combines with her vast technical skills, experience and strategic advocacy. In a recent high profile Commission of Inquiry in which we instructed Dominique, she was able to work quickly, within a very short timeframe and under a great deal of pressure, to help produce a stellar outcome for our client.” -   Ashley Tsacalos, Partner, Clayton Utz Lawyers “I engaged Dominique and worked with her on a public interest immunity claim on a large, complex matter in the Federal Court. Dominique has formidable intellectual capacity, she is brilliant academically, and is a wonderful advocate. Dominique also demonstrated enormous commitment and worked incredibly hard.” –   Abigail Shepard, Hearing Delegate, Market Integrity, ASIC “I had the great pleasure of working with Dominique as her client throughout 2012/13, as the Head of the CFD client group and as a member of the COI in the matter of the Liquidation of MF Global Australia by Deloitte. Dominique was literally astounding in her lightning assimilation of both the complex financial instruments involved & the implications for the various competing client groups. Her early involvement dedication & skill was without doubt instrumental in the successful return of over 90% of client funds!” - Jim Taig, Member, Committee of Inspection, MF Global Australia “I have had the good fortune to work with Dominique over a number of years and considered her to be my ‘go to’ counsel. Dominique has brought intelligence, perception and an amazing work ethic to every matter on which I have briefed her. Dominique is an excellent advocate, provides accurate and pragmatic advice and has displayed a superb manner in dealing with diverse clients and opposing counsel. I commend her without hesitation.” –   Stuart Gallagher, Senior Legal Counsel, New Zealand Commerce Commission,

former Senior Legal Counsel, Westpac Bank & former Senior Lawyer, ASIC “Dominique is an exceptionally talented, results focused, technically superlative lawyer. I worked with Dominique in a mega litigation matter and could not have been more impressed with her enthusiasm, creativity and output.” –   Zac Chami, Partner, Clayton Utz Lawyers

“I came to know Ms Hogan-Doran during a lengthy investigation that the ICAC was conducting. She represented a witness during proceedings. Her manner was professional and discrete; she is hard working and reliable. I would not hesitate to recommend Ms Hogan-Doran for any matter.” –   Helen Rallis, Principal Solicitor, NSW ICAC “Dominique is a highly skilled specialist counsel in financial services and related matters, and able to draw upon her depth of experience to provide clear and practical advice.” –   Mark Petrucco, Partner, Hall & Wilcox Lawyers “Dominique is a highly commercial and trusted adviser. She has the ability to quickly and comprehensively analyse complex commercial issues and provide sound strategic and practical advice that can be implemented efficiently and effectively.” –   Stephen Sasse, Senior Executive, Leightons/John Holland Group “I first met Dominique when she was Counsel Assisting in a large Commission of Inquiry in which I was involved. I found Dominique then to be an impressive counsel, very knowledgeable about the law, and a skilled advocate. Later, when I required an advice and assistance at a mediation, I engaged Dominique and was again equally impressed. I would have no hesitation in recommending Dominique for any matter.” –   Allison Stanfield, e.Law International “Dominique is an exceptional barrister/lawyer.” –   Alex Hutchison, CEO, Energy Industries Superannuation Scheme