DMCI Holdings, Inc. DMC · 2016-08-10 · CR052592016 The Exchange does not warrant and holds no...

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CR052592016 The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party. DMCI Holdings, Inc. DMC PSE Disclosure Form 177 Statement of Changes in Beneficial Ownership of Securities References: SRC Rule 23 and Section 17.5 of the Revised Disclosure Rules Name of Reporting Person Jorge A. Consunji Relationship of Reporting Person to Issuer Director Description of the Disclosure We hereby disclosed the Statement of Changes in Beneficial Ownership in DMC shares of Mr. Jorge A. Consunji, Director of the Corporation, under the SEC Form 23B. Filed on behalf by: Name Herbert Consunji Designation Chief Finance Officer

Transcript of DMCI Holdings, Inc. DMC · 2016-08-10 · CR052592016 The Exchange does not warrant and holds no...

Page 1: DMCI Holdings, Inc. DMC · 2016-08-10 · CR052592016 The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all

CR05259­2016

The Exchange does not warrant and holds no  responsibility  for  the veracity of  the  facts and  representations contained  in all  corporatedisclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, andare  disseminated  solely  for  purposes  of  information.  Any  questions  on  the  data  contained  herein  should  be  addressed  directly  to  theCorporate Information Officer of the disclosing party.

DMCI Holdings, Inc.DMC

PSE Disclosure Form 17­7 ­ Statement of Changes in Beneficial Ownership of Securities

References: SRC Rule 23 and Section 17.5 of the Revised Disclosure Rules

Name of ReportingPerson Jorge A. Consunji

Relationship ofReporting Person toIssuer

Director

Description of the Disclosure

We hereby disclosed the Statement of Changes in Beneficial Ownership in DMC shares of Mr. Jorge A. Consunji,Director of the Corporation, under the SEC Form 23­B.

Filed on behalf by:Name Herbert ConsunjiDesignation Chief Finance Officer

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COVER SHEET

A S O 9 5 0 0 2 2 8 3

SEC Registration Number

D M C I H O L D I N G S , I N C .

(Company’s Full Name)

3 R D F L R . D A C O N B L D G . 2 2 8 1

P A S O N G T A M O E X T . M A K A T I s I T Y

(Business Address: No., Street City / Town / Province)

HERBERT M. CONSUNJI 888-3000

Contact Person Company Telephone Number

(Last Wednesday of July)

1 2 3 1 SEC Form 23-B 0 7 2 7

Month Day FORM TYPE Month Day

Fiscal Year Annual Meeting

N.A.

Secondary License Type, If Applicable

C F D

Dept Requiring this Doc Amended Articles Number / Section

Total Amount of Borrowings

Total No. of Stockholders Domestic Foreign

To be accomplished by SEC Personnel concerned

File Number LCU

Document ID Cashier

S T A M P S

Remarks: Please use BLACK ink for scanning purposes

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SECURITIES AND EXCHANGE COMMISSIONMetro Manila, Philippines

FORM 23-B

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIESCheck box if no longer subject Filed pursuant to Section 23 of the Securities Regulation Code

to filing requirement

1. Name and Address of Reporting Person 2. Issuer Name and Trading Symbol 7. Relationship of Reporting Person to Issuer(Check all applicable)

(Last) (First) (Middle) 3. Tax Identification 5. Statement for X Director 10% Owner

Number Month/Year Officer ______ Other (give title below) (specify below)

(Street) 4. Citizenship 6. If Amendment, Date of Original (MonthYear)

(City) (Province) (Postal Code)Table 1 - Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 4 Ownership Form: 6. Nature of Indirect Beneficial Date Direct (D) or Indirect (I) * Ownership (Month/Day/Year) % Number of Shares

Amount (A) or (D) Price

25-Jul-16 479,000 A 12.8800 0.0402% 1,068,565 I controlling shareholder of Corporation25-Jul-16 100,000 A 12.9000 0.0440% 1,168,565 I controlling shareholder of Corporation

(Print or Type Responses)

If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.(2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

CONSUNJI, JORGE A. DMCI HOLDINGS, INC. (DMC)

3/f Dacon Bldg. 2281 Don Chino Roces Avenue

Makati City, 1231

110-929-728

Last change in direct ownership was on Nov. 7, 2014 due to 400% stock dividends. This was

disclosed on Nov. 11, 2014. No changes in the direct ownership from Nov 8, 2014 to July 31,

2016.

7-Nov-14

July 2016

FILIPINO

0.0000% 5,000 D

DMC Common Shares

3. Amount of Securities Owned at End ofMonth

5,000

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FORM 23-B (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned(e.g., warrants, options, convertible securities)

1. Derivative Security 2. Conversion or 3. Transaction 4. Number of Derivative Securities 5. Date 6. Title and Amount of 7. Price of 8. No. of 9. Owner- 10. NatureExercise Price Date Acquired (A) or Disposed of (D) Exercisable and Underlying Securities Derivative Derivative ship Form of Indirectof Derivative (Month/Day/Yr) Expiration Date Security Securities of Derivative BeneficialSecurity (Month/Day/Year) Beneficially Security; Ownership

Owned at Direct (D)Date Exercisable Expiration Amount or End of or

Amount (A) or (D) Date Title Number Month Indirect (I) *of Shares

None

Explanation of Responses:

DateNote: File three (3) copies of this form, one of which must be manually signed. Attach additional sheets if space provided is insufficient.

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DISCLOSURE REQUIREMENTSIN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Item 1. Security and IssuerState the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Item 2. Identity and BackgroundIf the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, itsprincipal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide theinformation specified in (a) through (f) of this Item with respect to such person(s).

a. Name;b. Residence or business address;c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;

d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give thedates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case;

e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, andas a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining,barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.

Item 3. Purpose of Transaction

State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or wouldresult in:

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries;d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing

vacancies on the board;e. Any material change in the present capitalization or dividend policy of the issuer;f. Any other material change in the issuer's business or corporate structure;

g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange;i. Any action similar to any of those enumerated above.

Item 4. Interest in Securities of the Issuera. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to

acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect topersons who, together with any of the persons named in Item 2, comprise a group.

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b. For each pe6on named in response 10 paragraph (a), indicate the number of shareB as to which here is sole pow€r 10 vole or to direcl the vole, shared por,ver to vote or lodirecl lhe vote, sole or sh.red power to dispose or lo direct lhe disposilion. Provide the applicable information requked by ltem 2 with resp€ct 10 each person with whom thepower to vote or 10 direcl the vole or to dispose or direcl th€ dispoGition is shared.

c. Desc be any transaclion in the class of securilies roporled on that were effected during the past sixty (60) days by the peBons n€med in response to parEgEph (a). Thedesc plion shall include, bul nol nac€ssarily be limited 10: (1 ) lhe id€ntity of the person who effecled the transaction; (2) the dste of the lransaction; {3) the amount ofsecu lies involvedi (4) th€ price per Bhare or unit; and (5) wher€ or how the transaction wss effecled.

d. lf any olh€r perEon is known to have the righl to receive or the pow€r to direct the rcceipt of dividends from, or the proceeds from the sale ot sLrch secudlies, a slatemenl tothat €ffect should be included in r$pons€ to this ltem rnd, if such jnterest rclales to more {han five (5%) percent of the class, su6h peBon should be identified.

e. lf the liling is an amendmenl reflecting the fact that lh€ r€porling p€rson has ceased 10 be the benelicial owner of more than live (5%) percent of the class of securities, shlelhe daleonwhich such b€neficial ownership was rcduced.

lbm 5. ConlDcts, Arargementr, Unde6tandings or R€lationships with R6pect to Securiti6 oflh€ b8uerD*cribe any contract, arrangement, undeBtanding or relalionship among tho p€rson namod in ltem 2 and between such p€rsons and any p€rson with resp€ct to any

been entered into. lnclude sucfi jniofnation f(lr any of the secudlies that are pledg€d or olherwis8 subject to a conlingency th6 occurrence of wfich would givo afoth€rp€rson voling por/r€r or investmenl power over such securities e-rc€pt that disclosure of standard d€fault and similar provisions conlain€d in loafl agream€nls need nol beincluded.

It€m 6. Material to b€ Flled 16 ExhlbltgCopies of allwritten agreements, contracts, arangements, underctandings, plens or proposals relating to:

a- the acquisition of issuer conhol, liquidation, sale of assets, m€rger, or change in business or corporat€ structure or any other matler as disclosed ia llem 3i and

proxy as disclosed in ltem 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the infomation set forth in this Report is true, complete and accurate.This report is signed in the City of Makati on August 1, 2016

/,,/By: /.t....1W....(Signature of Rdportins ,ff. ,

JORGE A. CONSU NJI/Di/rector(Name/Title)

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