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Transcript of Distribution Statement A: Approved for Public Release Alan M. Pratt Colonel, USMC Commanding Officer...
Distribution Statement A: Approved for Public Release
Alan M. PrattColonel, USMC
Commanding OfficerNSWC Crane
Dr. Adam Razavian Technical Director
NSWC Crane
SBIR/STTR ProgramPresented By: Brooke Pyne
SBIR Program ManagerNSWC Crane Division
812-854-4823 [email protected]
Distribution Statement A: Approved for Public Release
SBIR/STTR Program Mission/Objectives
MISSION: Supporting scientific excellence and technological innovation through the investment of federal funds in critical American priorities to build a strong national
economy… one small business at a time.
OBJECTIVE:• Stimulate technological innovation in DoD’s Critical Technology
Areas;• Strengthen role of small business in meeting DoD R&D needs;• Encourage participation by minorities, disadvantaged persons and
women in technological innovation• Increase private-sector commercialization innovations derived from
federal R&D.
Distribution Statement A: Approved for Public Release
SBIR/STTR Eligibility Checkpoints
SBIR Program Organized for-profit US business 500 employees or fewer, including affiliates PI’s primary employment at the time of award and
throughout project duration
STTR Program Applicant is Small Business Concern Collaborative R&D effort between SBC and US
research institution - College or University; other non-profit research organization; Federal R&D center
Distribution Statement A: Approved for Public Release
Number and Timing of Solicitations R&D Topic Areas -- (Broad vs. Focused) Dollar Amount of Award (Phase I and II) Proposal Preparation Instructions Proposal Review Process Type of Award (Contract or Grant)
o Contract – Highly focused topics; Driven by requirementso Grant – Less-specified topics; More Flexibility
Agency SBIR Differences
When in doubt, go to the agency website and thoroughly review the solicitation.
Distribution Statement A: Approved for Public Release
Important Facts to Remember
Eligibility is determined at time of award
The PI is not required to have a Ph.D. or M.D.
The PI is required to have expertise to oversee project scientifically and technically
Applications may be submitted to different agencies for similar work
Awards may not be accepted from different agencies for duplicative projects
Distribution Statement A: Approved for Public Release
Department of Defense
SBIR/STTR Program Specifics
Distribution Statement A: Approved for Public Release
DoD Phase I Process
Evaluation
Ph I award
Solicitation Topics
Proposal Submission
Agencies describe R&D topics in solicitations.
Small Business Concerns prepare short (usually 25-page) proposals. Unsolicited proposals not accepted.
Agencies evaluate based on technical merit, firm’s qualifications, and commercial potential/societal benefit.
Agencies make Phase I awards.
Ab
ou
t 6-
9 m
on
ths
$150K – Feasibility Study
Distribution Statement A: Approved for Public Release
DoD Phase II Process
Evaluation
Ph II award
Phase II
Proposal Submission
Ab
ou
t 24
mo
nth
s
$1M – Prototype/Demonstration
Agencies will select Phase I awardees
Small Business Concerns prepare Phase II proposals. Uninvited proposals not accepted
Agencies evaluate scientific, technical merit, firm’s qualifications, and commercial potential/societal benefit
Agencies make Phase II awards
Expected to produce well-defined deliverable prototype
Phase II continuation funding is to encourage transition of SBIR research into DoD acquisition programs
TALK TO YOUR TPOC DURING PHASE II
Distribution Statement A: Approved for Public Release
DoD Phase III
• Commercialization phase• Derives from, extends or logically concludes efforts
performed under prior SBIR/STTR funding agreements from any agency
• Must be funded by sources outside of SBIR/STTR (private sector and/or non-SBIR Government)
• Develop prototype into viable product/service for sale in military and/or private sector markets
• Within DoD, often initial customer is prime contractor for a major weapon system or program of record
Company owns IP for 4/5 Years after receipt of SBIR final report. Government has right to use for
government purposes only.
Distribution Statement A: Approved for Public Release
DoD SBIR vs STTR
SBIR STTR
Tax Agency Budget
SBIR/STTR Budget
Award Amounts: Phase I
Phase II
Subcontracts: Phase I
Phase II
Academic Component
Business Employment of PI
2.8%
$1.016 Billion
$150K/6mos
$1M/2 yrs
<33%
>50%
Not Required
>50%
.30%
$127 Million
$150K/12mos
$1M/2 yrs
<60%
>60%
>30%
N/A
SBIR – 753 Topics, 12,799 proposals, 2052 Phase I Awards and 1071 Phase II AwardsSTTR – 126 Topics, 1646 proposals, 383 Phase I Awards and 158 Phase II Awards
Stats:
Distribution Statement A: Approved for Public Release
SBIR/STTR Participating Agencies
12 Agencies within DOD with R&D budgets greater than $100 million
SBIR-12 STTR-12
Army $184M $25M
Navy $271M $37M
AF $304M $41M
DARPA $66M $9M
MDA $79M $10.7M
OSD $42M $5.7M
SOCOM $11M
DTRA $7M
CBD $16M
DLA $1.4M
DMEA $1.1M
DHP $33M
TOTAL for 2012
$1.016B for SBIR
$127M for STTR
Distribution Statement A: Approved for Public Release
Solicitation Timeline
SolicitationSolicitation Enters
Pre-releaseDoD Begins Accepting
ProposalsDeadline for Receipt of
Proposals (by 6:00 am ET)DoD SBIR
2014.120 Nov 2013 20 Dec 2013 22 Jan 2014
DoD STTR2014.A
3 Feb 2014 5 Mar 2014 9 Apr 2014
DoD SBIR 2014.2
23 Apr 2014 23 May 2014 25 Jun 2014
DoD SBIR 2014.3
21 Aug 2014 22 Sep 2014 22 Oct 2014
DoD STTR 2014.B
21 Aug 2014 22 Sep 2014 22 Oct 2014
You may communicate directly with the TPOC (Technical Point of Contact) ONLY between Presolicitation & Solicitation Open dates. After that, questions must be posted
to DoD’s SBIR/STTR Interactive Topic Information System (SITIS). www.dodsbir.net/sitis
Distribution Statement A: Approved for Public Release
Crane SBIR/STTR Topic Areas – FY12
NAVY: • Tunable Bandstop Filters for Suppression of Co-site Interference and
Jamming Sources• Spectrally Compliant Waveforms for Navy Communication Systems• Automated Ultrashort Pulsed Laser (USPL) Tailoring Technology• Novel Amplifier Materials and Technology for Ultrashort Pulse Lasers• High Power Monolithic Microwave Limiters• High Performance Cost Effective Circulators/Isolators• Heaters for Electron Guns• Thermal Management Improvements for Transmit/Receive Modules• New Radar/EW Transmit/Receiver Modules and Assemblies
Technologies• High Power Solid State Amplifiers• Very Wide Bandwidth Radar/EW Components and Characterization• Wide Bandwidth, High Performance Cost Effective Antenna Elements• Radar/EW Aperture Cold Plate Innovation for Increased Thermal
Performance• High Thermal Performance Gallium Nitride Power Amplifier and
Transmit/Receive Module Packaging
Distribution Statement A: Approved for Public Release
Do You Have SBIR Topic Ideas?
ComputerNetwork
Operations
ComputerNetwork
Operations
Irregular WarfareS&T for Pre and
Post Combat Ops
Irregular WarfareS&T for Pre and
Post Combat Ops
ElectronicWarfare
ElectronicWarfare
ArtificialEnvironment forExperimentation
ArtificialEnvironment forExperimentation
IRCMIRCM
PowerAnd
Energy
PowerAnd
Energy
NetworkedSensors
NetworkedSensors
Elite WarriorSystem ofSystems
Elite WarriorSystem ofSystems
SpectrumManagement
Usage
SpectrumManagement
UsageEO/IREO/IR
Anti-TamperTechnologiesAnti-TamperTechnologies
TrustedElectronics
TrustedElectronics
Digital andCognitive Signal
Processing
Digital andCognitive Signal
Processing
Persistent Autonomous
Systems Surveillance
Persistent Autonomous
Systems Surveillance
AESA AntennasAESA Antennas
Contact us for an SBIR/STTR Topic Template
Distribution Statement A: Approved for Public Release
Advice From Awardees
Don’t judge an agency by it’s “name”
Get to know your agency Program Manager
Read solicitation and follow instructions
Don’t depend solely on SBIR funding
Don’t go it alone – use support systems
Win or lose – get and review evaluations
Be PERSISTENT
Distribution Statement A: Approved for Public Release
Top Five Reasons to Seek SBIR/STTR Funding Opportunities
Over $2.0 Billion available
It is NOT A LOAN – no repayment
Potential leveraging tool to attract venture capital or other sources of $$$
Provides recognition, verification and visibility
Provides seed money to fund high risk projects
Distribution Statement A: Approved for Public Release
Crane Research and Development BAA
o Key words from the solicitation "scientific study and experimentation directed toward advancing the state of the art or increasing knowledge or understanding"
o Proposals are submitted and sent out to the Crane Scientific Community for review and interest
If interested, that assigned group will be responsible for funding the project and monitoring the technical evolution
https://www.fbo.gov/spg/DON/NAVSEA/N00164/N0016410R0001/listing.html
N00164-10-R-0001 - BROAD AGENCY ANNOUNCEMENT (BAA) RESEARCH AND DEVELOPMENT FOR STRATEGIC MISSIONS, ELECTRONIC
WARFARE/INFORMATION OPS, AND SPECIAL MISSIONS
Distribution Statement A: Approved for Public Release
BAA Criteria
o Proposals must be concepts that have NOT been developed or proven (even if never sold before)
o Proposals must be for scientific study and experimentation directed toward advancing the state-of-the-art or increasing knowledge or understanding
o Deliverables should demonstrate the results of scientific study and experimentation rather than focus on a specific system or hardware solution.
o Proposals for non-innovative, marginal improvements are inappropriate under BAA authority and would not be considered for funding.
Distribution Statement A: Approved for Public Release
Big Picture: Technology Transfer (T2)
Legislative Purpose of T2:• Improve the economic,
environmental and social well being of the US, by
• Leveraging innovation developed with tax payer $ in the Federal Labs
Lab’s “Shareable Assets” :• Knowledge (IP, tech data)• People (Subj matter experts)• Equipment (specialized)• Facilities • Other resources, capabilities
T2 Mandate:• Presidential Memo Oct 28, 2011 • Law - Title 15 USC 3701- 3715• Directives & Instructions:
– DoDD 5535.3 / DoDI 5535.8 – SECNAV Instruction 5700.17
ASD(R&E) T2 Definition:“Intentional communication of knowledge, expertise, facilities, and equipment, and other resources for application to military and non-military systems.” Includes:• Spin-off: commercialization of DoD tech• Spin-in: DoD use of non-DoD developed tech• Dual use
Distribution Statement A: Approved for Public Release
Still have SBIR/BAA Questions?
Contact us
SBIR Program ManagerNSWC Crane Division
Brooke Pyne812-854-4823
SBIR Project ManagerKelly Bryant812-854-8936