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Distibuted Database Management System Notes
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Transcript of Distibuted Database Management System Notes
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Distributed DBMS
Syllabus
Introduction to DDMBS, Features and Needs, Reference architecture, levelsof distribution transparency, replication, and Distributed database design,
Fragmentation and allocation criteria, and Storage mechanisms, Translation
of global queries, global query optimization, queries execution and access
plan.
Concurrency control, 2-phase locks, distributed deadlocks, quorum based,
time based protocols, comparison, reliability, non-blocking commitment
protocols 3-phased), partitioned networks checkpoints and cold starts
Management of distributed transactions 2-phase unit protocols, architectural
aspects, nodes and link failure recoveries, distributed data dictionary
management distributed database administration
Heterogeneous database-federated data reference architecture, loosely and
tightly coupled alternative architectures, development tasks, operational
global task management client server database, SQL Server, Open database
connectivity, constructing an application.
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Introduction
Independent or centralized systems were the norm in the earlier days
of information management. There was duplication of hardware andfacilities. Incompatible procedures and lack of management control were the
consequences of the evolving nature of the field.
In a centralized database system the DBMS and the data reside at a
single location and control and processing is limited to this location. However
many organizations have geographically dispersed operations. The reliability
of the system is compromised since loss of messages between sites or
failure of the communication links may occurs. The excessive load on the
system at the central site would likely cause all accesses to be delayed.
An organization located in a single building with quazi independent
operational divisions, each with its own information processing needs and
using a centralized database on a local network, would have similar
problems.
The current trend is toward a distributed system. This is a central
system connected to intelligent remote devices, each of which can itself be a
computer or interconnected, possibly heterogeneous computers. The
distribution of processing power creates a feasible environment for data
distribution. All distributed data must still be accessible from each site. Thus,distributed database can be defined as consisting of a collection of data with
different parts under the control of separate DBMS, running on independent
computer systems. All the computers are interconnected and each system
has autonomous processing capability, serving local applications. Each
system participates as well in the execution of one or more global
applications. Such applications require data from more than one site.
Another typical definition of a distributed database is the following:
A distributed database is a collection of data which belong logically tothe same system but are spread over the sites of a computer network. Third
definition emphasizes two equally important aspects of a distributed
database.
1. Distribution: The fact that the data are not resident at the same site,
so that we can distinguish a distributed database from a single,
centralized database.
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2. Logical co-relation: The fact that the data have some properties which
tie them together, so that we can distinguish a distributed database
from a set of local databases or files which are resident at different
sites of a computer network.
The problem with the above definition is that properties, distribution andlogical correlation are too vaguely defined. In order to develop a more
specific definition, let us consider an example.
Fig. A distributed database on a geographically dispersed network.
Consider a bank that has 3 branches at different locations. At each
branch a computer controls the teller terminals of the branch and the
account database of that branch. Each computer with its local account
database at one branch constitutes one site of the distributed database;
computers are connected by a communication network. During normaloperations the applications which are requested from the terminals of a
branch need only to access the database of that branch. These applications
are completely executed by the computer of the branch where they are
issued, and will therefore be called local applications.
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An example of a local applications is a debit or credit application
performed on an account stored at the same branch at which the application
is required.
Therefore the definition of a distributed database is a collection of data
which are distributed over different computers of a computer network. Eachsite of the network has autonomous processing capability and can perform
local applications. Each site also participates in the execution of at least one
global applications, which requires the accessing data at several sites using
a communication subsystem.
Need of Distributed DBMS
There are several reasons why distributed databases are developed.
1. Organizational and economic reasons:
Many organizations are decentralized and a distributed database
approach fits more naturally the structure of the organizations. The
problems of a distributed organizational structure and of the
corresponding into systems are the subject of several books and
papers. With the recent developments in computer technology, the
economy of scale motivates for having large centralized computer
centers is becoming questionable. The organizational and economic
reasons are probably the most important reasons for developing
distributed databases.
2. Interconnection of existing databases:
Distributed databases are the natural solution when several databases
already exist in an organization and the necessity of performing global
applications arises. In this case, the distributed database is created
bottom up from the pre-existing local databases. This process mayrequire a certain degree of local restructuring; however the effort
which is required by this restructuring in much less than that needed
for the creation of a completely new centralized database.
3. Incremental Growth:
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if an organization grows by adding new, relatively autonomous
organizational units (new branches, warehouses, etc.) then the
distributed database approach supports a smooth incremental growth
with a minimum degree of impact on the already existing units. With a
centralized approach it is very difficult to add new branches.
4. Reduced Communication Overhead:
In a geographically distributed database, any applications are local
clearly reduces the communication overhead with respect to a
centralized database.
5. Performance considerations:
The existence of several autonomous processors results in the increase
of performance through a high degree of parallelism. This
consideration can be applied to any multiprocessor system and not
only to distributed databases. Distributed databases have the
advantage in that the decomposition of data reflects application
dependent criteria which maximize application locality; in this way the
natural interference between different processors is maximized. The
load is shared between the different processors, and critical
bottlenecks are avoided.
Features of DDBMS
Distributed database can be defined as consisting of a collection of
data with different parts under the control of separate DBMSs, running on
independent computer systems. All the computers are interconnected and
each system has autonomous processing capability, serving local
applications.
There are various features of DDBMS are as follows:
1. Autonomy: in distributed database it is possible to identify ahierarchical control structure based on a global database
administrator, who has the central responsibility of the whole database
and on local database administrators, who have the responsibility of
their respective local databases. However, it must be emphasized that
local database administrator may have a high degree of autonomy, up
to the point that a global database administrator is completely missing
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and the inter-site coordination is performed by the local administrators
themselves. This characteristic is usually called site autonomy.
2. Sharing: Data sharing is also provided by DDBMS, Users at a given
site are able to access data stored at other sites and at the same time
retain control over the data at their own site.
3. Availability & Reliability: Even when a portion of a system (i.e. a
local site) is down, the system remains available. With replicated data,
the failure of one site staff allows access to the replicated copy of the
data from another site. The remaining site, continue to function. The
greater accessibility enhances the reliability of the system.
4. Parallel Evaluation: A query involving data from several sites can be
subdivided into sub queries and the parts evaluated in parallel.
5. Distributed data: Data distribution in DBMS with redundant copies
can be used to increase system availability and reliability. If data can
be obtained from a site other than the one that has failed, then
availability improves, and as the system can still run, reliability does
too. Data distribution can also be used to decrease communication
costs. If most of the data used at a given site is available locally, the
communication cost compared with that of a remote centralized
system obviously reduced.
6. Data Distribution Transparency: Data independence means that
the actual organization of data is transparent to the application
programmer.
7. Management of distributed Data with different levels of
transparency: ideally, a DBMS should be distribution transparent in
the sense of hiding the details of where each file (table, relation) is
physically stored within the system.
8. Distribution or Network Transparency: this refers to freedom for
the users from the operational details of the network. It may be divided
into location transparency and naming transparency. Location
transparency refers to the fact that the command issued to perform a
task is independent of the location of data and the location of the
system where the command was issued. Naming transparency implies
that once a name is specified, the named object can be accessed
unambiguously without additional specifications.
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9. Replication Transparency: copies of data may be stored at multiple
sites for better availability, performance and reliability. Replication
transparency makes the user unaware of the existence of copies.
10. Fragmentation Transparency: two types of fragmentation are
possible. Horizontal fragmentation decomposes all the rows of relationinto several subsets that are called fragments of that relation. Vertical
fragmentation decomposes attributes of a relation into several subsets
that are referred as fragments. A global query by the user must be
transformed into several fragment queries. Fragmentation
transparency makes the user unaware of the existence of fragments.
11. Improved Performance: A distributed DBMS fragments the
database by keeping the data closer to where it is needed most. Data
localization reduces the contention for CPU and I/O services and
simultaneously reduces access delays involved in WAN. When a largedatabase is distributed over multiple sites smaller databases exist at
each site. As a result, local queries and transaction accessing data at a
single site have better performance because of the smaller local
database.
12. Easier Expansion: In a distributed environment, expansion of
the system in terms of adding more data, minimizing databases sizes,
or adding more processors much easier.
Reference Architecture for Distributed Database
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Fig: Reference Architecture for Distributed Database.
Above figure shows reference architecture for distributed database.
This architecture is not explicitly implemented in all distributed data base.
However, it levels are conceptually relevant in order to understand theorganization of any distributed database.
The major components of reference architecture are as follows:
Global Schema :-
At the top level of the reference architecture is the global schema. The
global schema defines all the data which are contained in the distributed
database as if the database were not distributed at all. For this reason, the
global schema can defined exactly in the same way as in a nondistributed
database. And also the global schema consists the definition of a set ofglobal relations.
Fragmentation Schema
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Each global relation can be spilt in to several non overlapping parts which
are called fragments. Fragments are indicated by a global relation name
with an index.
There are several different ways in which to perform the spitting
operation; the mapping between global relations and fragments is defined inthe fragmentation schema. This mapping is one to many.
Allocation schema
The allocation schema defines at which sites a fragment is located.
Fragments are logical portion of global relation which is physically located at
one or several sites of the network.
All the fragments which correspond to the same global relation R and
are located at same site j constitute the physical image of global relation areat site j. This image is indicated by global relation name and a site index.
Example: Physical image Rj
Where, R is the global relation at site j .
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Fig: fragments and physical images for global relation.
A global relation R is split into four fragments R1, R2, R3 & R4 are located
redundantly at three sites, and thus building three physical images are R1,
R2& R3.
To complete the terminology, we will refer to a copy of a fragment at a
given site and denote it using the global relation name and two indexes and
two physical images can be identical that is it is a copy of another physical
image.
Example: - R1 is a copy of R2.
The three top level of reference architecture are site independent. at a
lower level, it is necessary to map the physical image to the object which
are manipulated by the local DBMS, this mapping is called a local mapping
schema & depends on the type of local DBMS .
Objectives
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The three most important objectives which motivate the features of this
architecture are the separation of data fragmentation and allocation, the
control of redundancy and the independence from local DBMS.
1) Separating the concept of data fragmentation from the
concept of data allocation: This separation allows us to distinguishtwo different level of distribution transparency these are as follows.
a) Fragmentation transparency: It is the highest degree of
transparency and consists of fact that the user work on global
relation.
b) Location transparency It is the lower degree of transparency and
requires the user to work on the fragments instead of global
relation.
2) Explicit control of redundancy reference architecture provides
explicit control of redundancy at fragment level in above fig R2 & R3
physical images contain common data. The definition of disjoin
fragments as a building block of physical images allows us to refer
explicitly to overlapping part: replicated fragment R2.
3) Independence from local DBMS or Local mapping transparency
It allows us to study several problems of distributed DBMS without
having to take into account these specific data models of local DBMS.
Distribution Transparency
Distribution transparency means that program can be written as if thedatabases were not distributed. Thus the correctness of data from site to,however their speed of execution is affected.
There are three types of transparencies, which are as follows:
1) Fragmentation transparency (user need not be aware of thedata),
2) Location transparency (user does not know the location of thedata), and3) Allocation transparency.
Fragmentation transparency is the highest degree of transparency andconsists of the fact that the user or application programmer works on globalrelations.
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Location transparency is lower degree of transparency and requires theuser or application programmer to work on fragments instead of globalrelations; however, he or she Does not know where the fragments arelocated.
The separation between concept of fragmentation and allocation is veryconvenient in distributed database design, because the determination ofrelevant portions of the data is thus distinguished from the problem ofoptimal allocation.
To understand the concept of Distribution transparency, here consider asimple e.g. application, called SUPINQUIRY, which consists in accepting asupplier number from a terminal, finding the corresponding supplier name,and displaying it at the terminal.
Level 1 Fragmentation Transparency
The way in which the application access the database if the DDBMSprovides fragmentation transparency in shown in fig a
Read (terminal, $SNUM);
Select NAME into $NAME
From SUPPLIER
Where $NUM=$SNUM;
WRITE (terminal, NAME).
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First, the application accepts a supplier number from the terminal; then itaccesses the database. The whole SQL statement repeats a singledistributed database access primitive, which receives the variable $SUPNUMas the input parameter and returns the variable $NAME as the o/pparameter. The DDBMS interprets the primitive by accessing the database at
one of the three sites in a way in which is completely determined by thesystem.
From the viewpoint of distribution transparency ,notice that theapplication refers to the global relation name SUPPLIER, completely ignoringthe fact that the database is distributed .in this way, the application iscompletely not distributed by any change, which is applied to all schematawhich are below the global schema in reference architecture.
Level 2 Location Transparency
If the DDBMS provides locate ion transparency but not fragmentationtransparency, the same application can be written as shown in the fig.
The request for the supplier with the given number in first issued referringto fragment.SUPPLIER1, and if the DDBMS returns a negative answer in thecontrol variable #FOUND, a similar request is issued with request tofragment SUPPLIER2. At this point, this nave implementation assumes
Read (terminal, $SNUM);
Select Name into $NAME
From SUPPLIER2
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Where SNUM=$SNUM;
Write (terminal, NAME).
that the supplier has been found and displays the result. Of course several
variations of this solutions are possible, for instance, issuing both requests inparallel in order to exploit to the parallelism of the distributed system;however this does not change the distribution transparency characteristics.This application is clearly independent from the changes in the allocationschema, but not from changes in the fragmentation schema, because thefragmentation structure is incorporated in the application.
However location transparency is by itself very useful, because it allowsthe application to ignore which copies exist of which fragment, thereforeallowing copies to be moved from one site to another, and allowing thecreation of new copies without affecting the application when allocation
transparency is provided without fragmentation transparency, it is veryeffective to write advantage of knowing the fragmentation structure.
Level 3 Local Mapping Transparency
Read(terminal,$SNUM);
Select NAME into $NAME
From SUPPLIER1AT SITE1
Where SNUM=$SNUM;
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If not #FOUND then
Read(terminal,$SNUM);
Select NAME into $NAME
From SUPPLIER1AT SITE1
Where SNUM=$SNUM;
At this level we assume that the application will refer to objects usingnames which are independent from the individual local system; however ithas to specify at which site names are indicated in the SQL statements byadding an at clause to the from clause. In this case each database accessprimitive is routed by the DDBMS to a specific site. However, these primitivesuse site-independent fragment names. If this mapping were not provided,
the application would incorporate directly the filenames, which are not usedby the local systems.
Replication
Replication improves the performance of simple read operation in a
distributed system and improves its reliability. However updates incur
greater overhead and the requirement that all replicates of data be updated
and consistent adds complexity to a distributed database system.
A database said to be:
1. Strictly partitioned: when no replicates of the fragments are allowed
2. Fully redundant: when complete database copies are distributed at all
sites
3. Partially redundant: when only certain fragments are replicated
Choice 1: for data replication would lead to relatively expensive query
evaluation due to the unavailability of the data locally or at some near by
site
Choice 2: Is very expensive in terms of storage space and the overhead to
maintain consistency, it is meaningless to replicate data at nodes where it is
unlikely to be accessed
Choice 3: Is responsible for allowing reduced access time for frequently
reading of local data or that from a near by site. This choice allows for the
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higher reliability and availability during site crashes. However because of the
replication, updates are expensive.
Updates require access to all copies of the data item. Because the copies are
distributed over different sites of the network, the sites must reach a
consensus on the possibility of an update failed sites may not participate inthe agreement and sites may fail after the process has started. These issue
are deal with later in this section on con-currency control and recovery.
Although a major aim of the database system is to reduce if not eliminate
redundancy, planned data redundancy can improve distributed database
performance
Ex : if a number of copies of a data item are available a read operation can
be directed to any one of these copies. A write operation, however must
update all copies, otherwise we would have inconsistent data. The system isrequired to ensure that any update operation is done on all replicates this
results in increased overhead a price to be paid in distributed databases.
Fragmentation
Fragment Each global relation can be split into several non-overlapping
portions which are called fragments.
Fragmentation Schema
The mapping between global relations and fragments is defined in thefragmentation schema this mapping is one to many i.e. several fragments
correspond to one global relation but only one relation correspond to one
fragment fragments are indicated by a global relation name with an index
(fragment index)
Fragments are logical portions of global relation which are physically located
at or several sites of the network all the fragments which correspond to the
same global relation R and are located at the same site j constitute the
physical image of global relation R at site j. (i.e. R)
There are some rules which must be followed when defining fragments:
(a) Completeness Condition: All the data of the global relation must be
mapped into the fragments i.e. it must not happen that a data item which
belongs to a global relation does not belong to any fragment.
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(b) Reconstruction Condition: It must always be possible to reconstruct each
global relation from its fragments. the necessity of this condition is obvious,
in fact only fragments are stored in the distributed database and global
relation have to be built through this reconstruction operation if necessary.
(c) Disjointness Condition It is convenient that fragments be disjoint, so thatthe replication of the data can be controlled explicitly at the allocation level.
however this condition is useful mainly with horizontal fragmentation, while
for vertical fragmentation we will sometimes allow this condition to be
violated the reason for this exception will be discussed when dealing with
vertical fragmentation
Types of Fragmentation
The decomposition of global relations into fragments can be performed
by applying two different types of fragmentation
1. Horizontal fragmentation
2. Vertical fragmentation
3. Mixed fragmentation
We will first consider these two types of fragmentation separately and then
consider more complex fragmentation which can be obtained by applying
combination of both.
1. Horizontal fragmentation
Horizontal fragmentation consist of partitioning the tuples of a global relation
into subset, this is clearly useful in Database where each subset can contain
data which have common geographical properties. It can be defined by
expressing each fragment as a selection operation on the global relation
Ex : SUPPLIER(SNUM,NAME,CITY)
Then the horizontal fragmentation can be defined in the following way:
SUPPLIER1=SL CITY = SF SUPPLIER
SUPPLIER2=SL CITY =LA SUPPLIER
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The above fragmentation satisfies the completeness condition if SF
and LA are the only possible values of the city attribute otherwise we
would not know to which fragment the tuples with other CITY values belong
The reconstruction condition is easily verified because it is always
possible to reconstruct the SUPPLIER global relation through the followingoperation:
SUPPLIER = SUPPLIER1 UN SUPPLIER2
The Disjointness condition is clearly verified we will call the predicate which
is used in the selection operation which defines a fragments its qualification
q1: CITY = SF
q2: CITY = LA
The above example that in order to satisfy the completeness condition
the set of qualifications of all fragments must be complete, at least with
respect to the set of allowed values. The reconstruction condition is always
satisfied through the union operation and the Disjointness condition requires
that qualifications be mutually exclusive.
Derived Horizontal Fragmentation:
In some cases the horizontal fragmentation of a relation cannot be
based on a property of its own attributes but is derived from the horizontal
fragmentation of another relation.
Ex: SUPPLY (SNUM, PNUM, DEPTNUM, QUAN)
SNUM is a supplier number it is meaningful to partition this relation so that a
fragment contains the tuples for suppliers which are in a given city. However
city is not an attribute of the SUPPLY relation it is an attribute of the
SUPPLIER relation considered in the above example.
Therefore we need a semi-join operation in order to determine the
tuples of supply which corresponds to the suppliers in given city.
The derived fragmentation of supply can be therefore defined as
follows:
SUPPLY1=SUPPLY SJ SNUM=SNUM SUPPLIER1
SUPPLY2=SUPPLY SJ SNUM=SNUM SUPPPLIER2
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The effect of the semi-joint operations is to select from SUPPLY the
tuples which satisfy the join condition between SUPPLIER1 OR SUPPLIER2 and
supply.
The reconstruction of the global relation SUPPLY can be performed
through the union as shown for SUPPLIER.
Q1 : SUPPLY.SNUM=SUPPLIER.NUM AND SUPPLIER.CITY =SF
Q2 :SUPPLY.SNUM=SUPPLIER.NUM AND SUPPLIER.CITY = LA
2. VERTICAL FRAGMENTATION:
The vertical fragmentation of a global relation is the subdivision of its
attributes into groups. Fragments are obtained by projecting the global
relation over each group. This can be useful in distributed database where
each group of attributes can contain data which have common geographicalproperties. The fragmentation is correct if each attributes is mapped into at
least one attribute of the fragments moreover it must be possible to
reconstruct the original relation by joining the fragments together.
Ex: EMP(EMPNUM,NAME,SAL,TAX,MGRNUM,DEPTNUM)
A vertical fragmentation of this relation can be defined as
EMP1 =PJ EMPNUM, NAME, MGRNUM, DEPTNUM EMP
EMP2= PJ EMPNUM, SAL, TAX EMP
This fragmentation could for instance reflect an organization in which
salaries and taxes are managed separately. The reconstruction of relation
EMP can be obtained as:
EMP = EMP1 JN EMPNUM = EMPNUM EMP2
Notice that the above formula for the reconstruction of global relation
EMP is not complete, because the result of joining EMP1 and EMP2 contains
th column EMPNUM twice. This undesired replication can be eliminated by a
projection operation that we omit to indicate.
Ex: the following vertical fragmentation of relation EMP
EMP1 =PJ EMONUM, NAME, MGRNUM, DEPTNUM EMP
EMP2 = PJ EMPNUM, NAME, SAL, TAX EMP
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The attribute NAME is replicated in both fragments. we can explicitly
eliminate this attribute when EMP through an additional projection operation.
EMP= EMP1 JN EMPNUM = EMPNUM PJ EMPNUM, SAL, TAX EMP2
3. MIXED FRAGMENTATION:The fragments which are obtained by the above fragmentation
operations are relation themselves so that it is possible to apply the
fragmentation operation recursively provided that the correctness condition
are satisfied each time .
The reconstruction can be obtained by applying the reconstruction
rules in inverse order.
Ex: EMP(EMPNUM,NAME,SAL,TAX,MGRNUM,DEPTNUM)
The following is a mixed fragmentation which is obtained by applying
the vertical fragmentation , followed by a horizontal fragmentation on
DEPTNUM
EMP1 = SL DEPTNUM 20 PJ EMPNUM,NAME,MGRNUM,DEPTNUM EMP
EMP3 = SL DEPTNUM >20 PJ EMPNUM,NAME,MGRNUM,DEPTNUM EMP
EMP4 = PJ RMPNUM,NAME, SAL, TAX EMP
The reconstruction of EMP relation EMP is defined by the following
expression:
EMP = UN( EMP1,EMP2,EMP3) JN EMPNUM =EMPNUM PJ EMPNUM,SAL,TAX
EMP4
Mixed fragmentation can be conveniently represented by a
fragmentation tree
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In a fragmentation tree the root corresponds to a global relation .the
leaves corresponds to the fragments and the intermediate nodes correspond
to the intermediate results of the fragment defining expression. The set of
nodes which are sons of a given node represent the decomposition of this
node by a fragmentation operation (vertical or horizontal)
Ex: The fragmentation tree of relation EMP. The root (relation EMP) is
vertically fragmented into two portions one portion corresponds to a leaf
node of the tree (EMP1) the other portion is horizontally partitioned thus
generating the other three leaves corresponding to fragments EMP1, EMP2
and EMP3.
Distributed Database Design
Designing a distributed database has many technical and
organizational issues that become more difficult in a multiple site system.
The technical problem is the interconnection of sites by a computer network
and the optimal distribution of data and applications to the sites for meeting
the requirements of applications and for optimizing performances. From the
v
h
EMP
EMP1EMP2 EMP3
EMP4
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organizational viewpoint, the issue of decentralization is crucial, since
distributed systems typically substitute for large centralized systems.
Distributing an application has a major impact on the organization.
The mathematical problem of optimally distributing data over a
computer network has been widely analyzed in the context of distributed the
system and distributed databases. The major outcomes of this research are:
1. Several design criteria have been established about how data can beconveniently distributed.
2. Mathematical foundation has been given to design aids that, in thenear future, will help the designer in determining data distribution.
Framework for Distributed Database Design
The term Distributed Database Design has a very broad andimprecise meaning. The design of a centralized database amounts to:
1. Designing the conceptual schema which describes the integrateddatabase (all the data which are used by the database applications).
2. Designing the physical database, i.e. mapping the conceptualschema to storage areas and determining appropriate access methods.
In a distributed database these two problems become the design of the
global schema and the design of the local physical databases at each site.
The techniques which can be applied to these problems are the same as incentralized databases. The distribution of the database adds to the above
problems two new ones:
3. Designing the fragmentation i.e. determining how global relations aresubdivided into horizontal, vertical or mixed fragments.
4. Designing the allocation of fragments, i.e. determining how fragmentsare mapped to physical images; in this way, also the replication offragments is determined.
These two problems fully characterize the design of data distribution,
Since fragmentation has been established as a distinguishing feature of
distributed databases.
The distinction between these two problems is conceptually relevant,
since the first one deal with the logical criteria which motivate the
fragmentation of global relation, while the second one deals with the
physical placement of data at the various sites.
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Although the design of application programs is made after the design
of schemata, the knowledge of application requirements influences schema
design, since schemata must be able to support applications efficiently.
Thus, in the design of a distributed database, sufficiently precise knowledge
of application requirements is needed; clearly, this knowledge is required
only for the more important applications, i.e. those which will be executed
frequently or whose performances are critical.
In the application requirements we include:
1. The site from which the application is issued (also called site of origin)2. The frequency of activation of the application (i.e. the number of
activation requests in the unit time)3. The number, type and the statistical distribution of accesses made by
each application to each required data object.
Objectives of the design of Data Distribution
In the design of data distribution, the following objectives should be taken in
to account:
1. Processing Locality: Distributing data to maximize processinglocality corresponds to the simple principle of placing data as close aspossible to the applications which use them. The simplest way ofcharacterizing processing locality is to consider two types of references to
data: local reference and remote reference. Clearly, once the sites oforigin of applications are known, locality and remoteness of referencesdepend only on data distribution.
Designing data distribution for maximizing processing locality can be
done by adding the number of local and remote references corresponding
to each candidate fragmentation and fragment allocation, and selecting
the best solution among them.
The term complete locality designates those applications which can be
completely executed at their sites of origin. The advantage of completelocality is not only the reduction of remote accesses, but also the
increased simplicity in controlling the execution of the applications.
2. Availability and Reliability of Distributed Data: A highdegree of availability is achieved by storing multiple copies of the sameinformation; the system must be able to switch to an alternative copy
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when the one that should be accessed under normal conditions is notavailable.
Reliability is also achieved by storing multiple copies of the same
information. It is possible to recover from crashes or from the physical
destruction of one of the copies by using the other, still available copies.Since physical destruction can be caused by events such as fire,
earthquake, or sabotage), it is relevant to store replicated copies in
geographically dispersed locations.
3. Workload Distribution: Distributing the workload over the sitesin an important feature of distributed computer systems. Workloaddistribution is done in order to take advantage of the utilization ofcomputers at each site, and to maximize the degree of parallelism ofexecution of applications.
4. Storage Cost and Availability: Database distribution shouldreflect the cost and availability of storage at the different sites. Typically,the cost of data storage is not relevant, if compared with CPU, I/O, andtransmission costs of applications (but the limitation of available storageat each site must be considered.
Using all the criteria at the same time is extremely difficult, since this
leads to complex optimization models. It is possible to consider some of the
above features as constraints, rather than objectives.
Top-Down and Bottom-Up Approaches to the Design ofData Distribution
There are two alternative approaches to the design of data distribution,
1. The top down and2. The bottom up approach
In the top-down approach, we start by designing the global schema,
and we proceed by designing the fragmentation of the database, and then
by allocating the fragments to the sites, creating the physical images. Theapproach is completed by performing, at each site, the physical design of
the data which are allocated to it.
This approach is the most attractive for systems which are developed
from scratch, since it allows performing the design rationally.
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When the distributed database is developed as the aggregation of
existing databases, it is not easy to follow the top-down approach. In this
case the global schema is often produced as a compromise between existing
data descriptions. It is even possible that each pair of existing databases is
independently interfaced using a different translation schema, without the
notion of a global schema. This leads to systems which are different in
conception from distributed database architecture.
When existing databases are aggregated, a bottom-up approach to the
design of data distribution can be used. This approach is based on the
integration of existing schemata into a single, global schema. By integration,
we mean the merging of common data definitions and the resolution of
conflicts among different representations given to the same data.
It should be noticed that the bottom-up approach lends itself lesseasily to the development of horizontally fragmented relations. Horizontal
fragments of a same global relation must have the same relation schema;
this feature is easily enforced in a top-down design, while it is difficult to
discover. Since horizontal fragments are a relevant and useful feature of a
distributed database, the integration process should attempt to modify the
definitions of local relations, so that they can be regarded as horizontal
fragments of common, global relations.
When existing databases are aggregated into a distributed database, it
is possible that they use different DBMS. A heterogeneous system adds tothe complexity of data integration the need for a translation between
different representations. In this case, it is possible to make a one-to-one
translation between each pair of different DBMS. However the approach
which is mostly used in the prototypes of heterogeneous systems is to select
a common data model, and then to translate it into unique representations
all the different schemata of the involved DBMS.
In summary, the bottom-up design of a distributed database requires:
1. The selection of a common database model for describing the globalschema of the database.
2. The translation of each local schema into the common data model.3. The integration of the local schemata into a common global schema.
Concurrency Control
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A distributed database (DDB) is a collection of multiple, logicallyinterrelated databases distributed over a computer network, like LAN,WAN ,MAN etc..
A distributed database management system (DDBMS) is the software
that manages the DDB and provides an access mechanism that makes thisdistribution transparent to the users where transparency is the separation ofthe higher level semantics of a system from the lower level implementationissues.
A concurrency control is defined as, it is a situation where severaltransactions execute concurrently in the database and there may bepossibility of deadlock detection, such situation is controlled by any of theconcurrency control schema or protocols and prevents the deadlocks, isknown as concurrency control.
Example
1) Two-Phase Locking-based (2PL)
2) Timestamp Ordering (TO)
A concurrency control deals with the ensuring transactions atomicity inthe presence of concurrent execution of transactions, such problem occurs inthe synchronization. In distributed systems the synchronization problem isharder than centralized system.
An atomicity is a property of transaction where either all the operationsof the transactions are reflected properly or none of them operation isperformed.
A transaction is a collection of actions that make consistenttransformations of system states while preserving system consistency.
A concurrency control method is responsible for maintainingconsistency among the multiple copies of the data items placed in theDDBMS.
2-Phase Locking
The 2-phase locking ensures the serializability, the transaction isserializable if it produces the same result as some serial execution of thetransaction. In serial execution, each transaction runs for completion beforeany statements from any other transaction are executed.
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A lock is a variable associated with each data item and themanipulation of such variable is called locking.
The two phase locking is so called, because it has two phases as follows:
1) Growing Phase: A transaction may obtain locks but may not releaseany lock.2) Shrinking Phase: A transaction may not obtain any new locks.
Both the phases are monoatomic; the number of locks are onlyincreasing at first phase and decreasing at second phase. All locks requestby transaction or its sub transactions should be made in the growing phaseand released in the shrinking phase. When a transaction issues and unlockinstruction phase starts indicating that all required locks are obtained. Wheredata is replicated all sub transaction of the transaction which modify thereplicated data item would be observed the two phase locking protocol.
Therefore subtraction released a lock and subsequently has another subtransaction request another lock which required each sub transaction notifyall other sub transactions acquired all its locks. This shrinking phase startonce all subtractions acquired there locks.
When all sub transactions finished their growing phase the number ofmassages involved is high. The exchange of massages between the sites aredone by using two phase commit protocol.
Ex. Consider two transactions T1 & T2 and sites S1 & S2. Suppose adistributed data A is stored S1 and B at sites S2 then for execution of these
two transactions, each transactions generates two local sub transactions asT1s1,T1s2 & T2s1, T2s2 respectively executed at site S1 & S2.
Transaction T1 Transaction T2
Lock x (A) lockx (A)A : = 100 A : = 200Write (A) Write (A)Unlock (A) Unlock (A)Lock x (B) Lock x (B)B : = 1000 B : = 2000
Write (B) Write (B)Unlock (B) Unlock (B)
Fig. (a) Two modifying Transactions.
The execution schedule in shown in following fig.
Site S1 Site S2
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Transaction Transaction TransactionTransactionTime T1s1 T2s1 T1s2 T2s2t1 Lock x(A) Lock x(B)t2 A : = 100 B : = 2000
t3 Write (A) Write (B)t4 Unlock (A) Unlock(B)t5 Lockx(A) Lockx(B)t6 A : = 200 B : = 1000t7 Write (A) Write (B)t8 Unlock (A) Unlock(B)
Fig.(b) A schedule for transactions.
Distributed Deadlocks
A system is in deadlock state if there exists several transactions suchthat every transaction is in the set is waiting for another transaction in theset.
Consider there exists a set of existing transactions are T0, T1, T3, , Tn such that T0 is waiting for a data item that hold by T1, T1 is waitingfor a data item that hold by T2, and . , and Tn-1 is waiting for a data itemthat hold by T0. Therefore none of the transaction gets processed in suchsituation, & is called a deadlock detection.
A deadlock is occurred in distributed database system, when a cycle isproduced in the execution of the transaction in Distributed Wait-For-Graph(DWFG), and these transactions are aborted or restarted repeated, suchcomplex situation produced in system is known as distributed deadlock, asshown in following fig.
A deadlock occurs when each transaction T from the set of one or moretransactions is waiting for some item which is locked by some othertransaction T in that set. Hence each transaction which is in a waiting queuein that set is waiting for one of the other transaction release the lock.
A deadlock determines the cycles in the wait-for-graph, when morethan one transactions are executes their operations for the same resource. Adistributed deadlock is more difficult than that of centralized database.
Site-1 site-2 site-1
T1
A1
T2
A1
T1
A2
T2
A1
T1
A1
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T1 A2
T2 A2
Fig a. A distributed wait for graph showing fig b. A local wait for graph.
distributed deadlock
Labeling:- T- Transactions
A- Agenda
A distributed wait for graph as shown in fig (a) consist of a cycle which
corresponds to the deadlock detection. Fig. consist of two sites, two
transaction T1 & T2 & two agents as A1 & A2.
Assume that each transaction has only one agent at each site where it
is executed. A directed edge from an agent Ti Aj to an agent Tr As means
that Ti Aj is blocked and waiting for Tr As.
There are following two reasons to an agent for waiting another one.
1. Agent Ti Aj waits for agent Tr Aj to release a resource which it
needs. Here, Ti and Tr are different transactions and two agents
are at same site, because agents request only local resources.Such wait is shown in fig. (a) where T1 A1 waiting for T2 A1 to
release the resource at site 1.
2. Agent Ti Aj waits for agent Ti As to perform some required
function. Here, two agents belongs from same transaction. The
agent Ti Aj has requested that agent Ti As perform some function
at a different site. As shown in fig (a) with dashed lines.
In fig. (b) which shows local wait for graph. The square nodes are
called input parts if they have an edge entering the local wait for graph and
output ports if they receive an edge existing the LWFG. A deadlock occurs in
LWFG by a cycle in it.
In a distributed system a deadlock is occurred when a cycle is
produced in DWFG. It is detected when and exchange of information takes
place the cycle gets produced and deadlock occurs. It is a different task than
local deadlocks.
T2
A2
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A deadlock resolves the one or more transactions to be aborted or
restarted, so that it releases its resources for other transactions.
Following are the criterias for aborting the transactions.
a) Abort the youngest transaction.
b) Abort the transaction which owns less resources
c) Abort the transaction with smallest abort cost.
d) Abort the transaction with the longest excepted time to complete.
A redundancy increases the deadlocks probability in distributed DBMS.
Consider, two transactions T1 & T2 both of which must lock same data item
exclusively, as x.
If x is replicated i.e. If x1 & x2 are two copies at site 1 & 2 and both
transactions wants to obtain lock then deadlock occurs.
AT Site 1 : T1 locks x1 ; T2 waits
AT site 2 : T2 locks x2 ; T1 waits.
Hence, deadlock occurs.
Methods of deadlock detection
1) Deadlock detection using centralized or hierarchical control.
2) Distributed deadlock detection.
3) Deadlock prevention.
1) Deadlock detection using centralized or Hierarchical
control:
In a centralized control method a deadlock detector is placed which
has a responsibility to discover or find the cycles in DWFG. The deadlockdetector receives the information from all sites in a distributed database.
At each local site there is a local deadlock detector which has
responsibility to find all potential deadlocks at that particular site.
Site 1 Site 1
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T1 A2 T1 A3
T3 A2
T3 A2
Fig.(a) Lacal wait for graph at site 1 Fig.(b) Potential global deadlock
at site 1
The above fig. shows deviation of a potential global deadlock cyclefrom a local wait for graph.
To determine potential deadlock cycles, the local deadlock detector
starts from an input port and searches backward along the local graph until it
reaches an output port. Such part is a potential deadlock cycle. Only the
initial and final agents of each potential cycle must be transmitted as shown
in fig. (b).
A deadlock detector collects these massages forms a DWFG, finds
cycles and selects the transactions for abort.
Drawbacks Of Centralized Deadlock
1. It is unprotected to failures of the site where the centralized detector runs.
2. It requires large communication cost.
To reducing a communication cost an hierarchical controllers are used.
Hierarchical controllers
NLLDD 0
NLDD 1
NLDD 2
T1
A1
T2
A1T5
A1
T3
A1
T4A1
T1
A1
T4
A1
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Site 1 Site 2 Site 3
Site 4 Site 5
Fig. A tree for deadlock detectors
Labeling :
NLDD Non local deadlock detector.
LDD Local deadlock detector.
The local deadlock detectors determine local deadlocks and transmit
information to the potential global cycles to non local deadlock detectors.
The performance of hierarchical deadlock detection mechanism
depends on the choice of hierarchy.
Here, site 1 & 2 have a common detector as LDD1 While site 3, 4 & 5
has a common detector as NLDD 2 finally all of them are controlled by NLDD
0.
(2) Distributed Deadlock Detection
Here, no distinction between local and non-local deadlocks detectors.
Each site has same responsibility while exchanging an information to
determine global deadlocks.
The potential deadlock cycles detected at local sites are transmitted
through an algorithms. In LWFG all the input and output parts are collected
into a single node called the external (EX). Main difference between
centralized & distributed deadlock is that in centralized all the potential
deadlocks cycles are sent to the designated site while in distributed deadlock
detectors need a rule for determining to which site the potential deadlock
cycles are transmitted. This rule must attempt to minimize amount of
transmitted information.
The following algorithm consist of distributed deadlock detection.
Site 1 Site 1 Site 1
T1 T2 EX T1 T2 EXT1
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T1 T2 EX T1 T2
EX
Site 2 Site 2 Site 2
Fig (a) Fig(b) fig(c)
Fig. Distributed Deadlock detection algorithm.
A local deadlock detectors performs at each site the following actions.
1) Forms LWFG including EX node.
2) The received massage perform following modifications of LWFG.
a) For each transaction in massage add it to LWFG if it does not
already exist.
b) For each transaction n massage, starting with EX create an edge to
the next transaction in the massage.
3) Cycles without EX node in LWFG indicate existence of end lock.
4) Cycles with EX node are the potential deadlock cycles. Which must be
transmitted to different site.
(3) Distributed Deadlock Prevention
Deadlock prevention eliminates the need for Dead lock detection &
resolution.
It is done in following ways. If a transaction T1 request a resources
which hold by T2 then prevention test is applied. If this test indicates a risk
of dead lock, then T1 is not allowed to enter wait stats. While either T1 isaborted restarted or T2 is aborted & restarted.
Prevention test must insure that if T1 is allowed to wait for T2 then
dead lock can never occur. This can be obtain by ordering transaction using
lexicographical ordering.
T1
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Let Ti is allowed to wit for TJ , Where i
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2) Mean time to repair (MTTR)
3) Availability (fraction of time that system meets its specification)
In a database system application, the reliability problem is divided in
two parts as below
1) Application dependent
It requires that the transaction fulfills the general systems
specification.
2) Application independent:-
It requires that the transactions maintains their atomicity, durability,
serializability & isolation properties.
Types of Failures
There are following types of Failures in the transactions
1. Transaction failures
Transaction aborts (unilaterally or due to deadlock)
Avg. 3% of transactions abort abnormally
2. System (site) failures
Failure of processor, main memory, power supply,
Main memory contents are lost, but secondary storage
contents are safe
3. Media failures
Failure of secondary storage devices such that the stored
data is lost
Head crash/controller failure (?)
4. Communication failures
Lost/undeliverable messages
Network partitioning
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Also, in some cases transactions are blocked until the failure is repaired,
which blocks resources and reduce the systems availability
The following fig. shows state diag. for 2-phase-commitment protocol
without ACK massages. The input & output massages are indicated for each
transaction. A transaction occurs when input massage arrives and whichsends the output massage. The state information of the transaction is
recorded into stable storage for recovery purpose.
-- / PM
PM / RM ua/PM/AAM
tm/ACM
RM / CM
CM / -- ACM/--
AAM/ACM
Coordinator Participants
= transactions which are due to an exchange of massages
= unilateral transitions(timeout)
Fig. state diagram for the 2-phase-commit protocol
The problems due to 2-Phase-Commit are as follows
I
A
U
C
I
R
C A
I = initial state
U = uncertain(waiting for some
information)
R = ready to commit
A = abort (transaction)
Massages
PM = prepare massage
RM = ready answer massage
AAM = abort answer massage
ACM = abort command
massage
Local conditions
ua = local unilateral abort
tm = timeout
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Blockingo Ready implies that the participant waits for the coordinatoro If coordinator fails, site is blocked until recoveryo Blocking reduces availability
Independent recovery is not possible
These problems are solved by 3-phase protocol.
3-Phase Protocol:-
It is a nonblocking protocol, which overcomes the 2-phase-protocol andsolves the problems of failures at the sites in the DDBMS.
When a failure occurs at coordinator sites, there are two possible cases as
1) At least one of the participants receives the command, which givesmassage to the other participant to terminate the transaction.
2) None of the participants has received the command, while only thecoordinator site gets crashed; all the participant sites are operationaland choose another coordinator site.
In both the above cases the transaction is terminated correctly, butconsider the situation where no one of the operational participant receiveany command and one of them gets failed, such problem can also be arrivedat the coordinator site since the coordinator is also a participant of anothercoordinator site. If the coordinator site gets failed, it creates a situationwhere termination is impossible.
To eliminate the above blocking as shown in fig. a of 2-phase-protocol,here the operational participants are blocked because in the second phase ofcommitment the participants goes through R state which is ready to abort orcommit transaction to A or C. therefore, if all the operational participantsdoes not receive the command, then also the failed participants perform theabort or commit action, which must not performed. This problem can beeliminated by modifying 2-phase-protocol as the 3-phase-protocol as shownfollowing fig.
PM/AAM
-- / PM PM/RM ua / --I
BC
U
A
C
PC
AR
U
C
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tm /ACM
ACM/--
AAM/ACM RM / PCM PCM/ OK
tm /ACM OK /CM CM / --
Coordinator Participants
Fig. state diag. for 3-phase-commit protocol
The 3-phase-protocol consist of three phases, it is an extension of 2-phase-protocol which avoids the blocking problem. The third phase consist ofmultiple sites are involved in the decision to commit.
The above fig. consists of new state as prepared-to-commit-state,which commits the transaction. The coordinator issues the command insecond phase either ACM command or PCM massage. When the PCMmassage send the coordinator enters the new Before-commitment (BC) statethen participant must sends OK massage. Hence it is entered in the new PCM
state and records it to stable storage. Finally, when coordinator receive OKmassage it enters in the final commit state (C) and sends final commitcommand (CM) which eliminates the blocking problem.
Network Partition
A network partitions are created the following two possibility arise
1) The coordinator& all its participants remain in one participant here the
failure has no effect on the commit protocol.
2) The coordinator & its participants belong to several partitions then it isobserved the sites in the one of the partitions failed. Sites that are not
in partition containing the coordinator simply executed the protocol to
deal with failure of the coordinator. The coordinator & the sites that are
in the same partition as the coordinator follows the usual commit
protocol, assuming that the site in the other partitions have failed.
New states
PC = prepared to commit
state
New massage
PCM = enter the PC state
OK = entered the PC stat
= possible
restart transitions from
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DEADLOCK HANDLING
A system is said to be in deadlock state, if there exist a set of
transactions such that every transaction in a set is waiting for anothertransaction in set.
Suppose there exists a set of waiting transactions {T0,T1,Tn} suchthat T0 is waiting for the data item that T1 holds ,and T1 is waiting for the dataitem that T2 holds, and..,and Tn-1 is waiting for the data item that Tn holds,and Tn is waiting for the data item that T0 holds. None of the transactions canmake progress in such situations.
The only remedy to this undesirable situation is for the system toinvoke some drastic action, such as rolling back some of the transactions
involved in dead lock. Rollback of a transaction may be partial: i.e., atransaction may be rolled back to the point where it obtained a lock whoserelease resolves the deadlock.
There are two principal methods for dealing with the problem of deadlock:
1) DEADLOCK PREVENTION protocol to ensure that the systems will NEVERa deadlock state.
2) We can allow the system to enter the deadlock state, and then try torecover by using a deadlock detection and deadlock detection scheme.
Both the methods may result in transaction rollback. Prevention iscommonly used if the probability that the system would enter a state ofdeadlock state is relatively high; otherwise, detection and recovery aremore efficient.
DEADLOCK PREVENTION
There are two approaches to deadlock prevention:
1. One approach ensures that no cyclic waits can occur by ordering therequest for locks, or requiring all locks to be acquired together.
2. The other approach is closer to deadlock recovery, and performtransaction rollback instead of waiting for a lock, whenever the waitcould potentially result in rollback.
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The simplest scheme under the first approach requires that eachtransaction locks all its data items before it begins execution. Moreover,either all are locked in one step or none are locked. There are 2 main
disadvantages of this protocol:
1. It is often hard to predict, before the transaction begins, what dataitems need to be locked;
2. Data items utilization may be very low, since many of the data itemsmay be locked but unused for long time.
Another approach for preventing deadlock is to impose an ordering of alldata items, and to require that a transaction is locked.
The second approach for preventing dead lock is to use PREEMPTIONand TRANSACTION ROLLBACKS.
In preemption, when a transaction T2 requests a lock that transaction T1holds, the lock granted to T1 be preempted by rolling back of T1 ,and grantingof the lock to T2..To control the preemption, we assign a unique timestamp to
each transaction. The system uses these timestamps only to decide whethera transaction is rolled back, it retains its old timestamp when restarted. Twodifferent deadlock-prevention scheme using timestamps have beenproposed:
1) Waite-die Scheme: this is the nonpreemptive technique. Whentransaction Ti requests a data item currently held by Tj ,Ti isallowed to wait only if it had a timestamp smaller than that of Tj(i.e. ,Ti is older than Tj).Otherwise, TI is rolled back (dies).
Example, suppose that transactions T22,T23,and T24 requests a data itemheld by T23 ,then T24 will be rolled back.
2) Wound-wait Scheme: this scheme is a preemptive technique. It is acounterpart to the wait-die scheme. When transactions requests adata item currently held by Tj,Ti is allowed to wait if it has a
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timestamp larger than that of Tj (i.e. , Ti is younger than Tj).Otherwise, Tj is rolled back(Tj is wounded by Ti).
From above example, with transaction T22, T23, and T24, if T22 requests adata item held by T23, then the data item will be preempted from T23, and T23will be rolled back. If T24 requests a data item held by T23, then T24 will wait.
Whenever the system rollback transactions, it is important to ensure thatthere is no STARVATION- i.e., no transaction gets rolled back repeatedly andis never allowed to make progress.
Both the wound-wait and the wait-die scheme avoid starvation: At anytime, there is a transaction with the smallest timestamp. This transactioncannot be required to rollback in either scheme. Since timestamp alwaysincrease, and since transactions are not assigned new timestamps whenthey are rolled back, a transaction that is rolled back repeatedly willeventually have the smallest timestamp, at which point it will be rolled backagain.
There are some differences in the way that the two schemes operate.
1) In the wait-die scheme, an older transaction must wait for the youngerone to release its data items. Thus, the older the transaction gets, themore it tends to wait. On the other hand, in the wound-wait scheme,an older transaction never waits for younger transactions.
2) In the wait-die scheme, if a transaction Ti dies and is rolled backbecause it requested a data item held by transaction Tj , then Ti mayreissue the same sequence of requests when it is restarted. If the dataitem is still held by Tj then Ti will die again. Thus, T i may die severaltimes before acquiring the needed data item.
On the other hand in wound-wait scheme transaction Ti is wounded androlled back Tj requested a data item that it holds. When T i is restarted andrequests the data item now being held by Tj, Ti waits. Thus, there may befewer rollbacks in the wound-wait scheme.
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DEADLOCK DETECTION & RECOVERY
If the system does not employ some protocol that ensures deadlockfreedom, then a detection and recovery scheme must be used. An algorithmthat examines the state of the system is invoked periodically to determinewhether a deadlock has occurred. If one has, then the system must attemptto recover from the deadlock. To do so, the system must:
1) Maintain information about the current allocation of data items totransaction, as well as any outstanding data item requests.
2) Provide an algorithm that uses this information to determine whetherthe system has entered a deadlock state.
3) Recover from the deadlock when the detection algorithm determinesthat a deadlock exists.
NODES RECOVERY
At such site a local transaction manager is available & it can use the
following techniques for local recovery
LOGS
A most widely used structure for recording database modifications in
the log. The log is sequence of log records, recording all the update activities
in the database. A log contains information for undoing or redoing all actions
which are performed by transactions. To undo the actions of a transaction
means to reconstruct the database as prior to its execution. To redo the
actions of a transaction means to perform again its actions
A log record contains the required information for undoing or redoing
actions. Whenever a transaction performs an action on the database, a log
record is written on in the log file. Moreover, when a transaction is started,
committed or aborted, a begin transaction, commit or abort record is written
in the log.
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The writing of a database update & the writing of the corresponding
log record are two distinct operations; therefore, it is possible that a failure
occurs between them. In this case if the database update were performed
before writing the log record, the recovery procedure would be unable of
undoing the update; the corresponding log record would in fact not be
available. In order to avoid this problem, the log write a head protocol is
used .which consists of two basic rules
1. Before performing a database update, at least the undo portion of thecorresponding log record must have been already recorded on stablestorage
2. Before committing a transition, all log record of the transaction musthave already been recorded on stable storage.
RECOVERY PRODEDURES
When a failure with loss of volatile storage occurs, a recovery
procedure reads the log file and performs the following operations.
1. Determine all non committed transactions that have to be undone. Noncommitted transaction are recognized because they have a begintransaction record in the log file .without having a commit or abortrecord.
2. Determine all transactions which need to be redone. In principle; thisset includes all transactions which have a commit record in the log file.
In practice, most of them were safely stored in stable storage beforethe failure, hence they do not need to be redone .In order todistinguish transactions which need to be redone from those which donot, and checkpoints are used.
3. Undo the transactions determined at step 1 and redo the transactionsdetermined at step 2.
Chokepoints are operations which are periodically performed (typically,
every 5 min) in order to simplify the first 2 steps of the recovery procedure
performing a checkpoint requires the following operations.
a) Writing to stable storage all log records and all database updateswhich are still in volatile storage.
b) Writing to stable storage a checkpoint record. A checkpoint record inthe log contains the indication of transactions which are active at thetime when the checkpoint is done.
The existence of checkpoints facilitates the recovery procedure. Steps 1 &
2 of the recovery procedure are substituted by the following
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1. Find and read the last checkpoint recorded2. Put all transactions written in the checkpoint record into the indo set,
which contains the transactions to be undone. The redo set containsthe transactions to be redone which is initially empty
3. Read the log file starting from the checkpoint record until its end. If a
begin transaction record in found, put the corresponding transaction inthe undo set. If a commit record is found, move the correspondingtransaction from the undo set to the redo set.
Conceptually, a log contains the whole history of the database. However,
only the latest portion refers to transactions which might be undone or
redone. Therefore, only this latest portion of the log must be kept online,
while the remainder of the log can be kept in offline storage.
VARIOUS TYPES OF FAILURES IN DDBMS
SITE FAILURES/ NODE FAILURE
A computer system, like any other device is subject to failure from a variety
of causes: disk crash, power outage, software error, a fire in the machine room etc.
In any failure, information may be lost.
Definition
The deviation of a system from the behavior that is described in its
specification. There are various types of failures
1. Transaction Failure2. System crash3. Disk Failure4. Failure with loss of stable storage5. Communication or Link Failure
1) Transaction Failure:
There are two types of errors that may cause a transaction to fail.
a) Logical error:
The transaction can no longer continue with its normal execution because of
some internal condition, such as bad input, data not found, overflow, or resource
limit exceeded.
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There failures includes, for e.g. the abort of transactions because an error
condition in discovered, like an arithmetic overflow or a division by zero.
b) System error:
The system has entered an undesirable state (for e.g. deadlock).as a resultof which a transaction cannot continue with its normal execution. The transaction
however can be reexecuted at a later time
2) System crash (Failure with loss of volatile storage)
In these failure the content of main memory is lost. There is hardware
malfunction, or a bug in the database software or the operating system that
causes the loss of the content of volatile storage, and brings transaction
processing to a halt. However all the information which is recorded on disks in notaffected by the failure.
The assumption that hardware errors and bugs in the software bring the
system to a halt, but do not corrupt the non-volatile storage contents in known as
the Fail-Stop assumption. Well designed systems have numerous interna
checks at the hardware and the software level that brings the system to a halt
whenever there in an error. Hence Fail-stop assumption is a reasonable one.
3) Disk Failure (Failure with loss of non volatile storage):
In these failures, the content of disk storage in lost. It is also called as Media
failures. A disk block loses its content as a result of either a head crash or failure
during a data transfer operation. Copies of data on other disks (backups) such as
tapes, are used to recover from the failure
The probability of failures of the third type is less than that of the other two
types. The probability of failures of the third types in again reduced by using Stable
storage technique.
Stable storage technique is typically implemented by replicating the same
information on several disks with independent failure modes and using the so-
called Careful replacement strategy. At every update operation, first one copy of
the information is updated, then the correctness of the update is verified and
finally the second copy is updated.
With this stable storage, we introduced a new type of failure
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immediately. The response is delayed until the request can be granted. The
transaction does not operate on Q until it has successfully obtained a lock on
a majority of the replicas of Q.
The above scheme has following disadvantages:
1) Implementation: The majority protocol is more complicated to
implement. It requires 2(n/2+1) messages for handling lock requests,
and (n/2+1) messages for handling unlock requests.
2) Deadlock Handling: In addition to the problem of global deadlocks
due to the use of a distributed lock-manager approach, it is possible for
a deadlock to occur even if only one data item is being locked.
For example: Suppose that the transactions T1 and T2 wish to lock dataitems Q in the exclusive mode. Transaction T1 may succeed in locking Q at
sites S1 and S3 , while transaction T2 may succeed in locking Q at sites S1 and
S4. Each then must wait to acquire the third lock; hence, a deadlock has
occurred.
BIASED PROTOCOL
This is another type to handling replication. The difference from themajority protocol is that request for shared locks are given more favorable
treatment than requests for exclusive locks.
1) Shared locks: when a transaction needs to block data item Q, it simply
requests a lock on Q from the lock manager at one site that contains a
replica of Q.
2) Exclusive locks: When a truncation needs to lock data item Q, it requests a
lock on Q from the lock manager at all sites that contain a replica of Q.
The biased scheme has the advantage of imposing less overhead on
read operation that does the majority protocol. This saving is significant in
common cases in which the frequency of read is much greater than the
frequency of write.
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QUORUM CONSENSUS PROTOCOL
This protocol is a generalization of the majority protocol. This protocol
assigns each site a nonnegative weight. It assigns read and write operations
on an itemxtwo integers, called read quorum Qr, and write quorum Qw, that
must satisfy the following condition, where S is the total weight of all sites at
whichxresides:
Qr + Qw > S and 2* Qw >S
To execute a read operation, enough replicas must be read that their
total weight is >= Qr. To execute a write operation, enough replicas must be
written so that their total weight is >= Qw.
The advantage of this approach is that it can permit the cost of either
read or writes to be selectively reduce by appropriately defining the read andwrite quorums.
For example: With a small read quorum, reads need to read fewer
replicas, but the write quorum will be higher, hence write can succeed only if
correspondingly more replicas are available. Also if higher weights are given
to some sites (for e.g. those which less likely to fail), fewer sites need to be
accessed for acquiring the lock.
TIMESTAMPING
The basic idea behind this scheme is that each transaction is given a
unique timestamp that the system uses in deciding the serialization order.
Our first task, in generalizing the centralized scheme to a distributed in
terms of their right to change schemas or DBMS software. That software
must also cooperate with other sites in exchanging information about
transactions, to make transaction processing possible across multiple sites.
In contrast, in a homogeneous distributed database, different sites
may use different schemas, and different DBMS software. The sites may be
aware of one another, and they may provide only limited facilities for
cooperation in transaction processing, while the divergence in software
becomes difficult for processing transactions that access multiple sites.
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Check Point And Cold Restart
Check Point: A check point are used to reduce the number of log record
that the system must scan when it recover from a crash.
Cold Restart: A cold restart is required if the log information is last at thesite of network & effected site is not capable reconstructing its most recent
state then the previous state is reconstructed where the check point is
located .This effect in the loss of some local subtransition.
Cold restart is required after some catastrophic (sudden accident withteriable result) failure which has caused the loss of log information on stablestorage, so that the current consistent state of the data base can not bereconstructed & a previous consistent sate must be restored. A previousconsistence state is marked by a check point.
In distributed data base the problem of cold restart is worse than incentralized one because if one site has to establish on earlier state, then allother sites also have to establish earlier states which are consistent.
A consistent global state C is characterized by the following two
properties.
1) For each transaction T, C contains the update performed by all
subtraction of Tat any site or it does not contain any them, in the
former case we say that T is contained in C.
2) If transaction T1 contained in C then all conflicting transaction which
have preceded T in the serialization.
The property 1 is related to the atomicity of transaction: either alleffect of t or none of the m can appear in consistent state.
The property 2 is related to serialization: if the effects of T are kept asit is then we must keep all the effect of T1.
A global consistent state in a distributed database is to use localdumps, local logs& global check point. A global check point is set of localcheck points which performed at all site of the network & are synchronizedby the following condition.
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If a sub-transition of a transition T is contained in the local check pointat some site then all other subtraction of T must be contained local checkpoint at other site.
If the global check points are available it is very easy to reconstruction.
first consider the latest local point which earlier global state has to bereconstructed then all other sites are requested to reestablish the localstates of the corresponding the local check point.
Site1 C1 time
Site 2 C2 T2
R C
Site 3
T3 C3
T2& T3 are subtraction of T; T3 is coordinator for 2-phase- commitment. C1,
C2&C3 are local check point.
Write check point measure.
Massage of 2-phase commitments protocol.
R=READY, C= COMMIT
The main problem of global check point synchronization is shown in
above fig. the fig consist of two sub transaction T2,T3 of the same transaction
T & local check point C1, C2 & C3 where C2 does not contain subtraction T2 &
C3 contain subtraction T3. Which break base requirement of global check
point. The transaction T performed two phase commitments which do noteliminate the problem the problem of synchronization of subtraction.
There fore to avoid such problem it required that all the site become
inactive simultaneously before which one record its local check point.
Management Of Distributed Transactions
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A transaction is a collection of actions that make consistent transformationsof system states while preserving system consistency.
Example of transaction:-
Begin_transaction Reservationbegin
input(flight_no, date, customer_name);EXEC SQL UPDATE FLIGHTSET STSOLD = STSOLD + 1WHERE FNO = flight_no AND DATE = date;EXEC SQL INSERTINTO FC(FNO, DATE, CNAME, SPECIAL);VALUES (flight_no, date, customer_name, null);output(reservation completed)end . {Reservation}
The management of distributed transactions requires dealing with
several problems which are strictly interconnected, like reliabilityconcurrency control & the efficient utilizing of the resources of whole system.
In this section we consider only the most well-known technique, used
in building most commercial systems & research prototypes: 2-phase
commitment for recovery, & 2-phase locking for concurrency control
Framework for Transaction Management
In this section, we define the properties of transaction, state the goals
of distributed transaction
Properties OF Transactions
1. Atomicity: either all or none of the transactions operation areperformed atomicity requires that if a transactions interrupted by afailure, its partial results are undone.
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This aspect is common to both centralized &distributed databases.
Although typical database applications are I/O bounded in large system can
reveal a bottleneck in main memory or in CPU time. If the operating system
has to create a process for each active transaction, most of these processes
will be swapped in & out of main memory. Moreover,
A lot of context switching will required .In order to reduce this
overhead transaction managers apply specialized techniques which take
advantage of the typical characteristics of database applications, avoid
considering them in same way as the generalized processes which dealt with
by general purpose operating system.
2. Control Messages
In a distributed database we have to consider also another aspect ofefficiency: the number of control message which are exchanged between
sites .A control message is not used to transfer data but needed in order to
control the execution of the application.
3. Response Time
As third important efficiency aspect, we have to consider the response
time of each individual transaction. Clearly, obtaining an acceptable
response time can be more critical for distributed application than for local
application, because of the additional time which is required forcommunication between different sites
4. Availability
Another aspect which must be consider by transaction manager of a
distributed database is the availability of whole system.Ofcoures ,in a
distributed system is not acceptance for failure of one site to stop the
whole systems operation. Therefore, the algorithms implemented by
the transaction manager must not block the execution of those
transactions which do not strictly need to access a site which is not
operational. As a result, the effort of increasing the systems availability
in the presence of site failure is significant characteristic of the
algorithm which are used for transaction recovery & concurrency
control in ddbms
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