Disaster Preparedness Recovery and Business Continuity Richard Varn CDG

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    Disaster Preparedness, Disaster

    Recovery, and Business Continuity in

    Public Safety

    Be Prepared: That's the motto of the Boy Scouts.

    "Be prepared for what?" someone once askedBaden-Powell, the founder of Scouting, "Why, for

    any old th ing ." said Baden-Powell.(Boy Scout Handbook, 11th edition, page 54)

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    Overlapping and Inter-

    Related Responsibilities

    Disaster

    Preparedness and

    Recovery and

    Business

    Continuity

    Quality AssuranceMethodologies

    Cyber Security

    Physical Security

    Public Safety

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    Public Safety Scenarios

    Public safety entities have a more difficultchallenge

    Your IT DR/BC plan is intertwined with risk

    scenarios You may be affected by the risks of a given

    scenario and your IT plan must address those

    risks appropriately to maintain operations

    You also have a role in response to the

    scenario so the events will affect your

    operational requirements

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    Scenarios Overview

    Threat driven geographic circles of impact

    Kinds of threats and events

    Responsibility

    What will you do, what is shared, what do othershave to do for themselves

    Tolerance for risk and uncertainty

    Lesson learned: if you have a well knownand documented local risk:

    Have a real plan or get ready for a careerchange

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    Start With A Readiness

    Dashboard

    All aspects of the plan, testing, and

    implementation should be scored simply

    (Red, Yellow, and Green)

    Key indicators of planning and readiness

    need a dashboard to enable assessment

    and action

    Score or status

    Trend

    Key issue

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    Engage the Policy Makers

    Executive, legislative, and judicial

    Those who hold the seat and those who

    actually make the decisions

    Go below the top level to ensure clarity,

    alignment, and redundancy

    EOC designees

    Emergency authorizers and authoritydecide how you will bust though red tape

    and bottle necks when it is needed

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    First Steps

    Leadership: clarity, alignment, andcommitment

    Authority or consensus?

    Stakeholders roles and responsibilities Be clear about risk tolerance

    Applications and IT assets inventory

    If needed, dust off and update your Y2K work

    Good data on plan status, readiness, test

    results, response, and compliance

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    First Steps

    Make a friend in accountingactuariallyaccurate threat scenarios are more likely to

    be funded as risk and cost can be properly

    balanced

    Review existing plan or make a plan

    Borrow or buy a template

    Review peer plans and conduct site visits Communicate until it hurts

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    Know How Non-Governmental

    Organizations Fit In

    Media Broadcast and satellite

    Emergency Broadcast System Members

    Print New media

    The Web

    Government site mangers Commercial site managers

    Citizens and bloggers

    Self-organizing communities (e.g. Craigs List)

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    Know How Non-Governmental

    Organizations Fit In

    Charities

    Businesses and business associations

    Community organizations

    Vital private services (hospitals, nursing

    homes, etc. )

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    Nail Down Your Critical

    Functions

    Law and order essentials (people, mobility,

    tools, survival basics, etc.)

    Communications Personnel management (policies,

    scheduling, notification trees and systems,

    counseling, etc.) Data and the connections to data and people

    Transactional systems

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    Nail Down Your Critical

    Functions

    Rescue and response

    Pipeline to the health care system

    Building/location/hazmat information for fireand first responders

    Justice processing and incarceration

    Dispatch

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    Nail Down Your Critical

    Functions

    Records

    Mobility

    Devices and local storage if communications areintermittent or fail (e.g. mobile maps and

    databases)

    Know what you can actually cover (and what

    you are just waiving your hands at and

    hoping it either works or is never needed)

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    IT Requirements

    What systems need to function How fast

    Maximum and optimum time frame for each

    system or function to be restored How well

    Sometimes minimal functionality is sufficient

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    IT Requirements

    Where will it be used and by whom andwill the communications infrastructure

    support it?

    Employees

    Users or beneficiaries

    By what priority will systems be restored

    The priority will be modified by whatcontingencies

    E.g. a long term total evacuation changes the

    operational needs for criminal justice systems

    and personnel

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    Continuity and Disaster

    Recovery Location Options

    Consider new kinds of mutual aid and

    sister city/county/state arrangements

    Work with friends, colleagues, associations,

    and vendors

    To match you with a comparable entities that

    are located outside the various geographic

    threat circles Who can mirror your IT operations (hardware,

    software, operating systems, and culture)

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    People

    Force in depthwho is the backup to thebackup to the backup?

    Consider the actual health and physical

    abilities and disabilities of a person whenassigning tasks for a disaster scenario

    The disaster is not the time to find out the

    electrician in the hazmat suit has a heart

    condition

    What family and personal duties may

    interfere with performing official duties (e.g.

    save your own kids or save a stranger)?

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    Systems

    Daily operational

    Interdependent systems

    Emergency only Identity security and access management

    for physical and logical security

    Follow FIPS 201 for federal/state/localinteroperability

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    Integration

    Identify integration issues between: Internal systems and public safety entities

    Other governmental systems

    Related actors Non-governmental systems and processes

    Example: 911 and 311or its equivalent

    Normally separate but related Emergencies blur the line

    Co-location, cross training, and system

    integration

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    Implementation and Triage

    Someone better be in charge

    Dispute resolution processes

    Who will be your Sensibility and SanityChecker (off site, not affected by the

    disaster, and actually getting enough sleep

    to make sound decisions)?

    Baton Rouge example with Mayor Holden

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    Think Third World

    Hand crank your computers

    Bike generators

    Solar and wind power Portable water purifiers

    Emergency shelter

    Runners and mountain bikes Hand tools

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    Think New World

    Internet Protocol (IP) everything

    Bridge between radio, wireless data/WI-FI and

    use each as IP conduits as needed

    Gigs of portable flash memory

    Satellite data and telephony

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    Think New World

    Instant Message

    Text and mobile email

    Cell On Wheels/Boat/Balloon Negotiate/legislate priority and bumping

    rights in telecommunications provisioning

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    Conclusion: Essential Public SafetySystems and Organizations Must

    Be Disaster Resistant, Flexible,

    Diversified, and Redundant(Or We Are All In Big Trouble)

    Contact InformationRichard J. H. Varn

    Center for Digital Government

    rjmvarn@msn com

    mailto:[email protected]:[email protected]