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    3G CDMA - WCDMA and

    cdma2000

    Rodger E. Ziemer

    IEEE Communications SocietyDistinguished Lecturer Program

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    Outlinev Multiple access/channel measurement guidelinesv Current 1G and 2G technology

    v What is Third Generation?v WCDMA featuresv cdma2000 features

    v WCDMA and cdma2000 contrastedv Summary

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    Rules for Efficient Multiple Accessv Three immutable laws

    v Know the channelv

    Minimize interference to othersv Mitigate interference received from others

    v Requirements of wireless multiple accessv Channel measurementv Channel control and modificationv Multiple user channel isolation

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    Channel Measurement Guidelinesv Wider the bandwidth = better the measurementv Limitations on this rule

    v Regulatory (indoor path isolation = 10 ns delay resolution)v Complexity (combining more paths = more hardware)v Physical limitations (splitting energy over more paths = increasingly

    inaccurate parameter measurements)

    v Measure at frequency > rate of change of channelv No other users: good receiver attempts to put together all

    received multipath components coherentlyv Other users present: Optimum = multiuser detection;

    suboptimum = power control; minimize near-far problem

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    Current 1G and 2G Technology

    Analog14%

    cdmaOne12%

    GSM58%

    PDC8%

    IS-1368%

    System Jun-00Analog 78,339,980cdmaOne 67,964,980GSM 337,794,500

    PDC 47,739,500IS-136 48,079,830

    Asia Pacific32%

    Europe:Eastern

    3%

    Europe:Western

    36%

    USA/Canada17%

    Middle East

    1%

    Americas9%

    Africa2%

    Source: EMC World Cellular Database

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    Why CDMA?v Higher capacityv Improved performance in multipath by diversityv Lower mobile transmit power = longer battery life

    v Power controlv Variable transmission rate with voice activity detection

    v Allows soft handoff v Sectorization gainv High peak data rates can be accommodatedv Combats other-user interference = lower reuse factors

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    IS-95 Forward Link Xmtr Diagram [5]

    pulseshaping

    pulseshaping

    cos ot

    sin ot LPA

    c I pilot ,

    cQ pilot ,

    R=1/2; k = 9convolutional

    encoder

    blockinterleaver

    user mlong code

    mux

    reverselink powercontrol bit

    wmuser m

    Walsh code

    cl m,

    19200 sps

    1.2288 Mcps

    1.2288 Mcps

    datascrambling

    R=1/2; k = 9convolutional

    encoder

    blockinterleaver

    user nlong code

    mux

    reverselink powercontrol bit

    user nWalsh code

    19200 sps

    1.2288 Mcps

    datascrambling

    R=1/2; k = 9convolutional

    encoder

    blockinterleaver

    pagingchannel

    long codepaging channel

    Walsh code

    pagingchannel data9600/4800/ 2400 bps

    19200 sps

    1.2288 Mcps

    datascrambling

    w pcl page,

    R=1/2; k = 9

    convolutionalencoder

    blockinterleaver

    synch channelWalsh code

    synchronization

    channel data1200 bps

    4800 sps

    1.2288 Mcps

    pilot channelWalsh code

    pilot channeldata all 0's

    1.2288 Mcps

    w32

    w0

    S

    cl n,

    voiceencoder

    172 bitsper 20 msec

    error detectioncode (CRC)

    & tail bits

    12 bit CRC8 bit tail

    8600 bps 9600 bps 19200 sps

    384 symper 20 msec

    voiceencoder

    error detectioncode (CRC)

    & tail bits

    pagingchannelframing

    syncchannelframing

    user manalog voice

    user nanalog voice

    ++

    ++

    + +

    +

    +

    S

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    What is Third Generation? [1]v Flexible support of multiple services

    v Voicev Messaging email, fax, etc.v Medium-rate multimedia Internet access, educationalv High-rate multimedia file transfer, videov High-rate interactive multimedia video telecon-ferencing,

    telemedicine, etc.

    v Mobility: quasi-stationary to high-speed platformsv Global roaming: ubiquitous, seamless coveragev Evolution from second generation systems

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    Evolution of Standards [1]GSM

    IS-95A

    PDC

    IS-136

    cdma2000

    iDEN

    1xEV-DVIS-95B

    1xEV-DO

    GPRS EDGE

    W-CDMA HSPDA

    2G 2.5G 3G

    world

    Japan

    U.S.

    U.S.

    U.S./Asia

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    Peak Data Rates [1]

    171.0115.2

    2072.0

    614.2

    473.0

    0

    500

    1000

    1500

    2000

    k b p s

    GPRS IS-95B WCDMA cdma2000 EDGE

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    3G Spectrum Availability [2]

    ITU

    Japan

    China

    USA

    3G

    3G

    3G

    3G

    3G

    3G

    3G

    1885

    1885

    1885

    2025

    2025

    2025

    2025

    2110

    2110

    2110

    2110

    2110

    2200

    2200

    2200

    2200

    2200

    MSS

    MSS

    1850

    DECT

    1880 1900

    1895 1918.1

    PHS

    1980 2010

    1980 2010

    BroadcastAuxiliary

    1930

    1910 1930 1990

    PCSPCS Unl.PCS

    Reserve

    MSS MSS

    All Frequencies in MHz

    * Region 2

    MSS MSS

    3G

    MSS

    MSS*MSS*21702120

    2170

    1996 2010 2186

    2150

    MSS

    DCS1800

    DCS1800

    1710 1785 1805

    A D B E F C A D B E F C

    Europe

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    Main Differences between WCDMAand GSM Air Interfaces [3]

    Not supportedSupportedDownlink diversity

    Time slot basescheduling with GPRS

    Load based packetscheduling

    Packet data

    Frequency hoppingWideband with RAKEFrequency diversity

    Network planning(frequency planning)

    Radio resourcemanagement algorithms

    Quality control

    2 Hz or lower1500 HzPower control freq

    1-181Reuse factor

    200 kHz5 MHzCarrier spacing

    GSMWCDMA

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    Main Differences between WCDMAand IS-95 Air Interfaces [3]

    Not supportedSupportedDownlink transmit diversity

    Packet data xmitted asshort circuit switched cells

    Load-based packetscheduling

    Packet dataNot needed (speech only)Yes, provides QoSRadio resource management

    Possible; measurementmethod not specified

    Yes, measurements withslotted mode

    Inter-frequency handovers

    Yes, typically via GPSNot neededBase station synchronization

    800 Hz uplink; slow, DL1500 up- & downlink Power control freq1.2288 Mcps3.84 McpsChip rate

    1.25 MHz5 MHzCarrier spacing

    IS-95WCDMA

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    WCDMA Transmission Parametersv Wideband direct-sequence spreadingv 3.84 Mcps chip ratev Spreading gains (ratios) from 4 to 512

    v Complex QPSK spreadingv Both frequency- and time-division duplex modesv Both forward and reverse fast power control

    v Coherent forward and reverse links using bothcode-division and time-division pilotsv Asynchronous cells

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    New Features of cdma2000 vs. IS-95v Reverse Link [4]

    v Coherent pilot channel assistedv Binary PSK data modulationv Complex PN spreadingv Enhanced access channel = decreased setup times for

    traffic channeless connections (allows power controland slot reservations)

    v Improvements to interfrequency hard handoff tosupport subframe searches

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    W-CDMA Versus cdma2000 [2]W-CDMA IS-2000

    Chip Rate 4.096 Mcps 3.6864 Mcps

    Frame Duration 10 ms 20 ms

    Base Stn Sync Asynchronous Synchronous

    Base Stn Acq/Det 3 step paral code srch forbase stn det & slot/frameSync through time-shifted PN correlation

    Forward Link Pilot TDM dedicated pilot CDM common pilot

    Antenna Beam Form TDM dedicated pilot Auxiliary pilot

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    Technologies Considered in Arrivingat Third Generationv Wideband Direct-Sequence Code Division

    Multiple Access (CDMA)v Wideband Time Division Multiple Access

    (TDMA)v Wideband C/TDMA

    v Orthogonal Frequency Division Multiplexing(OFDM)v Opportunity Driven Multiple Access (ODMA)

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    WCDMA Uplink Frame Structure [1]DPDCHI: data channel

    Q: sync & control DPCCH

    )6,,0( bits 2*10 k K== k N data

    chips 2560 =slot T

    bits pilot N Pilot: TFCI FBI TPC

    TFCI = transmit format combination indicatorFBI = feedback informationTPC = transmit power control

    DPDCH = dedicated physical data channelDPCCH = dedicated physical control channel

    ms 667.0

    slot 0 slot 1 slot i slot 14

    radio frame = 10 ms

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    WCDMA Uplink Modulator Structure [1]

    pulse shapefilter (SRC)

    pulse shapefilter (SRC)

    d

    d

    d

    c

    1,d c

    )cos( t c

    )sin( t c

    2,d c

    3,d c

    cc

    DPDCH 1

    DPDCH 2

    DPDCH 3

    DPCCH

    I

    Q

    long,1c long,2c

    +

    +

    +

    -

    +

    +

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    Orthogonal Variable Spreading Factor Codes

    00

    0

    000000000000

    01

    0011

    0101

    0110

    00001111

    00110011

    00111100

    01010101

    01011010

    01100110

    01101001

    ,c d i selected from this treeNotes:1) For fixed chip rate, desired information

    rate determines length of spreadingsequence and therefore processing gain.

    2) When a specific code is used, no othercode on the path from that code to the rootand or on the subtree beneath thatcode may be used.

    3) All the codes at any depth into the treeare the set of Walsh Sequences.

    4) Code phase is synchronous withinformation symbols.

    5) FDD UL processing gain between 256 and 4

    FDD DL processing gain between 512 and 4TDD UL/DL processing gain between 16 and 16) Multicode used only for SF = 4

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    WCDMA Downlink Frame Structure [1]

    DPDCH DPCCH

    chips 2560 =slot T

    TFCI PilotTPC

    ms 667.0

    slot 0 slot 1 slot i slot 14

    radio frame = 10 ms

    DPDCHDPCCH

    1 data N 2 data N Data1 Data2

    )7,,0(bits 2*10 22 K==+ k N N k

    datadata

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    WCDMA Downlink Modulator Structure [1]

    long,2c

    t je

    long C

    long C

    pulse shapefilter (SRC)

    PrimarySync Code

    SecondarySync Code

    1 G

    nG

    PG

    SG

    s u m

    1,d c

    nd c ,

    PC

    SC

    dedicatedtraffic channels

    primary &secondarycommon pilotchannels

    primary &secondarycommoncontrolchannels

    other channels

    s/p

    s/p

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    WCDMA Forward Error Controlv Convolutional Codingv rate 1/2 & rate 1/3v 256 statev

    puncture to higher ratesv interleave over 10, 20, 40 or 80 msv Turbo Coding

    v parallel codingv rate 1/3v 8 state codesv block lengths 320 to 5114 bitsv interleaver designed within 3gpp

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    WCDMA Convolutional Code

    Output 0561 (octal)

    Output 1753 (octal)

    25.212 V3.5.0 (2000-12)

    Rate Code

    input

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    WCDMA Convolutional Code

    input

    Output 1663 (octal)

    Output 0557 (octal)

    Output 2711 (octal)

    Rate 1/3 Code

    25.212 V3.5.0 (2000-12)

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    WCDMA Turbo Coding+

    +

    +

    +

    + +

    +

    +

    interleaver

    )(t X

    )(t Y

    )(t Y

    )(t X

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    Codng Performance Compared

    1.00E-06

    1.00E-05

    1.00E-04

    1.00E-03

    1.00E-02

    1.00E-01

    2.50 3.00 3.50 4.00 4.50 5.00

    average Ebi/N0

    a v e r a g e

    B E R

    , F E R

    PCTC,BER,N=5120,8st,4it,CDI int

    PCTC,FER,N=5120,8st,4it,CDI int

    conv+RS,BER,K=9,N=5120

    conv+RS,FER,K=9,N=5120

    PCTC,BER,N=640,8st,4it,CDI int

    PCTC,FER,N=640,8st,4it,CDI int

    conv+RS,BER,K=9,N=640

    conv+RS,FER,K=9,N=640

    1 dB

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    Diversity Strategies for Downlink Transmit Diversity

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    cdma2000 Transmission Parametersv Wideband direct-sequence CDMA

    v uplink chip rates 1.2288 Mcps & 3.686 Mcpsv downlink chip rate 1.2288 Mcps

    v single or 3X multicarrier downlink v spreading factors from TBD to TBD

    v Complex QPSK spreadingv Frequency Division Duplexv Both forward and reverse fast power control ( 800 Hz )v Coherent forward and reverse links using code-division

    pilotsv Synchronous cells

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    cdma2000 Uplink Frame Structure

    CRCencodertail bits

    Convolutionalor Turbo Coder

    symbolrepetition

    symbolpuncture

    blockinterleaver

    modulationsymbol

    Cchannel

    bits

    Bits/ Frame164080172350744151230486120

    CRCbits668121616161616

    tailbits

    888888888

    Data Ratekbps1.52.74.89.619.238.476.8153.6307.2

    CodeRate1/41/41/41/41/41/41/41/41/2

    Repeats1684211111

    Delete1 of 51 of 9nonenonenonenonenonenonenone

    Symbols15361536153615361536307261441228812288

    Radio Configuration 3

    C.S.0002-A-1 Fig 2.1.3.1.1.1-8

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    cdma2000 Uplink Modulator

    C

    C

    C

    A

    B

    d

    d

    d

    c

    )cos( t c

    )sin( t cIlong,c Qlong,c

    +

    +

    +

    +

    +

    _

    s u m

    s u m1 Dw

    C w

    2 Sw

    1 Sw

    PrimaryTraffic

    SecondaryTraffic 1

    SecondaryTraffic 2

    Control

    Pilot

    pulseshape

    pulseshape

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    cdma2000 Long Code Generator

    ++++++++++ 17161076532 XXXXXXX1 X X

    4235333127262522211918 XXXXXXXX X X X ++++++++++

    M m,j identifies user

    M m,1 M m,2 M m,3

    42 X

    I-channel PNQ-channel PN

    walsh 2(0 1)

    1-chip

    delay

    dec

    by 2

    1 X

    + + +

    +

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    Short PN Pilot Sequence: 1.2288 Mcps

    C.S0002-A-1 paragraph 2.1.3.1.12.1

    insertzero

    insert

    zero

    + + + + +

    + + + + + + +

    inphase PN sequence

    quadrature PN sequence

    151211106543 XXXXXX1 X X ++++++++

    15139875

    XXXX1 X X ++++++

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    cdma2000 UL Convolutional Codes

    C.S.0002-A-1 Fig 2.1.3.1.4.1.1-1

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    cdma2000 Turbo Code+ +

    + +

    +

    + +

    ++

    +

    +

    interleaver

    s y m

    b o l p

    u n c t u r e

    a n

    d r e p e a

    t

    output

    input

    C.S.0002-A-1 Fig 2.1.3.1.4.2.1-1

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    cdma2000 3X Code Generators

    insertzero

    + + +

    20953 XXX1 X ++++

    Short Pilot CodeTruncate and use delay different segments for I and Q

    1X longcode

    s1.2288

    1

    s1.2288

    1

    +

    +

    MUX

    C.S0002-A-1 Fig 2.1.3.1.12-1

    Long CodeGenerator

    Output(3.6864 Mcps)

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    cdma2000 Uplink Data Rates

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    cdma2000 1X Downlink CommonChannels

    Pilot Channelall 0s

    SyncChannel

    PagingChannel

    convencode

    2Xrepeat interleave 4800 ksps

    0 11 -1

    0 11 -1

    0 11 -1

    channelgain

    channelgain

    channelgain

    convencode repeat interleave

    longcode decimate

    +

    Q X

    I X

    Q X

    I X

    Q X

    I X

    C.S0002-A-1 Fig 3.1.3.1.1.1-1

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    cdma2000 1X DL ModulationProcessing+

    longcode

    longcodemask

    0 11 -1

    channelgain

    fwd pwr

    ctrl gain p o w e r c o n

    t r o

    l

    s y m

    b o

    l p u n c t u r e

    D E M U X

    decimatepwr ctrlbit pos

    I/Q scramblingbit extract

    powercontrol

    bits

    puncturetiming800 Hz

    W

    YQ

    YI

    C.S.0002-A-1 Fig 3.1.3.1.1.1-18

    modulationsymbol

    rate

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    cdma2000 Downlink Convolutional Codes

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    cdma2000 3X Downlink CommonChannels

    C.S.0002-A-1 Fig 3.1.3.1.1.2-1

    Pilot Channelall 0s

    SyncChannel

    convencode

    2Xrepeat interleave 4800 ksps

    0 11 -1

    0 11 -1

    channelgain

    channelgain

    Q X

    I X

    Q X

    I X

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    cdma2000 1X Downlink Modulation

    I channelpilot PN

    Q channelpilot PN

    Walsh code

    QOF code

    I Y

    QY

    pulseshape

    pulse

    shape

    +

    +

    +

    -

    )cos( t c

    )sin( t c

    otherchannels

    otherchannels

    p h a s e r o

    t a t e f o r

    Q O F

    Q X

    I X

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    cdma2000 Downlink Frame Structure

    Other similar tables in specification.

    Bits/ Frame16408017236074415123048

    CRCbits6681216161616

    tailbits

    88888888

    Data Ratekbps1.52.74.89.619.238.4

    76.8153.6

    CodeRate1/41/41/41/41/41/4

    1/41/4

    Repeats84211111

    Delete1 of 51 of 9nonenonenonenonenonenone

    Symbols76876876876815363072

    614412288

    Radio Configuration 3

    CRCencodertail bits

    Convolutionalor Turbo Coder

    symbolrepetition

    symbolpuncture

    blockinterleaver

    modulationsymbolchannel

    bits W

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    cdma2000 3X DL Modulation Processing

    +

    longcode

    longcodemask

    0 11 -1

    channelgain

    fwd pwrctrl gain p o w e r c o n

    t r o

    l

    s y m

    b o

    l p u n c t u r e

    D E M U X

    decimate pwr ctrlbit pos

    I/Q scramblingbit extract

    power

    controlbits

    puncturetiming800 Hz

    W Y1

    modulationsymbol

    rate Y0

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    cdma2000 3X DownlinkCommon Channels

    Pilot Channelall 0s

    SyncChannel

    convencode

    2Xrepeat interleave 4800 ksps

    0 11 -1

    0 11 -1

    channelgain

    channelgain

    Q X

    I X

    Q X

    I X

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    cdma2000 Downlink Frame Structure

    Other similar tables in specification.

    Bits/ Frame21551252675521128

    22804584919220712

    CRCbits6810121616

    16161616

    tailbits

    888888

    8888

    Data Ratekbps1.83.67.214.428.857.6

    115.2230.4460.81036.8

    CodeRate1/21/21/21/21/21/2

    1/21/21/21/2

    Repeats842111

    1111

    Deletenonenonenonenonenonenone

    nonenonenone2 of 18

    Symbols57657657657611522304

    460892161843236864

    Radio Configuration 9

    CRCencodertail bits

    Convolutionalor Turbo Coder

    symbolrepetition

    symbolpuncture

    blockinterleaver

    modulationsymbolchannel

    bitsW

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    cdma2000 3X DL ModulationProcessing+

    longcode

    longcodemask

    0 11 -1

    channelgain

    fwd pwrctrl gain p

    o w e r c o n

    t r o

    l

    s y m

    b o

    l p u n c

    t u r e

    D E M U X

    decimate pwr ctrlbit pos

    I/Q scramblingbit extract

    powercontrol

    bits

    puncturetiming800 Hz

    W YQ1YI1

    modulationsymbol

    rate

    YQ2YI2

    YQ3YI3

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    cdma2000 3X Downlink Modulation

    same as below

    same as above

    outputcarrier 1

    outputcarrier 2

    outputcarrier 3

    YQ1

    YI1

    YQ2

    YI2

    YQ3

    YI3

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    cdma2000 Downlink Data Rates

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    cdma2000 vs WCDMAv Chip ratev Coherent Pilot Channels

    v Transmit Diversityv Underlying Network v Single Carrier versus Multicarrier Spreading

    v Cell Site Synchronization

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    References[1] R. L. Peterson, Third Generation Personal Communications: Physical LayerStatus, Presentation at Clemson University, Feb. 1, 2001

    [2] Manjit Singh and Manoneet Singh, 3G Wireless with Respect to IMT-2000 andBeyond, Telecom 99

    [3] Harri Holma and Antti Toskala, WCDMA for UMTS: Radio Access for Third Generation Mobile Communications , New York: Wiley, 2000

    [4] CDMA Evolution from IS-95, IS-2000, to 1XTREME, Technology TransferTraining Class, Motorola, Inc., July 2000

    [5] R. Ziemer and R. Peterson, Introduction to Digital Communications , UpperSaddle River, NJ: Prentice Hall, Chapter 10, 2001

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    WCDMA: More Information?v http://www.3gpp.orgv 21.101 guide to all other documentsv 25.XXX series radio access network (RAN)

    v 25.211 frame structure etc.v 25.212 channel coding etc.v 25.213 spreading and modulationv 25.214 physical layer procedures (tx diversity, etc.)v 25.321 medium access control (MAC)

    v 25.322 radio link control (RLC)v 26.XXX series voice coding

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    GSM/GPRS/EDGE: More Information?v http://www.3gpp.org

    multiple access, logical channels, etc05.0245.002

    general description05.0145.001

    modulation05.0445.004

    channel coding05.0345.003

    RLC/MAC04.6044.060

    link adaptation05.0945.009

    radio link control05.0845.008

    radio transmission and channelmodels05.0545.005

    descriptionETSI3GPP

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    cdma2000: More Information?v http://www.3gpp2.org

    v Technical Specification Group C cdma2000v C.S0002-A-1 Physical Layer Standardv C.S0003-A-1 Medium Access Control (MAC)v C.S0004-A-1 Signaling Link Access Controlv C.S00024 1XEV-DO (high speed packet)

    v C.S0005 Upper Layer Signaling (L3)

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    3G Information Sourcesv Third Generation Partnership Projectsv http://www.3gpp.orgv http://www.3gpp2.org

    v CDMA Development Group (CDG)v http://www.cdg.org

    v International Mobile Telecommunications for the year 2000v http://www.tiaonline.org/standards/sfg/imt2k/

    v Japan ARIB IMT-2000 proposalv http://www.arib.or.jp/IMT-2000/ARIB/Document/