Design of foundations and retaining structures to Eurocode 7€¦ · IntroducFon#to#Eurocode#7#...

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Geocentrix – pu.ng you at the centre Design of foundations and retaining structures to Eurocode 7 Dr Andrew Bond (Geocentrix) Chairman TC 250/SC 7

Transcript of Design of foundations and retaining structures to Eurocode 7€¦ · IntroducFon#to#Eurocode#7#...

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Geocentrix  –  pu.ng  you  at  the  centre  

Design of foundations and retaining structures to Eurocode 7

Dr  Andrew  Bond  (Geocentrix)  Chairman  TC  250/SC  7  

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DESIGN  O

F  FOUNDATIO

NS  &

 RETAINING  STRU

CTURES  TO  EC7  

Outline  of  talk  IntroducFon  to  Eurocode  7  General  rules  Design  of  spread  foundaFons  Design  of  pile  foundaFons  Design  of  retaining  structures  Ground  invesFgaFon  and  tesFng  Summary  of  key  points  

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INTRODUCTION  TO  EUROCODE  7  

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MODIFIED  AFTER  B

OND  AN

D  HARRIS  (2008)  

The  33  members  of  CEN  

Austria   Greece   Poland  

Belgium   Hungary   Portugal  

Bulgaria   Iceland   Romania  

CroaFa   Ireland   Slovakia  

Cyprus   Italy   Slovenia  

Czech  Republic  

Latvia   Spain  

Denmark   Lithuania   Sweden  

Estonia   Luxembourg   Switzerland  

Finland   Malta   F.Y.  Republic  of  Macedonia  

France   Netherlands   Turkey  

Germany   Norway   United  Kingdom    

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BOND  AN

D  HARRIS  (2008)  

The  Eurocode  family  

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BOND  AN

D  HARRIS  (2008)  

EN  1997-­‐1  Geotechnical  design:  General  rules  

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BOND  AN

D  HARRIS  (2008)  

EN  1997–2:  Geot.  design:  Ground  invesEgaEon  and  tesEng  

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NaEonal  Annexes  differ  from  country  to  country  

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Germany Denmark France

Netherlands Austria United Kingdom

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‘EC7  for  geo.  design  –  a  model  code  for  non-­‐EU  countries?’  Paper  published  at  17th  Int.  Conf.  On  Soil  Mechanics  and  Geotechnical  Engineering,  October  2009  Subjects  covered  

Eurocode  7  ‘Geotechnical  design’  Applicability  of  Eurocode  7  Part  1:  

design  examples  from  the  2005  Dublin  Workshop  

Comments  of  non-­‐European  countries  

Authors  B.  Scuppener,  A.J.  Bond,  R.  Frank,  T.L.L.  Orrr,  G.  Scarpelli,  and  B.  Simpson  Paper  is  available  online  from:    

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GENERAL  RULES  

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BOND  AN

D  HARRIS  (2008)

Overview  of  limit  state  design  

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VerificaEon  of  limit  states  Limit  states  may  be  verified  by:  •   CalculaFon  •   PrescripFve  measures  •   Experimental  models  and  load  tests  •   The  ObservaFonal  Method  

This  lecture  concentrates  on  design  by  calculaFon  

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EN  1997-­‐1  §2.4.7.1(1)P  

VerificaEon  of  strength  VerificaFon  of  strength  is  expressed  in  Eurocode  7  by:  

     Ed  =  design  effect  of  acFons;  Rd  =  design  resistance  corresponding  to  that  effect    Applies  to  GEO:  “Failure  or  excessive  deforma2on  of  the  ground,  in  which  the  strength  of  soil  or  rock  

is  significant  in  providing  resistance’  EN  1997-­‐1  §2.4.7.1(1)P  

…and  to  STR:  “Internal  failure  or  excessive  deforma2on  of  the  structure  or  structural  elements  …  in  

which  the  strength  of  structural  materials  is  significant  in  providing  resistance”  EN  1997-­‐1  §2.4.7.1(1)P  

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d dE R≤

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EN  1997-­‐1  §2.4.8  

VerificaEon  of  serviceability  limit  states  VerificaFon  of  serviceability  limit  states:      Values  of  parFal  factors  for  SLS  should  normally  be  taken  equal  to  1.0    A  limi2ng  value  for  a  par2cular  deforma2on  is  the  value  at  which  a  serviceability  

limit  state  …    is  deemed  to  occur  in  the  supported  structure.  This  limi2ng  value  shall  be  agreed  during  the  design  of  the  supported  structure  

EN  1997-­‐1  §2.4.8(5)P  

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≤d dE C

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BOND  AN

D  HARRIS  (2008)

VerificaEon  of  strength  for  STR/GEO  (geotechnical  design)  

Verification

Verification of strengthMaterial propertiesActions

Representative actions

Frep

Characteristic material

properties Xk

Design actionsFd

Design material properties

Xd

Design effect of actions

Ed

Design resistance

Rd

strength

VerifyEd ≤ Rd

gE gR

Geometrical parameters

Nominal dimensions

anom

Design dimensions

ad

Da

Characteristic actions

Fk

y i

weight density

Or a

pply

to e

ffect

s

gF

Or a

pply

to re

sist

ance

gM

Calculation model

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VeriricaEon  of  strength  expressed  mathemaEcally  VerificaFon  of  strength        Ed  =  design  effect  of  acFons;  Rd  =  design  resistance                Gk  =  characterisFc  permanent  acFon;  Qk  =  characterisFc  variable  acFon  ψ    =  combinaFon  factor  γG,  γQ,  γM,  and  γR  =  parFal  factors    

16 Design of foundations and retaining structures to Eurocode 7 ©2015 Geocentrix Ltd. All rights reserved

≤d dE R

7-15

( ) ( ) ( )γγ γ γ ψ

γ> >

+ + ≤∑ ∑, , ,1 ,1 , ,0 1

k MG j k j Q k Q i i k i

j i R

f XG Q Q

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EN  1997-­‐1  §2.4.7.3.4.1(1)P  

Design  Approaches  for  STR/GEO  “The  manner  in  which  equa2ons  [for  GEO/STR]  are  applied  shall  be  determined  using  

one  of  three  Design  Approaches  Design  Approaches  apply  ONLY  to  STR  and  GEO  limit  states  

Each  na2on  can  choose  which  one  (or  more)  to  allow”  EN  1997-­‐1  §2.4.7.3.4.1(1)P  

Design  Approach

Parameter  

Input Output  

AcFons Material  properFes

Effect  of  acFons   Resistance  

DA1    

DA2   DA2*   DA3  

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Design  Approaches  expressed  mathemaEcally  Design  Approach  1              Design  Approach  2              Design  Approach  3  

18 Design of foundations and retaining structures to Eurocode 7 ©2015 Geocentrix Ltd. All rights reserved 7-15

( )

( )

,, ,1 ,

0 1

,, ,1 ,

0 1

tan 1.0, 1.01.35 1.5 1.5

1.0and

tan 1.25, 1.41.0 1.3 1.3

1.0

k u kk j k k i

j i

k u kk j k k i

j i

f cG Q Q

f cG Q Q

ϕ

ϕ

> >

> >

× + × + × ≤

× + × + × ≤

∑ ∑

∑ ∑

( ), ,1 ,0 1 ,

, ,1 ,0 1

1.35 1.5 1.5tan 1.25, 1.4

1.01.0 1.3 1.3

STR STR STRk j k k i

j i k u kGEO GEO GEOk j k k i

j i

G Q Qf c

G Q Qϕ> >

> >

⎫× + × + ×⎪≤⎬

+ × + × + × ⎪⎭

∑ ∑

∑ ∑

( )

( )

,, ,1 ,

0 1

,, ,1 ,

0 1

tan 1.0, 1.01.35 1.5 1.5

1.4or

tan 1.0, 1.01.35 1.11 1.11

1.4

k u kk j k k i

j i

k u kk j k k i

j i

f cG Q Q

f cG Q Q

ϕ

ϕ

> >

> >

× + × + × ≤

⎛ ⎞× + × + × ≤⎜ ⎟⎝ ⎠

∑ ∑

∑ ∑

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AFTER  B

OND  (2013)  SPECIAL  G

EOTEC.  P

UBL.

NaEonal  choice  of  Design  Approach  for  shallow  foundaEons  

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DESIGN  OF  SPREAD  FOUNDATIONS  

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MODIFIED  FRO

M  BOND  AN

D  HARRIS  (2008)  

VerificaEon  of  bearing  resistance  N  (=  V  in  EN  1997-­‐1)  =  normal/verFcal  load  (or  component  of  total  acFon)  acFng  normal  to  foundaFon  base    N  includes  weight  of  foundaFon  (W)  and  backfill  and  earth  pressures  on  side  R  =  resistance  to  verFcal  load  Short-­‐term  and  long-­‐term  values  of  R  must  be  checked  

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d d d d Ed RdV R E R q q≤ ≡ ≤ ≡ ≤

γ γ γ γ ψ> >

⎛ ⎞+ + +⎜ ⎟⎜ ⎟

⎝ ⎠=ʹ′

∑ ∑, , ,1 ,1 , ,0 1

G j Gk j G Gk Q Qk Q i i Qk ij i

Ed

N W N Vq

A

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EN  1997-­‐1  A

NNEX  D  

Method  for  calculaEng  bearing  resistance  Annex  D  provides  the  following  expressions  for  drained  resistance:  

     …and  undrained  resistance:        A’  =  effecFve  base  area  c’,  cu  =  soil’s  effecFve  cohesion  and  undrained  strength,  respecFvely  q’,  q  =  effecFve  and  total  overburden  pressure,  respecFvely  γ’  =  effecFve  weight  of  the  soil  =  (γ  -­‐  γw)  Nx  =  bearing  capacity  factors  bx,  sx,  ix  =  base  inclinaFon,  shape,  and  load  inclinaFon  factors    Depth  factors  dx  and  ground  inclinaEon  factors  gx  are  missing!  

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γ γ γ γγʹ′ ʹ′ ʹ′ ʹ′= + + 0.5c c c c q q q qR A c N b s i q N b s i BN b s i

( )2 u c c cR A c b s i qπʹ′ = + +

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BOND  AN

D  HARRIS  (2008)  

Drained  bearing  capacity  factors  

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MODIFIED  FRO

M  BOND  AN

D  HARRIS  (2008)  

VerificaEon  of  sliding  resistance  H  =  horizontal  load  (or  component  of  total  acFon  acFng  parallel  to  foundaFon  base),  including  acFve  earth  force  on  foundaFon  (Pa  on  diagram)  R  =  resistance  to  horizontal  load  from  the  underside  of  the  foundaFon  Rp  =  resisFng  force  caused  by  earth  pressure  on  side  of  fooFng    (Pp  on  diagram)  

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d d pd d d Ed RdH R R E R τ τ≤ + ≡ ≤ ≡ ≤

γ γ γ γ ψ

τ> >

⎛ ⎞+ + +⎜ ⎟⎜ ⎟

⎝ ⎠=ʹ′

∑ ∑, , , ,1 ,1 , ,0 1

G j Gk j G a Gk Q Qk Q i i Qk ij i

Ed

H P H H

A

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Drained  sliding  resistance  Eurocode  7  gives  the  following  expression  for  drained  sliding  resistance:  

   V’d  =  design  effecFve  verFcal  acFon;  δd  =  design  angle  of  interface  fricFon                    A’  =  effecFve  base  area;  V  (=  N)  verFcal/normal  acFon;  U  =  water  thrust  (upwards)  γG  =  parFal  factor  on  unfavourable  permanent  acFons  (γG,fav  =  on  favourable)  γQ  =  parFal  factor  on  unfavourable  variable  acFons  γϕ  =  parFal  factor  on  coefficient  of  shearing  resistance  γRh  =  parFal  factor  on  horizontal  sliding  resistance  Subscripts  ‘d’  and  ‘k’  denote  design  and  characterisFc  values;  ‘G’  and  ‘Q’  permanent  and  variable  acFons  

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δʹ′= × tand d dR V

ϕ

δδ

τγ γ

γ γ γδ

γ γ

⎛ ⎞+ − ×⎜ ⎟

× ⎝ ⎠= =ʹ′ ʹ′

⎛ ⎞+ −⎜ ⎟

⎝ ⎠= ×ʹ′

∑∑

,,

, , , ,

tantan

tan

Gd j Gd Gd kjd fav d

RdRh Rh

G fav j Gk j G fav Gd G Gkj k

Rh

N W UN

A A

N W U

A

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DESIGN  OF  PILE  FOUNDATIONS  

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MODIFIED  FRO

M  BOND  AN

D  HARRIS  (2008)  

VerificaEon  of  compressive  resistance  P  =  axial  compression  load  W  =  self-­‐weight  of  pile  Rs  =  shar  resistance  Rb  =  base  resistance    For  pile  groups,  must  check:  •   Individual  failure  of  the  piles  •   Block  failure  of  piles  and  soil  between  

them  •   Design  resistance  is  lower  of  two  values  

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γ γ γ γ ψ

τ> >

⎛ ⎞+ + +⎜ ⎟⎜ ⎟

⎝ ⎠=ʹ′

∑ ∑, , , ,1 ,1 , ,0 1

G j Gk j G a Gk Q Qk Q i i Qk ij i

Ed

H P H H

A

, ,c d c d d d Ed RdF R E R N N≤ ≡ ≤ ≡ ≤

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CalculaEon  of  compressive  resistance  Design  compressive  resistance  (Rc,d)  may  be  obtained  directly  from  tesFng  using:          Rm,min,  Rm,mean  =  minimum/mean  pile  resistance  measured  in  field  tests  ξmin,  ξmax  =    correlaFon  factors  depending  on  number  of  tests  γt  =  parFal  factor  on  total  resistance  of  pile    (or)  Rc,d  may  be  obtained  from  calculaFon  using  ground  parameters:            Rb,d,  Rs,d  =  design  compressive  base/shar  resistances  Ab  =  area  of  base;  As,i  =  surface  area  of  shar  in  stratum  qb,k  =  characterisFc  unit  base  resistance;  qs,i,k  =  characterisFc  unit  shar  resistance  γb,  γs  =  parFal  factor  on  base/shar  resistance;  γRd  =  model  factor                    

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γ γ γ γ

⎛ ⎞⎛ ⎞ ⎜ ⎟= + = +⎜ ⎟ ⎜ ⎟× ×⎝ ⎠ ⎜ ⎟

⎝ ⎠

∑ , , ,

, , ,

s i s i kb bk i

c d b d s dRd b Rd s

A qA q

R R R

ξ γ ξ γ

⎛ ⎞ ⎛ ⎞= ⎜ ⎟ ⎜ ⎟

× ×⎝ ⎠ ⎝ ⎠

,min ,m n,

min m

 smaller  of    or  m m eac d

t ean t

R RR

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BOND  AN

D  HARRIS  (2008)  

Recommended  correlaEon  factors  for  pile  foundaEons  

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AFTER  B

OND  (2013)  SPECIAL  G

EOTEC.  P

UBL.

NaEonal  choice  of  Design  Approach  for  pile  foundaEons  

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UK  N

ATIONAL  A

NNEX  TO  BS  EN

 1997-­‐1  UK  NaEonal  Annex  values  for  pile  resistance  factors  Set   StaEc  load  tests  on  piles  

loaded  to…  Model  factor  (γRd)

Resistance  factors Bored/CFA Driven Total  

(γt) Tens-­‐ion  (γst)

Base  (γb)

Shar  (γs)

Base  (γb)

Shar  (γs)

R1   (All  cases)   1.4   1.0   1.0   1.0   1.0   1.0   1.0  

R4   No  explicit  SLS  check 1.4 2.0 1.6 1.7 1.5 As  base

2.0

>  1%  constructed  piles  taken  to  1.5  x  representaFve  load  (or  sevlement  no  concern)

1.7 1.4 1.5 1.3 1.7

Maintained  load  test  to  calculated  unfactored  ulFmate  load

1.2

7-15 31 Design of foundations and retaining structures to Eurocode 7 ©2015 Geocentrix Ltd. All rights reserved

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DESIGN  OF  RETAINING  STRUCTURES  

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BOND  AN

D  HARRIS  (2008)  

Earth  pressures  on  a  reinforced  concrete  wall  

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BOND  AN

D  HARRIS  (2008)  

Is  passive  earth  pressure  an  acEon  or  a  resistance?  

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BOND  AN

D  HARRIS  (2008)  

Fixed  vs  free  earth  condiEons/gross  vs  net  pressures  To  verify  rotaFonal  stability:    If  we  treat  passive  earth  pressure  as  a  resistance:        Giving  FO  ≥  1.35,  1.0,  1.89,  and  1.35  for  DAs  1-­‐1,  1-­‐2,  2,  and  3  respecFvely  Whereas,  if  we  treat  passive  earth  pressure  as  a  favourable  ac2on:        Giving  FO  ≥  1.35,  1.0,  1.35,  and  1.35  for  DAs  1-­‐1,  1-­‐2,  2,  and  3  respecFvely  Finally,  if  we  treat  passive  earth  pressure  as  an  unfavourable  ac2on:          7-15 35 Design of foundations and retaining structures to Eurocode 7 ©2015 Geocentrix Ltd. All rights reserved

, , , ,d dst d stb a d a p d pM M P L P L≤ ⇒ × ≤ ×

,,, , ,

, , ,

p k pk stb GG a k a G fav p k p O

k dst a k a G fav

P LMP L P L F

M P Lγ

γ γγ

×× × ≤ × × ⇒ = = ≥

×

, ,,, Re

Re , ,

p k p p k pk stbG a k a O G

k dst a k a

P L P LMP L F

M P Lγ γ γ

γ

× ×× × ≤ ⇒ = = ≥ ×

×

,,, ,

, ,

1.0p k pk stb GG a k a G p k p O

k dst a k a G

P LMP L P L F

M P Lγ

γ γγ

×× × ≤ × × ⇒ = = ≥ =

×

Sign  is  wrong  in    paper  

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GROUND  INVESTIGATION  AND  TESTING  

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MODIFIED  AFTER  B

OND  AN

D  HARRIS  (2008)  

Obtaining  design  material  properEes  

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BOND  AN

D  HARRIS  (2008)

Obtaining  design  material  properEes  –  detailed  Other relevant

data

Derived values of geotechnical parameters X

Correlation Theory Empiricism

Test results

Characteristic value Xk

Well-established experience

Statistical methods

Standard tables of characteristic

values

Design value Xd

Interpreted appropriately for the limit state considered

Interpreted appropriately for the limit state considered

Calibration factorsfrom EN 1997-2

95% confident value Very cautious estimate

Cautious estimate

Partial factors gM

7-15 38 Design of foundations and retaining structures to Eurocode 7 ©2015 Geocentrix Ltd. All rights reserved

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BOND  AN

D  HARRIS  (2008)  

If  we  can’t  fix  the  characterisEc  value..  

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Understanding  how  cauEous  you  have  to  be  

7-15 40 Design of foundations and retaining structures to Eurocode 7 ©2015 Geocentrix Ltd. All rights reserved

XXk,inf

Numberof testresults

1.64σ

Mean100

10

2

Standarddeviation, σ

v ar ian c e u n k n o w n

5 0 % fr ac t ile s

5 % fr ac t ile s

v ar ian c e k n o w n

30

50

3

5

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WWW.DECO

DINGEU

ROCO

DE  7.COM  

‘Decoding  Eurocode  7’  by  Bond  and  Harris  (2008)  Book  published  August  2008  Key  features  

Covers  ENs  1997-­‐1  and  -­‐2,  plus  relevant  parts  of  other  Eurocodes  

Also  covers  associated  execuFon  and  tesFng  standards  

Explains  key  principles  Illustrates  applicaFon  rules  with  

real-­‐life  case  studies  Material  extensively  tested  on  

training  courses  over  5  years  Authors  Andrew  Bond  (Geocentrix)  and  Andy  Harris  (ex-­‐GeomanFx)  Published  by  Taylor  and  Francis  in  hardback,  with  colour  secFon  ISBN:  9780415409483  

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SUMMARY  OF  KEY  POINTS  

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Design  of  foundaEons  and  retaining  structures  to  Eurocode  7  IntroducFon  to  Eurocode  7  

•   ENs  1990  –  1999  now  adopted  in  33  European  countries  •   …  and  in  many  other  countries  (Singapore,  South  Africa,  Russia,  China,  …)  

General  rules  •   Eurocodes  based  on  limit  state  principles  (ULS  and  SLS  verificaFons)  •   Eurocode  7  made  complicated  by  three  different  Design  Approaches  

Design  of  spread  foundaFons  •   VerificaFon  of  sliding  exposes  problems  of  design  based  on  buoyant  weights  

Design  of  pile  foundaFons  •   VerificaFon  by  tesFng  or  calculaFon  •   ParFal  factors  almost  exclusively  applied  to  resistance  

Design  of  retaining  structures  •   Treatment  of  passive  earth  pressure  must  invoke  ‘single  source  principle’  

Ground  invesFgaFon  and  tesFng  •   SelecFon  of  ‘the’  characterisFc  value  is  problemaFc  •   An  understanding  of  reliability  theory  will  be  essenFal  in  the  future  

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A  second  generaEon  of  Eurocodes  is  coming  Future  development  of  Eurocode  7  

•   Work  on  the  2nd  generaFon  of  Eurocodes  started  in  January  2015  •   EN  1997:2020  will  have  3  Parts:  

•   Part  1:  general  rules  •   Part  2:  Ground  invesFgaFon  •   Part  3:  Geotechnical  construcFons  

•   Design  Approaches  will  be  replaced  by  Design  CombinaFons  •   Plus  many  more  improvements  …  

Thank  you  for  your  avenFon!  

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Geocentrix  –  pu.ng  you  at  the  centre  

Design of foundations and retaining structures to Eurocode 7 www.geocentrix.co.uk  www.decodingeurocode7.com