Cynthia M Rufe Financial Disclosure Report for 2009

8/3/2019 Cynthia M Rufe Financial Disclosure Report for 2009

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¯~ o I 0 I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y the E t h i c s

¯I

in Government,~ct ofl9781/2010 FOR CALENDAR YEAR 2009 (5 u..S.C, app. §§ I01-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , t i n t , m i d d l e i n i t ia l ) 2. Court or Organization 3 . D a t e o f R e p o r t

Rule, Cynth ia M. USDC, Eastern District of PA 08/12 /2010

4 . T i t l e ( A r t i c l e I R j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t l ~ y p e ( c h e c k a p p r o p r i a te t y p e ) 6. Reporting Periodm a g i s t r a le j t ~ d g ~ s i n d i c a t e f u l l - o r p a r ~ - t i r m : )

[ ] Nomina t i on , D a t e 01/01 /2009U.S. Dis l r ic tJudge-Acl ive

[] Initial [] A n n u a l [] Final to12 /31 /2009

5b. [ ] Amended Repo r t7 . C h n m b e r g o r O f f i c e A d d r e s s g . O n t h e b a s i s o f t h e I n f o r m o t i o n c o n t a i n e d i n t h i s R e p o r t D u d a n y

modifications pertaining thereto, i t b , in m y o p i n i o n , i n c o m p l i a n c e

US Courthouse with applicable taws and regulations.

601 M arket St reetPhilo., PA 19106

Reviewing Officer D a t e

IMPOR TAN T NO TES: The ins tract ion‘~ accompanying this form must be fo l lowed Com plete al l parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . PO SITION S. ~R~,o ,t~ ~n~t

[-’] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1 . Gene ra l Pa r tn e r ( 12 . .5%) Ten Centre Associates - please see Sect. VIII, or.ached

~ NONE ~o reportable agreements.)

~ PARTIE~ AND TE~

1 . 1994-02 PA Sta te Employees Ret i rement Sys tem- Pens ion upon Reli~ment



F I N A N C I A L D I S C LO S U R E R E P O R T Name of P ers on Re lmrt iag D a t e o f R e p o r t

Pa g e 2 o f 7 R u l e , C y n t h lm M . 08/12/2010

I l l . N O N - I N V E S T M E N T I N C O M E . o ~ p o - ~ , g ~ n , ~ ,~ o ~ , p o ~ , ~ ; ,e e p ~ ~ - U o m ~ n ~ ~ n ~ r ~ ,a o ~ )

A . F i le r ’s N o n - l n v e st m e n t I n c o m e

V-] N O N E (No reportable non-investment income.)

D A T E S O U R C E AN D T Y P E I N C O M E( y o u r s , n o t S p o u s e ’ s )

1 . 2 0 0 9 P S E R S P e n s i o n B e n e f i t s ( s e e P a r t I I A g r e e m e n t s ) 5 ; I 9 2 , 4 0 6 . 2 9

B . S p o u s e ’ s N o n - I n v e st m e n t I n c o m e - If you were married during any portion of the reporting year, complete thia s e ~ a o ~ .

( D o l l a r a m o u n ~ n o t r e q u i r e d e ~ c e p t f o r h o o o r a r i a , )

~ NONE (No repor table non- inves tment incom e. )

DATE SOURCE AND T Y P E

I.

2.

I V . R E I M B U R S E M E N T S - ,~ n s m , , , a o n . to~s~ng,:oo~.( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 2 . 5 -2 7 o f f i li n g f n s t r u c t io n s . )

V-] N O N E (No repor table r e imbursemen t s .)

SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROV IDED

1 . Buck s Coun ty Ba r Sept . 24-26 ,2009 Cambr idge , Md . Bench-Bar Conference Room/mea l s fo r two n i gh t s fo r J udge~

Associat ion, Doylestown, PA (speaker) b~th speakers

1 8 9 0 1

2. Amer i can Ba r Ap ril 1 -3 , 2 0 09 Phoen ix , Arizon a Conference panel i s t ( fo r Room/t ranspor ta t ion for tw o n ights fo r

Association--TIPS Litigation two ses s ions ) Judge on lySec t ion -Annua l Sp r i ngConference and CLE

3_ Philadelph ia Bar Associa t ion, Oct . 23-24, 2009 Atlantic City, N.J. Bench-Bat Conference Room/mea l s fo r o ne n igh t f o r Ju dge~

Philadelphia, PA (speaker)

4. N¥1PLA March 27-28, 2009 NYC, NY Annua l Dinne r i n Hono r o f Room/mea l s fo r o ne n igh t f o r Ju dge~the Federal Judiciary [~!’~’~: ~’ ~



FINANCIAL DISCLOSURE REPORT

I N ~ , o[ P. .o .R.po, ing

D.t. of~.~,

P a g e 3 o f 7 Rule , Cynthia M . 08 /1 2~010

~ NONE ~o reportable g~s.)

~ DESCRI~IQN ~

1 .

2.

3 .

4.

5.

[~] N O N E ( N o repor table l iabi li t ies .)

CREDITOR DI~S,~RJPTION VALUE CODE

I.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT S a m e o f P ~ . u u R e ~ o . l . g ] D a t e o r

of 7 Rul e , C~ t h ia M .

[

08 /1 2~010

V II. ~ST~NTS and TRUSTS - ~o~. ~,, ~.~ a.a.~ ,~o~ oy ,~ .~ ~t ~sa~ .~ p~ u~o o~m.~

~ NONE ~o re~rtable income, ~sets, or tramactiom.)

A. B. C. D.

~ption of A~ ~ o m ~ d ~ n g G r o ~ v M u e a t en d T~dom ~g ~ng

~ O) (2 ) O) ~ (2) 0) (2) ~ (3) (~) "

Pt ac~ "( X }" ~ r ~ h ~ t ~ ~t T~ (c.g. , V a l u e [ Value T ~ ( ~ .g ., Da~ Value ~ Id~ of

ex~pt ~m pfi~ di~l~ C~ 1 div., ~ C~ 2 ~ Me~ b~, ~l~ ~ C~ 2 C~ I

I. Commerc iN R~I Es t a t e , Newto n . B uc~ E Rent M WCo~, PA

2. Fi rs t Na t io n a l B~k (Accoun t ) A luteres t J T

3 . Fide li t y Independence Fund (Mu tua l Funds , A Dividend Closed 10/21 /09 K EIRA)

4. Pa, State Employees Retirement System G Distribution N W Distr ibuted 2 / 1 1 0 9 M(pension)* ( p a n )

5. UVSP A Dividend Sold 9/23/09 J, B

i 6 . AT&T B Dividend Sold ! 1 1 1 2 / 0 9 K E

7, PNC A Dividend Sold 4/9/09 K D

8. PPL A Dividend Sold 11/11/09 J A

9, Wells Fa rgo (WB) A Dividend Sold 6/12 /09 J A

1 0. UVSP D Dividend L T Sold i 11/12/09 M G

W a r t)1 1 . First National Bank-IRA A Interest Closed 11/21/09 M A

1 2 .

1 3 . BAC N o n e B u y 4/09 /09 J

1 4 . BA C A Dividend Sold 6 /2 /09 J D

1 5 . Pa. State Employees Retirement System None M T(pens ion)*

1 6 . CMCSA None Sold 4/20/09 J

17 . Ma r r io t t V a c a t i o n Club t imesha re s , None K T

1 . In com e Ga in Cod er: A =$1 ,0 0 0 o r le~ B =$1 ,0 01 - $2 ,500 C =$2 ,50 1 - $5,0~0 D =$5,001 - $15,000 E =St 5,001 - $ 50.000

(See Co lumm CI a nd D3) N =$2 50 .0 01 - $50 0,0 00 O =$50 0,0 0i - $1 ,0 00 .0 00 P l = $l ,0 0 0 .O 01 - $ 5, 00 0 ,0 0 0 P 2 = $5 ,0 0 0 ,0 0 1 . $ 2 5, 00 0 ,0 0 0 I

P3 =$25.0130,001 . $50,1)00 ,000 P4 =M ~e t h a n

(See Co lumn C0 2 ) O =B o ok V a lu e V =O~hcr W =Est imated



F IN A N C I A L D IS C L O S U R E R E P O R TI

of 7 ] Rul e , C ~ t h la M . 08/1~010

~I. ~ST~NTS and TRUSTS-~ ....

NONE ~o repor tab le incom e , asse t s , or t ransac t iom .)

A. B. C. D.

Description of~ I~me d~ng G~s value

(inel~in8 ~t ~) ~ing ~fi~ of~ing

(I)~_(2)

0)1(2

)(1 )

(2)[(3)[(4)~

(5 )

PI~ ~)" ~ ~eh ~t Amount I T~ (e,g., Value Ve~e T~ (e.g,, Da~ VaMe [ Ga~ [ Id~tity of

exempt~mp~or~sc l~u~ ~C~lI div.,~L C~2 Me~ buy,~l l , ~ ~2 ~11 buy~/~l~

( ~W ) ~o~)

18 . BITI None Sold ll/!l/~ J B

19 .

2 0 ,

2 1 . Unisys None Sold I 1 / 1 0 1 0 9 K D

22 .

23 .

2 4 .

2 5 .

26 .

27 .

2 8 . Ly¢oming Co. College Author i ty A Interest Sold 9/29 /09 J

29. Carbon Co . Teen School Authori ty A Interest Sold 9/29 /09 J

(~ CoI~ ~) U =B~k V~ V ~h~ W =~



F IN A N C I AL D IS C L O S U R E R E P O R T N a ~ , o l P e r s ~ a R e p o r t la g D a t e o f R e p o r t

of 7 R ule, Cyn~ia M, 08 /12/2010

V I I I. A DD I T IO N A L I N F O R M A T I O N O R E X P L AN A T I O N S . a ~ -~ n o I ~ *o ~ )

! . Pos i tions (con t inu ed f rom Page I)

3 . Ten Cent re A~socia tes i s a parmership in w hich I hold 12 .5% ow nership of commerc ia l rea l es ta te , Ten Cent re Plaza , Newtow n, Pannsylvania , The rea les ta te holds a long-te rm lease wi th the Pennsylvania Liquor Con~ol Boa rd and ano ther separa te tenan t . [ am a genera l pa r tner and ha ve only a pass ive investment

in te rest . I am not involved in the mana gement or the da i ly opera t ions of the par tnership or the p roper ty .



F IN A N C I A L D IS C L O S U R E R E P O R T N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o ~

of 7 gnfe, Cynthia M. 0 8 / 1 2 / 2 0 1 0

I X . C E R T I F I C AT I O N .

I c e rt i fy th a t a ll i n fo rma t io n g iven above ( in c lu d in g in fo rma t io n p e r t a in in g to my spo u se a n d m ino r o r d ependen t ch i l d ren , i f a ny ) i sa c c u ra te , t r u e , a n d c omp l e te t o the be s t o f my know ledge a nd be l ie f, a n d th a t a ny in fo rma t io n n o t re p o r te d w a s w i thhe ld bec a u se i t me t a p p l i c ab l e s t a tu to ryp rov i s io n s p e rmi t t i n g n on -d i sc l o su re .

I f u r ther c e r t i fy th a t e a rn ed in c ome f rom o u t s id e emp l oymen t a n d hon o ra r i a a n d the a c c ep t a n c e o f g i f t s wh ich have been re po r te d a re i ncomp l iance with the p ro visions of 5 U.S.C. app . § 501 e t . seq. , 5 U.S.C. § 7353, and Jud ic ia l Conference regula t ion s.

Si g n a t u r

NOTE: ANY INDIVIDUAL W HO K NOW INGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY B E SUBJECT TO CMLAND CRIMINAL SANCTIONS (5 U.S.C. app . § 1 04)

FILING INSTRUCTIONS

Ma i l s i g ned o r i g i n a l a nd 3 a d d i t i o n a l c op i e s to :

Commit tee on F inanc ia l Disc lo su reAdmin i s t r a t ive Of f i ce o f the Uni t ed S t a t es Cour t sS u i t e 2 - 30 1One Colu mbus Ci r c le , N.E.W ash i n g t o n , D .C. 2 0544

Cynthia M Rufe Financial Disclosure Report for 2009

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