Costs of Medication Nonadherence in Patients with Diabetes Mellitus: A Systematic Review and...
-
Upload
maribel-salas -
Category
Documents
-
view
212 -
download
0
Transcript of Costs of Medication Nonadherence in Patients with Diabetes Mellitus: A Systematic Review and...
Costs of Medication Nonadherence in Patients withDiabetes Mellitus:A Systematic Review and CriticalAnalysis of the Literaturevhe_539 915..922
Maribel Salas, MD, DSc, MSc,1 Dyfrig Hughes, MSc, PhD, MRPharmS,2 Alvaro Zuluaga, MD,3
Kawitha Vardeva, MSc,4 Maximilian Lebmeier, MSc5
1Division of Preventive Medicine, University of Alabama at Birmingham, Birmingham,AL, USA; 2Centre for Economics and Policy in Health,Bangor University, Bangor, UK; 3University of Alabama at Birmingham, Birmingham,AL, USA; 4Amgen, Cambridge, UK; 5Wyeth in Taplow,Taplow, UK
ABSTRACT
Objectives: Information on the health care costs associated with nonad-herence to treatments for diabetes is both limited and inconsistent. Wereviewed and critically appraised the literature to identify the main meth-odological issues that might explain differences among reports in therelationship of nonadherence and costs in patients with diabetes.Methods: Two investigators reviewed Medline, EMBASE, Cochranelibrary and CINAHL and studies with information on costs by level ofadherence in patients with diabetes published between January 1, 1997and September 30th 2007 were included.Results: A total of 209 studies were identified and ten fulfilled the inclu-sion criteria. All included studies analyzed claims data and 70% werebased on non-Medicaid and non-Medicare databases. Low medicationpossession ratios were associated with higher costs. Important differences
were found in the ICD-9/ICD-9 CM codes used to identify patients andtheir diagnoses, data sources, analytic window period, definitions ofadherence measures, skewness in cost data and associated statistical issues,adjustment of costs for inflation, adjustment for confounders, clinicaloutcomes and costs.Conclusions: Important variation among cost estimates was evident, evenwithin studies of the same population. Readers should be cautious whencomparing estimated coefficients from various studies because method-ological issues might explain differences in the results of costs of nonad-herence in diabetes. This is particularly important when estimates are usedas inputs to pharmacoeconomic models.Keywords: costs, diabetes, economics, medication adherence, medicationcompliance.
Introduction
Nonadherence has a significant impact on the cost-effectivenessof pharmaceuticals [1], and has been estimated to cost the USeconomy up to $100 billion per year [2]. In diabetes, nonadher-ence to oral hypoglycemic medications [3,4] may partly explainwhy only 43% of patients with diabetes mellitus have glycosy-lated hemoglobin (HbA1c) below the 7% level [5,6] recom-mended by the American Diabetes Association [7].
Studies of adherence in diabetes have focused on its eco-nomic burden [8–10], its complications [11,12] and the cost-effectiveness of antidiabetic drugs [13–18]. Many have reportedwide variation in the percent of patients being “nonadherent,”ranging from 13% to 64% for oral agents and from 19% to 46%for users of insulin [19–21]. Additionally, important variations inthe coefficient estimations for costs have been reported [21,22],which might be related to differences in the design, population,variables included in the analysis and statistical analyses. There-fore, we reviewed and critically appraised the literature to iden-tify the main methodological issues that might explain differencesamong reports in the relationship of nonadherence and costs inpatients with diabetes.
Methods
Search StrategyWe conducted a systematic literature review using Medline,EMBASE, Cochrane Library, and the Cumulative Index to
Nursing and Allied Health Literature (CINAHL) from January 1,1997 to September, 30 2007.
The key terms used included: (compliance, adherence, persis-tence, nonadherence, concordance) AND (economics, costs,value, expenditures, resource utilization) AND (diabetes, hyper-glycemia, diabetes-related complications, antidiabetic medica-tions, insulin, oral hypoglycemic agents). We also hand-searchedmedical journals and reviewed the reference lists of otherreviews.
Selection CriteriaStudies that reported costs by different levels of medicationadherence or persistence were included. Adherence and persis-tence definitions were according to previous studies [23]. We alsoincluded studies that used HbA1c as a proxy of medicationadherence because HbA1c is a well-established measure of gly-cemic control [22,24,25] and a proxy for adherence [26]. Non-English studies, articles with insufficient data, and those withoutcosts or adherence information were excluded.
Extracted InformationAbstracts and full publications were reviewed by two researchersand disagreements were resolved by consensus. The extractedinformation included the study design, data source(s), methodsof adherence measurement, statistical analysis, and results. Studydesigns were classified as trials, cohort, case-control, or cross-sectional studies. Data sources for patient demographics, adher-ence, resource utilization, and costs, as well as observation andfollow-up periods, were recorded (Table 1). For statistical analy-sis, we included information on any statistical method usedto assess the relationship or association between medication
Address correspondence to: Maribel Salas, University of Alabama at Bir-mingham, 1530 3rd Avenue South MT 644, Birmingham, AL 35294-4410, USA. E-mail: [email protected]
10.1111/j.1524-4733.2009.00539.x
Volume 12 • Number 6 • 2009V A L U E I N H E A L T H
© 2009, International Society for Pharmacoeconomics and Outcomes Research (ISPOR) 1098-3015/09/915 915–922 915
Tabl
e1
Stud
ies
iden
tified
with
cost
sre
port
edby
adhe
renc
ele
veli
ndi
abet
icpa
tient
s
Ref
eren
ceD
esig
n
Sour
ceof
data
Incl
usio
ncr
iteri
aO
bser
vatio
npe
riod
Follo
w-u
ppe
riod
Popu
latio
nD
iagn
osis
Adh
eren
ceC
osts
Balk
rish
nan
R,
2003
[28]
Ret
rosp
ectiv
eco
hort
Med
icar
eH
MO
inN
orth
Car
olin
aIC
D-9
code
s25
0.xx
Pres
crip
tion
refil
lsR
eim
burs
emen
tby
the
HM
OPa
tient
sag
ed�
65ye
ars,
enro
lled
ina
Med
icar
eH
MO
inN
orth
Car
olin
aw
hore
ceiv
ed�
1an
tidia
betic
pres
crip
tion
disp
ense
dev
ery
6m
onth
s
1996
–200
2U
pto
5ye
ars
Cob
den
D,2
007
[29]
Ret
rosp
ectiv
eco
hort
Phar
met
rics
ICD
-9C
Mco
de25
0.xx
excl
udin
gty
pe1
subc
odes
Pres
crip
tion
refil
lsPa
ymen
tsm
ade
byth
ird-
part
ypa
yers
tohe
alth
care
prov
ider
s(r
eim
burs
emen
t)
�18
year
s,ty
pe2
diab
etes
who
conv
erte
dto
BIA
sp70
/30
pen
devi
cean
dpr
evio
usly
trea
ted
with
hum
anor
anal
ogin
sulin
Janu
ary
1,20
01to
Apr
il30
,200
5A
tle
ast
2ye
ars
Balk
rish
nan
R,
2004
[30]
Ret
rosp
ectiv
eco
hort
Nor
thC
arol
ina
Med
icai
dpr
ogra
mIC
D-9
Pres
crip
tion
refil
lsR
eim
burs
emen
tTy
pe2
diab
etes
who
wer
ene
wly
star
ted
onth
iazo
lidin
edio
neth
erap
yor
othe
ror
alan
tidia
betic
drug
July
2001
toJu
ne20
022
year
s
Hep
ke,2
004
[31]
Ret
rosp
ectiv
eco
hort
Blue
Cro
ssBl
ueSh
ield
ofM
ichi
gan
ICD
-925
0,35
2.2,
362,
366.
41,6
48Pr
escr
iptio
nre
fills
Rei
mbu
rsem
ent
Non
-Med
icar
eel
igib
leM
ichi
gan
resi
dent
sen
rolle
dco
ntin
uous
lyin
1999
,at
leas
t1
inpa
tient
orEm
erge
ncy
room
clai
m,�
2pr
ofes
sion
alor
outp
atie
ntfa
cilit
ycl
aim
sw
ithdi
abet
esdi
agno
sis
and
afil
led
pres
crip
tion
for
antid
iabe
ticdr
ug.
1999
1ye
ar
Lee
WC
,200
6[1
7]R
etro
spec
tive
coho
rtw
ithpr
ean
dpo
stan
alys
is
Inte
grat
edm
edic
alan
dph
arm
acy
clai
ms
data
base
:Pha
rmet
ric
ICD
-9co
de25
0.xx
excl
udin
gty
pe1
subc
odes
Pres
crip
tion
refil
lsPa
ymen
tsto
the
heal
thin
sura
nce:
reim
burs
emen
t
�18
year
sof
age,
type
2di
abet
esw
hoin
itiat
edtr
eatm
ent
with
insu
linan
alog
uepe
nde
vice
betw
een
July
1,20
01an
dD
ec31
,200
2,an
dw
hose
trea
tmen
tw
asco
nver
ted
from
conv
entio
nalh
uman
oran
alog
uein
sulin
inje
ctio
n(v
ial/s
yrin
ge)
toa
prefi
lled
insu
linan
alog
uepe
n.
Janu
ary
2001
–Apr
il20
05U
pto
4ye
ars
Shen
olik
arR
A,
2006
[32]
Ret
rosp
ectiv
eco
hort
Nor
thC
arol
ina
Med
icai
dda
taba
seIC
D-9
CM
code
250.
xxPr
escr
iptio
nre
fills
Tota
lhea
lthca
reco
sts:
med
ical
and
dent
alca
re,
regu
lar
chec
kups
,offi
cevi
sits
,hom
ehe
alth
care
,in
patie
ntan
dou
tpat
ient
care
,lon
gte
rmca
refa
cilit
yca
rean
dpr
escr
iptio
ndr
ugs.
At
leas
ton
eIC
D9
code
for
diab
etes
,and
one
for
antid
iabe
ticm
edic
atio
nan
dM
edic
aid
elig
ibili
tyfo
r36
-mon
thfo
llow
-up
peri
od.A
fric
anA
mer
ican
sw
ere
anal
yzed
vs.o
ther
July
1,20
00to
June
30,2
003
1ye
ar
Soko
lMC
,200
5[3
3]R
etro
spec
tive
coho
rtA
dmin
istr
ativ
ecl
aim
sda
taba
sem
aint
aine
dby
ahe
alth
plan
orga
niza
tion
ICD
-9co
des
250.
xx,
357.
2,36
2.0x
,36
6.41
,648
.0
Pres
crip
tion
refil
lsA
ll-ca
use
cost
san
ddi
seas
e-re
late
dco
sts.
Patie
nts
aged
65an
dol
der
with
diag
nosi
sof
diab
etes
June
1997
toM
ay19
991
year
Wag
ner
EH,
2001
[34]
Ret
rosp
ectiv
eco
hort
Aut
omat
eddi
abet
esre
gist
ryfr
omth
eG
roup
Hea
lthC
oope
rativ
eof
Puge
tSo
und,
Seat
tleW
ashi
ngto
n
Dia
gnos
isof
diab
etes
and
HbA
1cfr
omdi
abet
esre
gist
ry
Pres
crip
tions
refil
lsan
dH
bA1c
Dec
isio
nsu
ppor
tsy
stem
that
isau
tom
ated
,st
ep-d
own
cost
acco
untin
gfo
rhe
alth
care
prov
ided
tom
embe
rs.
Dia
betic
sol
der
than
18ye
ars,
with
atle
ast
one
HB
A1c
,and
cont
inuo
usly
enro
lled
from
1992
–199
6Ja
nuar
y1,
1992
toM
arch
31,1
996
4ye
ars
Whi
te,T
J20
04[3
5]R
etro
spec
tive
coho
rtM
anag
edca
reor
gani
zatio
nda
taba
se
ICD
-9fo
rty
pe2
diab
etes
Perc
enta
geof
adhe
renc
eC
laim
sda
taPa
tient
sre
ceiv
ing
anor
alan
tidia
betic
med
icat
ion
and
have
adi
agno
sis
ofC
VD
,con
tinuo
usly
enro
lled
inth
ehe
alth
plan
,and
�30
year
sof
age
Apr
il1,
1998
toM
arch
31,2
000
1ye
ar
Shet
tyS,
2005
[36]
Ret
rosp
ectiv
eco
hort
US
Man
aged
care
orga
niza
tion
ICD
-9C
Mco
des
250.
x0or
250.
x2N
otre
port
edR
eim
burs
emen
tH
ad�
2cl
aim
sfo
rty
pe2
diab
etes
inei
ther
the
prim
ary
orse
cond
ary
posi
tion,
had
atle
ason
epr
escr
iptio
nfo
ran
oral
hypo
glyc
emic
agen
tan
d/or
insu
lin,h
adat
leas
ton
eav
aila
ble
HbA
1c,w
ere
com
mer
cial
lyin
sure
dw
itha
drug
bene
fit,a
ndha
dat
leas
t6
mon
ths
ofco
ntin
uous
enro
llmen
t.
Janu
ary–
Dec
embe
r20
021
year
CV
D,c
ardi
ovas
cula
rdi
seas
e;H
MO
,Hea
lthM
aint
enan
ceO
rgan
izat
ion;
ICD
-9,I
nter
natio
nalC
lass
ifica
tion
ofD
isea
ses,
9th
Rev
isio
n;IC
D-9
CM
,Int
erna
tiona
lCla
ssifi
catio
nof
Dis
ease
sC
linic
alM
odifi
catio
n.H
bA1c
,gly
cosy
late
dhe
mog
lobi
n.
916 Salas et al.
nonadherence and costs, sample size, adjustment for inflationand/or discounting, adjustment for confounders or for the dayswhen patients were in institutionalized care settings such ashospital, and nursing home (Table 2).
Quality CriteriaA checklist for economic evaluation [27] was modified to assessthe quality of studies. The original checklist contained 35 items,but 5 of them were related to health economic models (12, 14 15,20, and 21), and were not considered applicable to the studiesincluded in the review. We assigned a score of 1 if an articleincluded the required item, and zero if it was not included.Therefore, the maximum score for an article that included allinformation related to study design, data collection, analysis andinterpretation of results was 30.
Results
Search ResultsTwo hundred nine titles were identified and their abstracts werereviewed. Fifty abstracts included information on both adherenceand costs in patients with diabetes, and their full articles wereretrieved. Ten studies [17,28–36] fulfilled the inclusion criteria(Fig. 1). All studies analyzed US claims data using retrospectivecohort studies designs [17,28–36] (Table 1). Three studiesutilized Medicare or Medicaid databases [28,30,32], whileall others used commercial or managed care organizations datasets.
Association between Medication Nonadherenceand CostThere were important variations in the items included in order toestimate costs. For example, one study included only claims forphysician office visits, outpatient services, and hospital stays [29],while another was more comprehensive, and included: costsfor hospitalization, outpatient care, emergency care, clinic visits,laboratory tests, professional services, and pharmaceuticals [31].Two studies took into account the net cost to the plan but theydid not include patients’ copayments and deductibles [33,35],while a third study included copayments and deductibles [36].The study by Wagner used its own internal accounting systemthat included overhead costs [34]. It was unclear in some studiesas to which specific costs were included [17,28,32].
Low medication possession ratios (MPRs) were generallyassociated with higher costs. For example, one study reported anassociation of MPR of 60% with mean total costs of $8699 [29].Balkrishnan et al. found that a 10% increase in MPR for anantidiabetic medication was associated with an 8.6% reductionin total annual health care costs [28]. Studies generally reportedincrements of mean annual costs according to baseline HbA1cvalues. For example, the mean annual costs for patients withbaseline HbA1c < 8% were $4475, while for those withHbA1c > 10 were $8088 [34] (Table 2).
Methodological IssuesThe specific International Classification of Diseases (ICD-9) orICD-9 Clinical Modification (ICD-9-CM) codes used to identifythe study population were not mentioned in three studies[30,34,35], and among those that were reported, there wereimportant variations in the codes included (Tables 1 and 2). Forexample, some studies included type 1 and type 2 diabetes[28,31,33], while others excluded type 1 diabetes [17,29,36].The population varied by study, as well by period of observation.
The maximum follow-up was 5 years, and half of the studiesfollowed patients for only 1 year.
Table 2 presents measures of adherence, costs, statisticalanalysis, results of each study, and quality score. All studies usedclaims data to collect drug utilization information. Five studiesused MPR as a measure of medication adherence [17,28–30,32],two studies did not report a specific medication adherencemeasure [34,36], and three used various measures of medicationadherence such as medication adherence rate [31], percentagedays supplies [33], and percentage of adherence [35]. All studiesused the total follow-up period to calculate adherence and costs,and used charges as proxy for costs. In terms of type of costs,some studies reported total health-care costs [17,28–30,34–36],while others focused on overall costs of health care [31], or costsrelated with diabetes care [32,33]. Two studies used Poissonregression models for costs [17,29], and the remainder usedmultivariate regression analysis for costs. Few studies log-transformed costs [32,34,36], and only one study [22] tried todeal with the skewed distribution of both health-care costs andMPRs. Seven studies were able to adjust for some potentialconfounders [17,28,29,31–33,36], while only one adjusted costsfor inflation and duration of hospitalizations [28]. Most studieswere assigned a low quality score (<50% of required informa-tion), ranging from 8/30 to 14/30.
Discussion
We identified various methodological issues that hinder compari-sons from being made across studies, and which might result insignificant differences in the reported associations between non-adherence to medicines and costs in patients with diabetes.
Based on the International Society for Pharmacoeconomicsand Outcomes Research (ISPOR) recommendations on improv-ing the quality of adherence studies [37,38], we found that thetype of study design was not clearly established, and studies wereunable to distinguish prevalent from incident cases. Incidentcases are more expensive than prevalent cases in terms of hospi-talization rates, length of stay, case mix, and service intensity, andhave higher discontinuation rates [39–41]. Studies included dif-ferent population groups, which has an impact on costs: somefocused on codes for type 2 diabetes only, type 1 and type 2,gestational diabetes, and/or diabetes-related complications. Forexample, gestational diabetes is more expensive than type 2diabetes because of the frequency and duration of hospitaliza-tions [42]. None of the studies described if primary, secondary, orboth codes were used. Previous studies have shown an increase incosts by up to twofold when both primary and secondary ICD-9codes were used [31].
Contrary to accepted recommendations, none of the studiesvalidated ICD-9/ICD-9-CM codes [43]. Wilchesky et al. showed64% sensitivity of claims data to detect patients with diabetes[44], which means that an appreciable number of cases may bemissed. Similarly, none of the studies validated prescriptionclaims data that are vulnerable to errors from sampling, misiden-tification of newly treated patients, and misclassification ofadded versus switched medications [45,46]. ICD-9/ICD-9-CMcodes to measure utilization and costs also requires validation,because some studies have found that 9% of discharges incor-rectly omit codes for diabetes, and 13% of discharges are regis-tered without any foot-related diagnosis code [47].
Most studies used medication possession ratios, but therewere important variation in the definition. For some, MPR wasthe sum of days of antidiabetic prescription supply dispenseddivided by the number of days between prescription refills, fromthe first date of dispensing within each year until the dispensing
Costs of Nonadherence in Diabetes Mellitus 917
Tabl
e2
Con
tinua
tion
ofst
udie
sid
entifi
edw
ithco
sts
repo
rted
byad
here
nce
leve
lin
diab
etic
patie
nts
Ref
eren
ceN
Mea
sure
sm
etho
dSt
atis
tical
anal
ysis
Res
ults
Qua
lity
scor
eA
dher
ence
Res
ourc
eut
iliza
tion
Cos
ts/a
djus
tmen
tfo
rin
flatio
nSt
atis
tical
met
hod
Con
tinuo
usen
rollm
ent
inth
ehe
alth
insu
ranc
eA
djus
tmen
tby
conf
ound
ers
Adj
ustm
ent
byho
spita
lizat
ion
orot
her
loca
tion
Balk
rish
nan
R,
2003
[28]
775
MPR
defin
edas
the
days
ofan
tidia
betic
pres
crip
tion
supp
lydi
spen
sed
divi
ded
byth
enu
mbe
rof
days
betw
een
pres
crip
tion
refil
ls.T
heob
serv
atio
npe
riod
bega
nw
ithth
efir
stda
teof
disp
ensi
ngw
ithin
each
year
and
ende
das
the
disp
ensi
ngda
teof
the
last
pres
crip
tion
Adm
inis
trat
ive
clai
ms
data
ofth
eH
MO
Tota
lcos
tsno
tsp
ecifi
edSe
quen
tialm
ixed
-mod
elan
dre
gres
sion
anal
ysis
Yes
Cha
rlso
nin
dex
was
used
toad
just
byse
veri
ty
Num
ber
ofda
ysdu
ring
hosp
italiz
atio
nw
assu
btra
cted
from
the
deno
min
ator
MPR
for
1to
5ye
ars
offo
llow
upw
ere
0.70
,0.7
1,0.
75,0
.77,
and
0.78
;and
mea
nhe
alth
care
cost
sw
ere
$8,3
06,$
5,94
7,$5
,821
,$5
,043
,$5,
118.
10%
incr
ease
inan
tidia
betic
MPR
was
asso
ciat
edw
ithan
8.6%
decr
ease
into
tala
nnua
lhea
lthca
reco
sts
(P<
0.00
1).
Aft
er5
year
s,hi
ghad
here
nce
=$4
,000
whi
lelo
wad
here
nce
=$1
0,50
0
14/3
0
Cob
den
D,
2007
[29]
486
MPR
:sum
ofth
eda
ys’s
uppl
yof
drug
divi
ded
byth
enu
mbe
rof
days
betw
een
the
first
filla
ndth
ela
stre
fill
plus
the
days
’sup
ply
ofth
ela
stre
fill
Phys
icia
nvi
sits
,ho
spita
lizat
ion,
emer
genc
yde
part
men
tvi
sits
,pha
rmac
yda
ta
Tota
lhea
lthca
reco
sts,
annu
alad
just
edm
ean
all-c
ause
heal
thca
reco
sts/
adju
stm
ent
for
infla
tion
to20
05do
llars
Pers
on-t
ime
and
even
t-tim
ean
alys
isad
just
edby
leng
thof
follo
w-u
p.Po
isso
nre
gres
sion
mod
elan
dga
mm
are
gres
sion
mod
el
Yes
Hyp
ogly
cem
ia/
adju
stm
ent
for
Com
orbi
ditie
s
Not
repo
rted
MPR
of80
%or
grea
ter
was
asso
ciat
edw
ithsi
gnifi
cant
redu
ctio
nin
all-c
ause
heal
thca
reco
sts
(OR
0.55
,95%
CI
0.31
–0.8
0,P
<0.
05).
MPR
of68
%w
asas
soci
ated
with
tota
lmea
nco
sts
of$8
,056
�8,
559,
whi
lean
MPR
of59
%ha
dto
talm
ean
cost
sof
$8,6
99�
9,26
8.
14/3
0
Balk
rish
nan
R,
2004
[30]
3,48
3M
PRC
laim
sda
taTo
tala
nnua
lhea
lthca
reco
sts
Mul
tivar
iate
tech
niqu
esN
RN
RN
R13
%in
crea
sein
MPR
was
asso
ciat
edw
ith16
.1%
low
erto
tal
annu
alhe
alth
care
cost
s(P
<0.
001)
.
12/3
0
Hep
keK
L,20
04[3
1]57
,687
Med
icat
ion
adhe
renc
era
teca
lcul
ated
aspe
rcen
tage
ofda
ysth
atth
epa
tient
poss
esse
dan
yav
aila
ble
diab
etic
drug
duri
ngth
eye
ar
Inpa
tient
hosp
italiz
atio
n,ou
tpat
ient
care
,em
erge
ncy
care
,clin
icvi
sits
,lab
orat
ory
test
s,pr
ofes
sion
alse
rvic
esan
dph
arm
aceu
tical
s
Ove
rall
cost
ofhe
alth
care
and
cost
rela
ted
with
diab
etes
care
Leas
tsq
uare
sre
gres
sion
mod
elan
dm
ultiv
aria
telo
gist
icre
gres
sion
Yes
Illne
ssse
veri
tyus
ing
diag
nosi
sco
stgr
oup.
NR
20%
to39
%ad
here
nce
leve
lwas
need
edbe
fore
med
ical
care
cost
sw
ere
redu
ced.
For
diab
etes
rela
ted
cost
s,th
eth
resh
old
was
seen
until
40%
to59
%ad
here
nce
leve
l.A
dher
ence
-tot
alav
erag
eex
pend
iture
s0%
=$6
,500
,1–
19%
=$7
,250
,20
–39%
=$7
,750
,40
%–5
9%=
$7,5
00,
60%
–79%
=$7
,700
,80
%–9
9%=
$7,3
00,
100%
=$7
,900
.
11/3
0
Lee
WC
,200
6[1
7]1,
156
MPR
:sum
ofth
eda
ys’s
uppl
yof
med
icat
ion
divi
ded
byth
enu
mbe
rof
days
betw
een
the
first
filla
ndth
ela
stre
fill
plus
the
days
’sup
ply
ofth
ela
stre
fill.
Phys
icia
nvi
sits
,ho
spita
lizat
ions
,ER
visi
ts
Tota
lhea
lthca
reco
sts/
Cos
tsad
just
edto
2005
dolla
rsus
ing
the
cons
umer
pric
ein
dex
Pers
on-t
ime
and
time-
even
tan
alys
is.
Pois
son
regr
essi
onm
odel
san
din
cide
ntra
tera
tios.
Enro
llmen
tfo
rat
leas
t6
mon
ths
befo
reth
ein
dex
date
and
atle
ast
2ye
ars
ofco
ntin
uous
enro
llmen
taf
ter
the
inde
xda
te
Hyp
ogly
cem
icev
ents
NR
62%
MPR
toin
sulin
pen
ther
apy
=m
ean
annu
alal
l-cau
sehe
alth
care
cost
s$1
4,76
9
11/3
0
918 Salas et al.
Shen
olik
arR
A,2
006
[32]
1,07
3M
PR:N
umbe
rof
days
ofan
tidia
betic
pres
crip
tion
supp
lydi
spen
sed
(e.g
.,a
30-d
aysu
pply
)di
vide
dby
the
num
ber
ofda
ysbe
twee
nth
efir
stan
dla
stdi
spen
satio
n.M
ed-T
otal
appr
oach
:rat
ioof
tota
lnum
ber
ofda
ysth
edr
ugw
assu
pplie
dto
the
diffe
renc
ein
the
num
ber
ofda
ysbe
twee
nth
efir
stan
dla
stpr
escr
iptio
nda
tes.
Med
ical
and
dent
alca
re,
inpa
tient
and
outp
atie
ntca
re,r
egul
arch
ecku
ps,o
ffice
visi
ts,
hom
ehe
alth
care
,lo
ng-t
erm
faci
lity
care
and
pres
crip
tion
drug
s.
Ann
ualt
otal
and
diab
etes
-rel
ated
heal
thca
reco
sts/
No
disc
ount
edra
tere
port
ed
Mul
tivar
iate
regr
essi
onan
alys
isad
just
edby
cova
riat
es.C
osts
wer
etr
ansf
orm
edus
ing
loga
rith
man
dth
eyw
ere
tran
sfor
med
back
usin
gan
tilog
arith
ms
ofth
epa
ram
eter
estim
ate
Yes
Adj
uste
dby
com
orbi
ditie
sN
oM
ean
rate
ofad
here
nce
tone
wm
edic
atio
nof
59%
=$9
,546
�$1
4,86
1m
ean
tota
lhea
lthca
reco
sts
for
year
2an
dm
ean
diab
etes
-rel
ated
cost
sfo
rye
ar2
of$4
,576
�$8
,208
;The
estim
ated
coef
ficie
nts
and
stan
dard
erro
rsfo
rto
tala
nnua
lhe
alth
care
cots
asa
func
tion
ofco
vari
ates
wer
e:m
ale
sex
1,11
7.35
�1,
001.
69,h
igh
tota
lnu
mbe
rof
pres
crip
tions
8,22
3.48
�1,
002.
38;A
fric
anA
mer
ican
race
1,12
5.49
�91
4.39
;ra
teof
adhe
renc
e—2,
721.
68(9
32.5
0),c
onst
ant
728.
82(1
,180
.29)
and
adju
sted
r2=
0.06
.
13/3
0
Soko
lMC
,20
05[3
3]13
7,27
7Pe
rcen
tage
ofda
ysdu
ring
the
anal
ysis
peri
odth
atpa
tient
sha
da
supp
lyof
1or
mor
em
aint
enan
cem
edic
atio
nsfo
rth
eco
nditi
on
Med
ical
and
drug
clai
ms:
hosp
italiz
atio
n,ER
serv
ice,
outp
atie
ntse
rvic
esin
clud
ing
phys
icia
nof
fice
visi
tsan
dou
tpat
ient
visi
ts.
Nur
sing
hom
ean
dho
me
care
serv
ices
wer
eno
tin
clud
ed
Tota
lhea
lthca
reco
sts
(Sum
ofm
edic
al—
outp
atie
ntse
rvic
es,E
Rse
rvic
es,h
ospi
taliz
atio
n-an
ddr
ugco
sts)
,and
dise
ase-
rela
ted
cost
s.N
etco
stto
the
plan
spon
sor,
patie
ntco
paym
ents
and
dedu
ctib
les
wer
eno
tin
clud
ed.
Cos
tsw
ere
adju
sted
for
age,
sex,
com
orbi
dity
,di
seas
esu
btyp
e,em
ploy
men
tgr
oup
and
med
ical
plan
type
.
Logi
stic
regr
essi
onm
odel
.No
deta
ilfo
rco
sts
tran
sfor
mat
ion
was
prov
ided
.
Yes
Com
orbi
ditie
sw
ere
incl
uded
inth
ean
alys
is.
NR
Adh
eren
cele
vela
ndto
talc
osts
:1–
19%
=$8
,867
;20–
39%
=$7
,124
;40–
59%
=$6
,522
;60
–79%
=$6
,291
;80–
100%
=$4
,570
.Diff
eren
ces
wer
est
atis
tical
lysi
gnifi
cant
for
mos
tad
here
nce
leve
lsw
hen
com
pare
dw
ithth
ehi
ghes
tle
velo
fad
here
nce
(P<
0.05
).
8/30
Wag
ner
EH,
2001
[34]
4,74
4N
otin
clud
eda
mea
sure
ofad
here
nce
and
HbA
1cw
asus
edas
apr
oxy
ofm
edic
atio
nad
here
nce
Ann
ualu
tiliz
atio
nra
tes
Tota
lhea
lthca
reco
sts
and
mea
nco
sts
per
pers
on
Cos
tda
talo
gari
thm
ical
lytr
ansf
orm
ed.R
egre
ssio
nan
alys
is.
Yes
No
NR
Base
line
HbA
1c,L
evel
,%an
dm
ean
annu
alco
sts$
,(p
valu
esw
ere
calc
ulat
edfo
rth
edi
ffere
nce
inlo
gco
sts)
<8=
$4,4
75(P
=0.
18);
8–10
=$5
,898
(P=
0.32
);>1
0=
$8,0
88(P
=0.
53)
11/3
0
Whi
teT
J,20
04[3
5]N
RPe
rcen
tage
ofad
here
nce
Hos
pita
lizat
ion
and
ERA
djus
ted
tota
lhe
alth
care
cost
sR
egre
ssio
nm
odel
Yes
NR
NR
Patie
nts
with
�75
,>75
to�
95an
d95
%ad
here
nce,
adju
sted
tota
lhe
alth
care
cost
sw
ere
$US
5,70
6,$5
,314
and
$4,8
35(P
<0.
001)
.
9/30
Shet
tyS,
2005
[36]
3,12
1N
otin
clud
edbu
tH
bA1c
was
used
asa
prox
yof
med
icat
ion
adhe
renc
e.
Cla
ims
data
Cos
tsof
6m
onth
spe
riod
Mul
tiple
linea
rre
gres
sion
anal
ysis
.Lo
gari
thm
ictr
ansf
orm
atio
nof
cost
data
was
done
prio
ran
alys
is.
Yes
Adj
ustm
ent
byag
e,ge
nder
,spe
cial
tyof
the
phys
icia
n,co
mor
bidi
tyan
dto
talb
asel
ine
cost
s.
NR
Pred
icte
dto
tald
iabe
tes-
rela
ted
cost
for
targ
etH
bA1c
leve
lgro
updu
ring
the
first
year
offo
llow
upw
as$1
,540
per
patie
nt,3
2%hi
gher
than
the
tota
ldia
bete
sre
late
dco
st($
1,17
1)fo
rth
esa
me
targ
etgr
oup
(P<
0.00
1).
11/3
0
ER,e
mer
genc
yro
om;H
MO
,hea
lthm
aint
enan
ceor
gani
zatio
n;M
PR,m
edic
atio
npo
sses
sion
ratio
;NR
,not
repo
rted
.HbA
1c,g
lyco
syla
ted
hem
oglo
bin.
Costs of Nonadherence in Diabetes Mellitus 919
date of the last prescription [28,32]. Others added the days’supply of the last refill to the denominator [17,29], or they usedthe percentage of days that the patient possessed any availablediabetic drug during the year [31]. None of the studies consid-ered the effects of censoring, which is important, because sixfilled prescriptions evaluated over 12 months equals an MPR of50%, but if they are evaluated over 6 months, the six filledprescriptions equals an MPR of 100%.
The non-MPR measures included were: Med-total approachdefined as the ratio of total number of days the drug was suppliedto the difference in the number of days between the first and lastprescription dates [32]; the percentage of days during the analysisperiod that patients had a supply of one or more maintenancemedications for the condition [33], and the percentage of adher-ence [35]. The problem is that these measures are not compa-rable. Hess [48] analyzed various adherence measures and foundthat only 4—Continuous Measure of Medication Acquisition;Continuous Multiple Interval Measure of Oversupply; MPR; andMedication Refill Adherence—out of 11 measures were identicalfor measuring adherence to prescription refills throughout thestudy period.
With regard to confounders, 6 out of 10 studies made someeffort to adjust their estimates by disease severity, but most didnot adjust by comorbidities, thereby potentially underestimatingthe real costs. None of the databases used by analysts containinformation of behavioral variables such as smoking and alcoholthat are closely related to adherence [49–53]. There was also lackof information on adverse drug events, such as hypoglycemia,which has been shown to be a costly component of diabetes-related treatment [54]. None of the studies were able to measurethe direct consequences of either nonadherence (e.g., hyperosmo-lar coma) or associated utilization-based outcomes. Costs were,therefore, not disaggregated according to the main driversthat are a consequence of loss of therapeutic effect throughnonadherence.
All studies used charges as proxy for costs. However, chargeshave been criticized because they do not reflect real costs [55],and they do not take into account the various levels of copay-ment, deductibles, and coinsurance for prescriptions and othermedical services, including physician office care, medical emer-gency care, and inpatient hospitalization.
Only one study tried to deal with skewed distribution ofhealth-care costs and MPR [22]. This is important, because inap-
propriate analysis of costs will produce biased estimates for themean. For costs, nonparametric bootstrap techniques or GLMregression analyses are recommended [56,57].
Conclusion
The research assessing the association between medicationadherence/nonadherence and health-care costs is limited and ofpoor quality. There are important methodological differencesamong studies of costs of adherence/nonadherence in patientswith diabetes, making robust comparisons difficult; and thosedifferences might explain the inconsistency in the reportedassociations between medication adherence and costs. Readersshould be cautious when interpreting or comparing the results ofsuch studies. More research is needed to validate measures ofmedication adherence using claims data and to determine theimpact of nonadherence on health-care costs.
Acknowledgments
This article is written by members of the International Society forPharmacoeconomics & Outcomes Research (ISPOR) Economicsof Medication Compliance Working Group; part of the Medica-tion Compliance and Persistence Special Interest Group.
Source of financial support: None.
Supporting information for this article can be found at: http://www.ispor.org/publications/value/ViHsupplementary.asp
References
1 Hughes DA, Bagust A, Haycox A, Walley T. The impact ofnon-compliance on the cost-effectiveness of pharmaceuticals: areview of the literature. Health Econ 2001;10:601–15.
2 Lewis A. Noncompliance: a $100 billion problem. RemingtonReport 1997;5:14–5.
3 World Health Organization. Adherence to long-term therapies:evidence for action. 2003. Available from: http://www.who.int/chp/knowledge/publications/adherence_full_report.pdf [AccessedDecember 12, 2007].
4 Osterberg L, Blaschke T. Adherence to medication. N Engl J Med2005;353:487–97.
Titles related to adherence = 54,352
Titles related to diabetes = 129,187
Titles related to costs = 85,252
Identified abstracts= 209
Studies that fulfill inclusion criteria = 10
Reviewed abstracts and full articles that have information of adherence, costs, and diabetes =
50
Excluded: No costs = 87 Non-English language = 2 Not directly related to diabetes = 49 No adherence = 21
Excluded: No costs of adherence =9 Not directly related to diabetes = 4 No adherence = 27
Figure 1 Flow diagram showing the number ofreferences identified, retrieved and included in thereview.
920 Salas et al.
5 Saaddine JB, Engelgau MM, Beckles GL, et al. A diabetes reportcard for the United States: quality of care in the 1990s. Ann InternMed 2002;136:565–74.
6 Kerr EA, Gerzoff RB, Krein SL, et al. Diabetes care quality in theVeterans Affairs Health Care System and commercial managedcare: the TRIAD study. Ann Intern Med 2004;141:272–81.
7 American Diabetes Association. Standards of medical care indiabetes—2007. Diabetes Care 2007;30:S4–41.
8 Abegunde DO, Mathers CD, Adam T, et al. The burden and costsof chronic diseases in low-income and middle-income countries.Lancet 2007;370:1929–38.
9 Clarke P, Gray A, Legood R, et al. The impact of diabetes-relatedcomplications on healthcare costs: results from the UnitedKingdom Prospective Diabetes Study (UKPDS Study No. 65).Diabet Med 2003;20:442–50.
10 Pohar SL, Majumdar SR, Johnson JA. Health care costs andmortality for Canadian urban and rural patients with diabetes:population-based trends from 1993–2001. Clin Ther 2007;29:1316–24.
11 Stratton IM, Adler AI, Neil HA, et al. Association of glycaemiawith macrovascular and microvascular complications of type 2diabetes (UKPDS 35): prospective observational study. BMJ2000;321:405–12.
12 UK Prospective Diabetes Study (UKPDS) Group. Effect of intensiveblood-glucose control with metformin on complications in over-weight patients with type 2 diabetes (UKPDS 34). UK ProspectiveDiabetes Study (UKPDS) Group. Lancet 1998;352:854–65.
13 Salas M, Ward A, Caro J. Health and economic effects of addingnateglinide to metformin to achieve dual control of glycosylatedhemoglobin and postprandial glucose levels in a model of type 2diabetes mellitus. Clin Ther 2002;24:1690–705.
14 Balu S. Incremental treatment expenditure of diabetes in theUnited States. Manag Care Interface 2007;20:20–7.
15 Valentine WJ, Erny-Albrecht KM, Ray JA, et al. Therapy conver-sion to insulin among patients with type 2 diabetes treated withoral agents: a modeling study of cost-effectiveness in the UnitedStates. Adv Ther 2007;24:273–90.
16 Pawaskar MD, Camacho FT, Anderson RT, et al. Health carecosts and medication adherence associated with initiation ofinsulin pen therapy in Medicaid-enrolled patients with type 2diabetes: a retrospective database analysis. Clin Ther 2007;29:1294–305.
17 Lee WC, Balu S, Cobden D, et al. Medication adherence and theassociated health-economic impact among patients with type 2diabetes mellitus converting to insulin pen therapy: an analysis ofthird-party managed care claims data. Clin Ther 2006;28:1712–25.
18 Kalsekar I, Iyer S, Mody R, et al. Utilization and costs for com-pliant patients initiating therapy with pioglitazone or rosiglita-zone versus insulin in a Medicaid fee-for-service population.J Manag Care Pharm 2006;12:121–9.
19 Lee WC, Balu S, Cobden D, et al. Prevalence and economic con-sequences of medication adherence in diabetes: a systematic lit-erature review. Manag Care Interface 2006;19:31–41.
20 Cramer JA. A systematic review of adherence with medicationsfor diabetes. Diabetes Care 2004;27:1218–24.
21 Ho PM, Rumsfeld JS, Masoudi FA, et al. Effect of medicationnonadherence on hospitalization and mortality among patientswith diabetes mellitus. Arch Intern Med 2006;166:1836–41.
22 Gerstein HC. Glycosylated hemoglobin: finally ready for primetime as a cardiovascular risk factor. Ann Int Med 2004;141:475–6.
23 Cramer JA, Roy A, Burrell A, et al. Medication compliance andpersistence: terminology and definitions. Value Health 2008;11:44–7.
24 American Diabetes Association. Standards of medical care indiabetes—2009. Diabetes Care 2009;32(Suppl. 1):S13–61.Available from: http://care.diabetesjournals.org/cgi/reprint/32/Supplement_1/S13 [Accessed January 5, 2009].
25 Selvin E, Marinopoulos S, Berkenblit G, et al. Meta-analysis:glycosylated hemoglobin and cardiovascular disease in diabetesmellitus. Ann Intern Med 2004;141:421–31.
26 Rozenfeld Y, Hunt JS, Plauschinat C, Wong KS. Oral antidiabeticmedication adherence and glycemic control in managed care. AmJ Manag Care 2008;14:71–5.
27 Drummond MF, Jefferson TO. Guidelines for authors and peerreviewers of economic submissions to the BMJ. BMJ 1996;313:275–83.
28 Balkrishnan R, Rajagopalan R, Camacho FT, et al. Predictors ofmedication adherence and associated health care costs in an olderpopulation with type 2 diabetes mellitus: a longitudinal cohortstudy. Clin Ther 2003;25:2958–71.
29 Cobden D, Lee WC, Balu S, et al. Health outcomes and economicimpact of therapy conversion to a biphasic insulin analog penamong privately insured patients with type 2 diabetes mellitus.Pharmacotherapy 2007;27:948–62.
30 Balkrishnan R, Rajagopalan R, Shenolikar RA, et al. Healthcarecosts and prescription adherence with introduction of thiazo-lidinedione therapy in Medicaid type 2 diabetic patients: a retro-spective data analysis. Curr Med Res Opin 2004;20:1633–40.
31 Hepke KL, Martus MT, Share DA. Costs and utilization associ-ated with pharmaceutical adherence in a diabetic population. AmJ Manag Care 2004;10:144–51.
32 Shenolikar RA, Balkrishnan R, Camacho FT, et al. Comparisonof medication adherence and associated health care costs afterintroduction of pioglitazone treatment in African Americansversus all other races in patients with type 2 diabetes mellitus: aretrospective data analysis. Clin Ther 2006;28:1199–207.
33 Sokol MC, McGuigan KA, Verbrugge RR, Epstein RS. Impact ofmedication adherence on hospitalization risk and healthcare cost.Med Care 2005;43:521–30.
34 Wagner EH, Sandhu N, Newton KM, et al. Effect of improvedglycemic control on health care costs and utilization. JAMA2001;285:182–9.
35 White TJ, Vanderplas A, Chang E, et al. The costs of non-adherence to oral antihyperglycemic medication in individualswith diabetes mellitus and concomitant diabetes mellitus andcardiovascular disease in a managed care environment. DisManage Health Outcomes 2004;12:181–8.
36 Shetty S, Secnik K, Oglesby AK. Relationship of glycemic controlto total diabetes-related costs for managed care health planmembers with type 2 diabetes. J Manag Care Pharm 2005;11:559–64.
37 Peterson AM, Nau DP, Cramer JA, et al. A checklist for medica-tion compliance and persistence studies using retrospective data-bases. Value Health 2007;10:3–12.
38 Hughes D, Cowell W, Koncz T, Cramer J, International Societyfor Pharmacoeconomics & Outcomes Research Economics ofMedication Compliance Working Group. Methods for integrat-ing medication compliance and persistence in pharmacoeconomicevaluations. Value Health 2007;10:498–509.
39 Johnson JA, Pohar SL, Majumdar SR. Health care use and costsin the decade after identification of type 1 and type 2 diabetes: apopulation-based study. Diabetes Care 2006;29:2403–8.
40 Pohar SL, Majumdar SR, Jacobs P, Johnson JA. Healthcare Uti-lization and Direct Healthcare Costs of Diabetes in Urban andRural Saskatchewan, 1991–2001. Edmonton: Alliance for Cana-dian Health Outcomes Research in Diabetes, 2006 (Institute ofHealth Economics Working Paper WP 06-1).
41 Liu L, Hader J, Brossart B, et al. Impact of rural hospital closuresin Saskatchewan, Canada. Soc Sci Med 2001;52:1793–804.
42 Phillips PJ. Gestational diabetes. Aust Fam Physician 2006;35:701–3.
43 Newton KM, Wagner EH, Ramsey SD, et al. The use of auto-mated data to identify complications and comorbidities of diabe-tes: a validation study. J Clin Epidemiol 1999;52:199–207.
44 Wilchesky M, Tamblyn RM, Huang A. Validation of diagnosticcodes within medical services claims. J Clin Epidemiol 2004;57:131–41.
45 Grymonpre R, Cheang M, Fraser M, et al. Validity of a prescrip-tion claims database to estimate medication adherence in olderpersons. Med Care 2006;44:471–7.
46 Friedman DS, Quigley HA, Gelb L, et al. Using pharmacy claimsdata to study adherence to glaucoma medications: methodology
Costs of Nonadherence in Diabetes Mellitus 921
and findings of the Glaucoma Adherence and Persistency Study(GAPS). Invest Ophthalmol Vis Sci 2007;48:5052–7.
47 Ragnarson Tennvall G, Apelqvist J, Eneroth M. The inpatientcare of patients with diabetes mellitus and foot ulcers. A valida-tion study of the correspondence between medical records and theSwedish Inpatient Registry with the consequences for cost esti-mations. J Intern Med 2000;248:397–405.
48 Hess LM, Raebel MA, Conner DA, Malone DC. Measurement ofadherence in pharmacy administrative databases: a proposal forstandard definitions and preferred measures. Ann Pharmacother2006;40:1280–88.
49 Zeller A, Schroeder K, Peters T. Cigarette smoking and adherenceto antihypertensive medication in patients from primary care. EurJ Gen Pract 2007;13:161–2.
50 Vik SA, Hogan DB, Patten SB, et al. Medication nonadherenceand subsequent risk of hospitalisation and mortality among olderadults. Drugs Aging 2006;23:345–56.
51 Cook RL, Sereika SM, Hunt SC, et al. Problem drinking andmedication adherence among persons with HIV infection. J GenIntern Med 2001;16:83–6.
52 Palepu A, Horton NJ, Tibbetts N, et al. Uptake and adher-ence to highly active antiretroviral therapy among HIV-infected people with alcohol and other substance use problems:the impact of substance abuse treatment. Addiction 2004;99:361–8.
53 Tucker JS, Burnam MA, Sherbourne CD, et al. Substance use andmental health correlates of nonadherence to antiretroviral medi-cation in a sample of patients with Human ImmunodeficiencyVirus Infection. Am J Med 2003;114:573–80.
54 Jonsson L, Bolinder B, Lundkvist J. Cost of hypoglycemia inpatients with type 2 diabetes in Sweden. Value Health 2006;9:193–8.
55 Finkler SA. The distinction between cost and charges. Ann InternMed 1982;96:102–9.
56 Rutten-van Mölken MP, van Doorslaer EK, van Vliet RC. Statis-tical analysis of cost outcomes in a randomized controlled clinicaltrial. Health Econ 1994;3:333–45.
57 Dodd S, Bassi A, Bodger K, Williamson P. A comparison ofmultivariable regression models to analyze cost data. J Eval ClinPract 2006;12:76–86.
922 Salas et al.