Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel...

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in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic Structure and Computational Magnetism July 15-17 (2002)
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Page 1: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

Correlation Effects in Itinerant Magnets : Towards a realistic

Dynamical Mean Field Approach

Gabriel Kotliar

Physics Department

Rutgers University

In Electronic Structure and Computational Magnetism

July 15-17 (2002)

Page 2: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

THE STATE UNIVERSITY OF NEW JERSEY

RUTGERS

Outline

Dynamical Mean Field Theory: a tool for treating correlations in model Hamiltonians.

Towards Realistic implementations of DMFT.

Applications to Fe and Ni.

Conclusions and outlook.

Page 3: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Acknowledgements Collaborators and References:

A. Lichtenstein M. Katsnelson and G. Kotliar Phys. Rev Lett. 87, 067205 (2001).

I Yang S. Savrasov and G. Kotliar Phys. Rev. Lett. 87, 216405 (2001).

Useful Discussions K. Hathaway and G. Lonzarich

Support NSF and ONR

Page 4: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Strong Correlation Problem

•Two limiting cases of the electronic structure problem are well understood. The high density limit ( spectrum of one particle excitations forms bands) and the low density limit (spectrum of atomic like excitations, Hubbard bands).•Correlated compounds: electrons in partially filled shells. Not close to the well understood limits . Non perturbative regime. Standard approaches (LDA, HF ) do not work well.

Page 5: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Motivations for going beyond density functional theory. DFT is a theory for ground state properties. Its

Kohn Sham spectra can be taken a starting point for perturbative (eg. GW ) calculations of the excitation spectra and transport.

This does not work for strongly correlated systems, eg oxides containing 3d, 4f, 5f elements. Character of the spectra (QP bands + Hubbard bands ) is not captured by LDA.

LDA –GGA is less accurate in determining some ground state properties in correlated materials.

Page 6: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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DMFT DMFT simplest many body technique which

describes correctly the open shell atomic limit and the band limit . Exact in the limit of large lattice coordination.

Band physics (i.e. kinetic energy) survive in the atomic limit (superexchange). Some aspects of atomic physics survive even in itinerant systems (J, U, Hubbard bands, satellites, L)

Computations of one electron spectra, transport properties…

Spectral density functional. Connects the one electron spectral function and the total energy.

Page 7: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Mean-Field : Classical vs Quantum

Classical case Quantum case

Phys. Rev. B 45, 6497 A. Georges, G. Kotliar (1992)

0 0 0

( )[ ( ')] ( ')o o o oc c U n nb b b

s st m t t tt ­ ¯

¶+ - D - +

¶òò ò

( )wD

†( )( ) ( )

MFL o n o n HG c i c iw w D=- á ñ

1( )

1( )

( )[ ][ ]

nk

n kn

G ii

G i

ww e

w

=D - -

D

å

,ij i j i

i j i

J S S h S- -å å

MF eff oH h S=-

effh

0 0 ( )MF effH hm S=á ñ

eff ij jj

h J m h= +å

† †

, ,

( )( )ij ij i j j i i ii j i

t c c c c U n n

Page 8: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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1

10

1( ) ( )

( )n nn k nk

G i ii t i

w ww m w

-

-é ùê ú= +Sê ú- + - Sê úë ûå

DMFT Impurity cavity construction

1

10

1( ) ( )

V ( )n nk nk

D i ii

w ww

-

-é ùê ú= +Pê ú- Pê úë ûå 0

1 † 10 0 ( )( )[ ] ( ) [ ( ) ( ) ]n n n n S Gi G G i c i c ia bw w w w- -S = + á ñ

0 0

( ) ( , ') ( ') ( , ') o o o oc Go c n n Ub b

s st t t t d t t­ ¯+òò

† †

, ,

( )( )ij ij i j j i i ii j i

t c c c c U n n

()

1 100 0 0( )[ ] ( ) [ ( ) ( ) ]n n n n Si G D i n i n iw w w w- -P = + á ñ

,ij i j

i j

V n n

( , ')o o oD n nt t ­ ¯+

Page 9: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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RUTGERS

C-DMFT

C:DMFT The lattice self energy is inferred from the cluster self energy.

0 0cG G ab¾¾® c

abS ¾¾®Sij ijt tab¾¾®

Alternative approaches DCA (Jarrell et.al.) Periodic clusters (Lichtenstein and Katsnelson)

Page 10: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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C-DMFT: test in one dimension. (Bolech, Kancharla GK cond-mat 2002)

Gap vs U, Exact solution Lieb and Wu, Ovshinikov

Nc=2 CDMFT

vs Nc=1

Page 11: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Solving the DMFT equations

G 0 G

I m p u r i t yS o l v e r

S . C .C .

•Wide variety of computational tools (QMC,ED….)Analytical Methods Reviews: A. Georges, G. Kotliar, W. Krauth and M. Rozenberg Rev. Mod. Phys. 68,13 (1996)]

G0 G

Im puritySo lver

S .C .C .

Page 12: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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From model hamiltonians to realistic calculations. DMFT as a method to be incorporated in electronic

structure calculations. Important in regimes where local moments are

present (e.g. NiO above its Neel temperature) Incorporate realistic structure and orbital

degeneracy information in many body studies. Combination of electronic structure(LDA,GGA,GW)

and many body methods (DMFT)

Page 13: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Interface with electronic structure.

Derive model hamiltonians, solve by DMFT

(or cluster extensions). Total energy? Full many body aproach, treat light electrons byt

GW or screend HF, heavy electrons by DMFT [GK and Chitra, GK and S. Savrasov, P.Sun and GK cond-matt 0205522]

Treat correlated electrons with DMFT and light electrons with DFT (LDA, GGA +DMFT)

Page 14: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Combining LDA and DMFT The light, SP electrons well described by LDA The heavier D electrons treat by model DMFT. LDA already contains an average interaction of the heavy

electrons, subtract this out by shifting the heavy level (double counting term, Lichtenstein et.al.)

Atomic physics parameters . U=F0 cost of double occupancy irrespectively of spin, J=F2+F4, Hunds energy favoring spin polarization .F2/F4=.6

Calculations of U, Edc, study as a function of these parameters.

Page 15: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Page 16: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Combine Dynamical Mean Field Theory with Electronic structure methods. Single site DMFT made correct qualitative

predictions. Make realistic by: Incorporating all the electrons. Add realistic orbital structure. U, J….. Add realistic crystal structure. Allow the atoms to move.

Page 17: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Two roads for ab-initio calculation of electronic structure of strongly correlated materials

Correlation Functions Total Energies etc.

Model Hamiltonian

Crystal structure +Atomic positions

Page 18: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Realistic Calculationsof the Electronic Structure of Correlated materials

Combinining DMFT with state of the art electronic structure methods to construct a first principles framework to describe complex materials.

Anisimov Poteryaev Korotin Anhokin and Kotliar J. Phys. Cond. Mat. 35, 7359 (1997).

Lichtenstein and Katsenelson PRB (1998) Savrasov Kotliar and Abrahams Nature 410, 793

(2001)) Kotliar, Savrasov, in Kotliar, Savrasov, in New Theoretical New Theoretical approaches to strongly correlated systemsapproaches to strongly correlated systems , , Edited by A. Tsvelik, Kluwer Publishers, 2001)Edited by A. Tsvelik, Kluwer Publishers, 2001)

Page 19: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Combining LDA and DMFT

The light, SP (or SPD) electrons are extended, well described by LDA

The heavy, D (or F) electrons are localized,treat by DMFT.

LDA already contains an average interaction of the heavy electrons, subtract this out by shifting the heavy level (double counting term)

The U matrix can be estimated from first principles (Gunnarson and Anisimov, Mc Mahan et. Al. Hybertsen et.al) or viewed as parameters

Page 20: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Density functional theory and Dynamical Mean Field Theory DFT: Static mean field, electrons in an

effective potential. Functional of the density.

DMFT: Promote the local (or a few quasilocal Greens functions or observables) to the basic quantities of the theory.

Express the free energy as a functional of those quasilocal quantities.

Page 21: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Spectral Density Functional : effective action construction (Fukuda, Valiev and Fernando , Chitra and Kotliar).

DFT, consider the exact free energy as a functional of an external potential. Express the free energy as a functional of the density by Legendre transformation. DFT(r)]

Introduce local orbitals, R(r-R)orbitals, and local GFG(R,R)(i ) = The exact free energy can be expressed as a functional

of the local Greens function and of the density by introducing (r),G(R,R)(i)]

A useful approximation to the exact functional can be constructed, the DMFT +LDA functional. Savrasov Kotliar and Abrahams Nature 410, 793 (2001))

Full self consistent implementation.

' ( )* ( , ')( ) ( ')R Rdr dr r G r r i r

Page 22: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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LDA+DMFT-outer loop relax

G0 G

Im puritySo lver

S .C .C .

0( ) ( , , ) i

i

r T G r r i e w

w

r w+

= å

2| ( ) | ( )k xc k LMTOV H ka ac r c- Ñ + =

DMFT

U

Edc

0( , , )HHi

HH

i

n T G r r i e w

w

w+

= å

ff &

Page 23: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Realistic DMFT loop

( )k LMTOt H k E® -LMTO

LL LH

HL HH

H HH

H H

é ùê ú=ê úë û

ki i Ow w®

10 niG i Ow e- = + - D

0 0

0 HH

é ùê úS =ê úSë û

0 0

0 HH

é ùê úD =ê úDë û

0

1 †0 0 ( )( )[ ] ( ) [ ( ) ( )HH n n n n S Gi G G i c i c ia bw w w w-S = + á ñ

110

1( ) ( )

( ) ( ) HH

LMTO HH

n nn k nk

G i ii O H k E i

w ww w

--é ùê ú= +Sê ú- - - Sê úë ûå

Page 24: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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LDA+DMFT functional2 *log[ / 2 ( ) ( )]

( ) ( ) ( ) ( )

1 ( ) ( ')( ) ( ) ' [ ]

2 | ' |

[ ]

R R

n

n KS

KS n n

i

LDAext xc

DC

R

Tr i V r r

V r r dr Tr i G i

r rV r r dr drdr E

r r

G

a b ba

w

w c c

r w w

r rr r

- +Ñ - - S -

- S +

+ + +-

F - F

åò

ò òå

Sum of local 2PI graphs with local U matrix and local G

1[ ] ( 1)

2DC G Un nF = - ( )0( ) iab

abi

n T G i ew

w+

= å

KS ab [ ( ) G V ( ) ]LDA DMFT a br r

Page 25: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Very Partial list of application of realistic DMFT to materials QP bands in ruthenides: A. Liebsch et al (PRL 2000) phase of Pu: S. Savrasov et al (Nature 2001) MIT in V2O3: K. Held et al (PRL 2001) Magnetism of Fe, Ni: A. Lichtenstein et al PRL (2001) transition in Ce: K. Held et al (PRL 2000); M. Zolfl et al

PRL (2000). 3d doped Mott insulator La1-xSrxTiO3 (Anisimov et.al

1997, Nekrasov et.al. 1999, Udovenko et.al 2002) ………………..

Page 26: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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DMFT

Developed initially to treat correlation effects in model Hamiltonians.

Review: A. Georges, G. Kotliar, W. Krauth and M. Rozenberg Rev. Mod. Phys. 68,13 (1996)]

Extension to realistic setting [V. Anisimov, A. Poteryaev, M. Korotin, Anokhin and G. Kotliar, J. Phys. Cond. Mat 9, 7359 (1997). S. Savrasov, G. Kotliar and E. Abrahams, Nature 410, 793 (2001). ] Lichtenstein and Katsnelson [Phys.Rev. B 57, 6884(1998) ]

Unlike DFT, DMFT computes both free energies and one electron (photoemission ) spectra and many other physical quantities at finite temperatures.

Page 27: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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LDA+DMFT Spectral Density Functional (Fukuda, Valiev and Fernando , Chitra and GK, Savrasov and GK).

DFT, consider the exact free energy as a functional of an external potential. Express the free energy as a functional of the local density by Legendre transformation.

Introduce local orbitals, R(r-R)orbitals, and local GF G(R,R)(i ) =

The exact free energy can be expressed as a functional of the local Greens function and of the density by introducing sources for (r) and G and performing a double Legendre transformton

' ( )* ( , ')( ) ( ')R Rdr dr r G r r i r

Page 28: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Spectral Density Functional

Formal construction of a functional of the d spectral density

DFT is useful because good approximations to the exact density functional DFT(r)] exist, e.g. LDA, GGA

A useful approximation to the exact functional can be constructed, the DMFT +LDA functional.

Page 29: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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LDA+DMFT functional2 *log[ / 2 ( ) ( )]

( ) ( ) ( ) ( )

1 ( ) ( ')( ) ( ) ' [ ]

2 | ' |

[ ]

R R

n

n KS

KS n n

i

LDAext xc

ATOM DC

R

Tr i V r r

V r r dr Tr i G i

r rV r r dr drdr E

r r

G

a b ba

w

w c c

r w w

r rr r

- +Ñ - - S -

- S +

+ + +-

F - F

åò

ò òå

Atom =Sum of all local 2PI graphs build with local Coulomb interaction matrix, parametrized by Slater integrals F0, F2 and F4 and local G.Express in terms of AIM model.

KS [ ( ) G( ) V ( ) ( ) ]LDA DMFT a b abn nr i r i

( ) ( )G i iw w¾¾®D

Page 30: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Outer loop relax

0( ) ( , , ) i

i

r T G r r i e w

w

r w+

= å

2| ( ) | ( )k xc k LMTOV H ka ac r c- Ñ + =

U

Edc

0( , , )HHi

HH

i

n T G r r i e w

w

w+

= å

ff &

Impurity Solver

SCC

G,G0

DMFTLDA+U

Hartree-Fock

Page 31: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Outer loop relax

0( ) ( , , ) i

i

r T G r r i e w

w

r w+

= å

2| ( ) | ( )k xc k LMTOV H ka ac r c- Ñ + =

U

Edc

0( , , )HHi

HH

i

n T G r r i e w

w

w+

= å

ff &

Impurity Solver

SCC

G,G0

DMFTLDA+U

Imp. Solver: Hartree-Fock

Page 32: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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LDA+DMFT Self-Consistency loop

G0 G

Im puritySo lver

S .C .C .

0( ) ( , , ) i

i

r T G r r i e w

w

r w+

= å

2| ( ) | ( )k xc k LMTOV H ka ac r c- Ñ + =

DMFT

U

E

0( , , )HHi

HH

i

n T G r r i e w

w

w+

= å

Page 33: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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LDA+DMFT and LDA+U

• Static limit of the LDA+DMFT functional ,

• with = HF reduces to the LDA+U functionalof Anisimov et.al.

• Crude approximation. Reasonable in ordered situations.

, ( ) nab ab cd cdni U

( )0( ) iab ab

abi

n T G i ew

w+

= å

Page 34: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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DMFT

If the self energy matrix is weakly k dependent is the physical self energy.

Since is a matrix, DMFT changes the shape of the Fermi surface

DMFT is absolutely necessary in the high temperature “local moment”regime. LDA+U with an effective U is OK at low energy.

DMFT is needed to describe spectra with QP and Hubbard bands or satellites.

( )ni

( )abni

Page 35: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Applications of LDA+DMFT

Organics Alpha-Gamma Cerium V2O3 Volume collapse in Pu Photoemission of ruthenates Doping driven Mott transition in LaSrTiO3 Itinerant Ferromagnetism Bucky Balls

Page 36: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Page 37: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Applications: Itinerant Ferromagnetism, Ni Fe

Compromise in the resources used for the solution of the one electron problem, and the many body problem.

Goal: obtain an overall approximate but consistent picture of how correlations affect physical properties. Estimate sensitivity on parameters.

Tc, spectra, susceptibility, [QMC- impurity solver] [ASA, relatively small number of k points]

Magnetic anisotropy [HF-impurity solver][full potential LMTO, large number of k points, non collinear magnetization]

Page 38: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Case study Fe and Ni

Archetypical itinerant ferromagnets

LSDA predicts correct low T moment

Band picture holds at low T

Page 39: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Iron and Nickel: crossover to a real space picture at high T

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Other aspects that require to treate correlations beyond LDA

Magnetic anisotropy. L.S effect. LDA predicts the incorrect easy axis(100) for Nickel .(instead of the correct one (111) )

LDA Fermi surface in Nickel has features which are not seen in DeHaas Van Alphen ( G. Lonzarich)

Photoemission spectra of Ni : 6 ev satellite 30% band narrowing, reduction of exchange splitting.

Page 41: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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DMFT-QMC: Numerical Details

256 k points 105 - 106 QMC sweeps Analytic continuation via maximum entropy. Tight binding LMTO-ASA

Page 42: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Photoemission Spectra and Spin Autocorrelation: Fe (U=2, J=.9ev,T/Tc=.8) (Lichtenstein, Katsenelson,GK prl 2001)

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Photoemission and T/Tc=.8 Spin Autocorrelation: Ni (U=3, J=.9 ev)

Page 44: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Iron and Nickel:magnetic properties (Lichtenstein, Katsenelson,GK PRL 01)

2

0 3( )q

Meff

T Tc

c

T

T

Page 45: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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Ni and Fe: theory vs exp

eff high T moment

Fe 3.1 (theory) 3.12 (expt)

Ni 1.5 (theory) 1.62 (expt)

Curie Temperature Tc

Fe 1900 ( theory) 1043(expt) Ni 700 (theory) 631 (expt)

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RUTGERS

Page 47: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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­­MAE­is­small­(1­eV/Atom)

­­Ni:­2.8­eV/Atom­­easy­axis­111­­­­­Fe:­1.4­eV/Atom­­easy­axis­100­­­Long­standing­problem­Early­papers

•­Van­Vleck­(PR­1937)•­Brooks­(PR­1940)

Magnetic anisotropy

Page 48: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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RUTGERS

­­Trygg­et.al­(1995);­SCF­Total­energy­with­large­#­of­k-points;­Wrong­easy­axis­for­Ni.

­Other­related­works:­

Halilov­et­al.­­(1998)­G.­Schneider­et­al.­(1997)­Wang­et­al.­(1993)­Beiden­et.al.­(1998)

LDA calculations

Page 49: Correlation Effects in Itinerant Magnets : Towards a realistic Dynamical Mean Field Approach Gabriel Kotliar Physics Department Rutgers University In Electronic.

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RUTGERS

Full-potential­multiple­kappa­LMTO­method.

Pauli­treatment­of­relativistic­effects.

Non-collinear­intraatomic­magnetism­included.

Explore­different­Edc.­­(Details­I­Yang­Ph.D­thesis)Generalized­relativistic­LDA+U­with­occupancies­n’

MethodMethod

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Work­of­Trygg­et.al.­proves­equivalence­of­special­points­and­tetrahedra.­Confirmed.­(broadening­0.15­Ry.)Convergent­Etot­needs­15000­k’s.We­use­28000k’s.Convergency­checked­to­100000­k’s.SUN­E10K­with­64­processors­used.LDA­results­of­Trygg­et.al.­­reproduced:Ni­0.5­eV­001,­exp.­2.8­eV­111,­Fe­0.5­eV­001,­exp.­1.4­eV­001.

Numerical Considerations

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Studies­of­MAE­as­function­of­U­and­J.

Both­U­and­J­influence­magnetic­moment­which­is­OK­in­LDA:­0.6­B­for­Ni­and­2.2­B­for­Fe.

How­to­fix­moment­in­LDA+U:

Find­M(U,J)­and­trace­path­for­which­moment­does­not­change.

LDA+U ResultsLDA+U Results

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RUTGERS

Magnetic­moment­as­function­of­U­and­J­for­Ni

NN i - M(U,J)i - M(U,J)

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Magnetic­moment­as­function­of­U­and­J­for­Fe

Fe - M(U,J)Fe - M(U,J)

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MAE­as­a­function­of­U(J)

U=1.9­eV,­J=1.2­eV

U=1.2­eV,­J=0.8­eV

Ni

Fd

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eg­forming­X2­pocket

eg

LDA vs LDA+U for NiLDA vs LDA+U for Ni

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Ni U=2,J=.1 PT (Katsenelson and Lichtenstein)cond-matt 2002

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Conclusions Satellite in majority band at 6 ev, 30 % reduction

of bandwidth, exchange splitting reduction from band theory value (.6ev) to .3 ev

Spin wave stiffness controls the effects of spatial flucuations, it is about twice as large in Ni and in Fe. Single site should work for Ni, and overestimate Tc for Fe.

Mean field calculations using measured exchange constants(Kudrnovski Drachl PRB 2001) right Tc for Ni but overestimates Fe , RPA corrections reduce Tc of Ni by 10% and Tc of Fe by 50%.

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Overall­consistent­picture­of­the­effects­of­correlations­on­itinerant­magnets­using­DMFT.­­Can­reproduce­­correct­easy­axis­and­MAEof­Fe­and­Ni.­­Can­correct­­the­Fermi­surface­of­Ni.

Conclusions

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Work in progress

With existing techniques, derive practical formulae for the magnetic anisotropy of systems containing partially localized and itinerant electrons.

Further tests of DMFT on interesting materials.

Incorporate extensions of DMFT to incorporate frequency dependent interations (GW+DMFT) and to larger clusters.

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RUTGERS

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RUTGERS

No­changes­of­Fermi­surface­found

LDA and LDA+U bands for Fe

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RUTGERS

LDA­electronic­structure­for­NiE(k) for NiE(k) for Ni

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Calculated­Fermi­surface­for­Niusing­LDA+U.­No­artificial­X2­pocket

Fermi Surface for Ni

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Impurity Solver

SCC

G,G0

DMFTLDA+U

Hartree-Fock

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RUTGERS

GW+DMFT functional.

S. Savrasov and GK. P. Sun and GK. (cond matt).

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Realistic Theories of Correlated Materials

ITP, Santa-Barbara

July 20 – December 20 (2002)

O.K. Andesen, A. Georges,

G. Kotliar, and A. Lichtenstein

http://www.itp.ucsb.edu/activities/future/

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Solving the DMFT equations

G 0 G

I m p u r i t yS o l v e r

S . C .C .

•Wide variety of computational tools (QMC, NRG,ED….)

•Analytical Methods

G0 G

Im puritySo lver

S .C .C .

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DMFT

Construction is easily extended to states with broken translational spin and orbital order.

Large number of techniques for solving DMFT equations for a review see

A. Georges, G. Kotliar, W. Krauth and M. Rozenberg Rev. Mod. Phys. 68,13 (1996)]

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Minimize LDA functional

[ ]( )( ) ( ) '

| ' | ( )

LDAxc

KS ext

ErV r V r dr

r r r

d rrdr

= + +-ò

0*2

( ) { )[ / 2 ]

( ) ( ) n

n

ikj kj kj

n KSkj

r f tri V

r r ew

w

r e yw

y +=

+Ñ -=å å

Kohn Sham eigenvalues, auxiliary quantities.

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LDA functional

2log[ / 2 ] ( ) ( )

1 ( ) ( ')( ) ( ) ' [ ]

2 | ' |

n KS KS

LDAext xc

Tr i V V r r dr

r rV r r dr drdr E

r r

w r

r rr r

- +Ñ - -

+ +-

ò

ò ò

[ ( )]LDA r

[ ( ), ( )]LDA KSr V r

Conjugate field, VKS(r)

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Double counting term (Lichtenstein et.al)

subtracts average correlation

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However not everything in low T phase is OK as far as LDA goes.. Magnetic anisotropy puzzle. LDA predicts

the incorrect easy axis(100) for Nickel .(instead of the correct one (111)

LDA Fermi surface has features which are not seen in DeHaas Van Alphen ( Lonzarich)

Use LDA+ U to tackle these refined issues, ( compare parameters with DMFT results )

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1

10

1( ) ( )

( )n nn k nk

G i ii t i

w ww m w

-

-é ùê ú= +Sê ú- + - Sê úë ûå

DMFT Impurity cavity construction: A. Georges, G. Kotliar, PRB, (1992)]

0 0 0

[ ] ( )[ ( , ')] ( ')o o o oS Go c Go c U n nb b b

s st t t t ­ ¯= +òò ò

† †

, ,

( )( )ij ij i j j i i ii j i

t c c c c U n n

0

†( )( ) ( ) ( )L n o n o n S GG i c i c iw w w=- á ñ

10 ( ) ( )n n nG i i iw w m w- = + - D

0

1 † 10 0 ( )( )[ ] ( ) [ ( ) ( ) ]n n n n S Gi G G i c i c ia bw w w w- -S = + á ñ

Weiss field

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RUTGERS

Single site DMFT, functional of local Greens function G.

Express in terms of Weiss field (semicircularDOS)

[ , ] log[ ] ( ) ( ) [ ]ijn n nG Tr i t Tr i G i Gw w w-GS =- - S - S +F

† †,

2

2

[ , ] ( ) ( ) ( )†

( )[ ] [ ]

[ ]loc

imp

L f f f i i f i

imp

iF T F

t

F Log df dfe

[ ]DMFT atom ii

i

GF = Få Local self energy (Muller Hartman 89)

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LDA+DMFT functional2 *log[ / 2 ( ) ( )]

( ) ( ) ( ) ( )

1 ( ) ( ')( ) ( ) ' [ ]

2 | ' |

[ ]

R R

n

n KS

KS n n

i

LDAext xc

DC

R

Tr i V r r

V r r dr Tr i G i

r rV r r dr drdr E

r r

G

a b ba

w

w c c

r w w

r rr r

- +Ñ - - S -

- S +

+ + +-

F - F

åò

ò òå

Sum of local 2PI graphs with local Coulomb interaction matrix and local G

1[ ] ( 1)

2DC G Un nF = - ( )0( ) iab ab

abi

n T G i ew

w+

= å

KS [ ( ) G( ) V ( ) ( ) ]LDA DMFT a b abn nr i r i

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Calculated MAE for Ni and FeCalculated MAE for Ni and Feusing LDA+U methodusing LDA+U method

S. Y. SavrasovNew Jersey Institute of Technology

In collaboration with:Imseok Yang (Ph.D Thesis, RU)Gabriel Kotliar (RU)

Sponsored by Office of Naval Research

Grant No: ONR 4-2650Phys. Rev. Lett. 87, 216405 (2001)

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RUTGERS

Total­Energy­DFT­job­with­huge­k-point­summation­problem.

­­Eckard­et.al­(1987);­Right­order;­Wrong­easy­axis­for­Fe.

­­Daalderlop­et.al­(1990);­Force­theorem;­Wrong­easy­axis­for­Ni.

Varying­position­of­Fermi­level,­artificial­X2­pocket­influences­easy­axis.

Calculations

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RUTGERS

Ni and Fe: theory vs exp ( T=.9 Tc)/ ordered moment

Fe 1.5 ( theory) 1.55 (expt) Ni .3 (theory) .35 (expt)

eff high T moment

Fe 3.1 (theory) 3.12 (expt) Ni 1.5 (theory) 1.62 (expt)

Curie Temperature Tc

Fe 1900 5 ( theory) 1043(expt) Ni 700 (theory) 631 (expt)

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CorrelationsCorrelations

Many-body­Hubbard­interactions­are­important­(not­captured­by­LDA)

DMFT:­onsite­correlations­are­treated­exactly,­both­atomic­and­band­limit­are­OK.

Static­limit­of­DMFT:­LDA+U­method:

Self-energy­()->(static)

Solution­of­impurity­model­collapses­to­determination­of­n

Problem­can­be­solved­now.

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The Strong Correlation ProblemTwo limiting cases of the electronic structure of

solids are understood:the high density limit and the limit of well separated atoms.

Many materials have electron states that are in between these two limiting situations and require the development of new electronic structure methods to predict some of its properties (spectra, energy, transport,….)

DMFT simplest many body technique which treats simultaneously the open shell atomic limit and the band limit .

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Mean-Field : Classical vs Quantum

Classical case Quantum case

Phys. Rev. B 45, 6497 A. Georges, G. Kotliar (1992)

0 0 0

( )[ ( ')] ( ')o o o oc c U n nb b b

s st m t t tt ­ ¯

¶+ - D - +

¶òò ò

( )wD

†( )( ) ( )

MFL o n o n HG c i c iw w D=- á ñ

1( )

1( )

( )[ ][ ]

nk

n kn

G ii

G i

ww e

w

=D - -

D

å

,ij i j i

i j i

J S S h S- -å å

MF eff oH h S=-

effh

0 0 ( )MF effH hm S=á ñ

eff ij jj

h J m h= +å

† †

, ,

( )( )ij ij i j j i i ii j i

t c c c c U n n