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    Graduate Texts in Mathematics 96

    Editorial Board

    F. W. Gehring

    P.

    R. Halmos (Managing Editor)

    C. C. Moore

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    Graduate Texts in Mathematics

    TAKE Un/ZARING. Introduction to Axiomatic Set Theory. 2nd ed.

    2 OXTOBY. Measure and Category. 2nd ed.

    3 SCHAEFFER. Topological Vector Spaces.

    4

    HILTON/STAMM BACH.

    A Course in Homological Algebra.

    5 MACLANE. Categories for the Working Mathematician.

    6 HUGHES/PIPER. Projective Planes.

    7

    SERRE. A Course in Arithmetic.

    8 TAKEcn/ZARING. Axiometic Set Theory.

    9 HUMPHREYS. Introduction to Lie Al) ebras and Representation Theory.

    10 COHEN. A Course in Simple Homotopy Theory.

    11

    CONWAY.

    Functions

    of

    One Complex Variable. 2nd ed.

    12

    BEALS.

    Advanced Mathematical Analysis.

    13

    ANDERSON/FuLI.ER. Rings and Categories of Modules.

    14 GOLUBITSKy/GuILLFMIN. Stable Mappings and Their Singularities.

    15 BERBERIAN.

    Lectures

    in

    Functional Analysis and Operator Theory.

    16

    WINTER.

    The Structure of Fields.

    17 ROSENBLATT.

    Random Processes. 2nd ed.

    18 HALMos. Measure Theory.

    19

    HALMos.

    A Hilbert Space Problem Book. 2nd ed., revised.

    20 HUSEMOLLER. Fibre Bundles. 2nd ed.

    21

    HUMPHREYS. Linear Algebraic Groups.

    22

    BARNES/MACK.

    An Algebraic Introduction to Mathematical Logic.

    23

    GREUB.

    Linear Algebra. 4th ed.

    24 HOLMES. Geometric Functional Analysis and its Applications.

    25 HEWITT/STROMBERG. Real and Abstract Analysis.

    26

    MANES.

    Algebraic Theories.

    27

    KELLEY.

    General Topology.

    28

    ZARISKI/SAMUEL.

    Commutative Algebra. Vol.

    l.

    29

    ZARISKUSAMUEL.

    Commutative Algebra. Vol. 11.

    30

    JACOBSON.

    Lectures

    in

    Abstract Algebra

    I:

    Basic Concepts.

    31 JACOBSON.

    Lectures in Abstract Algebra

    11:

    Linear Algebra.

    32

    JACOBSON.

    Lectures in Abstract Algebra Ill: Theory of Fields and Galois Theory.

    33 HIRSCH.

    Differential Topology.

    34 SPITZER. Principles of Random Walk. 2nd ed.

    35

    WERMER.

    Banach Algebras and Several Complex Variables. 2nd ed.

    36 KELLEy/NAMIOKA et al. Linear Topological Spaces.

    37

    MONK.

    Mathematical Logic.

    38

    GRAUERT/FRITZSCHE.

    Several Complex Variables.

    39

    ARYESON.

    An Invitation to C*-Algebras.

    40 KEMENy/SNELL/KNAPP. Denumerable Markov Chains. 2nd ed.

    41 APOSTOL.

    Modular Functions and Dirichlet Series in Number Theory.

    42 SERRE. Linear Representations of Finite Groups.

    43

    GILLMAN/JERISON.

    Rings

    of

    Continuous Functions.

    44 KENDIG. Elementary Algebraic Geometry.

    45

    LOEYE.

    Probability Theory I. 4th ed.

    46 LOEYE. Probability Theory 11. 4th ed.

    47

    MOISE.

    Geometric Topology in Dimensions 2 and 3.

    continued

    after Index

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    John

    B.

    Conway

    A Course

    in Functional Analysis

    Springer Science+Business Media, LLC

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    John B. Conway

    Department

    of Mathematics

    Indiana University

    Bloomington, IN 47405

    U.S.A.

    Editorial Board

    P.

    R. Halmos

    Managing Editor

    Department

    of

    Mathematics

    Indiana University

    Bloomington, IN 47405

    U.S.A

    F. W. Gehring

    Department of

    Mathematics

    University

    of

    Michigan

    Ann Arbor,

    MI

    48109

    U.S.A.

    AMS Classifications: 46-01, 45B05

    Library

    of

    Congress Cataloging in Publication

    Data

    Conway, John

    B.

    A course in functional analysis.

    (Graduate texts in mathematics: 96)

    Bibliography: p.

    Includes index.

    1. Functional analysis.

    I.

    Title.

    QA320.C658 1985 515.7

    With 1 illustration

    II. Series.

    84-10568

    1985 by Springer Science+Business

    Media

    New York

    Originally published

    by Springer-Verlag New York

    Inc. in

    1985

    Softcover reprint of

    the

    hardcover I

    st

    edition

    1985

    c. C. Moore

    Department of

    Mathematics

    University

    of

    California

    at Berkeley

    Berkeley, CA 94720

    U.S.A.

    All rights reserved. No part of this book may be translated or reproduced in any

    form without written permission from Springer Science+Business

    Media, LLC .

    Typeset by Science Typographers, Medford, New York.

    9 8 7 6 5 4 3 2 1

    ISBN 978-1-4757-3830-8 ISBN 978-1-4757-3828-5 (eBook)

    DOI 10.1007/978-1-4757-3828-5

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    For Ann (of course)

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    Preface

    Functional analysis has become a sufficiently large area of mathematics that

    it is possible to find two research mathematicians,

    both

    of whom call

    themselves functional analysts, who have great difficulty understanding the

    work of the other. The common thread is the existence of a linear space with

    a topology or two (or more). Here the paths diverge in the choice of how

    that topology is defined and in whether to study

    the

    geometry of the linear

    space, or the linear operators on the space, or both.

    In this book I have tried to follow the common thread rather than any

    special topic. I have included some topics that a few years ago might have

    been thought of as specialized but which impress me as interesting and

    basic. Near the end of this work I gave into my natural temptation and

    included some operator theory that, though basic for operator theory, might

    be

    considered specialized by some functional analysts.

    The word "course" in the title of this book has two meanings. The first is

    obvious. This book was meant as a text for a graduate course in functional

    analysis. The second meaning is that the book attempts to take an excursion

    through many of the territories that comprise functional analysis. For this

    purpose, a choice of several tours is offered the

    reader-whether

    he is a

    tourist or a student looking for a place of residence. The sections marked

    with an asterisk are not (strictly speaking) necessary for the rest of the book,

    but will offer the reader an opportunity to get more deeply involved in the

    subject at hand, or to see some applications to other parts of mathematics,

    or, perhaps,

    just

    to see some local color. Unlike many tours, it is possible to

    retrace your steps and cover a starred section after the chapter has been left.

    There are some parts of functional analysis that are not on the tour. Most

    authors have to make choices due to time and space limitations, to say

    nothing of the financial resources of our graduate students. Two areas that

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    Vlll

    Preface

    are only briefly touched here,

    but

    which constitute entire areas by them

    selves, are topological vector spaces and ordered linear spaces. Both are

    beautiful theories and both have books which do them justice.

    The

    prerequisites for this book are a thoroughly good course in measure

    and integration-together with some knowledge of point set topology. The

    appendices contain some of this material, including a discussion of nets in

    Appendix

    A. In

    addition, the reader should

    at

    least be taking a course in

    analytic function theory at the same time that he is reading this book. From

    the beginning, analytic functions are used to furnish some examples, but it

    is only in the last half of this text that analytic functions are used in the

    proofs of the results.

    It has been traditional that a mathematics book begin with the most

    general set

    of

    axioms and develop the theory, with additional axioms added

    as the exposition progresses. To a large extent I have abandoned tradition.

    Thus

    the first two chapters are

    on

    Hilbert space, the third is on Banach

    spaces, and the fourth is on locally convex spaces.

    To

    be sure, this causes

    some repetition (though not as much as I first thought it would) and the

    phrase" the proof is

    just

    like the proof

    of . . .

    " appears several times. But I

    firmly believe that this order

    of

    things develops a better intuition in the

    student. Historically, mathematics has gone from the particular to the

    general-not

    the reverse. There are many reasons for this, but certainly one

    reason is

    that

    the human mind resists abstraction unless it first sees the need

    to abstract.

    I have tried to include as many examples as possible, even if this means

    introducing without explanation some other branches of mathematics (like

    analytic functions, Fourier series, or topological groups). There are,

    at

    the

    end

    of

    every section, several exercises of varying degrees of difficulty with

    different purposes in mind. Some exercises just remind the reader that he is

    to supply a proof of a result in the text; others are routine, and