Consolidated data on Commission and Expenses paid to...

14
All figures - Rs. in Lacs Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets under Management for FY 2017-18 Ratio of AUM to Gross inflows 1 29k Investment Advisers Pvt Ltd 87.93 6,680.60 2,200.01 10,410.16 1.70 2 3I WEALTH ADVISORS LLP 147.61 69,183.85 32,720.79 23,105.49 0.63 3 3S TREASURY ADVISORS 143.87 2,48,408.72 -4,105.27 56,067.37 0.11 4 A AND A DUKAAN FINANCIAL SERVICES PRIVATE LIMITED 19.19 986.53 746.62 884.06 0.80 5 A K Narayan 129.67 3,900.64 707.67 16,232.51 4.13 6 A R J Financial Consultants India Private Limited 123.26 2,511.20 786.37 10,395.79 4.33 7 A.G. Financial Services 282.31 11,354.32 1,891.38 36,301.59 3.35 8 AADI WEALTH MANAGEMENT (P) LTD. 607.23 67,321.51 10,473.21 59,745.29 0.91 9 Aadinath Investment 357.48 59,420.75 9,529.08 25,841.97 0.50 10 Aahlada Securities Pvt Ltd 147.77 6,568.00 2,865.23 16,962.92 2.72 11 Aalps Investment Advisory 315.81 57,135.86 6,669.08 40,281.69 0.79 12 Abacus Corporation Private Limited 870.10 33,129.84 14,688.52 88,118.75 2.78 13 Abchlor Investment Advisors (P) Ltd 367.17 23,242.57 3,644.40 34,873.55 1.56 14 Abhay Arvindkumar Shah 91.77 3,440.97 1,391.64 8,731.84 2.66 15 Abhijit Shivanand Sawant 112.39 4,254.61 2,483.79 8,623.57 2.23 16 Abhinav Mehta 125.67 4,855.16 800.55 10,945.09 2.32 17 Abhishek Sunil Gupta 121.01 21,335.30 3,296.34 13,230.03 0.70 18 Abira Management Services Ltd 37.52 11,266.72 1,092.42 6,279.64 0.49 19 ABN Securities 105.32 1,542.92 -806.30 10,690.63 6.15 20 ACCORD FINANCIAL SERVICES LLP 90.10 4,373.62 2,277.94 7,226.05 3.00 21 Ace Fnsupermarket Pvt. Ltd. 135.13 4,340.41 257.78 11,760.79 4.24 22 Ace Wealth Management Private Limited 198.01 4,112.07 1,792.38 22,136.52 5.67 23 ACE WEALTH MANAGERS 529.65 27,505.07 17,066.33 34,292.63 1.58 24 Addon Wealth Consultancy (P) Ltd. 161.80 7,463.77 5,505.19 5,995.15 1.31 25 ADITYA BIRLA FINANCE LIMITED 4,588.54 2,57,63,078.98 -20,276.69 10,14,373.61 0.05 26 Aditya Birla Money Ltd 7.15 8,662.21 1,367.39 18,457.45 0.34 27 Aditya Birla Money Mart Ltd 994.20 22,56,088.95 -95,496.83 1,85,062.54 0.0001 28 ADITYA BIRLA MYUNIVERSE LIMITED 408.78 26,748.94 18,010.65 26,568.06 1.61 29 Adoni Venkatesh 204.16 7,512.76 -7,760.88 15,703.27 1.08 30 Affluenz Financial Services India Private Limited 195.39 9,996.42 -490.07 26,563.66 2.64 31 Agarwal Investment Consultancy 126.16 1,674.76 -1,047.70 5,390.39 2.89 32 Ajay Kantibhai Shah 118.01 2,44,190.44 -1,317.20 19,364.08 0.05 33 Ajay Khurana 84.63 2,334.80 140.39 8,389.81 3.60 34 Akasa Securities & Financial Services Pvt. Ltd 174.92 60,003.42 2,942.93 25,691.44 0.44 35 Akshaya Budhraja 99.16 3,629.19 1,225.30 11,789.69 3.39 36 Akta Associates 124.13 8,422.61 2,298.34 10,981.74 1.41 37 Alchemy Capital Management Pvt Ltd 269.84 14,061.60 -1,803.38 38,749.72 2.61 38 Allahabad Bank 68.23 4,583.37 2,804.07 8,987.46 2.08 39 Allegiance Associates 187.10 22,117.49 1,052.31 18,292.66 0.80 40 Allegro Capital Advisors Pvt Ltd 298.17 25,650.29 -7,859.61 45,572.70 1.51 41 Almondz Global Securities Ltd 516.86 15,267.71 -19,581.98 99,404.27 5.71 42 ALMONDZ WEALTH ADVISORS LTD 247.60 39,826.61 17,245.67 10,894.33 0.46 43 Alpha Capital 511.59 57,569.52 20,246.27 84,841.36 1.64 44 ALPHAFRONT FINSERV PVT LTD 50.14 6,541.43 5,123.20 11,283.60 0.98 45 Am Wealth Managers Pvt. Ltd 1,060.78 50,890.48 15,436.28 1,13,950.43 2.80 46 Ambit Capital Private Limited 227.48 1,64,412.72 -509.53 68,613.77 0.34 47 Ami Vishal Dalal 231.36 52,201.80 3,427.69 21,848.93 0.41 48 Amit Kumar Rastogi 89.19 3,765.85 1,105.85 4,407.63 1.26 49 Amitkumar D Mehta 152.60 4,925.21 2,358.32 12,158.61 2.70 50 AMRITA AMIT FINANCIAL ADVISORY AND BROKING LLP 139.70 2,45,174.70 14,925.06 16,455.66 0.11 51 Anand Rathi Share And Stock Brokers Limited 1,210.27 6,71,259.60 31,623.74 80,251.68 0.15 52 Anand Rathi Wealth Services Limited. 9,773.71 14,50,930.84 1,99,071.76 8,98,576.37 0.75 53 Anandbir Singh 312.56 15,688.41 3,660.24 35,127.94 2.38 54 Ananthalakshmi M 77.52 5,942.18 846.15 11,267.16 2.06 55 Andhra Bank 40.15 2,026.86 784.94 9,893.32 4.70 56 Angel Broking Private Limited 477.48 41,495.33 16,289.40 31,476.14 0.95 57 Anil Khera 156.74 5,527.86 1,628.67 18,784.98 3.52 58 Anil Kumar 161.06 6,335.77 1,622.50 7,324.12 1.26 59 Anita Arun Lagu 97.37 3,292.74 1,936.23 10,119.27 3.47 60 Anita Investment Agencies 102.33 582.24 -10,401.05 16,246.32 21.11 61 Anjali Investment & Consultants 479.21 16,687.53 3,167.51 30,517.68 1.88 62 Anjana Shah 119.87 21,216.28 2,447.15 20,981.57 1.03 63 Ankit Aggarwal 372.31 46,806.24 9,189.62 22,184.39 0.57 64 Anshu Jaisinghani 120.26 8,275.48 2,107.31 10,857.40 1.40 65 Answers Financial Planners Pvt.Ltd. 146.36 11,473.48 2,787.03 7,040.45 0.78 66 Anup Thirani 121.34 17,40,253.10 -34,205.20 16,674.38 0.01 67 Anurag Bagrodia 130.66 8,545.16 -8.22 19,571.10 2.35 68 Apeejay Securities Pvt Ltd 111.40 24,074.09 -1,305.93 14,020.78 0.59 69 AR WEALTH MANAGEMENT PRIVATE LIMITED 231.91 13,681.32 -309.96 19,357.12 2.00 70 Ara Management Solutions Pvt Ltd 188.42 12,545.62 760.96 23,975.14 1.84 71 Arihant Capital Markets Limited 136.51 20,448.98 2,702.56 12,782.95 0.84 72 Arjun Gupta, 90.80 4,373.42 -406.09 12,511.15 2.89 73 ARK PRIMARY ADVISORS PRIVATE LIMITED 103.12 5,396.75 2,730.39 11,236.17 2.34 74 ARNAV CONSULTANTS 120.47 5,816.29 1,601.84 6,195.07 0.99 75 Arthashastra Investment Managers Private Limited 114.88 7,805.14 -64.16 12,223.20 1.48 Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

Transcript of Consolidated data on Commission and Expenses paid to...

Page 1: Consolidated data on Commission and Expenses paid to …portal.amfiindia.com/spages/ACDVol-2017-2018.pdf · All figures - Rs. in Lacs Sr. No. Name of the ARN Holder Gross Amount paid

All figures - Rs. in Lacs

Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

1 29k Investment Advisers Pvt Ltd 87.93 6,680.60 2,200.01 10,410.16 1.70

2 3I WEALTH ADVISORS LLP 147.61 69,183.85 32,720.79 23,105.49 0.63

3 3S TREASURY ADVISORS 143.87 2,48,408.72 -4,105.27 56,067.37 0.11

4 A AND A DUKAAN FINANCIAL SERVICES PRIVATE LIMITED 19.19 986.53 746.62 884.06 0.80

5 A K Narayan 129.67 3,900.64 707.67 16,232.51 4.13

6 A R J Financial Consultants India Private Limited 123.26 2,511.20 786.37 10,395.79 4.33

7 A.G. Financial Services 282.31 11,354.32 1,891.38 36,301.59 3.35

8 AADI WEALTH MANAGEMENT (P) LTD. 607.23 67,321.51 10,473.21 59,745.29 0.91

9 Aadinath Investment 357.48 59,420.75 9,529.08 25,841.97 0.50

10 Aahlada Securities Pvt Ltd 147.77 6,568.00 2,865.23 16,962.92 2.72

11 Aalps Investment Advisory 315.81 57,135.86 6,669.08 40,281.69 0.79

12 Abacus Corporation Private Limited 870.10 33,129.84 14,688.52 88,118.75 2.78

13 Abchlor Investment Advisors (P) Ltd 367.17 23,242.57 3,644.40 34,873.55 1.56

14 Abhay Arvindkumar Shah 91.77 3,440.97 1,391.64 8,731.84 2.66

15 Abhijit Shivanand Sawant 112.39 4,254.61 2,483.79 8,623.57 2.23

16 Abhinav Mehta 125.67 4,855.16 800.55 10,945.09 2.32

17 Abhishek Sunil Gupta 121.01 21,335.30 3,296.34 13,230.03 0.70

18 Abira Management Services Ltd 37.52 11,266.72 1,092.42 6,279.64 0.49

19 ABN Securities 105.32 1,542.92 -806.30 10,690.63 6.15

20 ACCORD FINANCIAL SERVICES LLP 90.10 4,373.62 2,277.94 7,226.05 3.00

21 Ace Fnsupermarket Pvt. Ltd. 135.13 4,340.41 257.78 11,760.79 4.24

22 Ace Wealth Management Private Limited 198.01 4,112.07 1,792.38 22,136.52 5.67

23 ACE WEALTH MANAGERS 529.65 27,505.07 17,066.33 34,292.63 1.58

24 Addon Wealth Consultancy (P) Ltd. 161.80 7,463.77 5,505.19 5,995.15 1.31

25 ADITYA BIRLA FINANCE LIMITED 4,588.54 2,57,63,078.98 -20,276.69 10,14,373.61 0.05

26 Aditya Birla Money Ltd 7.15 8,662.21 1,367.39 18,457.45 0.34

27 Aditya Birla Money Mart Ltd 994.20 22,56,088.95 -95,496.83 1,85,062.54 0.0001

28 ADITYA BIRLA MYUNIVERSE LIMITED 408.78 26,748.94 18,010.65 26,568.06 1.61

29 Adoni Venkatesh 204.16 7,512.76 -7,760.88 15,703.27 1.08

30 Affluenz Financial Services India Private Limited 195.39 9,996.42 -490.07 26,563.66 2.64

31 Agarwal Investment Consultancy 126.16 1,674.76 -1,047.70 5,390.39 2.89

32 Ajay Kantibhai Shah 118.01 2,44,190.44 -1,317.20 19,364.08 0.05

33 Ajay Khurana 84.63 2,334.80 140.39 8,389.81 3.60

34 Akasa Securities & Financial Services Pvt. Ltd 174.92 60,003.42 2,942.93 25,691.44 0.44

35 Akshaya Budhraja 99.16 3,629.19 1,225.30 11,789.69 3.39

36 Akta Associates 124.13 8,422.61 2,298.34 10,981.74 1.41

37 Alchemy Capital Management Pvt Ltd 269.84 14,061.60 -1,803.38 38,749.72 2.61

38 Allahabad Bank 68.23 4,583.37 2,804.07 8,987.46 2.08

39 Allegiance Associates 187.10 22,117.49 1,052.31 18,292.66 0.80

40 Allegro Capital Advisors Pvt Ltd 298.17 25,650.29 -7,859.61 45,572.70 1.51

41 Almondz Global Securities Ltd 516.86 15,267.71 -19,581.98 99,404.27 5.71

42 ALMONDZ WEALTH ADVISORS LTD 247.60 39,826.61 17,245.67 10,894.33 0.46

43 Alpha Capital 511.59 57,569.52 20,246.27 84,841.36 1.64

44 ALPHAFRONT FINSERV PVT LTD 50.14 6,541.43 5,123.20 11,283.60 0.98

45 Am Wealth Managers Pvt. Ltd 1,060.78 50,890.48 15,436.28 1,13,950.43 2.80

46 Ambit Capital Private Limited 227.48 1,64,412.72 -509.53 68,613.77 0.34

47 Ami Vishal Dalal 231.36 52,201.80 3,427.69 21,848.93 0.41

48 Amit Kumar Rastogi 89.19 3,765.85 1,105.85 4,407.63 1.26

49 Amitkumar D Mehta 152.60 4,925.21 2,358.32 12,158.61 2.70

50 AMRITA AMIT FINANCIAL ADVISORY AND BROKING LLP 139.70 2,45,174.70 14,925.06 16,455.66 0.11

51 Anand Rathi Share And Stock Brokers Limited 1,210.27 6,71,259.60 31,623.74 80,251.68 0.15

52 Anand Rathi Wealth Services Limited. 9,773.71 14,50,930.84 1,99,071.76 8,98,576.37 0.75

53 Anandbir Singh 312.56 15,688.41 3,660.24 35,127.94 2.38

54 Ananthalakshmi M 77.52 5,942.18 846.15 11,267.16 2.06

55 Andhra Bank 40.15 2,026.86 784.94 9,893.32 4.70

56 Angel Broking Private Limited 477.48 41,495.33 16,289.40 31,476.14 0.95

57 Anil Khera 156.74 5,527.86 1,628.67 18,784.98 3.52

58 Anil Kumar 161.06 6,335.77 1,622.50 7,324.12 1.26

59 Anita Arun Lagu 97.37 3,292.74 1,936.23 10,119.27 3.47

60 Anita Investment Agencies 102.33 582.24 -10,401.05 16,246.32 21.11

61 Anjali Investment & Consultants 479.21 16,687.53 3,167.51 30,517.68 1.88

62 Anjana Shah 119.87 21,216.28 2,447.15 20,981.57 1.03

63 Ankit Aggarwal 372.31 46,806.24 9,189.62 22,184.39 0.57

64 Anshu Jaisinghani 120.26 8,275.48 2,107.31 10,857.40 1.40

65 Answers Financial Planners Pvt.Ltd. 146.36 11,473.48 2,787.03 7,040.45 0.78

66 Anup Thirani 121.34 17,40,253.10 -34,205.20 16,674.38 0.01

67 Anurag Bagrodia 130.66 8,545.16 -8.22 19,571.10 2.35

68 Apeejay Securities Pvt Ltd 111.40 24,074.09 -1,305.93 14,020.78 0.59

69 AR WEALTH MANAGEMENT PRIVATE LIMITED 231.91 13,681.32 -309.96 19,357.12 2.00

70 Ara Management Solutions Pvt Ltd 188.42 12,545.62 760.96 23,975.14 1.84

71 Arihant Capital Markets Limited 136.51 20,448.98 2,702.56 12,782.95 0.84

72 Arjun Gupta, 90.80 4,373.42 -406.09 12,511.15 2.89

73 ARK PRIMARY ADVISORS PRIVATE LIMITED 103.12 5,396.75 2,730.39 11,236.17 2.34

74 ARNAV CONSULTANTS 120.47 5,816.29 1,601.84 6,195.07 0.99

75 Arthashastra Investment Managers Private Limited 114.88 7,805.14 -64.16 12,223.20 1.48

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

Page 2: Consolidated data on Commission and Expenses paid to …portal.amfiindia.com/spages/ACDVol-2017-2018.pdf · All figures - Rs. in Lacs Sr. No. Name of the ARN Holder Gross Amount paid

All figures - Rs. in Lacs

Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

76 Arun Kumar 87.22 3,686.20 1,156.26 4,127.74 1.20

77 Arun Sankar 68.10 2,328.54 421.47 4,660.40 2.08

78 Arun Vishwanath Lagu 192.69 5,131.79 833.12 20,358.87 4.12

79 Arvind Financial Services 112.46 1,757.91 642.57 13,450.23 7.59

80 Arvinder Singh Bindra 66.32 7,462.95 4,202.79 9,053.70 1.48

81 Ashika Stock Broking Ltd. 161.11 1,65,346.42 21,487.70 22,254.13 0.15

82 Ashok Kumar Agarwal 93.26 4,824.31 1,194.78 4,689.61 1.12

83 Ashok Thakwani 77.01 4,158.68 1,296.00 10,560.66 2.68

84 Ashutosh Financial Services Private Limited 245.47 23,771.61 5,124.55 16,809.31 0.80

85 Ashwin Rasiklal Vajani 179.44 13,019.18 -2,825.12 22,033.08 1.44

86 Asit C. Mehta Investment Intermediates Ltd 184.28 14,116.95 4,256.38 20,949.70 1.63

87 Asit Haresh Bhansali 167.57 9,401.37 -339.98 18,341.80 1.96

88 Ask Wealth Advisors Private Limited 2,378.36 4,32,132.45 60,576.40 3,73,242.19 0.85

89 Asset Alliance Securities Private Limited 133.47 8,039.77 3,200.20 15,985.78 2.28

90 Assetz Premier Wealth Advisory Pvt Ltd 326.21 55,325.36 12,212.79 47,496.80 0.93

91 AU Mutuals Financial Planners Pvt. Ltd. 136.95 8,523.08 2,271.41 7,823.07 1.07

92 AU SMALL FINANCE BANK LIMITED 16.72 1,074.81 972.99 403.50 0.91

93 Augment Capital Advisors LLP 73.47 6,847.76 3,503.05 7,963.75 1.61

94 AUM Capital Market Pvt Ltd 2,298.21 15,34,707.39 -60,028.81 4,22,974.39 0.21

95 AUM Insure And Secure Pvt Ltd 23.66 5,676.61 2,349.79 4,761.35 2.59

96 AUREUS INVESTMENT SOLUTIONS LLP 297.56 3,46,664.18 12,622.95 59,724.20 0.15

97 Autus Wealth Management Private Limited 530.50 28,802.73 10,364.30 64,106.92 2.36

98 Avanish K Shah 98.47 6,524.90 635.60 10,290.00 1.56

99 Avdhesh Garg 165.07 7,306.72 5,563.16 5,667.05 1.09

100 Avendus Wealth Management Pvt Ltd 1,200.62 4,55,670.57 -87,598.69 3,57,090.13 0.71

101 Axiom Financial Services Pvt Ltd 353.00 20,635.45 7,545.80 42,255.90 2.22

102 Axis Bank Limited 53,771.11 1,30,96,379.77 1,98,664.72 45,93,744.66 0.35

103 Axis Securities Limited 1,277.74 93,737.27 50,853.75 98,631.15 1.28

104 B D Shroff Securities Private Limited 153.65 4,034.97 187.44 21,473.57 5.27

105 Babita Baliarsingh 80.46 5,218.20 629.96 4,366.54 1.13

106 Babubhai Hiralal & Co 100.01 14,244.25 622.33 13,575.03 0.90

107 BADJATE STOCKS AND SHARES PRIVATE LIMTED 106.54 16,859.25 2,507.04 7,095.39 0.44

108 Bajaj Capital Ltd. 10,074.11 8,15,307.63 87,039.99 9,97,785.89 1.24

109 Bajaj Share And Stock Brokers Pvt Ltd 83.39 52,584.05 3,059.52 25,829.81 0.49

110 Balraj Singh Wadhawan 59.19 2,656.64 488.67 3,528.74 1.43

111 BANAYANTREE SERVICES LIMITED 364.84 29,461.63 19,784.75 9,618.98 0.77

112 BANCONUS FINANCIAL SOLUTIONS PRIVATE LIMITED 133.61 12,187.27 4,679.56 9,421.85 0.97

113 BANDHAN BANK LTD 71.62 9,924.58 8,450.57 2,437.93 0.81

114 Bank Of Baroda 1,719.45 4,24,869.62 73,367.67 1,80,616.71 0.49

115 Bank of India 1,086.86 3,55,651.79 44,786.43 1,55,645.79 0.49

116 Barclays Securities (India) Pvt Ltd 2,588.68 7,08,266.51 11,217.32 5,23,985.22 0.75

117 Barjeel Geojit Securities LLC 974.94 42,739.70 14,219.91 1,38,176.36 3.35

118 Barrier Foils Private Limited 87.77 3,891.37 2,850.99 17,387.83 4.96

119 Basic Financial Services Pvt Ltd 155.03 4,076.07 241.81 14,972.57 3.76

120 Batlivala & Karani Securities India Pvt. Ltd. 2,631.64 1,59,65,492.44 -1,69,874.79 7,53,135.04 0.04

121 Bees Network Limited 294.34 33,357.71 4,984.08 33,495.96 1.01

122 BELLWETHER ADVISORS LLP 161.99 13,190.99 7,310.64 15,378.34 1.38

123 BETTER WEALTH ADVISERS PRIVATE LIMITED 8.84 31,584.53 1,164.69 2,491.08 0.04

124 BEYOND LIFE FINANCIAL SERVICES LLP 530.26 34,133.12 17,198.29 48,155.20 1.69

125 BFC Capital P Ltd 214.89 14,855.48 4,609.14 21,828.10 1.63

126 Bharadhwajan V J 131.36 7,255.97 -4,856.44 13,184.29 1.56

127 Bharat Bhushan & Co. 1,910.29 1,54,896.24 -6,754.95 2,46,785.28 1.57

128 Bharat Soneja 122.63 2,366.21 997.37 9,624.24 4.29

129 Bharat Tokershi Gosar 102.42 2,460.90 1,817.45 10,608.48 4.53

130 BHARATHI SHARE BROKING PRIVATE LIMITED 246.47 24,888.72 16,909.22 21,943.47 1.16

131 Bhartiben Kishorchandra Shah 64.51 13,753.50 -4,545.51 4,117.10 0.19

132 Bhavesh Indravadan Gandhi 111.42 3,680.98 1,683.93 9,637.84 2.72

133 Bhavesh Mahavir Khetan 253.81 7,589.01 4,076.05 18,155.17 2.65

134 Bhavin Modi 105.44 6,341.14 2,206.43 5,023.56 0.92

135 Bheruratan Onkardas Dammani 108.40 2,711.71 1,298.87 8,457.09 3.38

136 BIG BULL CORPORATE ADVISORY (I) PVT. LTD . 104.04 5,337.69 -562.07 8,441.08 1.39

137 Biju Chakraborty 121.47 5,665.73 1,809.25 4,903.45 0.97

138 Bimal Mansukhlal Panchamia 193.42 8,491.40 2,522.59 16,018.47 2.03

139 Binod Kumar 5.52 164.65 134.18 260.39 2.01

140 Bipin Bihari Sinha 108.83 5,051.35 2,336.47 7,170.89 1.63

141 Biren Krishnakant Chhatrapati 103.96 1,953.33 456.53 10,622.54 5.44

142 Birendra Kumar 222.50 22,154.97 3,990.08 15,031.80 0.79

143 Blue Chip Investments 280.15 7,772.71 2,048.98 21,690.86 2.93

144 Blue Circle Financial Services 152.78 4,101.15 1,574.47 16,536.38 4.28

145 Blue Edge Associates LLP 889.83 90,217.81 29,563.10 90,928.42 1.32

146 Blue Ocean Financial Services Pvt Ltd 155.06 3,785.21 -1,556.95 15,506.43 3.76

147 Blue Ocean Multi Client Family Office LLP 182.14 58,416.98 -7,804.41 26,775.25 0.30

148 BLUECHIP ADVISORY PVT. LTD. 109.22 14,088.27 1,207.69 7,792.48 0.53

149 Bluechip Capital Services Private Limited 433.69 25,962.60 6,838.76 53,717.22 2.16

150 Bluechip Corporate Investment Centre Ltd 2,858.01 1,73,249.10 1,13,295.49 3,06,747.37 2.04

Page 3: Consolidated data on Commission and Expenses paid to …portal.amfiindia.com/spages/ACDVol-2017-2018.pdf · All figures - Rs. in Lacs Sr. No. Name of the ARN Holder Gross Amount paid

All figures - Rs. in Lacs

Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

151 BNP Paribas 198.06 5,521.06 -17,069.63 43,176.35 5.78

152 BNP Paribas Wealth Management India Pvt Ltd 1,186.27 2,08,713.47 8,078.61 1,44,392.04 0.65

153 Bnt Money 220.91 20,808.94 7,479.87 4,385.24 0.42

154 Boal Financial Services Pvt Ltd 116.22 7,753.41 4,269.73 14,976.20 2.15

155 Bodevision Finsec Consultants (P) Ltd 218.74 6,937.20 1,511.81 17,993.90 2.75

156 Boho Consultants Pvt Ltd 111.69 6,304.19 4,212.28 13,338.36 2.46

157 Bonanza Portfolio Ltd 487.23 34,387.01 8,913.72 43,517.37 1.37

158 Brain Point Investment Centre Pvt Ltd 850.71 98,010.93 -6,228.01 1,12,096.75 1.14

159 Bridge Investment Advisors Pvt.Ltd. 102.56 7,064.51 808.64 4,547.34 0.93

160 Brij Bhushan Marwaha 453.74 11,497.89 2,732.60 31,239.33 2.77

161 BUCKFAST FINANCIAL ADVISORY SERVICES PRIVATE LIMITED

215.54 76,118.89 24,360.26 16,535.79 0.45

162 C M Purohit HUF 104.60 978.71 -1,763.06 7,573.01 6.40

163 Canara Bank 3,605.49 2,73,795.98 1,23,596.64 3,66,893.86 1.56

164 Capital Builders 177.80 10,756.17 1,282.23 16,487.38 1.53

165 CAPITAL CORP 113.72 22,914.92 6,313.30 5,103.48 0.36

166 Capital League 661.70 48,543.94 5,893.97 79,250.57 1.69

167 Catalyst Financial Planning 169.54 14,696.82 4,577.15 12,218.72 1.00

168 Cedrus Consultants Private Limited 175.75 18,533.24 4,987.88 23,588.85 1.45

169 Central Bank Of India 32.20 894.37 -141.92 6,749.27 7.21

170 Centrum Wealth Management Ltd 3,181.39 4,63,600.37 63,868.57 3,71,109.72 0.89

171 Cerebral Advisors 111.08 7,550.46 1,931.91 9,440.19 1.32

172 Chadha Investment Consultant Pvt Ltd 587.20 23,705.60 9,521.67 65,663.70 3.40

173 Chaitanya Financial Consultancy Pvt Ltd 127.70 6,904.88 4,243.81 12,088.19 2.03

174 CHANDLER AND PRICE (I) PVT LTD 206.79 15,853.70 8,604.16 33,578.34 2.18

175 ChandraKant Bhogilal Parekh 197.21 4,101.25 1,136.84 16,958.37 4.19

176 Chandrakant Kashinath Amritkar 178.41 6,689.49 3,900.86 11,333.07 1.90

177 Chandulal L Vasa 123.27 5,753.58 1,616.20 12,986.64 2.37

178 Chetan Manharlal Lapsiwala 93.70 5,221.18 2,775.79 12,805.42 2.72

179 Chirag Stockbroker Pvt Ltd 197.89 13,103.62 6,457.31 14,117.54 1.35

180 Choice Wealth Management Pvt Ltd 54.80 4,439.97 2,711.17 8,734.71 1.19

181 Cholamandalam Distribution Services Limited 331.96 14,33,410.90 13,431.19 56,357.59 0.02

182 Cholamandalam Securities Ltd 470.50 22,34,459.90 25,499.65 74,826.75 0.04

183 CITADELLE ASSET ADVISORS PVT. LTD. 188.72 29,340.58 4,431.44 15,947.45 0.59

184 Citibank N.A 24,896.04 27,05,352.35 -81,078.69 30,08,353.69 1.05

185 CITRINE FINANCIAL ADVISORS LLP 89.68 8,988.99 2,098.90 11,108.99 1.46

186 CLAIRFIN CAPITAL SERVICES 140.94 12,210.86 2,224.76 13,650.60 1.35

187 Clairvoyance Securities Private Limited 138.58 8,229.55 1,937.01 8,959.01 1.14

188 Clairvoyant Capital Services 166.41 4,729.70 -881.11 15,681.18 3.27

189 Colaco & Aranha 174.68 5,772.83 2,865.68 26,114.69 4.88

190 Common Wealth 394.10 26,589.64 4,054.89 37,824.17 1.53

191 Complete Circle Consultants Pvt Ltd 389.11 26,110.09 16,370.60 36,560.17 1.68

192 Comsol Financial Solutions Private Limited 387.93 9,763.91 -1,043.48 49,480.12 4.89

193 Coolbrain Consultants Private Ltd. 512.95 23,689.97 3,581.09 35,149.75 1.57

194 Coronet Vyapaar (P) Ltd 126.90 0.01 0.01 51,451.73 52,93,805.80

195 Corporation Bank 22.45 638.36 52.37 9,594.76 6.54

196 COUNTON ADVISORS PRIVATE LIMITED 191.85 16,780.21 10,237.87 9,792.93 0.79

197 CREDEL CAPITAL ADVISORS LLP 93.92 10,395.80 4,110.27 10,471.39 1.54

198 Credence Family Office LLP 261.20 14,115.87 -4,415.34 31,028.47 2.11

199 Credit Suisse Securities India Pvt Ltd 4,038.45 9,66,400.77 -4,54,254.64 8,73,701.76 0.57

200 CRESCAT ADVISORS LLP 108.84 10,583.75 5,834.13 8,276.37 1.10

201 Crescore Wealth Management Services Pvt. Ltd. 318.96 63,703.01 -1,108.71 42,598.18 0.56

202 CRVJ Investment Consultants Pvt.Ltd. 125.30 7,235.18 3,583.40 15,048.29 2.30

203 CRYSTAL VISION WEALTH MANAGERS PRIVATE LIMITED 123.91 8,354.55 3,622.18 19,349.46 2.67

204 D Muthukrishnan 237.50 11,913.22 7,806.39 23,445.25 2.13

205 Dalal & Broacha Stock Broking Pvt. Ltd. 549.86 1,44,708.77 10,086.40 84,169.40 0.57

206 Dalmia Advisory Services Pvt Ltd 237.94 11,366.39 777.36 25,986.41 2.29

207 Darashaw & Co. Pvt Ltd 233.03 96,276.62 405.13 45,053.96 0.41

208 Darshan Mahendra Parekh 101.11 11,582.47 4,172.05 10,873.64 1.18

209 Darshan Services Private Limited 2,422.50 16,46,076.05 -2,12,261.76 6,13,555.76 0.29

210 Daularam Kewalram Patel 132.53 21,217.53 4,719.25 11,001.70 0.54

211 DBS Bank Ltd. 1,799.55 1,58,038.06 28,474.28 2,09,093.61 1.45

212 DCB Bank Limited 376.12 28,894.68 9,310.46 46,787.33 1.70

213 Deep Management & Eco Consultants Private Limited 320.02 84,721.35 1,400.99 46,516.18 0.54

214 Deepa Manoj Adalja 91.06 3,793.61 384.12 6,810.91 1.90

215 Deepak 224.45 14,887.04 4,552.01 28,237.33 2.10

216 Deepak Bakshi 96.45 3,173.67 1,084.35 9,582.66 3.16

217 Deepak Kumar Bhardwaj 134.85 3,980.24 330.67 9,698.15 2.51

218 Deepanshu Singhal 209.02 24,791.11 3,391.06 23,549.73 0.99

219 Deepesh Arora 266.85 27,322.58 6,200.85 24,194.23 0.96

220 Dena Bank 30.99 1,408.94 389.54 10,616.55 3.65

221 Deutsche Bank AG 6,644.27 4,16,810.84 -78,000.01 10,11,529.70 2.33

222 Devendra Yeshwant Mhatre 123.09 4,304.34 1,419.94 11,952.86 2.97

223 Dewan Housing Finance Corporation Ltd 4.05 2,076.46 1,243.45 576.37 0.37

224 Dhairav Janak Shroff 135.61 4,034.84 -573.78 13,288.07 3.19

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Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

225 Dhananjay Manohar Kale 252.08 11,162.45 5,485.48 25,943.33 2.53

226 Dhanesh M. Shah 127.89 7,805.34 3,489.62 14,511.80 2.10

227 Dhanlaxmi Bank Limited 308.62 19,423.67 12,012.66 16,900.01 1.14

228 DHANSANCHAY WEALTH CREATIONS LLP 78.11 5,914.36 5,007.83 1,493.59 1.00

229 Dhanvriddhi Finvest Services Pvt Ltd 87.62 4,125.82 2,233.84 11,755.86 3.10

230 Dhaval Mahendra Desai 84.20 2,193.83 1,596.85 6,967.70 3.47

231 Dhirajlal Khushalchand Mehta 79.07 989.57 26.04 7,678.95 7.79

232 Dhruv Lalit Mehta 873.70 1,09,509.76 2,332.35 1,04,233.39 0.92

233 Dilipkumar Shashikant Vayeda 111.47 3,978.20 2,044.28 9,648.74 2.64

234 Dilshad Kaiwan Billimoria 107.83 5,580.02 566.20 13,402.63 2.40

235 Dipak Kumar Das 177.94 5,448.92 144.16 21,174.77 3.86

236 Dipal R Mehta 81.10 1,454.95 -32,452.11 13,634.45 0.70

237 Dipankar Das 223.60 8,063.70 2,532.79 21,067.58 2.68

238 Director General Posts 85.01 262.53 -1,938.20 18,586.40 67.18

239 Disha Finance & Investment Pvt Ltd 308.46 12,925.89 4,929.27 30,585.94 2.55

240 Diva Jyote Portfolios Private Limited 194.25 8,152.82 2,163.36 23,055.81 3.01

241 Divitas Capital Advisors Pvt Ltd 404.29 31,746.31 4,644.79 51,757.20 1.67

242 DMS Investment Advisory (P) Ltd. 223.74 40,314.35 10,930.63 29,268.59 0.85

243 Domingo John Rohan Rebello 176.29 7,809.79 1,807.86 17,483.96 2.18

244 Drumesh H.Pandya 74.71 6,536.19 6,536.19 8,491.78 2.59

245 DSA Capital Services 288.07 19,895.74 3,803.30 20,795.57 1.12

246 DSFS WEALTH MANAGEMENT LLP 111.55 6,224.73 988.23 10,071.41 1.84

247 DSP Merrill Lynch Limited 61.06 3,726.41 -5,635.09 1,55,099.56 10.10

248 Durga Financial Services Pvt Ltd 215.89 10,365.99 5,622.79 20,067.33 2.19

249 Eastern Financiers Ltd. 2,150.56 1,21,892.31 12,047.36 2,34,550.16 1.96

250 ECS Financial Services (India) Private Limited 244.43 11,659.18 3,621.22 26,153.36 2.33

251 Edelweiss Broking Limited 1,405.14 8,34,853.19 1,56,935.84 2,70,046.78 0.42

252 Edelweiss Financial Services Limited 456.41 44,600.59 29,545.49 39,808.46 1.26

253 Edelweiss Multi Strategy Funds Management Pvt Ltd 181.24 32,059.61 -17,060.77 30,519.41 0.52

254 Edge Corporate Services Pvt Ltd 222.55 13,404.48 -7,213.14 33,247.56 1.93

255 Edge Wealth Management Services LLP 1,084.78 1,02,622.88 14,177.87 1,48,900.13 1.54

256 Elite Portfolio Management 134.73 5,705.85 -993.55 14,198.11 2.45

257 Elite Wealth Advisors Limited 75.54 7,853.39 3,829.44 9,269.60 1.50

258 Ellora Consultants Pvt Ltd 122.16 869.19 -1,565.30 8,740.41 8.42

259 EMERGING FINCARE CONSULTANCY PRIVATE LIMITED 140.92 8,989.32 5,194.38 6,732.95 1.20

260 Emkay Global Financial Services Limited 231.95 67,063.32 2,844.95 32,559.14 0.49

261 Enrichwise Consultancy Services Pvt Ltd 77.90 11,288.03 5,920.26 11,316.93 1.28

262 Equations 221.37 14,730.63 4,446.48 13,734.84 1.02

263 EQUITAS SMALL FINANCE BANK LIMITED 131.44 7,429.51 5,592.28 3,620.16 0.74

264 ESGL CLIENTALLEY SOLUTIONS PRIVATE LIMITED 187.89 36,691.82 21,478.32 16,612.42 1.00

265 Essel Finance Wealth Services Pvt Ltd 105.82 2,12,780.05 939.48 20,174.89 0.20

266 Essel Finance Wealthzone Pvt Ltd 156.03 55,026.59 -3,322.76 19,281.68 0.003

267 Essvee Investment Advisors Pvt Ltd 39.39 17,375.75 -8,105.39 20,392.27 1.11

268 Etechaces Marketing & Consulting Pvt. Ltd. 117.86 9,895.36 3,989.42 13,245.02 1.53

269 Ethix 115.37 6,413.83 2,337.51 17,444.20 3.03

270 Etica Wealth Management Pvt Ltd 239.82 27,029.27 7,321.37 28,060.25 1.19

271 EURASIA CAPITAL SERVICES 573.65 38,396.96 4,670.88 54,226.31 1.46

272 Eureka Stock And Share Broking Services Ltd 86.59 49,648.30 5,502.77 22,274.28 0.50

273 Farr Lapp Investments 152.96 4,783.25 -183.50 21,147.48 4.44

274 Fermat Prime Advisors Pvt Ltd 164.85 34,420.18 11,160.77 30,558.19 1.07

275 Fin Secure 209.18 9,348.95 5,028.71 9,370.81 1.17

276 Finance Doctor Pvt. Ltd 116.16 3,734.06 1,416.10 12,855.01 3.61

277 FINANCIAL SOLUTIONS 106.82 7,848.94 3,002.81 13,266.17 1.93

278 Finanzindia 199.34 13,273.63 3,415.14 18,381.52 1.51

279 FINBUCKS Financial Management 219.25 48,061.92 5,645.71 14,552.53 0.30

280 FINE ADVICE PRIVATE LIMITED 225.47 18,549.65 4,253.42 22,414.12 1.32

281 FinEdge Advisory Pvt. Ltd. 312.70 16,247.77 7,619.85 22,278.28 1.64

282 Finnovators Solutions Pvt Ltd 154.37 7,912.41 4,361.17 16,217.23 2.48

283 FINWIZARD TECHNOLOGY PVT LTD 154.31 16,552.67 9,824.98 8,814.16 0.91

284 FIRST ADVISORS AND CONSULTANCY PRIVATE LIMITED 102.97 5,782.32 1,218.85 8,549.15 1.55

285 Fortitude Securities Pvt.Ltd 135.05 7,220.53 3,701.10 11,287.07 1.90

286 Fortune Finsec Pvt Ltd 166.42 18,386.51 3,464.92 14,397.11 0.88

287 Fortune Investment Consultants 82.52 1,783.44 1,064.47 7,636.95 4.63

288 Francis Michael Clement D'Cruz 132.45 4,398.22 1,733.66 10,949.32 2.65

289 Frontline Securities Ltd 357.00 75,377.04 51,751.29 40,707.26 0.93

290 Frontline Wealth Management 480.79 7,342.11 -46,500.75 57,989.62 3.82

291 FUNDCHOICE FINANCIAL SERVICES PVT LTD 141.74 7,215.01 3,900.61 13,424.57 2.57

292 FUNDSFIRST FINANCIAL SERVICES 12.65 1,072.50 626.85 2,822.22 1.30

293 FUTURE WEALTH 118.59 25,049.02 6,196.23 11,183.58 0.53

294 G K Wealthcare LLP 106.28 8,175.47 3,053.58 9,638.49 1.37

295 Gada & Haria Financial Planners Private Limited 99.77 5,798.92 2,077.27 15,268.81 2.82

296 Gaindamull Hemraj Financial Services 88.50 8,806.16 4,604.49 11,012.70 1.46

297 Gajendra Hiralal Jain 158.89 6.84 -821.99 13,405.93 1,968.03

298 Ganesh Shridhar Shanbhag 742.62 20,190.06 10,415.34 80,146.03 4.24

299 Ganga V Agarwal 76.50 26,334.05 -2,130.92 4,483.62 0.09

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Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

300 Gaurang Investments 95.99 3,871.77 1,967.48 11,759.26 3.15

301 Gaurav Ganpule 842.96 21,299.61 3,681.29 72,300.53 3.37

302 Gautam Rathore 122.40 3,505.61 2,026.97 9,734.06 3.08

303 Gayetri Nidhi Shaha 214.07 14,991.89 2,000.38 6,216.63 0.46

304 GENEXT WEALTH ADVISORS 126.17 14,243.52 3,557.91 12,422.25 1.03

305 Geojit Financial Services Ltd 4,579.76 3,26,046.08 1,22,508.33 2,87,855.37 1.05

306 GEPL CAPITAL PRIVATE LIMITED 185.14 19,417.44 5,125.08 25,901.74 1.55

307 Ghalla Bhansali Stock Brokers Pvt Ltd 291.84 23,077.23 8,164.02 36,379.84 1.75

308 Gireeshbabu Alambadan 106.24 18,691.32 6,928.54 2,651.24 0.38

309 Gitanjali Sutrave 149.83 49,867.60 2,423.54 18,219.74 0.40

310 Globe Advisors 130.85 32,126.34 -2,365.26 16,109.29 0.52

311 Globe Capital Market Ltd 224.78 2,39,084.78 -10,160.07 18,216.49 0.09

312 Gloss Securities Pvt Ltd 102.06 3,709.25 -688.39 11,191.81 3.02

313 Goel Financial Consultants 86.54 3,007.81 1,621.51 9,459.02 3.41

314 Goldstar Financial Services Private Limited 162.31 32,730.07 -16,316.19 17,183.23 0.24

315 Goli Shobha Rani 67.63 2,628.10 -4,170.79 7,061.22 1.46

316 Golkunda Commercial Private Limited 170.17 6,396.58 1,799.58 12,116.20 1.91

317 Gopal Chulani 103.34 3,269.33 616.15 8,202.89 2.44

318 Gopi Kishan Agarwal 123.61 5,378.09 1,971.59 13,162.82 2.60

319 GOYAMA FINANCIAL SERVICES 178.35 14,897.02 3,510.68 34,454.36 2.37

320 Great Fortune Investments and Infrastructures Pvt.Ltd. 301.60 10,852.62 1,997.46 27,617.79 2.61

321 Grow More Investment 91.74 3,795.08 1,824.96 9,488.68 2.75

322 Growmore Financial Advisors 120.93 5,180.78 1,654.71 8,366.73 1.72

323 GUIDE AND GUARDIAN LLP 108.84 1,814.43 896.17 7,905.03 4.75

324 Gunisetty Gnana Prasunamba 75.50 2,006.99 1,412.22 4,512.70 2.49

325 Gupta Capital Investment Centre 193.83 8,218.15 3,069.26 18,957.80 2.48

326 Gupta Investments 168.25 23,241.59 -4,064.21 23,109.88 0.91

327 Guruvayoorappan Investments 42.10 28,098.99 -3,283.63 23,574.61 0.67

328 Hari Ghanashyam Kamat 593.54 22,429.72 6,269.69 51,009.14 2.43

329 Hari Mohan Gupta 344.01 17,868.81 5,685.22 34,818.14 2.13

330 Harihar Finance Corporation 294.83 26,382.52 -19,513.67 43,819.45 0.92

331 Harish S Kotian 437.22 8,124.84 3,842.05 38,098.48 4.75

332 Harjindarkaur Wadhawan 119.00 1,16,139.77 6,807.64 14,553.27 0.01

333 Harley Securities Pvt Ltd 315.21 15,083.27 2,879.73 38,496.07 2.73

334 Harsha Nandlal Parekh 124.80 12,160.63 -822.34 17,291.27 1.35

335 Harshvardhan B Sekhsaria 109.56 7,083.11 1,891.78 11,330.36 1.74

336 HCL Global Processing Services Ltd 176.96 19,75,431.61 1,04,370.03 2,43,222.94 0.12

337 HDFC Bank Limited 64,139.38 1,26,72,400.98 21,16,097.59 63,36,966.94 0.57

338 HDFC Sales Private Limited 3.86 311.45 63.01 632.80 1.94

339 HDFC Securities Ltd 6,028.85 4,35,162.26 2,39,016.49 2,82,541.28 0.91

340 HEDGE FINANCE LTD 223.47 37,251.50 7,195.11 15,453.61 0.54

341 Hemant Chunilal Chotai 101.62 4,573.44 1,586.23 5,974.96 1.48

342 Hemant Satyavan Shah 86.32 7,793.73 -784.32 12,378.64 1.54

343 Hemant Suryakant Powale 135.62 6,500.96 2,482.81 10,973.92 2.00

344 Hexagon Capital Advisors Private Limited 172.90 23,512.68 82.03 27,611.35 1.03

345 Hexagon Wealth Advisors 316.04 8,963.77 3,591.54 29,648.91 3.55

346 HFI WEALTH CREATORS PVT LTD 265.21 23,486.28 15,087.49 28,040.29 1.65

347 HM Mercantiles Pvt. Ltd 1,551.35 92,324.56 -8,140.90 1,14,970.24 1.22

348 Hongkong & Shanghai Banking Corporation Ltd. 12,138.55 7,58,236.12 -34,876.68 18,11,475.93 2.25

349 I CAN Financial Solutions Pvt. Ltd. 360.10 22,835.71 13,081.99 27,179.54 1.46

350 ICICI Bank Limited 47,028.08 31,26,370.62 7,56,915.43 38,26,170.94 1.30

351 ICICI Securities Limited 31,652.55 21,74,572.50 6,25,118.92 29,81,120.46 1.52

352 IDBI Bank Ltd 3,791.97 26,99,993.12 94,107.04 3,87,421.60 0.14

353 IDFC BANK LIMITED 325.27 69,939.48 25,710.65 38,772.24 0.82

354 IFAN FINSERV PRIVATE LIMITED 512.45 1,28,166.80 -78,162.16 1,07,852.63 0.55

355 iFAST Financial India Pvt Ltd 1,515.15 1,10,784.30 4,322.74 1,98,608.51 1.76

356 IFCI Financial Services Ltd 25.33 20,970.02 1,637.64 10,815.91 0.22

357 IIFL Wealth Management Limited 17,500.95 1,80,73,760.55 1,16,820.11 30,75,242.35 0.17

358 Immensus Wealth Management LLP 93.33 11,119.13 1,665.96 11,986.44 1.17

359 Imperial India Investment Company 104.75 6,586.32 3,696.49 9,822.50 1.81

360 Imperial Investment Consultancy Services Pvt. Ltd. 329.72 25,819.98 5,766.84 31,761.20 1.29

361 Imperial Prime Consultancy Private Limited 111.79 3,973.06 2,403.29 11,674.99 3.24

362 Imperial Wealth Services 125.87 4,475.02 273.29 19,510.74 4.46

363 India Infoline Limited 2,515.75 2,70,219.28 1,16,188.55 2,38,267.00 1.09

364 Indiabulls Ventures Limited 62.78 2,86,053.15 16,811.28 13,874.44 0.02

365 Indian Bank 53.34 3,603.76 -1,134.88 11,896.82 2.90

366 Indian Overseas Bank 80.43 9,957.90 6,024.84 10,152.85 1.19

367 IndiaNivesh Securities Limited 158.31 68,599.52 14,781.45 20,035.06 0.32

368 Indo Thai Securities Limited 125.68 10,541.89 5,823.41 6,508.64 0.88

369 Indsec Securities And Finance Ltd. 2,523.37 47,000.00 -2,32,942.81 4,01,918.12 5.59

370 Indus Capital 755.42 36,727.16 3,284.51 67,423.84 2.08

371 Indus capital 98.20 6,874.76 1,497.66 21,304.67 3.28

372 Indusind Bank Ltd 16,022.38 4,27,660.50 2,10,877.43 6,13,465.45 1.58

373 INFINITY CAPITAL 149.74 6,434.72 1,944.08 22,726.92 3.68

374 Infinity Finserv (P) Ltd 247.97 12,699.64 6,423.36 22,442.40 2.00

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375 Insynch Wealth Management LLP 128.73 9,771.84 4,441.14 17,297.07 1.87

376 Integra Securities Private Limited 83.86 4,288.13 1,413.97 9,989.51 2.57

377 INTEGRA WEALTH PLANNERS LLP 98.03 4,359.76 1,528.53 10,498.72 2.73

378 Integrated Enterprises (India) Pvt Ltd 2,457.96 1,05,249.19 45,603.21 2,16,761.49 2.19

379 International Money Matters Private Limited 495.47 36,698.37 1,325.98 65,609.08 1.74

380 Intime Equities Limited 173.27 10,262.51 -16,473.85 31,487.87 2.05

381 Intrust Advisors LLP 423.70 31,187.52 2,405.61 46,984.04 1.54

382 Invest & Prosper Financial Services 130.56 3,845.77 1,638.98 15,365.36 4.13

383 Invest India Micro Pension Services Pvt Ltd 102.71 1,684.03 -1,528.62 20,585.18 12.08

384 Invest 'N' Gain Financial Services 216.12 24,675.65 2,563.92 15,167.27 0.38

385 InvestAscent Wealth Advisors Pvt Ltd 259.06 34,567.63 4,766.89 27,543.45 0.90

386 Investmentadvisorindia.com 124.10 31,390.76 20,200.60 15,916.82 0.88

387 Investor Point 79.95 5,051.33 2,346.08 8,744.66 1.88

388 Investor Shoppe Consultancy Private Limited 327.22 6,989.31 3,040.58 25,698.44 3.92

389 Investpro 122.82 5,875.08 1,819.21 15,375.21 2.71

390 Iqbal Singh 307.49 21,159.57 2,194.39 29,624.10 1.48

391 Ishwar Chandra Baid 94.28 7,720.31 -343.51 8,232.27 0.95

392 Ishwar Financial Services 204.67 12,043.51 6,182.70 22,969.68 2.12

393 J R Laddha Financial Services (P) Ltd. 2,009.75 1,66,637.44 4,583.17 1,75,848.11 1.06

394 Jackson Consultants 107.66 4,978.70 1,001.82 9,616.27 1.95

395 Jain Bros 73.78 4,719.75 -1,274.72 11,422.79 2.36

396 Jain Consultancy 374.14 1,71,938.71 21,552.36 34,491.35 0.20

397 Jain Investment Planner Pvt Ltd 1,209.05 38,950.45 12,780.48 75,723.03 2.09

398 Jainy Tejash Shah 157.35 7,280.15 2,850.21 22,272.95 3.31

399 Jash Consultancy 128.22 7,419.59 2,373.95 10,955.28 1.63

400 JASS SOLUTIONS 122.15 15,972.12 -603.72 15,868.40 0.86

401 Javahar Kuttypady 149.77 5,117.29 2,770.04 10,240.98 2.20

402 Jayakumari Ishwarlal Shah 220.94 18,476.46 2,240.84 18,697.66 1.06

403 Jayanta Ghosh 79.76 23,455.87 -2,037.91 14,280.74 0.54

404 Jayaprakash Polavarapu 71.12 2,893.02 -472.09 7,604.08 2.67

405 Jayasha Share Consultants 180.60 6,176.29 3,901.33 13,382.34 2.44

406 Jaydeep Pradeep Doshi 100.26 3,230.37 1,584.68 9,866.89 0.20

407 Jayesh Subhash Salvi 205.53 5,913.59 2,751.90 14,751.85 2.81

408 Jayshree A Shah 72.34 516.20 -309.69 11,530.48 22.46

409 Jeet Lal Prajapati 116.15 4,307.41 2,432.14 7,080.51 1.91

410 Jennifer Maria Mendes 478.18 19,549.22 5,985.73 31,508.16 1.73

411 Jerry John Kadampatt 152.04 4,059.42 3,534.02 5,857.78 1.79

412 JHAVERI SECURITIES LTD 717.34 47,641.40 16,502.98 62,902.80 1.47

413 Jignesh Lalitbhai Kapadia 107.74 2,759.68 1,088.37 9,906.68 3.77

414 Jignesh V Shah 139.79 5,052.55 1,996.22 14,883.89 3.10

415 Jiten Arjun Karnani 134.31 17,858.15 106.38 16,648.24 0.92

416 Jitendra Jaiswal, 103.28 5,322.85 799.79 11,988.87 2.35

417 JK Securities Pvt. Ltd. 137.22 15,135.01 3,471.59 8,504.41 0.71

418 JM Financial Services Limited 7,905.86 71,40,963.95 -2,59,875.32 16,02,557.22 0.19

419 Jugal Kishore Marwaha 101.73 2,881.42 1,486.00 8,569.06 3.30

420 Julius Baer Wealth Advisors (India) Private Limited 8,833.51 10,87,985.96 14,846.55 13,42,484.74 1.32

421 Jury Advisory Services Pvt Ltd 161.64 4,462.39 1,257.66 15,128.61 3.44

422 K Arun Kumar 160.32 11,663.50 417.88 13,695.77 1.07

423 K Sarath Kumar 96.49 6,150.93 2,577.75 11,217.58 2.05

424 K W Wealth Advisors Pvt Ltd 188.75 15,178.47 4,329.98 22,984.57 1.70

425 Kaajal Suresh Thadani 134.17 24,930.69 8,347.25 15,038.67 0.71

426 Kailas Saraogi 57.00 2,395.11 2,269.11 788.34 0.89

427 Kailash Narain Datt 87.61 3,552.30 1,169.57 12,575.67 3.66

428 Kalariya Ravi Keshavlal 109.15 5,749.14 2,901.56 7,719.15 1.58

429 Kalyani Capital Services Pvt. Ltd. 193.43 11,303.47 4,574.51 21,532.07 2.09

430 Kalyani Ketan Rachchha 165.44 11,301.01 2,507.32 11,800.34 1.17

431 Kanchan Hiralal Jain 127.55 191.50 -741.28 12,199.82 59.75

432 Kanga Financial Services Pvt Ltd 168.71 9,011.29 2,900.80 24,217.79 2.80

433 KANGAROO ADVISORS 117.28 5,259.16 2,921.96 10,760.13 2.36

434 Kapil Khurana Financial & Risk Solutions Pvt Ltd 97.40 5,559.30 512.62 9,713.99 1.78

435 Karan Agarwal 196.66 8,939.51 1,186.24 11,571.58 1.35

436 Kartik Amrish Gandhi Huf 394.98 36,255.59 9,507.41 30,979.17 0.97

437 Karvy Stock Broking Limited 9,258.83 9,54,577.14 1,20,788.08 9,35,041.79 1.02

438 Kaushikkumar Harmanbhai Patel 117.08 3,380.17 238.92 11,243.44 3.42

439 kaveesha Investment Solution Pvt.Ltd. 112.75 3,605.07 1,457.25 7,507.69 2.29

440 Kedar Dattatraya Borgaonkar 85.30 4,681.00 2,236.45 10,842.88 2.47

441 Keshavi S. Velani 145.55 8,815.03 1,189.13 7,113.14 0.84

442 Ketan Jayantilal Shah 69.95 4,520.01 926.85 10,107.10 2.17

443 Keynote Consultancy 268.83 19,205.96 -2,574.69 19,649.07 1.04

444 KFIC Securities Ltd 91.58 1,322.28 -97.04 12,193.42 8.95

445 KINJAL INVESTMENT CONSULTANCY 227.03 72,320.94 1,457.96 29,676.48 0.41

446 Kirti Tejas Merchant 146.26 9,371.38 2,733.89 18,173.73 2.12

447 Kishorchandra Ratilal Shah 69.65 5,868.13 -485.54 2,219.67 0.43

448 Kishore N.Kewalramani 231.18 8,359.26 1,105.74 18,105.39 2.19

449 KMP Consulting 99.20 9,815.39 2,611.74 11,794.48 1.36

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Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

450 KNS Consulting Pvt Ltd 790.73 2,43,964.86 49,876.69 1,72,355.77 0.86

451 Kooran Varghese Polson 320.98 14,863.27 3,352.38 33,580.79 2.42

452 Kotak Mahindra Bank Limited 27,429.22 38,74,687.83 28,192.96 40,30,654.22 1.04

453 Kotak Securities Ltd 773.64 1,19,334.37 42,705.66 1,22,489.38 1.30

454 KPW Insurance & Investment Consultants (Pvt.)Ltd 148.54 12,648.10 4,245.67 14,438.33 1.28

455 KREDERE WEALTH PARTNER PVT LTD 601.68 2,33,597.84 35,330.48 94,017.71 0.45

456 Krishan Murari Gupta 109.69 5,273.66 701.46 11,521.48 2.15

457 Kritika Malani 78.09 13,148.77 8,348.49 2,835.77 0.67

458 Krupa Enterprises 74.95 2,569.20 780.47 10,506.58 4.29

459 KRUSHNA FINSERV LLP 1,270.24 24,555.85 7,701.55 88,864.89 4.19

460 Kshitiz Agarwal 132.15 7,774.47 -1,119.38 13,845.57 1.72

461 Kukku Consultants Private Limited 439.98 34,263.05 10,887.40 34,599.41 1.09

462 Kumaraswamy C.V 136.46 6,465.23 1,429.17 14,236.21 2.31

463 Kumud Ketan Dedhia 118.55 6,190.37 2,523.38 16,675.32 2.95

464 Kuncham Investment & Financial Services 135.35 37,242.74 -1,854.68 9,058.78 0.25

465 Kurnala Umarani 71.18 18,386.26 4,763.08 6,227.12 0.50

466 L & T CAPITAL MARKETS LIMITED 5,999.83 2,66,43,073.21 -3,16,699.00 9,18,383.33 0.03

467 L&T Capital Company Ltd 829.47 9,78,061.70 24,506.36 2,49,668.90 0.03

468 Ladderup Wealth Management Pvt Ltd 372.54 42,500.43 4,842.94 39,140.25 0.97

469 Lakshmi Enterprises 92.16 750.97 -6,102.52 35,391.84 46.23

470 LAKSHMIGAIN SECURITIES (P) LTD. 102.31 5,006.80 1,561.07 6,104.54 1.33

471 Lalit Kumar 97.57 3,173.41 -1,499.23 12,853.51 3.82

472 Lallit Tripathi 182.02 57,290.45 -2,584.82 26,633.27 0.32

473 Laxmi Narayan Gupta 141.00 7,314.32 3,769.98 13,614.77 2.08

474 Leader Care Finance 798.66 97,882.84 8,437.58 1,47,912.63 1.57

475 LICHFL Financial Services Ltd 789.98 4,47,63,300.29 -15,37,459.44 17,50,827.45 0.01

476 LIFE PLUS 201.55 12,180.92 4,579.37 13,560.78 1.34

477 LINTAS MONEY 493.14 47,493.88 4,859.22 60,658.23 1.20

478 LKP Securities Limited 296.60 50,344.34 6,521.25 26,050.04 0.67

479 Lotus Knowlwealth Private Limited 109.66 3,736.72 1,368.78 10,992.34 3.13

480 Lotus Mint Advisors Private Limited 158.77 10,017.43 2,439.78 10,275.18 1.10

481 M D Saraf Securities Private Ltd. 383.10 42,203.64 13,106.12 37,040.15 0.98

482 M K Financials 106.34 27,987.76 1,882.09 12,064.94 0.46

483 M.Ramachandran 90.89 6,190.04 2,059.55 10,562.51 1.81

484 M/S Milestone Financial Consultants 129.89 4,879.77 2,127.99 11,808.93 2.68

485 M/s V.R. INVESTMENTS 281.82 17,488.29 8,457.66 32,952.60 2.13

486 Maarg Financial Planners Pvt Ltd 116.45 4,502.19 934.49 13,509.33 3.10

487 Madhuvan Securities Private Limited 601.17 10,26,421.64 -14,074.94 2,61,394.76 0.24

488 Magnima Financial Advisory Services 101.88 4,784.11 4,181.09 3,116.85 1.05

489 Mahesh G Gattani 140.61 4,873.63 1,564.24 9,157.28 2.04

490 Mahesh Sawaika 104.08 4,676.72 1,676.29 5,214.39 1.29

491 Mahindra & Mahindra Financial Services Limited 351.72 1,10,50,840.60 1,12,296.56 1,86,715.15 0.02

492 Mahodadhi Securities Pvt Ltd 108.76 4,748.00 2,758.85 4,262.57 1.28

493 Mangal Deep Financial Services 114.85 4,268.82 565.19 11,080.99 2.70

494 Mangsidhesh Investments Pvt Ltd 504.31 15,025.41 -2,093.74 43,787.92 2.81

495 Mani Sharma 130.61 8,783.63 4,710.46 12,607.09 1.87

496 Manjula S 358.57 31,586.63 4,072.25 65,150.33 2.15

497 Manjulaben Nagindas Hajariwala 155.14 11,759.88 -383.35 12,297.63 0.92

498 MANN INVESTMENT ADVISORY SERVICES 75.90 58,123.96 2,002.36 1,747.57 -

499 Mannoj Rijhwaani 133.75 1,448.46 -1,039.81 9,849.07 6.30

500 Manoj D Shankar 210.41 6,860.25 1,087.40 25,848.66 3.91

501 Manoj Rasikbhai Vora 86.23 33,722.13 -1,603.83 12,071.72 0.23

502 Manthan Shah. 72.83 1,808.05 551.27 8,273.02 4.81

503 Manu Financial Services 118.39 9,653.67 6,903.55 14,025.51 1.78

504 Marwadi Shares And Finance Limited 129.42 13,240.90 3,500.50 10,356.65 0.87

505 Master Capital Services Ltd 269.21 64,098.47 22,102.58 25,561.90 0.63

506 Mata Securities India Pvt. Ltd 765.24 86,76,392.92 1,42,243.98 4,84,573.17 0.06

507 Meenakshi Rajesh Sikchi 103.15 16,392.55 2,879.59 9,374.11 0.47

508 Megriar Advisors Private Limited 101.57 5,127.58 2,285.61 11,983.12 2.41

509 Mentor Wealth Consultants Pvt Ltd 118.34 13,658.85 3,552.84 11,290.31 0.95

510 MEPHEZALEA ADVISORS LLP 191.58 19,329.68 -578.78 47,891.28 2.58

511 Merchant Investment Consultancy Private Limited 423.55 12,652.90 2,763.02 38,929.53 3.08

512 Meri Punji Imf Private Limited 136.59 14,074.08 2,238.36 12,489.43 1.06

513 MFA Consulting Pvt. Ltd. 1,021.35 57,674.73 14,698.03 1,09,606.92 1.99

514 MFA WEALTH SOLUTIONS PRIVATE LIMITED 83.32 13,740.19 12,130.45 8,176.30 0.96

515 Milestone Financial Advisory Pvt Ltd 435.02 32,150.53 7,900.19 40,460.64 1.33

516 Milestone Portfolio Consultants Private Limited 92.47 8,404.90 2,986.33 10,322.93 1.41

517 Milind Khasnis 156.38 4,392.95 1,848.87 11,825.40 2.85

518 Millennium Finance Limited 390.78 70,316.18 27,487.50 42,192.00 0.77

519 Minesh R Dalal 95.05 4,811.43 1,539.05 10,206.64 2.13

520 Mitul Pravinchandra Desai 139.07 19,663.50 2,560.74 10,326.73 0.58

521 MNT WEALTH MANAGEMENT 52.81 1,18,811.38 -4,031.23 3,938.59 0.01

522 Mohit Beriwala 120.15 8,909.72 4,333.83 9,319.98 1.42

523 Moksh Consulting 206.26 20,740.86 9,488.28 19,929.20 1.14

524 Monetonic Financial Services Pvt. Ltd. 228.63 14,118.85 4,471.82 24,595.16 1.96

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All figures - Rs. in Lacs

Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

525 MONEY BOLISM FINANCIAL SOLUTIONS PRIVATE LIMITED 131.39 7,419.39 4,502.74 16,274.26 2.60

526 Money Honey Financial Services Pvt Ltd 430.47 35,065.57 11,789.99 45,902.57 1.41

527 Money Matters 130.99 5,183.69 3,211.42 6,205.54 1.44

528 Money Options Services Pvt Ltd 154.49 4,309.60 1,096.33 17,274.98 3.99

529 MONEYGAIN CONSULTANTS PRIVATE LIMITED 740.09 51,547.17 19,200.84 46,861.99 1.18

530 MONEYMATICS FINANCIAL SERVICES LLP 118.74 14,497.21 -537.22 18,697.70 2.42

531 MONEYPALM REALTY PVT LTD 63.04 596.27 593.99 502.51 0.99

532 Motilal Oswal Securities Ltd. 2,329.29 1,99,736.42 78,813.24 1,82,810.92 0.97

533 Motilal Oswal Wealth Management Ltd 2,283.32 4,78,025.24 70,801.67 3,32,089.03 0.82

534 MPOWER FINANCIAL ADVISORS 129.41 26,499.14 9,138.84 12,585.29 0.64

535 Mrigendra Kumar Mishra 126.72 6,020.68 2,753.91 8,524.57 1.63

536 Mukesh Dokania 159.40 17,045.13 1,762.09 14,454.97 0.86

537 Mukesh Kumar Vinodlal Shah 135.96 16,189.35 2,033.03 15,111.10 0.92

538 Mukesh Kumar.M 195.65 4,746.91 2,393.76 22,882.51 5.12

539 Mukesh P Mehta 203.77 3,921.71 1,123.08 11,068.66 3.03

540 Mukesh R Parikh 560.62 16,403.61 2,847.84 55,788.01 3.38

541 Mukul Pravin Kulkarni 159.17 1,12,387.28 3,614.72 14,180.57 0.14

542 Mukund Seshadri 185.88 14,743.45 6,246.13 20,766.53 1.59

543 Muthoot Securities Ltd 807.40 4,62,272.71 43,699.34 22,031.69 0.11

544 MUTUAL CAFE 223.31 8,557.18 2,893.35 10,992.41 1.48

545 MUTUALFUNDWALA 336.87 17,686.10 3,577.29 26,985.02 1.90

546 My Financial Advisor 77.10 1,312.11 -2,163.60 11,393.33 8.02

547 My True Value Capital Advisory LLP 133.85 23,984.05 -16,487.08 16,728.81 0.54

548 NAGDEV WEALTH PLANNING SERVICES LLP 145.28 4,384.74 745.12 8,830.75 2.37

549 Naik Wealth Planners Pvt Ltd 1,066.32 33,528.01 11,036.32 80,203.40 2.91

550 Nand Kishore Kothari 113.18 4,917.08 2,076.87 12,245.21 2.79

551 Nandkishor Yeshwant Sinari 113.89 3,611.78 1,722.79 10,437.61 3.03

552 Naredi Capital Financial Services (P) Ltd 146.61 5,996.00 1,005.02 7,768.90 1.33

553 Narendra Shrikisan Agrawal 72.17 2,220.69 1,476.00 5,575.67 2.80

554 Naresh Kumar Marwaha 136.25 2,857.10 1,008.40 15,912.63 5.85

555 Naresh Popatrao Karpe 136.01 7,851.84 538.36 16,395.25 2.06

556 Narnolia Securities Ltd 310.91 26,440.49 7,409.64 24,482.02 1.08

557 Naveen Rego Wealth Managers Pvt. Ltd. 100.92 3,142.11 1,579.29 7,657.15 3.57

558 Navneet Kumar, 508.46 19,290.09 9,770.71 24,908.68 1.55

559 Nayan Balmukund Saraiya 271.50 6,657.75 1,409.64 20,600.26 3.24

560 Nestegg Wealth Solutions LLP 200.64 18,388.49 7,177.21 22,720.83 1.43

561 Net Brokers Private Limited 115.06 7,231.25 3,321.03 12,689.42 2.06

562 Neville Mehli Poncha 115.67 13,450.15 1,909.55 10,826.93 0.89

563 NEXTBILLION TECHNOLOGY PRIVATE LIMITED 430.41 2,016.40 1,473.70 1,865.59 1.07

564 Niblick Capital Growth Private Limited 117.45 4,990.38 540.63 14,243.30 2.70

565 Nilesh N.Shah 126.85 3,827.74 1,386.55 8,676.73 2.35

566 Nilgiri Financial Consultants Ltd 517.60 4,41,146.31 1,19,090.49 1,49,123.40 0.15

567 Nilkanth K Nagarkar 169.69 19,114.47 -397.76 20,462.40 1.01

568 Nimish Kantilal Unadkat 151.20 5,459.33 827.87 22,026.09 4.03

569 Nirmalya Dasgupta 129.53 2,852.37 -6,156.30 13,057.35 2.95

570 Nishant Kumar 178.69 11,502.34 -1,559.63 10,188.72 0.85

571 Nitin Jain 243.72 1,72,221.09 13,811.03 17,756.72 0.04

572 Nitin N Odhawani 114.98 12,288.02 5,352.59 20,276.98 2.05

573 Nitin Ravjibhai Patel 190.12 4,739.77 2,741.55 19,173.57 4.32

574 NIWESH WEALTH ADVISORS LLP 119.77 7,886.95 1,501.97 7,555.48 1.00

575 Niyati Rajesh Patni 176.02 5,033.47 2,316.52 12,068.23 2.60

576 NJ Indiainvest Pvt Ltd 78,676.89 34,80,779.71 14,67,631.62 50,15,656.59 1.63

577 Nonie Kapoor 370.07 31,698.02 5,279.58 51,680.11 1.72

578 Nooney Madhava Siva Prasad 55.01 2,644.41 -71.12 7,014.06 2.77

579 NUPUR FINANCIAL CONSULTANTS PRIVATE LIMITED 126.93 5,807.46 -23.85 4,245.92 0.52

580 OCEAN CAPITAL MARKET LTD 1,091.44 1,31,590.51 12,840.44 98,888.63 0.79

581 Om Apex Investment Services Private Limited 317.41 17,692.47 3,861.86 20,931.80 1.23

582 Om Spectrum Financial Consultants Pvt. Ltd. 339.76 17,851.63 -6,071.47 51,303.93 2.53

583 OMEGA FINANCIAL 133.95 6,748.59 3,275.04 9,130.03 1.65

584 Opulence Wealth Labs (P) Ltd 74.18 10,379.41 3,524.53 9,605.20 1.12

585 ORANGE GLOBAL ADVISORY PVT LTD 167.82 16,088.37 5,885.19 10,602.03 0.84

586 Oriental Bank Of Commerce 45.28 5,484.93 3,321.43 9,810.16 1.92

587 Oswal Dhan Private Limited 311.49 14,196.61 4,185.93 33,513.91 2.55

588 OUTLOOK ASIA CAPITAL 143.88 7,195.55 2,856.72 13,417.21 2.16

589 Oxyzen Financial Advisory And Services Pvt Ltd 123.94 34,397.70 3,353.22 18,054.40 0.58

590 P And M Consultants Pvt Ltd 287.75 7,063.59 -3,190.91 20,590.97 2.66

591 P K Martin 79.01 7,230.67 1,525.04 5,930.90 0.90

592 P Someswararao 111.78 3,549.46 1,985.29 7,588.22 2.28

593 P.H. Financial & Investment Consultants Pvt. Ltd. 467.05 14,08,438.68 -81,762.56 87,789.90 0.04

594 Pace Financial Advisors LLP 365.01 4,38,924.92 -27,289.99 34,034.76 0.07

595 Pace Stock Broking Services Pvt Ltd 114.50 4,448.58 -11,398.58 16,693.09 2.41

596 Padam Singh Raj Purohit 682.01 61,741.55 -17,559.88 42,195.63 0.49

597 Padmanaban B 114.54 12,586.96 5,026.60 9,647.97 0.90

598 Palani Dhamodar 125.48 3,557.15 827.11 13,051.51 3.90

599 Pallav Bagaria 411.50 37,237.54 4,889.90 35,623.75 0.97

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Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

600 Param Wealth Managers LLP 235.60 6,871.66 1,805.38 16,902.05 2.79

601 Paresh Shantilal Kariya 357.52 39,212.75 -6,840.42 35,202.14 0.83

602 Parimal Sadashivrao Ade 147.00 8,707.40 3,143.95 13,746.50 1.74

603 Partho Chakraborty 129.93 5,628.92 1,113.98 6,022.29 1.13

604 Paterson Securities Pvt Ltd 188.54 8,620.50 3,365.38 27,206.69 3.26

605 Pawan Gupta 101.21 6,034.06 -267.44 13,203.27 2.14

606 Pawan Kumar Agrawal 141.57 6,631.48 2,063.04 14,054.24 2.25

607 Peakalpha Investment Services (P) Ltd., 423.76 20,839.52 9,312.80 44,444.11 2.37

608 Peerless Financial Products Distribution LTD 94.50 2,545.43 -620.32 5,901.94 2.11

609 Pegasus Advisory Private Limited 137.12 18,534.66 4,281.03 24,469.62 1.37

610 Pelican Wealth Managers Pvt. Ltd. 91.92 1,882.68 -1,463.45 13,884.41 6.73

611 Pentagraph Partners 134.50 9,519.85 1,949.82 16,465.96 1.88

612 Pihas Mukesh Parikh 137.20 5,838.59 3,101.85 11,840.61 2.27

613 Pinakini Share & Stock Brokers Ltd 152.62 70,152.72 5,542.47 36,586.12 0.53

614 Pioneer Client Associates Private Limited 5,409.65 4,39,203.07 37,792.80 6,14,467.78 1.37

615 Pivotal Enterprises Private Limited 75.54 43,228.20 -2,621.58 14,059.53 0.39

616 Plan Ahead Wealth Advisors Pvt. Ltd. 173.79 15,363.50 -426.81 28,936.42 1.79

617 PLC Securities Ltd 398.06 1,92,006.74 -20,049.88 94,361.61 0.35

618 PMPK WEALTH ADVISORS PVT LTD 343.62 22,173.68 4,587.75 27,130.76 1.35

619 Poddar Financial Services 208.69 30,986.18 -6,037.78 27,196.68 0.79

620 Pooja Aggarwal 73.61 1,375.39 491.35 8,206.68 5.97

621 Poonawalla Shares & Securities Pvt. Ltd 84.36 55,771.98 3,462.22 3,082.22 0.004

622 Poornima Jain 189.27 3,087.85 -1,392.25 17,460.44 5.48

623 Power Pusher Financial Services LLP 338.13 21,870.76 1,701.51 49,104.29 2.17

624 Prabhudas Lilladher Pvt Ltd 173.51 37,990.49 4,767.46 22,334.18 0.60

625 Pradeep Mohite 107.35 4,401.93 2,573.95 7,049.85 1.85

626 Pradeep Vijay Hosmani 87.26 10,775.43 2,421.81 6,310.36 0.63

627 Prajakt Dilip Bhandare 129.27 2,901.89 324.20 16,004.08 5.63

628 Prakala Wealth Management Private Ltd 149.79 11,289.83 5,392.31 12,585.86 1.31

629 Prakash Capitals 110.91 3,972.96 917.44 8,318.21 2.26

630 Prakash Hariram Lohana 123.23 5,589.80 2,042.20 14,167.10 2.72

631 Prakash Investments 126.89 5,066.36 1,123.47 11,183.72 2.33

632 Prakash Mahendra Thakkar 102.79 5,235.62 1,755.14 13,784.13 2.68

633 Pranav Anant Gadgil 115.95 7,062.48 3,136.02 8,036.85 1.36

634 Pranjal Apoorva Wagh 109.77 8,614.94 5,306.57 8,405.39 1.33

635 Prasad R Sangam 105.28 5,175.95 2,308.56 12,963.68 2.61

636 Prashant Murlidhar Bagad 116.14 4,498.67 1,438.25 10,952.85 2.52

637 Prateek Pitalia 118.59 8,941.50 3,790.12 11,642.84 1.41

638 Pratik Arvindbhai Shah 102.78 4,523.64 3,030.03 5,806.45 1.59

639 Pravin Shankar Budhauliya 108.56 8,882.53 3,887.89 12,141.19 1.53

640 Preeti Gajendra Jain 86.39 890.62 -136.64 9,032.52 9.29

641 Premin Securities 124.55 5,372.42 1,044.15 13,167.44 2.50

642 Prescient Financial Solutions 486.78 1,49,688.57 7,232.06 72,308.78 0.49

643 Prime Capital Services Private Ltd 150.84 264.28 -6,828.92 14,980.04 41.67

644 Prime Gold Securities 102.80 4,594.52 2,304.53 9,432.27 2.11

645 Prime Research & Advisory Limited 1.27 77,267.68 75,571.86 3,865.01 0.53

646 Priti Ajit Kucheria 199.37 20,099.71 7,238.42 20,199.57 1.12

647 Priyanka Mohanty 145.09 7,179.19 6,083.18 3,048.52 0.84

648 Priyanka Wealth Management Pvt Ltd 129.59 5,694.18 4,280.66 12,599.75 2.52

649 Probin Agarwalla 150.41 7,409.47 2,571.73 8,825.97 1.42

650 Profit Mantra 121.48 12,828.30 1,184.21 12,930.66 1.06

651 PROINVEST WEALTH MANAGERS PVT LTD 68.74 7,130.69 3,178.26 9,753.33 2.73

652 Prokens Opesmetrics Pvt Ltd 75.74 5,284.32 3,136.40 8,677.96 2.09

653 PRP Professional Edge Associates Pvt Ltd 187.84 1,04,821.40 47,178.23 20,748.40 0.36

654 Prudent Bull Wealth Management Private Limited 102.12 4,140.31 -1,426.38 8,592.71 1.76

655 Prudent Corporate Advisory Services Ltd 21,781.97 12,02,678.08 5,40,678.06 13,99,732.76 1.39

656 PTIC (P) Ltd 306.54 16,979.40 6,397.41 30,924.81 2.01

657 Pukhraj Lunkar 124.41 5,456.42 847.68 7,888.72 1.53

658 Punjab National Bank 737.13 8,76,978.29 614.97 95,584.58 0.09

659 Purnima Securities Pvt Ltd 347.15 85,317.03 2,020.24 35,669.21 0.33

660 PUROHIT CONSULTANCY LLP 250.87 15,787.80 8,327.89 16,588.43 1.51

661 Purplepond Investment Advisory Private Limited 131.03 10,907.28 5,077.74 13,536.86 1.49

662 Purushotham Reddy Pattubala 70.45 1,31,364.86 1,009.89 6,134.17 0.02

663 Putta Sri Ranganath 168.31 6,005.68 1,278.61 7,737.48 0.88

664 PW Fund Managers Private Limited 122.22 9,992.79 1,815.51 7,169.91 0.82

665 Quadratic Financial Services Pvt Ltd 146.36 9,063.92 1,539.30 20,005.78 2.24

666 Quant Capital Advisors Private Limited 780.42 91,652.40 713.31 76,675.16 0.79

667 Quantum Information Services Private Limited 73.29 1,629.48 -1,110.13 15,367.76 8.89

668 QURUM BUSINESS GROUP GEOJIT SECURITIES LLC 83.46 3,013.60 842.97 8,632.57 3.03

669 R K Agrawal 457.00 33,145.85 -4,063.24 53,158.50 0.00003

670 R Subramanian 102.97 4,604.21 2,209.41 6,924.24 1.75

671 R.L.P. Securities Pvt. Ltd. 217.47 1,24,181.53 45,730.62 36,371.13 0.46

672 RACH INSURE INVEST 372.62 18,622.59 7,793.94 28,099.30 1.77

673 Rachit Consultants 366.54 41,133.19 4,472.73 50,480.50 1.17

674 Raedan Securities Private Limited 109.98 26,944.18 -1,016.94 18,505.11 0.62

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Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

675 Rahul Sethia 168.91 6,373.02 1,949.33 8,649.22 1.50

676 Rainbow Consultancy 134.18 22,791.56 2,385.40 17,329.92 0.73

677 Raj Kumar Gupta 94.76 5,695.21 1,068.66 3,654.72 0.70

678 Rajaram Management Services Pvt Ltd 85.71 12,351.73 1,238.13 22,554.98 1.77

679 Rajat Bhargava 172.15 12,912.60 4,531.75 22,450.83 1.90

680 Rajat Khanna 339.32 22,518.89 2,488.62 18,629.37 0.89

681 Rajbir Singh 426.67 25,546.04 -3,639.12 52,549.36 1.99

682 Rajeev Kumar Singh 187.64 14,324.68 721.61 8,212.38 0.61

683 Rajeev Murarka 177.55 20,208.03 3,140.27 13,391.42 0.74

684 Rajendra Pachare 152.96 5,748.79 2,877.67 14,721.43 2.78

685 Rajendra Reddy Kandula 82.87 3,412.18 2,007.22 1,063.74 0.60

686 Rajesh Kr Sodhani 101.82 6,397.66 3,405.44 8,859.30 1.63

687 Rajesh Kumar Bhutra 137.87 6,035.61 3,347.29 7,103.25 1.41

688 Rajesh Sethi 106.89 5,003.50 2,172.14 6,007.17 1.31

689 Rajesh Tatia 111.10 4,951.13 2,105.78 6,815.08 1.48

690 Rajesh Tuteja 130.34 4,020.00 -1,472.49 5,337.81 1.12

691 Rajinder Pal singh Anand 219.04 4,581.01 2,428.09 26,575.02 5.97

692 Rajiv Bose 213.94 17,121.84 2,516.99 6,972.70 0.41

693 Rajiv Suri 67.25 2,323.44 1,250.54 11,616.55 5.33

694 Rakesh Kumar Mishra 37.11 3,355.85 318.00 5,765.39 0.70

695 Rakesh Pasricha 356.94 13,122.08 598.87 40,034.46 3.08

696 Ram Kishore Jha 115.99 3,224.27 2,197.64 8,692.61 3.00

697 Ramesh Chand Maloo 454.32 23,479.45 5,213.54 49,742.86 2.26

698 Ramesh Valab Nainani (Huf) 115.27 5,233.25 983.30 13,442.26 2.66

699 Ramkumar H Barchha 226.80 10,001.55 2,372.62 19,585.12 2.13

700 Ramya Kaza 67.16 2,772.11 -5,226.15 6,108.02 0.74

701 Ranjan Simanchal Panigrahi 1,924.44 2,16,460.89 -2,980.67 1,62,945.90 0.69

702 Ranna Amit Thakkar 122.30 5,157.95 2,298.05 8,888.48 1.85

703 Rashmi Thukral 481.07 15,459.35 4,936.56 37,698.70 2.62

704 Raunak Roongta 151.80 1,974.47 597.88 8,227.46 0.23

705 Ravindra Rajendra Oberoi 312.11 17,670.56 3,747.49 41,008.90 2.43

706 Raviraj Investments Corporate (India) Pvt Ltd 233.95 6,216.65 2,570.18 21,619.76 3.57

707 Rayomand Kaikhushru Madan 69.93 1,213.98 307.46 7,079.90 5.79

708 RBL Bank Limited 1,252.08 1,01,370.94 31,385.10 1,06,042.75 1.20

709 RBM Investment Services 102.75 6,227.32 2,069.11 9,940.93 1.77

710 Reena Agarwala 52.25 2,280.30 -1,035.45 4,343.07 1.69

711 Rekha M Gabhawala 92.06 2,953.10 984.49 4,011.66 1.70

712 Relacs Investment & Financial Services Pvt Ltd 235.73 11,405.94 2,645.02 25,714.37 2.35

713 Relan Industrial Finance Ltd. 158.10 1,94,493.72 4,656.23 20,588.12 0.11

714 Reliable Investments 279.15 10,884.27 6,666.77 25,310.52 2.61

715 Reliance Gas Transportation Infrastruture Limited 3,230.09 8,92,921.44 38,547.11 3,15,483.68 0.06

716 RELIANCE MONEY SOLUTIONS PRIVATE LTD 170.92 43,995.89 1,750.36 13,020.42 0.29

717 Reliance Securities Limited 623.52 93,161.81 18,938.92 84,856.55 1.00

718 Reliance Wealth Management Limited 763.16 94,475.61 21,548.77 89,194.21 1.12

719 Religare Finvest Limited 58.73 155.56 -1,462.34 11,599.87 67.12

720 Religare Securities Limited 179.67 13,470.61 505.78 17,991.89 1.45

721 Renjith P V 79.83 3,125.22 831.72 3,485.13 0.94

722 Right Choice Securities Pvt Ltd 206.63 5,538.57 -1,964.02 20,056.83 3.32

723 Right Horizons Financial Services Pvt Ltd 289.55 21,494.41 1,125.45 31,019.23 1.43

724 Right Returns 113.78 3,842.74 860.61 17,274.61 4.61

725 Rikhav Suresh Desai 167.33 4,956.76 3,099.73 15,439.53 3.33

726 Rinku Gupta 112.51 4,409.16 1,631.63 8,113.06 1.98

727 RISK AND ASSET MANAGEMENT SOLUTIONS 174.24 9,341.74 3,455.19 15,128.54 1.81

728 RITE O INSURANCE MARKETING PRIVATE LIMITED 91.76 5,223.21 4,971.24 3,240.43 0.98

729 Ritesh D Sheth 87.48 2,791.28 983.19 10,563.48 3.95

730 Ritesh Investment Co 174.01 5,458.40 894.71 15,481.99 3.04

731 RKSV Securities India Pvt Ltd 7.56 937.41 806.69 734.16 0.83

732 RM ASSET ADVISORS LLP 90.53 6,986.24 6,002.43 7,293.48 1.67

733 Rohan Maurya 126.11 3,237.63 741.62 13,771.72 4.42

734 Rohit Anand Das 298.68 22,375.84 8,477.87 10,980.80 0.64

735 Rohit Singh 115.13 703.78 634.37 8,979.38 11.68

736 Rohitashwa Kumbhkar 145.73 11,797.12 3,903.21 15,313.35 1.50

737 Roopa Venkatkrishnan 662.13 42,409.35 9,886.97 86,743.69 2.07

738 ROSY BLUE SECURITIES PVT. LTD. 70.35 54,369.02 13,201.83 16,143.49 0.26

739 RR Investors Capital Services Pvt Ltd. 880.98 1,05,955.33 -19,965.55 1,35,958.35 1.18

740 Ruby Financial Services Pvt Ltd 122.12 4,674.10 1,497.76 10,484.72 2.37

741 Ruchi Jain 85.96 6,777.56 797.11 9,378.48 1.44

742 Rupesh Kale 136.21 53,461.94 142.89 8,625.17 0.09

743 Rushil Financial Services 309.91 38,369.53 7,343.41 41,259.78 1.09

744 Russell Credit Limited 901.94 85,70,114.98 -39,138.71 3,52,983.18 0.01

745 RVN MANAGEMENT 89.25 10,259.24 3,393.29 8,560.72 1.04

746 S & A Wealth Managers 210.14 8,864.89 4,844.46 17,233.09 2.09

747 S Govinda Raju 139.97 5,675.72 3,234.16 8,114.18 1.66

748 S J Investment Services Pvt Ltd 1,428.97 77,677.74 -1,384.88 1,34,216.47 1.69

749 S M ENTERPRISE 112.28 4,629.00 370.10 5,572.12 1.22

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Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

750 S S Broking House & Consultants Pvt Ltd 161.11 7,465.91 2,260.01 10,996.95 1.63

751 S S Indus Capital Pvt Ltd 130.91 5,030.00 2,593.85 8,931.74 0.42

752 S S Investments 108.59 3,237.76 994.35 7,840.63 2.54

753 S V FINANCIAL SERVICES 116.86 7,868.54 3,356.24 14,114.04 1.98

754 S.R. Investments 93.51 7,593.14 1,499.94 10,888.58 1.52

755 Sab Investments 85.84 20,186.95 -408.95 24,689.14 1.48

756 Sabarish H 111.81 4,162.94 1,311.82 8,629.33 2.20

757 Sachin Shashikant Parekh 125.09 8,448.08 3,911.22 13,667.38 1.81

758 Sadashiv Arvind Phene 495.13 16,043.27 1,822.73 50,164.03 3.14

759 Safe Assets 529.57 31,860.46 3,251.73 54,605.74 1.71

760 Safe Investment & Financial Services 297.69 14,369.94 3,626.81 24,479.00 1.85

761 Sahaj Rural Development Foundation 2.72 108.90 1.54 338.86 3.01

762 Saibal Biswas 149.56 6,695.79 3,387.67 17,315.47 2.83

763 Sajag Securities Private Limited 579.81 44,397.76 14,983.05 52,728.89 1.36

764 Saksham Securities Pvt Ltd 168.75 6,383.27 2,162.28 13,337.57 2.24

765 Saksham Wealth Solutions Private Limited 115.76 5,890.62 1,653.86 13,396.66 2.41

766 Sakshi Parikh 114.58 3,878.81 -2,509.40 3,830.73 0.71

767 Salil B Kothari 240.88 15,243.96 4,365.46 25,633.95 1.86

768 Samir Vora 232.91 15,230.04 -2,381.40 21,451.91 1.24

769 Samruddhi Investment 181.05 6,715.24 2,202.44 19,616.83 3.02

770 Samsang Financial Consultants 170.60 9,765.88 3,893.23 19,818.36 2.15

771 Sanat Kacker 132.89 3,765.57 2,046.79 15,963.92 4.48

772 SANCTUM WEALTH MANAGEMENT PRIVATE LIMITED 1,395.60 1,58,671.20 -6,595.01 1,36,280.95 1.21

773 Sandeep Gupta 82.66 16,041.20 6,767.06 14,582.20 0.98

774 Sandeep Periwal 122.48 10,944.20 -809.78 10,465.36 0.82

775 Sandeep Shah 123.54 2,521.04 1,282.35 12,726.28 5.24

776 Sangam Investments 111.05 2,999.27 320.66 13,798.01 4.74

777 Sangeeta Milind Chitnis 177.52 9,257.27 4,645.84 17,762.07 2.21

778 Sanjay Gupta 59.37 1,719.43 277.93 5,900.07 3.56

779 Sanjay Mahendrakumar Nanavati 161.10 21,038.08 9,692.41 18,716.72 1.03

780 Sapient Wealth Advisors And Brokers Pvt Ltd 864.24 2,11,180.17 15,021.86 1,38,975.01 0.73

781 Sapthagiri Portfolio Mgmt Private Limited 226.38 58,590.15 -7,929.07 27,767.97 0.43

782 SARTH WEALTH ADVISORS PRIVATE LIMITED 121.52 9,252.53 5,405.02 11,739.73 1.78

783 Sarvodaya Finadvisory Services Pvt Ltd 356.04 89,917.55 -11,485.89 59,792.39 0.68

784 Sathis Kannan P 112.28 5,819.85 2,409.40 3,979.72 0.87

785 Satish Durgadas Soni 119.95 5,685.64 2,516.64 7,468.62 1.45

786 Satish Ramniklal Ghia 104.59 2,169.46 -887.86 9,509.87 4.06

787 Satvik Securities Pvt.Ltd 420.19 0.01 0.01 65,224.58 64,81,134.08

788 Satya Prakash 162.57 27,778.03 -7,210.00 17,410.84 0.31

789 Satyen Girish Vakil 82.64 8,257.87 3,910.70 9,212.45 1.43

790 Saurabh Kumar Singh 123.90 24,710.86 17,141.18 9,795.01 0.48

791 Save & Prosper Securities Pvt Ltd 218.01 15,415.97 4,064.19 19,468.73 1.36

792 Savitri Agrawal 112.56 2,774.65 1,559.73 9,025.98 3.53

793 SBICAP Securities Limited 567.95 1,33,443.74 10,519.76 58,493.70 0.42

794 Scripbox.Com India Pvt Ltd 761.91 51,329.16 24,891.85 58,466.84 1.40

795 Security Investments Limited 416.03 21,201.18 3,166.49 57,082.04 2.77

796 Seema Ramesh Nainani 100.38 4,434.75 1,984.91 12,033.33 2.88

797 Sejal Avanish Shah 100.77 5,608.42 2,990.72 7,371.39 1.91

798 SFIC Fiscal Services Pvt Ltd 106.13 9,880.20 668.75 15,410.47 1.59

799 Sgr Securities Pvt Ltd 141.88 26,909.04 -51.57 9,852.51 0.35

800 Shagun Sandeep Sutaria 236.29 69,951.54 -54,554.92 37,174.16 0.33

801 Shagun Sutaria Stock Broking Private Limited 350.98 4,05,708.49 1,17,285.42 98,422.12 0.32

802 Shah & Shah Finsol Private Limited 271.67 17,099.70 6,634.60 23,044.63 1.60

803 Shah Digpal Hemant 94.83 6,232.83 2,781.88 10,963.97 1.96

804 Shalibhadra Master Investment Brokers LLP 437.64 20,316.59 5,516.72 30,510.97 1.81

805 Sharad Gupta 101.15 4,263.89 2,357.09 12,499.55 3.14

806 Sharekhan Limited 3,025.90 2,11,809.99 1,13,290.54 1,92,107.61 1.16

807 Shashank Agarwal 187.60 9,777.94 3,019.87 18,201.55 1.91

808 Shashank Jain 154.76 10,649.39 1,965.92 13,793.13 1.41

809 Shashi Shekhar Chilana 103.05 3,301.93 372.21 10,281.68 3.16

810 Shekhar Madhusudan Mahore 134.15 4,679.21 1,829.51 9,652.98 2.22

811 Shelly Mittal 76.38 3,162.45 632.38 4,017.06 1.39

812 Shenoy Investment & Financial Consultants Pvt Ltd 101.09 2,717.22 508.47 8,789.12 3.21

813 Shifali Satsangee 408.92 21,084.46 558.96 30,531.25 1.50

814 Shilpa Nitin Patel 104.30 2,505.17 1,595.91 9,323.78 4.03

815 Shivam Mehrotra 596.33 51,997.08 2,119.21 24,441.14 0.36

816 Shivani Bharat Shah 121.30 984.11 -857.56 7,651.93 7.52

817 Shivranjani Securities Company Pvt Ltd 1,292.75 1,10,504.92 32,726.08 1,49,835.43 1.45

818 Shraddha Vinay Dhoot 110.11 4,993.84 1,825.12 7,579.72 1.62

819 Shree Sidvin Financial Services & Invest. Pvt. Ltd. 253.79 14,310.42 5,893.11 26,356.50 2.01

820 Shreeji Kosh Services 77.29 10,282.05 -273.79 11,387.62 1.17

821 Shri Ashutosh Securities Private Limited 179.25 9,916.61 2,221.85 10,573.08 1.16

822 SHRI BALAJI CAPITAL 142.98 9,021.62 418.10 8,415.04 0.93

823 Shriram Fortune Solutions Ltd. 147.61 5,488.77 2,655.42 11,523.04 2.29

824 Shriram Insight Share Brokers Ltd 348.29 10,95,964.77 7,890.30 75,562.95 0.06

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All figures - Rs. in Lacs

Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

825 Shubhangi Gopal Pai 139.92 10,170.60 -1,582.17 18,560.28 1.61

826 Shyam Singhania 170.91 9,388.28 839.38 11,874.68 1.35

827 Siddharam Gurusiddappa Kolkur 117.05 4,843.99 1,941.22 8,902.47 1.97

828 Siddharth Sharathkumar 118.12 4,694.23 1,067.16 11,240.60 2.58

829 Sift Capital 724.95 27,273.55 9,646.51 56,589.47 2.23

830 Simpson & General Finance Company Limited 209.19 74,756.16 6,534.20 65,235.90 1.02

831 Sinhasi Consultants Private Limited 85.21 10,802.56 51.40 12,289.45 1.12

832 Skcl Wealth Management Pvt Ltd 360.17 59,192.00 8,416.82 44,268.14 0.75

833 SKM Management Services 415.58 12,372.27 -8,828.89 43,343.76 2.97

834 SKP Securities Limited 1,137.21 73,071.73 3,819.92 1,27,775.48 1.73

835 SLA FINSOL PRIVATE LIMITED 690.68 25,879.52 10,205.48 38,378.70 2.08

836 SMC Global Securities Limited 2,413.46 1,74,824.00 59,072.68 2,74,876.73 1.73

837 SMC Investments And Advisors Limited 125.11 8,253.88 -1,205.14 20,337.25 2.13

838 SMR Consultancy Private Limited 215.66 19,925.19 -2,997.18 34,677.33 1.58

839 Snazzy Wealth Creators 257.33 47,470.32 4,074.25 37,444.36 0.77

840 Soba Infosec Pvt Ltd 95.37 6,403.74 2,243.21 13,318.95 2.21

841 Sonal Rajesh Rawani 160.25 6,488.67 1,533.02 17,317.76 2.59

842 Sonia Narang 144.63 5,791.18 1,563.71 9,843.15 1.75

843 Sonic Investments 207.98 817.38 -2,641.15 27,304.16 31.15

844 Sources Solutions India Pvt. Ltd. 181.35 3,209.27 1,124.32 13,515.20 4.42

845 Sourendra Saha 116.69 11,627.88 1,061.50 3,892.24 0.33

846 SPA Capital Services Limited 5,673.82 76,23,416.88 2,50,956.40 11,48,070.03 0.19

847 SPA GLOBAL PVT LTD 1,064.33 25,24,474.24 80,256.07 2,28,892.44 0.09

848 SPECTRUM MARKETING SOLUTIONS 330.76 2,026.73 -36,290.95 26,233.30 1.51

849 SQUIRREL CONSULTING PVT LTD 139.91 12,545.66 1,362.43 19,556.88 2.01

850 Sri Kotyark Investments 117.82 33,250.28 25.53 19,668.35 0.61

851 SRI KRISHNA CAPITAL 111.78 4,151.49 2,507.04 11,725.72 3.35

852 Sridharan Narasimachari Kilpakkam 99.94 1,296.11 98.17 12,057.00 9.12

853 Sriram Suryanarayanan 84.48 2,464.84 1,043.69 9,772.91 4.18

854 Srivari Investments 106.62 4,092.93 1,419.86 11,142.54 2.71

855 SRIVIDYA ENTERPRISES LLP 2,453.11 25,52,953.79 7,28,153.91 3,00,365.11 0.29

856 Standard Chartered Bank 18,542.15 17,91,863.09 1,04,249.12 17,59,782.11 0.99

857 Standard Chartered Securities (India) Limited 145.47 331.36 -4,657.74 29,059.47 79.08

858 Star Bulls 62.39 4,211.84 1,381.35 3,079.41 0.83

859 State Bank of India 55,790.43 82,89,435.50 24,96,075.37 42,69,713.72 0.67

860 Stock Holding Corporation of India Limited 1,064.48 4,36,703.73 13,872.79 86,033.51 0.21

861 Subhas Chakraborty 125.22 3,755.09 1,969.76 8,974.15 2.63

862 Subras Investments 142.35 15,005.91 2,323.21 17,766.02 1.27

863 Sujash Securities Private Limited 209.74 7,206.77 1,528.57 15,806.37 2.25

864 Sujata Khushrav Kabraji 145.65 13,536.31 3,241.36 22,667.23 1.81

865 Sukanta Bhattacharjee 103.69 3,412.95 989.43 8,580.32 2.64

866 Sulabh Goyal 129.25 3,312.97 -231.63 11,316.08 2.83

867 Suman Kumar Thakur 159.84 5,169.56 1,879.88 12,678.33 2.67

868 Sundaram Finance Limited 1,659.11 95,350.15 38,090.32 1,41,547.66 1.63

869 Sunder Gopal Roy 132.70 5,686.77 1,084.25 7,695.48 1.47

870 Sunil Bhanudas Kanade 104.83 3,922.03 1,929.51 6,198.27 1.78

871 Sunkersett Investment Intermediaries LLP 104.85 6,406.45 2,234.87 9,569.59 2.36

872 Suraj Prakash 215.54 6,485.74 1,899.64 7,712.67 1.40

873 SURAT COMMERCIAL PRIVATE LIMITED 92.95 4,188.38 2,286.12 11,405.41 2.99

874 Surendra Kumar Dugar & Co 218.98 19,759.00 -18,957.37 56,629.18 2.28

875 Surjeet Kapoor 62.22 759.08 142.94 5,000.88 6.79

876 Sushil Finance Consultants Limited 109.67 5,028.77 490.06 13,697.48 2.29

877 Sushil Financial Services Pvt Ltd 208.24 63,274.05 3,347.75 26,967.02 0.45

878 Suvarna Yogesh Shah 81.98 2,723.74 -2,466.86 9,717.13 3.34

879 Suvridhi Capital Markets Private Ltd 514.43 43,951.47 2,976.75 67,990.46 1.57

880 Swadesh Sarangi 111.27 3,881.02 3,845.02 3,507.37 1.05

881 Swan Investmentors Pvt Ltd 194.07 12,764.15 4,012.65 12,879.16 1.31

882 Swathi Investments 75.99 3,017.28 1,439.26 10,167.23 3.56

883 Sweety Dhaval Desai 96.61 1,710.75 834.28 10,048.82 6.05

884 SWS FINANCIAL SOLUTIONS PVT LTD 75.17 7,055.29 802.98 8,838.40 1.35

885 Sykes & Ray Equities (I) Ltd. 76.30 20,108.49 6,206.38 12,907.11 0.82

886 Syndicate Bank 114.63 6,519.31 3,675.31 10,563.63 1.72

887 Systematix Shares and Stocks (India) Ltd 277.65 66,682.97 1,689.18 31,516.64 0.46

888 Tamilnad Mercantile Bank Ltd. 21.39 1,003.83 780.06 3,138.07 2.12

889 Tandon And Mahindra Consultancy 203.64 10,942.33 2,450.42 30,466.53 3.54

890 Tarla Pankaj Mavani 57.25 2,191.53 479.44 4,805.97 2.19

891 Tata Capital Financial Services Ltd. 916.39 1,99,095.21 410.67 95,868.72 0.45

892 Tata Securities Limited 706.19 1,65,81,542.30 -6,57,928.26 7,84,929.83 0.01

893 Taurrus Finsec Private Limited 105.86 5,609.13 4,073.18 9,466.13 2.09

894 Tayal Capitals 142.98 5,811.38 1,246.53 14,680.31 2.66

895 TBNG Capital Advisors Pvt Ltd 84.91 6,120.25 2,023.95 10,498.31 1.89

896 TCM Advisory Pvt Ltd 114.03 4,351.17 1,165.89 10,382.74 2.45

897 TG Financial Consultant 254.65 19,208.26 551.66 36,381.70 1.83

898 Thakker Nikhil Vasudev 115.38 4,863.51 1,871.98 9,428.59 2.08

899 The Cosmos Co-Operative Bank Ltd 68.60 10,005.86 5,757.45 16,135.96 1.00

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Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

900 The Federal Bank Ltd. 417.46 43,410.96 23,378.47 34,588.74 1.05

901 The Karnataka Bank Limited 170.15 13,232.62 7,151.14 15,415.42 1.37

902 The Karur Vysya Bank Limited 19.27 3,831.04 1,605.64 6,536.92 1.17

903 The Lakshmi Vilas Bank Ltd 13.00 1,203.72 -527.93 3,498.96 1.97

904 The Peerless General Finance & Investment Co Ltd 16.15 46.75 -473.97 2,858.95 55.79

905 THE PORTFOLIO SHOP FINANCIAL SERVICES 192.76 14,659.45 4,894.35 8,616.82 0.71

906 The Saraswat Co-Operative Bank Ltd 1.83 5,188.70 3,272.63 19,017.53 1.80

907 The Shamrao Vithal Co Operative Bank Ltd 93.52 11,853.56 8,141.45 11,219.16 1.22

908 The South Indian Bank Ltd 51.61 4,468.59 2,292.81 7,426.01 1.21

909 THEFINANCIALMALL PRIVATE LIMITED 109.29 7,701.95 4,215.25 11,528.06 1.87

910 Think Financial & Insurance Cons Pvt Ltd 659.58 1,48,982.66 11,365.30 68,279.17 0.49

911 Thirukochi Financial Consultants Pvt Ltd 107.53 5,101.01 724.19 7,294.88 1.48

912 Thousand Lights Investments Pvt. Ltd. 107.49 3,722.81 618.64 11,394.68 3.18

913 Three Cheers 182.06 7,182.10 1,761.83 20,738.16 3.01

914 THREE CUBE WEALTH ADVISORY LLP 2,563.46 3,17,111.91 1,21,689.22 1,61,720.87 0.49

915 TIPS 115.74 2,815.19 1,081.03 8,922.73 3.76

916 TJSB Sahakari Bank Ltd 21.22 911.61 299.18 2,465.08 2.93

917 Tpc Investor Services 108.05 5,013.72 2,704.56 3,967.97 1.02

918 Trade Net Wealth Managers Pvt Ltd 365.54 4,87,635.53 4,145.54 40,816.55 0.06

919 TRANQUIL CAPITAL 104.86 14,058.91 8,337.35 11,997.60 1.23

920 Transcend Consulting (India) Pvt Ltd 61.53 6,875.60 1,428.53 10,073.52 1.57

921 Transcend Investment Advisors Pvt Ltd 156.69 27,006.65 1,547.21 18,120.81 0.71

922 TRINITAS WEALTH PLANNERS LLP 92.09 9,431.37 3,998.84 11,254.76 1.39

923 Trust-Plutus Wealth Managers (India) Pvt Ltd 1,142.86 1,08,828.39 22,493.68 1,47,682.16 1.50

924 Tullett Prebon (India) Limited 658.19 94,11,634.86 47,547.22 2,03,883.55 0.02

925 Tushar Jitendra Shah 94.81 7,226.06 -1,997.66 13,482.72 1.73

926 UCO Bank 54.50 2,115.24 -52.40 16,270.53 3.82

927 Ultimate Wealth Managers Pvt Ltd 315.30 12,629.35 3,016.87 32,132.79 2.67

928 Umesh Kumar Gupta 125.57 5,886.47 1,084.24 9,153.12 1.65

929 Unifi Financial Pvt Ltd 113.36 1,79,288.08 13,280.85 25,011.13 0.14

930 Union Bank of India 1,781.69 3,41,217.46 1,13,917.89 2,27,060.68 0.83

931 UNMAJ ASSOCIATES LLP 1,016.37 2,70,051.41 1,22,181.99 72,099.91 0.49

932 Unnati Capital Services Pvt Ltd 193.22 9,349.18 6,910.97 17,218.04 2.13

933 Upmarket Financial Advisory Services 100.61 2,949.95 -491.98 10,985.71 0.04

934 UPMARKET FINANCIAL ADVISORY SERVICES LLP 29.68 2,413.99 64.82 4,661.51 6.65

935 Urjita Financial Services Private Limited 124.91 8,635.79 2,795.90 13,671.27 1.82

936 UTI Infrastructure Technology And Services Ltd 539.18 31,421.22 6,413.68 46,248.50 1.58

937 Utkarsh Wealth Advisors 305.31 67,279.23 -1,108.42 34,479.69 0.38

938 V B Associates 126.77 9,438.61 1,106.01 18,059.21 1.97

939 V Serve Management Private Limited 154.97 6,672.04 -2,100.03 25,758.24 3.45

940 Valsangkar Ravindra Murlidhar 115.53 4,241.79 1,327.38 6,887.41 1.65

941 Value Ethics Wealth Managers Pvt Ltd 179.05 12,705.11 5,551.43 20,505.90 1.86

942 Value Invest Wealth Management (India) Pvt. Ltd. 478.90 12,527.58 -1,22,310.27 1,25,955.86 3.61

943 VARDHANA FINANCIAL SOLUTIONS PRIVATE LIMITED 88.21 11,872.94 611.66 13,492.79 1.25

944 Varghese Sicily Alexander 68.89 2,829.70 2,821.86 851.60 0.94

945 Varsha Investments 185.25 18,156.54 1,009.31 23,395.09 1.31

946 Varughese Mathai.K 115.21 4,509.00 2,426.43 11,307.26 2.80

947 Vashistha Capital 66.15 2,939.24 1,874.51 10,712.74 2.58

948 Vatsal Pravin Shah 123.82 12,689.17 2,303.39 14,851.66 1.21

949 Vcare Investment Services Pvt. Ltd. 474.29 23,711.90 7,184.51 39,070.14 1.74

950 Vedansh Securities 511.82 37,273.33 9,166.88 20,310.71 0.61

951 Veena Chandra 157.98 6,858.24 945.27 18,551.80 2.78

952 Venkatesh Share & Stock Brokers Pvt. Ltd. 140.38 19,991.39 2,773.39 9,915.19 0.58

953 Ventura Securities Ltd 782.00 1,98,377.98 15,406.80 96,394.32 0.49

954 Verdant Financial Advisory Services Private Limited 329.90 39,931.34 9,515.56 41,056.39 1.14

955 Verity Finsolutions Pvt. Ltd 154.11 10,331.35 3,386.04 17,587.76 2.08

956 VETE ASSOCIATES Tax & Investments Consultants Pvt Ltd 252.92 17,097.79 7,353.24 18,703.55 1.48

957 Vijay Financial Consultants Pvt Ltd 185.25 9,362.99 2,797.33 19,722.42 2.18

958 Vikash Toshniwal 58.51 204.00 68.85 4,617.60 23.34

959 Vikram S.Bagadthey 103.56 11,929.22 28.77 9,184.71 0.80

960 Vinay O Rathi 155.68 14,809.15 2,035.04 14,860.52 1.06

961 Vinayak Dattatreya Joshi 119.75 2,067.89 -576.71 13,978.24 6.55

962 Vinit Chandulal Vasa 131.68 5,994.56 2,291.91 14,847.46 2.80

963 Vinod S Singh 112.89 6,623.92 781.61 9,858.79 1.56

964 Viral R Kothari 118.13 4,940.78 1,084.54 13,487.63 2.87

965 Virendr Pal Singh 81.90 3,270.87 1,694.04 22,010.88 1.84

966 Vishal Bharat Modi 181.17 7,616.23 3,879.05 10,893.44 1.73

967 Vishal Kumar Narang 163.86 3,739.56 -57.31 9,496.36 2.40

968 Vishvambhar C S Kenkare 102.53 3,412.47 1,770.76 8,621.10 2.80

969 Vision Ahead Services (Pvt) Ltd 226.05 13,909.47 2,923.34 19,740.75 1.30

970 Vista Wealth Consultants Private Limited 448.45 21,341.13 10,526.61 46,376.89 2.43

971 Vivek Kumar 61.60 1,663.47 541.70 6,699.18 3.98

972 Vivek Mahajan 227.78 5,978.30 814.84 15,667.99 2.51

973 VJB Financial Services Pvt Ltd 117.51 17,777.74 7,072.42 9,360.20 0.58

974 Vogue Money 113.54 6,867.23 1,577.02 10,761.01 1.58

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All figures - Rs. in Lacs

Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Averge Assets

under

Management for

FY 2017-18

Ratio of AUM to

Gross inflows

Consolidated data on Commission and Expenses paid to Distributors during FY 2017-18 and additional disclosures

975 VR Wealth Advisors Pvt Ltd 92.21 5,499.39 912.83 13,898.69 2.62

976 VSRK WEALTH CREATOR PVT LTD 419.66 1,58,819.81 -6,230.40 59,789.29 0.62

977 VUK Finvest Consultants Pvt Ltd 177.34 13,143.62 1,838.23 22,598.70 1.76

978 Way2Wealth Securities Private Limited 828.59 97,162.34 -5,335.72 99,658.95 0.96

979 Wealth Advisors (India) Pvt. Ltd. 2,218.25 12,38,017.59 29,026.68 4,05,222.73 0.33

980 Wealth Creators 135.82 3,560.18 1,658.16 9,781.52 2.94

981 Wealth Engineers 139.55 7,293.83 2,556.74 9,323.35 1.40

982 WEALTH EXPRESS 134.41 19,336.33 5,561.28 7,396.02 0.46

983 Wealth First Advisors Pvt Ltd 693.46 45,662.57 4,699.20 74,572.43 1.67

984 Wealth First Port Folio Managers Ltd 829.90 3,52,868.05 79,499.62 1,01,212.53 0.37

985 Wealth India Financial Services Pvt Ltd 4,966.68 2,90,214.01 1,06,381.68 4,25,346.92 1.70

986 Wealth Managers (India) Private Limited 1,604.53 7,37,701.81 21,481.52 3,60,367.20 0.51

987 Wealth Managers United India Private Limited 483.85 32,887.42 9,164.27 54,332.55 1.80

988 Wealthapp Financial Advisors PVT.Ltd 17.37 5,800.82 3,621.01 7,112.33 0.93

989 WEALTHAPP SOLUTION PRIVATE LIMITED 118.33 16,433.60 4,032.17 11,927.49 0.90

990 Wealthcare Investment Services 140.70 4,253.83 1,200.63 13,408.55 3.26

991 Wealthcare Securities Private Limited 187.99 9,740.12 2,627.22 18,985.30 2.05

992 Wealthcube Endeavours LLP 193.54 27,870.25 6,985.31 13,984.77 0.61

993 WealthDirect Portfolio Pvt Ltd 99.45 5,802.86 753.66 10,760.39 2.03

994 WEALTHWISE ADVISORS 43.55 30,217.25 16,617.17 6,693.97 0.55

995 WealthyIN Customer Services Pvt. Ltd. 26.82 2,364.57 1,953.03 5,498.67 1.11

996 Wholelife Financial Services (Hyderabad) Pvt. Ltd. 90.01 5,221.66 2,958.11 10,332.17 2.25

997 WINRICH PROFESSIONAL SERVICES PRIVATE LIMITED 36.68 3,349.11 2,934.63 4,912.94 1.38

998 WISE FINSERV PVT. LTD 173.71 9,256.40 7,352.05 8,625.68 1.28

999 Wiseinvest Advisors Pvt. Ltd. 688.33 48,732.52 7,636.58 83,942.25 1.75

1000 WMG Advisory & Services Pvt Ltd 245.61 51,215.28 -2,586.79 33,854.85 0.49

1001 Y S Capital 362.06 9,898.75 3,619.44 30,455.42 3.43

1002 Y. Sridhar 92.33 3,006.39 959.77 8,064.38 2.81

1003 Yash Consultants 243.74 2,616.23 347.40 31,175.84 12.02

1004 Yashwant Amarsingh Rathod 145.17 5,958.26 3,097.71 13,975.73 2.50

1005 Yatish Wealth Managers 110.71 15,864.12 -604.27 16,720.45 0.90

1006 Yellapragada Padmavathi 240.16 9,583.65 -6,714.69 11,560.66 0.27

1007 Yes Bank Limited 3,786.51 4,70,596.02 77,718.40 3,04,803.72 0.69

1008 Yeshwanth Kumar 227.99 17,276.46 7,525.99 18,374.53 1.18

1009 Yezdi Framroz Langrana 175.27 9,742.03 6,142.80 21,751.83 2.51

1010 Yogendra Dilipbhai Doshi 125.01 6,220.71 2,960.49 13,641.16 2.40

1011 Yogesh Jayant Shah 189.69 32,458.41 3,137.01 31,003.90 1.03

1012 Yogesh Shah Securities Pvt Ltd 134.78 2,66,484.05 26,860.75 74,959.05 0.34

1013 Zeenat S Jagani 302.04 15,755.22 5,492.31 31,408.69 2.11

1014 Zen Securities Limited 264.87 22,322.13 3,658.23 58,216.47 2.80

1015 Zerodha 110.89 77,575.43 3,600.72 11,147.83 0.18

1016 Zeus Investment Solutions 171.32 16,809.60 4,815.14 15,331.73 0.96

1017 ZVEST FINANCIAL SERVICES LLP 86.91 30,763.44 10,227.40 13,878.29 0.60