C O N G T Y C P C H L T N G K H O A N M B C O N G H O A X A H O I C H U N G H I A V I E T N A M

Doc lap - Tir do- Hanh phuc

Q U Y C H E BAN DAU GIA C O PHAN L A N DAU CUA Ban Quan ly Ben xe, tau Bac Lieu

(Ban hanh kem theo Quyet dinh s6:0i/2018/MBS/IBHCM01-QD ngay^k./..Ci/2018)

Chu-o-ng I

QUY DINH CHUNG

Dieu 1: Pham vi dieu chinh

Quy che nay ap dung doi voi viec to chuc ban dau gia co phdn Idn dau cua Ban Quan ly Bdn xe, tau Bac Lidu dugc thuc hien tai Ban Quan ly.

Dieu 2: Giai thich tir ngir

Trong quy chd nay, cac tu ngu duoi day dugc hieu nhu sau:

2.1. Bdn ddu gid co phdn la vide ban co phdn Idn dau cua Ban Quan ly Bdn xe, tau Bac Lieu cong khai cho cac nha dau tu co sir canh tranh ve gia;

2.2. Nha ddu tu la to chuc va ca nhan trong, ngoai nuoc theo quy dinh tai Didu 6 Nghj djnh so 59/2011/ND-CP ngay 18/7/2011 cua Chinh phu vd vide chuydn doanh nghidp 100% von Nha nuoc thanh cong ty co phdn;

2.3. Budc gid la khoang each giua cac gia dat mua lidn tidp;

2.4. Gid ddu la cac muc gia dat mua co phan cua cac nha dau tu tham gia ddu gia dugc ghi vao Phieu tham du ddu gid;

2.5. Menh gid mot co phdn la 10.000 dong (Mudi ngan dong);

2.6. Gid khai diem la 10.000 dong (Mudi ngan dong);

2.7. Tien dat coc la mot khoan tidn ciia nha dau tu ung trudc de dam bao quyen tham gia ddu gia;

2.8. To chirc bdn ddu gid la Cong ty Co phan Chung khoan MB;

2.9. Ban to chuc ddu gid: la co' quan do To chuc ban ddu gia thanh lap dd to chuc thuc hien vide ban dau gia cd phan va cac cong vide chi tidt c6 lidn quan

2.10. Co phdn khong bdn hit ciia cuoc ddu gid bao gom so lugng c6 phdn nha dau tu trung thau trong cuoc ddu gia cong khai nhung tu chdi mua va so lugng co phdn khong dugc nha dau tu dang ky mua theo phuong an ban ddu gia cong khai da dugc duydt;

2.11. Cuoc ddu gid bdn co phdn khong thanh cong la cuoc ddu gia khong co nha ddu tu dang ky tham gia hoac chi co 01 nha ddu tu dang ky tham gia;

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Chirang I I QUY DINH C U T H E

Dieu 3: Trach nhiem va quyen han cua To chirc ban dau gia

3.1. Xay dirng Quy che ban dau gia co phan;

3.2. Xay dung ho so cong bo thong tin ve viec ban dau gia co phan can cu theo tai lieu do Ban Quan ly Ben xe, tau Bac Lieu cung cap;

3.3. Kiem tra dieu kien tham du dau gia, thong bao va to chuc cho cac ca nhan, phap nhan du dieu kien de thuc hien dang ky tham du dau gia, thu tien dat coc;

3.4. Chuan bi dieu kien, co' so vat chat cho viec to chuc ban dau gia co phan;

3.5. Kiem tra, giam sat hoat dong ban dau gia co phan theo dung Quy chd;

3.6. Lap bidn ban va cong bd kdt qua dau gia;

3.7. Giai quydt nhung thac mac, khieu nai (neu cd phat sinh) tai budi ban dau gia;

3.8. Thdng bao kdt qua ban dau gia cd phan cho Ban Quan ly Bdn xe, tau Bac Lidu;

3.9. Hoan tra tidn dat coc cho cac ben tham gia dau gia cd tham du dau gia nhung khdng mua dugc;

3.10. Thuc hien cac cdng vide khac lidn quan ddn dau gia ban cd phan.

3.11. Tuyen bd cudc dau gia khdng thanh (ndu xay ra);

Dieu 4: Trach nhiem va quyen han cua Ban Quan ly Ben xe, tau Bac Lieu.

4.1. Phdi hgp voi To chuc bdn ddu gid thuc hien cac cdng vide sau.-

• Cung cap va chju trach nhiem vd tinh chinh xac cua cac tai lidu cung cap theo ydu chx cua To chuc bdn ddu gid dd cung nhau xay dimg Ban cdng bd thdng tin.

• Kidm tra va hoan tat va chju trach nhiem vd tinh chinh xac va day du cua ban cdng bd thdng tin lidn quan ddn ban dau gia cd phan theo quy djnh

• Cung voi To chuc bdn ddu gid lap danh sach cac nha dau tu tham du dau gia.

• Cung cap thdng tin lidn quan ddn doanh nghidp va cudc dau gia cho cac nha dau tu dugc lira chgn voi Don dang ky tham gia dau gia mua cd phan.

4.2. Cu dai dien tham gia kidm tra, giam sat hoat ddng ban dau gia theo quy djnh cua quy chd

nay va cac quy dinh hien hanh.

4.3. Tdng hgp, bao cao co quan cd tham quydn vd tinh hinh va kdt qua dSu gia.

4.4. Chju trach nhiem xu ly ddi vol sd lugng cd phan khdng ban hdt cua cudc dau gia ban cd phan.

4.5. Luu tru Do-n dang ky tham gia dau gia va Phidu tham du dau gia cua nha dau tu sau khi hoan thanh dgt dau gia.

4.6. Thuc hien cac hoat ddng khac cd lidn quan ddn ban dau gia cd phan.

Dieu 5. Trach nhiem cua nha dau tir tham gia dau gia

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- Tim hieu, thu thap va nghien cuu thong tin ve co phieu ban dau gia va cac thong tin lien quan den dot dau gia

- Gui Don dang ky tham gia dau gia mua co phan cho To chuc dau gia theo mau tai Phu luc 1 va 2 cua Quy che nay.

- Nha dau tu nuoc ngoai phai thuc hien theo quy djnh tai Khoan 2 Dieu 6 Nghj djnh so 59/2011/ND-CP va Khoan 4 Didu 7 Thong tu s6 196/2011/TT-BTC.

- Nop day du tidn dat coc bang 10% gia trj tong so co phan dang ky mua tinh theo gia khoi didm vao tai khoan cua To chuc ban dau gia theo quy djnh tai Didu 9 Quy chd nay.

- Nop Phidu tham du dau gia va thuc hien dau gia theo dung quy djnh. Ndu vi pham, nha dau tu tham gia dau gia se bj hiiy bo quydn tham gia dau gia va khong dugc hoan tra tidn dat cgc.

- Thanh toan day du, dung han tien mua co phan ndu dugc mua.

- Phoi hgp voi To chuc chao ban (Ban Quan ly Bdn xe, tau Bac Lidu) dd thuc hien cac thu tuc chuydn nhugng theo quy djnh lidn quan ciia To chuc chao ban.

Dieu 6: Trach nhiem va quyen han cua Ban Chi Dao co phan hoa Ban Quan ly Ben xe, tau Bac Lieu

Cu dai dien tham gia giam sat toan bg qua trinh ban dau gia co phan. Dai dien ciia Ban Chi dao cd phan hoa tham gia giam sat phidn dau gia, co quydn trinh bay y kien vd trinh tu, thu tuc to chii'c phidn dau gia va cac van dd phat sinh trong qua trinh chao ban va tai phien dau gia.

Dd xuat gia khoi didm tai cudc dau gia cd phan tai Ban Quan ly Bdn xe, tau Bac Lidu.

Phdi hgp voi Cdng ty cd phan chung khoan MB dang tai thdng tin vd vide chao ban cd phan Idn website cua Uy ban nhan dan tinh Bac Lidu cac ndi dung sau:

+ Quy chd dau gia cd phan Ian dau cua Ban Quan ly Bdn xe, tau Bac Lidu;

+Cac thdng tin, tai lidu khac lidn quan den vide chao ban va phidn dau gia theo quy djnh.

Quydt djnh trong truong hgp cd thanh vidn Ban td chuc phidn dau gia khdng ky vao bidn ban xac nhan kdt qua phidn dau gia.

Quydt djnh cac van dd khac theo tham quydn chii sd huu cd phan.

Quydt djnh tuydn bd hiiy kdt qua cua phidn dau gia ndu xac djnh cd ydu td anh hudng ddn tinh cdng khai, minh bach cua phidn dau gia.

Dieu 7: Cac thong tin chinh lien quan den dot dau gia.

Loai cd phan dau gia

Sd lugng cd phan dau gia

Menh gia

Gia khdi diem

Budc gia

Budc khdi lugng

Cd phan phd thdng.

355.062 cd phan.

10.000 ddng (Mimi ngan d6ng)/c6 phdn

10.000 ddng/cd phan (Mudi ngan dong)

100 ddng (Mot tram dong)

01 cd phan (Mot cd phdn)

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- So mure gia : Chi dirge phep ghi toi da mot muc gia

- So lugng CO phan dang ky : So lugng co phan toi thieu Id 100 cd phdn va tdi da ddi vai cdc td chuc vd cd nhdn trong vd ngodi nu&c Id bang sd luang cd phdn chdo bdn.

- Moi nha dau tu dugc phat mot phieu dau gia va chi dugc ghi mot (01 mite gid) dat mua vao Phieu tham du dau gia; khoi lugng dat mua cua moi muc gia toi thieu la 01 co phan va dat theo bgi so cua 01; tong khoi lugng dat mua ciia cac muc gia dung bang so co phan da dang ky.

Dieu 8: Cong bo thong tin

8.1 Cong bo thong tin ve viec ban dau gia tren cac phuong tien thong tin dai chung:

• Cong b6 tren ba (03) s6 bao lien tidp: Bao Dai doan kdt ( tu ngay 20/03/2018 ddn

ngay 22/03/2018) va Bao Bac Lidu (tu ngay 20/03/2018 ddn ngay 24/03/2018).

• Cong bo trdn website: www.mbs.com.vn;

• Cong bo trdn website: www.baclieu.gov.vn 8.2 Thong tin cu thd lidn quan ddn doanh nghidp va dot dau gia dugc cong bo tai:

• C O N G T Y C O P H A N C H L T N G K H O A N Sd 259 Tran Hung Dao, Quan 1, H6 Chi M B - C H I N H A N H H O C H I M I N H Minh

• BAN QUAN L Y B E N X E , T A U BAC L I E U QL 1 A, khom 2, phuong 7, TP. Bac Lieu, tinh Bac Lidu

Dieu 9: Doi tirgng tham gia dau gia va cac quy dinh lien quan

9.1 Nhung doi tugng tham gia dau gia: Cac td chuc, ca nhan Viet Nam va nude ngoai theo quy djnh tai Didu 6 Nghi djnh sd 59/2011/ND-CP ngay 18/7/2011 cua Chinh phu vd vide chuydn doanh nghidp 100% vdn nha nude thanh cdng ty cd phan, cd du didu kien sau day dugc tham du dau gia:

• Cd tu each phap nhan (ddi vdi cac td chuc); cd dia chi cu thd, rd rang. Neu ngudi dai dien phap nhan thi phai cd giay uy quydn. Ndu la ca nhan phai cd chung minh thu nhan dan, giay td tuy than hgp Id va cd du nang lire hanh vi dan sir;

• Ddi vdi nha dau tu nude ngoai: ngoai cac quy djnh nhu ddi vdi phap nhan va ca nhan trong nude, phai md tai khoan tidn gui tai mot td chuc cung ung dich vu thanh toan theo quy dinh cua phap luat Viet Nam vd ngoai hdi. Moi hoat ddng lidn quan ddn mua cd phan ddu phai thdng qua tai khoan nay;

• Cac td chuc tai chinh trung gian nhan uy thac dau tu: Truong hgp cac td chuc tai chinh trung gian nhan uy thac dau tu cua ca nha dau tu trong nude va nude ngoai, td chuc nhan uy thac dau tu cd trach nhiem tach bidt rd sd lugng nha dau tu, sd cd phan cua tung nha dau tu trong va ngoai nude dang ky mua;

9.2 Nhung doi tugng khong dugc tham gia dau gia mua co phan Ian dau: Cac to chuc tai chinh trung gian va cac ca nhan thugc cac to chuc nay tham gia vao viec thuc hien tu van, kiem toan, xac dinh gia tri doanh nghiep; To chuc thuc hien ban dau gia co phan va cac ca nhan thugc to chuc nay co lien quan den cuoc dau gia.

Dieu 10: Thu tuc dang ky tham gia dau gia va nop tien dat coc

10.1 Thdi gian, dja diem nhan don dang ky va lam thu tuc dang ky, dat cgc:

Tu 08hOG den 16h00 cac ngay tu 20/03/2018 den 24/04/2018 tai cac dja didm ndu tai didm 10.2. Didu 10 Quy chd nay.

10.2 Nop tien dat cgc:

Nha dau tu phai nop tidn dat cgc bang 10% gia trj co phan dang ky mua tinh theo gia khdi didm. Tidn dat cgc se khdng dugc hudng lai. Tidn dat cgc nop bang ddng Viet Nam, chuydn khoan vao tai khoan cua To chiec bdn ddu gid:

Tai khoan sd 115.002.653.319 cua Ban Quan ly Bdn xe, tau Bac Lidu Tai ngan hang

TMCP Cdng thuong - Chi nhanh Bac Lidu.

Nop don dang ky tham gia dau gia: Nha dau tu didn day du thong tin vao don dang ky tham gia dau gia va nop tai dja didm lam thii tuc dang ky kem theo xuat trinh cac giay td sau:

• Ddi vdi ca nhan trong nude:

CMND hoac ho chidu;

Giay nop tidn hoac giay chuydn tidn dat cgc.

• Ddi vdi td chuc trong nude:

Giay dang ky kinh doanh (Ban sao cd cdng chung);

Giay nop tidn hoac giay chuydn tidn dat cgc;

- Giay uy quydn cho dai didn thay mat td chuc thuc hien thu tuc tru trudng hgp ngudi lam thu tuc la dai didn theo phap luat cua td chuc.

• Ddi vdi ca nhan, td chuc nude ngoai: Ngoai quy djnh nhu doi vdi ca nhan, td chuc trong nude, phai xuat trinh giay xac nhan md tai khoan tai mot td chuc cung ung djch vu thanh toan dang hoat ddng trdn lanh thd Viet Nam.

10.3 Nhan phidu tham du dau gia:

- Mdi nha dau tu dugc cap mot Phieu tham du ddu gid duy nhat;

- Cac nha dau tu se dugc nhan Phieu tham du ddu gid ngay sau khi hoan tat cac thu tuc dang ky;

10.4 Nha dau tu chi dugc sua ddi hoac huy dang ky tham du dau gia trong thdi han lam thu tuc dang ky ndu trdn. Trudng hgp huy dang ky tham du dau gia, nha dau tu phai lam dou dd nghj huy dang ky tham du dau gia theo mau quy djnh cua To chuc bdn ddu gid.

Dieu 11: Lap va nop phieu tham dir dau gia

11.1 Nha dau tu tu didn Phieu tham du ddu gid. Phieu tham du ddu gid hgp Id la:

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- Phieu do To chuc bdn ddu gid phat hanh, co dong dau treo cua To chuc bdn ddu gid, CO chu ky cua ngudi lap phieu;

- Dien day du, ro rang cac thong tin tren Phieu tham du ddu gid theo quy dinh;

- Phieu tham du dau gia khong dugc tay xoa, rach nat;

- Gia dat mua khong thap hon gia khdi diem; Gia ghi bang sd phai khdp vdi Gia ghi

bang chu';

- Cd chu ky cua ngudi tham gia dau gia;

- Bd phieu kin theo cac phuong thuc va thdi gian quy dinh tai diem 11.2 dudi day.

11.2 Quy dinh ve nop Phieu tham du ddu gid:

- Cac Nha dau tu gui Phieu tham du dau gia tdi To chuc bdn ddu gid trudc 16h00 ngay

26/04/2018.

- Trudng hgp nha dau tu hoac ngudi dugc uy quyen bd phieu true tiep vao hdm phieu

tai dia diem td chuc dau gia trudc 16 ngay 26/04/2018 thi sau khi bd Phidu vao hdm

phieu phai ky vao Danh sach xac nhan da bd phieu.

- Trudng hgp Nha dau tu gui Phieu tham du dau gia bang thu bao dam qua buu dien thi

ngoai bia thu ghi 'Phieu tham du ddu gid cd phan cua Ban Quan ly Bin xe, tau

Bac Lieu ' cung vdi hg ten, ma sd nha dau tu va dugc gui den theo dja chi sau:

+ Cdng ty Co phan Chirng khoan MB - Chi nhanh Ho Chi Minh

Dja chi: Lau 6, So 259 Tran Hung Dao, Quan 1, TP. Hd Chi Minh.

Phieu tham du dau gia chi dugc chap nhan khi thu bao dam cua Nha dau tu dugc Bun

dien chuydn ddn dia chi trdn trudc 16h00 ngay 26/04/2018

- Thdi didm nhan Phidu dugc tinh la thdi didm Nha dau tu ky vao Danh sach xac nhan

da bd Phidu hoac thdi didm buu didn chuydn thu ddn.

11.3 Trudng hgp Phieu tham du ddu gid bi rach nat: Nha dau tu phai ydu cau To chuc bdn ddu gid ddi phidu mdi sau khi da nop phidu cu cham nhat trudc 15 phut tru'd'c then diem ket thuc bo Phieu vao hdm phieu.

11.4 Trudng hgp nha dau tu mat phidu: Nha dau tu phai lam don (theo mau quy dinh) dd nghi To chirc bdn ddu gid cap lai phidu mdi va phidu cu coi nhu khdng cdn gia tri cham nhat trudc 15 phut trudc thdi diem ket thuc bd phieu vao hdm phieu.

Dieu 12:Cac dieu kien ve uy quyen

12.1 Nha dau tu cd thd uy quydn cho ngudi khac thuc hien toan bd hoac mot phan cac ndi dung uy quydn sau:

- Nop Dan ddng ky tham du ddu gid (Ngudi uy quydn van phai ky trdn Don);

- Nop tidn dat cgc (Ndi dung nop tidn phai ghi rd nop tidn cho Tdn ngudi uy quydn mua sd lugng cd phan cua Ban Quan ly Bdn xe, tau Bac Lidu);

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- Bo Phieu tham du ddu gid vao horn Phieu (Ngudi liy quyen van phai ky tren Phieu,

ngudi dugc uy quyen phai ky vao Danh sach xac nhan bd Phieu);

- Gui Phieu tham du ddu gid true tiep cho To chuc bdn ddu gid (Ngudi dugc uy quyen phai ky vao Danh sach xac nhan bd Phieu).

12.2 Viec uy quydn ddi vdi ca nhan dugc thd hien bang van ban va hgp Id khi ngudi uy quydn va ngudi dugc uy quydn mang CMND hoac hd chidu ddn ky uy quydn tai Cdng ty Cd phan Chung khoan MB, hoac cd ky ddng dau chung kidn cua Chinh quydn dja phuong noi cu tru.

12.3 Vide uy quydn ddi vdi phap nhan se dugc thuc hien theo phap luat ddi vdi liy quydn trong doanh nghidp.

Dieu 13: Dia diem va thai gian to chirc ma hom phieu < ' , , , PI

13.1 Dia didm td chuc dau gia: 3 t

Ban Quan ly Ben xe, tau Bac Lieu i Hi Dja chi: QL 1 A, khdm 2, phuong 7, TP. Bac Lidu, tinh Bac Lidu. -

13.2 Thai gian bat dau md hdm phidu dau gia: 14h30 Ngay 27/04/2018

Dieu 14: Xem xet cac dieu kien de to chirc cuoc dau gia

Trudc gid td chuc dau gia. To chuc bdn ddu gid se kidm tra va xac djnh rd:

- Danh sach cac nha dau tu du didu kidn tham du dau gia;

- Sd lugng phidu tham du dau gia phat ra;

Cudc dau gia dugc tidn hanh khi cd it nhat 02 (hai) nha dau tu du didu kidn tham du dau gia. Ndu khdng du didu kidn nay thi khdng td chuc dau gia, cudc dau gia dugc coi la khdng thanh.

Dieu 15: Thgc hien dau gia

15.1 Ljch dau gia nhu sau:

T T Ndi dung Thai gian

1 Td chirc bdn ddu gid tidn hanh nidm phong hdm phidu

Hoi 16h00 ngay 26/04/2018

2 Dai didn Td chirc bdn ddu gid va Dai didn Ban Quan ly Ben xe, tau Bac Lieu kidm tra Nidm phong hdm phidu

Hdi 16h00 ngay 26/04/2018

3 Dai didn Td chirc bdn ddu gid cdng bd nhung thdng tin chu ydu vd dgt dau gia.

Hdi 14h00 ngay 27/04/2018

4 Td Kidm phidu kidm phidu va nhap cac thdng tin vao he thdng.

Hdi 14h30 ngay 27/04/2018

5 Thdng bao Kdt qua ddu gia. Hdi 15hOO ngay 27/04/2018

6 Ban Td chuc dau gia tuydn bd kdt thuc cudc dau gia.

Hdi 15h30ngay 27/04/2018

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15.2 Tai thdi diem bat dau cudc ban dau gia, Dai dien Td chuc ban dau gia hoac ngudi dugc uy quyen cdng bd nhung thdng tin chu yeu nhu:

- Ten don vi dau gia, vdn dieu le, sd lugng cd phan ban dau gia cdng khai, sd luong nha dau tu va sd lugng cd phan dang ky mua;

- Gia khdi diem cua cd phdn chao ban va nhung hanh vi bj coi la vi pham Quy che dau gia, bi loai tru khdi cudc dau gia, dugc hoac khdng dugc nhan lai tien dat cgc;

- Trinh tu va thu tuc dau gia va nguyen tac xac djnh quyen dugc mua cd phan theo gia dau gia;

15.3 Xac dinh ket qua dau gia

Ket qua dau gia dugc xac dinh theo nguyen tac nhu sau:

- Xac dinh theo gia dat mua tu cao xudng thap, nha dau tu dat mua theo gia nao thi dugc mua cd phan theo gia do.

- Nha dau tu tra gia cao nhat dugc quyen mua du sd cd phan da dang ky theo cac muc gia da tra. Sd cd phan con lai Ian lugt dugc ban cho cac nha dau tu tra gia cao lien ke cho den het sd cd phan chao ban.

- Trudng hgp cac nha dau tu bd gia ngang nhau nhung sd co ph^n chao ban it hon tdng sd cd phan dang ky mua thi sd cd phan ciia tiing nha dau tu dugc mua xac dinh nhu sau:

Sd cd phan tung nha dau tu dang ky mua gia Sd cd phdn nha Sd cd phan ^^^^^ ^^^^

dau tu duoc = cdn lai chao X j ^ j j ^ Tdng sd cd phan cac nha dau tu dang ky mua

gia bang nhau

- Trudng hgp cdn du cd phieu le, sd cd phan le nay dugc phan bd cho nha dau tu cd khdi lugng dang ky mua Idn nhat tai muc gia do.

- Ket qua dau gia dugc ghi vao bien ban va cd chu ky ciia dai dien To chuc bdn ddu gid va doanh nghiep.

Dieu 16: Thdng bao ket qua dau gia cho nha dau tu

Nha dau tu dugc nhan ket qua dau gia qua dien thoai trudc 17h ngay 27/04/2018 Nhung Nha dau tu nao triing gia den nhan ket qua dau gia bang van ban tu 9h denl6h ngay 02/05/2018 tai Td chiic thuc hien ban dau gia. Nhung Nha ddu tu khdng triing gia se dugc nhan kdt qua dau gia bang van ban theo dudng buu dien.

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Dieu 17: Phirong thuc va dja diem thanh toan tien mua co phan

17.1 Can cu vao thong bao ket qua dau gia do To chirc bdn ddu gid ban hanh, nha dau tu trung gia mua co phan co trach nhiem thanh toan tien mua co phan trong thdi han: tu ngay 02/05/2018 den ngay 09/05/2018.

17.2 Hinh thuc thanh toan tien mua co phan: Thanh toan bang ddng Viet Nam theo hinh thuc nop tien mat hoac chuyen khoan theo phuong thuc dugc quy djnh tai diem 10.2 Dieu 10 Quy che nay.

Dieu 18: X u ly cac trudng hgp vi pham

18.1 Nhung trudng hgp sau day bj coi la vi pham Quy che ban dau gia, bi loai ra khdi cudc dau gia va nha dau tu khdng dugc nhan lai tien dat cgc:

- Khdng nop phieu tham du dau gia;

- Dang ky nhung khdng dat mua toan bd hoac mot phan sd cd phan da dang ky, Nha dau tu se khdng dugc nhan lai sd tien dat cgc tuong ung vdi sd cd phan khdng dat mua.

- Sd lugng cd phan dat mua cao hon sd lugng cd phan da dang ky mua;

- Gia dat mua thap hon gia khdi diem;

- Khdng thanh toan day du sd tien mua cd phan dugc quyen mua theo ket qua dau gia trong thdi gian va dja diem quy dinh, Nha dau tu se khdng dugc nhan lai sd tien dat cgc tuong ung vdi sd cd phan tu chdi mua.

18.2 Nhung trudng hgp sau day bj coi la vi pham Quy che ban dau gia, bi loai ra khdi cudc dau gia va nha dau tu dugc nhan lai tien dat cgc:

- Phieu tham du d^u gia khdng cd dau treo cua To chirc bdn ddu gid;

- Phieu tham du dau gia khdng cd chu ky cua ngudi lap phieu;

- Phieu tham du dau gia khdng dugc dien day du, rd rang cac thdng tin theo quy dinh;

- Phieu tham du dau gia bi tay xoa, rach nat;

- Gia ghi bang sd khdng khdp vdi Gia khi bang chu;

- Phieu tham du dau gia khdng cd chu ky cua ngudi tham gia dau gia.

18.3 Cac trudng hgp vi pham khac se dugc To chirc bdn ddu gid xem xet cung vdi Ban Quan ly Ben xe, tau Bac Lieu xem xet quyet dinh hinh thuc xu ly.

Dieu 19: X u ly sd cd phan chua ban dugc do hanh vi vi pham Quy che ban dau gia gay ra va sd lugng khdng ban het

Trudng hgp het thdi han thanh toan nhung nha dau tu khdng nop hoac chi nop mot phdn tien. To chirc bdn ddu gid se thdng bao tdi Ban Quan ly Ben xe, tau Bac Lieu trong vdng 02 (hai) ngay lam viec ke tu ngay het han nop tien mua cd phan cua Ban Quan ly Ben xe, tau Bac Lieu ve sd lugng cd phan chua ban dugc de xu ly theo quy dinh.

Dieu 20: X u ly tien dat coc

20.1 Ddi vdi Nha dau tu cd tham gia dau gia hgp le nhung khdng dugc mua cd phan va Nha dau tu vi pham quy che dau gia nhung dugc nhan lai tien dat cgc thi trong thdi gian tu

9

9h00 ddn 15h30 cac ngay tu 02/05/2018 den 11/05/2018, Td chuc bdn ddu gid co trach nhiem thanh toan lai tien dat coc cho cac doi tugng.

20.2 Doi vdi cac khoan tien dat cgc khdng phai hoan lai do nha dau tu vi pham quy che dau gia quy dinh tai Dieu 18 Quy che nay dugc Td chuc bdn ddu gid chuydn cho Ban Quan ly Ben xe, tau Bac Lieu trong vdng 10 ngay lam vide kd tu ngay kdt thuc cudc dau gia dd xu ly theo quy djnh.

Dieu 21: Cac quy dinh khac

Mgi thac mac khidu nai cua nha dau tu (ndu cd) phai dugc ndu Idn va giai quydt trong cudc dau gia. Ban td chuc dau gia se khdng chiu trach nhiem ddi vdi cac thac mac khidu nai ciia nha dau tu sau khi cudc dau gia kdt thiic.

Td chuc bdn ddu gid khdng chiu trach nhiem vd gia trj ciia cd phan ban dau gia, tru trudng hgp khdng thdng bao day dii, chinh xac nhung thdng tin do Ban Quan ly Ben xe, tau Bac Lieu cung cap.

Dieu 22: Hieu Igc thi hanh

Quy chd nay cd hieu luc thi hanh kd tu ngay ky./.

T O C H i r c B A N D A U G I A

C O N G T Y C O P H A N C H U N G K H O A N M B

10

Ten to chuc, ca nhan tham gia:

D

C O N G HOA X A H Q I CHU NGHIA VIET N A M Dgc lap - Tu* do - Hanh phuc

_-._loOo-—-,ngay . thang nam

D O N D A N G K Y T H A M G I A D A U G I A M U A C O P H A N (Doi vai nha ddu tu trong nuac)

Kinh gui: Cong ty Co phan Chung khoan M B

Qu6c tich:

a chi:

en thoai: Fax: E-mail (neu co):

So C M N D / S6 D K K D (ddi voi td chuc): Cdp ngay: Cdp tai:

/ / Sc tai khoan tien: Chu tai khoan: Ngan hang:

Sc

Sau khi nghien cuu hd so ban dau gia cd phdn Idn ddu cua Ban Quan ly Bdn xe, tau Bac Lieu,

tdi/chung tdi tu nguyen tham du cudc ddu gia cd phdn do Quy Cdng ty td chuc va cam kdt thuc hien

nghiem tiic quy dinh ve ddu gia va kdt qua ddu gia do Quy Cdng ty cdng bd.

Neu v i pham, tdi/chung tdi x in chiu trach nhiem truoc phap luat./.

cd phan dang ky mua: Bang chu:

TO CHLTC, CA N H A N VIET D O N Chif ky, ho ten, dong ddu (neu cd)

Tent

CONG HOA X A H O l CHU N G H I A VIET N A M Doc lap - Tu* do - Hanh phuc

_._.loOo—--, ngay thang nam

DOiN D A N G K Y T H A M G I A D A U G I A M U A C O P H A N

(Ddi vai nha ddu tu nuac ngodi)

Kinh gui: Cong ty Co phan Chung khoan M B

6 chuc. ca nhan tham gia: Quoc tich:

Dia c hi:

Dien thoai: Fax: E-mail (neu co):

S6 he • chieu ' So D K K D (doi voi to chuc): Cap ngay: Cap tai:

/ /

S6 ta khoan tien: Chii tai khoan: Ngan hang:

So cc phan dang ky mua: Bang chu:

Ban £

Ten r

ao xac nhan uy quyen cho:

igudi dirge ixy quyen (neu co): So C M N D / Hg chidu:

S au khi nghien cuu ho so ban dau gia co phan Ian dau ciia Ban Quan ly Ben xe, tau Bac Lieu,

tdi/chung toi tu nguyen tham du cuoc dau gia co phan do Quy Cong ty to chuc va cam ket thuc

kien nghiem tuc quy dinh ve dau gia va ket qua dau gia do Quy Cdng ty cdng bd.

kleu v i pham, tdi/chung tdi x in chiu trach nhiem truoc phap luat Viet Nam ./.

Xac nhan ctia td chtrc cung ung dich vu TO CHLTC, CA N H A N V I E T D O N thanh toan noi mo tai khoan Chit ky, ho ten, dong ddu (neu cd)