Le Van Quyet

So:.3. .-3.6./20I6/EIB-TGDNgay 29 thdng 7 ndm2016

CONG BO TH&NG TIN TREN CONG TH&NG TIN BIEN T^ CUAUY BAN CHlTNG KHOAN NHA NW6C VA SGDCK TP.HCM

Kinh gfri: - ^^y ban Chirng khoan Nha nirdfc-So- giao dich chiing khoan TP HCM-Trung t^m lun ky chiing khoan CN.TP.HCM

Cong ty: Ngan hang TMCP Xuit Nhap khiu Viet Nam

Ma chiing khoan: EIB

Bia chi tru scr chinh: Tang 8, Van phong s6 L8-01-11+16, Toa nha Vincom Center, so 72Le Thanh Ton va 45A Ly Tu Trpng, Phirong Bin Nghe, Q.I, Tp.HCM

Bienthoai: (84.8)38210056Fax: 08.38216913Nguoi thirc hien Cong bo thong tin: 6ng Le Van Quyet - Thanh vien HBQT kiem Tong

giam doc

Bja chi: Tang 8, Van phong so L8-01-11+16, Toa nha Vincom Center,

S6 72 Le Thanh Ton va 45A Ly Tu Trong, phudng Bin Nghe, Q.I, Tp.HCM

Bien thoai: (84.8)38210056Fax: 08.38216913

Loai thong tin cong bl: D24h D Bit throng D Theo yeu clu I^lDinh ky

Noi dung thong tin cong bo: Bao cao tinh hinh quan tri cong ty 6 thang dau nam 2016

(dinh kem Bao cao).

Thong tin nay dugc cong bo tren trang thong tin dien tLr cua cong ty vao ngay 29/7/2016tai duong dan https://www.eximbank.com.vn/home/Static/quychequantri.aspx

Chiing toi xin cam ket cac thong tin cong bo tren day la diing su that va hoan toan chiutrach nhiem trudc phap luat ve noi dung cac thong tin da cong b6.

THANH VIEN HDQT -yKIEM TONG GIAM DOC

Nat nh^n:-Nhir tren;

-LuuVp.HBQT

M&u CBTT/SGDHCM-06(Ban Mnh kern theo Quyit dinh so 07/2013/QB-SGDHCM ngay 24/07/2013 cua.

TGB SGDCK TPHCM ve Quy chi Cong bo thong tin tat SGDCK TPHCM)NGAN HANG TMCPCONG HOA XA HQI CHU NGHlA VIET NAMXUAT NHAP KHAU VIET NAMDoc Wp - Tp do - Hanh phuc

1/ Phien hop Dai hoi ding Ci dong ("DHBCB") thubng nien Eximbank nam 2016 duqctrieu tap vao ngay 29/04/2016 khong dii dieu kien tien hanh do tong so co dong du hop dai

dien thap hon 65% tong so co phan co quyen bieu quyet theo danh sach co dong tham duhop chit ngay 29/3/2016 theo quy dinh tai khoan 1 diiu 33 Diiu le Eximbank.

Noi dungNgiy

Khong co

So Nghi quyet/ Quyet dinhstt

BAO CAO TINH HINH QUAN TRI CONG TY NIEM YET(6 thing dau nam 2016)

Kinh gui:- Uy ban Chirng khoan Nha nude- Sff Giao djch Chung khoan

-Ten cong ty niem yk: Ngan hang TMCP Xuit NhSp khlu Viet Nam-D|a chi try so chinh: Ting 8, Van phong s6 L8-01-11+16, Toa nha Vincom Center,

So 72 Le Thanh Ton va 45 A Ly Ty Trong, Phircrng Ben Nge, Q. 1. Tp.HCM-Bi^n thoai: 08.38210056 Fax: 08.38216913 Email: vphdqt@eximbank.com.vn-V6n diiu le: 12.355.229.040.000 ding

-Ma chung khoan: EIB

I. Hoat d^ng cua Dai hoi dong co dong

Thong tin ve cac cupc hpp va Nghi quyet/Quylt dinh cua Dai hoi ding cl dong (bao gom ca

cac Nghi quyet cua Dai hoi dong co dong dupe thong qua duoi hinh thuc lay y kien bang

van ban):

BAO CAO TINH HlNH QUAN TRI CONG TY

(Ban hanh kern theo Thong tuso 155/2015/TT-BTC ngay 06 thang 10 nam 2015 cua Bo Taichink hvong dan cong bo thong tin tren thf tncong chicng khoan)

NGAN HANG TMCPC0NG HOA XA H0I CHU NGH1A VlT NAMXUAT NHAP KHAU VIET NAMDoc lap - Tu do - Hanh phiic

S6: 379/2016/EIB/BC-HBQTTp. HCM, ngay 29 thang 07 nam 2016

sk c6ng b6 thong tin

II. Hpi d6ng quan trj (Bao cao 6 thing dau nam 2016):

I. Thong tin vi thanh vien Hpi ding quan trj (HDQT):Cac thanh vien Hpi ding quan trj ("HDQT") va Ban kiem soat ("BKS") nhiem ky VI

(2015 - 2020) trong 6 thing dau nam 2016 da true tiip tham du 12 phien hop Hpi ding

quan trj vi 85 Ian lay y kien bang van bin.

Phien hop DHDCD da diln ra lien tuc d^n 14 gib 15 phut cung ngay, tdt ca cac bao cao, totrinh trong Chuong trinh Dai hoi da dupe trinh b^y tai Dai hpi, cac co dong da phat bieu ykien dong gop va tien hanh bieu quyet. Tuy nhien, cac npi dung sau day chua hoan tat:

a.. Ban kiem phieu cong b6 kit qua kiem phiiu cho ede phiiu bieu quyit (mau Phiiu bieuquyit da dupe dang tr^n website ciia ngan hang tai dia chi

http://www.eximbank.com.vn/home/Static/daihoicodong.aspx).

b.Dai hoi thong qua Bien ban hop DHDCD.

c.Vi ly do bit kha khang phai trd lai phong hop cho Khdch san Intercontinental Asiana

Saigon de Khach san chuan bi cong tac sap xep Hpi trutmg d6n phai doan Hoa Kysang tham Viet Nam, DHDCD khong du thai gian de tiin hanh cac npi dung con laitrong Chuong trinh Dai hpi. Truac tinh hinh nhu thi, Chu toa doan da dl xult cacphuang an gom:

' Phuang an 1: Chuyin sang dia diim khac di tiip tuc phien hop DHDCD thuong niennam 2016 nhung do lenh phong toa cac phuong tien giao thong trong khu vpc trungtarn nen phuang an nay khong kha thi.

Phuang an 2: Niem phong thiing phieu, Ban kiem phieu se tiep tuc lam viec va ket quaki^m phieu se thong bao sau, va To thu ky se thong qua Bien ban ghi nh^n cho d^n

thai diem hien tai.

Phuang an 3: Dai cac npi dung chuang trinh con lai sang DHDCD bat thuong.

Phuang an 2 va 3 khong dupe DHDCD thong qua.

Dai h6i ding C6 dong thubng nien I^n 2 Eximbank nam 2016 da bi mpc ma khong'- thdng qua dupe Bien b^n DHDCD.

.

t^U^Vl^^^fU ^l- l /^r U^| \^^*f .l ^tt\^ A I. AAA AUl ^ A /U ^A A AAAAA U1U^1 IIIUL ^S A AUA A LJUIAA^ A^A A^ ^A^ VII ^A A AUll ml\Jtiyen bilu quy& theo Khoan 2, Bitu 33 oia Bieu le Eximbank. Cu the la tai thbi diem khai

2/ Phien hpp DHDCD thuang men Eximbank nam 2016 lln thii hai dupe trieu tap vao ngay24/05/2016 da dupe tien hanh do co du dai bieu tham dp la cac co dong vi d^i dipn dupe liy

•quy^n^dV-hpp dai.dipn cho it nhit 51%-(nam muoi mit phan tram) ting so ci phan co

-Vang 02phien hpptrong do CO

01 phienhoptiyquyen cho

ong Dang

Vang 03phien hopHDQT vaCO liy quyencho Ong

Yasuhiro

Saitoh

C)

Vang 01

phien hopva co uy

quyen cho

OngLeMinh Qu6c

Ly do khong

tham Hit

hgp/tham gialay y ki^nbang van ban

96,91%

96.91%

6,19%

100%

98,97%

100%

100%

Ty le tham

dfhgp//thamgia liy ikiln blng

van ban

94/97

94/97

06/97

97/97

96/97

97/97

97/97

Sg bu6i h^p

HDQT thamdn/tham gia

lay y kien

bOng vanban

15/12/2015

15/12/2015

15/12/2015

15/12/2015

15/12/2015

15/12/2015

15/12/2015

Ngay batdau/khong con

la thanh viSn

HDQT

Thanhvien

Thanhvien

Thanhvien

Thanhvien

Thanhvien

Thtahvien

HDQTkiem

TGB

Chu tich,

Thanhvien

HDQTDoc lap

Chile vu

Ong_

Nguyen

Quang

Thong

OngNaokiNishizawa

Ong Cao

Xuan

Ninh

Ong DangAnhMai

OngHoangTuan

Khai

6ngLeVan

Quyit

OngLeMinhQuoc

Thanh vien

HDQT

7

6

5

4

3

2

1

sit

(*) Nghi quylt HDQT Eximbank so' 134/2016/EIB/NQ-HDQT ngay 11/04/2016 chip thuindon xin tCr nhiem chtic danh thanh vien HDQT nhiem ky VI (2015-2020) ciia 6ng Cao

Xuan Ninh vdi ly do ca nhan. Chuc danh thanh vien HDQT Eximbank nhiem ky VI (2015-2020) cua ong Cao Xuan Ninh se duoc miln nhiem theo quyet dinh cua Dai hoi ding Co

dong phu hop voi quy dinh cua phip luat.

2. Hoat dong giam sat cua HDQT d^i voi Ban Giam doc:

Can cur Dieu 1^ ciia Eximbank va cac quy dinh hien hanli, HDQT da tlitrc hien vai trodinh hutrng hoat dgng cua ngan hang thong qua cac Nghi quyet, Quyet dinh va thongMo chi dao doi vai Ban Dieu hanh. Ben canh su ho trq cua Ban Kiem soat ve giam satcac hoat dpng ctia Ngan hang,.Hpi d^ng qudn tri cung thuimg xuyen trao d6i thong tin

vdi Ban Dieu hanh, Giam doc cac Khu v^c, Giam doc cac Chi nhanh thong qua caccuc hop HDQT, hop giao ban m6i thang hoac thong qua cac phuang tien thong tin lienlac nhir: thu dien tu, dien thoai... Thong qua cac thong tin nay, HDQT kip thdi nam batthong tin hoat dong kinh doanh cua Ngan hang va cd hircmg chi dao xii ly kip thdi.

- Ke hoach kinh doanh nam 2016 chua duqfc DHDCD thong qua nhimg Hoi d6ng Quantri da cung Ban Dieu hanh co gang hoan thanh chi tieu t6t nhat c6 the.

VlngO2phien hopHDQTvaco uy quyencho ong Le

Minh Qu6c

Vang 01phien hQpdo ban congtie khac va

co uy quyencho ong Le

Minh Qu6c

Anh Mai;-01l4n

khong tham

gia lay ykiln b^ngvan ban

Ly do khong

tham dtr

hgp/tham gia

lay y kien

b5ng van ban

97,94%

98,97%

Ty IE tham

dvh<?p//thamgia liy ykien bang

van ban

95/97

96/97

So bu5i h^p

HDQT tham

dir/tham gial^y j kinbang van

ban

15/12/2015

15/12/2015

Ngay batdau/khong eon

la thanh vien

HDQT

Thanhvien

Thanhvien

Chirc vu

OngYasuhiroSaitoh

6ng Ngo

ThanhTung

Thanh vien

HDQT

9

8

Stt

Ly do khongtham dir hop

100%

Ty le thamdirhpp

23/23

So buSi

hop BKStham dn

15/12/2015

Ngay batdau/khongcon la thanh

vien BKS

TruangBan

Chhcvu

OngTrSnLe

Quyet

Thanh vien

BKS

1

Sff

3. Hoat (long cua cac tieu ban thupc Hoi dong quan tri

Hoat dpng cua cac Hoi d6ng Uy ban true thupc HDQT 6 thing diu nam 2016:

3.1.Hoi d6ng tin dung trung ucmg: Trong 6 thing dau nam 2016, Hoi dong tin dung trungucmg da t6 chuc 20 phien hop va xu Iy dugc 73 ho so tin dung.

3.2.Hoi ddng dau tir tai chinh: Trong 6 thing diu nam 2016, Hoi dong dau tu tii chinh da

to chiic 2 phien hpp vdi npi dung lien quan den du thao quy che Hoi dong; Dau tir taichinh; Ke hoach thoai v6n; Tien do xu Iy mpt s6 trii phiiu va phuong an kinh doanhtrii phiiu chinh phu.

3.3.Hpi ddng xu ly rui ro va ngan chan no qua han: Trong 6 thing diu nam 2016, Hoi

dong xii Iy rui ro vi ngan chan ng qui han da to chuc hop 17 phien hpp, xu Iy dugc185h6scr.

3.4.^Jv ban nhan su: Trong 6 thing diu nam 2016, Uy ban nhan sir da t6 chuc hpp 01

phien thao luan nhan sir chi nhahh.

3.5.Uv ban quindy rui ro: Trong 6 thing diu nam 2016, Uy ban quan ly nii ro da t6 chuchpp 4 phien hpp va da kien nghi vai Hpi ding quin trj mot so noi dung sau:

Tinh hinh hofit dong cua nhom khich hang.

- Thim quyen cip tin dung.

Hoat dong tin dung ciia chi nhinh.

Tham quyen va chat lugng cap tin dung cua Van phong khu vuc.

3.6.Uy ban phit trien va hoach dinh mang luoi hoat done: Trong 6 thing dau nam 2016,Uy ban phit trien vi hoach dinh mang ludi hoat dpng da to chuc 4 phien hpp ve congtic sira chua cai tao mot s6 cong trinh tai cac Phong giao dich, Chi nhinh, Du anTrung tam du lieu d Binh Ducmg....

3.7.

4. Cac Nghi quyet/Quyet dinh cua Hpi dong quan tri (Bio cio 6 thing dau nam 2016):

Theo Phu luc dinh kem.

111. Ban kiim soat (Bio cao 6 thing dau nam 2016):

1. Thong tin \h thanh vien Ban Kiem soit (BKS):

2. Hoat dpng gi^m sat cua BKS doi v^i HBQT, Ban Gidm doc diu hanh va c6 dong:

Trong 6 tbang d^u nam, dl gi^^] sat viec tuan thii cac quy dinh trong quan tri, dieu hanh Nganhang cua Hoi dong quan tri, Ban dieu hanh Eximbank, Tnrong BKS va cac th^nh vien da thamgia 12 cuoc hop cua Hoi d6ng quan tri, 06 cupc hpp giao ban giua HBQT - Ban kiem soat - BanBilu hanh.va 13 cu6c hpp voi cac Phong/ Ban/ Chi nhanh/ Cong ty con true thuoc tren toan hS

. thong. Ngoai ra,"thanh vien dai dien cua BKS thuong xuyen tham gia vao cupc hpp hang tuanciia cac Hpi dong, Uy ban va cac hoi nghi t6ng kk. Tai cac phien hpp nay, Ban kiem soat cungtham gia thao luan, dira ra khuyln nghi/ c^nh bao va dong gop ^ kien vao cac npi dung cua timgphien hpp.

-Trong 6 thang d4u nam 2016, BKS da co gop y, khuyen nghi HBQT mpt s6 vSn de lienquan d6n viec thuc hien Nghi quylt BHBCB bi.t thu^ ^mg nam 2015 va cong tac t6 chiicBHCB nam 2016.

-Quan tarn, tham dir hop voi nhom co dong va phan h6i cac v^n de c^a cac nhom codong lien quan den BHBCB nam 2016 d6ng thai khuy&i nghi HBQT thuc hien mpt s6

• yeu cau hpp phap cua c6 d6ng va nhom c6 dong.

-Ngoai ra, Ban kilm so^t chi dao tang cuong giam sat hoat dpng cua Ngan hang thong

qua sir dung bo may kiem toan npi bp de thuc hien cong tac kiem toan n6i bp dinh ky vadot xult theo dinh huong riii ro, kk hpp kiem toan true ti^p va tir xa thong qua he thongthong tin npi bp (thong qua he th6ng thong tin npi bp, Ban Ki6m soat thuc hien cong tacgiam sat tir xa cac hoat dong kinh doanh trong ySu tai cac bp phan trong he thongEximbank). B6i tuong kiem toan la cac Chi nhdnh, phong giao dich, c6ng ty con, cac

L^ do khdngtham dir hop

100%

100%

100%

100%

Ty le thamdir hop

23/23

23/23

23/23

23/23

So budihop BKStham dn

15/12/2015

15/12/2015

15/12/2015

15/12/2015

Ngay bat(tau/khongcin la thanli

vien BKS

Thanhvien

khong

chuyentrach

Th^nhvien

chuyentrach

Thanhvienchuyen

trich

Thanhvien

chuyentrch

Chm:vu

6ng Trinh Bao

Qu6c

BaPhamThi •Mai Phirong

Ong Tran

Ngoc Dilng

6ng Dang HimTien

Thanh viin

BKS

5

4

3

2

stt

Khli, Trung tarn, Phong/Ban tai Hoi so, Chit lupng cong tic kilm tra, kilm soat npi bQ

ngay cang dirge cung co va nang cao, npi dung kiem toan npi bo chu yeu t^p trung vaoquy trinh nghiep vu va he thong kiem tra, kiem soat nbam phat hien, ngan ngira, han cherui ro trong hoat dong, dam bio tuan thii cac quy dinh ciia co quan quin ly nha nude vacua Eximbank.

Giim sat tinh trung thuc ket qua hoat 'dong tai chinh thong qua viec ^^ian cong nhan suthpc hien thim dinh bao cao tai chinh 6 thing va hang nam, bao glm ca bio cio taichinh da dupe kilm toan bdi cong ty Idem loan doc lap.

Lap danh sach co dong giu co phin trgng yeu ciia ngan hang va nhung ngudi co lienquan ciia thanh vien Hoi Dong Quan Tri, thanh vien Ban Kiem soit, Ting Giim D6c,

luu giu va cap nhat danh sach nay khi co thay doi.

-Giim sit viec thuc hien viec khic phuc chinh sua cac kiln nghj neu tai kit luan cua

Thanh tra Giim sat Ngan hang Nha nude, khuyen nghi cua Ban kiem soat, kiem toannpi bo.

3. Sir phoi hop hoat dong giira BKS doi vdi hoat dpng cua HDQT, Ban Giam die dilu

hanh va cac can bp quan ly khic:

-Ban Kiem soat phli hop chat che vdi Hoi ding quan tri va Ban dieu hanh thong quaviec tham du va dong gop y kien, kien nghi trong cic phjen hpp cua Hoi dong quan tri,cac cupc hpp giao ban giira Hpi dong Quan tri - Ban kiem soat - Ban dieu banh, giaoban hing thing, hpi nghi so klt/tlng kit.

Trong 6 thing dau nam 2016, Ban Kiem soit da hpp 23 phien de thao luan, trien khai vathuc hien churc nang nhipm vu ciia minh. Ben canh do, cac Thanh vien Ban Kiem soitchuyen (rich da true tiep tham gia va chii tri 11 phien hpp vdi cic Doan Kiem toan vacac don vi dupe kiem toin de thao luan xem xet, ket luan va chi dao cong tic kiem toinnoi bo timg don vi theo ke hoach mot cich doc lap - khich quan C^am bio phin inhdiing/trung thpc thuc trang ve tinh hinh hoat dpng cua cic don vi dupe kilm toan), cung

nhu cic van d6 can giai quyet vdi cic Doan kiem toin npi bp.

Thuc hien cong tic kiem toin npi bp cic don vi tai Hpi So, Chi nhanh, PGD theo kehoach glm co : kiem toin 8 dot tai Chi nhinh"& PGD (gom CN Sai Gon (07 PGD), CNCan Tho (05 PGD), CN Chp Ldn (09 PGD), CN Thu Due (06 PGD), CN Nha Trang (03PGD), CN Quang Nam (01 PGD), CN Binh Tan (01 PGD), PGD Tan Phii); 4 dpi taiCNTT Khu vpc Miln Nam, VPKV miln Tay Nam Bp, Trung tarn The Hpi so va Congty AMC. Kilm toin npi bo cic cong trinh: si 7 Le Thi Hong Gim, 55 Nguyen ChiThanh, chuong trinh Corebank..

Rieng trong 6 thing dau nam 2016, thong qua cong tic kiem tra, kiem toan cic Doancong tic da dua ra ting cpng 1.156 khuyln nghj d! cic don vi dupe kilm to^i khac

phuc/chinh sua/bo sung cic sai sot nham han che rui ro trong hoat dpng. Ngoii ra, co156 khuyen nghi doi vdi Hpi so, Hen quan den quy trinh, quy che nham gop phan nganngira rui ro, dim bio chat che hem trong hoat dong.

- Doi vdi cac khuyen nghi cua Co quan Thanh tra, giim sit Ngan hang Nha nude, BanKiem soit, Ban Kiem toin npi bp xii ly nghiem trich nhi^m ciia tap th!/ ca nhan cdhanh vi co y lam trii, vi pham phip lu^t/cic chinh sach tin dung, quan trj npi bp ciiaEximbank va cua Ngan hang Nha nude trong nam 2016. Cac kien nghi nay da dupeHDQT va Ban Dieu hanh tiep nhan, xii ^^, chin chinh, khac phuc, chinh siia.

7

Lydokhong cdnId ngirdi cdlien quan

Thdi diim

15/12/2015

bit dau la

ngudi cdlien quan

Thdi dilmso chinh/

Dia chi lien

Dia chi truSo GiiyNSH*, ngaycip, noi cap

HDQTtich-Chti

HDQTvienThinh

ntri

tai congty (nu

cd)

Chile vu

Quoc6ng Le Minh

Thanh vien Hyi dong qua

CO)(n!u

djchchirngkhoan

giao

Tai

Ten tochtrc/ca nhan

1

I

Stt

IV.D^o tao ve quan tr| cong ty

Cac thanh vien HDQT, thanh vien BKS va T6ng Giam die chua tham gia khoa dao tao vlquan tri cong ty tai co so dao tao diroc Uy ban chung khoan Nha nude cong nhan. Nganhang se sap x^p thai gian cir cac thanh vien nay tham gia khoa dao tao v^ quan tri cong tytai co so dao t^o dupe Uy ban chiing khoan Nha nude cong nhan trong thai gian tdi.

V.Danh sach vl ngirtri co Hen quan cfia cong ty niem yet theo quy dinh tai khoan 34

Dieu 6 Luat Chirng khoan (Bao cao 6 thang dau nam 2016) va giao dich cua ngutri co

lien quan cua cong ty vdi chinh Cong ty

1. Danh sach ve ngirdi co lien quan cua cong ty

i cho HDQT, Ban dieu hanh vl- Xac minh cac don thtr khieu nai, tvr do co khuyen ngcac van de nhan sir, quy trinh, nghiep vu...

4. Hoat dong kiiac cua BKS (neu co): Khong co

-Phli hpp voi Ban dilu hanh dl thuc hien idem soat c^c van ban co Hen quan din hoat

dpng cap tin dung; hoat dpng kiem tra, kiem soat npi bd; Hoat ddng quan ly cua Hoi sodoi vbi cac ph6ng giao djch neu ra cac khuyen nghi, trong do danh gia ve he thong.

-Ban hanh quy dinh npi bp ve xlp ioai rui ro Chi nhanh / Phong Giao dich trong toan hethong Eximbank gop phln chuan hoa, nang cao chit lircmg hieu qua cong tac kiem toannpi bp cua ngan hang.

Theo doi con^ tac xii 1^ no/ tai san mua can trir no/ cong t^c quan Iy, khai thac va sodung t^i san can trtr no;

;ao giii HDQT, DHDCD vl kit qua thdm dinh bao cao taiBan kilm soat cung co t

chinh th^ng/quy/nam.

Lydo

Thoi diimkhongcon

lien quan

15/12/2015

15/12/2015

15/12/2015

15/12/2015

15/12/2015

15/12/2015

15/12/2015

15/12/2015

Thtri diembit dau la

ngtrcri colien quan

Dia chi tryso-chin h/

Dia chi lien

S5 Gi'iy

NSH*, ngaycap, noi cap

Thanhvien

HDQT

Thnhvien

HDQT

Thanh

HDQT

ThanhvienHDQT

Thanhvien

HDQT

Thanh

HDQTki^mT6ngdm

Thanh

HDQT

Thanhvi^nHDQT

Chile vutai congty (neu

CO)

Taikhoangiaodich

chungkhoan(neu

CO)

OngNgoThanh Tilng

Ong DangAnhMai

Ong HoangTudnKhai

Ong NguylnQuang Thong

Ong Yasuhiro

Saitoh

Ong Le VanQuydt

Ong NaokiNishizawa

OngCaoXuan

Ninh

Tentfichirc/ca nhan

9

8

7

6

5

4

3

2

Stt

15/12/2015da neu trSn)

g ty ky ket giao djch cua cong ty theo quy d nh tai Dieu tg cong

ddc

Tdng

HDQTkiem

Thanh

quyen nhan danh cd

Quy t6ng Le Van

y kliac cd tham

y

Giam doc hodc Tong Gidm doc, Phd Giam doc hoac Phd Tong giam doc hoac cac chirc danh quan tyirotig duwng do Dai hgi ddng cd dong hoac Hgi dong quan trj bo nhigm; cd nhan gifr chirc danh quan

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4. Giao dich gifra cong ty vo'i cac dpiitirtnig khac

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doc (Tong Giam d6c) dieu hanh: Khong co

4.3.Cac giao dich khac cua c^ng ty (neu co) co the mang lai lpi ich vat chat hoac phi vatchit d^i vdi thanh vien HDQT, thanh vien Ban Kiem soat, Giam ddc (Tong Giam doc)dilu hanh: Khong co•" '.

elmGhi

dich

khi giao

phiiu saugiu- c6

ty le n;im

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LE MINH QU6C

CHU TICH HDQt —yf^Ay

VIE. Cac van Ae ckn luu y khac; Khong c6

Ly dotang, giam

(mua, ban,chuyen .dbi,

thirffng...)

Tyless-ci

phieu

So cfi phiu so- huucu6i ky

Tyl^Soc5phiiu

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Quail h^ v6i

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VI. Giao dich co phieii cua ngiroi noi bo va ngiroi lien quan cua ngiroi nfii b8 (Bao cao

6 th^ng nam 2016J

1.Danh sach ngu6i noi b^ va ngubi c6 lien quan cua ngiroi noi bo (phn luc dinh kem)

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chinh nam 2016 ciia Eximbank.

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se chinh thirc dugc HBQT thong qua trinh Bai hoi d6ng Co dong

nam 2015. Ket qua chinh thirc ve hoat dong kinh doanh nam 2015

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dong theo chi dao cua NHNN.

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Long Bi^n tai Nga Ba L6 Voi, Tinh 16 44A, To 1, ap L6 V6i; xa

true thuoc Chi nhanh Ba Ria - Vung Tau thanh Phong giao dich

Chap thuan thay doi ten va dia diem Phong giao djch Phuac Tinh

Thong qua viec thay doi nhan sir phu trach Van phong HBQT.

nguon nhan luc trinh HDQT thong qua.

("BBH") du thao chirc nang nhiem vu cua Bo phan Phat triein

lire true thuoc Phong Quan Ly nhan sir. Giao Ban Bieu hanh

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trach Chi nhanh Ba Nang.

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nhanh Quan 3.

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thi 'Biem giao dich Eximbank kieu mau'

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18/01/2016

15/01/2016

14/01/2016

14/01/2016

07/01/2016

. Ngay ra' .^H v

HDQT

HDQT23/2016/EIB/NQ-

17/2016/EIB/NQ-HDQT

HBQT15/2016/EB/NQ-

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xii ly kien nghi cua Boan Thanh tra.

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BBH.

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vai Ong Cao Xuan Lanh.

14.Thong qua dS xuat cua BBH ve viec chi luong thuang nam

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' - - ^QJ ^UNG ^GHI QUYET ^^ghk...•SO NGHI

~ ft f•STT

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han thdi gian thoai von vdi doi tac.

Chap thuan bo sung nhiem vu Trung tain The va Phong Quan ly

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dai dien Eximbank vdi Cue Thanh tra Giam sat ngan hang Thanh

ph6 H6 Chi Minh.

1 Thong qua viec thay doi ten, dia diem Phong giao dich An

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- D8i ten Phong giao dich An Nghiep thanh Phong giao dich VTnh

Thanh;

- Thay d6i dia di^m Phong giao dich An Nghiep tir so 174 Tr^n

Hung Dao, phudng An Nghiep, quart Ninh Kieu, thanh pho Can

Tho sang dia diem L6 14 -15 Ap VTnh Ti^n, thi tr^n VTnh Thanh,

huyen VTnh Thanli, thanh pho Can Thcr.

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true thupc Chi nhanh Ba Dinh tir so 60 Lang Ha, phucmg Lang

Ha, quan Dong Da, thanh pho HaNpi den dia diem so 237 Le Due

Tho (s6 cu: 6l2 Khu Bl My Dinh) phucmg My Dinh, Tir Liem,

thanh pho Ha Npi.

r'- • •?•? v ^ ?f*;i"f i\v -;*;•_'

28/01/2016

28/01/2016

27/01/2016

22/01/2016

22/01/2016

., Ngaj ra\-iNgKl'"

j.-^-quyet „*"-

54/2016/EIB/NQ-HBQT

53/2016/ED3/NQ-HBQT

51/2016/BIB/NQ-HBQT

•:48/20l6/EIB/NQ-

HBQT

40/2016/EIB/NQ-HDQT

12

11

10

9

8

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•' ^ - ^fcv

- Thong nhat trinh Ngan hang Nha nuoc chap thuan nhan su gift

chitc danh Tong Giam doc tnrdc khi HBQT quyet dinh bo nhiem

chinh thftc.

Th6ng nhSt d6 xudt cua BBH v6 viec ltd try t6 chitc hoi thao "Phat

triSn kinh t6 - xa hoi nganh Ngan hang Viet Nam trong bdi canh

hoi nhap quoc te"-.

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Eximbank Chi nlianh Quang Ninh.

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cho HBQT k6t qua hoat dpng kinh doanh.

2. Thong qua nguyen t3c de an xii ly no nam 2016.

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Eximbanlc da ky voi khach hang.

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ly rid ro trong hoat dong kinh doanh tai Eximbank.

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vy bao hiem cong trinli Trung tarn du lieu cua Eximbank.

.'"_-- ^^"Q^UNG^GHIQUYEI'. ... ,-'_. ,-\

15/03/2016

14/03/2016

14/03/2016

04/03/2016

02/03/2016

19/02/2016

01/02/2016

28/01/2016

'Ngay ra'.' N^i}.\

quylt

78A/2016/EB/NQ-HBQT

78/2016/EIB/NQ-HBQT

77/2016/E1B/NQ-HBQT

72/2016/EIB/NQ-HBQT

71/2016/EIB/NQ-HDQT

69/2016/EIB/NQ-HDQT

59/2016/EIB/NQ-HDQT

55/2016/EIB/NQ-HDQT

:. SftNGHJ. t.V-^QirJfer;-" •-•

20

19

18

17

16

15

14

13

stt'

Chap thuan chuy^n nhugng tai san Phudng 15, Quan Phu Nhuan,

Tp. HCM.

Chap thuan chuyen nhugng tai san tai phudng NghTa L6,

Tp.Quang Ngai, tinh Quang Ngai.

Chap thuan chuyen nhugng tai san Phudng An Nghiep, Quan

Ninh KiSu, Tp. Ckn Tho.

Chap thuan chuyen nhugng tai san tai Phudng 4, Quan 8, Tp.

HCM.

Thong qua bao cao ket qua kiem toan nam 2015.

Thong qua giao dich giua Eximbank vdi Minato Bank.

Thong nhat sii dung b6 nhan dang thuong hieu Eximbank trong

Dai hoi dong Co dong thudng nien nam 2016 de lay y kien ngudi

nhan bo nhan dang thuong hieu cua Eximbank.

- Bo nhiem Ong Tran Tan Loc giij chirc danh Pho Tong Giam doc

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chan No qua han va H^i dong Tin dung Trung ucmg.

- Thong qua viec thuc hien chinh sach luan chuyen cac Giam d6c

Chi nhanh.

- Thong qua viec bo sung noi dung vao chucmg trinh hop Dai hoi

dong Co dong thudng nien 2016.

- Thong nhat cac noi dung lien quan to chiic Dai hoi dong Co dong

thudng nien nam 2016.

I NCJIDUNG^GHhQUYEt t^~ - t '

01/04/2016

01/04/2016

01/04/2016

01/04/2016

31/03/2016

29/03/2016

24/03/2016

Ngaj ra

;,;quy|tr .^ 1 *, *

112/2016/EIB/NQ-HBQT

110/2016/EB/NQ-HBQT

108/2016/EIB/NQ-HBQT

106/2016/EIB/NQ-HDQT

103/2016/EIB/NQ-HDQT

99/2016/EB/NQ-HBQT

96/2016/EIB/NQ-HDQT

' --J.-^V5 -.'5.T

27

26

25

24

23

22

21

- Giao nhan sir phu trach ra soat Bieu Ie Eximbank trinh HBQT

xem xet trudc khi trinh BHBCB thong qua.

Thong qua viec to chtic bo may nhan str cua Kiem toan noi bo.

Thong qua viec thay doi nhan s^ giu chiic danh Giant ddc Chi

nhanh Thu B6.

Thong qua viec thay doi nhan str giu chnc danh Giant doc Chi

nhanh Binh Phudc.

Chap thuan Bon xin tir nliiem chiic danh thanh vien HBQT nhiem

ky VI (2015-2020) cua Ong Gao Xuan Ninh vdi ly do ca nhan.

Chiic danh thanh vien HBQT Eximbank nhiem ky VI (2015-

2020) cua ong Cao Xuan Ninh se duoc mien nhiem theo quyet

dinh cua Bai hoi d6ng C6 dong phtt hop vdi quy dinh cua phap

luat.

Thong qua viec chqn doi tac de hop tac doc quyen Bancassurance.

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nam2016.

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Giao Hoi dong Bau tu' Tai chinh quyet dinh cac van de lien quan

den co phieu cua doi tac.

Thong qua chu truang thanh lap Tmng tam thanh toan quoc te cua

Eximbank.

• . „^.' „ ,)NOI IRING'MJHI QUYET i " - _ . I, _

14/04/2016

12/04/2016

11/04/2016

11/04/2016

11/04/2016

05/04/2016

01/04/2016

01/04/2016

01/04/2016

01/04/2016

01/04/2016

, Ngay ra ,

-i-,quy6t*J

146/2016/EIB/NQ-HBQT

142/2016/EIB/NQ-HBQT

136/2016/EIB/NQ-HBQT

135/2016/EIB/NQ-HBQT

134/2016/EIB/NQ-HBQT

120/2016/EIB/NQ-HBQT

118/2016/EIB/NQ-HBQT

117/2016/EIB/NQ-HBQT

116/2016/EIB/NQ-HBQT

115/2016/EIB/NQ-HDQT

114/2016/EIB/NQ-HDQT

38

37

36

35

34

33

32

31

30

29

2S

Si I

Thong qua viec cap nhat dp thao tai lieu hpp tai DHDCD.

Thong qua viec cap nhat dp thao tai lieu hop DHDCD thuang nien

Eximbank nam 2016.

Thong qua viec cap nhat dp thao tai lieu DHDCD.

Thong qua viec cap nhat dp thao tai lieu DHDCD thucmg nien

nam 2016.

Thong qua viec cap nhat dp thao cac tai lieu DHDCD thucmg nien

nam 2016.

- Thong nhat thay doi nguai dai dien phap luat Eximbank

+ Nguai cu: Ong Pham Hiiu Phii - Nguyen Pho Chu tich HDQT

kiem Tong Giam doc;

+ Nguai mai: 6ng Le Van Quy^t - Thanh vien HDQT kiem

Tong Giam doc.

- Thong nhat viec thay doi nguai dai dien phap luat khong lam

thay doi diiu le cong ty theo quy dinh tai Nghj dinh 78/2015/ND-

CP ngay 14/9/2015 cua chinh phu ve dang ky doanh nghiep.

Thong qua noi dung cac du thao trinh DHDCD.

- Thong qua chu truong thanli lap mot To cong tac de ra soat phap

ly cac cong trinh xay dung co ban cua Eximbank.

- Thong qua mot s6 ndi dung lien quan DHDCD thucmg nien nam

2016.

- Thong nhat thuc hi$n viec ban giao cua cac thanh vien cu ciia

HDQT va BDH.

' V - -_.^ ;NQIDDNGNGHiQUYETi;_^;-^... -t; '.; '

15/04/2016

15/04/2016

15/04/2016

14/04/2016

14/04/2016

14/04/2016

14/04/2016

Ngay ra -' NgM- i

quySt

150C/2016/EIB/NQ-HBQT

150B/2016/EIB/NQ-HDQT

150A/2016/EIB/NQ-HDQT

148B/2016/EIB/NQ-HDQT

148A/2016/EIB/NQ-HDQT

148/2016/EIB/NQ-HBQT

147 A/2016/EIB/NQ-HDQT

^ so yghtQLYEX" j

45

44

43

42

41

40

39

SII_

Thong qua du thao To trinh ve phuong an khac phuc chinh sua

sau Thanh tra trinh Bui hpi Co dong thuong nien Eximbank nam

2016.

Thong qua viec cap nhat du thao cac tai lieu trinh BHBCB thuong

nien nam 2016.

Thong qua viec xu ly khoan net cua khach hang theo yeu cau Co

quan Thanh tra giam sat ngan hang.

Thong qua viec cap nhat du thao tai lieu BHBCB thuong nien

Eximbank nam 2016.

Thong qua viec cap nhat du thao tai lieu BHBCB thuong nien

nam 2016.

Chap thuan thay doi nhan su Ban Giam doc Chi nhanh Cau Giay.

Chap thuan chuyen nbuqng toan bo co phieu cua doi tac.

Thong qua nguyen tac huong dan thuc hien nghiep vu quan ly

ngoai hoi d6i vai viec vay va tra no vay nuoc ngoai cua doanh

nghiep tai Eximbank theo quy dinh cua phap luat va cua

Eximbank.

Thong qua hop dong nguyen tac Bao hiein mpi rui ro tai san vd'i

d6i tac.

Thong qua viec cap nhat dtr thao tai lieu hop BHBCB thutmg nien

Eximbank nam 2016.

Cl ap thuan tai bo nbiem nhan u giu chuc danh Gi4m doc Chi

nhanh Long Bien.

lv-I - '<- i^QlDUNGNGHl^QH^Ef1 '4" ,

27/04/2016

26/04/2016

26/04/2016

25/04/2016

21/04/2016

21/04/2016

21/04/2016

21/04/2016

21/04/2016

20/04/2016

20/04/2016

•^^fhll^

165/2016/EIB/NQ-HBQT

163/2016/EIB/NQ-HBQT

162/2016/EIB/NQ-HBQT

161B/2016/EIB/NQ-HBQT

158A/2016/EIB/NQ-HBQT

157/2016/EB/NQ-HBQT

156/2016/EIB/NQ-HBQT

155/2016/E1B/NQ-HBQT

154/2016/EB/NQ-HBQT

I53A/2016/EIB/NQ-HBQT

152/2016EIB/h<QHBQT

11

56

55

54

53

52

51

50

49

48

47

46

1

- Thong qua dieu chinh tham quyen quyet djnh cap tin dung d6i

vdi Giam doc cac khu vuc.

- Giao BDH lam viec vdi cac nhan su lien quan den kdt luan

Thanh tra.

- Ghi nhan viec Chu tich HDQT da mdi nhan sir lien quan ky Bien

ban ban giao.

- Thong qua cac noi dung lien quan to chiic DHDCD thudng nien

nam2016lanthu2.

Thong qua viec dieu chinh tham quyen cap tin dung doi vdi Giamdoc va Pho Giam doc mot so khu vuc.

Thong qua viec to chiic hop Dai hoi dong Co dong thuong nien

Eximbank nam 2016 Ian thtr hai.

CMp thuan bang luong theo d6 xuat cua BDH ngay 20/4/2016.

Thong qua cac kien nghi cua Uy ban Quan ly rui ro theo To trinh

ngay 11/4/2016.

- Chap thuan b6 sung thanh vien T6 thtr ky BHBCD thuong nien

Eximbank nam 2016.

- Chap thuan thanh lap Ban Kiem tra ttr each cd dong.

Chap thuan bo sung chirong trinh Dai hoi dong Co dong thudng

nien nam 2016 cac du thao noi dung sau:

+ To trinh s6 luong thanh vien HDQT la 09 thanh vien.

+ To trinh s6 luong thanh vien HDQT la 11 thanh vien.

r.-"_- - •tioipUNGNGH^QUYiiTi-: _ -V; " ,

10/05/2016

10/05/2016

06/05/2016

05/05/2016

05/05/2016

28/04/2016

28/04/2016

Ngayrai'v'^Nghi

r.-W',/

184A/2016/EIB/NQ-HDQT

183/2016/EIB/NQ-HBQT

181/2016/EIB/NQ-HBQT

178/2016/EIB/NQ-HDQT

176/2016/EIB/NQ-HBQT

171/2016/EIB/NQ-HBQT

170/2016/EIB/NQ-HDQT

•f ^SONGHJ ^ '

63

62

61

60

59

58

57

STK::^y

Thong qua viec cap nhat dtr thao tai lieu BHBCB tlnrong nien Ian

2 nam 2016.

- Phan cong nhan sir tham gia cac Uy ban va Ban lien quan din

ede dn an CNTT.

- Thong qua viec cap nhat dtt thao tai lieu BHBCB thtrong nien

nam 2016.

- Thong qua dtr kien 16 trinh to chhc BHBCB bat thtrong.

Thong nhat To trinh cua BBH ve vice bao Ianh thuc hien hop

dong "Mua sam va trien khai goi san pham Core Banking".

Thong qua viec thay doi nhan sir Ban Giam doc Chi nhanlt Tay

Bo.

Chap thuan gia han Hop dong thue ting 8, tang 9 Tda nha

Vincom.

Chip thnan ky Hop ding lao dong vdi nhan sir.

Chap thuan chuyen dia diem kinh doanh mua ban vang mieng

sang hai dia diem mot la Chi nhanh Kien Giang va Chi nhanh

Binh Phuac.

Chap thuan chu tnrcrng chuyen nhucmg CO phieu cua doi tac.

Ch^p thnan chi In Quy khen thuong phuc Igi de lam kinh phi khen

thuong nam 2016 dong vien khuyen khich phong trao nang cao

chat ltrgng dich vu cua cac dan vi trong he tliong.

Thong qua viec phan loai tham quyen quyet dmh cac khoan dau

tu tai chinh.

_ / ^ NOI DUt^GNGffl QUYET i •-,--._^__ '-

23/05/2016

20/05/2016

20/05/2016

20/05/2016

20/05/2016

19/05/2016

19/05/2016

19/05/2016

12/05/2016

12/05/2016

Ngay ra•;*Nghl- .'^qityir

202A/2016/EIB/NQ-HBQT

200/2016/EIB/NQ-HBQT

199/2016/EIB/NQ-HBQT

198/2016/EIB/NQ-HBQT

197/2016/ED3/NQ-HBQT

196/2016/EIB/NQ-HBQT

195/2016/EIB/NQ-HBQT

194/2016/EIB/NQ-HBQT

187/2016/EIB/NQ-HBQT

186/2016/EIB/NQ-HBQT

\ "' 6item>.v'

" V .^ ^^ ^i,

73

72

71

70

69

68

67

66

65

64

^ T . ^-

STT-~?h

- Thong qua viec tarn ung thu lao cho cac thanh vien BKS nhiem

ky VI (2015-2020).

Thong qua npi dung van ban xin y kien NHNN lien quan to chuc

BHBCB.

Thong qua viec xem xet cap tin dung cho khach hang theo cac

quy dinh hien hanh.

- Thong qua npi dung cong b6 thong tin ve BHBCB thubng nien

nam 2016.

- Thong qua toan bp npi dung bao cao NHNN ve vigc to chuc hop

BHBCB thubng nien Ian thli hai nam 2016.

- Thong nhat thanh phan Ban to chiic BHBCB bat thubng nam

2016.

- Thong qua 16 trinh BHBCB bat thubng nam 2016.

- ThOng nhht chot danh sach c6 dong ngily 9/6/2016 d^ c6 dong

thuc bien cac quyen sau:

+ Quyen theo di&n d khoan 1 Bieu 26 BiSu le Eximbank (cu

the la quyen de ctr, ting cu vao HBQT).

+ Quy6n tham du BHBCB bit thubng nam 2016.

- Thong bao cho co dong ve vide de cir, ting cu nhan su du kiin

M sung vao HBQT Eximbank nhiem ky VI (2015-2020).

Thong nhat de xuat cua BBH lien quan quy dinh giai han han muc

cho vay nlian tai san dam bao la xe oto.

Thong qua npi dung van ban bao cao NHNN ve viec kien nghi

ciia nhbm co dong.

-' _ " NQI 'HONG ^G1I! Ql YI i .' •

07/06/2016

06/06/2016

06/06/2016

26/05/2016

26/05/2016

23/05/2016

23/05/2016

Ng.i\ la "

Vsjlu -

^jiiyrC

229/2016/EIB/NQ-HBQT

228A/2016/EIB/NQ-HBQT

228/2016/EIB/NQ-HBQT

210/2016/EIB/NQ-HBQT

208/2016/EIB/NQ-HBQT

203/2016/EIB/NQ-HBQT

202B/2016/EB/NQ-HBQT

-1 4.' . -• •' -SONGIII.

80

79

78

77

76

75

74

Thong qua viec cham dut Hcrp dong lao dong ddi voi nhan su

thuoc Van phdng dai dien Eximbank tai Ha Npi.

Thong qua de xuat cua BBH ve viec cham dut Hop dong lao dong

doi voi nhan su Uy ban hien dai hoa cong nghe ngau theo nguyen

vong ca nhan.

Thong qua viec sua doi mqt so noi dung tai Quy che hoat dong

ciia Ban Chi dao Phong, chong tham nhung va tpi pham cua

Eximbank.

Thong qua viec chuyen nhucmg tai san la quyen so huu nha a va

quyen su dung dat a tai Quan Thu Due, Tp.HCM.

Thong qua viec chuyen nhuong tai san lit quyen sit dung ddt,

quyen so huu nha a va tai san khac gan lien voi dat t^i Quan 7,

Tp.HCM.

Thong qua viec ban hanh Quy dinh thuc hien nghiep vu cung ung,

sir dung va thanh toan sec tai Eximbank.

Thong nhat dong g6p ung thuc hien cong trinh xay dung Khu di

tlch Truong Bdn, Nghe An.

Thong qua Chinb sacli Quan ly rui ra hoat dong tai Eximbank.

Thong qua Bo quy tac ve chuan mite ung xij cua Eximbank.

- Thong nhat Mn y kien NHNN ve viec giai toa co plneu cua cac

ca nhan lien quan theo quy dinh.

- Thong qua viec cap nhat tai lieu hop BHBCB.

- J*i a - NQIDUNGNGHIQUYET -•• -^ *•;

15/06/2016

15/06/2016

09/06/2016

09/06/2016

08/06/2016

08/06/2016

08/06/2016

08/06/2016

08/06/2016

^CTJNghl//•,i"J<jii>et

> ^ ^

263/2016/EIB/NQ-HBQT

262/2016/EIB/NQ-HBQT

241/2016/EIB/NQ-HBQT

239/2016/EIB/NQ-HBQT

234/2016/EIB/NQ-HBQT

233/2016/EB/NQ-HBQT

232/2016/EIB/NQ-HBQT

231/2016/EIB/NQ-HBQT

230/2016/EIB/NQ-HBQT

89

88

87

86

85

84

83

82

81

Thong qua viec gia han thai han nhan ho so tham gia ling cir, dS

cii ling vien dg bka b6 sung yao HDQT Eximbank nhiem ky VI

(2015-2020).

Thong qua viec thay doi dia diem Phong giao dich Van Hanh va

Phong giao dich Quan 9.

Thong qua thanh ly xe cho nhan sir cua Chi nhanh theo d^ xu^t

cua BDH.

Thong qua viec dau tu trai phieu chinh phu. .

Thong qua chu truong xir ly d6i vai cac sai pham ciia cac can bo

nhan vien co Hen quan tai Chi nhanh.

Thong qua noi dung van ban cua Eximbank phuc dap cho nhom

co dong.

Thong nhat dieu chinli tham quyen mien, giam lai cua Ban tin

dung khu vuc, Trung tarn xii ly ng va Tong Giam doc.

CMp thuan b6 sung kg hoach mua sam may phat dien mdi vao

ngan sach mua sam tai san co djnh nam 2016.

Thong qua danh sach nguai co lien quan cua HDQT va Ban Kiem

soat tai Eximbank nara 2016.

Thong qua chu truang chuyen nhirong toan bo co phieu ciia doi

tac.

' ?' ., - NOIDUNGNGHlQUYltT- **•".^;, ^;.

30/06/2016

24/06/2016

23/06/2016

23/06/2016

22/06/2016

22/06/2016

20/06/2016

17/06/2016

17/06/2016

16/06/2016

Ng2y raNgh^-. -

*- quySt

306/2016/EB/NQ-HBQT

294/2016/EIB/NQ-HBQT

288/2016/EB/NQ-HBQT

287/2016/EB/NQ-HBQT

282/2016/EB/NQ-HBQT

279/2016/EB/NQ-HBQT

273/2016/EIB/NQ-HBQT

268/2016/EB/NQ-HBQT

267/2016/EB/NQ-HBQT

264/2016/EIB/NQ-HBQT

js6j>tcshjf '-f-pUYET" ",

99

98

97

96

95

. 94

93

92

91

%

.ST-T*

Trang 1

Ghi chu

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

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Ty la SO hduco phieu cuoi

ky

0

0

0

0

0

0

0

0

00

0

So co phi^n s<r

hiru cuoi kyD|a chi li/ii haSo CMND/H6 chieu, nghycap, noi cap

B6

Thanh vien

HBQT

Ong Le MinhQuOc la ThanhvienBanKiem

soat

Con trai

Con trai

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Anhruot

Anh rent

Me (da mat)Cha (da mat)

Thanh vi^n

HBQT BSclap - Chu tich

HBQT

Chirc vu tai

cong ty (n€uCO)

uan tri

Taikhoan

GDCK(neu co)

Cao Binh Quang

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Le Minh Quan

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Le Minh Anh

Le Minh Canh

^guyen Thi Ngoc

Le Minh Tung

LeMinhQuoc

tTta^nTvien Hgi Hong

^3"""i^\o\^sMAk\\

2.1

2

1.8

1.7

^ L6

1.5

i.4

1.3

1.2

1.1

i

i

PH^ LUC DlNH KEM BAO CAO QUAN TRI SO .H9.../2016/EIB/BC-HBQT ngiy 29/07/2016

Danh sach ngiroi noi bo va nguoi co lien quan cua ngiroi noi bo

be c6ng b6 thong tin

SMBC la codong chi6n

ltrgc, cfl'dong

loncu^

Eximbank

^ .Ghichti

0,00

0,00

0,00

15,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

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Ty If so' hmtco phiiucuoi

-• • ky -' '

0

0

0

185.329.207

0

0

000

0

0

0

0

0

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htru cuoi kyDja chi lien he

Si CMND/H? chieu, ngaycap, noi cap

Vo

Me

Cha

Ong NaokiNishizawa dai

difn phan von

gop cua SMBC

tai Eximbank

Thanh vicn

HDQT

Em

Em

EmAnh

Con

Con

Con

Vo

Me (da matnam 2009)

Chirc vu tai

cong ty (neu

CO)

Thikho.iu

GDCK(neu co)

Kuniko Nishizawa

Atsuko Nishizawa

Kazutoshi Nishizawa

Sumitomo Mitsui

Banking Cotporation

(SMBC)

Naoki Nishizawa

Cao Xuan Thiiy

Cao Thj NguyenCao Xuan Thai

Cao xuan Binh

Cao Gia Bao

Cao My Linh

Cao Vu Long

Nguyen Tin Tuyet

Bang Thj Than

Ho tOn

3.4

3.3

3.2

3.1

3

2.10

2.9

2.8

2.7

2.6

2.5

2.4

2.3

2.2

sit

Trang 3

Giii chli

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

0,00

Ty 1^ sir hihico phieu cuol

ky

0

0

0

0

0

0

00

0

0

0

0

So d, [illicit s.r

hfiu cuoi kyBja chi lien heSo CMND/H^ chik, ngSy

dip, nffi c^p

Emghi

Em Irai

Emgai

Con

Con

Vo

MoBo

Thanh vlkHDQT kilmTong Giam

.1.3.

Em

Con

Con

Choc vu tai

c6ng ty (neu

c6)

Tai

khoan

GDCK(nk CO)

Le Thi Quy

Le Trung Kien

Le Thi Cuong

Le Phuong Linh

LeMinhHoang

Bui Thj Hoa

Nguyen Thj Thong

Le Van Quan

Le Van Quyct

Nobuki Nishizawa

Akira Nishizawa

Shun Nishizawa

Ho ten

4.8

4.7

4.6

4.5

4.4

4.3

4.2

4.1

4

3.7

3.6

.'3.5

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Ghi chii

0,00

0,00

0,00

0,00

0,00

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0,00

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0,00

0,00

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ky

0

0

0

0

0

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0

0

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Dja chi lien lieSo CMND/Hy ehi^, ngay

cap, not cap

Em

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Vo

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Con

Vo

Me

Cha

Thhnh vien

HDQT

Chirc in t?i

chug ty (neu

CO)

Taikhoan

GDCK(neu co)

Nguyen Quang Than

NguySn Quang Thanh

Le Trung Thu

Phu Thi My H

Nguyen Quang Thanh

Nguyen Quang Thong

Eiji Saitoh

Rey Richard Saitoh

Yayoi Saitoh

Miwako Saitoh

Eisube Saitoh

Yasuhiro Saitoh

Hi) ten

6.5

6.4

6.3

6.2

6.1

6

5.5

5.4

5.3

5.2

5.1

5

Stt

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Ghichu

0,00

0,00

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0,00

0,00

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Tyl^s^^hihico phicu cuoi

ky

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9.044

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hihi cuoi kyBia chi lien h|So CMND/H6 chieu, ng&ycap, noi ciip

Chi

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Th^nh vien

HDQT

Ong NguyenQuang Thong

^Ph6ChutjchHDQT Cong tyquan ly quy dau

tu chimg kho^nViet Long '

6ng NguyenQuang Thong

laPhoChutichHDQT Cong tybao hiem Bao

Long

Chtrc vii taicongty (neu

CO)

Taikhoan

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HoangThiThuOanh

Hoang Nam Th&ng

TaThiVanAnh

Nguyen Thi H6ng Lqi

Hoang Chinh Phucmg

HoangTuanKhai

Cong ty quan \<f quy

d^u tu chiing khoan

Vit Long

Cong ty bao hilm Bao

Long

Ho ten

7.5

7.4

7.3

7.2

7.1

7

6,7

6.6

Stt

Trang 6

/

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0,00

0,00

0,00

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1,04

Ty If s^^ himcb phieu cuoi

^y

0

0

0

0

12.870.000

So ch phieu so

huu cuoi IiyDia chi lien he

So CMND/H6 chi^u, ngaycap, nci cap

Cha

Thanh vien

HBQT

Ong Hoang

Tuan Khai dai

dien ph3n von

gop cuaEximbank va la

thanh vien

HDQT CTCPdau tu va phat

trien du lich

Vinaconex

6ng Hoang

TuSn Khai laChii tich

HDQT CTCPBdt d^ng s^nTong hqp 1

'- ^ng Ho^ng

Tu^n Khai laThanh vien

HEQT CTCPXuatNhap

kh^u Tong hgpI Viet Nam

Chtrc vy taicflng ty (neu

CO)

Tlikhoan

GDCK(nlu co)

Bang Dinh Lira

Dang Anh Mai

Cong ty el phin dim ttrva phat trien du lich

Vinaconex

CTCP Bit dpng sanT6ng h^p 1

CTCPXuitnhSpkhiuT6nghopIVif!Nam

Hpten

8.1

8

7.8

7.7

7.6

sit

Trang 7

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ky

0

0

0

0

0

0

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Con

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10.13

10.12

10.11

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40.5

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Ttang 22

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14.2

14.1

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