Community boundary spanners as an addition to the health … · 2018. 9. 10. · We define boundary...
Transcript of Community boundary spanners as an addition to the health … · 2018. 9. 10. · We define boundary...
REVIEW Open Access
Community boundary spanners as anaddition to the health workforce to reachmarginalised people: a scoping review ofthe literatureCarolyn Wallace* , Jane Farmer and Anthony McCosker
Abstract
Background: Health services in high-income countries increasingly recognise the challenge of effectively servingand engaging with marginalised people. Effective engagement with marginalised people is essential to reducehealth disparities these populations face. One solution is by tapping into the phenomenon of boundary-spanningpeople in the community—those who facilitate the flow of ideas, information, activities and relationships acrossorganisation and socio-cultural boundaries.
Methods: A scoping review methodology was applied to peer-reviewed articles to answer the question: “How dohealth services identify, recruit and use boundary spanners and what are the outcomes?” The review was conducted inseven databases with search terms based on community-based boundary spanning, marginalised people and healthservices.
Findings: We identified 422 articles with the screening process resulting in a final set of 30 articles. We identified fivetypes of community-based boundary spanning: navigators, community health workers, lay workers, peer supporters andcommunity entities. These range from strong alignment to the organisation through to those embedded in thecommunity. We found success in four domains for the organisation, the boundary spanner, the marginalisedindividuals and the broader community. Quantifiable outcomes related to cost-savings, improved disease managementand high levels of clinical care. Outcomes for marginalised individuals related to improved health knowledge andbehaviours, improved health, social benefits, reduced barriers to accessing services and increased participation inservices. We identified potential organisational barriers to using boundary spanners based on organisational cultureand staff beliefs.
Conclusions: Community boundary spanners are a valuable adjunct to the health workforce. They enable access tohard to reach populations with beneficial health outcomes.Maintaining the balance of organisational and community alignment is key to ongoing success and diffusion of thisapproach.
Keywords: Boundary spanning, Health services/utilisation, Marginalised, Community health workers, Navigators,Public health, Developed countries
* Correspondence: [email protected] University of Technology, Hawthorn, Victoria, Australia
© The Author(s). 2018 Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, andreproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link tothe Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver(http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
Wallace et al. Human Resources for Health (2018) 16:46 https://doi.org/10.1186/s12960-018-0310-z
BackgroundThe purpose of this scoping review of the literature is toconsider the role that might be played, in health servicedelivery and health literacy development in high-incomecountries, by community-based lay persons. Such peoplewould be adjuncts to, and work with, existing healthpersonnel. They would have features making them dis-tinctly valuable, including deep community knowledge, in-nate networking skills, a mission for social benefits andlow cost, or no cost—if they are volunteers. In a policy en-vironment encouraging community capacity-building as aresponse to tackle health and social inequity, harnessingcommunity-based boundary-spanning people (as we termthem and explain later) could be an idea that is perfect forour time and contexts.This review was prompted by an approach to us from
a rural Australian public health service which sought totackle long-standing healthcare engagement gaps of mar-ginalised community members. The service had previ-ously initiated several participatory activities, including acommunity-led healthy eating project and a communitygarden, to engage diverse community members in theavailable services, but noted an equity gap remained be-tween socio-economic groups and uptake of services.Simultaneously, service providers had observed thatsome community members appeared to “naturally” crosssocial, cultural and organisational boundaries to forgelinks between different social groupings in the commu-nity. Staff wanted to know the extent to which otherhealth services were harnessing such “boundary-span-ning” community members to help reach marginalisedcommunity members and engage them in services. Wedefine boundary spanning as facilitating “transactionsand the flow of information between people or groupshindered by some gap or barrier” [1] (p.158) andcommunity-based boundary spanners as people locatedin the community being served and acting as a boundaryspanner both within the community and between thecommunity and one or more health organisations.We define marginalised people as those who are “so-
cially excluded and experience inequalities in the distri-bution of resources and power” [2] (p.195). There isconsiderable evidence that marginalised people havepoorer health status and outcomes [3]. While health ser-vices personnel may struggle to engage marginalisedpeople, there exist community members who have bothcapability in accessing and using health services and re-lationships or connections with marginalised people intheir community. The concepts of socio-cultural bound-aries and boundary spanning are a useful way to framethis phenomenon.Boundaries separate one group or one organisation from
another [4, 5]. Symbolic and social boundaries also existbetween social groups at a societal and community level
[6]. They can confine people to marginalised groups—sometimes over generations, impacting on participation incommunity life [7] and access to services [8].Boundary spanning describes the way some people
bridge these organisational, symbolic and social boundar-ies. Considering organisations, boundary spanning occursfor several purposes, depending on context, including foraccessing information [9], innovation and knowledgetransfer [10], collaboration [8, 11] and for improving busi-ness performance [12]. Considering communities, bound-ary spanning occurs often as a form of social leadership[13–15]. Boundary spanners bring groups and individualstogether for community advancement [14] and can drawon organisations’ resources to support local priorities.Community boundary spanners can bridge between orga-nisations and communities as they operate and have rela-tionships in both milieux [14, 16, 17].In health, the term boundary spanning is used in health
management literature. Boundary spanning is discussedfor (1) improving management and teamwork—personnelare studied to assess the impact of their boundary-span-ning management style on teamwork and staff satisfaction[18–21], (2) care coordination—for team members inareas including cancer care [22] and mental health [23],(3) knowledge development and innovation—encouraginginterdisciplinary and cross-sector research [24–26], (4)collective action with other sectors—to address disadvan-tage, unemployment and community safety [27–29] and(5) embedding practice change—introducing new modelsof care including value-based care and patient safetypractices [30].With recent increased policy emphasis in developed
country contexts on health services working more closelywith their communities for collective benefit, (includingon, for example, service integration, primary healthcareand co-design), an emergent challenge is identifying ef-fective and cost-effective ways for staff and diverse com-munity members to cross boundaries between institutionsand community, to work together. The institutionalisednature of health—with health professionals set up as tech-nical experts [8, 31]—presents a barrier for marginalisedcitizens who could receive positive health benefits fromaccessing services. Efforts to enhance access need toaccount for the symbolic and social boundaries thatmarginalised citizens’ experience, in addition to more ob-vious physical and institutional boundaries to accessinghealth services.To find out if and how, community-based boundary
spanners could be a useful adjunct to health workforcefor engagement of marginalised citizens, we conducted ascoping review of the literature. The review was de-signed to answer the research question: “How do healthservices identify, recruit and use boundary spanners andwhat are the outcomes?” We sought four domains of
Wallace et al. Human Resources for Health (2018) 16:46 Page 2 of 13
insights—with respect to boundary-spanning people: forwhat purposes are they deployed; what ways do serviceswork with them; their characteristics (so they can beidentified); and outcomes for marginalised people ofdeploying them.
MethodWe used the Arksey and O’Malley [32] scoping reviewmethodology with Levac et al. [33] enhancements. Themethodology has five steps: identifying the research ques-tion; identifying relevant studies; study selection; datacharting; collating, summarising and reporting the results.This article’s authors compiled an initial list of search
terms based on the concept of community-based boundaryspanning, population of marginalised people, and contextof health services. Terms were trialled initially by search-ing with Scopus and EBSCOhost and the terms “peer” and“excluded” were removed due to the high number of ir-relevant articles they returned—such as peer reviewed andexclusion being used in descriptions of researchmethodologies.The list of databases was developed in consultation
with a topic librarian and by considering recent scopingreviews on similar topics—community participation [34]and patient navigation [35]. Databases searched wereCINAHL, Scopus, PubMed, Medline, Health BusinessElite, Health Source Nursing Academic Edition and Aca-demic Search Complete. Table 1 lists search terms andinclusion and exclusion criteria. We included reviews as
they are a form of research based on the analysis andsynthesis of studies and provide additional backgroundbased on previous knowledge while still keeping withinour search parameter of articles from 2007 to 2017. Weextracted sufficient information from the reviews in thedata charting process as summarised in Table 2.Figure 1 illustrates the search process. The initial 302
items were screened by one author (CW). CW read allfull text articles and JF and AM each read half of thisset. Where there was disagreement about eligibility, allthree authors re-read the item and final inclusion wasdetermined at a group meeting. Scoping reviews are aniterative methodology. Towards the end of the article se-lection process, the terms “champion”, “peer supporter”and “patient navigator” were added to the search due totheir frequent use in the articles found. A final decisionwas made to refine the review to focus on high-incomecountries due to a distinction in the literature about useof community-based boundary spanners in lower- versushigher-income countries [36, 37].Data charting was developed to enable description and
analysis of the scoping review outputs. Initial chartingwas undertaken according to headings: study aim anddesign; health context and population; how boundaryspanners were identified and recruited; training and sup-port provided; qualifications, experiences and character-istics of boundary spanners; closeness to community;paid/unpaid tasks performed and outcomes. Secondarydetailed charting focused on boundary spanners: title,paid/unpaid, prior health education or experience, live inthe community, established networks, similarity to com-munity being served, personal characteristics and wherethey interact with people. The data charting was under-taken by CW and verified with other authors.
FindingsThe findings commence with the health focus and coun-tries where community boundary spanning is used andthe descriptions and titles for boundary spanning. Thisis followed by factors relating to how and why healthservices use the boundary spanners, characteristics ofthe boundary spanners and outcomes from their activ-ities. The section concludes with barriers to effective useof boundary spanners.
Health focus and countryThe health focus of boundary-spanning activities in the30 articles was wide ranging (see Table 2). The majoritywere located in the USA (17) [38–52] or England (7)[53–59]. Two articles were from the Netherlands [27,60], one Australia [61] and one New Zealand [62]. Twoarticles were reviews of high-income countries [63, 64].
Table 1 Search terms and inclusion and exclusion criteria
Key word Search terms
Boundary spanning(concept)
“boundary spann*” OR “boundary cross*” OR“community guide*” OR “community aide” OR“community organi?er*” OR intermediary OR brokerOR bridge* OR connector OR “translation agent”OR networker OR promatora OR navigator*
Marginalised(population)
Marginali?ed. OR disadvantage* OR “hard to reach”
Health services(context)
Hospital* OR “primary care” OR “community health”OR “health organi?ation*” OR “health service*” ORhealthcare
Inclusion criteria Article type: research, discussion, review or scopingreviewAddressing all three conceptual areas: health;boundary spanning; marginalised populationAbout boundary spanning between health settingand the communityAbout use of boundary spanners from the communitycontext not the institutional setting—i.e. from thecommunity or with similar attributes to communitybeing servedLocated in high-income countries(added as criteria at stage three)
Exclusion criteria Not in EnglishNot peer-reviewedPublished before 2007Outlining a study that had not yet commenced
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Table
2Summaryof
scop
ingreview
finding
s
Firstauthor
andyear
Health
context
Popu
latio
ngrou
pBo
undary
spanning
type
Paid
orun
paid
Purposeof
boun
dary
spanning
Activities
Outcomedo
mains
Individu
alBo
undary
spanne
rOrganisation
Com
mun
ity
Aou
n(2013)
[61]
Weigh
tloss
Ruralm
iddleaged
toolde
rmen
Peer
Unp
aid
Chang
ein
health
behaviou
rsand
outcom
es
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching
✓✓
✓
Bailey(2015)
[53]
Gen
eralhe
althy
lifestyle
interven
tions
Prison
ersand
peop
lewith
men
talillness
Lay
Paid
Chang
ein
health
behaviou
rsand
outcom
es
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;
referralsto
othe
rorganisatio
ns
✓✓
Barlo
w(2011)
[54]
Perin
atal/m
aternal
health
Socio-ecode
prived
families
Peer
Paid
and
unpaid
Add
ressing
organisatio
naltrust
prob
lem
Individu
alprovisionof
health
advice/coaching;
homevisits/pho
necalls;emotional/p
racticalsupp
ort;
referralsto
othe
rorganisatio
ns
✓✓
✓
Bustillos
(2015)
[38]
Nutrition
Disadvantaged
and
hard
toreach
CHW
Paid
Add
ressing
organisatio
naltrust
prob
lem
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching
✓✓
Cho
i(2016)
[39]
Cancerscreen
ing
orcare
Ethn
icminority
CHW
Unstated
Increase
participation
ratesinclinical
services
Worksho
p/inform
ationsessions;
homevisits/pho
necalls;service
navigatio
n
✓✓
Doo
lan-Nob
le(2013)
[62]
Chron
iccare
Ruralw
ithcomplex
andchronic
cond
ition
s
Navigator
Paid
Solutio
nto
workforce
shortage
Hom
evisits/pho
necalls;emotional
andpracticalsupp
ort;referralsto
othe
rorganisatio
ns;p
atient
follow
upanddo
cumen
tatio
n
✓✓
Felix
(2011)
[45]
Mild
tomod
erate
functio
nal
limitatio
ns
Long
-term
care
need
s:ageand
disability
CHW
Paid
Increase
participationrates
inclinicalservices
Hom
evisits/pho
necalls;referrals
toothe
rorganisatio
ns;service
navigatio
n
✓✓
Gam
pa(2017)
[46]
Com
mun
ityhe
alth
Indige
nous
commun
ities
CHW
Paid
Solutio
nto
workforce
shortage
Individu
alprovisionof
health
advice/coaching;
homevisits/pho
necalls;emotionaland
practicalsupp
ort;
referralsto
othe
rorganisatio
ns;
cultu
ralb
rokerin
g;case
managem
ent;
health
serviceprovision
✓
Han
(2007)
[47]
Chron
iccare
Older
migrants
CHW
Unp
aid
Chang
ein
health
behaviou
rsand
outcom
es
Worksho
p/inform
ationsessions
✓✓
Hartm
an(2013)
[60]
Exercise
prog
ram
Ethn
icminority
mothe
rsCom
mun
ityen
tities
Paid
Chang
ein
health
behaviou
rsand
outcom
es
Worksho
p/inform
ationsessions;
cultu
ralb
rokerin
g✓
✓
Hesselink
(2011)
[27]
Perin
atal/m
aternal
health
Ethn
icminority
wom
enCHW
Paid
Chang
ein
health
behaviou
rsand
outcom
es
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;
cultu
ralb
rokerin
g;he
alth
serviceprovision
✓✓
Kenn
edy
(2010)
[55]
Nutrition
Less
affluen
tne
ighb
ourhoo
dLay
Paid
and
unpaid
Chang
ein
health
behaviou
rsand
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
✓✓
✓✓
Wallace et al. Human Resources for Health (2018) 16:46 Page 4 of 13
Table
2Summaryof
scop
ingreview
finding
s(Con
tinued)
Firstauthor
andyear
Health
context
Popu
latio
ngrou
pBo
undary
spanning
type
Paid
orun
paid
Purposeof
boun
dary
spanning
Activities
Outcomedo
mains
Individu
alBo
undary
spanne
rOrganisation
Com
mun
ity
outcom
esadvice/coaching;
emotionaland
practicalsupp
ort
Levinson
(2015)
[48]
Smoking
cessation
Socio-eco
disadvantage
dLay
Paid
Increase
participation
ratesin
clinical
services
Individu
alprovisionof
health
advice/coaching;
homevisitsand
phon
ecalls;referralsto
othe
rorganisatio
ns;p
atient
follow
upanddo
cumen
tatio
n
✓
Marge
llos-
Anast(2012)
[49]
Chron
iccare
Poor
inne
r-city
commun
ities
CHW
Paid
Increase
participation
ratesin
clinical
services
Individu
alprovisionof
health
advice/coaching;
referralsto
othe
rorganisatio
ns;casemanagem
ent.
✓✓
May
(2007)
[65]
Com
mun
ityhe
alth
Immigrants
CHW
Paid
and
unpaid
Solutio
nto
workforce
shortage
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;homevisits/phonecalls;
emotionaland
practicalsupp
ort;referrals
toothero
rganisations
✓✓
✓✓
McLeish
(2015)
[56]
Perin
atal/m
aternal
health
Vulnerable
mothe
rsPeer
Unp
aid
Add
ressing
organisatio
nal
trustprob
lem
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;
emotionaland
practicalsupp
ort;servicenavigatio
n
✓✓
Najafizada
(2015)
[63]
Com
mun
ityhe
alth
Marginalised
peop
leCHW
Paid
and
unpaid
Increase
participation
ratesin
clinical
services
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;
health
service
provision
✓✓
✓
Otin
iano
(2012)
[50]
Com
mun
ityhe
alth
Hardto
reach
commun
ities
CHW
Stipen
dfor
theworksho
pAdd
ressing
organisatio
naltrust
prob
lem
Worksho
p/inform
ationsessions;
commun
ity-based
research
✓
Palm
as(2014)
[51]
Chron
iccare
Hispanicadults
CHW
Paid
Chang
ein
health
behaviou
rsand
outcom
es
Individu
alprovisionof
health
advice/coaching;
homevisits/
phon
ecalls;emotionaland
practicalsupp
ort
✓
Palomino
(2017)
[52]
Cancerscreen
ing
orcare
Ethn
icminorities-
rural
Navigator
Paid
Increase
participation
ratesin
clinical
services
Servicenavigatio
n;cultu
ral
brokering.
✓
Rafie
(2015)
[40]
Cancerscreen
ing
orcare
African-American
Lay
Unp
aid
Increase
participation
ratesin
clinical
services
Worksho
p/inform
ationsessions
✓✓
Raj(2012)
[41]
Cancerscreen
ing
orcare
Raciallyand
ethn
icallydiverse
Navigator
Paid
Increase
participation
ratesin
clinical
services
Hom
evisits/pho
necalls;service
navigatio
n;patient
follow
upanddo
cumen
tatio
n
✓
Rohan(2016)
[42]
Cancerscreen
ing
orcare
Med
ically
disadvantage
dNavigator
Paid
Increase
participation
ratesin
clinical
Hom
evisits/pho
necalls;emotional
andpracticalsupp
ort;service
✓
Wallace et al. Human Resources for Health (2018) 16:46 Page 5 of 13
Table
2Summaryof
scop
ingreview
finding
s(Con
tinued)
Firstauthor
andyear
Health
context
Popu
latio
ngrou
pBo
undary
spanning
type
Paid
orun
paid
Purposeof
boun
dary
spanning
Activities
Outcomedo
mains
Individu
alBo
undary
spanne
rOrganisation
Com
mun
ity
services
navigatio
n;patient
follow
upanddo
cumen
tatio
n
Shahidi(2015)
[43]
Com
mun
ityhe
alth
Inne
rcity
neighb
ourhoo
d“fo
rgotten”
CHW
Paid
Add
ressing
organisatio
naltrust
prob
lem
Worksho
p/inform
ationsessions;
homevisits/ph
onecalls;emotional
andpracticalsupp
ort;service
navigatio
n;case
managem
ent;
health
serviceprovision
✓
Sokol(2016)
[64]
Gen
eralhe
althy
lifestyle
interven
tions
Hardlyreache
dPeer
Paid
and
unpaid
Add
ressing
organisatio
naltrust
prob
lem
Hom
evisits/pho
necalls;emotional
andpracticalsupp
ort;service
navigatio
n;referralsto
othe
rorganisatio
ns
✓✓
Thom
son
(2012)
[57]
Perin
atal/m
aternal
health
Mothe
rsin
ade
prived
area
Peer
Paid
and
unpaid
Add
ressing
organisatio
naltrust
prob
lem
Worksho
p/inform
ationsessions;
homevisits/ph
onecalls;emotional
andpracticalsupp
ort
✓✓
Torres
(2014)
[67]
Perin
atal/m
aternal
health
New
immigrants
andrefuge
esCHW
Paid
Solutio
nto
workforce
shortage
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;
home
visits/pho
necalls;emotional
andpracticalsupp
ort;referrals
toothe
rorganisatio
ns;cultural
brokering;
case
managem
ent
✓✓
Wagon
er(2015)
[44]
Sexualhe
alth
Ethn
icminority
men
-Latin
oPeer
Unp
aid
Chang
ein
health
behaviou
rsand
outcom
es
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;
emotionaland
practicalsupp
ort;referralsto
othe
rorganisatio
ns
✓✓
✓
White
(2015)
[58]
Men
talh
ealth
Highde
privation
areas
Lay
Paid
Chang
ein
health
behaviou
rsand
outcom
es
Individu
alprovisionof
health
advice/coaching
✓
Woo
dall(2013)
[59]
Com
mun
ityhe
alth
Disadvantaged
commun
ities
Lay
Unp
aid
Chang
ein
health
behaviou
rsand
outcom
es
Worksho
p/inform
ationsessions;
individu
alprovisionof
health
advice/coaching;
emotional
andpracticalsupp
ort
✓✓
✓
Wallace et al. Human Resources for Health (2018) 16:46 Page 6 of 13
Descriptions, titles and typesThe search did not produce any articles using the termboundary spanners for community-based people (in con-trast with health management literature, as noted above).People fulfilling boundary-spanning roles in the commu-nity were described as “engaged insider” [43], “bridgingrole within the clinic” [54], “cultural bridge” [38, 41, 52,59], “nexus” [46], “intermediary” [27], “connector” [48, 63,65] “psychosocial bridge” [48] and “trusted liaison” [50].We found the titles used to describe the boundary-span-
ning roles, such as “Patient Navigator”. “Champion” and“Health Coach” (Table 3) aligned with five fairly distincttypes of boundary-spanning activity that emerged from thearticles. These were navigators, community health workers,lay workers, peers and community-based entities. The navi-gator type emerged from a response to the complexity ofcancer care with a focus on helping patients to overcomebarriers to care [66]. Use of community health workers(CHW) originated in low-income countries to addressshortages in local health workforce, using local people toprovide basic healthcare services. Although communityhealth workers are deployed in high-income countries, a re-cent review [63] notes that “there is no widely accepted def-inition of the concept for high-income countries” (p.e157).Lay workers are a non-clinical workforce [58] building oninformal helping networks within a community [61]. In asimilar vein, peer supporters act in a “non-professional
capacity to offer support to others with whom they havesome experience in common” [56] (p.258). Community en-tities refer to the community resources of the target groupsuch as churches, community organisations, ethnic media,networks and events [60].These types have varying degrees of organisational
through to community orientation. Organisational orien-tation is “the degree to which an individual’s behavioursare aligned with their own organization’s overarching mis-sion, vision, and interests” (i.e. in this case, more orientedto the health institution). Community orientation is “thedegree to which an individual is aligned with the interestsof the community, a unified body of individuals with com-mon interests, external to the [health] organization”[17](p.89) (more oriented to community). Thus the navi-gator type, recruited directly by the health organisationand in many cases a paid member of the organisation, hasthe highest organisational orientation and community en-tities, which are embedded in the communities they serve,have the highest level of community orientation.The review revealed many articles discussing navigators
and community health workers which were not includeddue to the person being an actual healthcare worker withno demonstrated membership or relational or geograph-ical proximity to the community being served. These didnot meet our definition of a community-based boundaryspanner.
Fig. 1 The search process
Wallace et al. Human Resources for Health (2018) 16:46 Page 7 of 13
Identification and recruitmentTwenty-one articles specified how boundary spannerswere recruited. In eight, identification and recruitmentwere conducted along typical recruitment lines when theboundary spanner was expected to have a reasonablystrong organisational orientation. There were 13 examplesof identification and recruitment having a more commu-nity bottom-up, grass-roots approach. In these, boundaryspanners were self-nominated, nominated by peers, orfound through a community partner organisation.
Purpose of boundary spanningIn all articles, the boundary-spanning roles were used toreach marginalised people with health benefits intended.The underlying rationale varied based on three issues—whether they were solving a workforce or organisationaltrust problem, focussed on improving the performance oruptake of health services, or focussed on engaging peoplein the community with each other and/or with health ser-vices (Table 2).Where health services use community-based bound-
ary spanners as a solution to a workforce shortageproblem [46, 62, 65, 67], the boundary spanners are val-ued due to physical location in the marginalised
community setting where it is difficult to recruit healthworkers. In the articles related to a connection or trustdiscrepancy between the health service and the com-munity, their similarity to the community members be-ing served is the reason for the health service usingthem [38, 43, 50, 54, 56, 57, 64].Boundary spanning to improve performance and up-
take of health services was used to increase participationrates in clinical services [39–42, 45, 48, 49, 52, 63] or toachieve a change in health behaviours and outcomes [27,44, 47, 51, 53, 55, 58–61]. In the former, boundary span-ners have a stronger organisational orientation, and inthe latter, health services use boundary spanners becauseof their community orientation.Eight articles showed boundary spanners used to con-
nect marginalised people with health services and also toincrease between-citizen connections within the com-munity. These articles emphasised community cohesionand empowerment arising from boundary spanning, inaddition to individual health benefits.
Use of boundary spannersThe activities of boundary spanners (Table 2) reflect thepurpose for which they are engaged. Where the main
Table 3 Titles used for boundary spanners and the types they align with
Type of boundaryspanner:
Navigators Community healthworkers
Lay workers Peers Communityentities
Boundary spannertitles
Patient navigator Community health workerPromatoraCommunity connectorCommunity multiculturalhealth brokerCommunity healthrepresentative
ChampionLay food workerCommunity breasthealth advocateHealth volunteerNatural helperHealth trainerSmoking solution guide
Peer supportChampionHealth coachLay health advisorMale lay health advisorMentorBuddyCompanionCommunity parentCommunity supporter
Ethnically specificchannel
Number articlesn = 30
4 13 6 6 1
Article reference [41, 42, 52, 62] [27, 38, 39, 43, 45–47,49–51, 63, 65, 67]
[40, 48, 53, 55, 58, 59] [44, 54, 56, 57, 61, 64] [60]
Organisational orientation• Technical• Service provision andaccess focus• Documented scopeof practice
• Alignment with missionand interests of healthservice
Community orientation• Not based in a health service• High degree flexibility• Relationship focus• Close knowledge of localcommunity• Alignment with interestsof the community
Wallace et al. Human Resources for Health (2018) 16:46 Page 8 of 13
use is to extend the workforce, increase compliance withtreatment/screening or improve the efficiency of the sys-tem, the tasks of boundary-spanning roles are practicaland structured. When the health service is using theboundary spanners for community-based research, com-munity strengthening or to provide support for behav-iour change, boundary spanners have a broader range oftasks and functions that constitute community develop-ment, health promotion and advocacy [43, 55, 65].
Training and supervisionInformation about training and supervision was pro-vided in 26 articles. Training intensity varied consider-ably, as did expectations of prior knowledge abouthealth or the health system. Training was sometimes tai-lored as part of an intervention being trialled. Otherprograms had 1 day of training with refresher modules[61], some used a mix of face-to-face and on-line train-ing [48]. Some used existing training programs such asthe City and Guilds Health Trainer Qualification [53].Other articles [38, 47, 50] discussed development andimpact of training boundary spanners.
Payment/non-paymentWhether boundary spanners were paid or not was sig-nificant to their deployment. The navigator model mostfavoured payment (i.e. in all four examples). The com-munity health worker model mainly had payment forworkers (nine out of 13 articles). Both navigator andcommunity health worker models have a higher organ-isation orientation than other models, reflected in paidroles. Models that least used payment are the lay workerand the peer support models where the boundary span-ner has a predominantly citizen support role and limitedservice delivery role.
CharacteristicsProximity to the community being served is a definingcharacteristic of boundary spanners. All articles suggest useof boundary spanners because they are distinctive fromother health workforce due to their proximity to the com-munity or target group. This holds for boundary spannersthat are paid and those volunteers. Other characteristics re-late to personal traits, education and experience.The characteristics of boundary spanners are often
vaguely articulated. While navigators had some affinityfor the community being served—either through localknowledge or as native language speakers, they had astrong organisational orientation and all roles describedwere located firmly within health service organisations,with varying community presence. Lived experiencemattered in some cases. Two of the four navigator pro-grams selected navigators with some prior health experi-ence [42, 52], one deliberately recruited lay navigators
[62] and it was not stated in the fourth example [41].This demonstrates a varied application of a type thatwas initially designed for helping disadvantaged patientsto use cancer screening and treatment.Peer and lay worker roles show a high degree of close-
ness to community, with boundary spanners encouragedto engage their family and social networks for their healthpromotion activities or to extend their community-basednetworks through their role. The predominant character-istics of the peer and lay roles are trusted, supportive, em-pathetic and non-judgemental. As the titles suggest, thelay and peer boundary spanners were valued for theircloseness to community and willingness to work with citi-zens. Only two of six lay examples noted lay workers hadprior health knowledge or experience [40, 53] and none ofthe six peer examples mentioned prior health knowledgeor experience as a requirement.Community health workers were expected to live in the
community in all but one instance [27]. Trust, respect andsupportiveness were dominant character traits for thecommunity health workers. There were two exampleswith a community led approach to determining the im-portant characteristics for community health workers, bythe community being served [43] or the cohort of com-munity health workers [67]. The community healthworker examples did not rely on prior health knowledgeor experience, with the exception of one article where theworker was integrated into a health practitioner team [27].When an organisation rather than an individual was
approached for its boundary spanning, the organisation hadspokespersons who were local and trusted leaders from theethnic community with well-established networks and noparticular health knowledge or expertise [60].
OutcomesThe outcomes reported from health services usingcommunity-based boundary spanners were all positive, al-though the research designs were varied and often rela-tively weak. Some articles described pilot studies [48, 49],while others reviewed one or more existing programs todetermine outcomes [47, 50, 55, 65]. The majority usedqualitative methodology (16); ten had mixed methods andfour used solely quantitative methods. Quantifiable out-comes were net cost savings to Medicaid spending and de-creased use of nursing home services [45], improvedknowledge and management of childhood asthma [49], anon-significant trend towards improvement in clinicalmarkers of diabetes [51] and high levels on quality indica-tors in cancer care [41].Outcomes were found in four domains, for the organisa-
tion or system, boundary spanner, individual communitymember (social, mental and physical), and communitycollectively. Only two articles considered outcomes in allfour domains [55, 65], while five considered outcomes in
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three domains [44, 54, 59, 61, 63]. Some articles did notconsider outcomes for individuals or the community butfocussed on other outcomes; for example, impacts oftraining or organisational traits on boundary-spanningpeople [40, 47, 50, 65].Outcomes for marginalised individuals were described
in 26 articles. Outcomes were positive and related tohealth [38, 40, 44, 49, 51, 53, 55, 58, 59, 61, 63, 64], socialbenefits [42, 52–59, 65], reduced barriers to accessing ser-vices [52, 62, 67] and increased participation [27, 39, 41,45, 48, 60]. The majority of health outcomes were notclinical but related to health knowledge and behaviours.An outcome of using lay people as boundary spanners
in health settings is the potential health benefits for theboundary spanners themselves. Fifteen articles notedoutcomes for the boundary spanners. Most commonwas increased confidence and knowledge which some-times led to the boundary spanners expanding their roleto include advocacy [38, 44, 47] or progressing to furthereducation or employment [59]. Boundary spannersfound that acting as a role model prompted improve-ments in their physical and mental health [47, 53, 59,61]. Two articles [56, 65] report negative impacts forboundary spanners caused by tension between compet-ing expectations of the host health organisation and thecommunity they belonged to.There were examples of boundary spanners having a
wider impact on health services and systems through issueidentification and advocacy [54, 65, 67]. Twelve articles re-port specific outcomes for organisations or the widerhealth system. These were cost savings [45, 49, 63], assist-ing staff with workload and a positive work environment[27, 47, 54, 62], practice change [65, 67] and enabling con-tact with hard-to-reach clients [55, 60, 64, 65].Only seven articles described outcomes for the wider
community where the boundary-spanning activity wasoccurring. These were more tentative and were predom-inately concerned with improved health knowledge andbehaviour [55, 59, 61, 63, 65], social benefits of increasedcommunity competency [61, 65], reduced social isolation[65]; identification of community needs [43, 44, 65] andimproved social cohesiveness [59].
BarriersA small number of articles noted potential barriers to thesuccess of deploying boundary spanners. In a USA setting,Felix et al. [45] found concerns about the potential “wood-work effect” and its increased costs to Medicaid fromcommunity connectors encouraging citizens to “come outof the woodwork” and take up services to which they wereentitled. One of the three sites in a case study of Turkishcommunity health workers in the Netherlands was not aseffective as others because midwives were reluctant tosupport special culturally tailored programmes [27]. In
another case, the staff of a children’s centre were initiallyconcerned with privacy issues of community membersaccessing service data when a peer support service was in-troduced [54]. Doolan-Noble et al. [62] describe “patchprotecting” behaviour of health professionals who feltthreatened by new patient navigators encroaching on theirprofessional scope of practice.
DiscussionThe literature shows that a range of boundary-spanningroles have been trialled in high-income countries with theintention of engaging marginalised community membersin health services and that there is some evidence of goodoutcomes. These roles are thus successfully acting toextend health workforce teams in spaces that are problem-atical for established institutionalised health systemmodels. The essential feature underpinning success ofcommunity-based boundary spanning is deploying thosewith genuine closeness to the community being served.This requires identifying and recruiting boundary span-ners for their location, shared experience and compatibledemographic characteristics. Health knowledge is not es-sential and in most cases not expected. Training, supervi-sion and ongoing support appear to be features ofsuccessful deployment. Organisational investment inboundary-spanning roles varies, linked to the extent ofhealth expertise desired and integration in health practi-tioner teams.The evidence we found suggests that community-based
boundary spanning, as a strategy to engage marginalisedpeople, could be further exploited in high-income coun-tries’ health systems. The majority of examples we foundshow boundary spanners used instrumentally with tasksfocusing on: providing support (practical and emotional),education and information, service navigation and servicereferral. Many of the boundary-spanning roles valued byservice providers are those offering cultural interpretationor bridging mechanisms for provision of services as theycurrently exist; however, there are few examples ofgenuine support for boundary spanners as agents ofcommunity empowerment and activation or as systemchallengers.Despite the evidence we uncovered that using
community-based boundary spanners has potential forengaging marginalised people, it appears there can be re-luctance from staff to accommodate these roles intohealth teams. This leads us to suggest that a significantbarrier to greater implementation of boundary-spanningroles in health relates to organisational and workforceculture. Using community-based boundary spanners re-quires health service personnel to cross boundaries intheir own thinking and attitudes about professional andlay workers (or unpaid volunteers), working in teams—for, and with, communities.
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The findings from this review indicate that, if consideringboundary-spanning roles, health services need to decidewhere these will operate on the spectrum from an organisa-tional to community orientation. An organisational orienta-tion requires supervision, training and a degree ofintegration with teams, systems and working practices.Community orientation is the crux of this model’s success,so community orientation must remain central. If healthservices are prepared to move beyond a merely instrumen-tal use of community-based boundary spanners, evidencesuggests this model has potential for enabling structuralchanges and increasing community health literacy, serviceaccess and wider collective capacity benefits.One notable surprise for us was the lack of appearance,
in the literature, of use of digital technologies as part ofcommunity-based boundary-spanning activities. Despitedigital technologies being a commonplace tool for contem-porary communication [68], only one article [40] includedan example of a boundary spanner using social media toreach marginalised people. This might be particularly usefulto reach dispersed communities in rural areas.Based on our review, we suggest that future research
might focus on systematically measuring the outcomes ofdifferent boundary-spanning models, testing opportunitiesto use digital technologies in boundary spanning andstrategies for more systematic deployment and diffusionof this community-boundary-spanning phenomenon.
ConclusionIn health management literature, boundary spanning is anestablished term and proven strategy for improving theway health organisations function and collaborate withpartner organisations to improve systems and health out-comes. In literature of health service provision and publichealth, we found that, although health services use severaltypes of community boundary-spanning roles to improvethe health of marginalised people in the community, theterm boundary spanning is not used to describe the samefundamental phenomenon. There is a significant literatureon community-based boundary-spanning roles, but theyhave a range of names, including navigators, communityhealth workers, lay workers and peer supporters. Someboundary-spanning work is conducted through commu-nity organisations.We conclude there are opportunities to understand and
socialise how boundary-spanning works by discussion inhealth teams and to further develop boundary-spanningroles to realise opportunities for engagement betweenhealth services and communities. Both “sides” wouldbenefit from this as a policy direction for health systemsto address health inequalities and increase communityparticipation. To embed the adoption of communityboundary spanners into delivery of health services, such apolicy framework should ensure (a) allocation of health
personnel time to recruit and work with boundary span-ners, (b) inclusion of boundary-spanning roles in healthservice planning and provision and (c) resources to trainand support community boundary spanners. Furtherdeploying boundary-spanning roles will depend on carefulmanagement of the tensions placed on boundary spannerswho need to maintain their community identity while alsoworking with the health service and for health staff whomay fear erosion of their professional roles and expertiseby lay workers.
FundingThe study was supported through an Australian Government Research TrainingProgram Scholarship. This scholarship supported the time of the correspondingauthor, Carolyn Wallace, to undertake this study towards a PhD at the SwinburneUniversity of Technology.
Authors’ contributionsCW led the review. CW conducted the article search and selection by screeningall items and reading all articles. CW charted and analysed the selected articlesand was a major contributor in writing the manuscript. JF and AM contributedto the review design, read half of the articles selected for full text review,participated in article selection process and contributed to writing themanuscript. All authors read and approved the final manuscript.
Ethics approval and consent to participateNot applicable
Consent for publicationNot applicable
Competing interestsThe authors declare that they have no competing interests.
Publisher’s NoteSpringer Nature remains neutral with regard to jurisdictional claims in publishedmaps and institutional affiliations.
Received: 15 January 2018 Accepted: 26 August 2018
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