Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto...

23
28fNov 2017 6:32:24 PM CITI *6128225540 1/23 From: Ra BaN Fal<. Clegroup Global Mairs* Ault,119 Pty UmM 28 November 2017 FU: Fax: Cltl ASX Comperly Announcement8 Platform SCO Company Secretsy 1300 135838 (02) 9372 9900 (02) 8225 5114 Pages: 23 (h,cluc cover aheet) 841 Nict Subm=#n of Fom 603 re: SCOTTISH PACIFIC GROUP UMITED [SCOAX] /9/u doni r/:/v/ /1 p///4 91-/t//phm/m 61 2 8228 4810 .....00*m..IdmwbeD,MIge L I.U.'Mit..nd,dm®1 ,; ene**it.a,nd,rhnec.*#.4/. CNg roup Glob,1 ld„11(0* Aushla Pty Umltsd (tltr) acted m sole boolmmer mci sole '- on asale d 11,564,114 ordhi,y fuly p d licurltles In SCO Nle'Sale 8ecurller) by Ne Ciplti (Services A) Pty Unll m tultes for Neld CapM Fund IIA and Ned Catital (Servio= B) Pty Lknlid = luilibkr N,xt CapR/ Flmd 118 (lhe 'Se,eral. In cor,lecoon with the sale, Cll entered hte a blod trmdi ag mmTiont wei the Sener on 27 November 2017 (tie .Agreemerr). Plnuant to the operation of seotion 808(1), 808(8) and 606 of th• Corpomtions Act ind clause 2.1 4 thi Nreement CHI guied a relevart *rest of 8.31% of SCO's ordlwa Alily paid =curltles upon e=01*lon of the Agreemert Please Nnd :. · Cltre noOce of Initial subst= al shseholder Miaxing ddale d h rellvar:t h-r-t, and I copy of the Agreem,rt Cll WIU fl a ce-hW to bo subals„)1/ sharehoider no«ce foOo# 88111®ment of the SI SeQRN. CmGROUP GLOBAL MARKETS AUSTRALIA PTY UMTTED ABN 84 003 114 832 AFSL 240992 A....<MI.. Linl 4 Clegni® Ce,42 Pi* enit, Symey NSW X00 TS-0'HONE: 61 2 8228 4815 FACSINE 61 2 8226 5114 TO: For personal use only

Transcript of Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto...

Page 1: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 1/23

From: Ra  BaN Fal<.

Clegroup Global Mairs* Ault,119 Pty UmM

28 November 2017

FU:

Fax:

Cltl

ASX Comperly Announcement8 Platform

SCO Company Secretsy

1300 135838

(02) 9372 9900

(02) 8225 5114

Pages: 23 (h,cluc  coveraheet)

841Nict Subm=#n of Fom 603 re: SCOTTISH PACIFIC GROUP UMITED [SCOAX]

/9/u doni r/:/v/ /1 p///4 91-/t//phm/m 61 2 8228 4810.....00*m..IdmwbeD,MIge L I.U.'Mit..nd,dm®1  ,;  ene**it.a,nd,rhnec.*#.4/.

CNgroup Glob,1 ld„11(0* Aushla Pty Umltsd (tltr) acted m sole boolmmer mci sole'- on asale d 11,564,114 ordhi,y fuly p d licurltles In SCO Nle'Sale

8ecurller) by Ne Ciplti (Services A) Pty Unll m tultes for Neld CapM Fund IIA and NedCatital (Servio= B) Pty Lknlid = luilibkr N,xt CapR/ Flmd 118 (lhe 'Se,eral. In cor,lecoonwith the sale, Cll entered hte a blod trmdi ag mmTiont wei the Sener on 27 November 2017(tie .Agreemerr).

Plnuant to the operation of seotion 808(1), 808(8) and 606 of th• Corpomtions Act indclause 2.1 4 thi Nreement CHI guied a relevart *rest of 8.31% of SCO's ordlwa Alilypaid =curltles upon e=01*lon of the Agreemert Please Nnd :. · Cltre noOce of Initialsubst= al shseholder Miaxing ddale d h rellvar:t h-r-t, and I copy of theAgreem,rt

Cll WIU fl  a ce-hW to bo subals„)1/ sharehoider no«ce foOo#  88111®ment of the SISeQRN.

CmGROUP GLOBAL MARKETS AUSTRALIA PTY UMTTEDABN 84 003 114 832 AFSL 240992A....<MI..Linl 4 Clegni® Ce,42 Pi* enit, Symey NSW X00 TS-0'HONE: 61 2 8228 4815

FACSINE 61 2 8226 5114

TO:

For

per

sona

l use

onl

y

Page 2: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 2/23

Notice of Initial substantlal shareholder

To: Scotfish Pad,Ic Gro  1.,111 d ('SCOQ Ordhary Funy Paid)

1. Ditills ofsull,!Sal IM,lholl

Fo'mi 603Corporalons Act8.Uon OMB

Mgroup Global Maill Auitralm Pty Urnlild (ACN 003 114 832) and each of therelated bodles corporEte In thi Cl*oup group of ·· : %,ork wide (for more d.talspl./.VII vnm.01*oup.com).Thl holder became a oubstantial holder on 27 November 2017.

Dstal  ofvoing pol,

The total n nber of vot= ittachid to al the voting shses In the company or vothg* terests h the acherne mat the i 1 1 hold,r or an maoolate had a relevant ht,reeth on tle d- the ®UOstmt|al holder bican» a substantial holder are as foBoM:

Cla- Of..Cull'-

SCO, Or*=Y FullyPld

N =nhe  of.....#/.811,884,114

3. Daeans of *an21.f.

Holder *levant..4

Cligroup Global M*1*BAlls#* P4 1-inl*d

P.Mon'.vol V#ng Paaw

11,584,114

NUM of rotavant inli,I/

Cilgroup Global P,1,10*.kvull PtyUmhum./ .bablockhaIiement on 27 Nov,mber 2017rAF=mmr, pl=,eme*M

Plirm=It b Noions 608(1), 608(8)ind 808 0 #= Corporijorl Act Inddiwi 11 4el Agreement (11%:roupGlalMiilAu-* PW Ulnllldobil 1   rell upoll

CrrIGROUP GLOBAL MARI TS AUSTRALIA PTY UMITEDABN 84 003 114 B AFBL 240 2

Lml 24 Clt oup Cen* 2 P«k 8,8,  SyMM NEPA  2000

8.81%

Chi andmi„b,r0/..Cur-I

11,884,114mook Ordlly Fuay

paid

TELEPI IONE: 61 2  264815FACm«Le 61 2 8226 8114

For

per

sona

l use

onl

y

Page 3: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 3,23

molcullon of the Ntraimint

... of ..44...hoMers

The perions regliend as hdder, of th• socull= refecred to h p= raph 3 aboware=folal:

Holor of realIM,Iliweit

C®groqpolobal M.6.bm.*pm-M

Ragl-red holder of

0!Ugroup Global M kat,Aus#alla PW Unill

C.. I.mmherofI.B.de..11,564,114

Slook Oringgy Fuly Pild

The consideration pid for each relevarl Wir•* refarred to in par raph 3 abo,/0,and · · I · Iri th, fal, months prior to the day that the ailh,tantlal htld.fbecame aaub ,1,1 holer .. fol

Holdw of rele'/IgIn./.4

Clt rolp Global M 10828AL/* M,Bl

..Ofalld.Zin27 No ."9.W

2017

Cl,18 and n--Of-ourlise

11,584114Block Ord y Fuly

Pld

The r •ons the perlons named *, WHgrmph 3 •bove are*of the§+Bitacil holder are = fol lowz

N » and ACIUARSN (lappUcahis)Cltgroup Global Mari*s Au,trala PtyUmlted, ACN 003 114 832

Aik'.lili

Natin of ...ticiationEach of thi r ed bodls ·. , · .M- h th.Cmgroup group 0 compirtles ,*xkhvlde (for morede:@[s please visit %wm.clthroug PRm ).

of perion, nern,d trithis form are as fooo,I:

Nm»Cltlgrog Globel Mall<* Aus la Pty

D-d thls day, 28 Novimber 2017.

A...Level 22, Cltl 043 Corih2 P.rk StSydn,y NSW 2000

CmGROUP GLOBAL MARI(El-8 AUSTRALIA PTY UMITEDABN 84 008114 832 AFS[- 24080A.IN./A=Gl..L-122, Mglocip MI,Z 2 P,k 80,< 8*W NBW 2000 TELEPI K]PE: 61 282264816

FAC LE; 61 2 8226 6114

F#A

7

For

per

sona

l use

onl

y

Page 4: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 03

RM BainsHeed of P,Ur|<48 Compliance AustraleClivoup Glow lal'- Aus.Ha p¢  L IN

Cm@ROUP GLOBAL MARI TB AUSTRALIA PTY UMITEDABN 84 003 114 832 AFBL 240992A.4-in'OMPLiv,124 C:*cup C,*a, 2 P*XM 89*V NBWEOO Ta PHONE: 81 282264815

FACSm«LE: 612 8226 5114

For

per

sona

l use

onl

y

Page 5: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 5123

cm.COMMERCLAWN COWIDIENCIE

27No=*. 2017

0..1/.--Am///lu//L=Ill,C -4ap...4

h.h.4811...m-i-*Imisill

Th, ihmrsholdi, ill* h Soh,*d, 1 (=01 8 Widor InNuilhe Vindore)

./IM

Sali of shar= In Scottish Pacific Group Limmld (ABN 46164 013110)

1 8,6,7·

™1 .,ImerA..oliths IM... .lk.*bal.Wnde,8."ta'll2.-- 8- pty Lkn- 08N 84 003114 83*) Ple manaM Indepoll of11»1,114 Iddlu IURy  d of** i== h 800* P,gllo GroW Lk-d BaN 40184 018110} (C mp ) held by lho Vendorm Bl ell propo,Uol» mt oil l Schlal 1) (Salo lli/Il).."Im.b.0/.*/1.=.9-0..poamid#.8.Im...4/ p,o dsm.**Ain,4.4.-gh•000,---10**T!.of-./.t

8*Of.l'.1.

11» Vmdoll Ilillm Id the 8,» Stllel lin thl L,ad Manlgi Bless Im

nlmig,0» 1- ofS» 8,li 81mi by proct,N BEd,Iiirs farmi Sili Mi/ii it#Ipnol alA:8  per SIMlll (8- Plms) blmle deducll  iq = paylll 10 inl.....1.m.-r*.0I.IN.I."m.-0...de. 8..m=,a b,pi    *th. 8/.Mlo,per-e-C--88 =, hM. notb,m *md..M.*Imohms„ (or*» b.d M.71.'M..U.X.. cotpor...AM...) M .WOM.W.*clmm 2.1(8) m/ 9Ailm on Ihe Tnldl DI (el dehd lil ml ™lillmil hSoh,al Z) (or Iuoh ml I tho p„Im Igl,e hMIk  /,Il,1,  81==1

h /#1#9*/no' v"ha"'/1// o¢0  'ga/"n/nt 7h' L"d Mm /r/'/9,/*/19// 'nd //W/"t /*h-141/m....0*0.le,Im, munom'v,mt ...,..4, olll=2 =4 =14•/ ID lh• fomgoll, r!•y WL* the Ls,d WI#I lelpldve red#ed bodisc=pa,Ibind *01,#  (m d hd h di  114

.LIM.-J

For

per

sona

l use

onl

y

Page 6: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 e23

! Sllialld 8,m,rlti=

(4

R.*.0.....4.Im./...H..le»acillonofacn»criof..B.Imc. 8/./.8 byth. L..d IMI'lgirl'/lohi,"Id arm..Wki.d byi. :..-· -· of.litne06O'19 Comom#ons Nt @001 (CIN (00,pomlioni AM or would re**I lli Lid MII,/ 0< mAillldno Lild Manm/ lo* a noace 00 th, Tlellinr lm-Idil 81 1#I AN*1Aoquhtbr= and //b/M/w, Act 1975 (Col) (FATAQ (Relev/r/ /*M//<L U» Vendors /nd /h/ L//d

-ohVehdor,h/n/*/9#7"b"/B  h//I re ,db 'hh¢8*H--*48-=m.= m....M .oh Wndor.4 ./10hr-pedlve proportion of t» 8-m Shor= havl  r db the runb,rdHy peldailt=yilil  hid by-I Vendor m Id oll h Scholl 1) M ord,r lo prevar Al00,11,21„lai Ola WI,*EvitOllihiglid *lou,1:1=) Ind the Llid Mmlgor Illiladvbi Ioh Vindor ofIli n mbv o *Idu Beailb v loh 1 1, r,lil* 20 rel/n;

) th, Ls,d M • rmlit Ill oon*vall 0 ng#lom 00 to laoh Vendorthl•nolm#/Wdl.-14.m. porm,1 ofm..9/mal ..d.th.minb,rd=V Rmililcild Bacis ee ml*hd bylho 8- Pno, wl be provided lo lulVendorm En 6-restft= bm  Advmoe Amo =*

a•* Vindor li ody reqi*Id 00 1,pey thiMv=IiAmo Rom id bthi Idd l-4-...... r,0*8 proo./*cm ..1,  ofmi ./.Nd'.s,ldlrthil dine 22- md Hoh*Wor   not : · -· for Iny,holll In rlpl,miri*49-*49...dle.4.Id..Im..ad.....b•.9...0*Om.VIUM,how

#10 Lid Minigw nnutl proon p ch=Irs lor IV R *k d Bictsh=94*r®®* Vondor h mo  ·* yomne d#o Laid h,Igis hiall ll pmt lo 7.00,1 onA.00..... 29 8"IN". DI'llwm. dal oft../In.1 (B,d D-), al"./madh.hilm....d...0.- ..MA-UnBulh». ....4i...1...1 ..Wk#k

=hVendor.I ./*Rs, le=11,1,1,0001-10,Imil -In/0.0/W./...#-4.2

4.La,d Mar.gart,/1.4...IL#.00.loge»proo..Rom..puro - 1/.R--*slk#.M-08 Amo  .I.*uponthe ./

..pal= 0**04#.W..... notaoqu  ..' l,real hal.T( •*:c•,v,0*1*Im,InkgofFATA cr'rel,vantM,reaPCIYMIIII,nemNefII1· ·· "· A  *L ordgl'Un".p.10,0.h.'.fby..10,0.0.110<0/In./.), InyRa*ki.d8....1.0.'*m...krleV.I.* 00.*et• •.4#0.Rl-i-h- -w- d al./.0/.., I."l ek..iril h.v.*. pal.r  r.qu..de./.ny R..0*/.d 8 Olill/'b.#0/1/ *R (or 10 -Ioc  or b h/-m r-,db h PATA

I....m#D 

Thm Laid Ii„„p'Il,/Ban lit00 Ili dme hli Ah,m indarclaule 21 ah* be*el byINan lh, Tidi DI * dillaid h ihi Tknit*le h Schickile ®, by I, alIor Inori opiol croe,Ne (h •00=11.,IM net 0,  Oper,i# Rul- 0 ABX Lk,IM (ASX)) t *»Sele Plloe, v,Rh =tlemort to folow on a T+2 b-11 In ==dilloo n*h *te ASX 8,Illern tOp..tgRM.Wi./.ImtD-).

.....B

U

1$

For

per

sona

l use

onl

y

Page 7: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 7/23

0,

a*led lo claule 10, by &0 nl on ell Illom,nt [)14 th, L=d Man trahd IYInOl lorthl/,mInt10 IM V,ndor, orI IM Wndor di=Ii, of m =noin4/1=

0...W.mil#*.runbard"*Bh...Nsold b,matVen  b.

hVinda, s R ,dlv  P,upailm (= d  ned b,k,*l al myI e pqlble ind rlam4  99*21/d# iny GST p bli on ho=*=1

by*Ii,hrb  hV,nclgc's =oullbr vilue Oi d••4An )Phtd* ry ofIl» 8*Xma bIN mid by Ill MI#Vardw. For Iho 0,/poa= of*I  91„,1„,I, Iho  aplallvlPropollion lor lach Wndorequa 0»8- 811== bling mid by bl V=,dor add,d bybl lulnulm--Thi,Iablo

11» Lid Miuigi' mustconalot thi 840 In aooornmo, v,Rhths Initibli Iio,/ h Soh, 82(Thm/*) (1 IhW dors-*h*b,**4

Aeools,toper/l

On orb,Form. Tral .4.......=In--Mill.4--=4opin Imiiab Iagoil In thiIofigh V.ndor h .ageni =dih h im.1 p,min =0 do'ma"M#...Ob'r . I... L=d ....de 8 D...acco -v,Ihi.*meofil.-MA

7 ./.08-

-0-*./pe,mNI,d ,•dI of= The 00 .....000*01"»8-b,u.yd=Ic re,4/p,mons:

Il h A&/4 who do not nid *domn lidi Pit091 40»Colpal.al. k*:

Il IMIAl#* b ill,lilliti „d md p,91*Illad h,Illoll h Al Nrm clMIc an,4.h....uni*.,8. v,hom *m#/0.-dth....Imq-*Im./-1011**th.prep .'"id.'.aly, R"I"Mirdot.Wgal.ny. I : .i archrCledomn cloctment or.ny olher lodg'll:'14 i. ' " - I cg"Ille'lk„ orfIW va, or Ilof* by, I gol, elt Illncy orreoll/4 body(olharthm/Valloh requhwn#v,lh u lohth/V,ndorm, hth/sole md ab,okimde lon,  10 va,b=,tpl,1 - d,//,1/1//1,d by q/,/11/* b- nhVendors ....Ul ..m and

l, aooordmo, v,Ih iny lorilet 0414 reelilcions provided k, mi Lid...Wore.. -Cllioft ofth.-*

.milm/*..n,... 8840,4.m*Fr ,ce, Genn ¥, HoM Kma1!-Id, It*, W./.4.....WI."Nom*y, SN*or* a ,den,*-enind, ..R.*h.=04..1-*Mgol Cer ) InU,/Id Khudorn.

1  v=80-t Thele' ....11,n,lntht-Imt..- 81.ah'..O/9"l roudhgowl.h de.mid "In..i./1./Will'.*.2

Kult--i

14

10

18

(0

For

per

sona

l use

onl

y

Page 8: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 8,23

&1

(4

(I) thettll m m Al*,rm• Nthi=*Yll/mls claule 2  md01,00 2.8;-ths,....4 ff   th/lev  ..m m oomp.=v, 81didbas id restiillons Owkil, Ihi *19*„w Ind WdvImdk,0,091,lam al Ihe Colpolillalls Mmd ell PATA ind 1/,R,d Fm,09 md

hiU-bil oon#Mut» Irivoomble molpt,mii 4 I Vendors ¤Flwb =18-Sh.4 con lon,1 0* ponthe L,ad M ••ne zoo m.mofell relovst eloo,Oon 10 0» Vmdor.

ConducE and mlihodolos. The SI va be conchicl d by tho Laed *Ig< Inconmal/*wl tho Vendors Ind thlk,M=s, m*lo,x

UA 8...Ii.ki

0. .Im.8.. IM". ... be gh,n 01M..i....b*la.okhm prolploll Ed  gll /U*mrm; Ind

Ihi Lid MI=,rma/*I re,i  Wom,Ilon ID lh, VI,cla,m Ind ihit=M...d. %0088 of the .4 ".1. "*man=be/L=1M'--r ..on d,nl  .d..40*14or

i,Id h my evint mu,1 provldi *uoh h*m,Uort upon-Ud-*.MiheVandor, cr , eM,e,B.

Thl8* Shil= IW al# bl olll,d md lold 19 pim,18 01/n nd h lhl iJalld......n...Ukrt.•00*.h."*p a h mILM.-M'ofl hore h„,aotons' (= d-»d It Rull 9020) underthe U.S. Sectar  A£* 02 1933(IL8. 8/m///"' /00) h "/'w' On m/gul/ona lm r*  U.8, 8/3,/h/B 1O.N'*lion ®.

Of r and Acelptan=

OmrBy th  Vendoll mols:N th  Igillment mid pruM*W a copy d thi Veliwi for -91,001 to......m'.Ven*no '-hbe/4.-dh acco,-m v,Rh...m".0oon lon, '*outh#*q--4

A.cep.le 0,01.

By Ihi kead Min,Ger Iia=*p thVI,It era =ilip,t ofml igi,Ime,12*Inply# n*h ali,•8 12(  th  L=1 Mlilg r acolot, Ill olh mt 04* In Wzie 3.1md ./.m b• bo  by#.Im... co,•m  ./O." m..,em,4

) I.*In.*bea=p d b,0... .<W

(1) 'Iming lo 01' In// ad*/I/ a//Imh V r ai //tgkt/M ed"/lai l, asomned "'"40' bid '.4/1.4""Inblock m m•a=*mt *vm Ind 'Nch 11' sth//"'m of'"lam#

- - -· ' .o,ell.mlsof.B ,Im,rt md

...9*=4•*py.t er'll#.a.mel 'theVa-ar  solohn = d=cr d in &*»*all 1.

Il41«ll_1

U

12

For

per

sona

l use

onl

y

Page 9: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 9/23

Fom,Uon

I..-Ma..9. Lead Mm....m.....M«.**W. Wndo,§ recehNthe Ls' M,-t=..=4-oh Va, *c * sooo,dmm w h o m am).

Pe= ard coita

(a) I. ... 7, ofp,r m*,laob/g/"on, ul//UX' 'gn//7/,i£'/L//d Mm IrM.....aul...m..018 =.

) I.*bm-ba h .An .0co.".0.Ii-u-04#.=.7.M.In com,ooonImm....#Inel.-2-2/*.

lk"1/1**nnM Each Vendor r,pre.. and w=rsm t,/ R I. not m mi .od betmn oompl on dth.

*mil d#.V,ndor ...m t. "*Inmt D- md 4.14m on U. *./.1*"4PidAO pl®lolly r,lalll Im ludn»d ,mil*S *,r Ihe It hd albidd yel, 2018 md liluoh ill Wlh ml ANC, dli In d or Ily o,wil1,1y *Ills held by R *ler Ihi =le d IhiVendor Shies plnl,Ii to th* PI,momer¢ =nkicln 

(1) h 01* to *I# d.11.0 hom *9* 8 w,hold- indi. Comp.,7 Wl/0'vid,nd ....Ma pim Of .MA;

. rep chm .... 1. . burbet ...00 4 0,0811 or *her m..) of1,/1=1,11=I,by h Coim//9;

(11) 'ny · · i- , by the V,ndor (/a 'dy,-4'r an'/ */ the Comp'My h /"-a' a//3/ IL/hC.0/ 6 of W Co,por.or» Act or ....Nuant m a /,. 4 ./.Mainder Plt 5.1 of thi Corpor ons Act

OV) ..04 #.Ir or ,poe,1/ag.dpiN v,here'laoon lon of ll.. I.*..M /* mi cs m **0 80,*  or *018 a tmn, on 0*...le=18096 ofdold ,1 ..

...m...po„i of a .mb,rd 0,* y,h,- I. ..# thkcl /4pt,ohmer th 18,l*ot to.r,prn„r* on.0--4/*.**h.r*Im/ = thi -•e Rs)01 For th/ =l o, d /' *dx - q-mn b,-* ,glo tild Plty Pl' hlle' ul be h mopld d the r-144* Im d Ae p=lodcl•Oned h *1:» 8(•);

04 0. Ile af my Rail,blmd 8001,1:b, h Iooo,zi„oe wah lia,0 % gnd

01) a Ill,i *1 ar or /// ' m A ai, of I Vendor m" -/ ' aIp®®®*Hon ...m.*on 81* m y m..9..ms=ml d... 5(1)'hre,pid of thi orliI, ah = eold, ITIIiol,Ii* or dipoid For 8»  voidmos of Inyd04 -m.m# b,9. M.."/ be M r«pect d m. !,Iia#IM *meps,lod d...d'.0/U.. 600,

- -'. 'nd v/"/My hali,i  <40 h ndMid,d  gnd dol not g  th  La d Mi, r my poa*6 d,pol of,or......Pos•i *m....9/"Im.I.0- ./ ·.-' .nd /,Irrlpil

.L.41--3

U

4

For

per

sona

l use

onl

y

Page 10: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 10123

&l

(b)

(4

/0 /1, 0/1/mt /1/2 01/ L"d /1/r/,//r '031/1 /'/ /1 tr®®11 of :1.. 1. //M// b h/N' 8,1 1po"ri /'d, b,•mh 0/5/ Aqi//////0" and "1"'M%, h"se...v,/or**I8/'am/4 'm'. m. the .88--dge*< hluoh*=*ms...m m Idn„I  rem,dy for a #11.0,1 of #I - " · md ¥twrmty. Floh plty

:_ emt el 4 - ..:. md v -4 h dim 8( )0> hm bim p,ovidd b0*,d*m *• Ili# - : d tho Ven or IpoIN of, or Ill,0 4 my0,*wy 81=rm h.*d by I. E=:11 pilty  0 thil bliresm'IR ·' ' · I :i ttlit *1. LilliM.n.9/ 4 nc* .1/k£10. r,rn.dy of .p.dMo p.rk."HIng.1// a br=,h of 81/ repre®enE onI.I.M.*outh..RM#

(c) Forth, pupolls of cloul *m)(0, 'DIIP, h rmpecl ofh 'Oram Shier, m-11:

(1) .4 =14,1, *m,Nr. en-po=t

01) ....0/04.*"-drouhm..po. oe

00 en. .0 .9 0*n *" --Mr .11,011, 11 *moselloiI or *10:,Ilie), Ird,dis or f*iri mi V, or  4  , 1,=,imworots*.Noest.

Ov) di,Ii„ or ,=m dic,-Ii m •gonom o Inlifilt4

Repre-*Ins and W ..

RI*fell,lallom and  Imme• by VI,dom

AI iIl=dl dIth,gi,m,Ii md on Hoh diy Imi Ind  044 Ih. 8,lilii,Ird04 **8Vandor i,pmeara mdMill:* Ili/=IN IM  h m ptd :=lf, b lho Lld Mllig= mat eal4/.01...ms..#Al-/0 lid.d#

00*cm,oral) R. . body=por...#.p...0 ./1*....h,dU....I.Ii of 0 01,00 d rm-po,1#=1,

(oplaIM 1 heD M Ilgal c,ve* Ind pgRI, 10 , Irhm th  Iallament ma to olly.t..I.mt/0 .In# .4.<

.o M IN..011  crl../.mb,0./.mAK /cor...*mtIn-mw.....#.0.4/oth-rm./.c-010.-It/t.  ,SINT-

-*-4-ntcon,- fl  ,1, ./.0."mob o .Al.40.Rn =ordmoev,Rh ..m'

- ) R l l the j' · holdir mt ®01®  mofmlBl Mifia nolid <IlltI nm» h #die 1 Ind Ilh,0/thiII,I mdb,nlid,I c,Ine,11* of Ihole 8* 8*m•*I ind do= dd 1 ne, chimii, sioid,...na,*-."p,H,4-4.0-Bofl Ofo I//re,(s) I e» //9/4/rd ' ' · ' ' ofI Conp//F

(Sali Iharii) 10 SI best Ofb la,ailedgi, HOA ail by g thi Sali Sh =d...1.4"001...Adal...44..en/Comp...hue=.....ofe» Sm»,  **,walir...cavkl,r<

im.-_1

For

per

sona

l use

onl

y

Page 11: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 11/23

@

(D

00

OIl)

(0..)0,8* 8hs,= mw be 4/0/W"lonth...Un.Wr-d byABX Whot* d aiolln lo li wl•oll inder Pit 802 ofal Cotporations Act

(Dolw 10 IM Rhl tho oofporil ma=* Ind pOAW 10 d thi alli mii,Il lm-th. -m=* d no ..m"/ .-.4-*roc#*oroe nv.10 pliciw*  arb be all  d lirFavi=I= 8 ® 8 I;

M ./.M."04..) *0»*Id=.d.de ..m.*IV.*4other flin Worn,®04 *1*lkig b th  9/4 Ih• V•ndorbah po••=*n almy non-ptelo Wom/on U.nim'*loh' nxgln,raly ava bl   oh, ill..giner,Ry Ivilibla, I re on,bli pillon v*x d Ipid0 hai a MIM #lidIhpiki or vlk» of thi Sali 8 es orolli Iial#Il= In Ihi Compmy md th. =  ofIh.8•le Bh,=vl not con,mul a %101 ion by R of DM,lon 3 of P,t 7.10 ofth*

:, ... Act

M....,where R.avul/.1.*u,4 'h..be.W.W.*Ill././. 4/.iliust MI b no amnt propold to rap ol It m lull=ofthat liut md Ithl Il= IWImbel.m"/.of./".ofm/#t

'moh4.. Rv. .=m"0 1001 ..0.I".... ..con¥ .m'll/**/Ull"h, A'im/lkcldhghp'*ku'rE,/ *·,· "· Ad//d//PATA ind *i jillidloions Ipicmed li dau» 17( )(K);

Dto Illolld=I, 1811*) Mil r=plak,eme Slle M •s •old h illonR,gul* 8, nom alZ ValhAll,4 orqp.imn a*, I b,h,Jfof Iiy ofmam (ahart  li Laid M==g= ar bAl   army pi,=n •¤!N an beh f iny oftililln, I lo v om Il*no : ' e · h=,n„•E,R orVI In =119.*Ing *Wil-Am h.mu" Ru.*4. U..Al U.8. 8,cd.Ao#;

B.........W bed OfI ...AlNm/ 7l a 'orevi ......f..dim»d h  118405 UW're» U.S. 8......kz010.........#m) n,Im,r inor.lyof"A...h./bl.........ht.* .V • on d.*ted*cr n,404.9."24.W4 0,u,8 0.**U»*#./m=!n t.mof818 0.4. 8,188-hdo/'*/1 ofs,  applo.bl'  v'

) Miolilall *Im il  IPlhole,lollf#Ilm mo m,ll*U of,K*lon 7618 oflbl0/px.knt.Z

) (110 SUSil) 10 Ihi boddh la al  ldgl, thers   no "=A/<IW US. mid,/I-*0. d."..din Rti. 9020 U)*Em. U.8.8'Ciril' 490 h ui 8'. Eh... or.ny=Cl,Hy Of th,m0 8 0=l=lh,SI MI,1,8;

(Smalloll) nlatilinorto,» be,E of0 1,owl/gl, didul anqllymychlur,omo,r,..% 100.or".. Wah'".mu#on bll.0- m.*I/*db iny I„Klor» a*nWilirid orermn,d by thi Omoi of Foi,vi A=*Cor*01 of thi US Deplignent of the Tr,Illy, the Un»ad Nations 880[14 Collicl, HerM*41Tlmily, me Elop.1 Ull. or- of R, M.mber Sta  or om.r r,1.Ill./.ikill'hoay (8,mion.1.1000.4 /1./.40'".k/nen. O.0*yor./.lyM.*/4.484=.40/Wn.v#  not*,*r./.* u,emeproo.ds oftheell, cr nd, cor*h..4.#. mak,  .1, ,th- p,nom'toar lubal-y,16*,wan ....chrp==nore,*, 'R,"=h.- ar.8*111*of/¥pe/mor r*/h=lydo  yor ff zyt  th,u#*Imy

<MU-1

00

(I)

{O

(q)

For

per

sona

l use

onl

y

Page 12: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 12/23

(8)

(b)

"mhm, cr  my*hermmnIrU=t.. re'll. v Oon of.Ions4../040#*N hU» Bm' M»marm'ls,d Mm r, plmoN"i h/*or,

 !Gmons,la I-N) I opirallo,wnmd h,vi b,in ganducdid /d*I hah'll.Al-Im*4.094.. - bnpo=d by Iw©rrelmOon md h co Imcs vah th, mons, Illawd.,4 md proc=dz of no• 1 m of 11  10,bleBilldlgloll, U» n* ind regtaillone <Illlailldar md Ivd-d or*hn:18* rogilition, or Bildihi, le,ued, Idinnitired ©r inkroid bymy gi„1,1,Ilt qI,W Cool=lhll, U» Monal  La„,1,IW LIM In me laltmtth•y •pAy lu thiWd= Ind no s*n,dor pioose<IN by orbeloi myooistor0-9.4.*.hg.&*.any*Ii.*Mf.**2.94/M..h-*...hv.-IN Lan. pm*, ...04.4

010 bl.01'...rhz b 0. b••tih*El/*0/*...ha ll#.*4cm.&44....arc ,pe.m a./.behid/-0) .0.79*.b./.....Md#*01--1.*.0/U4......p-=1.Nk/®-/4./.h//I.U.....WRN* .dom ,Usg-mdge, 1 .Aphmupor.A g  ar{®...WHII..4-oe,-1-.-Id-4..ach'.4 / vio lon of.7/4// Lmv, hm.# hinoth,Id/k.U,-dWI For,1/ Com,* Praclo= kiof 1977 ll 1 b : : - . ' '

4--Ill---0.....

M /*.dz.4....mdidm=oh*U... hohtiv F./.m.%/d' veu-9-.P.M.0-* c#ths Wndcn* a,c  *Al/k,AN*Al...plict

004.......) R. . body=por....It...U .nd /4.*All#In dly*=PO, Id indlr 8» Iml Of   Place Of , · . · :·

(.0/ I..#' 1104..4 ......erl"bm...m#.46.4O/ 010.-Ino thEEm.......4.18;

(a: ho,MI ...........#0... r,quhd, al comor..lon MIneo••1 7........ 0 .*y"bm.-r ... c YN at40» .1,8 10,» *mt thl, Iism,ntoo,m,! Ii, i

mallall) Rhad, Il blw4 p rra,d laillwotll= n coill/, lor li bIhIlgil= indlr#*¥Iwilltindh=mpld#IhI=*Imdaa„allo„,delam»mai,1.,1,101.,pecl<

) .--lacel¥ ,el-m, cm-t, s/ 4.Id/0.1/#.h,d ro-1 01,tRn ==Im'mI .mle;

*laoh of law) n , p,m,m Il obagliloll inderthl Iplmert(md en, ni hr**19 th, ad< that :, mli,d bodl  colporill mdWl/l Ict h a rl=m) aoI lo =1*wih Iigibl, Iio,/Ili lmvi Id r,gu  ons h Au,hk md =iy o ,rIN=UM *ohme Sm  I co... .Womat.. .......n.. Ib,=oh 40* ¥sm y lo 40 Id,I* tht IV b,ma 18 0,m„Id oroon ul loby m1* or omhaton of a Vmdor,vhloh oon,21*,JIM a bf,loh by a Vendor of Its

4 wigiidlm md i di,1.1.4/ h divie 8,1 /4 0,1.-d or oonb *db'by a . 1 -/byoron#. p.ki/In .....crpu"*Ill/<fs'/88'I"'IN

.LA.."-1

0

For

per

sona

l use

onl

y

Page 13: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 1323

7.

7.1

01)

(b)

....0/) n,Rher/normyd.M...h"*. 0..tal,8, ./*orla.,IW, al , acmn ds,ened* or** 00*,Ii.oi,Rly h4.gle 124 caule orMil in thi *I,lbil, lion or i, *4*,10„ de» p,loo efh 8,18 8hme ln VIololon of

A....)Ra*vA..m/9.0....4/ 8 0 Sh,m I.N.b•M md *41 not bl ra wed inderthl U.S. 8®0u,10= Ac*Ind mly not be c-,d or,old  thl Und d Sta* or o, or forthl eoood orben# d permoil hthi Un d89/'==pl plnumt to m =r!**lon *orn, or 111 8 *m=Hon nol =*at tn, *1'...M.....11. U.8. 8,ct,#0<.0

Cle Illolld Illmll luolh)*Ip* lium, 8*81== Iold h Illiii mReelloon S, non, afg   A,m#88 nor my p.mon .:IN an b,linial**th,m hl-0.......-V....Bmt.t .mh .mum Rl.902(0) under *„ U.8. Becx „ A,4.

Bil p#*1 09*9 a repreioillion Ind wi,Yiily liner INI Ig,Iimirt Ida,ailidgm 0 m• dh,r*tlls havi Ild on th, abovo ri:,Ii„Vallon  md wi,1,„Il= h =-44*el igiiii,I,1.."imiu,10 .4 onth.. .1.ar».0 .ma.h perfom*, Be ab 40nsundor /7' /gn/"nont Th' above : . " md vsm,S•, 00"0'u• h /11 #"c' /nd •1'*noDAl--4-ofe.-*

'/9/1/9./lon

Emon plty igills Vlt lt/ •10» allirpia= A1111•chlily upm bloornloIof Iny ofe»/-4-948#blhs00*ki...of... 81.1

sm)'"1/'/i//0"//<"'/d'/d ug ."yo/*,/*"/g hg : - " · . v= ///I/*or

.ny:,0.*1.goN , - 1. cru.m.*..bacE..ma n"'.A"y un'U'afm.....nx".i

U .. / .,ngaR../1/1//•d MI'/21 

E.ch Vandor und,nlk,0 .M Laad Ma...

M

no  prior*/Immt on the 8,Immt DIcom  be *h,d h =m/=hmy=My vAdah .2-

the ..4=A..0.9/.* leI....mlovmtI the

*te Aa)< Uimg A*

my lig,lyud, r»qi*..1-* ofABIC orh ABKI thsy appW lo mtV,ndot; ind

Inby.U./0/.--4

/K,111=K:1

U

U

0

For

per

sona

l use

onl

y

Page 14: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

C

1 5 2 4 lippp! 1 im if mpu u5

"

'1' 1 W iii ti   lilli ii Iii i i l l i i l i i111 i iii '11 4 ilpili! pif 11! 4iliwil111 i 1, P Wtil i ill i i li' 0,1,1i i ili:!']!i

C C C C

176:32:24

PMCITI*6122225540

14123

For

per

sona

l use

onl

y

Page 15: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 15123

R/1

10.1§.1

leck,de®, 0,8 reIpldM proportior# 00,1,1114,lons dthl Vendorm md th, tndermilled Plty orth, ind,Mflld P 688 *Ir,1.Imme*-em, w. bel ..4 or'.U .Imd.dle,rm:lod by a 00=11min/li,£ iddi, lIvN regid tomi pi,lizip,lan 4 h, ng/lon ofor alli livolvim=* 08» Wndors md inl Id,mnmld Plly or Ihs H=n/IN Pldl= h the Idac,np hl,d of,  mN p,lol-regle lo r,1 ve h#Z kn Idge, acom lo I3lomllilI, mdOPPO h  b 00 •ot- l,*11,11*Wa,n.h

7 ThiNum*-v#,1 IM d mo indemnmod P=*thi h no mntwl Ins L=, Ill,lermd m lood,Ild Ind=119* Pills bl rel*,d 10 =,Al Ulder ©Imm 8/ lo Iny Lo.m hin 4,80- mols* *1* Imed  Ihe •geig ofal all DIW B Ine LiMil,r ind,red,

Ilm l,Idinictied Pity payi an Imotit h ***b LM ®®wherl R 11, !8•d I, 0  %! .4.hma V,MorUM."/0/ 8ime Wndom .i'/ po"04. re/NE"'m/ '..0,d P•ty/,rO.*

W a Vandor ply, In Inoill ID the  dsmnmed P,l,m In Ill##an to Loe=s v,hlll R * *Il•d 10oordrbtlon Rom theMI d P 081 .di a m 8  th  bld,nvlflld P,0,8 rm'prE•!414./-th. o,a ior thst,mo 

An„o,me.Ii„InliThi V,ndom mi Ihi Lid - Irwl conma I,oh o er h MP*d =11 nil=W piaorel,Im by Iny d#In con,Irld/0 ma 8 orml e- ofW Nelia Thi p or#M.-ZihV.dcn muat. ob... .orm W Le' Mn'/MaN <y re.- =

oren*N h fN•** * ral'Hon /0/0 80* orthe 'i' 0/01/ 88#® 8hS" 'ndsubc.4-Woemerdoren,gem/mu,t. b=40#A alapploeb a  s,-*88=curmss ./.Au--,0/ Un••d m-s /0 'Vom,rm-*

The La d *=g,r m*y, af r 0391*Ilon of all o  ll obleallo,= indir** ip„,Iwitmd wel mlprior *Bm #lov# of the Vendom, plve 1 ' h f c.lothernm,p•p.rm .0im./1,.m<....ON*.4.4-/04.Vmdol lm.4. ./.Idp.l Id aul# '. f Ih =rmhm n«h d •ppl=bli *4 lid,1/1 Ihe s.milves..d-*m.Unald*-/0.Vall*on....9-.**-puh *##11=* h *Im ID thl lgectr 1 480  millgllleit

Event ofhmintUonR¥lof  m,Il,allon.

I, *my *ne ek N thl Rl,k Pa,lod *dellnld h dall,8 10A), a Wndor il In dlmil ol lny al...m.licmcm-40*41.mi...Zor& moh...M./.4v=mly.m..4 .van orm... R 'd,rthIBB-n•r!!*,mth, ..Wipme*IllUi igi iiwwt*h=* cod crhbl# lo h#imy *=b l l ihl «®ly ofne NlkPerlod by 09# %*Rim no608 in the Vendod

No m,rthl* hdil 10.1 etal= l» LIM Mliller lo il„oli h licilll on 1101  Indor**,911=11,111#,08, h mo bona me opWon of#ILi M=lgw, k

h=, crv o....40.-- I hme, .......  f actox

M thi wmv-8 of person, b..-me 8. 8 ==; .

</Ill-1

U

(a)

For

per

sona

l use

onl

y

Page 16: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

= = = = ; -/ 2g:

1, & P 111 1

#m 1 1 iIi 11 31 t 11 41 i li 1fitail f # illti

i/Qi"1 i. 5

H t li ,£ 9 i li i i l i5

1,1,1 1 i 1 1 1 511 i i ilq *

i

h E

176:32:24

PMCITI*6122225540

18123

For

per

sona

l use

onl

y

Page 17: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 17/23

ila

11.7

11.8

11.

11.10

11'11

11,12

C.

(d)

*ml.,ment Bub- .rm.. 9 chyan#"*:

ASX 1. opell lor lidl  h liol,lies; Ind

 ) billlI open Ior gener,1 b 1*W bi,Ihil• h 8,*4 Now 801:thWall Aullill&

In- Igii,ment

(R) ./pild...".1/r oc ven no, 0  md do nol ..ctM.-4

M a...... le ,1, on or to a provilion of 11 1 on /*d.a m=.'.mol..d...14 a /*/8.pr v on ./111*W for R md a r.4/. U ./.4 I unirthd ind,r %

a ./Ir'#9/407/mki"/mimnm

,M'"Im a MI=obl on*Iq2 ormo'"Mor'=*MI"*40£ or*est/bl#11-.aln..49•-*10

(8) al *rmc,80 an• m•8.0*. Sol(h Wmlos, Aul,lam.

Any ..Adth. Ve,m tv,hloh 18...U-.rceablehe..hilel*m e• Idi  al*I prohmmon or lmer,olvi,Al*. Tht1 not

hplial Uw MI** provillons ofND , fln,Ill nor /IMihi vild* 0, I„FID,Iblly dIhi./.m".900=Ds   1

Wa-andi..

A pioil,lon d or 001 valid isil, M ag„Immt n,y noe be:

M  dvld =»A In vgl  ignld byths pa:4*I* th, Ilvl4 or

0) viled =80 hMIN agned by e» p 0=.

No -gsr

Th  r¥..4440*.dth..6„w. notm"'on m....m.4.-1-Val,Ii *piovl on ofth  lill,#I:*4 lob,p,r om»d orob-vid bya pily, orlivhg ild*rI,I bm*40,1 of Ilh Igrll,n,rt #or whillver re=on , ,-I h Wblmd..md../.mthip•ty.

CO./.4./.

Thio <reernic,m*, be-In qn,mber 100,1,<I,Ir., Al · · - : , k - 9 be.-boon,-0.*IndAck....tw....1

Ii'**1 Wridor ..4 - ' :; Ihll:

K141.-J

For

per

sona

l use

onl

y

Page 18: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 18123

(b)

I.L..d-&1/n./.Il#*1/2/dm d./../1.Wilk/, 1 /Ilkro...lid aVendor, ar, not,01*k hA,m=Hon whk*t thi L=1 MI„q= aill h Ae nor,ni00ln, of R, bull,1,= whil -ch 4010=n or- Ii=id Ima ll a bllic# dIVulgi# /Ililder-1, and ily Mim,1 Clmellwi pololes ofthl L=d Ilillgli

1 #Iloll pl,Didol to Iny olln a Vlndorm*, han Iglmt mo Llad Mil* no .- L rmy be Mksn ag,msts,v not=, omoer, enlploy- or  ent of the Lsed

M-iig,h Iqdd iy *kn Ihit I Vendor mq have Igil  lh, LIO Miiilii;

1... . ·-  ..IA.h. L..0..n.Iron.n.""'.nom b.11,0.Ow..thelefvkledi,m:»d h 11* ig,I•n•,t md thi Lid Mm ,rhi nd*I mt mill,*U Iiyal=o Iig/IRM Fli/4 or*eM») In Ypid of R Ihir lin tho= IBIIMIWMod h 11* 4,=1*

h "*.0-q.-4the tsed ......W on me  mion p,ovidedIt by or on blhli of the VIndom Ind h*Imlion In thi pdilo doll* Wlholl I,V#9Mid•r*4-./-4.* me [=  Mm,e,rdo. not.U..Wreepnmm,6*= loginlq or oomp mel of Iuoh blf#Ill)ISolli

) 0. L=  Mil: r r=, par ml #1.- 088 oormmpl ,d 4 0111 ,08,mer*m*n-Impwalld.W-**h-mol•m./.4/...4.-0-4./...4-9-*.4noillp h INI ,g,•=„Ilt* bl oon »d soI to gil Inl LiMm ror Iny ofbailoci,Ii dke pon•rd morethm 2096 h 010 00,!pmy, In p,rtial, mi Leedim"lolt". noth.v.*. p..103'"IRK.4 0roo ollhall"u'll/, I 01**'vt../.ah.dl' cre.p.N..r') 4/'0.0 0/, crcl//7/"' e.."1.lof*"pal.1/"IlPoleof, 'ly6/a// h /-- 12096 de» Co  my md **ha-//=0oblgi e» Lid Mazilw4 .0,*.hi 8*1,.. i=I lo do n,gil r,alt hhLe,d Mm ,ror.miloolae,8-*an"..Nr, f- t -01 .th. Com.MAId 2096; ma

m... .mul. a f..nk......."d c=pm  a.bong ./, aks, *hIl IMI©M A llllil, iho Ll.d MilpIl .ng,g# h Idoil *,Il* Id„*U*-4-0.-*i 'h-4.0...4-.0--4-In...0-4.both=--IlWildink In mi =ellyIalthel Ililill, lh,LM Mlnlgi, RI*Ill*..4...d#ham"*/4.6"mube'lln*..Ag#.milaihir airil i * 0 IrFISai  ho lo  41 Iili to aVil ind mq Noel,I... fore .Ii./Ibls .nd/'ll'QUM#yolde'ld.bt.nd.qlly..awdle. Corm./1.ddml , Iigilll,) Ibr the L-d Manlgl I looolit ind *re» looolmt alth*cu,lom,rs.d m*ylar;,t n, *1 b...shortpo,monsh.4....

11.13 T"Il' Inl lon of 'MIN

(,) In /M/, a/ILIN, 11,13:

0) P.Tru- M..1,0dC 1. (Be,vice, A> Pt, lhl d .A'. for N, Clpled F*Id IIAor Nold CapHal (88,vioN B) Pty Ulnlld al*u,W lor BildC,pllid Fund 118. Ind

Pu TaltIIne#li tiui of N«d Caphl Find ILA or NI,dCipliFund liB (110'""In'Whi).

The Th=lae 0,-S le ell Illment Ily Il Cepac4IMIKI of Ilwh Ofne Thlit,md h no Mhero *, A Imbl# Illng imillr or ll =Illceon,%*h th  Illm,nt il

.Ll«..B

(C)

For

per

sona

l use

onl

y

Page 19: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 19/23

(g)

./.am,.0 =10,*bes,*,osd..hit»TrUI'.*bel .....in t0,*M..0KofU»amet:ofellY,4.1//floTh#./.*.lyhi[,nrilld tr ih  labily. The hil/m of Ih  Tn=I,im It4 appl=d=pli myall".m of« 1 4.m...400 rd0Cl,n...th.. i ...md.4.- of th, Tru- M-.99--/m-M--IM.MN,..4 onll=loni  =MI-=had'Mu--4

Thl%* 0*mm Ine ™te», mly 114Im, ™ille In iny alp,04 0 ,r  in. ulls,of*» Trult k.4-**h..M.0. rmod.(Im.hm./m' propelt,de,•T 1,0,84/'gm :-in bumy'na=p on'th®Th.imelpHM.'my . f Z . : . . . - · or  C.m.'daril-'-I-bgth.T,zi:*10 (Im.4 h i,lion lo Pop.ty gihThill 

The pro-ons d UVI dem 1 1.13 do nd apply   •71 obag/* or kbmy dthe™Ille m Iho l-*Umt R I not =bil,d holi,Ii*  b a „dknion h the =diwid9.Th=..h' 21/ A.48 0"9*.....dth.7..4./.9.lid..7/.I.s*mud, ne*,me or*Il 4lut

) No or,18„ „In  r,0*,rorr,osh,rmdm,m//*W haooot-=4*thIglilems,2 hal mh,RyI laI b,#0thib„/Ii h I Iwiy v,h a Ii/„I thiTh,-8/..ilb md no.forom lon of-m*Ill.Ioon. red *al,d  .Al.orbm*#10-0/.Thi-*,re.-0„d.-11.18(4

Thlmill= I not oblold lo do orre#* lom doN *24Ind,rthl Ilem#M<*ulk#u/WI MImeTWM*»Whthl=ne mmn,rm let out in claia=I =40,m 11.18( ) 10 11.13(d) al*Ii c*,Il11.11

Thl Tfull= %,wri* 10 =ch ce,Ir plly mat R h= a dgM of IM'mdb h /--Habow, Dd='114>md uld//#/Rd not * h ofluoh /8...In. I ......b4 pldk.blb m.Xh #M b,N .diliAN...h./m-Iml t=pact

A.2'«,1=-1

C.

For

per

sona

l use

onl

y

Page 20: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 20123

Yoln *mr*,

Ml#,00' 0 -Al'*i.. PV u..Id

06 M.h--

.-Im 27' Pa, nbarm,17

NO-(-vic-T.. 1=.II.LI.*C.pli.Imd IA

An...Lookh,rt

 41RD*

IMM.

Il41«I-1

For

per

sona

l use

onl

y

Page 21: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 21/23

.1.mZ. No mbl,2017

NliC,paa!(Sal,lall ® PIV WI*I*illll lorm. N#clpla Fun Im

Pa ... I.lk pa  .

For

per

sona

l use

onl

y

Page 22: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 22/23

Schack. 1

Vendors eolel»,s

Dal@mt-

VI„81

L./11//

NEXT GAPITAL LEVEL 30, 26 BUGH nWILP ** *»pRILOKal 6.782,067gERACES N VTY STREET, 8YDIEYUIETED ACN,16 884 NGW 200300 I l: I,Ib N=*0 11,1  Id IIA

NEXT CAPITAL(BERVICES B) PTYUMITED ACN 117 027E-liu,lillrN*0/pl  Fund 118

LEVEL 34 26 BUGHtmer,SYDIEYW# 200

M.,4..9./.Iblil#¤Ul 4-007

.u'.mu

For

per

sona

l use

onl

y

Page 23: Cltl For personal use only - Australian Securities … · and · · I · Iri th,fal,months priorto the day that the ailh,tantlal htld.fbecame a ... ABN 84 008114 832 AFS[-24080 ...

28fNov 2017 6:32:24 PM CITI *6128225540 23123

Ill2

mill'.211,

L I _11 --, I '31 7 14' - E 'fl.14 -_1· ' ) . 9·· : '19'r, 2 -rr-1 L, 1 , 815tl=L, i.-0... .'.·7. . i ,

8001*.

TraS, EN*D m (Sp•*1 sc-*va by)

8*NITI•rtol Cr+2)

7.80 n

by al..

by 9.4//n

-1*, 27 Nmlm//;"7

-*y, *7 No„,0,/ 2017

Mondly, 27 liollnlber 2017

W *11*, 20 Ilovl,01/ 2017

1.-1«.=-1

For

per

sona

l use

onl

y