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Transcript of Clinical observational gait analysis to evaluate improvement of balance during gait with...
4 Physiother. Res. Int. 17 (2012) 4–11 © 2011 John Wiley & Sons, Ltd.
RESEARCH ARTICLE
Clinical Observational Gait Analysis to Evaluate Improvement of Balance during Gait with Vibrotactile BiofeedbackMaurice Janssen1,7,8,*, Rianne Pas2, Jos Aarts3, Yvonne Janssen-Potten4, Hans Vles5,8, Christine Nabuurs2, Rob van Lummel6, Robert Stokroos7,8 & Herman Kingma1,2,4,7,8
1Department of Biomedical Engineering, University Hospital Maastricht, Maastricht, the Netherlands2Faculty of Biomedical Engineering, Eindhoven University of Technology, Eindhoven, the Netherlands3Instrument Development Engineering & Evaluation, University Maastricht, Maastricht, the Netherlands4Movement Laboratory, University Hospital Maastricht, Maastricht, the Netherlands5Department of Neuropediatrics, University Hospital Maastricht, Maastricht, the Netherlands6McRoberts Sensor Technology, the Hague, the Netherlands7Division of Balance Disorders, University Hospital Maastricht, Maastricht, the Netherlands8Research Institute Brain & Behaviour, University Maastricht, Maastricht, the Netherlands
Abstract
Background and Purpose. This study explores the effect of vibrotactile biofeedback on gait in 20 patients with
bilateral vestibular arefl exia using observational gait analysis to score individual balance. Methods. A tilt sensor
mounted on the head or trunk is used to detect head or body tilt and activates, via a microprocessor, 12 equally
distributed vibrators placed around the waist. Two positions of the tilt sensor were evaluated besides no biofeedback
in three different gait velocity tasks (slow/fast tandem gait, normal gait on foam) resulting in nine different random-
ized conditions. Biofeedback activated versus inactivated was compared. Twenty patients (10 males, 10 females, age
39–77 years) with a bilateral vestibular arefl exia or severe bilateral vestibular hyporefl exia, severe balance problems
and frequent falls participated in this study. Results. Signifi cant improvements in balance during gait were shown
in our patients using biofeedback and sensor on the trunk. Only two patients showed a signifi cant individual gait
improvement with the biofeedback system, but in the majority of our patients, it increased confi dence and a feeling
of balance. Conclusion. This study indicates the feasibility of vibrotactile biofeedback for vestibular rehabilitation
and to improve balance during gait. Copyright © 2011 John Wiley & Sons, Ltd.
Received 12 March 2010; Revised 19 October 2010; Accepted 30 October 2010
Keywords
biofeedback; observational gait analysis; postural balance; posture; rehabilitation; vestibulopathic gait
*Correspondence
Maurice Janssen, Department of Biomedical Engineering, University Hospital Maastricht, P.O. Box 5800, Provisorium 3.T1.026, 6202 AZ
Maastricht, the Netherlands.
Email: [email protected]
Published online 5 January 2011 in Wiley Online Library (wileyonlinelibrary.com) DOI: 10.1002/pri.504
Physiother. Res. Int. 17 (2012) 4–11 © 2011 John Wiley & Sons, Ltd. 5
M. Janssen et al. Balance Improvement with Vibrotactile Biofeedback
Introduction
The vestibular labyrinths play a key role in posture and
balance, retinal image stabilization and spatial orienta-
tion that are all affected in case of substantial vestibular
defi cits and lead to a major handicap (oscillopsia, pos-
tural imbalance) in patients with a bilateral vestibular
arefl exia. A potent aid for these patients might be an
artifi cial labyrinth to restore the feedback of linear and
angular accelerations of the head or body to the brain.
Several researchers are currently engaged with the
development of such a device. Some of them try to
improve performance in posture and balance in humans
using (non-implantable) sensory substitution — gal-
vanic vestibular stimulation (Orlov et al., 2008), audi-
tory feedback (Hegeman et al., 2005), visual feedback
(Hirvonen et al., 1997), electrotactile stimulation of the
tongue (Tyler et al., 2003) or vibrotactile feedback to
the trunk (Kentala et al., 2003). Others try to restore
image stabilization by implanting electrodes to restore
the input to the brain in animals (Lewis et al., 2002) or
in humans (Wall et al., 2007). See Janssen et al. (2010)
for a recent overview.
Vibrotactile feedback through the trunk is a very
intuitive approach and has been used as support orien-
tation for blind people (Ram and Sharf, 1998), in indus-
trial telemanipulators (Dennerlein et al., 1997) and in
virtual environments (Okamura et al., 1998). Therefore,
an ambulatory vibrotactile biofeedback (AVBF) system
to reduce body sway and increase postural stability for
patients with vestibular dysfunction was developed
(Janssen et al., 2010), based on the approach used by
Wall et al. (2001). In a placebo-controlled study, we
previously showed the AVBF system to be effective
during quiet stance in 40% of our patients with bilateral
vestibular loss (Janssen et al., 2010).
In this study, we focus on the use of the AVBF system
to increase postural stability during gait in patients with
severe bilateral vestibular losses. To our knowledge, only
two studies on the effect of biofeedback on gait have
been published (Hegeman et al., 2005; Dozza et al.,
2007). Hegeman et al. (2005) measured trunk sway
during different gait tasks using two angular velocity
transducers, while Dozza et al. (2007) measured motion
kinematics using a motion analysis system. We assess
gait performance, of patients with divers pathologies
(including spasticity and severe vestibular hypore-
fl exia), in our clinical movement laboratory with a
Sybar system (Harlaar et al., 2000) to register and inter-
pret gait and to evaluate treatment based on observa-
tion. In this paper, a description of the AVBF system
will be given, along with an evaluation of the effect
of the AVBF system on gait using observational gait
analysis.
Materials and methods
AVBF system
The AVBF system, schematically shown in Figure 1,
consists of four major components:
1. a DynaPort MiniMod (McRoberts, 5.5 mG [1 mG
≈ cm s–2] or 0.30° resolution at a sample fre-
quency of 50 Hz) drift-free sensor, small and light
weight (64 × 62 × 13 mm, 55 gram), containing
three orthogonal linear (piezo)capacitive acceler-
ometers, which can be mounted on the patient’s
head or high on the trunk;
2. an elastic belt with 12 equally distributed actuators
(ZUB.NO32.VIB, eccentric vibra-motors like
applied in Nokia 3210 at 300 Hz and an amplitude
of 0.5 mm; Jones and Sarter, 2008) around the
waist, mounted with a Velcro fastener;
3. an ATMEGA128 (Atmel) processor to translate
sensor output into activation of correct actuators
with a delay of <1 ms;
4. a LiPo battery pack (11.1 V, 3,270 mAh) to supply
power to all components, thus making the AVBF
system an ambulatory, comfortable and simple
system;
Figure 1 Schematic overview of the AVBF system. The processor
and battery pack can be detached from the upper belt and, for
example, fastened on the trousers, having the upper belt only
containing the sensor. AVBF = ambulatory vibrotactile
biofeedback
Balance Improvement with Vibrotactile Biofeedback M. Janssen et al.
6 Physiother. Res. Int. 17 (2012) 4–11 © 2011 John Wiley & Sons, Ltd.
The battery pack and processor unit dimensions are 12
× 7 × 3 cm, weighing 330 gram and 240 gram, respec-
tively. The battery can power the processor, actuators
and sensor for 72 hours continuously and can be
recharged within 8 hours, making sure that patients can
use the AVBF system for several days and recharge it
overnight even without the explicit need of a spare
battery.
A patient wearing the AVBF system can set a refer-
ence vector at any desired moment, simply by pressing
a button on the processor unit. Setting this reference
vector is necessary for the AVBF system to know its
sensor orientation. Subsequently, the processor calcu-
lates the vector difference between the reference vector
and the current sensor orientation. This difference is
the patient’s tilt angle (size/angle and direction) and is
translated into the activation of specifi c actuators; see
Figure 2, in order to code the amount of body tilt (tilt
angle) and the direction of body tilt (tilt direction). One
actuator is activated in the direction of a patient’s body
tilt if it exceeds a tilt magnitude of 1° (no. 1 in Figure 2
if the patient tilts forward). If the tilt angle increases in
the same direction and exceeds 2.5°, the two adjacent
actuators (no. 2 and 12 in Figure 2) are activated, and
the fi rst actuator (no. 1) is deactivated. If the tilt angle
increases and exceeds 4°; two adjacent and the middle
actuators (nos. 3, 1 and 11 in Figure 2) and the previous
actuators (nos. 2 and 12) are deactivated. Thus, the
actuator that is activated between 1° and 2.5° of tilt
indicates the tilt direction, whereas the number of actu-
ators (the intensity of tactile stimulation [one, two or
three actuators]) indicates the tilt angle. In this way, the
AVBF system can code body tilt in any direction. When
the patient correctly responds to these actuators, they
will be deactivated when the tilt angle drops below 1°
in any direction. However, if for example the patient
responds by tilting backwards and more than 1° to the
right, an actuator on the right side will be activated.
The number of activated actuators is based on the
sensor resolution and chosen to avoid sensory adapta-
tion because of continuous vibrotactile stimulation.
The activation scheme is based on our observations and
knowledge that the limit of stability in healthy subjects
is about 6° (Nashner et al., 1989) and that the typical
sway angle in healthy subjects is about 0.5° (Horlings
et al., 2008).
Patients
Twenty patients participated in this study (10 males, 10
females, age 39–77 years) to assess the effect of the
AVBF system on postural stability during gait. All
patients had severe balance problems with frequent falls
(more than fi ve times per year) and showed no responses
to caloric irrigations (30°C and 44°C) and reduced or
zero gains (≤0.2) at sinusoidal stimulation of the hori-
zontal and vertical canals on rotatory chair testing
(0.1 Hz, Vmax = 60° sec−1), pointing to a bilateral vestibu-
lar arefl exia or severe bilateral vestibular hyporefl exia.
Procedure
Each patient had 5 minutes to familiarize with the
AVBF system. Thereafter, each patient practiced with
the AVBF system for 15 minutes to learn how to use the
system and to experience the relation between trunk or
head movement and actuators. They were instructed to
improve their balance using the vibrotactile biofeed-
back information, during stance and gait, both on a
fi rm surface, with eyes open and closed.
After practicing, gait was assessed with eyes open in
challenging situations (Janssen et al., 2010) in all
patients, and performance was scored using three stan-
dardized gait velocity tasks in our clinical movement
laboratory with a 9-m-long and 1-m-wide horizontal
track using the Sybar video system:
1. slow tandem gait (one step every 2 seconds; as
described by Dozza et al., 2007);
2. fast tandem gait (more than two steps per second);
3. normal gait on 2-cm foam.
Figure 2 Activation scheme of the actuator belt worn around the
waist. The different marked actuators are activated at different tilt
angles, relative to the reference vector, when the patient moves
in the marked piece of the pie. In this case, actuator no. 1 is
activated at tilt angles >1° and <2.5°, as well as >4°
Physiother. Res. Int. 17 (2012) 4–11 © 2011 John Wiley & Sons, Ltd. 7
M. Janssen et al. Balance Improvement with Vibrotactile Biofeedback
Gait was recorded in the frontal (front and back) and
sagittal plane using the Sybar video system (Harlaar
et al., 2000). An example video capture of a patient is
shown in Figure 3. All gait tasks were performed under
three different conditions:
• noAVBF; without biofeedback;
• AVBFtrunk: with biofeedback on the waist and sensor
on the trunk;
• AVBFhead: with biofeedback on the waist and sensor
on the head,
resulting in nine different tasks. Both the gait tasks and
biofeedback conditions were randomized. Gait assess-
ment took on average 40 minutes per patient.
Data analysis
Blinded as to the vibrotactile feedback condition,
balance during gait was specifi cally scored indepen-
dently by three expert observers (Y.J., H.V. and H.K.)
based on the video recordings. Per standardized gait
velocity task, the observers identifi ed the condition with
best and worst balance during gait, upon which the
three conditions were ranked on a three-point scale
(2 = best, 1 = medium, 0 = worst; Scholtes et al., 2007).
This resulted in an individual maximum score for one
of the biofeedback conditions of 6 for each gait velocity
task and a score of 18 for the three gait tasks combined.
Wilcoxon’s signed ranked test was used to determine
the effect of the AVBF system activated (AVBFtrunk and
AVBFhead) versus the AVBF system deactivated (noAVBF)
for each gait velocity task and for the three gait tasks
combined.
As Bayesian analysis allows for a direct patient-spe-
cifi c statement regarding the probability that a treat-
ment was benefi cial (Adamina et al., 2009), classical
Bayesian probability statistics was used to determine a
patient specifi c effect of the AVBF system, which was
signifi cant for a total score >16 or <2. The level of sig-
nifi cance in all tests applied was p < 0.05.
Interobserver reliability was assessed by using intra-
class correlation coeffi cients, validated for use with
multiple raters and calculated in a two-way random
model based on absolute agreement, as described by
Brunnekreef et al. (2005).
After having tested a patient, the patient was asked
in open question to comment on the functionality of
the AVBF system and its effect on balance.
Results
The individual total gait scores are shown in Table 1.
The inter-observer reliability of gait performance
scoring was 0.68 (95% confi dence interval: 0.50–0.81),
which was substantial. Patients’ balance was signifi -
cantly better in the AVBFtrunk condition than the noAVBF
condition both during normal gait (p = 0.04) and fast
tandem gait (p = 0.03). AVBFhead and noAVBF were not
signifi cantly different in these gait tasks. During slow
tandem gait, no signifi cant differences could be shown.
Over the total score, patients’ balance during gait was
signifi cantly better in both the AVBFtrunk (p = 0.01) and
AVBFhead (p = 0.03) condition than the noAVBF condi-
tion. Using Bayesian statistics to determine a patient-
specifi c effect of the AVBF system, two patients (9 and
10) demonstrated signifi cant individual improvements
of balance during gait with the AVBF system activated
as both performed worst without the AVBF system.
No gender or age relations are apparent as shown in
Table 1.
Sixteen patients (80%) commented that they felt
more confi dent regarding their postural stability using
the AVBF system, and 14 of them were very interested
to acquire a system. Balance improvement, increased
confi dence, independence, feeling more safe and the
ability to perform multiple tasks in stance or during
walking (e.g. talking and looking around) were reported.
No incidents occurred during the whole procedure.
Figure 3 An example video capture of a patient wearing the
AVBF system and the sensor on the trunk, with the sagittal camera
at the left and the frontal camera at the right. AVBF = ambulatory
vibrotactile biofeedback
Balance Improvement with Vibrotactile Biofeedback M. Janssen et al.
8 Physiother. Res. Int. 17 (2012) 4–11 © 2011 John Wiley & Sons, Ltd.
Tab
le 1
. In
divi
dual
gai
t pe
rfor
man
ce s
core
s pe
r pa
tient
, so
rted
by
the
tota
l gai
t pe
rfor
man
ce s
core
with
out
biof
eedb
ack.
For
eac
h pa
tient
, to
tal g
ait
perf
orm
ance
(th
e th
ree
gait
task
s co
mbi
ned)
an
d pe
rfor
man
ce p
er g
ait
velo
city
tas
k is
sho
wn
Pati
ent
Age
Gen
der
Tota
l gai
t pe
rfor
man
ce s
core
sSl
ow t
ande
m g
ait
Fast
tan
dem
gai
tN
orm
al g
ait
on f
oam
noA
VB
FAV
BF t
run
kAV
BF h
ead
noA
VB
FAV
BF t
run
kAV
BF h
ead
noA
VB
FAV
BF t
run
kAV
BF h
ead
noA
VB
FAV
BF t
run
kAV
BF h
ead
956
F0
189
06
30
63
06
3
1054
F1
1610
16
20
45
06
3
352
M2
1213
04
52
43
04
5
1258
F2
1213
03
62
52
04
5
1556
M2
11.5
13.5
23
40
36
05.
53.
5
148
M4
149
24
30
63
24
3
556
M4
1310
14
42
61
13
5
753
F5
139
23
43
60
04
5
1441
F6.
511
8.5
0.5
62.
53
33
33
3
1962
F7
146
25
20
63
53
1
1738
F7
119
42
33
33
06
3
1150
M8
136
06
36
12
26
1
440
M8
109
60
30
63
24
3
665
F8
712
21
60
36
63
0
1639
M9
108
42
31
53
43
2
248
M9
99
51
33
33
15
3
1858
M10
89
33
33
33
42
3
1377
M10
710
33
34
14
33
3
2046
F11
9.5
6.5
53
12
43
42.
52.
5
858
F16
29
51
35
13
60
3
Tota
l12
9.5
222
(0.0
1)18
8.5
(0.0
3)47
.5
66 (
>0.0
5)66
.5 (
>0.0
5)39
79
(0.
03)
62 (
>0.0
5)43
77
(0.
04)
60 (
>0.0
5)
Th
e gr
een
cel
ls i
ndi
cate
th
e si
gnifi
can
t pa
tien
t-sp
ecifi
c e
ffec
ts a
s de
term
ined
by
clas
sica
l B
ayes
ian
pro
babi
lity
stat
isti
cs, v
alu
es b
etw
een
bra
cket
s in
dica
te t
he
p-va
lues
as
dete
rmin
ed b
y W
ilcox
on’s
sig
ned
ran
ked
test
bet
wee
n t
he
AVB
F sy
stem
act
ivat
ed (
AVB
F tru
nk
and
AVB
F hea
d) v
ersu
s th
e AV
BF
syst
em d
eact
ivat
ed.
AVB
F tru
nk
= AV
BF
syst
em a
ctiv
ated
wit
h b
iofe
edba
ck o
n t
he
wai
st a
nd
sen
sor
on t
he
tru
nk;
AV
BF h
ead
= AV
BF
syst
em a
ctiv
ated
wit
h b
iofe
edba
ck o
n t
he
wai
st a
nd
sen
sor
on t
he
hea
d; n
oAV
BF
= th
e AV
BF
syst
em
deac
tiva
ted;
F =
fem
ale;
M =
mal
e.
Physiother. Res. Int. 17 (2012) 4–11 © 2011 John Wiley & Sons, Ltd. 9
M. Janssen et al. Balance Improvement with Vibrotactile Biofeedback
During a follow-up consultation, some patients men-
tioned that the use of the AVBF system even had
improved their balance for several hours after the
system had been removed.
Discussion
Vibrotactile biofeedback system outcome
We used video recordings from the Sybar video system
and scores from three expert observers to determine
performance of balance during gait with and without
vibrotactile biofeedback in 20 patients with a bilateral
vestibular arefl exia. Both during normal gait and fast
tandem gait, the patients’ balance was signifi cantly
better with biofeedback of the AVBF system on the
waist and sensor on the trunk compared with no bio-
feedback. Additionally, using observational gait analysis
as a means to score gait performance, we were able to
identify signifi cant individual improvements of balance
during gait in two patients with the AVBF system
activated.
These improvements are in line with work of Dozza
and colleagues. They showed in patients with unilateral
vestibular loss that stability during slow tandem gait
improved using vibrotactile biofeedback (Dozza et al.,
2007). They also showed in their cross-over design that
stability improved with repetition of tandem gait trials,
thus indicating a learning effect of trial repetition, but
that performance was consistently better in the trials
with biofeedback than without biofeedback. In our
study, we controlled for a possible learning effect by
randomizing the biofeedback conditions and gait veloc-
ities; thus, the signifi cant improvements in our patients
can be attributed to effects of biofeedback. However, as
we did not perform a placebo-controlled study (Janssen
et al., 2010), the effects might also be because of the
patient’s belief (Yardley et al., 2001) or increased alert-
ness (Hegeman et al., 2005; Dozza et al., 2007; Basta
et al., 2008;).
In contrast to Dozza et al. (2007), we were not able
to show signifi cant improvements in balance during
slow tandem gait. This might be because of the task
(slow tandem gait) being too diffi cult for bilateral ves-
tibular arefl exia patients to show balance improvements
using vibrotactile biofeedback with limited practice
time. Additionally, Dozza et al. have shown a biofeed-
back effect in their patients with unilateral vestibular
loss using a gait task with eyes closed, whereas our
patients performed the gait tasks with eyes open. We
expect an increased gait performance with eyes closed
as well in our gait tasks, because patients will probably
use a biofeedback system more in such a challenging
situation. However, more training with the AVBF system
is then probably needed.
Hegeman et al. (2005) found only little improvement
in a group of patients with bilateral vestibular arefl exia
performing several gait tasks using auditory biofeed-
back, but their group may not have been a real at risk
group in contrast to our (frequent falls), because none
of their subjects had recently suffered a fall. Moreover,
our results are in line with work of others showing that
vestibular impaired patients are more stable using bio-
feedback in stance (Kentala et al., 2003; Tyler et al.,
2003; Danilov, 2004; Dozza et al., 2005b; Hegeman
et al., 2005; Danilov et al., 2006, 2007; Ernst et al., 2007;
Basta et al., 2008; Goebel et al., 2009).
Sensor location
Balance improvements during stance have been shown
using a sensor on the trunk (Kentala et al., 2003; Dozza
et al., 2004; Hegeman et al., 2005; Dozza et al., 2005a;
Dozza et al., 2005b; Dozza et al., 2007; Ernst et al., 2007;
Basta et al., 2008) as well as on the head (Wall et al.,
2001; Tyler et al., 2003; Danilov, 2004; Danilov et al.,
2006, 2007; Orlov et al., 2008; Goebel et al., 2009). We
know of only one study about optimal sensor location
in biofeedback (Janssen et al., 2010), which seems to be
the head, but which also showed that the placebo effect
of biofeedback might be substantial. The current study
appears to indicate that the trunk seems to be the
optimal location of the sensor, although not on an indi-
vidual basis. So the optimal sensor location in biofeed-
back is yet to be examined in future studies and might
even be individually determined.
Implications
Although signifi cant individual gait improvements
were only shown in a couple of our patients, vibrotactile
biofeedback increased confi dence, independence and a
feeling of balance and safety in the majority of our
patients, as was shown by Kentala et al. (2003) as well.
Some patients even mentioned that the use of the vibro-
tactile biofeedback system had improved their balance
for several hours after the device had been removed.
This indicates the feasibility of the AVBF system to
improve balance during gait, and that the brain is able
Balance Improvement with Vibrotactile Biofeedback M. Janssen et al.
10 Physiother. Res. Int. 17 (2012) 4–11 © 2011 John Wiley & Sons, Ltd.
to include vibrotactile biofeedback in its predictive
behaviour to avoid falls.
Some critical remarks after evaluating our results
obtained so far and exploring the literature:
1. Improvement of balance by biofeedback is shown
in the minority of patients with balance problems
(Ernst et al., 2007; Janssen et al., 2010). The impact
of biofeedback might vary among patients, fi rst of
all because of differences in the severity of the ves-
tibular defi cit and its effect on balance during gait
and second because of the dependence on vestibu-
lar input for balance during gait compared with the
other senses.
2. Training to optimize use of biofeedback seems to
be essential (Danilov et al., 2006, 2007; Dozza et al.,
2007; Ernst et al., 2007; Basta et al., 2008).
3. Adaptation effects do occur and reduce the impact
of biofeedback in time during use (Ernst et al.,
2007) but also prolong the impact after use
(Danilov, 2004).
4. The placebo effect might be substantial (Dozza
et al., 2007; Janssen et al., 2010).
In future studies, it needs to be examined if patient
performance in daily life or quality of life indeed
increases using biofeedback. No doubt, it will be benefi -
cial for training, rehabilitation and sensory substitu-
tion; because biofeedback is a rewarding approach as it
gives a positive feeling if no feedback has been given
during a task and motivates a patient to be more active
and train challenging tasks.
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