Charles J Siragusa Financial Disclosure Report for 2009

8/3/2019 Charles J Siragusa Financial Disclosure Report for 2009

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. ~ o 1 0 [ FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y th e E t h i c sin Government Act ofl978R e v , / / 2 0 0 8 [ FOR CALENDAR YEAR 2009 0 U . S .C . app. ff.~ I01-111)I . P e r s o n R e p o r t in g ( l a st n a m e , f i r s t , m i d d l e i n i t i a l ) Z . C o u r l o r O r g a n i z a t io n 3 . D a t e o f R e p o r tSIRAGUSA, CHARLES J. U.S. DISTRICT COURT, W DNY 5 , 1 2 . 2 0 1 0

4. Tille (Article 111 judges indicate aclivc o r senior status; 5a. Report Typ~ (check appropriate type) 6. Reporting Periodmagistrate judges indicate [hll- or pan-time) [ --] Nomina t ion. Date 01/01/2009U.S.DISTRICTJUD(JE(ACTIVE) [] Initial [] Annual [] Final to12/31/2009

5b. [] Amended gepor~7.Chambers o r OlTtcc Address 8. On the basis of the Information contained in this Report and anymodifications pertaining thereto, tt is, in my opinion, in compl i ance

] 360 UNITED SfATES COURTHOUSE with appl icable laws a nd regu lat ions.! 00 STATE STREETROCHESTER, NEW YORK 14614 Reviewing Officer ........... Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts ,chec~in2,, the NONE box for each part where),ou have no reportable information. Sign on lastpagt:

1 . P O S I T I O N S . c ~ , o o , i . x indiuidual only; see pp. 9-13 o]]iling i1~ N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY1. ADVISORY BOARD MEMBER COBBLESTONEARTS CENTER

3.

5. "-; " "

: .5I f. A G R E E M E N T S . m.~,o,-.,..~, i.a.,~a..t on~.: ~ .~. ~.t-~ ,,~..~, i .......o-.a . . " . ~~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS1. PENSION NEW YORK STATE RETIREMENT SYSTEM (STARTED TO RECIE[VE BENEFITS AS OF NOVEMBER I, 2005)


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Name o f Person Report ing ] Date of ReportP a g e F I N A N C I A L 2 o f 2 7 D I S C L O S U R E R E P O R T I SIRAGUSA, C H AR LES J " I 5 / 1 2 / 2 0 1 0

I lL N O N - I N V E S T M E N T I N C O M E . (Ropo,,i,g individual andsp .... ; seepp. 1 7-24 of filing instructions.)A. Fi lers Non-Investment Incom eNONE (No reportable non-investment income.)

DATF~ SOURCE AND TYPE INCOM~(yours. not spouses)

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any port~on of the reporting year, complete this sectior~(Dollar amount not required e~ cept for honoraria.)

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

1. BROW]q & TARANTINO

2. ATTORNEY (PRIVATE PRACTICE)

3.

4.

I V . R E I M B U R S E M E N T S - - , r a . ~ m , , a , l o . , Iodgi.g,~rood,(Includes those to ~pou ~e and d~7~endent children;

N O N E (No reportable reimbursements.)SOURCE DATES LOCAT|ON PURPOSE ITEMS PAID OR PROVIDED

1.2.

3.

4.

5.


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FINANCIAL DISCLOSURE REPORT N . . . .f~ ...., ~ [ ~,,,of,Iage 3 o f 27 SIRAGUSA, CIlARLES J. 5/12/2010~ NONE ~o reportable g~s.)

S O~C E D E SCRIPT ION VA LUg1.2.3.4.5.

V I . L I A B I L I T I E S . a , ,c l u d e s , h o s e o l s ~ , . .. .. . ,~ dependen , children; see pp. 32-33 of filing i ....... tions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1.2.3.4.5.


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|FINANCIAL DISCLOSURE REPORT r~ .... fP ..... R e p o r t i n g O a t e o [ R e p o r ! IIage 4 of 27 S l l L a t G U S A , C H A R L E S J . 5 / 1 2 / 2 0 1 0~ (No reportable income, assets, orONE transactions.)

~. ~. c. fi~ ....~ription of Assets ~ income d~ng Gro~ value at end of Tran~ons during rc~ing pcrit~(including ~st ~sets) ~ reposing period ~po~ing pc6odP l a c e " ( X ) " a ~ e r e a c h ~ s e t ~ A m o u n l j Ty~ (e.g., Value ; Value T y p e ( e . g ., Daze ~ Va lue G a i n I d e m i b " o f

exempt ~m p~or disclosure j C~e I div.. ~nl C~e 2 : Method buy, ~11 , Month - : C o d e 2 C o d e ~ buycr/~ller(A-H) or int.) (J-P) j C o d e 3 redemption) Day ~ {J-P) (A-H) ( i f p r i v a t e~ ( Q - W ) t~nsaction)

t. M & T BANK A Interest L T2. ACCOUNT #1:

3. W EATHERFORD INTL LTD COMMON None J TSTOCK4. SEAGATE TECI INOLOGY A Dividend J T5. SB MONEY FUNDS CASII PORT CL A None J T6. CORE LABORATORIES COMMON ST A Dividend J T Sold 4/13 J AOCK ( p a r ~ )7. AKAMAI TECIINOLOGIES None J T B uy 7/10 J

8. AMAZON COM INC COMMON STOCK None J T

9. AMGEN INC. COMMON STOCK (Y )

1 0 . ANADARKO PETROLEUM CORP. A Dividend J T1 1 . ASML IILDG NV NEW Y ORK REG (X) A Dividend J T12 . ATLAS COPCO AB SPONS ADR NEW R None l T B uy 9/17 JPSTG CL B - USD1 3 . AUTODESK (Y )1 4 . AXA UAP SPONS ADR COMMON ST None J T B uy 8 / I 8 JOCK1 5 . BASF AG SPONS ADR COMMON ST A Dividend .1 TOCK

1 6 . BED BATH & B EYOND {.X) None .1 T

17 . BLACKROCK INC. A Dividend J T B uy 3/20 J

(See Columns B I and [.41 F =$50,001 - 51 00.000 G ~ I; 1 ( )0 .0 01 - $ 1, 0( ~1 .0 0~ H I = $ 1 .0 00 .I )0 1 - $ 5. 00 0, 00 0 H2 =More than $5.000.000

P3 =$25.000,001. 550,000.000 P4 =M~re ugaa $50,001, .~


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Iam e of Person Rcpor ring Date of ReportFINANCIAL D IS CL O SU R E R E P OR T] SIRAGUSA, CltARLES J.

Page 5 of 27 5 / 1 ~ _ ! 2 o ~ 0V I I . I N V E S T M E N T S a n d T R U S T S - i.~o,.., ,.~, . . . . . . . . . . . . i , . ~ t l ~ , c t u a , s t~.os, of sp ...... d aemn~tent el, ila,en: see l , lx 3 ,~ .6o of filing in ...... ions.)F---] NONE income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts lnco~ during G r o s s v a l u e a t e n d o f [ Tr~sac~ons dunng ~ng ~r iod(including trust ~sets) reposing period repo~ng ~riod [ .......... _ .............O~ (2) (i ) ( ~ . . . . . ] O) ( ~ ) ~ ) . . .. ( 4 ~P l a c e " ( X ) " a f t e r ~ c h a s s e t A m o u n t T~e (e.g., V alue Value ~ T~e (eg.. D a t e Value G a i n Idcnti~ ofe x e m p t ~ o m p d o r d i s c lo s u r e C~e 1 d i v . , r e n t , C o d e 2 Mcth~ b u y , s e l !, M o n ~ - C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n ~ . ) ( J - P ) C~e 3 r e d e m p t i o n ) D ay ( J - P ) ( A -H I ( i f p r i v a t e( Q - W ) tr~action)

1 8 . BP AMOCO PLC SPONS ADR COMMONSTOCK (Y )1 9 . BI~EN IDEC INC. COMMON STOCK None J T2 0 . CRtt PLC AD-USD COMMON STOCK A Dividend J T

2 1 . CABI.EV ISION SYSTEMS CORP.CL A A Dividend J TCOMMON STOCK2 2 . CANON INC. ADR COMMON STOCK A Dividend J T2 3 . CEI.GENE CORP (X) None J T24 . CISCO COMMON STOCK Nlsne J T

2 5 . COCA COLA CO. COMMON STOCK A Dividend J T2 6 . COMCAST CORP CL A-SPL COMMMON A Dividend J TSTOCK2 7 . COVIDIEN LTD (Y)2 8 . CREE INC. None J T2 9 . CVS CAREMARK CORP (X) A Dividend J T B uy 5/28(addl)3 0 . DELl. COMPUTER CORP COMMON S Sold 1 1 3 0TOCK3 1 . DIAGEO PLC SPONSORED ADR NEW C A Dividend a1 TOMMON STOCK3 2 . D1RECTV CL A (X) None J T

r3 3 . ",ALT DISNEY CO. COMMON STOCK A Dividend J T3 4 . DISCOVERY H OLDING CO. CL A (Y)

P 3 - : $ 2 5 . 0 0 0 , ( k ) I - $ 5 0 . 1 ] 0 0 . f l 0 0 P 4 = M o r e t h a n $ 5 0 , 0 0 0 ,0 0 0


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F IN AN C IAL D ISC LO SUR E R EPO R T N ~ , .~ o f p e . o ~ R e p o r , l .g ] O . , . o f a ~ p o r ~ II Iage 6 of 27 SIRAGUSA, C I l A R L E S J. 5 / 1 2 / 2 0 1 0~ NONE i nc ome , or transactions.)N o reportable CIsseIs,

D c s c r ~ p f f o n o f A s s c ts I n c o m e d u r in g G ro s s " ~ a l u c a t e n d o f T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) , reporting p~rlod r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t [ T y p e [ c . g . , Value Value T ~ p ( e . g . , ~: Date Value G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c lo s u r e Code ! ! d i v . , t e n t , C o d e 2 M e t h o d b u y , s e l l, i Month- C o d e 2 C o d e I buyer/seller ( A - H ) ! o r i n t . ) ( J - P ) C o d e 3 , r e d e m p t i o n ) ! D a y ( J - P ) (A-Ill ( i f p r i v a t e:: ( Q -W ) I t r a n s a c t i o n )

3 5 , EBAY INC. (Y)3 6 . ELECTRONIC ARTS None J T3 7 . EXPEDIA INC COMMON STOCK None J T3 8 . FLUOR CORP NEW A Dividend J T B uy 4/7 J3 9 . FOREST LABORATORIES COMMON None J TSTOCK

4 0 . FREEPORT MCMMORAN COPPER & None J T B uy 2 / 1 1 JGOLD CL B4 1 . GENENTECH INC, COMMON STOCK Sold 3/26 J A4 2 . GENEIL~L ELECTRIC COMMON STOCK (V )43 . GENZYM E CORP. GENEEAL DIVISION None J TCOMMON STOCK

GLAXOSMITtlKLINE PLC SPONS ADR-USD COMMON STOCK4 5 . GOOGLE INC CL A (X) None J T46 . GROUPE DANONE SPONS ADR COM Sold 1 / 1 2 J AMON STOCK4 7 . GRUPO TELEVISA SA DE CV GLOBALCOMMON STOCK (Y )4 8 . HSBC I IOLDINGS PLC SPONS ADR NEW COMMON STOCK [Y)4 9 , HOME DEPOT COMMON STOCK A Dividend J T5 0 . HONDA MOTOR CO. COMMON STOCK(Y )5 1 . HONG K ONG & CttlNA GAS LTD. SPO A Dividend J TNSORED ADR COMMON STOCK

I. Income Gain Codes: A ~ $ 1 . ( K ) 0 o r I ~ B -$1.001 - $2~00 C -$2,50[ 55.000 D ~ $ 5 . 0 0 1 - $ 1 5 .0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , O 0 f l

P 3 = $ 2 5 , 0 ~ , 0 0 1 - 5 5 0 , 0 ~ 1 3 . 0 0 ~ P 4 = M o t e t h a n $ 5 0 . 0 0 0 ,0 0 0


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F IN A N C I A L D I SC L O S U R E R E P O R T r~ .... r e ~ o n a , p o ~ , i .g a a ~ e o f a e ~ nPage 7 of 27 SIRAGUSA, C H A R L E S J . 5 / 1 2 / 2 0 1 0

VII. I N V E S T M E N T S a n d TRUSTS -- i ........ t,e, transactions (lndudes ,hose of sp ......d dependen, children; seepp. 34-60 of f!ling i ....... ,ions.)D NONE (No reportable income, assets, or transactions.)" A. " ........~ ~. c.~ Income daring Gross vMue at end of Tr~sactions du~ng ~po~ng peri~ Dcscgption of AS~IS

(including ~st ~sets) :: ....r_~p~gi~g period ~ reining peri~

Place "(X)" afl~ each ~set Amount Type (e .g ., V alue V a l u e T)ge (e,g.. Dale Value [ Gain Identity ofexempt from pri~ di~losure Code I div., rent, C~de 2 Meth~ buy, sell, ~ Month - C~e 2 C~e I ~ buys/seller(A-H) ot inL) I J-P) Code 3 redemption)

~Day (J-P) (A-H ) (ifpfivale

( Q -W ) ~au~cfion)

5 2 . II~CHINSON WHAMPOA LTD-ADRCOMMON STOCK (Y)5 3 , ~G GROEP NV SPONS ADR COMMON None J TSTOCK54. INTEL CO~. COMMON STOCK A Dividend J T

5 5 . IRELAND BANK SPONS ADR-EUR COM Sold 1 / 2 2 JMON STOCK5 6 . JOHNSON & JOIlNSON COMMON ST A Dividend J TOCK5 7 . JUNIPER NETWORKS INC. (X ) None J T5 8 . KONINKLIJKE PHILIPS ELECTRONICSNS SPON ADR NEW CS (Y)5 9 . L 3 COMMUNICATIONS ItLDGS INC. A Dividend J TCOMMON STOCK6 0 . LIBERTY GLOBAL INC CL A (Y)

6 1 . LIBERTY GLOBAL INC SERC S o l d 6/4 J6 2 . LIBERTY MEDIA GROUP CL A COMMAS None J TN STOCK6 3 . LIBERTY MEDIA INTL INC CLASS ACOMMON STOCK (Y )6 4 . METTLER TOLEDO INTERNATIONAL I None J TNC. COMMON STOCK6 5 . IvlICROSOFT CORP COMMON STOCK A Dividend J T66. MITSUB1SHITOKY O FINANCIAL GROUP SPONS ADR COMMON STOCK (Y )6 7 . NASDAQ OMX GROUP INC. (Y)6 8 . NATIONAL BK GREECE A SPONS ADR( )

P3 =$25.000,~1 - $50,~,~1 P4 =M~e th~


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F IN AN C IAL DISC LO SUR E R E PO R T [ N .... f P .... R e p o r t i n g D a t e o f R e p o r tIage 8 o f 27 SIRAGUSA. CIIARLES J. 5/12/2010V II. INV ESTMENTS and TRUSTS - i, ....... lue, rr . . . . . tlons (Includes those of s~ ..... d d e p e n d e n , c h i ld r e n ; s e e p ~ 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )~ NONE ~0 reportable income, assets, or transactions.)~- - A. ~ ..... ~ G ..... , C _ u c a , e n d o f " .... DDe~fpfion of Assets I n c o m e d u r i ng Tr~sactions during re~ng ~fiod(including ~t ~sets) reposing pe6~ _ .[~o~ng period .

P l a c e " ( X ) " a~er ~h ~set A m o u n t T~e (e.g., Value ~ Value Ty~ (e.g., D a l e Value Gain ~ I d e n t i t y o f~empt from prior di~losure [ Code I div., renl, Code 2 ~ Me~od buy, ~11, Momh- C~e 2 Code 1 ~ buy~?~llerj.A H ) o r in t , ) ( J - P ) C o d e 3 r e d e m p t i o n ) D a y ( J - P ) ( A - H )~ ( Q - W ) ~n~ction)

6 9 . NESTLE SA SPONSO~D ADR REPSTG A Dividend J TREG SH COMMON STOCK7 0 . NEW S CORP CLASS B COMMON STOCK (y)7 I. NIPPON TELEPHONE & TELEGRAOPHCORP. ADR RSPTG CS (Y )7 2 . NOKIA CORP. SPONSORED ADR COMMON STOCK (Y )7 3 . NOMURA ilOLDINGS ~C. UNSPADRCOMMON STOCK (Y )7 4 . NOV ART[S AG ADR COMMON STOCK7 5 . NOV O NO~ISK A S ADR COMMON SqOCK (Y)7 6 . NUCOR CO~ A Dividend J T B uy 2/20 J7 7 . ORIX CORP SPONS ADR COMMON STCCK (Y)7 8 . PALL CORP. A Dividend J "1"7 9 . PEPSICO COMMON STOCK A Dividend J T8 0 . PETROBRAS A Dividend J T Buy 3/13 J8 1 . PROCTOR & GAMBLE CO INC COM A Dividend J TMON STOCK8 2 . QUALCOMM INC. (X) A Dividend J T8 3 . RIO TINTO PLC-GBP COMMON STOCK~ Y )8 4 . ROYAL DUTCIt PETROLEUM CO.CO Sold 3 . . " 1 3 JMMON STOCK8 5 . SANDISK CORP None J T

P3 =$25.~.~) I - $50.0~.~ P4 =More ~ $50.~0,0~


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Name of Person Reporting Date of ReportP a g e F I N A N C I A L 9 o f 2 7 D I S C L O S U R E R E P O R T SIRAGUSA, C I I A R L E S J . 5 / 1 2 / 2 0 1 0

V II. INVE STMENTS an d TRUSTS -,-.~ NONE income, assets, or transactions.)o reporlableA. B . C. D.

Description of As~s I n c o m e d u r in g G r o s s v a l u e a t e n d o f Transitions during rc~ing ~fiod(incl~ing ~st a s s e t s ) repo~ing p~i~ j tepo~ng pefod ~ .........(I) (2)P l a c e " ( X ) " a f t e r e a c h ~ s c t Amount [ Ty~ ( e .g . , : Va lue Value T~ (g.. D a t e V a lue [ Ga in Identi~e x e m p t f r o m p r i o r d i s c lo s u r e C~e 1 o r i n t . )

8 6 . SCtIW AB CHA~ES CORP A Dividend J T Buy 1 / 2 9 J8 7 . SK TELECOM LTD SPON ADR COM Sold 7/I JMON STOCK8 8 . SAP AKLENGESELLSC} [AFT SPONSADR-USD COMMON STOCK (Y )8 9 . SMITII & NEPHEW PLC SPADR(Y)9 0 . SUNCOR ENERGY INC NEW A Dividend J T B uy 9 /1 J

91. TELEFONICA S.A. SPONS ADRCOM M A Dividend J TON STOCK9 2 . TESCO PLC SPONSORED AD~ (Y )9 3 . TEXAS INSTRUMENTS COMMON ST A Dividend J TOCK9 4 . TIME W ARNER INC. COMMON STOCK Sold 2/19 J

9 5 . TOTAL FINA E1,F S,A.S.P. ADR COMMON STOCK (Y )9 6 . TREND MICRO INC SPON ADCOMMON STOCK (Y)9 7 . TYCO INTERNATIONAL LTD. NEW COMMON STOCK9 8 . TYCO ELECTRONICS (Y )9 9 . UBS AG-CttF COMMON STOCK (Y )ll)0. L~IITED OVERSEAS BANK LTD SPONS!ADR (Y )1 0 1 . UNITEDHEALTII GROUP INC. COM A Dividend l TMON STOCK1 0 2 . V ODAFONE GROUP PLC SP A D R COMMON STOCK (Y )

P3 :$25,0~,~I - $50,0~,~0 P4 =M~e ~an $5 D,~0,000


10/27

F IN AN C IAL DISC LO SUR E R EP O R T ] ~ a m e o r l ~ ....~ p o , ~ i . ~ U . , n f a e p o .Page i 0 of 27

I SmAGUSA, CaAm,ES J. ~ / ~ / ~ 0 ~ 0V II. INV ESTMENTS and TRUSTS - i, ....... t~, tr ..... lions ancludes those of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f fi li n g i n s ~ u c t l o n ~ )

NONE ~0 reportable become, assets, or tran.sactions.)A. B . C. D.~scription of As~ I n c o m e d u r i ng Gro~ value al end of Tr~c~ons during reposing ~riod(including ~sl ~sels) ~o~ing pefi~ reporting ~od

P l a c e " ( X )~ after ~ch ~set : A m o u n l T~e (e.g.. Vaiuc : Value T > ~ e t e . g . , I Date Va lue Ga in ~ I d e n t i ty o ~e x e m p t ~ o m p r i o r d i s c l o s u r e [ C o d e I d i v . , r e n t , C o d e 2 : M e t h o d b u y , s e l I , M o n t h - Code 2 Code I b u y e r / s e l l e r( A - H ) o r i n l ) ( J - P )i

Code3 r e d e m p t i o n ) D a y [ (J-P)~ (A-H) ( i f p n v a l e: (~W) ~ t r~c~on}

1 0 3 . W PP GROUP PLC SPONS ADR NEW CO Sold 9 /1 JMMON STOCK1 0 4 . W AL-MART DE MEXICO SA DE COMMON STOCK (Y)1 0 5 . YAH OO ~C COMMON STOCK None 3 T B uy 3/20 J1 0 6 . ACCOUNT #2:

1 0 7 . BLACKROCK GLOBAL SCIENCE & TE( None J T SEE PART V lll #11I OPPORT PORTFOLIO CL INSTL1 0 8 . BLACKROCK V ALUE OPPORTUNITIES A Dividend J TFUND INC CL 1NSTL109. ACCOUNT #3: SEE PART VIII #41 1 0 . ~,rESTERN ASSET MONEY MARKET A Dividend J TFUNDS1 I I . UBS AG -CIIF COMMON STOCK Transferred 1 2 / 2 9(to line 344)1 1 2 . ASML ItLDG NV NEW Y ORK REG A Dividend Transferred 1 2 / 2 9(to line 200)1 1 3 . ATLAS COPCO AB SPONS ADR NEW g None B uy 9/17PSTG CL B114. ATLAS COPCO AB SPONS ADR NEW R Transferred 1 2 , : 2 9PSTG CL B (to line 202)I 15. AXA S.A. SPONS ADR COMMON STOC A Dividend Transferred 1 2 / 2 9K ( t o l in e 2 1 M . )1 1 6 . BASF AG SPONS ADR COMMON ST A Divi~tend Transferred 1 2 / 2 9OCK (to line 205)117. lip AMOCO PLC ADR COMMON STOCK A Dividend Transferred 1 2 1 2 9(to line 215)118 . CRH PLC ADR-USD COMMON STOCK A Dividend Transferred 1 2 / 2 9(to line 234)119. CANON INC ADR COMMON STOCK A Dividend Transferred 1 2 / 2 9(to line 219)

P3 =$25,~.~1 - S50,~,~0 P4 =More


11/27

F IN AN C IAL DISC LO SUR E R EP O R T Name of Per~on Reporting]

D a l e o f R e p o r t Iage 11 of 27 S m A ~ V S A , C U A R L E S S. S / ~ 2 / 2 0 ~ 0V I I . I N V E S T M E N T S a n d T R U S T S - i , , . o , , , , , , t . . . . . . . . . . . . . i o n s a n c l u d e s t h o s e of sp ....... d dependent children; s e e p p . 3 4 - 6 0 of filing instruction~)

N O N E (No reportable income, assets, or transactions.).... ~/ ~ . c. ~ ~- D~D e s c r i p t i o n o f A s s e t s I n c o m e d u r i ng Gross valac at end of Tr~sacfions during re~ing(including ~st assets) ~ r e p o a i n g p e r i o d reposing ~fiod

,~ (~) (2 ~ (~) (2) ( ~ ) , (2~ ~ ~3~~)-P l ~ e " ( X ) " a f t e r e a c h ~ s e t Amount T~c (e .g., V a ] u e Value Ty~ (eg., D a ~ e [ Va lue ~ Ga in l&~ti~ ofe x e m p t f l o r a p r io r d i s c l o s u r e [ C~e I ; d i v , r c n L C o d e 2 M c t h o d b u y . s e l L M o n t h - C~e 2 Code I buyer/sell~

~ (A H)] o r i n t . )( J - P ) Code3 redemption)I D ay

!(J-P) , (A-H) ( i f p f v a t e( Q - W , ~ [ ~sacfion)

i 2 0 . DIAGEO PLC SPON ADR-NEW COM A Dividend Transfe~ed 1 Z / 2 9 JMON STOCK (to line 240)1 2 1 . GLAXOSMITIIKLINE PLC SP ADR COM A Dividend Transfe~ed 1~29 JMON STOCK (to Iinc 262)1 2 2 . GROUPE DANONE SPONS ADR CONI A Dividend Transl~ffed 1 2 / 2 9 JMON STOCK 0o line 235)1 2 3 . GRUPOTELEVISA SA DE CV SPON A A Dividend T~nsfe~ed 1 2 / 2 9 JDR COMMON STOCK ( to line 2~)1 2 4 . HSB C HI.~ PI.C SP ADR NEW CO A Dividend Transfe~ed 1 2 . , 2 9 J:~ MMON STOCK (to line 271)1 2 5 . tlONDA MOTOR CO. COMMON STOCK A Dividend Transfe~ed 1 2 / 2 9 J(to line 26~)1 2 6 . HONG K ONG CHINA GAS SP ADR CO A Dividend Transfe~ed 1 2 ~ 2 9 JMMON STOCK (to line 270)1 2 7 . HUTCII1NSON WHAMPOA LTD-ADRV A Dividend Transla ted 1 2 , / 2 9 JCOMMON STOCK (to line 272)128 . ING GROEP NV SPONS ADR COMMON B uy 6/19 JSTOCK (addl)1 2 9 . ~G GROEP NV SPONS ADR COMMON Transfe~cd ! 2 z 2 9 JSTOCK (to line 274)1 3 0 . KONINKLIJKE PHILIPS ELECTRONICS A Dividend Transfe~ed I L ~ 2 9 JNS SPON ADR NEW COMMON STOC (to line 283)1 3 1 . ME~LER TOLEDO INTL INC COM Transfe~ed 1 2 ~ 2 9 JMON STOCK (to line 295)1 3 2 . MITSUBISII1 TOY KO FINANCIAL GRO A Dividend Transferred 1 2 , 2 9 JUP COMMON STOCK (to line 297)133 . NESTLE A SPONS ADR COMMON S A D~vidend Sold 1 , 1 2 J ATOCK { p a r t )1 3 4 . NESTLE A SPONS ADR COMMON S Transfe~cd 1 2 / 2 9 JTOCK (to line 301)135. NEWS CORP CLASS B NEW COMMON A D~vidcnd Transfe~ed 1 2 ~ 2 9 JS~OCK (to line 302)136 . NIPPON TEL & TEL SPON ADR COMM A Dividend Transfe~cd 1 2 z 2 9 JON STOCK (to line 303)


12/27

FINANCIAL DISCLOSURE REPOR T r~ ....t P . . . .. a , p o ~ . o g I O ~ , e e r R e ~ r ,Page 12 of 27 S1RAGUSA, C l t A R L E S J . ] 5 / 1 2 / 2 0 1 0V II. INV ESTMENTS and TRUSTS - i ......... i ~ e . , ...... , io ~ s ( I n c l u d e s , h o s e of sp ....... d~endent c h i l d r e n : x e e p p . 3 4 - 6 0 of filing i n s t r u c t i o ~ . )

NONE (No reportable income, g~sets, or transactions.)

De~riptionofAssets I1 Incomedufing : Gross value at end of Tr~mc~onsdur ingre~ing~fiod(including t~stFlace"(X)" a~ ..... h ~t [A .... t ] T~e (e.g., Value ] Value T y p e ( e . g ., Date Value ~ Gain I d e n t i t y o f

exempt from pfor discl~u~ C e d e 1( A - H ) [ o r i r a . ) ( J - P ) [ C o d e 3 ~demption) D a y {J-P) (A-H) ( i f p r i v a t e(Q-W) ._ ~sac6on,1 3 7 . NOKIA CORP SPON ADR COMMON A Dividend Transfeffed 1 Z ~ 2 9 JSTOCK ( to line 3~)138 . NOMURA AIIOLDINGS ~C ADR CO A Dividend Transfe~ed 1 2 / 2 9 JMMON STOCK (to line 305)139. NOV ARTIS AG ADR COMMON STOCK A Dividend Transfe~ 1 2 / 2 9 J

(to line 307)1 4 0 . NOVO-NORDISK A S ADR COMMON A Dividend Transfe~ed 1~29 JST~K (to line 309)1 4 1 . ORIX CORP SPONS ADR COMMON STO A Dividend Transfe~ed 1 2 / 2 9 JCK (to line 312)

1 4 2 . PETROB~S A Dividend B uy 3/13 J1 4 3 . PETROBRAS Trans feted 1 2 / 2 9 J(Io line 315)1 4 4 . RIO TINTO PLC-GBP COMMON STOCK A Dividend B uy 9 /1 J(addl)1 4 5 . RIO TINTO PLC-GBP COMMON STOCK Transfeffed 1 2 / 2 9 J(to line 321)1 4 6 . ROYAL DUTCH PERTOLEUM CO CO A Dividend Sold 3 1 1 3 JMMON STOCK1 4 7 . SK TELECOM LTD SPON ADR COM A Dividend Sold 7 /1 JMON STOCK1 4 8 . SAP AKLENAGESELLSCHAFT SPONS A Dividend Transfe~cd 12~9 JADR-USD COMMON STOCK Oo line 325)1 4 9 . SIIIRE PLC ADR A Dividend Transfc~ed IZ;29 J(to line 329)1 5 0 . SMITII & NEPHEW PLC SP ADR COMM A Dividend Transfeffed 1 2 ; 2 9 JON STOCK ( t o l i n e 3 3 I151. SL~COR ENERGY INC NEW A Dividend B uy 9/I J152 . S ~COR ENERGY ~C NEW Transfe~ed 1 2 / 2 9 J

(to line 333 )153. TELEFONICA S.A. SPON ADR COMMO A Di~dend Transfe~ed 1~29 JN STOCK Uo line 335)


13/27

F IN AN C IAL D ISC LO SUR E R EPO R TI N ~ ~ e r P e ~ n R e p " i ~ I

DateofRepnr ,Page 13 of 27 S I R A G U S A . C I IA R L E S J . 5 / 1 2 f 2 0 1 0

V II. INVESTMENTS and TRUSTS - i ......... t ~ o , , . . . . . ., io ~ a , ~ a ~ , ~ o ~ o / , ~ . .. .. ~ a ~ p ~ d , ~ , , . ~ t ~ , ~ :NONE ~o reportable income, assets, or transactions.)

.~. -- - - 6 . . . . . . . . . ~. - ......D e K r f p t lo a o f A s s e t s l nc o m * d u ~ a g Gro~ value at end of T~nsacfions du~ng re~ing ~od(including ~st ~ts) repo~ng period reposing ~fiod

P l a c e " ( X ) " ~ R c [ e a c h a s s e t ~ Amo mt Type (e.g., V alue V alue Ty~ {e.g., D a t e Value G a i n ldenliw ofe x e m p t ~ o m p r i o r d i s c lo s u r e Co& 1 ; div., rent, C o d e 2 M e t h o d buy, sell, bton~- C o d e 2 C o d e I buyer/selI~(A-H) : or int. ) { J - P ) C o d e 3 ~ d e m pt i o n ) D ay ( J - P ) i (A-II) ( i f p r i v a t e(Q-W) ~ tr~ction)

154. TESCO PLC SPONS ADR COMMON STO A Dividend Transfe~ed 1~29 JCK (to line 336)155. TOTAl. FINA ELF S.A.S.P. ADR COMMO A Dividend T~sfe~ed 1 2 1 2 9N STOCK (to line 339)156. TREND MICRO INC SPON ADR CO A Dividend Transfeff~ 1 Z ~ 2 9 J

MMONS ST~K (to line 341 )1 5 7 . UNITED OVERSEAS BANK LTD SPONS A Dividend Tmnsfe~ed 1 2 / 2 9 JADR COMMON STOCK (to line 347)158 . VODAFONE G ROUP PLC SP ADR C A Dividend Transfe~ed 12~9 JOMMON ST~K (to line 353)1 5 9 . W PP GROUP PLC SPON ADR NEW COM A Dividend Sold 9 /1 JMON ST~K160. W AL-MART DE MEXICO SA DE CV S A Dividend Tramfe~ed I Z t 2 9 JPON ADR COMMON STOCK (to line 354}161. ACCCOUNT1 6 2 . SMITII BARNEY BANK DEPOSIT PROG A Interest K TR A I V l163. IRA#I:164. CITIBANK DIVERSIFIED FUTURES None K T165, IRA#2:1 6 6 . GOLDMAN SACilS SMALL VALUE F None J TUND CLASS B167. IRA #3:

1 6 8 . BLACKROCK ~ALUE OPPORTUNITIES A Dividend J TFUND INC CL INSTL169. IRA #4:

1 7 0 . BLACK ROCK V ALUE OPPORTUNITIES A Dividend J TFUND INC CL INSTL


14/27

F IN AN C IAL D ISC LO SUR E R EPO R T ~m~ o P ~ r ~ o n a ~ p o ~ , i n ~ [ I~,,, oR~po . llage 14 of 27 S I R A G U S A . C | tA R L E S J . 5 / 1 2 . . r 2 0 1 0NONE ~Vo reportable income, assets, or transactions.)

A. ~ " ~ ~- C. : D.~rp t ion of As~ts I n c o m e d u r in g Gro~ value al end of Transacfio~ during reposing(including ~st ~sets) r~ing peri~ r~ing per iodPlace "(X)" a R e r e ~ h ~ s e t ; : A m o u n t ~ T~e (e.~., V a ~ u e ~ Value T~e (e.g., D a t e Va lue ~ Ga in Idenli~ of

e x e m p t fr o m p r i o r d i ~ l o s u r e C~e I ~ d i v . , r e n L C o d e 2 M et h o d b u y . s e l l , Mon~- C o d e 2 C o d e 1 buyer/scll~( A - H ) [ o r i n L } (J-P) C o d e 3 r e d e m p t i o n ) D a y ( J - P ) ( A - H ) ( i f p r i v a t e~ ~ (Q.~3 ~ tr~saction)

171. COLLEGE SAV INGS PROGRAM# l:1 7 2 . DEVELOPED MARKETS INDEX POR None L T B UY 1 1 / 1 6 J SEE PART Vlll #2TFOLIO173. COLLEGE SAVINGS PROGRAM #21 7 4 . DEVELOPED MARKETS INDEX POR None L T B UY 1 1 / 1 6 J SEE PART VIII #2FOLIO1 7 5 . DEFERRED COMPENSATION None K T1 7 6 ~ OPPENttE1MER MAIN ST. OPP. A

1 7 7 . V T FIDELITY CONTRAFU~ND1 7 8 . DODGE AND COX INTL STOCK1 7 9 . IRA #5

1 8 0 . BANK DEPOSIT PROGRAM A Interest J T Open 4/14 J SEE PART VIll #31 8 1 . GOLDMAN SACHS SMALL VALUE F None 3 TUND CLASS B COMMON STOCK1 8 2 . P1MCO REAl, RETURN COMMODITY A Dividend J TSTRATEGY FUND CL C183 . COEUR D ALENE MINE CORP None J T1 8 4 . GABELLI GLOBAL NAT RES & INCOM A Dividend J TE TR SBI1 8 5 . UNITED STATES OIL FD LP EQUITY None J T1 8 6 . ISItARES SILVER TRUST EQUITY None J Tt87. COIIEN & STEERS INTL REALTY FD A Dividend J T


15/27

Nam e of Person Reporting Date of ReportP a g e F I N A N C I A L 1 5 o f 2 7 D I S C L O S U R E R E P O R T [ SIRAGUSA, CHARLES J. 5 / 1 2 : 2 0 1 0

N O N E (No reportable income, ~sets, or transactions.)

D a ~ d p f i o n o f A s s e l s I n c o m e d ~ a g I(including ~st ~ s c ~ ) ~ning ~riod rc~ing ~i~ ~ .....o) [ (2)Place "~)" after e~h ~set Amount Type (e.g., Value Value T~ (e .g., Da~ " Value Gain Identi~ ofe x e m p t fr o m p r i o r d i s c l ~ u r e C~e 1 , d i v . , r c ~ t , C o d e 2 M c t h c ~ I b u y , ~ 1 1 , M o n t h - Code 2 ] Code I buyer/seller( A - H ) [ o r i n t . ) ( J - P } C o d e 3 r e d e m p t i o n ) D ay ( J - P ) : (A-H) ( i f p r i v a t e

1 8 8 . ACCOST #5 SEE PART VIII

1 8 9 . SEAGATE TECilNOLOGY A Dividend .I T1 9 0 . WEATHERFORD INTL LTD NEW CO None J TMMON STOCK1 9 1 ABB OTT LABORATORIES COMMON A Dividend Sold 8, /7 J ASTOCK192. AGCO CORP None J T B uy 1 2 / 2 J193. AK AMAI TECHNOLOGIES None J T B uy 7/10 J

194. ALKERMES INC COMMON STOCK (Y )1 9 5 . ALLIED W ORLD ASSURANCE CO tl A Dividend J TLDGS196. AMAZON COM INC COMMON STOCK None 3 T Sotd 3/6 J A(part)1 9 7 . AMGEN INC COMMON STOCK None J T1 9 8 . ANADARKO PETROLEUM CORP COM A Dividend J T Sold ZI7 J AMON STOCK (part)1 9 9 . APPLIED MATERIALS INC DELWARE A Dividend J TCOMMON STOCK200. ASML IILDG NV NEW Y ORK REG J T Transferred IZ29 Jfrom line 1121201. AT&T INC. A Dividend J T Buy 6 , , 1 2 J2 0 2 . ATLAS COPCO AB SPONS ADR NEW R None J T T r a n s f e r r e d 1 2 / 2 9 JPTSG CL B from line 1141203. AUTODESK INC. None J T204. AXA S.A. SPONS ADR None J T Transferred 1 2 / 2 9 Jfrom line 115)

P3 =g25,~.~1 - $50,~.~ P4 =More


16/27

|F IN A N C I A L D I SC L O S U R E R E P O R T N .... ~ r . . .. . R e p ~ . i o ~ [ a.,.orR.po. [Page 16 of 27 SIlL~GUSA, C t l A R L E S J . 5 / 1 2 / 2 0 1 0

V II. INVESTMENTS and TRUSTS - i .... ~ . value, , ...... lions (lnclud~ those of sp ....... d d e p e n d e m c h i l d m n ; s e e p p . 3 d - 6 0 o f f i l i n g i n s t r u c t i o n ~ )NONE (No reportab/e income, ~sels, or transaction.)

A. .... ~ .......... c~ ........... D .De~fipfion of As~ts I n c o m e d u r in g G r o s s v a l u e a t e n d o f Tr~s~fio~ during repo~iag ~od~i~luding ~sl ~sets) reporting p~od r e p o a i n g(0 (2 ) (I) ~ (2) O) (2) (3)

Place "(X)" gl~er e~h as~ A m o u B l T)~e (e.g.. Value :: V a l u ~ ~yp~ (e.g., D~ V a l u e Gain Identity of~x~mpt flora ~rior di~losure C o d e ] div., reB~ C o d e 2 :: M e t h o d buy, sell, M o n th - C~e 2 C o d e 1 buy~,"seller( A - I t ) o r i n t ) ( J - P ) [ C o d e 3 r e d e m p t i o n ) D a y (J-P) (A-t) ( i f p r i v a t e

205. BASF SE COMMON STOCK None J T T~nsfc~d 1 2 / 2 9 J( ~ ? o m l in e 1 1 6 )206. BED BATH & B EYOND COMMON ST None J TOCK207. BAKER ttUGH ES INC. A Dividend J T208. B ANK OF AMERICA CORP. A Dividend J T B uy 5 , , 20 J209. BARRICK GOLD CORP CAD Sold 5/19 J210, BERKSHIRE HATHAWAY INC CL B None J T B uy 3/122 1 I . BlIP B ILL]TON LTD SPONS ADR None J T B uy 1 2 / 2 3212. BIOGEN IDEC INC COMMON STOCK None J T213. BLACKROCK INC. A Dividend J T B uy 3/20 J

214. BOEING CO. A Dividend J T215, B P PLC SPONS ADR None J T Transferred 1~29 J(from line 117)216. B ROADCOM CORP CL A None J T217. CVS CAREMARK CORP A Dividend J T218. CABLEV ISION SYSTEMS CORP CO A Dividend J TMMON SSTOCK219. CANON 1NC ADR None J T Transferred 1 2 / 2 9 J(from line 119)2 2 0 . CARNIVAL CORP None J T B uy 3 / 3 1 J221. CATERPILLAR INC COMMON STOCK A Dividend Sold 9 _ / 3 J

P3 ~$25,~.~1 - $50,~,000 P4 =Mote ~


17/27

F IN A N C I A L D I SC L O S U R E R E P O R T ~ .... fPerson Reporting [ Date of ReportPage 17 of 27 S m ~ C U S A , C I I A R L E S J " I 5 ! 1 2 / 2 0 1 0

V II. INV ESTMENTS and TRUSTS - i ........ ~, , ....... , i o . , C t . c t . d ~ , h . . o o / s p . . .. . . ~ ~, ~i~.~.; ~.~ ~ ~-60~ NONE (No reportable income, assets, or ~ansactio~.)................ ~. B C. D.D c ~ f i p f i o n o f A s s e t s I n c o m e d u h n g Gro~ v~ue at end of Tr~cfioas during re~iag ~riod

(including ~t ~sets) reposing pe~od ~po~ing ~fiodPlace "(X)" a~er ~ch ~set [ A m o u n t T~e (e.g., V alue Value T~e (e.g., Date [ Value [ Gain Idcm~ of

e x e m p t f r o m p ~ o r d i ~ ! o s u r e : : C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y . s e l f . M o n t h - C o d e 2i (A-H) o r in t . ) ( J - P ) C~e 3 ~ d c m p t i o n ) D a y ( J - P ) [ (A-H) ( i f p r i v a t e(Q-w) [ ~n~cfion)

222. CELGENE CORP (X) None J T223. CHARMING SHOPPES 1NC COMMON None J TSTOCK224. CHEVRON CORP COMMON STOCK A Dividend Sold 6/24 J A225. CtlUBB CORP. COMMON STOCK A Dividend J T

226. CISCO SYS INC COMMON STOCK None J T227. CIRRUS LOGIC INC. COMMON STOCKtY )228. CITRIX SYSTEMS INC (X) None J T229. COCA-COLA CO. COMMON STOCK A Dividend J T230. COMCAST CORP CL A COMMON ST A Dividend J TOCK231. CONOCOPHILLIPS A Dividend J T B uy 8 / 2 4232. COVIDIEN LTD A Dividend J T233. CREE INC. None J T B uy 1 /62 3 4 . CRII PLC ADR - USD None J T Transferred 1 2 / 2 9 J(from line 118)235. DANONE SPONS ADR None J T Transferred 1 2 / 2 9 J(from line 122)2 3 6 . DEERE & CO. None J T B uy 1 2 / 3 J237. DEERE & CO. B uy 1 2 1 4 J(addl)238. DELL COMPUTERS CORP COMMON Sold 1 / 2 9 JSTOCK

I. Income Gain Codes: A =$1.000 o less B = SI,001 - $2,500 C =52.501 - $5,0~0 D =$5.001 - $15,010 12 =$15,001

P3 =$25,000,001 - $50,000,000 P4 =Mote than $50,000,000


18/27

Name of Person Reporting Date of Repor tPageFINANCIAL18 of 27 DISCLOSURE REPORT S [ R A G U S A , C II A R L E S J . 5 / 1 2 / 2 0 1 0

V II. INV ESTMENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g G ro ss v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p ~ r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t : ; ) r e p o r t i n g p e r i o d r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t , T y p e ( e . g ., Value Value T y p e ( e . g .. / , Date Value G a i n I d e n t i t y , o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I i d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l. l [ M o n t h - ! C o d e 2 C o d e I b u . ~ e r i s e l l e r( A - H ) i o r i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) i D a y ( J - P ) I A - H ) ( i f p r i v a t e: ( Q - W ) :: transaction)

239. DEVON ENERGY CORP NEW A Dividend J T B uy 8 / 1 I J240. DIAGEO PLC SPON ADR - NEW None J T Transferred 1 2 / 2 9 J(from line 120)241. DIRECTV CL A (X) None J T242. DISCOVERY HOLDING COM CL A None J TCOMMON STOCK243. W ALT DISNEY CO. COMMON S2rOCK A Dividend J T244. DOLBY LABORATORIES INC CLASS A None J T(x )245. DOVER CORP. A Dividend J T246. EBAY INC. None J T247. El DU PONT OE NEMOURS & CO COM Sold 1 /7 JMON STOCK248. EMERSON ELECTRIC CO COMMON A Dividend J TSTOCK249. ELECTRONIC ARTS COMMON STOCK None J T

250. ERICSSON LM TEL CO CL B ADR NEW A Dividend J T(x )2 5 1 . EXPEDIAINCCOMMONSTOCK None J T252. EXXON MOBIL CORP. COMMON ST A Dividend Sold 8/I0 J AOCK253. FIRST SOLAR INC. (X) None J T254, FLUOR CORP NEW A Dividend J T255. FOREST LABORATORIES INC. COMMO None J TN STOCK

P 3 = S 2 5 , 0 ~ . ~ I ~ 5 0 . ~ , ~ 0 P4 =More ~ $ 50,~0,~


19/27

Ia m o f P e r s o n R e p o r t i n g I D a t e o f R e p o r tFINANCIALpage 19 of 27 DISCLOSURE R E P O R TN O N E (No reportable income, assets, or transactions.)

A. B . C. D.D e s c r i p t io n o f A s s e ts I n c o m e d u r in g G r o ss v al u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p ~ : f i o d( i n c l u d i n g t m s t a ~ s e t s ) r e p o r t i n g p e r i o d reporting peric:d .........

P ! a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l T y p e ( e . g ., Value [ Value T y p e ( c . g . , D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e t C o d e I d i v . , r e n t , C o d e 2 [ M e t h o d [ buy, sell. M o n th - I C o d e 2 C o d a 1 buyer/se er( A - H ) o r i n t . ) ( J - P I i C o d e 3 [ r e d e m p t i o n ) D ay i ( J - P ) ( A - H ) { i f p r i v a t e{ Q - W 1 i : t r a n s a c t i o n ~

256. FRANKLIN RESOURCES A Dividend J T257. FREEPORT & MCMORAN COPPER & None J T B uy 2/20 .lGOLD CL B258. GAP INC. DE1,AWARE A Dividend J T2 5 9 . GENENTECII INC COMMON STOCK Sold 3/262 6 0 . GENERAL ELECTRIC CO COMMON A Dividend J TSTOCK2 6 1 . GENZYME CORP GENERAAL DIVIS None J TION COMMON STOCK262. GLAXOSMITtlK LINE PLC SP ADR COM None J T Transferred 1 2 1 2 9 JMON STOCK (from line 121)263. GOOG LE INC CLASS A None J T264. GRUPO TELEV1SA SA DE CV SPON A None J T Transferred 1 2 / 2 9 JDR (from line 123 )265. HALLIBURrON CO HOLDINGS CO A Dividend J T266. HESS CORP A Dividend J T Buy 8 /5267. HOME DEPOT INC. COMMON STOCK A Dividend J T Sold 5 / 2 8lpart)26S. IIONDA MOTOKCO LTD ADR NEW None J T Transferred 1 2 , 2 9from line 125)269. HONEYW ELL INTL INC COMMON S A Dividend J TTOCK270. HONG K ONG & CttINA GAS SP ADR None J T Transferred 1 2 / 2 9(liom line 126)2 7 1 . HSBC tILDG PLC SP ADR NEW None J T Transferred 1 2 / 2 9from line 124)272. IIUTCttlSON W IiAMPOA LTD- ADR None J T Transferred 1 2 / 2 9from line 127)

P] =$25,~.~1 - $50.0~.~0 P4 =More ~


20/27

F IN AN C IAL D ISC LO SUR E R EPO R T N .... fPer~on Report ing [ Dale of Report IIage 20 of 27 SIRAGUSA, CilARLES J. 5/12 /2010V I I. I N V E S T M E N T S a n d T R U S T S - i.como. ,,ol ......... ,io.., (Includes those af sp ...... d dependent children; see pp. 34-60 of filing instruction~.)

D NONE in c o m e, or transactions,)N o reportable aSS~Is,A. B. C. D.

Description of Assets Incom e during G ross valu e a t end of Iransact~ons during rcperting period(including trust ~sets) tcpe rting period reporting period

i (I) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place " (X)" af ter each asset i Amount Type (e.g., V alue V alue Type (eg . . l Date Va l ue Gain Identity ofI Code 1 I div., rent, Code 2 Method buy, selL i Mon th - Code 2 Code I buver/sellerexem pt f rom prio r d isclosure ~ -i (A-H) or int.) (J-P) Code 3 redempt ion) I Day (J-P) (A-H) (if private(Q -W) i tr~msaction)

273 . ING GROEP NV SPONS ADR None J T B uy 12117 J

274. ING GROEP NV SPONS ADR Transferred 12/29 J(from line 129)275. INTEL CORP COMMON STOCK A Dividend J T

276. INTL BUSINESS MACIIINES CORP CO A Dividend Sold 5 /5 J AMMON STOCK2 7 7 . ISIS PHAILMACEUTICALS COMMONSTOCK (Y )278. JP MORGAN CIIASE & CO COMMON A Dividend J TSTOCK279. JOHNSON & JOHNSON COMMON ST A Dividend J TOCK280. JONES LANG LASALLE INC. A Dividend J T B uy 6 / 1 1 J2 8 1 . JUNIPER NETWORK S None J T

2 8 2 . KEYCORP- NEW A Dividend J T B uy 6 , 4 J2 8 3 . KONINKLIJKE PItlLIPS ELECTRONICS None J T Transferred 1 2 , Q 9 J(from line 130)i2 8 4 . KRAFT FOODS INC COMMON STOCK A Dividend Sold 4/6 J2 8 5 . L 3 COMMUNICATIONS IILDGS INC. A Dividend J TCOMMON STOCK286. LIBERTY G LOBAL INC. CLASSA(Y)287. LIBERTY GLOBAL INC. SER C Sold 6/4 J

288. LIBERTY MEDIA CORP. ACOMMONS None J TTOCK2 8 9 . LIBERTY MEDIA ttLDG CORP CAP SERA (Y)


21/27

Nam e of Person Reporting Date of ReportPageFINANCIAL21 of :27 D I S C L O S U R E R E P O R T I SIRAGUSA, CilARLES J. 5/12/2010

V II. INV ESTMENTS and TRUSTS - i . . . . . . . . . , m e , , r a n ~ . . i o n ~ a . . t ~ e s , ~ o ~ o f ~ r . . .. . . ~ ~ , ~ , ~ , ,n ~ . ~ ~ - ~ r ~ . ~ 4 - ~ o~ NONE income, assets, or transactions_)~o reportablel~fiption of As~ I n c o m e d u r i n g G r o ~ s v a l u e a t e n d o f T~cfions dur ing r edo ing(~cluding ~sl ~sets) re~ing period ~po~ag pefi~ . .~_ _

P I ~ e " ( X ) " a f t e r ~ h a s s e t A m o u n t T~ (e.g., V a lu e V a lu e T y p e ( e . g . , D a t e ~ V a l u e G a in Id e n t ib " o fCode I . buyer/sellere x e m p t f r o m p r i o r d is c l o s u r e d i v . , r e n t , C od e 2 MetE~ buy, ~[L Month- [ C o d e 2 C~e I( A - H ) ~ o r in t .) ( J - P ) C o d e 3 r e d e m p t i o n ) D a y ( J - P ) ~ (A-H I ( i f p r i v a t e" [ ( Q - W ) ~ t r a n s a c t i o n )

290. LIBERTY MEDIA CORP SEK A LIBERTY ENTERTAI~ENT (Y)2 9 1 . MAB EL INC DE A Dividend J T B uy 1 0 / 1 5 J

292. MCDERMOTT INTERNATIONAL INC. None J T293. MCKESSON CORP A Dividend Sold 7 / 1 5 J A

294. MERCK & CO INC. A Dividend J T295. IvlETILER TOLEDO INTL INC None J T Transferred 1 2 , , 2 9 J(from line 131)296. M1CROSOFTCORP COMMON STOCK A Dividend J T297. M1TSUI~ISHI UFJ FINANCIAL GROUP None J T Transferred 1 2 / 2 9 JINC ADR (from line 132)298. MURPIIY OIL CORP (Y)

299, NASDAQ OMX GROUP INC. None J T300. NATIONAL OILWELL V ARCO INC IX) A Dividend J T301. NESTLE A SPONSORED ADR None J T Transferred 1 2 / 2 9 J(from line 134)302. NEW S CORP CLASS B COMMON ST None J T Transferred 1 2 / 2 9 .1OCK (from line 135)303. NIPPON TEL & TEl, SPON ADR None J T Transferred 1 2 / 2 9 J(from line 136)3 0 4 . NOK1A CORP SPONSORED ADR None J T Transferred 1 2 / 2 9 J(from line 137)305. NOMURA HOLDINGS INC ADR None J T Transferred 1 2 / 2 9 J

(from line 138)306, NORTHROP GRUMMAN CORP A Dividend J T B uy 3 . . " 2 5 J

P3 =125,0~,~1 - $50,~,~0 P4 =More ~ $50.~.~


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Ia m e o f P e r s o n R e p o r t i n g I D a t e o f R e p o r tPage FINANCIAL22 of 27 DISCLOSURE REPORT [ SIRAGUSA, CIIARLES J.[

5 / 1 2 / 2 0 1 0

V II. INVESTMENTS and TRUSTS - i .... e , val .......... tions (Includes those of spou .... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 -6 0 o f f il i n g in s t r u c t i o n s . )[ N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s c t s I I n c o m e d u r i ng G r o s s v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) : r e p o r lm g p c - n o d r e p o r t i n g p e r i o d

(1 3 (2 ) (l} (2) (1 ) (2) (3)P l a c e " ( X ) " a f t e r e a c h a s s e t ; A m o u r ~ t T y p e ( e . g .. Value Value T y p e ( e . g .. D a t e Va lue Ga in I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t , C o d e 2 M e t h o d b u y . s e l l, M o n t h - [ Code 2 Code buycr,sdler( A - t l ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) D a y i (J-P)( Q - W )

307. NOV ART1S AG ADER COMMON STO A Dividend J T Transferred 1 2 / 2 9CK (from l ine 139)308. NOVELLUS SYS INC. Sold 1 2 / 3 1

309. NOV O-NORDISK A S ADR None J T Transferred 1 2 i 2 9 J(from ne 140331 0. NUCOR CORP IX) A Dividend J T311. NV IDtA CORP None J T

131 2. ORIX CORP SPONS ADR None .I T Transferred 1 2 / 2 9i! (from line 141)i313 . PALL CORP COMMON STOCK A Dividend ,~ T314. PEPSCICO INC COMMON STOCK A Dividend J T315. PETROBRAS None J T Transferred 1 2 . / 2 9 J(from line 143)316. PFIZER INC COMMON STOCK A Dividend Sold 7 !9 J(part)3 1 7 . PFIZER INC CO!v lMON STOCK Sold 7/10 J3 1 8 . PROCTER & GAMBLE CO COMMON A Dividend J TSTOCK

3 1 9 . QUALCOMM INC. A Dividend .! T320. RAYTIIEON COMPANY NEW A Dividend Sold 3 , 2 3 J A3 2 1 . RIOTINTO PLC - GB P None J T Transferred 1 2 / 2 9 J(from line 1453322. ROCHE HLDG LTD SPON ADR A Dividend J T3 2 3 . SAFEWA INC NEW A Dividend J T B uy 8/28 J

P] =~25,~.~1 - 350.~.~0 P4 =M~e than $50,000,~


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FINANCIAL DISCLOSURE REPORT .~.~ o f P e r s o n R e p o r t in g ] D a l e o f R e p o r tPage 23 of 27 SIRAGUSA,

N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ~ s Income during ] Gross value a t e~d of t Tt~ctions during re~rting ~riod{ i n c lu d i n g m L ~ t ~ S e t S ) : ~mng pen~ (2) i ~3) (4) (5 )

P l a c e " ( X ) " a R e r e a c h ~ s e t ] A m o u n tcxemp~ ~om prior ~losure ~ C o d e I d i v . . r e n t . ~ C~c 2 [ M e t h o d ~ b u y . s e l l. Mon~- C o d e 2 C~e I buyer/seller( A - H ) o r i n t . ) ( J - P ) ~ C~c 3 ~ d c m p ~ i o n ) D ay ~ { J - P ) ( A - H ) ( i f p 6 v a t i ~ ( Q - W ) t r a n ~ c t ~ o n )

324. SANDISK CORP COMMON STOCK None J T3 2 5 . SAP AG SPONS ADR - USD None J T Transferred 1 2 / 2 9 J(from line 148}326. SCHLUMBERGER LTD A Dividend J T

3 2 7 . SCtIW AB CHARLES CORP A Dividend J T B uy 1 / 2 9 J

3 2 8 . SEARS HOLDING CORP None J T Sold 1 1 / 2 5 J(part)3 2 9 . St"fIRE PLC ADR None J T Transferred 1 2 / 2 9 J(from line 149)3 3 0 . XTO ENERGY (X) Sold 8 / 1 1 J A

3 3 1 . SMITH & NEPIIEW PLC SP ADR None J T Transferred 1 2 / 2 9 J(from line 150)332. STATE STREET CORP COMMON ST A Dividend J TOCK333. SUNCOR ENERGY INC NEW None J T Transferred 1 2 . / 2 9 J(from l ine 152)334. TAIWAN SEMICONDUCTOR MFG CO A Dividend J TMMON STOCK33 5~ TELEFONICA SA SPON ADR None J T Transferred 1 2 / 2 9 J( l ~ - o m l i n e 1 5 3 )33 6. TESCO PLC SPONS ADR None J T Transferred 1 2 / 2 9 J(from line 154)3 3 7 . TEXAS INSTRUMENTS INC. COMMON A Dividend J TSTOCK33 8. TIME W ARNER. COMMON STOCK A Dividend Sold 2/19 J339. T O T AL S.A. SPONS ADR None J T Transferred 1 2 / 2 9ffrom line 155)34ff. TtL~,NSOCEAN INC. Sold 8 / 1 1 J

P3 =$25,~,~l - $50,0~,~ P4 =,More th~ 550,000,~


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F IN A N C I A L D I S C L O S U R E R E P O R T ~ .... f P e r s o n R e p o r t i n g [ D a t e o f R e p o r ~ IPage 24 of 27 S m A C U S A . C l tA R L E S a. [ 5 / 1 2 / 2 0 1 0V II. INV ESTMENTS and TRUSTS -i ......... l u e . t r ...... i o . , a . c t .a , ~ t n o s , o / ~ r . . . .. . a a , e e . a e , t r h i t a ....... pp. 34-bO of JHing instruction~)

NONE ~o reportable income, assets, or transactions.)~. n. - .....~.- .......... ~. - ..............Dc~dpt io==ofAs~ts [ l n c o m c d u d n g [ G r o s s v a l u c a t c n d o f ~r~sacf ionsdunngre~ng~r iod ,~repo rt ing ~i~

[reponin~ p~odi n c l u d i n g ~ s t ~ s s e t s ) ~ ...............................I (I) (2) (1) (2) 1 1 ) (2) (3) (4) (5 )P l a c e " ( X ) " M ~ e r e a c h a s ~ t : , A m o u n t T ~ p c ( e g . , ~ V a lu e V a lu e Ty~ (e.g,. D a t e Value ; Gain Identi~ of

e x e m p t ~ o m p r io r d i s c to s u ~ ] C o d e 1 div., renL ~ C o d e 2 M e t h o d buy, sell, M on th - Co de 2 ~ C~e I buycr!~ller~ { A - t O o r i n t . ) ( J - P ) C~e 3 r e d e m p t io n ) D a y (J-P) (A-H) ( i f p r i v a t e

341. T~ND MICRO INC SPON A D R N on e J T Transfc~ed 12f2 ; JI~om l ine 156)3 4 2 . T Y C O 1 N T L L T D N E W C O M M O N S T A Div idend J TO CK3 4 3 , T Y C O E L E C T R O N IC S A Div idend J T344. UBS AG (NEWI None .I T Transferred 1 2 / 2 9Ifrom line I I I )345. UNILEVER PLOC SPONS ADR NEW CO A Dividend J TMMON STOCK346. UNITEDHEALTH G ROUP INC. COM A Dividend J TMON STOCK347. UNITED OVERSEAS BANK LTD SPONS None J T Transferred 1 2 2 9ADR (from ne 157)348. UNITED PARCEL SERVICE CL B A Dividend Sold 1 2 / 8349. UNITED STATES STEEL CORP None J T B uy 1 2 i 2 2 J

3 5 0 . V ERIGY LTD Sold 1 1 [ 2 0351. V ERIZON COMMUNICATIONS COMM A Dividend Sold 6/12ON STOCK352. V ERTEX PIIARMACEUTICALS (X) None J T353. VODAFONE COMMON STOCK A Dividend J 1 , 3"ransl~rred 1 2 . ~ 2 9 JI(fromi n e 1 5 8 )354. W Ar,MART DE MEXICO SA DE None J T Transferred 1 2 . 2 9 Ji(from line 160)355. W ALMART STORES INC COMMON S A Dividend Sold 4/6 J ATOCK356. W EYER|IAELISER CO. COMMON STO A Dividend J T

CK3 5 7 . W ILLIAMS SONOMA INC. ()


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F IN A N C I A L D I S C L O S U R E R E P O R TI ~

~ Pe p o r ~ l u g . . . . ....[

D a l e o f R e p o r tPage 25 of 27 S ~ R A G U S A , C H A R L E S J . 5 / 1 2 / 2 0 1 0VII. INVESTMENTS an d TRUSTS - ~ ....... ~,,, t .......tionx (Includes those ,,f ,p ...... d dependent thildten; see pp. 34-60 of filing in.~trucdon~)

NONE ~o reportable income, assez~, or transactions.)-- A. -- ........... , .... ~ ...... " ...... ~. D.D~rlpfon of Assets [ Income dumng (;ro~ value at ~d of ~ "l~cfio~ during re~ing periled

( includ ing ~st ~sels) 1~ . repoaing ~fiod ~ p o m i n g _ . ~riod ~~ O) ~ ~2) ~) 2) [ (~ (2) (3) I (4) (~~Amoun~ : F~e (c.g., V alue V alue : Type (e.g., Dale Va l ue Gain ld~tiw ofPlace "(X)" a~er ~ch as~t ~ .exempt ~om pri~ discl~ur [ Co~ i div., ro~t, Code 2 Method buy, sell Mon~ - C~e 2 Code 1 buycr/sell~: (A-H) orint.) (J-P~ Code3 redempt ion) Day (J-P) (A-H) ( ifpriva te. ~ ~ ~nsacfion)

~ 358 . WVETH COMMON S~OCK A Dividend Sold 3/23 J A

359. YAH OO INC COMMON STOCK None J T B uy 3/20 J

360. ACCOUNT #6

361. SMITH BARNEY MONEY MARKET A Dividend M T Buy 8/22 K(addl)362. FIRST UNION CORP SUB NOTES None Redeemed 4/15 J


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Page 26 of 27 S m A C . L S A . C I IA R L E S J . 5 / 1 2 / 2 0 1 0

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. andlc~,,~a,*o/Rop,,O

1) ON MY 2008 FINANCIAL DISCLOSURE, I INADVERTENTLY NEGLECTED TO EXPLAIN THAT ON SEPTEMBER 15, 2008, B LACKROCKTECHNOLOGY FUND INSTITUTIONAL CLASS MERGED WITH BLACKROCK GLOBAL SCIENCE & TECH OPPORT PORTFOLIO CLINSTL.

2) ON NOV EMBER 4, 2009.1 EXCHANGED V ANGUARD AGGRESSIV E AGE-BASED OPTION GROW TIt PORTFOLIO FOR DW EVELOPEDMARKETS INDEX PORTFOLIO.3) Tills IS A SEP ACCOUNT AND THE 2008 CONTRIBUTION W AS PLACED INTO A BANK DEPOSIT PROGRAM.4) ON 12~29/09 THE ASSETS IN ACCOUNT #3 W ERE TRANSFERRED TO ACCOUNT #5


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Name of Person Reporting ] D a l e o f R e p o r ~FINANCIAL DISCLOSURE REPORTSmAGUS.~, , CHARLES J.

[5/12/2010Page 27 of 27

IX. CERTIFICATION.I cer tify that a ll information given above ( including information perta ining to my spouse and m inor or dependent children, if any) isaccurate , true, and com plete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable sta tutoryprovisions permitting non-disclosure .I fur ther cer tify that earned income from outside em plo.~ent and honorar ia and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et . seq., 5 U.S.C. 7353, a nd Judicial Conference regulations.

Signature~

NOTE: ANY" INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail s igned original and 3 ad ditional copies to:

Commit tee on Financ ia l Disc losureAdministrative Ofiice of the United States CourtsSuite 2-301One Colum bus Ci rc le , N.E.W ashing ton , D.C. 20544

Charles J Siragusa Financial Disclosure Report for 2009

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