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Transcript of CBFA 2014 - Paper for Submission - SL4 c
THE ABSENCE OF REDEMPTIVE MANAGERIAL BEHAVIORS IN SERVANT LEADERSHIP THEORY
Joseph J. Bucci, DBA, Assistant Professor & ChairBusiness, Leadership and Management Department; College of Arts and SciencesRegent [email protected]
Abstract
Research on redemptive managerial behaviors built a theoretical framework on scriptures commonly referenced in servant leadership theory by faith-based authors. In a study of 37 servant leadership theories, research found that in none of these approaches, did there appear to be any mention of, or relationship to, any aspect of ransoming, restoration, or redemption as referenced in two key scripture verses on which 9 of 15 scripturally-based servant leader models are built. A future paper would go into much more depth on the subject. Contained herein are a number of tables which were referenced in the subsequent research.
Introduction
Matthew 20:28 “For even the Son of Man came not to be served but to serve others and
to give his life as a ransom for many” (NLT).
Mark 10:45 “For even the Son of Man came not to be served but to serve others and to
give his life as a ransom for many” (NLT).
Huizing (2011) cites Beeley and Britton (2009) describing the surge of interest in
leadership theory as a recognition of the absence of real leadership in both the church and
in society (Beeley and Britton, 2009). In recent history faith-based authors, following
under the authority of Jesus Christ as the spiritual head of the Church, and by extension
the academic institutions representing His philosophy (Colossians 1:18, Ephesians 5:23),
have strongly identified with the leadership style of their Teacher and Lord (John 13:13
NLT). This has meant for many codifying the leadership model of Jesus (Blanchard and
Hodges, 2003).
Some contemporary descriptions of the leadership style of Jesus have included the
following:
• Jesus the Selfless Leader (Kimball, 1977)
• Jesus, CEO (Jones, 1995)
• Jesus the Strategic Leader (Martin, 2000).
• Jesus: Shepherd Model of Leadership (Starling, 2009; Foster, 2010)
Some other faith-based authors have expressed that the leadership style of Jesus is more
akin to Spiritual Leadership (Sanders, 2007); or even Loving Leadership (Hettinga,
1996). Finally some researchers and authors have suggested that the purest form of
leadership demonstrated by Jesus was that of Servant Leadership (Blanchard and Hodges,
2003; Harris, 2010; Grahn, 2011, among many others).
Northouse (2013), writing in his sixth edition, notes that although the origins of servant
leadership theory are found in the writings of Greenleaf (1970), there were some three
decades following Greenleaf’s original writings in which servant leadership existed as
loosely defined characteristics. Greenleaf’s concepts have more recently been embraced
and amplified both by academic authors and trade publications; as well as faith-based
authors who perceived a strong connection between servant leadership practices and the
life of Jesus Christ (Russell, 2003; Blanchard and Hodges, 2003).
The scripture verses referenced in this paper’s introduction are foundational in many of
the more contemporary examinations of servant leadership by faith-based authors
(Wilkes, 1998; Blanchard, Hybels, and Hodges, 1999; Akuchi, 1993; Krejcir, 2005;
Leyhee, 2013; Maxwell, 2007; Russell, 2003; Purdy, 1989 Taylor, 2004). The above
verses also provided a framework for leadership research conducted by this author, in
seeking to identify where this practice of redemption leading to restoration might exist in
the management literature. In this regard, the author noted that the writings of both faith-
based and non-faith based authors have challenged the contemporary manager to consider
the value proposition of pursuing redemptive leadership interventions based on the
mission of Christ Himself (Grahn, 2011); or by another the fulfillment of the mission of
Isaiah’s suffering servant (Russell, 2003). Both streams of research seek to inspire
management action based on the pronounced mission of Christ, as captured in the
aforementioned verses: “For even the Son of Man came not to be served but to serve
others and to give his life as a ransom for many” (repeated as Matthew 20:28 and Mark
10:45). It seems that the core of what these verses portray to many faith-based leadership
authors is that to be like Christ, a manager is to act selflessly but also to act redemptively.
So the author pursued a review of servant leadership research theories in order to identify
which theories contained either or both of these specific verses as a part of their
foundation, in pursuit of operationalizing prior research on redemptive managerial
behaviors (Bucci, 2011; Bucci, 2013). The purpose of the review was to find
commonalities with data from related leadership theory, in order to determine whether
the managerial behaviors identified in the original research study by this author were
unique unto themselves, or whether these behaviors could be established characteristics
or traits found in a broader historic leadership theory. In order to move from a
theoretically-based inquiry to a more empirical study, further research needed to be
conducted seeking to operationalize the theoretical construct. The goal of
operationalizing is to specify the procedure to be able to accurately measure the abstract
theory (Leggett, 2011). Therefore a consideration was made that, drawing its purpose
from the same set of scripture verses, perhaps the author’s “new” research would not be
new or unique at all, but perhaps be a subset of existing research on Servant Leadership.
After an initial review of 20 Servant Leadership theories and their associated dimensions
(Rohm, 2013), it appeared that one of the following three approaches had been taken with
regards to the use of these specific verses as foundational in Servant Leadership theory:
either the Servant Leadership theory had no connection at all to the specific scripture
verse; or the Servant Leadership theory cited only the first part of the verse or related
verses only; or the theory stated as a part of its theoretical foundation the entire verse(s).
Two studies were conducted: one reviewed 37 Servant Leadership models and 381
dimensions of Servant Leadership theory (See Appendix 2); while the second focused
exclusively on the 15 scripture-based Servant Leadership models containing 104 separate
dimensions or characteristics of Servant Leadership. The author followed a Qualitative
Comparative Analysis using truth tables (Ragin, 1987 and 1999). The results suggested
that in none of these approaches, in a review of the dimension of servant leadership from
two significant collections (Rohm, 2013; Peltz 2013), does there appear to be any
mention of, or relationship to, any aspect of ransoming, restoration, or redemption as
referenced in these two specific scripture verses: “For even the Son of Man came not to
be served but to serve others and to give his life as a ransom for many” (repeated as
Matthew 20:28 and Mark 10:45). In the case of the 15 scripture-based Servant
Leadership models containing 104 separate dimensions or characteristics of Servant
Leadership, only one dimension out of 104 studied closely matched a behavior identified
in the selective coding results from the research on redemptive managerial behaviors
(Bucci, 2011).
This paper was written to question the absence in scripturally-based Servant Leadership
theories of any dimensions related to any aspect of ransoming, restoration, or redemption
as referenced in these two specific scripture verses; and to give rationale for why this
omission should be studied further.
Support for Redemption as a Managerial Skill
Our knowledge of redemption is contextualized in the redemptive work of Christ on the
cross, and the expression of this transformed life seems more familiar to congregational
life in a church setting, or a personal interaction when seeking restoration among
individuals. In the Bible, redemption is considered from the perspective of the process
and how it transforms persons who allow the process to work in them (Elwell, 2001).
The call for transformation made by Jesus was conducted not only in religious settings
but more often in the marketplace, among tradespersons; and much of the New Testament
was written by marketplace leaders like Dr. Luke, tax official Matthew, tentmaker Paul
and the owners of a fishing business (Peter, James and John). Finding its context in the
social, legal, and religious customs of the ancient world, the metaphor of redemption
includes the ideas of loosing from a bond, setting free from captivity or slavery, buying
back something lost or sold, exchanging something in one's possession for something
possessed by another, and ransoming (Elwell, 2001). It is a natural extension of this
practice that a valid and valuable effort be made by faith-based leaders both within and
outside of the church to follow the pattern of Jesus and invest in individuals with
weaknesses by seeking to restore them to useful service, both for the work of the
kingdom of God and for future success in life. This task admits that weaknesses are real,
and by acknowledging the need for assistance in overcoming weaknesses individuals will
receive the help and the training they need to again add value to the world around them,
and likewise continue the process themselves with other such individuals.
In the workplace, studies suggest that as many as 75% of employees have engaged in
some form of theft, fraud, embezzlement, vandalism, sabotage, and unexcused
absenteeism or otherwise harmed their employer (Harper, 1990; Hayes 2008). Since the
earliest days of management practice in organizations, managers have traditionally
experimented with a variety of forms of employee discipline in dealing with aberrant
terminal workplace behavior, to correct behavior and to redeem the investment made in
this employee. Conventional approaches for handling terminal employee behavior
recommend that managers talk to their subordinates about the problem behavior first
(Yukl, 2002). If this approach is not initially effective, the manager generally follows
three recommended paths: pursue progressive discipline with the employee up to and
including termination should the behavior not be redirected; reassign the employee; or
dismiss the employee outright if they are an “at-will” employee (Termination Procedures,
2005).
In the past, redemption in the form of employee reinstatement after termination was a
rare occurrence (Darnay, Magee, and Hillstrom, 2007). Whether due to negative cultural
mores or prohibitive employment policies, the practice of employee reinstatement was
discouraged, and terminated employees would therefore seek to find success in another
position at another firm (Darnay, Magee, and Hillstrom, 2007). But this practice of
separation from one job and then seeking employment elsewhere is changing, as
employers are not as free to dismiss workers at-will, while employees attempt to maintain
employment and seek due process in terminations (Hill, 1997). Activity to seek
reinstatement has become much more common (Darnay, Magee, and Hillstrom, 2007).
In recent history, more employees have confronted involuntary termination for cause and
sought reinstatement. In a unionized environment this appeal for reinstatement might
occur through an arbitrated reinstatement after a grievance application, or a mediated
settlement as an alternative to litigation or arbitration (Darnay, Magee, and Hillstrom,
2007). In research cited in Labig, Helburn and Rodgers (1985), "the most frequent single
reason given by arbitrators for reinstating discharged employees was that in view of the
grievant's generally satisfactory record and the likelihood that he had 'learned his lesson,'
he was deserving of a second chance” (Stone, 1969). Outside of the unionized
environment, employees have begun to pursue reinstatement through wrongful discharge
suits and other common law remedies in the courts (Mandelbaum, 1993). A legal appeal
for reinstatement may occur as a perceived remedy for unjust dismissal (Taras and
Williams, 2000). There are also other types of reinstatements which occur as a voluntary
agreement between employer and employee. These reinstatements may occur as a result
of an employee successfully completing some treatment program requirement, such as an
Employee Assistance Program (EAP). Reinstatement may also be recommended after
the employee agrees to submit to a Last Chance Agreement, which suspends the typical
discipline or grievance process and stipulates that any additional terminal behavior on the
part of the reinstated employee will result in another immediate termination (Bamberger
and Donahue, 1999).
As much as reinstatement may be a rare occurrence as noted, even with the rise of more
compelling efforts by employees to retain their positions in dire economic conditions,
managers and organizations must also realize that all people are fallible, not perfect, and
need training and nurturing to be successful. There is a significant disconnect in thinking
that hiring involves drawing from a normal distribution curve (Blanchard, Zigarmi and
Zigarmi, 1985). Recruiting, training and retaining “winners” are all three demonstrated
to be critical competencies necessary in organizations, but are rarely a significant focus
(Sullivan, 2002). This is not simply a function of the Human Resources department.
Ultimately, managers must live with their own efforts at developing and retaining a
competent workforce (Yukl, 2002); and due to a “litigation explosion” may in fact deal
with arbitrations cases and employee reinstatement through one of the various means
identified (Walker and Hamilton, 2011).
Review of the Previous Research on Reinstatement and Restoration
Research on successful reinstatement of terminated employees had previously identified a
series of variables as predictive of the future success of reinstated employees. Yet in
reviewing some eighteen studies on the topic these variables did not consistently predict
under what circumstances a reinstated employee would find success upon reinstatement.
According to Bamberger and Donahue (1999), the findings of studies examining the
impact of discharge on employees' post-reinstatement behavior are often inconsistent and
conclusions are often hard to draw due to sampling and study design problems (Newhams
& McDermott, 1971; also Beyer & Trice, 1984; as cited by Bamberger & Donahue,
1999). Only four studies out of the eighteen examined were able to identify a small
number of employees who actually performed better after termination and reinstatement
(Jones, 1961; Newhams and McDermott, 1971; Gold, Dennis, and Graham, 1978). The
main focus in the case of all these studies was the effectiveness of reinstatement based on
terminated employee characteristics.
It appeared that prior to the author’s initial study no research had been conducted
assessing the impact of the manager’s leadership behaviors on post-reinstatement
employees. According to Banks and Stevens (1997), the manager’s role is perceived to
be one with a "sacred responsibility" towards their employee, to competently manage and
train their people for success (Banks & Stevens, 1997). It is the manager’s role and
greatest challenge to achieve optimum performance from all his/her people, and
challenging their employees towards a higher level of performance is a critical part of a
manager’s job (Furnham, 2002). To address the gap in the literature, the author
conducted research to identify observable management behaviors present in the
successful reinstatement of employees previously discharged for cause (Bucci, 2011).
The goal of this research project was to identify those redemptive managerial behaviors
which were most often observed in incidents of successful reinstatement and improved
performance by employees previously discharged for cause.
Twelve managers from ten different organizations were interviewed. The organizations
ranged in size from twenty employees to some two hundred thousand employees,
although the work groups from which the particular employee cases were drawn averaged
in size at about 40 employees. There were twenty-one employee reinstatement cases
reviewed in interviews with the twelve managers. Of the twenty-one cases, thirteen cases
met the minimum stated criteria for inclusion in the study, which included the following:
the case documented the circumstances where an employee had been disciplined, and
then terminated for cause. Then after a period of time, the company agreed to take back
the terminated employee and give them a “second chance” to perform to the required
standard. Once the employee was reinstated, in order for the case to be considered, the
reinstated employee needed to remain with the firm for a minimum of six months or
longer and exhibit the same or an improved level of performance, as observed by the
manager.
Of the thirteen employees successfully reinstated, six of the employees returned to the
organization and, according to the manager, exhibited the same performance they had
prior to their termination. For seven of the employees who were successfully reinstated,
after they returned to the organization they exhibited improved or much improved
performance, as observed by the manager. The research criteria did not require a specific
measure of improvement but only a report by the manager as to whether the employee
exhibited the same or improved performance. Some measures of the success of the
reinstatement were defined as employees who returned and remained with the firm for a
period of at least six months and demonstrated the same or an improved level of
performance, as observed by the manager, such as higher work attendance rate, reduced
or non-repeating absenteeism, lower turnover rates, and positive productivity.
This research on identifying redemptive managerial behaviors most often observed in the
successful reinstatement of employees previously terminated for cause demonstrated that
utilizing a redemptive approach in dealing with reinstated employee has the potential for
reduced costs in addressing turnover, hiring and potential litigation, as well as improved
organizational commitment (Bucci, 2011). Not only was a cost-benefit demonstrated in
this research; but also a strong alignment was demonstrated with Kingdom principles
such as the restoring an individual created in the image of God to a position of fulfilling
their calling, where the restored person could not only fully support their organization’s
mission, but they could also independently provide for their own and their family’s needs
apart from any external assistance (Plantinga, 2002).
The Case for Linking Redemption to Servant Leadership
There were a host of recommendations drawn from the major findings in the original
research on redemptive managerial behaviors (Bucci, 2011). One of the
recommendations for future research based on the finding in the study was to continue
conducting comparisons of the data results found in this study with historic leadership
theories to determine if there is evidence of a unique approach to leadership evident in
the data, or whether these results and subsequent leadership behaviors mirror any current
leadership theory, or whether the previous research would be validated as a subset of an
existing theory, and then in what ways does the data compares and contrasts to an
operationalized theory. Firestone (2010) cautions that the process of seeking to
generalize qualitative findings to settings other than those studied has come under
increasing criticism (Firestone, 2010). Generalizing from any data results can be
problematic; and this method it requires an adaptation which cannot always be fully
justified (Firestone, 2010). Firestone cautions that the effort to generalize allows readers
to assess this process with care. He also opines that qualitative researchers can conduct
this process and strengthen their results following certain guidelines (Firestone, 2010).
Seeking linkage to Servant Leadership theory seemed a natural focus as a follow up to
the author’s previous research for a number of reasons. First off, servant leadership
theories with a Biblical perspective often quote the same scripture as referenced above,
either Matthew 20:28 or Mark 10:45 (NLT): “For even the son of man came not to be
served but to serve others and to give his life as a ransom for many.” Please see Russell
(2003); Blanchard and Hodges (2002); and others. Secondly, according to Northouse,
servant leadership as a theoretical leadership theory considers leadership from the point
of view of the leader and his or her behaviors (Northouse, 2011). Since the previous
research has as its objective a focus on manager behaviors evidenced in the reinstatement
of employees terminated for cause, a review of these redemptive managerial behaviors
seem to be something which would align with Servant Leadership. Thirdly, in a
summary review, some of the identified characteristics of servant leadership bore some
resemblance to coded categories of discussion in the managerial interviews.
Northouse (2013) lists both the positive strengths and limitations of the servant leadership
research to date. For strengths, the stream of research includes a strong ethical dimension
to, and a concentrated focused on putting followers first. Northouse says it is the only
leadership approach that builds on the idea of caring for others (Northouse, 2013).
Northouse has also identified some limitations of this stream of research. The most
notable is the variety of hypotheses, including traits, and abilities, and behaviors
(Northouse, 2013). Yet Servant Leadership research has advanced to a level of
sophistication where scales have been developed to assess the various behaviors with an
ever improved level of validity (Dennis and Bocarnea, 2005; van Dierendonck and
Nuijten, 2011).
So the author’s original intent was seeking to move towards operationalizing the
construct from the original research on redemptive managerial behaviors.
Operationalization will allow for a clear path to quantifying the concept and allow other
researchers to follow the same methodology. So the object of this analysis is to go
beyond mere linkage with servant leadership due to its affiliation with similar scripture
verses. The goal is in fact to determine if the construct from the author’s original
research was merely a subset of theoretical research previously conducted, or if there
might be something unique and heretofore not identified in the research.
Conducting the Initial Analysis
Since the previous research has as its objective the identification of those redemptive
managerial behaviors which were most often observed in incidents of successful
reinstatement and improved performance by employees previously discharged for cause,
the servant leadership focus on manager behaviors seems to give the analysis a stronger
basis from which to conduct analytic generalization, as described by Firestone (2010).
So the intention of this current paper is to conduct some preliminary research as
described by Firestone (2010) and Ragin (1987 and 1999) comparing behaviors with
behaviors. The comparative analysis is basic, with each comparative cell representing
either a 1 or a 0 (Ragin, 1999). Therefore the focus of the comparative analysis would be
the entirety of servant leadership theory dimensions. What dimensions or variables exist
that describe or summarize servant leadership behaviors? Further research will then be
conducted on servant leadership models that specifically reflect in their foundation the
specific scripture verses identified.
To begin this analysis, two lists of servant leadership dimensions were reviewed. The
following lists are titles for dimensions or variables identified by authors for various
Servant Leadership theories. While the titles alone are not illustrative of their full
definitions, they are somewhat representative of the scope of the practices and behaviors
which define the theory:
Servant Leadership Variables Found in the Literature (Farling, Stone and Winston, 1999).
In this early research, the authors determined that the literature on servant leadership
identified the following consistent dimensions or variables in the servant leader-follower
transformational model:
1. Vision (Bennis, 1997; Bennis & Nanus, 1985; Burns, 1978; Greenleaf, 1977, 1996; Kouzes & Posner, 1993; Nanus, 1992; Snyder, Dowd & Houghton, 1994; Srivasta, 1983)
2. Influence (Bass, 1990; Festinger, 1954; Johnson & Eagly, 1989; Rokeach,1973)3. Credibility (Bass, 1990; Clampitt, 1991; Kouzes & Posner, 1993; McCroskey, 1966)4. Trust (Gaston, 1987; Greenleaf, 1977; Kouzes and Posner, 1993; Mayer, Davis &
Schoorman, 1995; Schein, 1992; Sitkin & Stickels, 1996; Snodgrass, 1993)5. Service (Akuchie, 1993; Gaston, 1987, Greenleaf, 1977; Snodgrass, 1993)
Fourteen years later in his dissertation research Rohm (2013) identified twenty different
Servant Leadership models and assembled a consolidated list of dimensions of Servant
Leadership. First, the list of the 20 models, follow by the consolidated list of dimensions
(Rohm, 2013):
Table A:List of Servant Leadership Models and Number of Dimensions (Rohm, 2013)
Servant Leadership Models by Author # of Dimensions Graham (1991) Spears (1995) Farling et al. (1999) Laub (1999) Russell & Stone (2002) Dennis & Winston (2003) Patterson (2003) Wong & Page (2003) Ehrhart (2004) Reinke (2004) Whittington et al. (2006) Dennis & Bocarnea (2005) Barbuto & Wheeler (2007) Liden, et al. (2008) Sendjaya et al. (2008) Fridell et al. (2009) van Dierendonck & Nuijten (2011) Fields & Winston (2011) Reed, Vidaver-Cohen, & Colwell (2011) Mittal & Dorfman (2012)
5 10 5 6 9 3 7 7 7 4 4 5 5 7 6 4 8 1 5 5
Table B:Consolidated List of Servant Leadership Dimensions from 20 Models (Rohm, 2013)
Accountability Empowerment Provides leadership Altruism Emulation of leader
Facilitative environment Putting subordinates first
Appreciation of others Follower affirmation Relationships Authenticity Foresight Responsible morality Autonomy Awareness
Forgiveness Self-sacrifice
Behaving ethically Healing Servant leadership Building community Honesty Service Commitment to growth Humility Shares leadership Conceptual skills Influence Stewardship Consensus building Inspiring leadership Standing Back Courage Integrity Transcendental
spirituality Covenantal relationship Love Transforming influence Creating value for others Listening Trust Credibility Modeling Values people Daily reflection Participatory leadership Vision Develops people Openness Voluntary subordination Drive sense of self worth Organizational
stewardship Vulnerability
Emotional healing Other-centered Wisdom Empathy Pioneering
In a visual inspection of the Consolidated List of the 20 Servant Leadership models above
(Rohm, 2013), none of the models seems to support or mention the main theme of the
author’s prior research, which is redemption or restoration. There may be hints of it from
which we could draw inference to redemption, especially in light of brief definitions:
Empathy from Spears’ reflections on Greenleaf (1995); Responsible Morality from
Sendjaya, et.al, (2008); or Emotional Healing from Linden (2008). There are parallel
thoughts to the results of the author’s prior research, like Greenleaf’s (1970) “Healing” of
relationships. Sen Sendjaya and James Sarros (2002) discuss Servant Leadership and do
consider the impact of Biblical examples, including Jesus Christ, in discussing the
attributes of a servant leader model (Sendjaya and Sarros, 2002). In a later article,
Sendjaya, Sarros and Santora (2008) state that many more recent research and
publications describing Servant Leadership are connected with Christian faith-based
authors (see Banks and Powell, 2000; Blackaby and Blackaby, 2001; Ford, 1991;
Sanders, 1994; Wright, 2000). However, the actual trait or behavior of restoring an
employee is not mentioned; and there were no dimensions or varibales linked to the
Selective Coding categories identified in the author’s original research (Bucci, 2011), as
compared to Rohm’s (2013) consolidated list above, using Ragin’s analytic approach
(Ragin, 1999). See Appendix 3, Tables C and D for data analysis source.
Conducting a More Precise Analysis
It was determined that a more deliberate analytical approach would be taken in order to
move beyond a visual inspection and document the findings using the scientific method.
So a null hypothesis was proposed based on the results of the initial visual inspection to
determine if a link to the common scriptural context existed (Matthew 20:28 and/or Mark
10:45)
Null Hypothesis:
The characteristics or dimensions of the servant leadership theory constructed on
the same identified core verses will not represent any traits related to redemption,
restoration or ransoming subordinates to second chance opportunities.
Alternative Hypothesis:
The characteristics or dimensions of the servant leadership theory constructed on
the same identified core verses will represent traits related to redemption,
restoration or ransoming subordinates to second chance opportunities.
In order to move beyond simple visual analysis, studies were conducted following a
Qualitative Comparative Analysis using truth tables (Ragin, 1987 and 1999). The
comparative analysis is basic, with each comparative cell representing either a 1 or a 0
(Ragin, 1999). Peltz (2013) in his dissertation work documented the existence of 32
servant leadership models with a total of 345 identifiable dimensions or factors (Peltz,
2013). A list of Peltz’s (2013) servant leadership models with additional research from
this author results in a list of 37 servant leadership models with 381 dimensions or factors
which are listed in Appendix 2 (Peltz and Bucci, 2014). An analytical search of these 37
models and 381 dimensions resulted in zero (0) occasions where one of the 381 isolated
Servant Leadership dimensioned matched any of the proxy terms associated with
redemptive managerial behaviors: “redemption,” “redeem,” “reinstate,” “restoration”
(see Appendix 3, Table D). Therefore the null hypothesis is true and we fail to reject
it.
Further Analysis of Servant Leadership Models with The Specific Scripture Verses
Identified
In Appendix 1, this author then analyzed the 15 scripture-based servant leadership
models containing 104 separate dimensions or variables of Servant Leadership, using the
previous language describing these aforementioned practices and behaviors which define
the theory (Farling, Stone and Winston, 1999; Rohm 2013). The analysis looked for
evidence of dimensions or variable matching matching the terms “redemption,”
“redeem,” “reinstate,” “restoration.” None of the 15 scripture-based servant leadership
models had any dimensions which specifically matched or contained the aforementioned
terms. So again the null hypothesis is true and we fail to reject it. The author then
specifically focused on those scripture-based servant leadership models which contained
the specific scriptural link – Matthew 20:28 and/or Mark 10:45 (9 of the 15 models
contained these verses).
As previously mentioned, in all of the research linking servant leadership theories to the
key verses (Matthew 20:28 and/or Mark 10:45) it appeared that one of the following three
approaches had been taken with regards to the use of these specific verses as foundational
in Servant Leadership theory: either the Servant Leadership theory had no connection at
all to the specific scripture verse; or the Servant Leadership theory cited only the first part
of the verse or related verses only; or the theory stated as a part of its theoretical
foundation the entire verse(s). Examples of these three approaches follows:
Specifically Christ-centric SL theories: (use full reference Matthew 20:28 and/or Mark
10:45)
• Akuchie (1993) – “Christ forcefully drives home the lesson, that the only way to be a leader is to become a servant and the route to greatness is through humiliation” (p. 45).
• Russell (2003) - “The person who aspires to genuine servant leadership seeks to follow the footsteps of Christ.” No specific model or dimensions were spelled out in this article.
• Sullivan (2004) – “Why pick Jesus as a model for leadership? Jesus was able to create an “organization” using a very unlikely group of followers that has endured for over two millennia and has continued to grow worldwide in spite of fierce opposition, persecution and even martyrdom for its members” (p. 16).
Used first half or part of the verse and omitted the ransom/redemption piece:• VanTassel (2006) – In discussing his research on the servant-leadership model at a
Franciscan-sponsored university, bifurcated the verse, saying, “Christ Himself came to serve rather than be served.” Used this reference twice, only citing first half of the verse.
• Blanchard and Hodges (2003) discuss the following: “And once a leader's vision is clear, once the final exam is set up, then a leader initiates day-to-day coaching. You prepare people to be able to pass the final exam, to live according to the vision. Jesus said, ‘The Son of Man did not come to be served, but to serve’ (Matthew 20:28). And what did He come to serve? He came to serve the vision that He had been given by His Father.” Again we have an example of the authors only citing first half of the verse.
• Ebener and O’Connell (2010): [Servant Leadership] has been prescribed by many as the way to “lead like Jesus” (Mark 10:43-44; Matthew 20:27).
• Miller (1995): “Jesus was a man whose servant leadership powerfully declared itself. As a servant, He had submitted His life to God. In a similar way, we set free the real power of God’s leadership in our lives by surrendering our weakness to His power” (Matthew 20:27).
Christ-referenced or Christ-influenced models (references to Jesus but no Matthew 20:28 or Mark 10:45)• Sendjaya, Sarros, and Santora (2008): Under the dimension, Voluntary
Subordination, “This emphasis [for servant leaders] on ‘being’ is seen, for example, in Jesus when he described himself to his followers: ‘I am among you as one who serves’ (NIV Bible, Luke 22:27). Foster (1989) described Jesus’ actions as a form of voluntary subordination which is seen as a revolutionary act of will to voluntarily abandon oneself to others.”
The analysis then looked more deeply at the 15 scripture-based servant leadership models
containing 104 separate dimensions or variables of Servant Leadership for evidence of
dimensions or variable matching the Selective Coding categories identified in the
author’s original research (Bucci, 2011). Only one of the 104 dimensions listed in the 15
Scripture-based models matched specifically one of the Selective Coding categories
(0.96%). In only one model was one term found which closely matched one of the
Selective Coding categories: Sullivan’s Servant Leadership model (2004) exhibited on
dimension “showing compassion,” which was very similar to “expressed compassion” in
the Selective Coding results of the author’s original qualitative research (Bucci, 2011).
In the analysis of the 15 Scripture-based Servant Leadership models, with 104 possible
Servant Leadership dimensions or characteristics, there were only 4 other potential links
(2.8%):
• Sims, 1997: Uses power to solve things necessary for others. Not specific but inherent in the actions of the managers who “worked with organization to arrange for conditional reinstatement.”
• Laub, 1999: Values people. Not specifically mentioned but similar to “belief in value of employee.”
• Rardin, 2001: Empathetic. Not specifically mentioned but similar to “expressed compassion.”
• Wong & Davey, 2007: Right character –courage to confront grim realities, engage in honest evaluation of your progress with others’ help. Not specific but similar to several actions taken by the managers who successfully reinstated terminal employees.
Hermeneutical Argument
Many of the Servant Leadership models utilizing the specific scripture verses references
linking the research used either the entire reference verse or used the first half or part of
the verse and omitted the ransom/redemption piece. A case for using the entire verse and
not truncating the message concerns the use of the Greek word “kai” translated “and” in
many versions (NIV, NLT, NASB among many others) in the two key verses under
consideration (Matthew 20:28 and Mark 10:45).
The Greek word kai (καì) has many meanings. The first and most common of these is
copulative or connective. For students of hermeneutics this means someone reading and
applying this verse cannot properly interpret the verse by eliminating what follows the
kai. Depending on the context, one can read kai as “and,” “both,” or “and so, namely,”
expressing what comes as a result of the first part of the “x kai x” formula (Bauer,
Gingrich, Arndt, and Danker, 1979). Particularly in terms of linking two infinitives –
which are very often used to express purpose – making the “to serve” and “to give his
life” as parallel purpose clauses, it is illegitimate to separate the two (Blass, Debrunner,
and Funk, 1961). They are either coordinated by a copulative (each one is just as
important), or progressive (the first is significant, and the second even more so). In view
of the purpose nature of infinitives, a hermeneutics scholar contacted for this paper would
opt for the copulative/co-ordinate nature of both purpose clauses (J. Henderson, personal
communication, April 2014). There is also a very strong case to be made that “to give his
life as a ransom” is the way in which the first purpose (to serve) is specifically carried
out, and so fulfills the first purpose of “to serve;” in other words, “to serve, specifically
by giving his life as a ransom” (J. Henderson, personal communication, April 2014).
This therefore seems to provide strong disagreement with the practice of using the first
part of the associated scripture verses (Matthew 20:28 and/or Mark 10:45) omitting the
ransom/redemption piece, if the verse is to be clearly defined.
Discussion
Russell writes that “The person who aspires to genuine servant leadership seeks to follow
the footsteps of Christ” (Russell, 2003). This would seem to indicate that distinctive
servant leadership traits and behaviors reflect directly the life of Jesus Christ, a
controversial figure in history. If the focus of the theory is in the development of
leadership practices based on Christ’s servant attitude alone, then there is much synergy
with non faith-based models of Servant Leadership. This fact is not necessarily
acknowledged by many faith-based authors who have developed independent theories on
servant leadership without mentioning Jesus Christ (including Patterson, 2003; Barbuto
and Wheeler 2006; van Dierendonck and Nuijten, 2011); although a careful review of the
source research for these articles and surveys seems to suggest some strong support by
faith-based researchers. The linkage to the redemption and ransom work of Christ
hearkens back to His mission, stated in the key reference verses (Matthew 20:28; Mark
10:45) as well as in Paul’s writing, where the Apostle writes that Jesus, “gave Himself for
us to redeem us from every lawless deed, and to purify for Himself a people for His own
possession, zealous for good deeds” (Titus 2:13, NASB). This focus returns Christians to
the core of their faith, the substitutionary atoning work of Christ (2 Corinthians 5:14-15;
1 John 2:2). This perhaps becomes more difficult for application in a general
management approach and might then put limitations on utilizing the servant leadership
theory based not only on the servant life of Christ, but also on His substitutionary atoning
work on behalf of those He lead. It is unknown as to whether policies or practices within
the organization limited the manager’s ability to pursue more redemptive approaches
such as the previously highlighted process of reinstatement.
This as an initial research effort and by no means conclusive. Further research would
require us to go into the definitions of each of the servant-leadership dimensions, and
compare their terms and definition of specific terms with specifics that were discovered
in the research done previously by this author. Further work comparing the coded
categories from the axial coding exercise of the managerial interviews in the author’s
primary research could lead to more connectivity of thought or purpose which heretofore
is lost in terminology. This perceived absence or omission may not be significant based
on servant leadership theories emanating from the disciples of Robert Greenleaf or others
who looked at servant-leadership as a general leadership theory. The omission is
somewhat unnerving from those authors who cite the aforementioned specific reference
verses (Matthew 20:28; Mark 10:45) and yet focus the discussion more on the traits
related to service and leadership as distinct from the second half of the verse. The
omission is alarming from those theorists, especially the faith-based ones, who truncate
the verse and discuss only the first part. This is not good Biblical hermeneutic research,
and may not be as solid a research approach as well.
Conclusion
Huizing stated that Christians cannot rely only on general leadership theory in discerning
leadership that is Christ-like (Huizing, 2011). He admonishes that this is the point of
integration, where faith expressed under the governance of God will impact one’s
leadership point of view (Blanchard and Hodges, 2003). This supports this author’s
premise that bifurcating scriptural text to highlight aspects of Jesus’s earthly ministry and
building leadership theory around these concepts is not good hermeneutic practice, and
may lead to claims that the leadership models we ascribe to Christ are not fully
representing His leadership point of view, or fully grasping His mission here on earth. It
is not this author’s intent to suggest that in an effort to link Christian theology to tracks of
leadership theory we have supported theoretical research which is not valid. The growth
and impact of servant leadership research has helped substantiate this theory and
continued work on scale development has validated this approach (Northouse, 2013).
The author seeks an answer to this simple question: Can servant leadership as a
foundational theory in Christian practice be associated with the life and work of Jesus if
the concept and activities of redemption and restoration are not somewhere integrated?
This seems to be a serious debate that faith-based universities would consider relevant.
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Appendix 1: Scripture-based Servant Leadership Models – by Publication Date
Miller, C. (1995). The empowered leader: 10 Keys to servant leadership. Nashville,TN: B & H Publishing Group.
Scripture References: Matt 20:27, 11:29, 1 Samuel, 2 Samuel, Psalms. The book uses many scriptures however its main threaded theme is 2 Samuel. The word “restoration” used for the in Key 10 for the Restoration of Praise.
Model: 10 Keys to Servant LeadershipKey 1: Fostering an Honest Servant ImageKey 2: Seeing Yourself as a Leader: Learning the Art of Self-PerceptionKey 3: Networking and the Special Friends of a LeaderKey 4: Vision: Gathering It Up and Giving It OutKey 5: Decision: The Key to LeadershipKey 6: Defining, Structuring, and MotivatingKey 7: The Politics of Grace and the Abuse of PowerKey 8: Leadership: Coping with Difficult PeopleKey 9: Leadership: The Art of Delegation and Team SpiritKey 10: Surviving a Visible Mistake (seeking forgiveness for one’s own mistakes)
Pollard, C. W. (1996). The leader who serves. In F. Hesselbein, M. Goldsmith, & R. Beckhard (Eds), The leader of the future: New visions, strategies, and practices for the next era (pp. 241-248). New York, NY: Drucker Foundation.
Scripture References: EcclesiastesModel: 7 Roles of Servant Leadership
1. Committed2. Listen and learn3. Givers not takers4. Want to serve5. Promote diversity6. Provide a learning/growing environment7. Value-driven and performance-oriented
Sims, B.J. (1997). Servanthood: Leadership for the third millennium. Cowley Publications. Republished (2005) Wipf and Stock
Scripture References: Psalms, Matthew 5-7, Mark 10:35-45, 2 Corinthians 5, othersModel: Principles of Servant Leadership –
1. A learner who promotes sharing of vision2. A person who uses power to solve the thing that is necessary for others3. A person who promotes cooperation with the community4. A person who accepts other's opinions5. A person who communicates with others honestly6. A person who encourages others.
Wilkes, C. G. (1998). Jesus on leadership. Wheaton, Ill.: Tyndale House Publishers.Scripture References: Mt.20:28, Mark 10:42-45 and others.Model: Summary of Principles – Wilkes distills Jesus' approach to leadership into seven
principles (25-27):1. Humble your heart: Servant leaders humble themselves and wait for God to exalt
them.2. First be a follower: Servant leaders follow Jesus rather than seek a position. 3. Find greatness in service: Servant leaders give up personal rights to find greatness
in service to others. Scripture reference for the comparison: Mark 10: 42-45 (cross-listed with Matthew 20: 28) page 25 and page 87.
4. Take risks: Servant leaders can risk serving others because they trust that God is in control of their lives.
5. Take up the towel: Servant leaders take up the towel of servanthood in order to meet the needs of others.
6. Share responsibility and authority: Servant leaders share their responsibility and authority with others to meet the needs of the flock.
7. Build a team: Servant leaders multiply the impact of their leadership by empowering others to lead.
Rinehart, S.T. (1998). Upside down: The paradox of servant leadership. Colorado Springs, CO: NavPress.
Scripture References: Gospel of John, Matthew 20:28, Mark 10:43-44, Colossians, 2 Corinthians, 1 Peter, 1 Timothy, others
Model: The 4 Values of Servant Leadership1. Diversity of the body: freedom to vary methods, styles, forms, and visions, 2. Equip and develop people, 3. Directs people to the scriptures4. Authenticity.
Rinehart also distinguishes between “power leaders” and “servant leaders.” Power Leaders Servant LeadersFeed on the spotlight; Share the spotlight. Have a high turnover; Nurture loyal colleagues. Keep the focus on themselves and their agenda; Affirm kingdom agendas. Refer to their title frequently; Use their title rarely. Use images, offices, and perks to reveal their status Abhor power images
Laub, J. A. (1999). Assessing the servant organization: Development of the Servant Organizational Leadership Assessment (SOLA) instrument (Doctoral dissertation). Available from ProQuest Dissertations and Theses database. (UMI No. 9921922)
Scripture References: I Kings 12:4, 12:7, 12:10-11; Luke 22:25-27; Matthew 20:28; Mark 9:35
Model: 6 Discrete Elements of Servant Leadership – 1. Values people2. Develops people3. Builds community4. Displays authenticity5. Provides leadership6. Shares leadership
Moon, S. M. (1999). A study of servant leadership in Korea (Master’s thesis). Available from ProQuest Dissertations and Theses database. (UMI No.1393928)
Scripture References: Mark 9:35; Psalm 24:1, Acts 26:16, Acts 13, Ephesians 6:5-7, Luke 1:2, John 13:15-17; 18:36, Mark 10:44-45, Philippians 2:7-8 and many others.
Model: 9 Critical Factors of Servant Leadership – 1. God’s calling2. Relationship3. Obedience4. Prayer5. Humility6. Accountability7. Vision,8. Mentoring9. Love
Blanchard, K. H., Hybels, B., & Hodges, P. (1999). Leadership by the book: Tools to transform your workplace. New York: William Morrow.
Scripture References: Mt.20:28, Mark 10:42-45 and others.Model: Summary of Principles –
1. Effective leadership starts on the inside.2. Real change in behavior requires a real change of the heart.3. True leadership starts on the inside with a servant heart, then moves outward to
serve others.4. I take on the challenge of leadership when I see it as a way in which I can serve
others.5. My main interest is the development and care for those I lead.6. I want to be held accountable for my leadership performance.
7. I am willing to listen; and, in actuality, I enjoy receiving feedback to help me improve my leadership.
8. Leaders are not meant to be served, but to serve others. 9. I praise the progress of my people; I look to catch them doing something right.10. Servant Leadership is not about pleasing everyone, but pleasing God first,
developing people second, attaining the Company’s mission, and finally finding satisfaction in achieving all three.
11. Effective leaders have a support/accountability group to keep them on track.12. Leaders regularly make an inventory of their actions, motives and thoughts, to be
sure that they are consistent with the Servant Leadership model.
Rardin, R. (2001). The servant’s guide to leadership: Beyond first principles. Pittsburgh, PA: Selah.
Scripture References: Matthew (?), Mark (?), and others.Model: The 10 Facets of Servant Leadership
1. Focuses on the individual2. Empathic3. Caring4. Self-sacrificing5. Nurturing6. Stoops7. Submits to gifts of others8. Saves9. Full of grace10. Humbly serves the purpose of God in the lives of others.
Marciariello, J. (2003). Lessons in leadership and management from Nehemiah. Theology Today, 60, 397-407.
Scripture references: Nehemiah; Mark 10:42-45Model: Servant Leadership Traits Christ-Exalting Leaders sincerity genuinely sensitive and enthusiastic tenacity steadfast, strongly enduring commitment mood dedicated to service regardless of personal condition scope service valued in itself; scope of impact secondary to faithful
service realm basic willingness to serve anyone as requirements dictate; rank
unimportant in determining who one seeks to serve rewards the cause gives service inherent value: "The reward of service
is more service"4; motivation and continued commitment independent of external rewards and recognition
Also mentioned: Humanity and Humility.
Sullivan, J. J. (2004). Servant first! : Leadership for the new millennium. [n.p.]: Xulon Press.
Scripture References: Mt.20:28, Mark 10:42-45 and others.Model: Summary of Principles – A servant leader does these things…
1. Showing compassion (representing patience and focus on the individual)2. Demonstrating humility 3. Remaining impartial 4. Living a life of integrity 5. Building trust by being trustworthy 6. Applying knowledge and experience while developing wisdom
DelHousaya, D., & Brewer, B. (2004). Servant leadership: The seven distinctive characteristics of a servant leader. Scottsdale, AZ: SBC Press.
Scripture References: Matthew (?), Gospel of John and others.Model: 7 Distinctives of Servant Leadership:
1. A servant leader knows their person [power].2. A servant leader knows their position [authority].3. A servant leader knows their purpose [rule].4. A servant leader knows their provision [headship].5. A servant leader knows their perception [example].6. A servant leader knows their profession [servant].7. A servant leader knows their preference [humility].
Pham, H. (2005). The most important qualities of servant leadership. Mustang, OK: Tate.Scripture References: Proverbs, Acts, Matthew (?), Samuel, Gospel of Luke, Mark (?),
Gospel of John, Numbers, Job and others. Model: 5 Important Qualities of Servant Leadership
1. Honesty and trust2. Communication3. Integrity4. Faith5. Prayer
Prosser, S. (2007). To be a servant-leader. Mahwah, NJ: Paulist Press.Scripture References: Matthew (?), Numbers, Acts and others.Model: 5 Nature and Qualities of Servant Leadership
1. Attitudes2. Vision3. Respect4. Change and counsel
5. Reward.
Wong, P. T. P., & Davey, D. (2007, July). Best practices in servant leadership. Paper presented at the Servant Leadership Research Roundtable, Regent University, Virginia Beach, VA.
Scripture References: Mark 10:42-45, Philippians 2:6-8 (Mentions that Jesus took on the nature of a servant to redeem us and minister to us. Does not include redemption or restoration in any of the best practices, although close themes)
Model: 5 Best Practices of Servant Leadership1. Right identity – Seeing oneself as a servant: cultivating humility, selflessness,
stewardship, sense of calling2. Right motivation – Serving God by serving others: helping hand, sacrifice one’s
self interest, bring our best in others, empowering others3. Right method – Relating to others in a positive manner: listening with empathy,
involve others in decision-making, engage others in team building, affirming others
4. Right impact – Inspiring others to serve a higher purpose: modeling core values, demonstrating love, challenging others to live for higher purpose, challenging others to strive for excellence
5. Right character – Maintaining integrity and authenticity: walking the talk, standing up for what you believe in, courage to confront grim realities, engage in honest evaluation of your progress with others’ help
Appendix 2: An Analysis of 37 Servant Leadership Models (Peltz & Bucci, 2014). Code: Yellow indicates secular works. Blue indicates works with scriptural references (15). 9 of the 15 scripture-based works contain Matthew 20:28 or Mark 10:45 or both.
Year Who Model1977 Greenleaf 13 Key Attributes of Servant Leadership
1991 Graham 2 Mechanisms of Servant Leadership
1992 Kiechel and Rosenthal 5 Aspects of Servant Leadership
1995 Millard 7 Traits and 7 Inner Qualities of Servant Leadership
1995 Miller (Mt. 20:27) 10 Keys to Servant Leadership
1995 Spears 10 Characteristics of Servant Leadership
1996 Pollard 7 Roles of Servant Leadership
1996 Sarkus 6 Fundamental Precepts of Servant Leadership
1997 Sims (Mk. 10:45) 6 Principles of Servant Leadership
1998 Wilkes (Mt. 20:28; Mk. 10:45) 7 Principles of Servant Leadership
1998 Buchen 4 Characteristics of Servant Leadership
1998 Rinehart (Mt. 20:28; Mk. 10:43-44) 4 Values of Servant Leadership
1999 Blanchard, et.al. (Mt. 20:28; Mk. 10:45) 12 Principles of Servant Leadership
1999 Daft 4 Basic Precepts of Servant Leadership
1999 Farling, Stone, and Winston 4 Cornerstones of Servant Leadership
1999 Laub (Mt. 20:28) 6 Discrete Elements of Servant Leadership
1999 Moon (Mark 10:44-45) 9 Critical Factors of Servant Leadership
2000 Page and Wong 12 Attributes and 4 Orientations of Servant Leadership
2001 Rardin 10 Facets of Servant Leadership
2002 McGee-Cooper and Trammell 13 Qualities of Servant Leadership
2002 Russell and Stone 9 Functional Attributes and 11 Accompanying Attributes of Servant Leadership
2003 Marciariello (Mk. 10:45) 5 Servant Leadership Traits
2003 Patterson 7 Virtues of Servant Leadership
2003 Winston 13 Extended Variables of Servant Leadership
2004 Autry 5 Ways of Being of Servant Leaders
2004 DelHousaya and Brewer 7 Distinctives of Servant Leaders
2004 Frick 10 Skills and Capacities of Servant Leadership
2004 Sullivan (Mt. 20:28; Mk. 10:45) 6 Principles of Servant Leadership
2004 Wheatly 7 Keys to Servant Leadership
2005 Pham 5 Important Qualities of Servant Leadership
2006 van Dierendonck and Heeren 15 Motivations and Behaviors of Servant Leadership
2007 Prosser 5 Nature and Qualities of Servant Leadership
2007 Wong and Davey (Mk. 10:45) 5 Best Practices of Servant Leadership
2008 Keith 7 Key Practices of Servant Leadership
2008 Sendjaya, Sarros, Santora 6 Dimensions of Servant Leadership
2009 Sipe and Frick 7 Pillars of Servant Leadership
2011 McGee-Cooper and Trammell 10 Defining Qualities of Servant Leadership
Appendix 3: Comparative Data Tables to Conduct Truth Table Analysis (Ragin, 1999)
Table C: Selective Coding- Using Open and Axial Coding Categories:Redemptive Managerial Behaviors Identified by Frequency (Bucci, 2011)
Selective Coding Categories : Data from Successful Reinstatement of Previously Terminated Workers
Frequency of Manager Mentioning
Acted with Fairness / Justice 5 Managers mentionedSelf-reflective or introspective planning for reinstatement
4 Managers mentioned
Willing to invest in terminated employee because s/he was a good worker
11 Managers mentioned
Good performance prior to termination 9 Managers mentionedWorked with organization to arrange for conditional reinstatement
7 Managers mentioned
A faith background or association 8 Managers mentionedGreater attention paid to quality of reinstated employee work
9 Managers mentioned
More frequent work/performance follow-up 9 Managers mentionedDifficulties in finding good workers 5 Managers mentionedBelief in the value of the employee 4 Managers mentionedBelief in helping people 9 Managers mentionedExpressed compassion for terminated employee 7 Managers mentionedActively involved manager; more hands-on 7 Managers mentionedKnew the worker personally; familiar with work 8 Managers mentionedStrong warnings about opportunity for change 6 Managers mentioned
Table D: Additional Words Associated with Redemption for Data Comparison
Additional Words Associated with Redemption and their SourceRansom (Matthew 20:28; Mark 10:45)Redemption (Matthew 20:28, Douay-Rheims Bible, 1582)Reinstatement (Darnay, Magee, and Hillstrom, 2007)Restoration (Plantinga, 2002)Redemption defined: Release / Releasing from Enslavement (Palma, 1993)Redemption defined: Buy / Purchase / Acquire (MacArthur, 2005)Redemption defined: Pay Price to Free from Bondage (MacArthur, 2005)