Capital Partners Advisers & Capital Partners Securities Investment Banking Division of Capital Partners Group

Executive Summary

Capital Partners Investment Banking arm (Capital Partners Advisers) has solid foundations

Capital Partners’ Investment Banking arm provides corporate finance and advisory services to European, American and Asian companies that are traditionally underserved by the major investment banks.

Capital Partners Advisers delivers a broad service portfolio ranging from mergers & acquisitions (M&A) to private placements, turnaround & restructuring, IPOs, financial & corporate strategy and strategic venturing.

Capital Partners Advisers has a pre-eminent team of investment bankers and management consultants with a wealth of experience in differing industry sectors including TMT, Retail & Consumer Goods, Real Estate, Construction, Oil & Gas, Transportation, Healthcare and Financial Services.

Capital Partners Advisers can conduct listings and has capabilities in a number of global and international stock markets. Capital Partners can also conduct IPOs in Hong Kong through its affiliated firm Gram Capital Limited (a SFC regulated Sponsor in the Hong Kong Stock Exchange).

Capital Partners Advisers is regulated and authorised by the Financial Conduct Authority (FCA) and in addition to its Investment Banking services, it has also a strong pre-Venture Capital arm.

Capital Partners has offices in Europe, the US and Asia.

Capital Partners Services

Capital Partners offers a broad portfolio of services for large and medium-sized companies

Mergers & Acquisitions (M&A), Alliances and Joint Ventures Provides advisory services on take-overs, acquisitions, mergers and disposals as well as assistance in seeking strategic partners or acquisition targets.

Corporate Strategy and Financial Advisory Assists clients in need of establishing their direction and vision with strategic analysis, as well as the development and implementation of a strategic and financial plans.

Private Placements Assists companies to raise funds from corporate, financial and institutional investors.

Initial Public Offerings (IPOs) Capital Partners has capabilities in the main financial international centres with presence in the US, UK and HK with capabilities in NYSE, LSE and HKSE among others.

MBO/MBI/LBO Provides guidance to management teams and investors through structuring, negotiating and executing their Management Buy-Outs (MBO), Management Buy-Ins (MBI), Leveraged Buy-Outs (LBO); CPA can be of further assistance in identifying and bringing in new management for a specific opportunity.

Capital Partners Services (Cont’d) Capital Partners offers a broad portfolio of services for large and medium-sized companies

Strategic Venturing Has a unique approach to strategic venturing, combining strategic advice on organic growth and M&A transactions with the involvement of strategic partners to help high growth companies become market leaders in their sectors.

Turnaround & Restructuring Helps firms in distressed situations or undergoing a restructuring process, helping to realign their balance sheets and assistance in obtaining fresh capital.

We are developing a Global Network Los Angeles - London - Hong Kong

CPG

Services and international capabilities Capital Partners Group (CPG)

Division by Region Division by Function

Capital Partners Ventures Ltd

(CPV)

Capital Partners Advisers (CPA) & Capital Partners Securities (CPS)

Corporate Finance &

Capital Markets

CPG Capital Partners Group

Capital Partners Europe

Capital Partners America

Capital Partners Asia

CPG

Unique One-Stop-Shop Offering in London

Additional Professional Services

Capital Partners Audit Capital Partners Law

CPG

Provides SRA-regulated legal Services in the UK.

These services are provided as part of an integrated team approach to save time and costs to our clients.

Provides Audit and Accounting regulated services in the UK.

These services are provided as part of an integrated team approach to save time and costs to our clients.

Capabilities on the leading global exchanges London Stock Exchange - NYSE Euronext – ISDX Markets - Asset Match - Hong Kong Stock Exchange

Unique Life Cycle Support Model

From seed to IPO

Capital Partners can assist new ventures throughout the entire life cycle: from its inception as an idea (incubation services), its start-up funding needs (venture capital services), to its growth funding and exit strategy (advisory services).

Seed & Start-up Funding

Seed & pre-VC

Capital Partners Ventures

Growth Funding & Exit

IPO & M&A

Capital Partners Advisers

Capital Partners Advisers Senior Team

Gregg Egen Former Managing Director of Banco Espirito Santo in London. Former European Head of Investment Banking of Kidder Peabody (now part of UBS). Former Adviser with Beaghton Capital Management. Former Senior Director, Head of European Structured Finance Continental Illinois National Bank. Masters degree from The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS). Gianluca Bergamaschi Former Senior Director at Credit Suisse. Former Investment Banker at UBS Investment Bank. Former Business Consultant at Cap Geminy Ernst & Young. BSc and MSc in Business Administration from Bocconi University. Claudio Rojas Former Senior Investment Banker with Dresdner Kleinwort and Credit Suisse, where he conducted a number of landmark M&A and IPO transactions. Claudio is also involved in the Venture Capital division of Capital Partners Group. He has represented Exprinter Banking Group in the UK. He holds a MSc in Finance from London Business School, a MSc in Management from Sussex University, a MBA from IESA Business School.

Capital Partners Advisers Senior Team

Willie Martin Former Senior Banker at Dresdner Kleinwort in London. Former Director at JP Morgan and Senior Director with HSBC Investment Bank. He has significant experience in Private Capital Placing services including dealing with Wealth Management funds and third party funds. He holds a MBA from London Business School. Ahmed Saleh Former Vice-President and Senior Investment Banker at Europhypo, Deustche Bank, Standard Bank, JP Morgan, UBS and Lazards. Educated at the London School of Economics (LSE) in Corporate Finance and as a Bachelor degree at the Cairo University.

Sophia Wang

Previously a Senior Investment Banker at Capital Bridge Securities Corporation in China. Sophia was a key member

of the investment banking department, covering; overseas IPOs, corporate restructuring, and private equity

investment activities predominately within the technology space. She holds a MSc in Mathematical Finance from

University of Hull, UK and a BA in Management Accounting from Tianjin University of Commence.

Vincent Dron Former Partner with Alma Capital and XAnge Private Equity. Former Manager at Arthur Andersen / Ernst & Young. He has significant experience in Corporate Finance, M&A and Private Equity including investors relationship and portfolio companies’ advisory. He holds a Masters Degree from ESSEC.

Capital Partners Advisers Senior Team

Ajay Gupta

Former Telecommunications, Media and Technology investment banker at JP Morgan Chase in London, having previously worked

in the Global Finance and Mergers & Acquisition teams of JP Morgan Chase in New York. Recently Ajay was employed as a senior

strategy consultant for Stern Stewart & Co., focused on the Telecommunications, Technology and Retail sectors. He has worked in

India creating new business opportunities for BBR India, an affiliate of BBR Systems, a Swiss multinational. He holds an MBA

degree from London Business School and Bachelor of Technology from the Indian Institute of Technology (IIT).

Piotr Konwicki

Former Director with Deutsche Morgan Grenfell and Senior Investment Banker at Lazard Freres, Paris; he was involved in a

number of sectors and transactions including several key privatisations in Central and Eastern Europe. Piotr was also a former

Investment Director with Six Continental Hotels. He holds a Master of Business Administration (MBA) from London Business

School, a Ph.D. (Economics) with honours from University of Gdansk, a M.A. (Economics) with honours from University of

Gdansk, and a Diploma in International Relations, from Oxford University, Exeter College.

Alice Yang

Experienced professional in Renewable Energy. Former Senior Adviser at Jinko Solar and International Business Developer

Manager with Philippines National Grid. MSc in Finance and Banking. Bachelor in Power Engineering and Thermal Energy

Credentials

Credentials

Credentials

Credentials

Other Credentials

Shoal Point Energy Ltd

Capital Partners Group acted as Financial

Adviser

EPV Group

Capital Partners Group acted as

Financial Adviser

Pinpoint Investment

Management Ltd (Hong Kong)

Capital Partners Securities acted as

Stockbroker

Wapme Systems AG*

Private Placement

*Conducted under Capital Partners Corporate Finance Ltd

Vicarage Ventures

Capital Partners Securities acted as

Stockbroker

Unique Fidelity Engineering Ltd

Capital Partners Securities acted as

Stockbroker

Other Credentials

Nexcom LLC*

Financial Advisor

Slater Labs LLC*

Financial Advisor

Cirond Networks Inc*

JV and Fund Raising

DGM Plc*

M&A Advisory

*Conducted under Capital Partners Corporate Finance Ltd

Kingstreet Media

Group Plc*

Private Placement

Travel 24 AG*

Private Placement

Transaction Management Tools

Capital Partners has robust online transaction-management and communication platforms

Transactional Tracking Capabilities Clients can create their own e-dataroom with complete access to transaction’s files and enables the monitoring of the transaction (24x7 though remote access)

Efficient and Effective Team Interaction Capabilities Clients can interact with all stakeholders (accountants, PR, bankers, lawyers, consultants, etc.) in a secure environment reducing time and costs

Compliance Capabilities Our platform provides a clear compliance footprint (time, date and person) on who sees what, when and how many times

Online Placement Capabilities Approved and selected investors can obtain privileged (and monitored) access to placement documents (tracking ability on which investors have shown interest in the placement)

Online Project Manager Capabilities Clients can used our in-house project manager to control its own internal tasks lists (such as due diligence check list or to manage its own team) within a transaction

Contact Us

Please find below our contact details:

Address: 33 St James’s Square London SW1Y 4JS Switchboard: +44 (0) 207-748-2215 Fax: +44 (0) 207-504-8421 Email: info@Capital-Partners.co.uk Web: www.Capital-Partners.co.uk