Budesonide Mas Surfactante en DBP
Transcript of Budesonide Mas Surfactante en DBP
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Intra-tracheal Administration of Budesonide/Surfactant to Prevent Bronchopulmonary
Dysplasia
Tsu F. Yeh1,2
, Chung M. Chen1,3,4
, Shou Y. Wu5, Zahid Husan
5, Tsai C. Li
6,7, Wu S. Hsieh
8,
Chang H. Tsai2,9
, and Hung C. Lin2
1Maternal Child Health Research Center, College of Medicine, Taipei Medical University, Taipei,
Taiwan;2Department of Pediatrics, Children’s Hospital, China Medical University, Taichung,
Taiwan;
3
Department of Pediatrics, Taipei Medical University Hospital, Taipei, Taiwan;4Department of Pediatrics, School of Medicine, College of Medicine, Taipei Medical University,
Taipei, Taiwan;5Division of Neonatology, John Stroger’s Hospital of Cook County, Chicago,
USA;6Graduate Institute of Biostatistics, College of Public Health, China Medical University,
Taichung, Taiwan;7Department of Healthcare Administration, College of Health Science, Asian
University, Taichung, Taiwan;8Department of Pediatrics, College of Medicine, National Taiwan
University and Hospital, Taipei, Taiwan; and 9Department of Biotechnology, Asian University,
Taichung, Taiwan.
Correspondence and requests for reprints should be addressed to Tsu F. Yeh, M.D., Ph.D., 252
Wu-Hsing Street, Taipei 110 or 2 Yuh Der Rd. Taichung, 40447, Taiwan. E-mail:
[email protected] or [email protected]
This article has an online data supplement, which is accessible from this issue’s table of content
online at www.atsjournals.org
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Author Contributions: Conception and design: T.F.Y. Conduction and coordination: T.F.Y.,
S.Y.W., W.S.H., and H.C.L. Acquisition of the data and statistical analyses: Z.H., S.Y.W., T.C.L.,
and C.H.T. Drafting the manuscript for important intellectual content: T.F.Y., C.M.C. Review and
revision of manuscript: T.F.Y., S.Y.W., Z.H., T.C.L., W.S.H., C.H.T., H.C.L., and C.M.C.
Funding: This work was supported in part by National Health Research Institute, Taiwan
NHRI-EX98-9818PI, NHRI-EX99-9818PI, NHRI-EX100-9818PI, NHRI-EX101-9818PI
Running head: Intra-tracheal Budesonide/Surfactant Prevents BPD
Descriptor number: 14.7 Bronchopulmonary Dysplasia
Total word count for the body of the manuscript: 3491
At a Glance Commentary
Scientific Knowledge on the Subject: Bronchopulmonary dysplasia (BPD) is an important
complication of mechanical ventilation in preterm infants and no definite therapy can eliminate
this complication. Pulmonary inflammation plays a crucial role in its pathogenesis.
Glucocorticoid is one of the most effective therapies to treat or prevent BPD. However, systemic
glucocorticoid therapy is not generally recommended because of long-term adverse events.
What This Study Adds to the Field: Intra-tracheal administration of surfactant/budesonide
compared with surfactant alone significantly decreased the incidence of BPD or death in very
low birth weight infants with severe respiratory distress syndrome. The infants received intra-
tracheal surfactant/budesonide had significantly lower interleukin levels in tracheal aspirates
compared with infants received intra-tracheal surfactant alone during the study period.
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Abstract
Rationale: Bronchopulmonary dysplasia (BPD) is an important complication of mechanical
ventilation in preterm infants and no definite therapy can eliminate this complication. Pulmonary
inflammation plays a crucial role in its pathogenesis and glucocorticoid is one potential therapy
to prevent BPD.
Objective: To compare intra-tracheal administration of surfactant/budesonide with that of
surfactant alone on the incidence of death or BPD.
Methods: A clinical trial was conducted in 3 tertiary neonatal centers in the United States and
Taiwan in which 265 very low birth weight infants with severe respiratory distress syndrome
who required mechanical ventilation and inspired oxygen ≥ 50% within 4 hours after birth were
randomly assigned into 2 groups. (131 intervention and 134 control) The intervention infants
received surfactant (100 mg/kg) and budesonide (0.25 mg/kg), and the control infants received
surfactant only (100 mg/kg), until the infant required inspired O2 < 30% or was extubated.
Measurements and Main Results: The intervention group had a significantly lower incidence
of BPD or death [55/131 (42.0%) vs 89/134 (66%); risk ratio 0.58, 95% CI: 0.44 to 0.77, P <
0.001; number needed to treat (NTT) 4.1 (95% CI: 2.8 to 7.8). Intervention group required
significantly fewer doses of surfactant than control group. The intervention group had
significantly lower interleukin levels (IL-1, IL-6, IL-8) in tracheal aspirates at 12 hours and
lower IL-8 at 3-5 and 7-8 days.
Conclusions: In very low birth weight infants with severe respiratory distress syndrome, intra-
tracheal administration of surfactant/budesonide compared with surfactant alone significantly
decreased the incidence of BPD or death without immediate adverse effect.
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Word count for the abstract: 248
Keywords: bronchopulmonary dysplasia; very low birth weight infants; surfactant; budesonide;
respiratory distress syndrome
Trial Registration: NCT-00883532.
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Bronchopulmonary dysplasia (BPD) is the most important pulmonary complication following
mechanical ventilation in preterm infants. Various strategies including the use of vitamin A and
caffeine have been reported to be beneficial for BPD (1-3). However, no definite therapy can
eliminate this complication.
Although the mechanism is not completely clear, pulmonary inflammation is believed to
play a central role for the pathogenesis. Dexamethasone is one of the most effective therapies to
treat or prevent BPD. However, systemic dexamethasone therapy is not generally recommended
because of long-term adverse effects (4-5). Administering inhaled glucocorticoids to preterm
infants is technically challenging and the effects are limited (6-8). It is therefore important to find
a therapeutic method that reduces the systemic adverse effects of glucocorticoids while at the
same time retaining local anti-inflammatory effects on the lungs. Budesonide is a glucocorticoid
with strong local anti-inflammatory effects. A pilot study showed that intra-tracheal instillation
of budesonide, using surfactant as a vehicle, significantly improved pulmonary status (9). A
multi-center, randomized clinical trial was therefore undertaken to determine whether early intra-
tracheal administration of budesonide/surfactant would reduce the incidence of BPD or death.
Some of the results of these studies have been previously reported in the form of abstracts and
platform presentation in Pediatric Academic Societies meeting, May 4-7, 2013; Washington D.C.
and in European Academy of Paediatric Societies, October 17-21, 2014; Barcelona (10, 11).
Methods
Study Populations
Between April 1, 2009 and March 1, 2013, all infants with respiratory distress shortly after birth
were assessed for eligibility for the study in 3 tertiary centers, John H. Stroger Jr. Hospital (JSH),
Chicago, National Taiwan University Hospital (NTUH), Taipei, and China Medical University
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Hospital (CMUH), Taichung, Taiwan. The inclusion criteria were determined within 4 hours after
birth and included: 1) birth weight < 1500 gm, 2) radiographic evidence of severe respiratory
distress syndrome (RDS) (grade III-IV) (12), 3) mechanical ventilation, 4) fractional inspired
oxygen (FIO2) ≥ 0.5, and 5) absence of severe congenital anomalies or lethal cardiopulmonary
disorder. These infants were considered to be at high risk for developing BPD. The study was
approved by the Institutional Review Board of each participating hospital. Verbal consent was
obtained from the mother before delivery and written consent was obtained within 4 hours after
birth when inclusion criteria were determined.
Intra-tracheal Budesonide/Surfactant Instillation
Infants were randomized into either the intervention or control group based on an assignment list
designed by a statistician (TCL). Concealed randomization was generated by a computer with
permuted blocks in random sizes of 2, 4, 6, and 8 to maintain balance. A list of patient
assignments was given to each participating hospital, with half of the infants assigned to
intervention and half to control at each hospital. When the first dose was to be prescribed, the
main investigator in the participating hospital would open the assignment list and prepare the
appropriate syringe. The control group received surfactant only (Survanta,100 mg or 4 ml/kg,
Abbott Laboratory) and the intervention group received surfactant (100 mg or 4 ml/kg) and
budesonide (Pulmicort neubulising suspension, Astra Zeneca) (0.25 mg or 1 ml/kg). This dosage
provided a concentration ratio of surfactant to budesonide of > 50:1, which was demonstrated in
vitro study in Surfactometer and in high-performance liquid chromatography that this mixture
did not affect the biophysical and chemical properties of surfactant (11) (see appendix). Except
for a difference in volume, the solution in either syringe was clear and indistinguishable. The
syringe was covered by adhesive tape so that the volume of the solution could not be identified.
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The main investigators were either division director (WSH, HCL) or senior consultant (TFY),
they supervised and rarely had taken a direct patient care responsibility in NICU. Before intra-
tracheal instillation, the syringe was gently vortex, and surfactant or surfactant/budesonide
mixture was administered in a manner similar to that of routine surfactant therapy. Repeated
administrations of surfactant/budesonide or surfactant only was given every 8 hours to infants in
the intervention or control groups, respectively, until they required < 0.3 of FIO2 or were
extubated or received a maximum of 6 doses.
Respiratory Care
During the study, only the main investigator was aware of the content of the syringe. The NICU
service attending, neonatology fellows, residents and nursing practitioner who were blinded to
study assignment were the primary physicians in charge of the daily care. A general guideline for
management of RDS and fluid therapy was followed as described previously (9). For infants who
had respiratory distress shortly after birth, a trial of nasal continuous positive airway pressure
(NCPAP) was initiated in the delivery room and infants with severe retraction or poor respiratory
effort or apnea were intubated. The goal of ventilation therapy in the NICU was to maintain O2
saturation at 90-95%, PCO2 ≤ 50 mmHg, and pH ≥ 7.20. Infants who failed to respond
adequately to NCPAP (FIO2 ≥ 0.6 and O2 saturation < 85%) were subsequently intubated. The
respiratory care guideline focused on indications for using O2 hood, nasal cannula, CPAP (nasal
or intubated), intermittent mandatory ventilation (IMV), high frequency oscillatory ventilation
(HFOV), and for weaning from mechanical ventilation. Infant who could not tolerate room air or
O2 therapy through hood was placed on nasal cannula or CPAP as needed. During the study, we
defined “assisted O2 therapy” as requirement of any of the followings: nasal cannula, CPAP,
IMV, or HFOV. Blood gases and acid-base measurements were obtained each morning before
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NICU round. Nitric oxide was not given to very low birth weight infants during the study period.
Indomethacin was given to infants who had significant patent ductus arteriosus (PDA), defined
and described previously (13). Postnatal systemic dexamethasone was reserved only for infants
who had severe underlying lung disease and had intractable respiratory failure (on IMV with
FIO2 1.0 or on HFOV). In such cases, a short course of dexamethasone (3 to 5 doses of 0.25
mg/kg every 12 hours) was given at the discretion of the attending physician.
Outcome Measurements
Diagnosis of BPD was made by the service attending if the infant continuously had respiratory
distress since birth and required supplemental oxygen (> 21% O2) at 36 weeks’ postmenstrual
age. The result was reported to an outside independent observer (CMC) who was blinded to the
patient assignment. This definition was used in this study because it was considered a better
predictor of abnormal pulmonary outcome for very low birth weight infants (14). At the time of
designing this study in early 2009, we used this definition because of two reasons: 1) this
definition has been used for many years in our units, our medical and nursing staffs were very
familiar with this definition; and 2) this definition would provide a chance to compare BPD
incidence with our previous study (9) and with those important studies reported from others (2,
3, 15-17). Because of the severe radiographic RDS shortly after birth and because of continuous
respiratory distress since birth, our infants most likely represented a well establish underlying
lung disease at the time of BPD diagnosis. At the end of study, a post hoc analysis was also done
based on the current definition by National Institute of Child Health and Human Development
(NICHD) in infants < 32 weeks gestation (1). This definition was a severity-based definition. In
this definition, infant who required supplemental oxygen therapy at 28 postnatal days but did not
require supplemental O2 therapy at 36 weeks’ postmenstrual age was considered having mild
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BPD. A moderate BPD was defined as the need for < 30% oxygen and severe BPD was defined
as the need for ≥ 30% oxygen at 36 weeks’ postmenstrual age. Tracheal aspirates were assayed
(18) for interleukins (IL-1, IL-6 and IL-8) using commercial ELISA kits at 12 hours, 24 hours
and between 3 to 5 days and 7-8 days after starting the study in the first 40 infants.
Follow-up study
Follow-up study was conducted at 2-3 years of age. At each visit, an interim medical history was
obtained and a physical and neurological examination including coordination, general reflex and
muscle tone were performed. Neuromotor dysfunction was classified as mild, moderate or severe
based on the mobility of the child as described by Costello et al (19). Psychomotor and mental
evaluations were performed using Bayley Scale of Infant Development (BSID-II).
Neurodevelopmental Impairment (NDI) was defined and described by Stoll et al (20).
Statistical Analysis
Before the data were analyzed, the outside independent observer (CMC) would assess and verify
again the inclusion and exclusion criteria and the diagnosis of BPD of each infant. The primary
outcome assessed was the incidence of BPD or death.
Our previous experience indicated that about 60% of infants who fulfilled the inclusion
criteria would develop BPD or die (9). We hypothesized that 60% in the control group and 40%
in the intervention group would develop BPD or die. Allowing a 5% chance of type I error and a
10% chance of type 2 error, the number required in each group would be 130 (21). An estimated
140 patients was considered an adequate number for each group.
The secondary outcomes assessed were anti-inflammatory mediators in the tracheal
aspirates. The immediate adverse effects, including changes in serum electrolytes, glucose, blood
urea nitrogen and blood pressure and changes in physical growth were evaluated. The incidence
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of intra-ventricular hemorrhage, necrotizing enterocolitis, severe retinopathy of prematurity
(≥grade III), and clinical sepsis or bacteremia were all assessed. Cranial ultrasounds and eye
ground were examined based on a routine schedule in NICU for all infants
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prenatal steroid, Apgar score and chorioamnionitis. For secondary outcomes and immediate side
effects, no adjustments were made. All P values were 2-sided and considered significant if P <
0.05.
Results
Patient Population
During the study period, 1215 very low birth weight infants were treated for respiratory distress
at birth; 858 infants required intubation within 4 hours and were admitted to NICU. The final
number included for analysis was 265; 131 in the intervention group and 134 in the control group
(Figure 1). Their baseline data were comparable (Table 1) between the groups.
Primary Outcomes
Infants in the intervention compared with controls had a lower incidence of BPD or death
(55/131 [42.0%] vs 89/134 [66%], risk ratio 0.58, 95% confidence interval 0.44 to 0.77, P <
0.001); NNT 4.1 (95% confidence interval 2.8 to 7.8) (Table 2).
Secondary Outcomes
Of the 40 infants studied for tracheal aspirate interleukins, 2 were excluded because of
incomplete sampling. The intervention was associated with significantly lower median values for
IL-1, IL-6, and IL-8 at 12 hours (all P < 0.05) and lower IL-8 on days 3-5 and days 7-8 as
compared with surfactant alone (Table 3).
The groups were comparable in blood pressure, serum glucose and electrolytes and in
physical growth during the study (Figure 2). The 2 groups were comparable in incidence of intra-
ventricular hemorrhage [53/131 (40.5%) vs 57/134 (42.5%), P = 0.80)], necrotizing enterocolitis
[4/131 (3.1%) vs 7/134 (5.2%), P = 0.56], severe retinopathy of prematurity [7/131 (5.2%) vs
9/134 (6.8%), P = 0.79], clinical sepsis and/or bacteremia [29/131 (22%) vs 38/134 (28%), P =
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Post Hoc Analyses
The post hoc analysis of the primary outcome adjusted for prenatal steroid, Apgar score and
chorioamnionitis also showed a significant difference between the intervention and control group
(odd ratio 0.37, 95% confidence interval 0.22 to 0.54, P < 0.01). Based on the NICHD definition,
infant in the intervention group had a significantly lower incidence of severe BPD than infant in
the control group (Table 2).
Follow-up study
Up to this time, 192 infants (85.0%) of the 226 survivals are followed. The perinatal
characteristics and the physical, neurological and cognitive outcomes were shown in Table 4.
Except lower incidence of BPD [25/85 (29.4%) vs 39/87 (4.8%), P = 0.04] in the intervention
group at time of discharge, there was no significant difference between the groups in any of these
follow–up variables. Frequent upper respiratory infection (>10 times/year) was seen less often in
the intervention than the control group [15/89 (16.9%) vs 24/87 (27.6%) P = 0.15], this
difference was not statistically significant.
Discussion
This study demonstrated that in very low birth weight infants with severe RDS, intra-tracheal
instillation of budesonide/surfactant significantly reduced the incidence of BPD or death
compared with surfactant alone. No serious adverse effects were seen. Budesonide plus
surfactant was associated with a better pulmonary status in the early course of therapy and a
decreased need for assisted O2 therapy subsequently. The improvement in these parameters in
the intervention group may account for the lower incidence of BPD.
The mechanism to use surfactant as a vehicle was based on a physical phenomenon, the
“marangoni effect” (23). This effect is basically the mass transfer along an interface between two
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fluids due to surface tension gradient. Thus, when surfactant is instilled into the lungs of infants
with RDS, a convection flow is generated that may facilitate the delivery of medications, such as
budesonide, to the lung periphery. Various animal studies indicated that intra-tracheal
administration of surfactant and corticosteroid improved lung function (24-27). Direct intra-
tracheal instillation of budesonide without using surfactant as vehicle has not been shown
effective (28). A recent randomized controlled trial showed reduction of death before 36 weeks
or BPD by inhaled budesonide in extremely-low-birth-weight infants was of borderline statistical
significance (29).
Our pilot study indicated that more than 80% of budesonide may remain in the lungs for up
to 8 hours after intra-tracheal instillation of survanta/budesonide (9). Besides using as a vehicle
surfactant may also enhance the solubility of budesonide and increase budesonide absorption
(30). Budesonide is not metabolized by lung cells; rather, it is conjugated extensively with fatty
acids, resulting in the formation of budesonide esters at the C21-hydroxyl group (31). This
conjugation process is reversible, and the conjugates can be hydrolyzed inside the cell, gradually
releasing free budesonide into the surrounding medium. This reversible conjugation may
improve airway selectivity and prolong its local anti-inflammatory action in the lungs, possibly
explaining why budesonide was effective for days, even though only 1 or 2 doses were
administered. Based on the pharmacokinetic data (9), we estimate that 5-10% of budesonide may
still remain in the lungs by one week. Budesonide that is absorbed into the circulation is rapidly
metabolized in liver to 16-α-hydroxyprednisolone, which has low glucocorticoid activity. The
elimination half-life of plasma budesonide is about 4 hours (9). The results of our study also
suggest that a similar therapeutic method may be applied to shock lung, pneumonia, severe acute
respiratory syndrome, or malignancy. The systemic adverse effects associated with steroids,
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antibiotics, and chemotherapeutic agents could be markedly reduced. Further studies are needed
for this clinical implication.
The mechanism responsible for the effectiveness of budesonide is most likely due to its
anti-inflammatory effects. The improvement was seen early after intra-tracheal
surfactant/budesonide instillation as opposed to 2-3 days following systemic administration of
dexamethasone (32). The direct local anti-inflammatory effect may have played an important
role for this rapid improvement. This rapid improvement may be also related to the higher
volume of instillation in the intervention group (5 ml/kg) as compared to the control infant (4
ml/kg) that might facilitate surfactant/budesonide delivery. However, the higher volume could
also dilute the surfactant concentration in the liquid-air surface and decrease the surface-tension
reducing property of surfactant. Although there were small changes in FIO2, PO2 and PCO2
during the first few days, the intervention group needed less assisted O2 therapy on days 3, 7, 21,
and 28 suggesting a longer effect on the lungs. Lung inflammation occurs very early following
mechanical ventilation and any therapy beneficial for BPD prevention has to be administered as
early as possible. The results from our study indicated that budesonide was effective early in the
course of therapy, which might translate to longer term effects on the lungs.
Corticosteroids are known to cause growth impairment. In this study we didn’t find any
immediate alteration in serum glucose, electrolytes, blood pressure, and physical growth with
budesonide therapy. Another major concern following glucocorticoid therapy is long-term
adverse effects. Budesonide has been used in children with asthma for years without significant
long term side effects (33-36).While the follow up study is still in progress, our preliminary data
on 84 % of the survival up to 2-4 years indicates no apparent long term adverse effect on
physical growth, and on neuromotor and cognitive function. Based on our previous follow-up
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study (33) and the current preliminary results, and in view of the fact that majority of the infant
(65%) in the intervention group received only one dose of budesonide and that there was no
immediate adverse effect, the long-term side effects are probably negligible. A complete and
longer follow-up study is needed before this therapeutic regimen can be generally recommended
This study was done in 3 tertiary centers in 2 countries, which may raise the question of its
general application. However, diagnostic criteria and assessment tools that have good predictive
accuracy and have been evaluated across different hospital settings were used. All the
participating hospitals followed a standard protocol for respiratory care. In addition, an
independent observer unaware of the treatment assignment monitored the outcome; this may
decrease the study bias.
In conclusion, in very low birth weight infants with severe RDS, intra-tracheal
administration of surfactant and budesonide compared with surfactant alone significantly
decreased the incidence of BPD or death. Further large sample, double blind trials are warranted.
Acknowledgement: The authors like to thank Roberta A. Ballard, MD, PhD, and Philip L.
Ballard, MD, PhD, from UCSF, California, and William Oh, MD, from Brown University, Rhode
Island, for their expertise comments; Ju C. Cheng, PhD, from Department of Biotechnology,
China Medical University, Taichung, Taiwan for interleukins assay. Mei H. Wang, PhD, from
Institute of Nuclear Energy Research (INER), Longtan, Taiwan for Nano/PET digital scan of F-
18 labeled budesonide in rats. We also thank Ms. Audrey Yeh, Yu C. Pan and Hsiang T. Chou for
manuscript preparation and all the NICU nursing staffs at John H. Stroger Jr. Hospital, Chicago,
and China Medical University Hospital, Taichung and National Taiwan University Hospital,
Taipei, Taiwan for their cooperation. None of the names listed in the acknowledgement received
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compensation for their contribution.
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30. Wiedmann TS, Bhatia R, Wattenberg LW. Drug solubilization in lung surfactant. J Control
Release 2000;65:43–47.
31.
Miller-Larsson A, Mattsson H, Hjertberg E, Dahlback M, Tunek A, Brattsand R. Reversible
fatty acid conjugation of budesonide. Novel mechanism for prolonged retention of topically
applied steroid in airway tissue. Drug MetabDispos 1998;26:623–630.
32. Yeh TF, Torre JA, Rastogi A, Aryebuno MA, Pildes RS. Early postnatal dexamethasone
therapy in premature infants with severe respiratory distress syndrome: a double-blind,
controlled study. J Pediatr 1990;117:273–282.
33. Kuo HT, Lin HC, Tsai CH, Chouc IC, Yeh TF. A follow-up study of preterm infants given
budesonide using surfactant as a vehicle to prevent chronic lung disease in preterm infants. J
Pediatr 2010;156:537–541.
34. Hvizdos KM, Jarvis B. Budesonide inhalation suspension: a review of its use in infants,
children and adults with inflammatory respiratory disorders. Drugs 2000;60:1141–1178.
35.
Agertoft L, Pedersen S. Effects of long-term treatment with an inhaled corticosteroid on
growth and pulmonary function in asthmatic children. Respir Med 1994;88:373–381.
36. Agertoft L, Pedersen S. Effect of long-term treatment with inhaled budesonide on adult
height in children with asthma. N Eng J Med 2000;343:1064–1069.
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event for all end points. Infants in the intervention group had a significantly higher chance to be
weaned to room air than infants in the control group.
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Table 1. Baseline Characteristics
Perinatal Characteristics Intervention (131) Control (134)
Birth weight (g) 882 (249) 935 (283)
500-749 46 (35%) 42 (31%)
750-999 50 (38%) 42 (31%)
1000-1499 35 (27%) 50 (38%)
Gestational age (postmenstrual weeks) 26.5 (2.2) 26.8 (2.2)
SGA
AGA
9 (6.8%)
122 (93.1%)
11 (8.2%)
123 (91.8%)
Gender
male
female
71 (54.2%)
60 (45.8%)
72 (53.7%)
62 (46.3%)
Prenatal steroid 112 (85%) 106 (79%)
Chorioamnionitis 11 (8.4%) 10 (7.4%)
Mode of delivery
Cesarean Section 83 (63%) 83 (62%)
Vaginal delivery 48 (37%) 51 (38%)
Apgar Score
1 min
≤3 41 (31%) 48 (36%)
4-6 68 (52%) 67 (50%)
>6 22 (17%) 19 (14%)
5 min
≤3 3 (2%) 7 (5%)
4-6 26 (20%) 36 (27%)
>6 102 (78%) 91 (68%)
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Table 1. (continued)
Clinical and Laboratory Characteristics at Time of Entry into Study
Age (hrs) 2.0 (1.5) 1.8 (1.4)
IMV 131 134
FIO2 0.61 (0.25) 0.63 (0.26)
MAP (cm H2O) 7.1 (4.8) 7.2 (1.5)
OI 8.0 (4.3) 8.1 (5.1)
PO2 (mm Hg) 70.6 (57.9) 68.5 (43.3)
PCO2 (mm Hg) 48.1 (10.5) 49.7 (18.5)
pH 7.25 (0.12) 7.24 (0.14)
Blood Pressure (mmHg)
Systolic 48.1 (11.9) 46.6 (9.2)
Diastolic 29.4 (9.6) 27.5 (8.4)
Hematocrit (%) 42.4 (6.6) 42.6 (6.7)
Data are expressed as mean (SD) or number (%).
IMV = intermittent mandatory ventilation; MAP = mean airway pressure; OI = oxygen index.
SGA and AGA was defined if the births weight less than 10th percentile and between 10th and
90th percentile in intrauterine growth chart, respectively.
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Table 2. Mortality and BPD Morbidity
Intervention
(131)
Control
(134)
Difference (95% CI) RR (95% CI) P
value
BPD or Death 55/131 (42%) 89/134 (66%) -0.24 (-0.36 to -0.13) 0.58 (0.44 to 0.77)
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Table 3. Interleukins Concentration (pg/ml/mg urea) in Tracheal Aspirates and Baseline
Characteristics
Intervention group Control group
(n=18) (n=20) P value
Birth weight (g) 809 (196) 886 (232) 0.56
Gestational age
(weeks)
26.2 (2.4) 26.3 (1.6) 0.86
FIO2 0.64 (0.19) 0.59 (0.20) 0.57
MAP (cm H2O) 6.9 (0.87) 6.9 (0.99) 0.94
OI 6.7 (3.7) 7.0 (4.0) 0.44
Death 2 (11.1%) 5 (25.0%) 0.41
BPD 6 (33.3%) 11 (55%) 0.21
Death or BPD 8 (44.4%) 16 (80%) 0.042
Interleukins (pg/ml/mg urea) Z value P value
IL-1
12 hours 2.0 (1.4-4.4) 16.5 (6.2-21.0) -2.33 0.02
24 hours 10.7 (1.5-15.0) 24.0 (2.3-53.0) -13.5 0.18
3-5 day 13.5 (9.2-23.0) 61.5 (18.0-86.0) -1.43 0.15
7-8 day 14.2 (7.1-29.0) 17.1 (9.2-26.2) -0.04 0.97
IL-6
12 hours 32.0 (2.1-60.0) 79.0 (65.0-112.0) -2.57 0.01
24 hours 27.0 (7.3-30.0) 27.5 (13.0-47.0) -0.94 0.35
3-5 day 20.0 (15.0-27.0) 44.5 (18.0-53.0) -1.47 0.14
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7-8 day 9.0 (3.4-12.0) 7.4 (4.0-10.0) -0.12 0.90
IL-8
12 hours 53.0 (20.0-86.0) 198.0 (56.0-405.0) -2.12 0.03
24 hours 40.0 (21.0-49.0) 152.0 (29.0-540.0) -1.72 0.09
3-5 day 60.0 (48.0-105.0) 422.0 (180.0-580.0) -2.49 0.01
7-8 day 146.0 (86.0-210.0) 785.0 (160.0-1200.0) -2.25 0.02
Data are expressed as mean (SD) of baseline characteristics on admission to study, or median
(Q1-Q3) of interleukins.
OI = oxygen index; MAP = mean airway pressure.
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Table 4. Follow-up study
Perinatal Characteristics Intervention (85) Control (87)
Birth weight (g) 907 (215) 920 (240)
Gestational age (weeks) 26.5 (1.8) 26.7 (2.1)
Gender
male 45 (53%) 41 (47%)
Female 40 (47%) 46 (53%)
Follow up study
Age (m) 30.1 (4.2) 30.1 (3.9)
Weight (kg) 11.7 (1.8) 11.8 (2.3)
HC (cm) 47.7 (2.7) 46.9 (2.8)
L (cm) 86.7 (5.2) 85.8 (5.4)
Neuromotor dysfunction 23 (27.1%) 20 (23.0%)
Moderate to severe 8 (9.4%) 8 (9.2%)
MDI 83.4 (18.7) 81.5 (2.8)
MDI (≤ 69) 18 (21.2%) 19 (21.8%)
PDI 77.9 (18.7) 77.6 (20.1)
PDI (≤ 69) 24 (28.2%) 26 (29.9%)
NDI 26 (30.6%) 34 (39.1%)
Data are expressed as mean (SD) or number (%)., URI: upper respiratory infection
HC = head circumference; L = length; MDI = mental developmental index; PDI = psychomotor
developmental index; NDI = neurodevelopmental impairment
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190x254mm (96 x 96 DPI)
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190x275mm (300 x 300 DPI)
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190x275mm (300 x 300 DPI)
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254x190mm (300 x 300 DPI)
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206x304mm (300 x 300 DPI)
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Intra-tracheal Administration of Budesonide/Surfactant to Prevent Bronchopulmonary
Dysplasia
Online Data Supplement
Tsu F. Yeh, Chung M. Chen,. Shou Y. Wu, Zahid Ullah, Tsai C. Li, Wu S. Hsieh, Chang H.
Tsai, Hung C. Lin
1Maternal Child Health Research Center, College of Medicine, Taipei Medical University,
Taipei, Taiwan;2Department of Pediatrics, Children’s Hospital, China Medical University,
Taichung, Taiwan;3Department of Pediatrics, Taipei Medical University Hospital, Taipei,
Taiwan;4Department of Pediatrics, School of Medicine, College of Medicine, Taipei Medical
University, Taipei, Taiwan;5Division of Neonatology, John Stroger’s Hospital of Cook
County, Chicago, USA; 6Graduate Institute of Biostatistics, College of Public Health,China
Medical University, Taichung, Taiwan;7Department of Healthcare Administration, College of
Health Science, Asian University, Taichung, Taiwan;8Department of Pediatrics, College of
Medicine, National Taiwan University and Hospital, Taipei, Taiwan; and9Department of
Biotechnology, Asian University, Taichung, Taiwan.
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Introduction
Surfactant has been used as a vehicle to deliver steroid in animals (1, 2) and in preterm infants
with RDS in a pilot study (3). However, the stability associated with administering a
steroid/surfactant mixture have not been well studied. Budesonide (Pulmicort neubulising
suspension, Astra Zeneca, Lund, Sweden), a dehalogenic glucocorticoid, and survanta (Abbott,
Columbus, OH), a mixture of phospholipid and hydrophobic proteins, both are stable
compounds. However, budesonide, (22R,S)-16α, 17α-butylenedioxy-11β,
21-dihydroxypregna-1,4-diene-3, 20-dione, having a ring structure with a certain degree of
un-saturation and branching, may interfere with the structure of the surfactant monolayer at
the air-liquid interface and, thus, may affect the surface-tension property of survanta. We,
therefore, conducted an in vitro study if the mixture of survanta and budesonide is
biophysically stable; and if the survanta and budesonide mixture is chemically stable.
Method
Biophysical and Chemical Stability of Survanta/Budesonide Mixture
To test the biophysical stability of surfactant after addition of budesonide, a series of tests
were performed using a surfactometer. Competitive absorption behavior of a
survanta-budesonid suspension with different concentration ratios between these two
compounds was conducted in a surfactometer (Amherst Electronics, Buffalo, NY). The
dynamic surface tension behavior of survanta, budesonide, and their mixtures was evaluated
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by pulsating the air-liquid interfaces at a rate of 20 cycles per minute at 37℃.
To test the chemical stability of the survanta/budesonide mixture, high performance liquid
chromatography (HPLC) was performed (SGS, Taoyen, Taiwan Ltd) at 0, 1, 4, 8, 12, and 24
hours after mixture of survanta/budesonide, with a concentration ratio of 25:1, 50:1, and
100:1.
Animal Study
To investigate if surfactant can be used as a vehicle to facilitate budesonide delivery,
Sprague-Dawley rats were intratracheally injected with 50 µl
surfactant/18F-budesonidemixture (with a concentration ratio of 12.50:0.12 mg/ml by equal
volume mixing, n = 3) or with 50 µl18
F-budesonideonly (0.12 mg/ml, n = 3). The
18F-budesonidebiodistribution and radioactivity was visualized and measured at 15, 30, 45,
and 60 min after injection by a Nano/PET/CT digital scan.
Statistical Analysis
Data are expressed as means ± SD. Between-group comparisons were made using Student’s
t -tests. Differences were considered significant at P < 0.05.
Results
Biophysical and Chemical Stability of Survanta/Budesonide Mixture
When a survanta suspension was mixed with an equal volume of a budesonide suspension, at
a concentration ratio of 12.50:0.25 mg/ml (50:1) or greater, the dynamic surface activity of
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survanta suspension as shown in sufactometer was minimally affected (Table 1). Based on
these results, we decided that the dosage between survanta/budesonide ratio for neonates
should be ≥50:1. The results were reported previously (4).
The HPLC analysis revealed that no new compounds were identified at any of the time
points after mixing survanta and budesonide at various concentration ratios (Figure 1A to 1T).
Thus, the mixture of budesonide and survanta appears to be chemically stable.
Pulmonary Distribution of18
F-Budesonide
The radioactivityof18
F-budesonide was most strongly detected near the trachea at 15 min
after intra-tracheal injection (Figure S2A). Almost no radioactivity was seen in the lung
region of the rats injected with18
F-budesonide alone at 60 min. The radioactivity of
18F-budesonide was distributed more in the peripheral lung and stayed longer in rats
supplemented with surfactant than in the rats without surfactant. Rats injected with
surfactant/18
F-budesonide mixture exhibited an approximately 200% increase in radioactivity
compared with rats that received18
F-budesonide alone during the study period (Figure 2B).
The detail results will be published elsewhere.
Conclusion
Surfactant can be used as an effective vehicle to facilitate the delivery of budesonide into the
lungs. With a concentration ratio of survanta/budesonide ≥50, the mixture is biophysically and
chemically stable.
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References
1.
Fajardo C, Levin D, Garcia M, Adrams D, Adamson I. Surfactant versus saline as a
vehicle for corticosteroid delivery to the lungs of ventilated rabbits. Pediatr Res
1998;43(4 pt 1):542–547.
2.
Chen CM, Fang CL, Chang CH. Surfactant and corticosteroid effects on lung function in a
rat model of acute lung injury. Crit Care Med 2001;29:2169–2121.
3.
Yeh TF, Lin HC, Chang CH, Wu TS, Su BH, Li TC, Suma P, Tsai CH. Early intratracheal
instillation of budesonide using surfactant as a vehicle to prevent chronic lung disease in
preterm infants: a pilot study. Pediatrics 2008;121;e1310-e1318.
4.
Chang DH, Chang CH, Lin YJ, Yeh TF. Influence of budesonide (B) on the dynamic
surface tension behavior of surfactant (survanta) (s) at pulsating air–liquid interface.
Pediatr Res 2002;51:346A
5.
Hvizdos KM, Jarvis B. Budesonide inhalation suspension: a review of its use in infants,
children and adults with inflammatory respiratory disorders. Drugs 2000;60:1141–1145.
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Dynamic Surface Tension Behavior of Survanta, Budesonide, and Their Mixtures
System
Phospholipid
Concentration,
mg/mL
Budesonide
Concentration,
mg/mL
Ye,
mN/m
Ymin,
mN/m
Ymax,
mN/m
S suspension
25.00
-
19
-0
46
12.50
-
21
-0
51
1.00
-
22
5
49
B suspension
-
0.50
31
27
47
-
0.25
33
29
49
Mixed S/B
suspension
12.50
0.25
20
-0
41
1.00 0.25 28 20 45
S indicates survanta; B, budesonide; mN/m, milli-Newton/meter; Ye, equilibrium
surface tension; Ymin, minimum surface tension; Ymax, maximum surface tension
(from Yeh et al. Pediatrics 2008;121:e1310-e1318).
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Figure Legends
Figure 1. HPLC performed on budesonide, survanta, and survanta/budesonide mixture,
comprising different concentration ratio of mixture (25:1, 50:1, and 100:1) at 0, 1, 4, 8, 12,
and at 24 hours after mixing of the two drugs. There was no new compound identified during
these tests, indicating that budesonide/survanta mixtures are chemically stable.
Figure 2. The18
F-budesonide bio-distribution (A) and radioactivity (B) in the
Sprague-Dawley rats intra-tracheal injected with surfactant/18
F-budesonide (n = 3) or
18F-budesonide alone (n = 3). The
18F-budesonide was distributed more into the peripheral
lungs and the accumulated 18F-budesonide radioactivity was higher in the rats supplemented
with S than in the rats without S during the study period. B =18
F-budesonide, BS =
surfactant/18
F-budesonide.
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Fig-1 A
Budesonide (B) 0.5 mg/ml
Fig-1B
Survanta (S) 25 mg/ml
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Fig -1E
S/B: 50/1 at 4 hr
Fig -1F
S/B: 50/1 at 8 hr
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Fig -1I
S/B: 25/1 at 0 hr
Fig -1J
S/B: 25/1 at 1 hr
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Fig -1M
S/B: 25/1 at 12 hr
Fig -1N
S/B: 25/1 at 24 hr
F
S
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Fig -1Q
S/B: 100/1 at 4 hr
Fig -1R
S/B: 100/1 at 8 hr
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Figure 2
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