BSES - Home | Judicial Watch · 2019-07-26 · Bougt Q3 L L T Par.Sale Q3 L T Part.Sale 703 L T ....
Transcript of BSES - Home | Judicial Watch · 2019-07-26 · Bougt Q3 L L T Par.Sale Q3 L T Part.Sale 703 L T ....
_ . .:..• -.......J
___________ ____ _
l'OS!T!ON NAME Of ORQANJZAT!QN/ENTITY
PARTIES AND TERMS
m
Reviewing Officer . Date.
r "12 it=
Report Rcqui.-.il by the Ethi<s FINANCIAL DISCLOSURE REPORT W G.ivernment Actof197$
CalendarYear 2003 (5 U.S.C. app. §§ IOJ.lll)
t. Person Reporti'1g (Last name, First name, Middle initial) 2. Court or Organization 3; Date of Report
Duhe Jr, Jolm M U.S. Court of Appeals, 5th Cir 412712004
4. Title (Article l!I Judges indicate active or senior status; 5. Repot!Type (check appropriate type) 6. Reporting Period magistrare judges indicab: full· or part-time)
0 -lion. Date 1/1120-03 U.S. Circuit Judge.Senior Stat
0 mm.1 0 I'!c>I to
1213112003
8. On the basis of the infmmation contained in this Report and any modifications pertaining thereto. it is in my opinion, in compliance
7. Clmnbors or 0ffit1' Address
wo LI!fitrette street with applicable laws and regul>tions. SuiteS200
IMPORTANT NOTES: .The insttuolions accompmi'ng this form must be follow«!. Complete all parts, checking <hc'NONE box for eacll part · whcte )00 havenoreportableinfonnation. Sign on last page;
L POSIDONS. (Reporting individual only; see pp. 9.13 offiling insuuctions)
NONE - (No b!cflOSltians.)
2.
IL AGREEMENTS. (Reporting individual only; see pp. 14-16of liling instructions)
ll2J NONE - CN• repartableagreements.l
I.
0-Ch 0 ,- ""' o-cn::z: -->
:::.:: ---f'..>
-"'
::0 m 0
o>
m -....
N < .,., r ...., ""' == - •0 = 0 m .c..
SOURCE AND mE GROSS INCOME
SOURC!lANO me
SOURCE DESCRIPTION
IV. REIMBURSEMENTS -tmnsportation, lodging,food,enl<rtalnment.
L
Name offorson Repo:Ung Date of Repa;l:FINANCIAL DISCLOSURE RL. ORT \ Dube Jr., John M 4l2712004
Ill NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offiling instrJctjons)
A. Filer's Non-Investment Incom
lii1:J NONE · (Noreporllllllenon·invostmentin<:ome.)
()'OO?S. not-'s)
l.
B. Spouse's Non-Investment Income- (lf)'OOwore married duringanyportionofthe reporting year, please<0mpleto this section. (dollararnonnt not J<quired except fot honoraria)
0 NONE (Norqiortablcnon-invcstmcntincomc.).
I.
(Includes 1llose to spouse and dtp<!!dcnt children. See pp. 25-27 of inst'IK:tions.)
lii1:J NOJ".'E (Nosuehrepm:t>blcieirnbursements.)-
SOURCE
CRED!TQR VALVE CODE
412712004
Name of Person Reporting FJNAi"'tCIAL DISCLOSURE REPORT Dall: of Report
Duhe Jr., John M
V, GIFTS. (Ill eludes those ro Spous<) and dependent children. See pp. 28-31 of_instructions.)
0 N 01\'E (No sueh n:portable gifts.) ·
DESCRIPTION
I. City Club, Lala tto. LA l!Onomy M<mbership
VL IJABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instt'Jctions.)
NONE (No reportable liabilities.) .
I.
•NONE
A B
u v
.
,, ll.
..,,,niug """"'1
(l) (2) (!) Ill (I) u diseiostlfe
(2J {!)
Mcthod CodeJ
3: -
c J)
w
FINANCIAL DISCLOSURE REPORT Page 1 o:·s
Name-of Person R.ejlorting Duhf Jr., lolm M
Dute of R.port
4/27(/.004
VIL INVFSTMENTS and TRUSTS
A.
Descriplfun.r ,..,,.. (including-""""')
f'la...."'i!; "QC}" after e;cb.a:uet from prior disdruiw
(No reportabft assets, or IWlS&OOm:)
I. ch<Ckingai:tts, Hibernia Nat'I Bank, Latl!yctte
2. Nuvcen Trust Bond Fund
3. Denbury Onshon:, !LC, Mineml Royalty
4. Estate William Hells, Mineral Royalty
s. Banc One, Common SIOOk, L\!lilycttc, LA
6. AXP ·New Dimensions Fund Class A
7. AXP ·Global Bond Fund
a. AXP · Utilities Fund
9. AXP • Exlr.I Income Fund
IO. AXP • ln11:mational Fund
11. AXP - Blue Chip Advantage Fund
12. AX!'· Global Growth Fund
i3. ' AXP · EmergingMl!rkets Fund
14. AXP • Stmegy Agg=ivo Fund
IS. AXP • Small y Index Fund
16. AEGONrfr.msamcrica Advisers
17. AXP Diversified Equity Fund
lK. Fidelity VIP Ill G & l .
B. c. Income duting Gross val at end of T-ons during "P<lrtingpcriod
"""""1g period . oot ftum
(4) ($) - T'.11'< (e.g. V.alue v.i ... T (e.g. Date: Value G00n J or COO.! div. rc:nL or C00.2 bu�-. sell. M-· C:00.2 Code i._,_,.{A •fl) inL) (/-!') ..,,,....., Day (J-1') t (A• (if..-
(Q-V.1 """""'"°") "' .........,,)
A lnlmSt J T
A ln-t 1 L
D Royalty K w
A Royalty J w
A DividClld J u
None 1 T
A Dividend 1 T
None Exchange 3/02 K
None Redeemed 1/03 1
None Exchange 3/0Z 1
None Exchange 3/02 K
None Exchange 3/()2 l
A Dividend 1 T
Nono Exchange 3/02 l
A Interest J T
A Dividend L T
c Dividend K T
A Dividend J T
I. lncom-eiG n ., Si,000 orles.$ -Sl,001-Sl,500 -P,5&1.ss.000 ""S:S,OfH-$15,000
(Sec Cffiurnns Sl ad 04) f ""SS0,001..$100,000 0 = SIOO,OOl-Si,000,000 HJ - Sl,000.00!-15,000,000 H2 = l'J.:ore !tum SS,OO!l,000
2. Value Ctldes: ""Si'.5,000 or less K .. S!S,fi0i-S50,000 L ""$50,00! .. SJOO.OOO M = St00,00l·S2SO,OOO
(See c.ii Cl ..><!DJ) N .,,, S25D,iXJO.S500.000 0 ""5500,001 1,000.000 Pl = s1.ooo.ont-l5,0W.{i(!Q P2 = S5.000,00l-S"..S.000,000
Pl ""'$25,000,00l-SSO,COO,OOO P4 = $Mi:m 1t-.:m sso.oc.K>,01>0
1. V!!!ue Method Codes Q = A;:pm1$3l R ""'Cast (R=i e Ouly) s """ AsseismZ.'lt T • Ca<h/Mmk<t
{ e. Coiunm = :aoo;;; Vaiw.: {C;Othe:: "' Estima1e<l
(l) (2) (t) (2) il from
(2) (3) (4) (:!)
(Q;W)
..,...,,.n.,
W • ll$tu•a«:d
FIN:ANCIAL DISCLOSURE REPORT Date 0r ReportName ofPerson Reporting
Page2 ofS DubC Jr., John M 4i2712004
VII. lNVESTMENTS and TRUSTS
A.
Descriptionof Assets (including tnlSt 1$SC!S)
Pbce "(X)" afteteoobasset mnn prior discloa1.lte
19. Templeton l'cr<ign
20. AXP VJ> New Dimsions Furul
21. AXP VP Excn. Incomc Fund
22. AXP VP Global Bond
23. FT VIP Real Estate Fund
24. Royeo Micro Corp
25. FRK Real Estate Sec.
26. Ameri001 Express Brokerage A<:<t
27. AXP Sekctivc Fun.ds Class B
28. />..XP New Dimension Fund Class B IRA
29. Prudential Securities MO!lCi}'ltllll't AssetFund
30. Pimco Pea Target Fund Class C
31. Pimool'ca lnnovationFund Cuc
32. AIM Growth Ser. Basic Value Fund CUC
33. Franklin Sm. C.p. GroWlh Fund ll CLC
34. Pimco Low Duration Fund Class C
lS. Strategic P.ar1ru:rs Large Cap Growth Fund
36. Hartfuro Mulllal Funds Inc. Advisers FundClass C
B. c. D. inrom:: during Gross valw: at etld of Tran:sactioos dilling reporting: period
i:eriod period
(I) not«en t
- Type (e.g. Value v .. Type (e,g. """' VaW. G'"'1 14emi!yof\:ode 1 div. rent. or Code2 Method buy.SC -- Code2 Code (A·J4 int..) (J.Pl CodeJ ""'ll"'· Doy (J-P) I (A· (j.fprivz1111
..d.mptlon) "' """"<tionJ
A Dividend I T
A Dividend J T
' A Diridend Transferred ll03 1
A Dividend J T
A Diridend J T
A Dividend J T
A Dividend K T
B Dividend K T
None J T
A Dividend K T
A Dividend Sold 5/03 L
None Sold 5103 K
Norn: Sold S/03 ]
None Sold 5103 J
None - Sold 5103 I .
A Dividend Sold 4/03 K
None Sold 5/03 1
A Dividend Sold SI03 J
l. !ocomt"JCiain Codes: A "" S l ,000 er klss B •Sl,OQi..P,500 C •$2,S<ll·SS,000 0 •SS.OOJ.$1S,OOO E • $15,001-$50,000
(SreColwnru;81andD4) F •S50,00l·SI00,000 G .,, su:ic.001 s1.coo,tXXl HI •Sl,OOO,Olll.SS,000,000 ll2 •Mo<ethauSS,000,000
2. Value-Codes: J ""SlS,000 er leS$ K • S:<,OOl-$50,000 L •Slll,001·$100,000 M •Sl00,00I-$2SO,OOO
{See Cobmns Ct and OS) N """s25o,ooo.s.soo.ooo 0 = :t:SC>il,001-SI.000,000 Pl =Sl.OOO,OOl-$5 000.000 P2 .,, S5,000,001-S2S,000,000
P3 .. s2s.ooa.001..sso.ooo,ooo P< • sMoo: - sm,000,000
3. Vala::" Method COO-es Q "' Appraisnt R =Cost (Real Estate Only) S """
(Sre Coltt.'1'Jl U "' Valw;; v • Oili"
I
.
.
Dividorn!
rq>Orting period discloouri:
(2) (3)
J
Sold 5/03
5/03 1 .
5/03
T
J
Redeemed 1/()3 J
K
T .
J T
(4) (S)
- .
FINANCIAL DISCLOSURE REPORT
Page3 of5 Name or Person Reporting DuMJr, JOOnM
Dore of Rcpon
412712004
A.
ll=1iptWn of Assell (utw!lng """'""""'l
Pbcc "(X)" ----from prior dis.c\osm
37. Hat1fonl Mutual Funds. APJ"'clation Fund
3&. HartlimlMutwil Funds, Inc. Dividend Fund Class C
39. Hartford Mutual Funds. inc. Stock Fund
40. Sunamerica Style Se!eet Serles Focus Portfolio Funds Class I
41. Prudential Jennison GroW1h fund A
'42. lean<rette Sugar Co., Prcfem:d Stock
: 43. Beaurega.'ll Parish Bonds
!44. Livingston Parish Bonds
45. Mississippi River Bridge Bonds
46. Agrium, Im:., Preferred stock
47. St John Baptist Parish Bonds
48. Rapides Parish LA Cons. Bonds
49. Q=hi!a Parish Boods
50. Galcasicu Parish Bond$
51. Tobatoo Sctllemcnt Fin.
52. Lehman Brothers Bani;
53. West Feliciana Palish Boods
54. . Crane Co y Stock
B. il'ICOm: during
reporting period
(!) (2)
Amount Type ( .g,Code t div. rent. or
(A·H) inL)
None
A Dividend
Nooe
None
None
A Dividend
A lntmst
None
NOne
A lnl!:'lest
A Inter.st .
A Interest
A 1n.. icst
A Interest
A ln1erest
None
A lnleTI:st
A
c. Gross va at en& of
D. T!ansactioos dming !tp-Orting period
(l) ) (!) If not cxen:ipt from
Va1ue v .. T,,,. (e.g. DU:; Valoc: Code 2 M<!bo<! bl!y• ..U, Monlh- Code2 (!·l".l Codel """"" Doy (J.P)
(<;tWJ redemption)
Sold 5/03
Sold 5/03 J
J
Sold
Sold J
1 w
J
Sold 2/03
J T
T
I T
K T
J T
J
Redeemed 6/03 K
J T
O.ln Code I (A· m
ldetui1.y or " bu)alseller (ifpriva;ctttt
! . lnoonicJGain Cc4cs: A .. $1,000orl::u 8 "'Sl,001-52,500 c • n,501-SS,llOO D =!>5,00l S:l5,000 E -Sl5.00J-S50,IJOO
{Sec Columns Bl arv.iD4; f ""sso.oo: sttxi.ooc G = Sl00,001-$l,OOO,OOO Ht -Sl,000,00!-$5,000,000 H2 = Z..1ore than S-S 000,000
2_ Vaiue Codes: "'Sl:'i,000 or less " = Sl5,00l-:S:SO,OOO L • $5-0,00!-$!00,000 M = Sl00,001-S150.000
(SecCa!umn:;C: andD3) N -ruo.ooo.sioo,ooo 0 = $500,001-S.l.00-0,000 Pl = Sl,000,001 $.5,0.., ,COO P'l "'S5,000,001-S25,000,000
l':! • S2S,000.00!.$S<l,OOO,OOO P<t '"'SM.orethnnS.SU,000,000
3, V.Uu:::l ii:th:xl'Codes Q - R ""'Cost (Rt21 Estate Only) s ,,,,,,.., T = Cashft...ta:-'.Lcl
(5'<!:: Co!c:nn l1 ""Book: Value v ""Othi;r- w = 1ed.
I
I
(1) (2)
Intctcst
(2) di
(2) (3)
Co<le2 Day
K
K
.
(4) (5)
.
. .
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page4of5 DuhUr., John M 412712004
VIL 11'.'V'ESTMENTS and TRUSTS
A.
Ocscrip-tion or Assets \mcludlng""" mcls)
l'la.."C "(){)" --.,... =1l'I bnmprlordisclos
! 55. LAS Scr.AFGICOID
56. Wt.Balon Rouge Parish Bonds
: 57. lbenille Pmish Bonds
58. Fon! Mo..,,.o.dit
: 59.
60. Orthodoolic Cent= or America
61. Plaquem.'ne LA PT H &T OT Mar
62. Baton Rouge LA SLS & USE Tax Rev.
63. Fu:st Eagle Sogen FDS, Inc.
64.
65.
66.
67. Davis NI Vcmturc Fund Class A
68.
69.
70.
7i. Loni Abbett Midcap Value Fund Class A
n.
8. lnc:ome during
re:portitlg period
- Type (i:.g.. C<>de I div. rem. or (A•H) ""-l
A
A Intorest
A -
B lntorest
A lntmst
.
None
A Interest
B Interest
B Dividend
A Dividend
A Dividend
c. !l. Oro ,,.Jue 11t end of Tmisactioo> du:rint reporilog period tcpCtting period
(I) (1) lfnot cx.cnipt from
Value Value Typi=, {e.g. Date Value C<>de 2 MethOO ......se!( Mooth· (l·P) a.de) """""' (J·P)
(Q-W)
T.
l T
I T
K T
Bought 3/()3 J
Bought 1103 J
Bought 4/03 J
Bought 6103 K
Bought S/Q3 L
L T Part.Sale S/Q3
L T Part.Sale 7J03
L T Part. Sale 10/03
Bought 5/03 K
T Part. Sale 5/()j
K T Part. Sale 7/03
K T Part. Sale 10/03
Bought 510; J
I T Part. Sale 5103
Gain ldemi!yof Cod< ..n.r I {A· (lfprivat< m trans.action.)
.
I. lnccnne/Gain Codes: A =SI ,COO or less B =St,001-$2,500 c =S2.SCii-S5,00'f D ,., !S,001-$15,000 ' E *' StS,001-S:50_000
(Set Cl>lumns Bl a1N1 D(} F ""SSO,OOl-$!00,000 o '""s1x.,001.s1,ooo.ooo Ht = $l,OOO.OOl-SS,000,00-0 H2,.. Mote lhan.S5,000,DOO
2. Value C:xies: J = S:t!i,C-00 o:- less K "'S!:i,OOt.$5(1,000 L -$50,001-$100,000 M ..,S100.001...S25C,OOO
(S.. Col um"' c1 ""'103) N • s so.000-ssoc,ooo 0 S500.001·$l.000,000 !ll ""$1,-000,00I-S:S,ti00,000 P2 ""S5,000,00l S25,000,000
PJ = s2s,ooo,ao1-sse.ooo,ooo P4 •SM= -SSll,000,000
1:_ Value f..1etilcd COOes Q =Appra ! R •Cn.:(R"2!Es<atd)nly) S ·
( Calmnn C'lJ l' "" Book Vat.;e
B.
(1) (2)
D.
(1) (l) (!) ifn.at <liscJOStR
(2) (3) (4) (5)
"'
FINANCIAL DISCLOSURE REPORT PageS ofS
Name of Person Reporting
Duhe Jr.r John M
Dote of Report
4127/2004
VIL INVESTMENTS and TRUSTS
A.
otAss<ts ( !rust-)
Pl= ·cxr a11cT...n ..... "'-ftompriord!se-
i 73.
74.
15. Calamos lnve,tmcnt Trust Growth Fund
76.
77.
78.
79. Federated Equity Funds Capital App. Fund
80.
Sl.
82.
83. Eaton Varu:e Float Rate
S4. AXl' High Yield Bond Fund .
.
85.
86. New Orleans IA SWIG & WTR Bd.
87. Verizon South. Inc.
88. MG!Pharmaceuticals
lm::omc-during n:parting period
"""""' T}J>< (e.g. Code l div. rent. or
(A·H) int.)
None
A Dividend
A !nten:st
None
None
A ln"""'1
A Interest
A Interns!
c. Gross value at end of T-duriog gperiod n:porting period
e:xerq>t from
Value Valae T.ipe (e.g. Dale: Value Code2 Me!hod buy, $el1. Month- Code2 (j P) COO.l m:ri;<>-, l>ey (I.;>)
(Q-W) )
I T Part Sale 7/03
I T PartSale 10/03
Bought SI03 J
J T Pm.Sale 5/03
I T Part. Sale 7/03
l T Part Sale 10/03
Bought 5/03 K
K T Patt. Sate 5/03
I( T Patt. Sale 71(}3
K T Part. Sale 10103
Bougllt 1/03 I
fixcl>JUl!I" 1/03 K
RLldeen>:ld 1/03 I(
Bough! 2/03 I
Bought l/(}3 I
Bought 1/03 I
Gain fd:riti.'YOf Code buyerlscUr:r l (A- ("tfprivatc
trama<:lion}
.
I . lncomc!Gain Ctldcs: A -Sl,000 orless: B =Sl,OOi· ,S:)O D S5,00l.S15.000 E • Sll,OOJ.SS0,000
(See Columns Bl 1t!!d D4) F = SSQ,001-SJOO,OOO G ""SIOO,GOl.$1,000,!.lOO
2. Value J ;,,, SIS,000 orJ K = $15,001·-$50.000 L • fSJ,OOl.St00,000
(Sec Col"""" Cl lllld D3) N • S25ll,001l-$500.00D 0 ""$500,001·$1.00C,GDQ Pt ->l,000,001·$5,000,000 P2 • SS,OOO.OO!-S25,00il,OOO
P3 = S25,000,00l·S5G,OOO.OOO P4 "' S.Mixe th:!:: SS0 ,000 ,000
3. \'a\u;; MelhOO Coci::s Q "' Appraise! R ""Ccst(Rel:.' tateOnly) S "" t
{See Colw:tUl C1) U ""'Socl: Vafoe V -"'Other
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Duhe Jr, Jolm M 412712004
(Indicate part cfR:cpcrt.}VIlL ADDIDONAL INFORMATION OR EXPLANATIONS
Item# 3 • Name change from Denbury Energy Services
Items #8, lOi 11, 12, 14 - Were reported incorrectly on the 2002 report because we misread the statement Eac:.h was in fact exchanged for shares of other funds with the same brokerage in March of2002 and those transacations arc: correctly reported in this report.
Item#21-AXP VP Extra Incmne transferred to Brokerage Account
Item#30-31 • Pimca Target and Pimoo Innovation renamed Pimco Pea Target; Pimco Pea Innovation
Item#34 - Pimco Total Return Fund renamed Pimco Low Duration Fund Classl C
[tern #52 - Called in June
[tern #84 - AXP High Yield - Exchange from New Dimensions; Redemption to AXP Brolo:rage Account
0
412712004
Narneof Porawi Reporting Date of ReportFINANCIAL DISCLOSURE .REPORT
Dube Jr., John M
IX. CERTIFlCA'llON.
I certify that all information givenabove (including information pertaining to my spouse and minor or dependent children, if any} is accurate, true, and complete to the best ofmy knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisiO!lS permitting non-disclosure.
I further certify that earned income ftom oll1side employment and honoraria and the acceptance of gifts which have been reported are in compliance vdili the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Si
NOTE: KNOWINGLY WILFULLY FALSIFIES ORFAILS TO FrLE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SA. CTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
L Rev.
___________ _ Datec_ ___ _
rosmoN. NM!B OF QRGANIZA TlONIENTIJY
PARTIES AND TERMS
0
Ct> 0
b:!1 -
A0-10 1hoe4
ReportR<q•ired by t o li:tbks FINANCIAL DISCLOSl.JRE REPORT ia Gtnre nnnent A t of 19i8
Calendar Year 2003 (5 u.s.c. •pp.§§ !Ul-111)
l. Person Reporting (Last nome, First name, Middle initial)
Duh.! lr .. John M
4. Title (Artiele ll1 Judges indicate active ot senior status;
rruisi•tture judges indicate full· or part-time)
U.S. Cin:uit Judgo,5enior Stat
2. Court er Organization
U.S. Court of Appeals, 5th Cir
5. Ropmffype (cheek appropriate type)
0 -tior;. Date
3. Date of Report
7113/2004
6. R<porting Period
11112003
O ""'™ 0 Flnal to 1213.112003
7. Chambers- or Office Address
800 l.zfayette Street
8. On the h:lSis of the information contained in this Report and any modificalions pertaining thereto, it is, in my opinion, in compliance
with applicable faws and regulations. Suite 5200
Lafayette, LA 70501 Reviewing Officer
IMPORTANT NOTES: The instructions 1u;companying this-form must be followed. Complete all parts, checking the NONE box for each part
where you have no rep0!1able infoonali<m. Sign on last page.
L POSmONS. (Reporting individual only; seopp. !>-13 of tiling instructions)
NONE · (No reponable positiom1.)
2.
IL AGREEMENTS. (Reporting individual only; see pp. 14-!6 of filing instrocti.,..)
": NONE - (No reportable agreements.)
I.
,:'./;:?:
:�,� .-,_:;:: ·)·ir
-
=
SOURCE AND mE GRQSS INCOME
SQURCE AND TYPE
711312004
Name of Pascn ReportingFINANCIAL DISCLOSURE REPORT Date of Report
Dube Jr., John M
IlL N ON-INVESTME.1\/T IN COME. (Reporting irulivldual and spouse; see PP- 17-24 of filing instructions)
A. Filer's Non-Investment Illcom
l;t NONE (No repor.able non-investment income.)-
{ycutt. oot spouse's)
l.
B. Spouse's Non-Investment Income-(lfynu were married duringonyportionoflhe reporting year, please complete this S<Ction. (dollar amount not required except for honoraria)
NONE (No reportable non-investment income.)·
l.
IV. REIMBURSEMENTS -transponntion, tooging, food, entertainment.
(Includes those to ipouse and d_.Jent children. See pp. 25--27 of instructions.)
Ell NONE (No such repo:Ub!ereirnbursements.) -
SOURCE
!.
CREDITOR DESCRIPTION VAUJECODE
I I
L
L
7/13/2004
Name of Perscn Reporting F.INANCIAL DISCLOSL"'RE REPORT
V. GIITS. (meludes those 10 spouse and dependrnt children. Sec pp. 28-31 of instructions.)
D NONE (Nosuchreportablegifts.)-
SOUR.CE DESCRIPTION
City Club, Lafayette, LA Honorary Membership
VL lJABILITIES. (mcludes tltose of spoose and dependent children. See pp. 32-34 of instructions.)
NONE (No repcrtable liabilities,) -
rrnm
(2) (3) (4) (S)
Codc2 Code (J.P) J
"'
2.
.
.
J
.
.
L A B c D E 1 (
. . ""
!
iype (e.g..
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Page 1 of-5 DuhUr., John M 7113/2004
VJL It'NESThIENTS and TRUSTS - incom::. value, trans.cations (inc-ludei> those of the spow>e and dependent children. See pp, l+.57 of filing instructioni.)
A. B. c. D. lncame during Gross va!ut a eru1 r;f Tr.ans.actions during rep-Orting period
Dcscriptianof AsSC1S reporting period gperioo(including: trust :assc:S) (1) (2) (1) (l) (i) If :not e:tC'lllJt disclosure
Place ..(X_)"' afu:rcachassi:texer.vt Amoomt Typo (t>.g. v,i.., Value 0-.itt: Value Gain Identity of 'fiam prior disclosure Code I div. ttnt. or Code2 '-iethod buy, sell. Month- buycr/sclkr
(A·H) int.) (I·P) Code3 """"'· Doy (A· (if private (Q-W) redemption) tr:tnsaction}
DNONE (No n..1xntahtc income, assets, Of transactiOM)
l. checking accts, Hl'bemia Nafl Bank. Lafayette A lnb:rest J T
Nuvcen Trust Bond Fund A lnte1ost j T
3. Denbury Onslloro, LLC, Mineral Royalty D Royalty K w
4. Estate 'Nilliam Helis, Mineru Royalty A Royalty J w
5. Banc One, Common SIOCk, Wa LA A Dividend 1 u
6. AXP -New Dimensions Fund Class A 'None T
7. AXP -Global Bond Fund A Dividend 1 T
8. AXP -Utilities Fund None Exclumge 3/02 K
9.' AXP - Extra lnoome Fund None Redeemed 11()3 J
10. AXP - fn"'mational Fund None Exchange 3102 J
11. AXP - Blue Chip Advantsge Fund None Exehange 3/()2 K
12. AXP - Global G<Owth Fund None Exchange 3/02 J
13. AXP - Em:rging Markets Fund A Dividend J T
14. AXP ·Strategy Aggressive Fund None: Exchange 3/02 J
15. AXP • Small Company Index l'imd A Interest J T
16. AEGONfrnmsamerita Advisers A Dividend L T
17. AXP Diversified Equity Fund c Dividend K T
18. Fidelily VIP m G & l A Dividend J T
lm;:nmc/Gain Codes: =$1,0C-Ooriei:s =S.l,00i-S2,500 -S2,.50 l wSS.000 ss.001.sis.ooo ""-
(See Columns B·i--;;d D4) F ""SSO,O{!l-$100.000 G "'S.iOC.001--Sl ,000,000 Hl ""Sl,000.C{H- 5,GO.'J,!lOO ill ""More tltrul $5,000,000
J =Sl5,{l00or less K = SL5,00l-$50,000 .M -SHJ0,0014250,000
(Sec Colurur.'ii Cl and DJ) N ""S250,000..S500,0C ::< Cl = $ 00,001-S i ,000,00D p: ""$1,000,0U!-$$,OO:J,OOG P2 ,,,_ s.s.000..001 slS.ooo, ooo
P3 S25,000,0 l-!50,000,000 P4 "" $More th:m s 50,000, 000
3. V:ilue brfo!hod , ::s. Q =J isu-1 . "' Cos! (Real Estate OrJy) s ""A.!BC'fSIDOOt T = Cash.IMarket
{Sr:<: Coimnn C2; u = 3cnk \'aim: \' ""Olher w ., f:'s:ttmatc<l
I
I i l
22.
i
130. '
'
i ; 34.
A B
roportiug period
A
(2) u nuu1
(3)
L
(4) (S)
-
FL Ai."l'CIAL DISCLOSURE REPORT
Page 2 of5
'VIL Th'VESTMENTS and TRUSTS
I
!9.
20.
21.
23.
24.
25.
26.
27.
28.
29.
;Jl.
. 32.
'33.
'
35.
36.
A.
Description .a( Assets (inehldmglnlSl ...... )
Place H(XJ" after each asset =:1llpt fmmpriordiscfos.ure
Templeton Foreign
AXP VP New DirnsimtS Fund
AXPVP Extra lneome Fund
AXP VP Global Bond
Ff VIP Real Estate Fund
Royce Micro Corp
FRK Ru! Estate Sec.
- --
American Express Brokerage Acct
AX!' Se!C<live Funds Class B
AX!' New llill"'1sion Fund Class B IRA
Prudential Securities Moneym:ut Asset Fund
Pimco Pea Target Fund Class C
Pirnco Pea Innovation Fund Class C
AIM Growth Ser. Basic Value Fond Class C
Franklin SITL cap_ Growth Fund rr CLC
Pin'co Low Duration Fund Class C
SOratcgic Partners l..arge Cap Grov.th Fund
Hartford Mutual Funds I.nc. Advisas Fund aass C
1. lnoo:nei'Ga:in Codes; -si:.ooooctes:s
(See Colum;is al Ma 04) F SS0,001-SIOO,OOO
2. VaiJe Codes: J "":S!S,000 or less
(SeeCo\cmnsCI andD3) N = $25u,ooo-ssno.ooo
P3 ""'S25,000,001·$5tl,OO(f,OOO
3. V:t!u1> Mcthoci Codes Q '"'"Appmisni
(See Column Cl) u ""'B-Oak Valot-
G
K
0
R
v
Name of Person Reporting
Duht Jr., Jo.'m M
Date of Report
7i13/2004
B. ln<Omeduriog
(1)
An!O'.nll Code l (A-I!)
A
A
A
A
A
A
A
B
A
A
A
(2)
Type (e.g. dh1. n::nt. or int.) - .
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
None
Dividend
Di;idend
None
None
None
None
Dividend
None
Dividend
= Sl,00-1-S2,$00
SlOO,OOl·Sl.000,000
= $15,00 ! -$50,000
;= $500,001 $!,000,000
=Cos! {Real EsW Only)
""Other
c. Gross vatue at cntl of tq:l('lrting period
(l) (2)
Value Value Code2 M<thod (J' P) Codc3
(Q-W)
J T
J T
I T
I T
J T
K T
K T
i T
K T
c = S2:,501-S5,00G
(I)
Type (e.g.buy, sen. """"· «<!<«¢on)
Transf<:tted
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
D. Transactions daring rcpooiugperiod
Dat<: Moll!h-Day
ll!l3
SJ()3
S/Ol
5/03
5103
5103
4/03
5/03
5103
not exempt disclosure
vaiu. C00.2 (l'P)
J
K
J
J
J
K
J
J
Gain Code l (A· "'
Identity of buyen'selkr {if private transaction)
'"
D "" :SS.00 l S15,-000 E = $15,00J..$50,00!)
H'.i ""Sl,OOC,001-S::S,000,000 H2 ""More tlum SS,OG!J,C:X:
L u$50)£l-.SJOO.COO M _,,,.$100,001·$25'0,0C-0
Pl "" s 1, o:;c,001 ss,000,000 P2 = .S5.(.Kl-:3,JGt $:2S,00Ci',OOO
P< ""'$}.1ore th.an S5o,OOO,OOO
s "'Asse;.sment T = Ca:m!Mart;et
w ""Estirn:ited
{
'
I
B
'
pciiod
(!) (2) dlsclt:sure
(2) (J) (4) (S)
J
-
c D E .
I
repomng period
FINiL'lCIAL DISCLOSURE REPORT
Page 3 of5
Name of PersQn Reporting
Duhe Jr •• John M
Date of Report 711312004
VIl. INVESTMENTS and TRUSTS
A.
tlescription or Assets (includingtrust assets)
Place "(X)" after -cac;b asset from prim' <fuclo.ure
37. Hartford Mutual fund Appreciation Fund
38. Hartford Mutual Funds, Inc. Dividend Fund Class C
39. Hartfonl Mutual Funds, Inc. Stock Fund
4-0. Sunamerica Style Select Series Focus Portfolio Funds Class I
,41. Pru<lential Jennison Orowtil Fund A
42. J'ean<rette Sugar Co, Prellned Srock
43. Beauregard Parish lloods
44. Livingston Parish Bonds
45. Mississippi River Bridge Bonds
46. Agrium, Inc,. PI<ferred stock
47. St John Baptist Parish Bonds
·48. Rapides Parish LA cans. Bonds
49. Quachita Parish Bonds
50. Calcasieu Parish Bonds
SL Tobacco Settlement Fin.
52. Lohnun Brother.! Bimk
53. West Feliciana Parish Bonds.
54. Crane Company Srock
ll. c. D. lrolme during Gross valoo al end of Tmisactions duriag reporting period
(I) (2) (!) If 110-f exei:n;n from ,
Annunt r,,,. (e.g, Value V<lue Type (e.g. Date: Value Gain tdentity of CO<l<> 1 div. tent. Qt' Codel MOIOOd bny, S<lt Month· Codc2 Code -(A ·Ill int.) (1·!') Codcl -· Day (H) l (A {if private
(Q-W) redemption} "' tr.111$1Cfion)
None Sold :5/03
A Dividend Sold 5103 l
None Sold 5/03 1
No,,e Sold 5103 1
NOM Sold :5/03 l
A Dividend J w
A ln"""'1 1 T
None Sold 2/03 1
None Redeemed l/Ol J
A lntmlSt J T
A Jniercst K T
A lnlercSI J T
A lnlelest K T
A Interest J T
A lnterest J T' -
'N<me Re<leemed 6103 K
A Interest J T
A Dividend J T
f
\, looome!Gain Cedes: A ""$ .00-:) or less s1,001-si.soo • 52.SO; ·SS,000 ""SS,001-$15,000
{SeeColurnnsa:ar;dN) f =S.5c.on1.s100,ooo- G • SIOO,OO!-Sl,000,IJOO HI ""S l ,000,00l -S5,0C1.l,OOO H2 ""More that: SS,000,000
2. Value Ci.'Xies: Sl 5,COO or less K = Sl5,00i...S5iJ,OOO L = S5D,OO!.S100,000 M =S100Jt0l-t250.000
(Sec Columns Cl an:i ::i3) N =-S:.:50,000-SSOO,OOO 0 "'ss:ot1,e-01.s1,ooo.ooa Pl = St,000.001 £SS,000,000 P2 = $5,000,QO l S25,0CO,OOO
P3 = S25,000,001-S5:l,OOD,t100 P4 ""' iMoce than S O,Q:)O,frJO
Value 1"fo'Jroc' , cdes Q _,,,Appraisal R ""'Co 1 (Real Bt::it 0nly} s = As s.srni:::m T """Casrr'Mark:::t
iSe:: C.olumn C2) U = Boo;; Value v • Olh" w ""'Estirualed
'
!
I l
a
A
wv-"1.....,clo:ture
(l) (3) (4) (5) Value
c D
""'CusMv' • .arket
FINANCIAL D!SCLOSURE REPORT Name of Person Reporting Date of Report Page4 ofS Dune Jr., Jolm M 7/13/2004
VIL INVESTME'.'!TS and TRUSTS -inoom:, value, tr.rnsGatiom (includes those of the spouse and dependent chi1dii::n. See pp. J4-51 uf filing instnu:tlom..)
A.
Descriptionof Assets (incl:udin,g: trust assets)
Place "'(X}" aller each asset from prior disclosure
'55. LA St. Ser. AF GIC OID
56. &st Baton Rouge Parish Bonds
: 57. lbeniille Farish Boods
58. Ford Motor C!<dit
59. lJise!scope
60. Orthodontic Cen of America -
61. l'laqucmine LA PT H &T DT Mar
62. Baton Rm!ge IA filS &:. USE Tax Rev.
63. Firat Eagle Sogen FDS, Inc.
64. Davis NJ Yemture Fund Class A
65. Lord Abbett Midcap Value Fund Class A
61)_ Callllnos lnveiO!roent Trust Growth Fund
67. Federated Equity Funds Capital App. Fund
68. Eaton Vance Float Rate
69. AXP High Yield Band Fund
70.
7L New Orleans LA SWIG & WTR Bd.
"72. Verizon South, Inc.
D. lnroOE during
repmringperiod
(l) (2)
Amount Typo (e,g. C00.1 di\·, rent or (A-!Q int.) - -
lntertst
A Interest
A -
B Interest
A lnt=t
None
A Interest
B Interest
B Dividend
A Dividend
A Dividend
None
A Dividend
A In-
None
None
A lnierest
A lntere!it
c. D. Gross vah:e ;;.tend of Transactions. tepQrtUig period reporti11i period
(l) (2) (J) lfnot e:iteJr4lt
V>lae Value TYi" (o.g. °""" Gain ldemily of c:.d¢2 1-fethod buy. sell. -- C00.2 Code buye'1seller (J-P) Cod¢ .,.,_, 0.y (1-P) - l (A· (upriva1e
(Q-W) 1-1\ tmnsaelion)
K T
J T
J T :: ,,._
K T
J T Bought 3103 J
J T Sought llll3 1 .
J T Bought 4103 J
K T !l-Ought 6/03 K
L T Bought 5103 L
K T Bought 5/m K
J T Bought 5/m 1
J T Bought 5/ll3 J
K T Bought 5103 K
K T Bought llll3 1
Exl:hange llll3 K
Redeemed llll3 K
J T Bought 2/03 J
J T Bought llll3 J
(, lncome!Galn Codes: A =Si ,000 er less >= s: l ,00 ! -$2,500 '=S2.501-S5,000 ""S5,00l-Sl5 000
(Sec Coh.m:lll$ Br aid D4) F "'S50,00l-SlOO,aoo G S!DC,OOl·Sl,000,000 Hl ""Sl,000.001-$5,.000,000 H2 ""'Mere tJnm $5,000,000
2. Vciue c.odes: J = $15,000 (lt le K "'$15,001 50,000 L • 150,00l-SlOO,<JOO M .. ;s.;oo,oc.r;425c,ooo
(See Columns C ! and D3) N = $250,000--:i500,000 0 ""$500,001-$ ! 000,000 Pl = $ t.{l00.001-S5,00D,000 P2 ""S5,000,00t-S25,000,00J
P3 = $2:5,00G,OOl-$50,000,(l(}Q P4 "" S.f...iore !Dan SS0,000,000
j_ Value McihOO CoCes Q =Apprni'.iai R = Co:it {Real EsUlle Ortl:·) s ""' Ass"'ssment T
u F.cok Vslue v Other w "" Estimated
I
'· A B
Q u v
reporting period rtpOrting period I
(2) (3) (4) (5)
--1, (J-P) l
"'
A . .,ll:rest K T 1/03 J
c D E
)
FINANCIAL DISCLOSURE REPORT
Page5 of5
VlL IJ'..'VESTMENTS and TRUSTS
A.
Description of Assets (including trust.assets)
Plact: "'{:'\")"after eaclt asset exempt from prior diu:losu:n::
MGI Pharmaceuticals 7l.
Im:ome/Gcin Codes: ""51,001) or !e:t"'i (Set Cvlmnns BI aWJ 04) f "'S5J,OOJ-Sl00,0'.X� G
2, Value Codes; ""$15,(!{J{) or lest. '
( Colurr ...;s Cl arid D3) " "'SZ50,000·S500,000 a P3 S25,000,00l ..SS0,000,000
3 Va':!<.' 1\-fothod Ccxk.-s Apprni ! "
s.._--e Coiumn C?.) SooL Val:.ie
Date ofRllport
Duhe Jr, John M
Name of Person Reporting
711312004
c.]I. o. Gross value at end of lnoome during Transactions dwiEg reporting period
If not exer.ipt (2) (l) (2) (l)(!)
't (e.g. Date:Value Value ValueAmount Gain ldt:ntity Qf Type {e.g. buy. sell MobthCode2 Methoddiv. rent or Cook l c.d.e2 Code l'Ue!'get, Day (A·Code3 {ff private int) (J-P)(A-!l)
transactioo) (Q-W)
Sought_
=Sl,001-$2,500 ""'S2,50lwS5,000 = S5,0Dl-S!5,000 = SHlD,®!·SUJC•J,000 HI "'$l ,000.0IJi S5,000.00lJ H2 =Moo: thanS5,000,000 = Sl:S.00i-$5i'.t000 L ""$50,00J :'llOO.OOI} y,: = SH)O,ODi-$250,000
= !i'.50C,0Di-Sl,!JOO,DOO Pl ""'St,000,00l $5,000,COO P2 = 55,000.(101 $25,00G,'OOO P4 "'SM.ore 11\an $5:1,000,00V
=Cost (Real Estauo Only) s A $smenr T = ca h1Ji...tarke1
=Other w .._ Estici.atcd
FINANCIAL D!SCLOSIJRE REPORT Name of Person Repomng Date of Report
Duhe Jr,, John M 7/1312004
\'TIL ADDIDONALINFORMATION OR EXPLANATIONS (Jndicaie,,,,,ofR"!""l-)
FIN.;\.;.'!CIAL DISCLOSURE REPORT Name or Person Reporting Date of Report
Duhe Jr., John M 7113/2004
IX. CERTIFICATION.
I certify that all information given above (including informatioo pertaining to i::l'/ spouse :md minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief. and tllat any informatior: not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and :he acceptance of gifts which have been reported are in compliance wilh the provisions of 5 U.S.C. § 501 et·seq., 5 U.S.C: § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY k'ID WlLFUIL Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY. BE SUBJECT TO CN!L AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING'INSTRUCTIONS
Mail signed original and 3 additionai copies to:
Committee on Fillllru::ial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.
Washington. D.C. 20544
R.eviewingOf(lcer ____________ _ Date ___ _ _
rosmoN NAME OF ORGAN17.ATION!ENTITY
PARTIESANDJll&Mli
L
Rqwrt R"-'quired by the Etbies AO·!O FINANCIAL DISCLOSURE REPORT in Gov-crnment Act of 197SRev. 1l:?il04
C3!endar Year 2003 (5 U.S.C. •!•P· §§ 101-111)
2. Court or Organlzat'.on! , Person Reporting {Last name, Fi:st name, 1'.-1iddle initial) 3. Date ofRqmrt
DuhCJr.,John M U.S. Co:.:.rt of Appea:s, 5t:O Cir 81112004
5. ReporrTypc (check ap:p:-opri:ate rypc)4. Title {Article IU Judges indicate active Qr senior si:uus; 6. Reporting Period magistratejudges ir.dicate full or part-time)
Nomittatior,, Date lll/2()()4 U.S. Circuit Judge)Scnior Stat to
Ann"'I (�) Flna1 81112004
7, Chambers or Office Address 8. On tbe basis of the information contained in t is Report and any rnodifications pert.ainiog theretc. it is, in my opinion, in rom.;diance
SOO Lafayette Street with applicable linvs and regul.atil)t'.S, Sui:e 5200
I Lafaye«e, lA 70501
IM:PORTANT NOTES: Tr.e instructions accompanying this form must be fo!iuwed. Complete all parts checking the NONEbox for each part
wllel': you hav¢ no reportable infonnation. Sign on last page.
I. POSil'IONS. Q.«i>ortmgindividualonly; s.cepp. 9-13 o!lilingin:ltrJctior.s)
;;;! NONE (No reportable positions.)·
2.
rL AGREE.'1Ei.'-'TS. {Re;>orting indivioualonly;see pp. 14-16 or filing instructions)
'.lZI N Or>.'E (No reportable agreem<nls.) -
!.
GROSS INCOME
SOURCE AND TYPE
:l2J
SOURCE
:FrN&'ICIAL DISCLOSURE REPORT Name of Pers<Jn Rt'Porting
Duhe Jr.• John M
D::te of Report
8/112094
III. N ON-INVESTJ\1ENT IN CO:ME. (Reporting individual and spouse; see pp. l 7 ·24 of filing iostructions)
A. Filer's Non-Investment Incom
M NONE - (No reportable non-investment iru:ome.)
SOURCE AND TYPE
I.
(yours, not spouse's}
B. Spouse's Nvn--lnvestment Income (If you were man:ied during any purtion nfthe rt';'}Orting year. ptease complete this sectiQn. (dollar amount not required except for hoooraria)
li2J NONE · (No reportable non-investment income.)
I.
IV. REL\IBURSEMENTS - transponation, lodging. rooe, entertainment.
(Includes those tu spouse and dependent children. See pp. 25-27 of instructions.)
NONE - (Nosuchrepomblereimbursements.)
I.
DESC'RJPTION
DESCRlPTION
CREDITOR DESCRIPTION CODE
8/112004
Nan1e of Person Reporting FINAt'iCIAL DISCLOSGRE REPORT Date of Report
Duhe Jr., John M
V. GIFTS.
NONE
(includes those to spouse and dependent. children. See pp, 23 31 of instructions.)
(No seen reportable gifts.)
I.
SOURCE
City Club, Lafayette, LA Honorary Membership $400
VI. LIABIIITIES. (Includes those-Of sp<mse and dependent child,en. See pp. 32-34 of instructions.)
.iZI NONE (No reportable liabilities.)· ·
\.
VALUE
!
L ,_ A
(1) (2)
E
"JlOfliug period
(I) (l) (!) n uvmilisdosure
(2) (l) (4) (SJ o •• ,,
I
-
c D E
(e.g.
FINANCL<\L DISCLOSURE REPORT Name of Person R porting Date of R:::pn1t
Pagelof3 Duhe Jr., John M 81112004
VIL INVESTME.'ITS and TRUSTS - income, value, rta.1\Scatim:is (includes these of the spouse and dependent children. w. 34-57 of filing instructloiis.)
A.
DescriptionofAssets
( iru;luding 1rusl =«s)
Place "{X) .. at'i:cr each asset exempt from prior disclosure
]NONE (No ltlJX.'!rtlbk inCQme, assets, fil' transactions)
1. checking iccts, Hlbemia Nat'l Banki Lafajette
2. Nuveen Trus! Bend Fund
3, .Denbury Onshore. LLC, Mineral Royalty
4, Estate Wil.tiam Hclis, Mineral Royalty
5, Brute One, Common Srock, Lafayetle, LA
6. AXP - New Dimer.sions Fund Ciass A
7. AXl' ·Global Bend Fund
8. AXl' • Thn:adneedle Emerging Markets FWld CLB IRA
9. AXl' - Small Company Index Fund
10. AEGON/Transamerica Advisers
11. AXP Diversified Equity Fund
12. Fidelity VIP Hf 0 & I
13. Templeton Foreign
14. AXP VP New Din1Sions Fund
15. AXP VP Global Boru!
16. FT VIP Rea1 Estate Fund
17. Royce Micro Corp
18. FRK Real. Estate See.
B, lncome during "til'.g period
Amount Typ< Code 1 div. rent. OT (A·Hl int}
A Interest
A roterest
0 Royalty
A Roya!ty
A Dividend
None
A Dividend
A Dividend
A Interest
A Dividend
c Dividend
A Dividend
A Oi\.'idend
A Dividend
A Dividerid
A Dividend .
A D ividend
A Dividend
c. D, Groos value ;1t end of T :am:u::ticns during reporting period
oot exenipt
Value Vwue Type (e.g. V.alue Gain Jdentity of °""' 2 tethad buy, sell, Mon h C"'1e 2 Cede buyer/sdl.;i (J ?) Codc3 merger; D•y (J·P) !A· (if private
(Q-W) __, H; tra1'isaction)
J T
K T
K w
J w
K T
J T
1 T
J T
•J T
L 1'
K T
J T
J T
J T
J T I i
J T
J T
K T
"'S2,5c l ss,ooo =S5Jm1 S tS,00-0 = Sl5,00! S50JJCO
Hl = $1,000, 00l -.$5, 0C-O,OOO Hl "":M:orc than 15,000,DOO
l "' $.50,Q{; !--$\OD.ODO M "'$100,0DI.$!5C,OOO
Pl "'s1,o:x.:.oi:1 s.ooo,:.co P2 ""'S5.noo,001-s2:;,o:J<:,oon
P4 ""S! ion: than $50,iJ00,000
\\' = Bri<l..itcr.l
Codes: ""S!,000 or less =S!.IJ0\ 2.:500
(See O>lumns Bl and 04) F =sso,ou:-s100.Dov G S!00,001-S 1.000,000
2. Value Cede : J = $15,000 or le.ss K ""S!5,00l·S50,000
(Si.:e Colunms C! amt 03) " = SZ.S0,000 5500,000 0 ""ssoo,001-si.1xm,ouc
P3 ""s2s,coo,oo:-sso.ooo,ooo
3 Valu.: /\fothod Cmks
V ""O:her
c.
(I) (2) {I) (2) {I) discicsure (2) (J) (4) ($)
Md.trod l
!
9
.. -.
.
J
l B c [) E
"'
w
FiNANCIAL DISCLOSURE REPORT Date of Repor:. Name of Person Repor'dng
Page 2 of 3 Duhe Jr., John M 3:'!/2004
VII. INVESTMENTS and TRUSTS - income, value, trar.scalions: {htdudes those cfthespoosc. nnd depende'ntcl:iildren. Seeµp. J4-S7 of filing i;al!'JCtion;.)
A. B. n. !ncome during Gross value atendef Traiuacticns C:u:ring repartlvg periodofAsset.5 reporting period n:porling p::riod {includin mi.st assets)
Ifnot exen:pl from
P "C<t :it:'ter eh asstt ex<'.mpt Amiwu Typ< ( .g. Value Vuue Type (c,g, 0<11e: Yaiue Gain identitynffrom prier disc losurc Code! div. renLor C00.2 buy, sell, !Vtonth Cod.el Code beyerl'sefler(A·H) iDt.) (J-P) CodeJ mefl;it.>r, Day (J·Pi (A· (if private
(Q-W) redemption) µ; tnt1$action)
. . . American Express Brokerage Acct A Dividend L T
20. AXP Selective Funds Class l3 None ] T
2 !. AXP New Dimension Fund Class B lRA A Dividend K T
22. kanerette Sugar C-0,, Preferred Srock A Dividend ] w
23. Beauregmu mish Bonds A Interest K T
24. Agrium, Inc., Pr<t1:m4 """k A Interest ] T
25. St John Baptist Pa.-ish Bonds A Interest K T
.
26. Rapides Parish lA Cons. Bonds A Interest J T
'" . " Quachita Parish Bonds A Interest K T
28. Calcasieu Parish Bonds A futerest T
29. Tobacco Settlement Fin. A Interest J T
JO. We:s.t Feliciana Parish Bonds A Interest J T
31. Crane Company Stock A Dividend J T
32. 1A St Ser. AF GIC OID A Interest K T
33. East Baton Rouge Parish Bonds A Interest J T.
34. h.'"n'iUe Parish Bonds A Interest J T
35. Ford Motor Credit B lnten:st K T
ic. lasersc0pe A J:.terest l T
fnrome/Gain COOes: ?. Sl.000.ock:ss = S!,OGJ-S2.50Cl = S.2.50l-S5,00D = $5,00i-S .. 5,(lOO (Sec Colmuns Bi and D4) f "'S50Jl0l SH.i0,00C G "'$100,001-Sl,i::OV.OJO HI = $1,C'CO.G(J l-'S:i,000,000 H2 "'More th;:in ss.oao.ooo
2. Value Codt:s: Sl5,000 er le;;s K "'"$!5,t;. ;-$50,i';OD L "'S50,:JCl-St00.D{l0 M "'SIOO,DOl-S.250,000 (Sec Columns Cl and o:n N = S25D,OOD-S:5\:0,0QG (l = $5C-O,t;Gi-S:LOOG,OOO Pl · $ J ,0:10,001-$5,000,000 P2 SS,000.00 l ·S25.CC0.(10U
"" = S25,000.i)O -$50,00J,000 S!'vforc: lh:tll $5<l,OOO,DOO V.aht.: t.'ic·-h::id Codes Q "'bppr::iisal R Q,s'. {Real E;tn'.:: Only) s /l.$$¢$Stlleflf T Cl!fh/.\Larkc< (S::c Co1mrm C:!) i.: Boal: Valt.:c \' C•6cr ,,, £;;timnted
, . A B
v
uvr11
(2) Cl)
J
(4) (5)
- .
i
FINANCLU DISCLOSURE REPORT Date <;f Report N me of Pmon Reporting Page 3 of3 Duh'\! Jr •• John !Yt 8/112004 -
- income, value, tnmscatmtts {inelml.es tfa:is..: o(:I'.e spou.s-10 and depende u;:h11-Cren. See pp. 34.57 of filing lnstructloru.) VIL INVESTME"ITS and TRUSTS
A. B. Income during
Description ofAssekl reporting period (including iru.'it assets)
(l) (2)
Place 0(X)" after each .asset exempt A100u.'lt Typ< (e.g.from prior disclosure Cod:: 1 div. rent. or
(A·H} int.)
37. Orthodontic Centers of Ametic None
38. Plaquemine LA PT H &T OT Mar A mtorest
39. Baton Rouge LA SLS & USE Ta. Rev. B Interest
40. First Eagle Sogen FDS, me. B Dividend
41. Oa;is NJ Vomture Fund Claso A A Dividend .
42. Lorri Abbett Midcap Value Fund Cfass A A Dividend
43. Calamos Jnvestmmt Trust Growth Fund None
44. FederateC Equity Funds Capital App. Fund A Dividend
45. Eaton Vance Float Rate A lnlercst
46. New Orleans LA SWIG & WTR Bd. A lnlcrest
47. Verizon South. Inc. A Interest
48. MGI Pharmaceuticals A Interest
49. Pimco Pea Value B Pimoo Funds A Interest
50. Scolr, Inc. Com NQne
c. IJ. Gross value at end of Tnmsactimu duruig reporting periud n:porting period
(l) (2) (ll lfOOf exempt dtsdosi.m:
Value Value Type (e.g. Date: Vruue Code2 Method buy.,.,, Month Codo2 (1-Pl Codel -· ""' (J-P)
(Q-W} n:: n)
J T Sold 2104 J
J T
K T
L T
K T
K T
J T
K T Bought 5104 J
K T
-
J T
J T
K T
J T Bought 2/04
J T llooght 7/04 J
Oai.o Codo l (A· "'
ldcmity of bu rlselkr (llp.'ivate tra ction)
-
i I
lf!cfJrnc/Gairi Codes' ""'$; ,DOO or 1eSS. = $1,0D l-S2,500 D =S5,00!-SI5,000 E ""'S":5.G01-$5fi,OOO
(See Columns El and D4) F ""1S0,001 S100,000 G = $100,001-$1,000,000 Hl ""-$UXX!JW!-S5,000.0'30 H2 =Mere than $5.000,000
Valuc: Cvdes: ,.,, $15,000 or less K =SI5,0-0l-$50,-000 L ,,,.S50,00l Sl00.((!ti M =SJ00,001-S250,000
{See Cc!<;-,o:is Cf and D3) >: =$250,000.J;::.JO,COO 0 = $500,0Dl-$[,000,000 P\ ""$l,OOtJ.OOl-S5,MO. GO P2 = S5,000,001-$25,0CO,GC\:
f'3 ""$2$.000,00l..SSO,OOO,OOO f"l = SMore 1h.:m S5o,cco,;:;co
\';i:l! :lt'.'.100 Codes Q "'-Appttilsll R ,,,. eo;.1 (Real Estrte Onir) S ""N;s;:ssme:it T = C<: i' ']l.1a:rb:t
(;_,,,;. ':-:i !i.'M C2j u =Book Value "'Other
Name of Person Reponing Date of Report · Fl:NANCIAL DISCLOSURE REPORT
Duhe Jr., John M 8/112004
(lmilcate ;:art ofRe;iorl) VIll ADDIDONALINFORMATION OR EXPLANATIONS
FI:.l'\fANCIAL DISCLOSURE REPORT amc cf Person Reporting Date of Report
Duhe Jr., John f>v{ 81112004
IX. CERTIFICATION.
I certify lhat all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it :net applicable statutory provisions pennitting non-disclosure.
I further certify !hat earned income from ou'.side employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 50 I et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT !>.1A Y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original arid 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N .E. Washington, D.C 20544