Bryant S. Williams51 Charles Dr

New Castle, Delaware 19720Cell (302) 981-2075

bryant.williams@outlook.com

Professional Profile Experience managing organizational interactions among legal, compliance, technology, operations, risk and business management to achieve enterprise-wide view and risk-based approach to developing and achieving objectives Highly adept in identifying gaps based on regulatory requirements and/or risk exposure in compliance and operations as well as developing and implementing strong systems of checks and balances Exceptional problem-solver and decision maker with diverse experience in compliance, finance, credit, and all aspects of office operation, as systems Enthusiastic communicator with proven analytical skills to develop detailed reports Strong leader/manager of personnel with unsurpassed interpersonal skills and experience managing small and large departments

Areas of Expertise Regulatory Banking Laws Compliance Testing AML Investigation & SAR writing OCC Audits Consumer & Commercial Lending Quality Assurance Staff Management Portfolio Risk Control Compliance Test Design National Flood Insurance Program

Professional Experience

JP Morgan Chase 04/2014-PresentAML Alerts Operations Manager / Associate Newark, De Managerial oversight of a team of six AML Alert Operations Specialists output including review of output quality Function as a key contributor with demonstrated knowledge of AML/KYC issues, as well as broader functional knowledge Oversee implementation of test plans for complete testing of new AML systems Provide effective feedback to Technology and Project teams on testing progress as well as system defects and act as a key stakeholder for reviewing system changes Participate in the development of goals and execution of strategies within the department Engage in strategic initiatives as required by the senior management team

Capital One 12/2013- 4/2014AML Investigator II-Compliance AML Central Wilmington, De

Review system generated alerts to assess presence of illicit activity that may require reporting based on BSA/AML requirements, conduct research as required, and document detailed results in written format. Additional responsibilities include writing Suspicious Activity Reports, in accordance with regulations and time limitations.

dcuFooter

Bank of America 02/1997- 11/2013 AVP Test Design/Analytics Specialist- Consumer Compliance Testing

Newark, De Collaborated with the Senior Consumer Compliance Officer in the compliance test design, implementation, and management of all areas of compliance for the Practice Solutions, Consumer Card, and Business Card products, including Bank policies and compliance with all federal and state regulations Retesting cases to validate data collected, including AML alert investigation, SAR history, KYC information, and relevant account activity to ensure bank policies were followed including escalation and clearing as needed Chosen as subject matter expert to lead in house compliance education efforts across the Consumer Compliance Testing Teams bridging the gap between Consumer Card Compliance and Practice Solutions Compliance Maintained and reviewed Regulatory, Policy, and Line of Business Procedures to ensure compliance with all laws and regulations specializing in the Bank of America Practice Solutions loan product. Responsible for assisting the Testing Manager in developing test schedules, validation of manual and automated testing, and developing testing improvement plans based on compliance results

Perdue Farms Inc. 10/1992- 02/1997Department Manager- Further Processing Georgetown, De

Managed and provided leadership for 60 employees to achieve departmental and company goals Recommended measures to improve 2nd Shift production and equipment performance resulting in surpassing production of the 1st shift, doing so with half the employees, without sacrificing the quality of product

United States Navy 07/1988 – 07/1992Aviation Store Keeper Petty Officer 3rd Class (AK3), VF-11 USS Forrestal NAS Oceana, VA

Managed all aspects of air craft inventory, shipping and receiving, and maintenance of storeroom facilities for Fighter Squadron 11 Service also included managing the performance of 3 enlisted airmen. Chosen as VF-11 Sailor of the Month 12/89 and selected to meet President George H.W. Bush

Education

Wilmington University New Castle, Delaware Graduated May 2011MBA Marketing Management

Wesley College Dover, Delaware Graduated May 2007BS Business Administration

Professional AffiliationsVoices of Employees That Served “VETS”The American Marketing AssociationInternational Association of Approved Basketball Officials-IAABOPete and Jameer Nelson Foundation-Team Nelson Basketball Coach The Juvenile Diabetes Research Foundation

Reference Furnished Upon Request

dcuFooter