Biometrics and Racial Profiling

34
FACIAL RECOGNIT ION SOFTWARE AN INFRINGEMENT OF PERSONAL RIGHTS and FREEDOMS John Alan Sutherland AU # 2980775 POLI 580 Dr. J Smith Fall 2011

description

The issues involved with racial profiling

Transcript of Biometrics and Racial Profiling

Page 1: Biometrics and Racial Profiling

FACIAL RECOGNITION SOFTWARE

AN INFRINGEMENT OF PERSONAL RIGHTS and FREEDOMS

John Alan Sutherland AU # 2980775 POLI 580 Dr. J Smith Fall 2011

Page 2: Biometrics and Racial Profiling

1

ABSTRACT

The use of Facial Recognition Software has expanded beyond the simple application of

verification and identification of known criminals and terrorists. It is being used to correlate

diverse sources including a person’s biometric data from pictures and video surveillance,

personal non-biometric information and what can be described as generalized group “traits” into

profiles of individuals for the purpose of predicting his or her future behavior. The method of

collection of this material without the subject’s consent, the misuse of group trait generalizations

for individual profiles and the continued discriminatory use of racial profiling in selecting

subjects for surveillance infringe the basic rights of citizens in a free and democratic society.

INTRODUCTION

In the post 9/11 era Facial Recognition Software (FRS) has become an important biometric

tool used by military, security and police forces allegedly to fight crime including terrorism

(Volpp, 2002). However the uses of FRS and its usefulness to the state extend far beyond it

being a simple tool for identification of known criminals or terrorists.

On its most public level FRS is an internet based technology allowing a photograph or a video

surveillance taken of an individual to be quickly compared to pictures stored in a data bank for

the purposes of determining identity (Thornhill). That part of FRS use is seen as being

Page 3: Biometrics and Racial Profiling

2

completely automated with little human input in the comparison. In this application FRS has its

highest level of reliability. But that reliability is still subject to weaknesses in the digital camera

technology which is central for comparison between pictures.

On another level FRS technology is being used for “profiling” of individuals who are “of

interest” to the state. FRS analyzes photographs or video surveillance of a person to collect

biometrical data. This is then correlated with other personal and general non-biometrical data in

order to create a pattern of behavior for a person. That pattern can then be used to predict what

his or her intentions are for future action. FRS relies upon multiple sources of information to

reach a level of meaningful predictability in this application. In order to complete a profile FRS

requires a high degree of human input to fill in the gaps of absent information and to make

generalizations about the individual which can affect the validity of the process. Profiling has

been described as an attempt to deal with the diversity and complexity of reality through

categorization (Backhouse A. C., 2008). Once an individual is categorized into a particular group

FRS assigns a generalized pattern of behaviors thought to be common to that group to the

individual. Individual behavior patterns are thus skewed by group behavior patterns both

positively and negatively.

Profiling becomes “racial” profiling when it classifies persons as belonging to a particular

race or ethnic group. Generalized so called “racial Traits” are then used to profile individuals

who have been identified as belonging to a particular race or ethnic group based on their physical

appearance. This is by far the least reliable application of FRS and one which critics say is

another form of racial prejudice and discrimination.

Page 4: Biometrics and Racial Profiling

3

In attempting to extract biometrical data from pictures there are many factors which can

cause distortion of images and hamper accurate matching and identification. These include such

factors as lighting conditions, changing weather conditions, complex and/or moving background

and complex foreground and occlusions (Angelos Yannopoulos, p. 97). All of these may prevent

accurate matches and even result in incorrect matches or false positives. Despite these flaws,

governments and private security interests have sold FRS to the public based on the argument

that its use provides greater protection against potential terrorists (Magnet, 2007). While it

speeds up a process that would normally require checking thousands of so called “mug” shots of

criminals and/ or terrorists is it more accurate?

But what of concerns as to the use of this technology to collect data on citizens without

their consent. Once a picture of a “suspicious” person has been taken it is available to the state

for a wide range of purposes including future monitoring of persons in whom the state has an

interest. Most agents of the state deny that the subject has any right of privacy to a photograph

taken in a public place (Angwin, 2011). When FRS is used for detecting and interpreting

suspicious behavior in order to discover dangerous intentions (Science and Technology: If looks

could kill; Surveillance Technology|, 2008), it crosses into an area which must rely upon non-

scientific generalizations in order to create a profile of a person. This process prejudices the

individual because of his or her supposed race or ethnic group (Angwin, 2011) . Experience has

shown that much of what is generalized about individuals is based on assumptions of traits for

different races and ethnicities. A person whose profiling pattern is based on these ethnic or racial

generalizations loses the equality of rights including the protection of the state guaranteed to all

citizens.

Page 5: Biometrics and Racial Profiling

4

Since the decision to photograph or conduct video surveillance is based on the subjective

reasoning of the person initiating the process, it follows that if the subject is a “suspicious”

subject primarily because of race this is racial profiling (Muffler, 2006). Human reasoning is

based upon the experiences, training and biases of the individual making the decision to

photograph. It is clear that for reasons of economic cost and sheer volume a decision has to be

made by someone as to who will be photographed. But if that decision is based on a biased view

that some groups of individuals are more likely to be criminals or terrorists than others

(Nakamura, 2002)this is not only discriminatory but illegal. The weakness in FRS technology is

that it can and often does rely upon groups constructed along racial or ethnic lines (Nakamura,

2007). Taking a picture of a Middle Eastern individual at an airport screening center and

comparing it to databanks of potential terrorists is based on a generalization that all Arabs are

potential threats to western society. This is racial discrimination and prejudice. It is neither

scientifically based nor is it based on any non-biometrical data for the individual. Whether racial

profiling is ever justifiable in the interests of national security is another issue. So too is whether

individual freedoms should be curtailed to allow this invasion of privacy by FRS technology

which denies equal rights to these individuals.

The general public seems to have accepted FRS technology without questioning to what

extent it infringes upon individual rights and freedoms. This is largely due to the partnership of

state and media in raising the level of the terrorism threat to panic proportions. FRSs have

allowed individual privacy to be undermined to theoretically benefit collective security

(Nakamura, 2008). As warned by Whitaker we are fast approaching the state of total surveillance

of our lives (Whitaker, 1999) with it seems very little protest.

Page 6: Biometrics and Racial Profiling

5

This paper examines what FRS does and does not do; and how and why the use of FRS to

create profiles and interpret individual biometrics and their biometric patterns can become racial

profiling encompassing racial discrimination and lead to increased racism (Fox, 2010-2011).

Further it discusses what, if anything, can or should be done to safeguard the equal rights of all

citizens from such interference. We are a society that believes in the “rule of law”. That rule

encompasses the principle that anything that creates discrimination against certain groups based

on ethnicity undermines a free and democratic society. The diminution of the rights of any group

within our society ultimately affects the rights of all. Understanding the basis of FRS technology

is important in order to expose its weaknesses and how its use unfairly harms the reputations and

rights of ethnic groups of our citizens (Hosein).

THE PARAMETERS OF FRS

To understand how FRS technology can be abused and lead to unwarranted invasion of

privacy and racial profiling it is important to understand what FRS is and what it is not. Initially

it was used by military, police and security forces for determining identification of persons who

were already known threats to the state. Cynically one can question whether individuals who

have their pictures in data banks for past crimes would place themselves in a position to be

photographed by security forces.

In reality FRS is being used by state agencies for the purpose of gathering further data on

persons who may pose a threat to the powers of the state . Digital pictures once taken become

part of the state’s data collection for that individual. In this application FRS technology is used

as part of the process to construct, correlate and interpret profiles or patterns of behavior for

persons the state wishes to monitor. FRS constructs profiles through use of pictures; enhanced

Page 7: Biometrics and Racial Profiling

6

with additional video surveillance photography; taken over a period of time; supplemented by

other personal information and data about the person; and using generalizations about the person

based on comparison to other persons with similar biometric traits which we refer to as group

profiling. From this composite profile or pattern FRS allows state agencies to “discover”

(Hildebrandt, 2008) what the suspect’s future actions will be. Will the person be a criminal or

terrorist threat to the state? FRS assists in this “data mining” and by providing patterns of

correlations between data in respect of an individual and his or her group. Trust me it is not

capable of finding terrorists by capturing the “deviant look” (Nakamura, 2008).

THE PROBLEMS WITH DIGITAL PICTURES

It is easy to believe from watching the television show “24 Hours” (Nakamura, 2008) to

reading the hype in the popular press (Angwin, 2011) that facial recognition devices using digital

camera technology are infallible in their ability to quickly match faces to databanks and confirm

identity. While a picture is said to be worth a thousand words, a digital camera is not the human

eye with a human brain capable of interpreting what the eye has seen. In fact “digital” is not

even the best camera for creating an accurate representation of what the human eye sees. While it

is true that faces play an essential role in human communication (Dugelay, 2005) digital

photography is probably one of the least effective ways of capturing facial expressions.

We are all photographers in an amateur sense. Without any prior training we can take

pictures of people around us incidentally recording how the person looked at a particular point in

time. The photograph album becomes a family record of our time on earth and that of the people

close to us. But many of our pictures are poor images of our subjects. Often when we later bring

Page 8: Biometrics and Racial Profiling

7

out the albums we sometimes have difficulty identifying who the subjects are because of the lack

of clarity of the pictures.

Digital photographs taken for the purpose of identifying a person or capturing their

biometric facial traits are often done in an amateur manner with similar results to our family

photographs. Usually the conditions under which the picture is taken do not produce a picture

similar to the one stored in a database. The software’s capability for direct comparison between

pictures is only as good as the product in the picture: poor picture quality leads to inaccurate

comparisons. When pictures are similar but not perfect matches does this not logically lead to

subjective interpretation the agents of the state as to whether there is a match? In court

proceedings one of the questions routinely asked of a witness presenting photographic evidence

is: “Is this an accurate representation of the person (or thing)?”. To the person who took the

picture it is only as accurate as he or she recalls at the time the picture was taken. In the recent

riot in Vancouver, British Columbia following the Stanley Cup finals, photographs and videos

allegedly taken by amateur onlookers were used to identify individuals who were subsequently

charged with crimes against property. Whether these pictures will stand up in court to identify

the accused in the act will have to await the trials including cross examination by the defense to

highlight any differences between the digital pictures and the actual accused in the witness box.

Even if a digital picture is of good quality it is seldom able to display emotion. When we take

our own pictures we actively encourage our subjects to show happiness by asking them to smile

for the camera. But rarely do our photographs disclose any other emotion. FRS professes not to

need professionally taken pictures in order to be effective in identification. But most digital

pictures have too much room for error; usually are not good quality ; and fail to be detailed

Page 9: Biometrics and Racial Profiling

8

enough to bring out any facial peculiarities or emotional facial signs. Manufacturers of facial

recognition devices oversell the capabilities of their digital systems.

Digital pictures taken in the field cannot be compared to those taken by professional

photographers. Professional photographers have the skill and expertise to create perfect pictures.

They still require proper lighting and time to create them. In fact they are able to create pictures

that will portray a person or object in any manner they like and with any emotion they want to

display. I once defended an accused in a case of sexual assault where he was identified from a

police lineup and picked up the next day on the street near the scene of the attack. The victim’s

description of her attacker was that he had dark features with dark hair, dark clothes and a dark

complexion. My client happened to live in the area of the crime. He had dark hair and was a

darker ethnic Italian. He fit the victim’s description . The victim’s overuse of “dark” in her

description conveyed to me an inability on her part to clearly see her attacker’s features because

of the night darkness in the location of the attack. My professional photographer and I went to

the scene at night where he took several pictures of the area. By adjusting the camera lens the

area could be made as dark as the professional photographer liked. While the prosecutor objected

to the introduction of our pictures as evidence as they were not taken on the night of the attack

the judge allowed them in as evidence for identification purposes as an accurate representation of

the site of the attack. These pictures showing a very dark area as well as my young client’s alibi

of being home with his wonderful Italian mother resulted in his acquittal . Clearly photographs

have the ability to distort what the human eye can see and produce a representation unlike what

was seen.

Of course even eyewitness descriptions may lack validity and cause the creation of

misleading profiles. There is solid evidence to cast doubt on the reliability of witness

Page 10: Biometrics and Racial Profiling

9

descriptions. In recent years there has been an increasing trend in racial hoaxes, or cases where

crimes, real or fabricated are falsely attributed to minority suspects (Gumbhir, 2007). Racial

hoaxes prey on larger cultural images and beliefs associated with race/ethnicity and crime,

drawing on the public’s fears and misgivings to conceal aspects of the overall situation. An

example is the widely publicized case of Susan Smith, a white mother of two children who in

1994 accused a black male of carjacking and kidnapping her children when in fact she had

murdered them. If the content of crime reporting and witness statements can be influenced by

racial/ethnic biases, for whatever reason, then this information should not be embraced without

greater scrutiny in deciding who should be the subject of photographic monitoring.

Professional photographers are experienced in taking photographs of people with an eye

for bringing out certain prominent features of their subject to portray traits which give the person

a certain uniqueness. The portrait photographs taken by the famous Canadian photographer

Karsh are important examples of that work. His famous portrait of Sir Winston Churchill was

taken in a way to convey the strength and determination of the British war-time leader which was

one of the strengths of Churchill’s personality. According to Karsh this was his intention in

setting up the picture. Few if any of those manning security cameras have the ability or skill to

take such pictures. Therefore pictures as indicated are only as good as the skill of the

photographer given time and conditions to create a professional photograph.

BIOMETRIC TRAITS AND RACE

All of which brings me to the point of whether it is even possible (much less desirable) to

interpret race and ethnicity from photographs. Having failed badly in my own attempts at

correctly identifying the ethnicities of various Chinese, Japanese and Korean subjects from their

Page 11: Biometrics and Racial Profiling

10

pictures at http://www.alllooksame.com I can support those that argue that there is no way that

photographs can accurately convey a person’s race. And that particular website uses only

pictures of non-mixed nationalities. Imagine the difficulty of trying to determine the ethnic

makeup from a picture of someone who is of a racially mixed background. Photographs convey

nothing more than a mere representation of images frozen in time from which the viewer must

draw conclusions. Further the necessity of drawing those conclusions leads the viewer to consult

his or her own generalizations or those that have been preprogrammed in a person from the

opinions of others. Even more specific and perhaps more accurate than photographs in

identification are the use of iris scanners to identify individuals by the biometrics of their eyes.

But photographs in and of themselves cannot convey race or ethnicity.

Can photographs convey enough in the way of biometric data to be of probative value? The

scientific basis for using physical characteristics or biometrics are not new. But what are

biometrics? Biometrics have long been used to verify and identify individuals and groups by

using what can be described as “measureable human characteristics both physiological and

behavioral” (Angelos Yannopoulos, 2008). Biometric traits are defined as human characteristics

that must satisfy certain requirements in order to be useful for identification. These requirements

are: sufficient inter-person variability for distinctiveness purposes; invariability over a period of

time and thus a rather low intra-person variability; measurability; and universality (A.K. Jain,

2004). Physiological characteristics are strongly connected to the human body. They include

such traits as iris patterns, face image, odor, hand and finger geometry, DNA and fingerprints.

We often refer to these as “hard” biometrics. But we are still limited in the number of

physiological traits we can use for identification of particular individuals as well by the cost of

compiling large databases of individual fingerprints, iris prints and other hard biometrics.

Page 12: Biometrics and Racial Profiling

11

What has become more important in the field of biometrics are what are referred to as

“behavioral biometrics” (Angelos Yannopoulos, 2008). These can be described as

“measurements” of human characteristics related to a person’s conscious or unconscious

behavior, actions, or skills-and not his/her physical features. They are functions performed by a

person at a specific point of time for a specific reason (e.g. a person’s typing patterns, signature

or method of moving the computer mouse) (Vassiliki Andronikou, 2008). Why are these

important? Because in order to understand how a person will act in certain situations we need to

observe that person and make certain conclusions as to why he or she is acting in a certain way.

FRS becomes a process of interpreting a person’s actions and trying to discern if there is a

pattern to their actions which can tell us what the person’s intentions might be. Behavioral

biometrics can provide useful profiling information such as a measure of a person’s preferences

or mood (Angelos Yannopoulos, 2008). More importantly these can link the individual to a non-

biometric profile. These capabilities can be regarded as direct and indirect profiling and

constitute behavioral biometric profiling.

PROFILING

What do we mean by profiling? Profiling is a process of “discovering correlations between

data in databases that can be used to identify and represent a subject and/or the application of

profiles (sets of correlated data) to individuals and represent a subject or to identify a subject as a

member of a group or category” (Wim Scheurs, 2008). In simple terms it is a description of who

the person is including his or her physiological traits combined with observations of the person’s

actions as well as generalizations we make from having observed similar people with similar

Page 13: Biometrics and Racial Profiling

12

types of traits and actions. A good example is the profiling done on television shows like C.I.S.

when the police forensic unit attempts to come up with a profile of the suspected killer based on

his or her physical evidence found at the scene such as fingerprints or shoe prints, plus perhaps a

witness statement and evidence collected from the wounds to the victim plus similarities to other

similar crimes. The Latin term “modus operandi” also is sometimes used instead of profile.

However when we try to classify the person as belonging to a particular race or ethnic group

and then ascribe to that person what we believe are general traits of that racial group we are

engaged in “racial” profiling. Does it make any sense to describe an individual in a way that we

have designated as appropriate to the traits of that group even though he or she may only

partially conform to those traits (Backhouse M. , 2005)? If we believe that First Nation people

are lazy we may incorrectly give a person this trait because we believe they are First Nations.

Have we not just reinforced our racial prejudice towards that ethnic group? The more complex a

system of attributing traits to a group becomes the more prejudices it may end up incorporating

into the profile of the individual (Johnson, 2004). Further these are not scientifically proven

traits but anecdotal and part of our particular culture. The ascribing of these unscientific traits to

a person only serves to reinforce racial discrimination against that person. The use of stereotypes,

loose generalizations or broad statistical correlations to suspect a person of being a criminal or a

terrorist is racial profiling (Merrick J. Bobb, 2006). The more general the criteria used to isolate

individuals, the greater the likelihood that people will be targeted repeatedly or erroneously

(Merrick J. Bobb, p. 32). At the core of all racial profiling definitions is the idea of racial

discrimination (Gumbhir, 2007).

Page 14: Biometrics and Racial Profiling

13

WHY AGENTS OF THE STATE CONTINUE TO USE RACIAL PROFILING

Security and police continue to use racial profiling because they can get away with it. They

are given a great degree of leeway by most courts in using race as one factor in their profiling of

suspects as long as they can show that there is a basis to suspect that a crime has been

committed. More objectionable is the concept of race based policing or racially biased policing

where the prime reason for photographing or surveillance of someone is because of their race.

In general terms every definition of racial profiling includes the idea of racial discrimination

or “using race as a criterion for treating one person or group differently from others” (Gumbhir,

p. 16). Racial profiling is the intrusion of racial/ethnic biases into the decision to photograph or

conduct surveillance and the improper use of information on race/ethnicity in criminal/terrorist

profiling procedures (Gumbhir, p. 16). The reality is that that there are racial/ethnic disparities

present in law enforcement practices. The source of racial profiling occurs primarily in officer

decision making whereas the institutional aspects of criminal profiling often merely condone

such practice.

How do we ensure that state institutions monitor and address the misuse of race and

ethnicity in individual officer decision-making. In the United States racial profiling is defined as

“any police-initiated action that relies on race, ethnicity or national origin rather than the

behavior of an individual or information that leads the police to a particular individual who has

been identified as being, or having been, engaged in criminal activity” (Gumbhir, p. 17). This

definition is grounded in the theory that it is the use of racial/ethnic stereotypes in officer

decision-making that causes differential treatment among members of different ethnic groups.

Stereotyping may be related to the overt racial prejudices of individual officers.

Page 15: Biometrics and Racial Profiling

14

How is it possible to eliminate racial profiling from acceptable law enforcement tactics

which place prime reliance on a suspect’s behavior and known information on crimes and

criminal enterprises? Criminal profiling instructs officers to consider multiple indicators of

suspiciousness. It is likely that officers who consider race/ethnicity in their decision making also

consider aspects of a suspect’s behavior as well as descriptions of suspects-at-large in this

process. Is the presence of some behavioral indicators or information enough to dismiss claims

of racial profiling? The United States Supreme Court has stated that as long as officers can

provide some legal or valid reason for their action, questions about stereotyping and judgments

based on race/ethnicity are rendered moot. But will the use of ethnic/race stereotypes not cancel

out the legal reason for the officer’s actions (Gumbhir, p. 18)? It appears that most definitions of

racial profiling find it acceptable for officers to consider race/ethnicity when they are working

from a description of a suspect in a known crime. This result reveals a distinction between

reactive and predictive or proactive police action. In terms of reactive police action, working

from descriptions provided by witnesses to crimes is a longstanding investigative tool. If the race

or ethnicity of the suspect is reported by the victim or witness it logically brings race into the

profiling. On the other hand the absence of a suspect’s description introduces predictive criminal

profiling which relies on demographic and behavioral characteristics as indicators of crimes not

known to police and opens the door to discriminatory racial profiling.

Some critics define racial profiling as “hard” profiling and criminal profiling as “soft”

profiling. “Hard” profiling uses race as the only factor in assessing criminal suspiciousness.

“Soft” profiling uses race as only one factor among others in gauging criminal suspiciousness

(Gumbhir, p. 20). Is soft profiling a legitimate and acceptable law enforcement practice? It still

rests on the idea that racial/ethnic minorities are more likely to commit certain crimes than

Page 16: Biometrics and Racial Profiling

15

whites. An example is in the area of drug crimes. Statistics there show the highest percentage of

all drug arrests involve black subjects compared to that group’s percentage of the total

population. However there are flaws in these statistics as they fail to take into consideration

social, political, historical, economical, logistical and legal factors. It is wrong to assume that

enforcement related data reflects an unbiased estimate of offending. Data on arrests are nowhere

close to being a representative sample of offending in a given jurisdiction. The seriousness of the

crime, the strength of available evidence, the relationship between the victim and suspect and the

suspect’s attitude towards the police officer all have an impact on whether or not a suspect is

taken into custody. In addition apparent differential offending may be thinly veiled differential

enforcement. Finally certain categories or behaviors are radicalized i.e. given racial connections.

How do we then balance the use of race/ethnicity in officer decision-making with concerns

about racial discrimination? How do we differentiate racial profiling from acceptable decision

making processes related to criminal profiling? Racial profiling exists at the conceptual

connection between race/ethnicity and suspicion. Therefore to define, theorize and study it we

must look at the role of race/ethnicity in the social construction of suspicion and “the symbolic

suspect” (Gumbhir, p. 26). Further an historically and tactically oriented approach must be taken

to limiting racial profiling in practice. Attempts must be made in identifying patterns in state

agent’s practices that are indicative of the disproportionate application of pretext suspect

attitudes to minority individuals. Ways must be incorporated into police and security

organizations so that race/ethnicity is not used as the filter through which other indicators of

suspiciousness are interpreted. Race/ ethnicity must never be the tipping point in the individual

agent decision-making. As well race/ethnicity should never be used as anything other than a

confirmatory factor. Information related to race/ethnicity should be considered only after other

Page 17: Biometrics and Racial Profiling

16

criteria have been satisfied. In the absence of other key characteristics of a description such as

sex, age, height, and weight, race/ethnicity must not be employed as the justification for police

action.

The initial decision to suspect that someone is involved in illegal behavior is at the core of

the controversy surrounding issues such as racial profiling. It is important to determine how a

decision is reached to arrive at the symbolic suspect. Officers act and react based on general

indicators of suspicion that are likely to be enmeshed with a number of other symbols and

meanings.

What is the relationship between suspicion and race/ethnicity? There appear to be four

possible dimensions of suspicion: criminal potential; danger; priority; and reward.

Generalizations about the criminal potential of racial/ethnic groups will inevitably produce self-

fulfilling prophecies. When considering the element of danger we have to consider the role of

politics in determining and directing police action. Moral entrepreneurship not only creates and

modifies laws but is involved in agenda setting and prioritization. Hierarchies of importance,

both formal and informal inevitably develop within communities and agencies. Finally officers

who are successful in enforcing relevant laws will likely receive formal rewards in the form of

commendation and promotion. These in turn encourage more arrests. Finally police culture tends

to be isolationist and totalizing in the sense that officers rarely socialize with those who are not

knowledgeable of and sympathetic towards police work. As a result they are unlikely to

encounter much diversity in their lives and experiences outside of work. Police culture is

dominated by philosophy that rejects progressive viewpoints of activists and social scientists,

especially those that emphasize racism and social justice in their criticism.

Page 18: Biometrics and Racial Profiling

17

CONCLUSION

Humans successfully use information gathered from the observation of the behavior of

others because the human brain enables us to collect and interpret such data. While computer

technology is always improving we have not found a way to give computers the ability of the

brain to process intuitively this data. Machine intelligence is not able to interpret biometric and

non-biometric behavior using the subtlety of social behavior, of rhetoric, of playfulness, or of

mock seriousness. Therefore machines are not able to equal human emotion recognition systems

in the area of acquisition, extraction and interpretation. Given these shortcomings any

technological system that automates the collection of data on individuals and attempts to build

their profiles using group generalizations including racial “traits” will fail without human

subjective input. Given these shortcomings for FRS technology we have to ensure that there are

proper checks and balances on the use of automated individual profiles to eliminate the influence

of racial profiling from the human decisions based on these profiles.

Unfortunately profiling especially group profiling ,which by it very nature allows

generalizations, will never be free of errors and will when it involves race and ethnic groups

never be free of racial profiling. As well the more complex a system becomes the more

prejudices it may end up incorporating. Therefore it is important that as we proceed with more

profiling using computer technology that we try to gather as much non-biometric data as possible

on an individual in order to limit the generalizations that we have attached to him or her in the

form of unproven group traits. Such a step would then require that a decision making

classification or interpretation be based on this available incomplete non-biometric data. At this

point biometric sensors could be used to offer additional information. Biometrics therefore

serving as a link to an individual’s profile would offer an opportunity to create a trace of an

Page 19: Biometrics and Racial Profiling

18

individual’s actions , daily activities and transactions. Biometric profiling should be used to fill

in the gap not as the basis for building the profile.

We should ever be mindful that the storing of captured raw data in databases poses a threat

to the subject’s privacy, since potential future processing and extraction of additional

information, including age, gender, and ethnicity on this data is possible.

Finally we must always be cognizant that profiling enables those in power to enhance their

power by making ever more precise decisions that benefit themselves rather than the consumer,

individual citizen or employee (Koops, 2008). While society is changing not only through

technology but through globalization, commodification, anti-terrorism objectives, and

trivialization society’s ideas of democracy , the rule of law and fairness are shifting as well.

Legal protection must focus more on redressing wrongs rather than continuing to focus solely on

preventing them. It has become futile to fight against the invasion of privacy by computerized

technology. It is the outcome of data processing-the ultimate use of the data and the resulting

knowledge –that should be the object of protection rather than solely on the collection or

processing itself.

Works Cited

Page 20: Biometrics and Racial Profiling

19

A.K. Jain, A. R. (2004, January Vol 14 Vol 1). An Introduction to Biometric Identification. IEEE Transactions on Circuits and Systems for Video Technology, special Issue on Image- and Video based Biometrics.

Angelos Yannopoulos, V. A. (2008). Behavioural Biometric Profiling and Ambient Intelligence. In M. H. Gutwirth, Profiling the European Citizen: Cross-Discipliary Perspectives (pp. 89-109). Rotterdam, The Netherlands: Springer Science.

Angwin, E. S. (2011, July 13). Device Raises Fear of Facial Profiling. Retrieved October 2, 2011, from The Wall Street Journal Online: http://global.factiva.com.ezproxy.lib.ucalgary.ca/hp/printsavews.aspx?ppstype=Article&p

Anonymous. (2008, October 25). Science and Technology: If looks could kill; Surveillance Technology|. Retrieved October 2, 2011, from The Economist Online: http://proquest.umi.com.ezproxy.lib.ucalgary.ca/pqdweb?index=0&sid=1&srchmode=1&

Backhouse, A. C. (2008). General Description of the \process of Behavioural Profiling. In M. gutwirth, Profiling the European Citizen: Cross-Disciplinary Perspectives (p. 48). Rotterdam, The Netherlands: Springer Science.

Backhouse, M. (2005). Descriptive Analysis and Inventory of Profiling Practices, FDIS Deliverable 7.2. Brussels: European Union IST FIDIS Project www.fidis.net.

Dugelay, A. C.-L. (2005). Techniques for Face Motion and Expression Analysis on Monocular Images. In N. S. Strintzis, 3D Modeling and Animation: Synthesis and Analysis Techniques for the Human Body (pp. 201-234). Hershey, PA: IRM Press.

Fox, D. (2010-2011). The Second Generation of Racial Profiling. American Journal of Criminal Law Vol 38 No 49, 49-79.

Gumbhir, V. K. (2007). But is it Racial Profiling? Policing,Pretext Stops, and the Color of Suspicion. New York: LFB Scholarly Publishing LLC.

Hildebrandt, M. (2008). Defing Profiling: A New Type of Knowledge? In M. Gutwirth, Profiling the European Citizen: Cross-Disciplinary Perspectives (pp. 18-26). Rotterdam, The Netherlands: Springer Science.

Hosein, G. (n.d.). Threatening The Open Society:Comparing Anti-Terror Policies and Strategies in the US and Europe . Privacy International.

Johnson, M. (2004). Biometrics and the Threat to Civil Liberties. Computer Vol 37 No 4, pp. 90-91.

Koops, B. (2008). Profing and the Identity of the European Citizen. In M. Gutwirth, Profiling the European Citizen: Cross-Disciplinary Perspectives (p. Chapter 15). Rotterdam, The Netherland: Springer Science.

Page 21: Biometrics and Racial Profiling

20

Magnet, K. (2007). Communication Research and the Study of Surveillance. communication Review Vol 10, 277-293.

Merrick J. Bobb, N. H. (2006). Racial Profiling. In S. J. Muffler, Racial Profiling: Issues, Data and Analysis (pp. 31-39). New York: Nova Science Publishers Inc.

Muffler, S. J. (2006). Racial Profiling: Issues, Data and Analysis. New York: Nova Sciences Publishers, Inc.

Nakamura, L. (2002). Cybertypes:Race, Ethnicity and identity on the Internet. New York: routledge.

Nakamura, L. (2007). Digitizing Race: Visual cultures of the Internet. Minneapolis: University of Minnesota Press.

Nakamura, L. (2008). Interface of Identity: Oriental Traitors and Telematic Profiling in 24. Camera Obscura, 109-133.

Thornhill, T. (n.d.). The sinister New software that can scan Any Face and ID it from the Web in Minutes. Retrieved September 30, 2011, from Daily Mail Online: http://www.dailymail.co.uk/scientech/article-2043786/Snap-unhappy-Facial-recognition

Vassiliki Andronikou, A. Y. (2008). Biometric Profiling: Opportunities and Risks. In M. H. Gutwirth, Profiling the European Citizen: Cross-Disciplinary Perspectives (pp. 131-145). The Netherlands: Springer Science.

Volpp, L. (2002). The Citizen and the Terrorist. UCLA Law Review Vol 49, 1576.

Whitaker, R. (1999). The End of Privacy: How Total Surveillance is Becoming a Reality. New York: The New Press.

Wim Scheurs, M. H. (2008). Cogitas, Ergo Sum,The Role of Data Protection Law and Non-discrimination Law in Group Profiling in the Private Sector. In M. Gutwirth, Profiling the European Citizen: Cross-Disciplinary Perspectives (p. Chapter 13). Rotterdam, The Netherlands: Springer Science.