Bare Trustee Agreements Database · Bare Trustee Agreements Approved Fund Managers as of INVESTMENT...
Transcript of Bare Trustee Agreements Database · Bare Trustee Agreements Approved Fund Managers as of INVESTMENT...
Bare Trustee AgreementsApproved Fund Managers as of
INVESTMENT DEALERS ASSOCIATION OF CANADAASSOCIATION CANADIEENE DES COURTIERS EN VALEURS MOBILIÈRES
December 31, 2006
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanada@rgentum Management & Research Corp.1
Hedge FundCanadaAbria Alternative Investments Inc.2
Hedge FundOverseasAbria Diversified Arbitrage Fund Ltd.3
Hedge FundU.S.ABS Offshore Ltd.4
Mutual FundCanadaAccumulus Investment Management Ltd.5
Mutual FundCanadaAcker Finley Asset Management Inc.6QSATM Funds
Mutual FundCanadaAcuity Investment Management Inc.7
Mutual FundCanadaAderes Portfolio Management Limited8Aderes Mutual Funds
Mutual FundCanadaAEGON Fund Management Inc.9
Mutual FundCanadaAGF Funds Inc.10Enterprise mutual funds20/20 Group Financial Inc.AGF mutual funds
GIC'sCanadaAGF Trust Company11
Mutual Fund / Segregated FundCanadaAIC Limited12
Mutual FundU.S.AIM Distributors Inc.13
Mutual FundCanadaAIM Funds Management Inc.14
Mutual FundOverseasAIM Global Management Company Ltd.15
GIC'sCanadaAldergrove Credit Union16
Labor Sponsored FundCanadaAlgonquin Power Venture Management Inc.17
Mutual FundCanadaAll-Canadian Management Inc.18
Mutual FundCanadaAlpha Strategic Partners Ltd.19
Mutual FundCanadaAltamira Investment Services Inc.20
Page 1 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
GIC'sCanadaAlternavest Capital Corp.21
Labor Sponsored FundCanadaAltruista Fund Inc.22Labour Sponsored Investment Funds
Labor Sponsored FundCanadaAltura Growth Fund (EVCC) Inc.23
Mutual FundCanadaAMI Private Capital24
Mutual FundCanadaAnchorage Management Ltd.25Abax Mutual Funds
Limited PartnershipCanadaAquilon Capital Corp.26
Hedge FundCanadaArrow Hedge Partners Inc.27
Pooled FundCanadaASG Financial Corp.28
Mutual FundCanadaAssante Asset Management Ltd.29Optima Strategy PoolsArtisan Portfolios
Hedge FundCanadaAsset Logics Capital Management Inc.30
Mutual FundCanadaAssociate Investors Limited / Leon Frazer & Assoc.31
Mutual FundCanadaATB Investment Management Inc.32
Mutual FundCanadaAugen Capital33Augen Resource Strategy Fund Inc.
Hedge FundCanadaAurion Capital Management Inc.34Aurion II Equity Fund
Mutual Fund / Labor Sponsored FundCanadaB.E.S.T. Capital Management Ltd.35Roynat Canadian Diversified Fund Inc.
GIC'sCanadaB2B Trust36
Hedge FundCanadaBalsam Capital Management Ltd.37
GIC'sCanadaBank of America, National Association (Canada Branch)38
OtherCanadaBank of Canada39
GIC'sCanadaBank of Montreal40
Mutual FundCanadaBank of Montreal Investment Management Ltd.41
GIC'sCanadaBank of Montreal Mortgage Corp.42
GIC'sCanadaBank of Nova Scotia43National Trust Company / Victoria&Grey MortgageCorp.Montreal Trust Company of Canada
Page 2 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreementBank of Nova ScotiaScotia Mortgage Corporation
Mutual FundOverseasBarclays International Funds Group Limited44
Mutual FundU.S.Bartlett & Co.45
Venture Capital FundCanadaBC Advantage Funds (VCC) Ltd.46
Mutual FundCanadaBeutel Goodman Managed Funds Inc.47
Venture Capital FundCanadaBio Future Capital Corp.48Bio FutureFund (VCC) Corp.
Mutual FundCanadaBiocapital Mutual Fund Management Inc.49
Mutual FundOverseasBISYS Funds Services (Ireland) Ltd.50Janus World Funds PLC
Mutual FundCanadaBlack Investment Management Ltd.51Retrocom Growth Fund
Hedge FundCanadaBlumont Capital Corp.52
Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.53BMO Nesbitt Burns Group of Funds
GIC'sCanadaBMO Trust Company54Advisor's Advantage Trust
Mutual FundCanadaBolton Tremblay Funds Inc.55
Pooled FundCanadaBonavista Asset Management Ltd.56
GIC'sCanadaBorder Credit Union57
Mutual FundCanadaBPI Capital Management Corporation58
Mutual FundOverseasBPI International Funds Management Inc.59
Mutual FundCanadaBrandes Investment Partners & Co.60
Venture Capital FundCanadaBritish Columbia Discovery Fund (VCC) Inc.61
Income TrustCanadaBrookshire Raw Materials Group Inc.62Brokkshire Raw Materials (Canada) Fund
Mutual FundCanadaBullion Management Services Inc.63
Mutual FundCanadaBurgundy Asset Management Ltd.64
Pooled FundCanadaC.F.G. Heward Investment Management Ltd.65
Mutual Fund / Segregated FundCanadaC.I. Mutual Funds Inc.66Includes Synergy Asset Management
Page 3 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaCaldwell Investment Management Ltd.67
Segregated FundCanadaCanada Life Assurance Company (The)68
Mutual FundCanadaCanadian Anaesthetists' Mutual Accumulating Fund Ltd.69
GIC'sCanadaCanadian Western Bank70
Mutual Fund / GIC'sCanadaCanadian Western Trust71
Mutual FundCanadaCanso Fund Management Ltd.72
Mutual FundCanadaCapital Alliance Ventures Inc.73
Mutual FundCanadaCapital International Asset Management Inc. - Canada74
Mutual FundCanadaCapstone Funds75Capstone Cash ManagementInternational Investment TrustInvestment Trust
Mutual FundCanadaCartier Mutual Funds Inc.76
Mutual FundCanadaCenterfire Capital Management Inc.77
Mutual FundCanadaCentral Guaranty Property Fund78
Pooled FundCanadaCGD Management Ltd.79Units of CGD Mortgage Fund (A QMFT)
Pooled FundCanadaCGO&V Pooled Funds (The)80CGO&V Fixed Income FundCGO&V Cumberland FundCGO&V Hazleton FundCGO&V Equity Income FundCGO&V Enhanced FundCGO&V Balanced Fund
Mutual FundCanadaChou Associates Management Inc.81Chou Associates FundChou RRSP Fund
Mutual Fund / GIC'sCanadaCIBC82
Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.83
GIC'sCanadaCIBC Investor Network84CIBCServices Hypothecaires CIBC Inc.CIBC Trust CorporationCIBC Mortgages Inc. (FLT)CIBC Mortgages Inc.
Mutual FundU.S.Citizen Funds85
Page 4 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaClarington Funds Inc.86
Mutual FundCanadaClean Environment Mutual Funds Ltd.87
GIC'sCanadaCoast Capital Savings Credit Union88
GIC'sCanadaCoastal Community Credit Union89
GIC'sCanadaCommunity Trust Company Ltd.90
GIC'sCanadaConcentra Financial Services Association91
Mutual FundCanadaConnor Clark & Lunn Investment Management Funds92
Mutual FundCanadaConnor Clark & Lunn Managed Portfolios Inc.93
Pooled FundCanadaCornerstone Investment Counsel Ltd.94Blueprint Global Strategies Pool
Mutual FundCanadaCorporate Mortgage Fund Ltd.95
Mutual FundCanadaCounsel Wealth Management96
Labor Sponsored FundCanadaCovington Entrepreneur Fund Limited Partnership Inc.97
Mutual FundCanadaCredit Suisse Inc.98GAF International Fund
Mutual Fund / Limited PartnershipCanadaCreststreet Asset Management Ltd.99
Hedge FundCanadaCreststreet Investment Management Ltd.100Creststreet RSP Energy Hedge FundCreststreet Energy Hedge Fund
Mutual FundCanadaCrocus Investment Fund*101
Mutual Fund / Common SharesCanadaCrown Ventures Fund Inc.102
Mutual FundCanadaCrystal Wealth Management System Ltd.103
Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.104
Mutual FundCanadaCT Fund Services Inc. (Canada Trust)105
Mutual FundCanadaCTI Fonds Mutuels Inc.106
Pooled FundCanadaCypress Capital Management Ltd.107
Mutual FundCanadaDean Knight Bond Fund108
Page 5 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Hedge FundCanadaDelta One Capital Partners Corp.109
GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québe110
GIC'sCanadaDesjardins Credit Union Inc.111
GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.112
Limited PartnershipCanadaDesjardins Global Asset Management Inc.113
Mutual FundCanadaDesjardins Trust Inc.114Maestral Funds
Mutual FundCanadaDGC Entertainment Ventures Corp.115
Mutual FundCanadaDimensional Fund Advisors Canada Inc.116
Mutual FundCanadaDominion Equity Resource Fund Inc.117
Mutual FundCanadaDuncan Ross Associates Ltd.118
GIC'sCanadaDundee Bank of Canada119
Mutual FundCanadaDynamic Ventures Opportunities Fund Ltd.120
Mutual FundU.S.Eaton Vance Distributors121
GIC'sCanadaEffort Trust Company (The)122
Mutual FundCanadaEfunds Asset Management Ltd.123eFunds Bloomberg U.S. Internet Index Fund
Mutual FundCanadaElliot & Page Ltd.124
Mutual FundCanadaElysium Wealth Management Inc.125CEO Funds
Mutual FundCanadaEmerging 3rd.Millennium.com Inc.126EMF LifeScience Fund
Segregated FundCanadaEmpire Life Insurance Company127
Mutual FundCanadaEnervest Funds Management Inc.128
Mutual FundCanadaEnsis Growth Fund Inc.129
Pooled FundCanadaEpic Capital Management Inc.130Epic Tabacon North American Diversified Fund LPEpic Limited Partnership IIEpic RSP TrustEpic Limited Partnership
Mutual FundCanadaEquilibrium Capital Management Inc.131
Page 6 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
GIC'sCanadaEquisure Trust Company132
GIC'sCanadaEquitable Trust Company (The)133
Mutual FundCanadaEthical Funds Inc.134
Mutual FundCanadaEvolution FM Inc.135Avix & Azura Funds
Mutual FundCanadaExcalibur Investment Strategies Inc.136
Mutual FundCanadaExcel Funds Management Inc.137
Pooled FundCanadaFacet Funds Canada Management Inc.138
Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.139Faircourt Pooled Monthly Income Fund (Pooled Fund)Faircourt Dividend Fund (Mutual Fund)
Pooled FundCanadaFelcom Management Corp.140Galaxy Pooled Investment Funds
Mutual FundOverseasFidelity International Limited141
Mutual FundCanadaFidelity Investments Canada Ltd.142
Mutual FundCanadaFiducie Desjardins Inc.143
Pooled FundCanadaFirst Associates Asset Management144Discipline Leadership MultiFund
Mutual FundCanadaFirst Grenadier Fund Management Inc.145
Mutual FundCanadaFirst Horizon Capital Corp. (Horizons Funds)146Portfolio Plus & Horizons Multi-Assets Futures Ltd
Mutual FundCanadaFirst Mercantile Currency Corporation (The)147First Mercantile Currency Fund (The)
Labor Sponsored FundCanadaFirst Ontario Labour Sponsored Investment Fund148
Mutual FundU.S.Firstar Trust Company149Nicholas Family & Dodge Cox FundsHotchkis & Wiley Funds
Mutual FundCanadaFleming Asset Management (Canada) Inc.150
Hedge FundCanadaFolk WorldMarkets Inc.151
Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Nati152
Mutual FundCanadaFonds Cote 100153
Mutual FundCanadaFonds des Professionels du Quebec154
Page 7 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaFonds Desjardins (Fiducie Desjardins)155
Mutual FundCanadaFonds D'investment REA Inc.156
Mutual FundCanadaFonds Ferique157
Mutual FundCanadaFonds Immobilier Maximma / Exar158
Mutual FundCanadaFonds Optimum159
Mutual Fund / Hedge FundCanadaFormula Growth Limited160Formula Growth Hedge Funds Class AFormula Growth FundFormula Growth Hedge Funds Class F
Pooled FundCanadaFoyston, Gordon & Payne Inc.161FGP FundsFamily of Pooled Funds
Mutual FundCanadaFrank Russell Canada Limited162
Mutual Fund / Limited PartnershipCanadaFranklin Templeton Investment Corp.163Franklin Templeton Mutual FundsTempleton Limited PartnershipBissett Mutual Funds
Mutual FundU.S.Franklin Templeton Investor Services164Franklin California, Tax Free Income Fund
Mutual FundCanadaFriedberg Mercantile Group165
Mutual FundCanadaFront Street Capital Inc.166Tuscarora Energy Growth Fund Inc.
Mutual FundCanadaFront Street Capital Mutual Funds Ltd.167Front Street Canadian Equity FundFront Street Resource FundFront Street Diversified Income Fund
Mutual FundCanadafrontierAlt Orbit Funds Management Limited168frontierAlt mutual fundsOrbit mutual funds
Mutual FundCanadaFrontierAlt Refco Management Futures Fund169frontierAlt refco Managed Futures Fund
Mutual FundU.S.Gabelli Funds (The)170
Pooled FundCanadaGalileo Equity Management Inc.171Galileo Conservative Growth FundGalileo Balanced FundGalileo Special Equity Fund
Limited PartnershipCanadaGateway Growth Funds LP172
Mutual FundCanadaGBC Asset Management Inc.173
Page 8 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaGenus Capital Management174
Mutual FundCanadaGeorgian Capital Partners Inc.175
Mutual FundCanadaGestion de placements Valorem Inc.176
Hedge FundCanadaGiraffe Capital Corp.177Giraffe Capital Limited Partnerships
Mutual FundU.S.Global Asset Management (USA) Inc.178
Mutual FundOverseasGlobal Manager Limited179
Mutual FundCanadaGlobal Strategy Financial Inc.180Global Strategy Investment Funds
Pooled FundCanadaGlobevest Capital Inc.181
Mutual FundCanadaGlobinvest Funds Management Inc.182
Mutual FundCanadaGluskin Sheff & Associates Inc.183GS&A RRSP Fund
Mutual FundCanadaGolden Opportunities Fund Inc.184
Mutual FundCanadaGoldfund Ltd. / Goldtrust185
Mutual FundCanadaGoodman and Co.186Dynamic Mutual Funds
Mutual FundCanadaGoodwood Inc.187Goodwood Funds
OtherCanadaGovernment of Quebec188
Mutual FundCanadaGreydanus Management Inc.189
Mutual FundCanadaGreystone Capital Management Inc.190
Limited PartnershipCanadaGroundlayer Capital Inc.191The Alpha II Fund
Mutual FundU.S.GT Capital Management Inc.192
Mutual FundOverseasGT Global Distributors Limited193Invesco
Mutual FundCanadaGuardian Group of Funds Ltd. (The)194
Mutual FundCanadaGuardian Timing Services Inc.195First American FundCanadian Protected FundProtected American Fund
GIC'sCanadaGulf & Fraser Fisherman's Credit Union196
Page 9 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaHalcyon Fund Management197
Mutual FundCanadaHartford Investments Canada Corp.198
Mutual FundCanadaHemisphere Capital Corp.199
Pooled FundCanadaHendrickson Financial Inc.200
Mutual FundCanadaHercules Funds (TD Trust)201Hercules Pacific Basin Value FundHercules European Value FundHercules North American Growth and Income FundHercules Global Short-Term FundHercules World Bond FundHercules latin American Value Fund
Mutual FundCanadaHesperian Capital Management Ltd.202Norrep Group of Funds
Mutual FundCanadaHighstreet Asset Management Inc.203
Mutual FundCanadaHillsdale Investment Management Inc.204
Mutual FundCanadaHodgson, Roberton, Laing205
GIC'sCanadaHome Trust Company206
Mutual FundCanadaHongkong Bank Securities Inc.207
Pooled FundCanadaHR Strategies Inc.208
Mutual FundCanadaHSBC Bank Canada209Structured Alternative Investment Return Securities
Mutual FundCanadaI.A. Michael Investment Counsel Ltd.210ABC Funds
Labor Sponsored FundCanadaImpax Funds Management Inc.211Impax Venture Fund Inc.
Mutual FundCanadaIndustrial Alliance Fund Management Inc.212
Segregated FundCanadaIndustrial-Alliance Pacific Life Insurance Company213
Mutual FundCanadaInfinity Investment Counsel Ltd.214
Limited PartnershipCanadaInfinity Private Equity Limited Partners215
Mutual Fund / GIC'sCanadaING Bank of Canada216
Mutual FundCanadaING Investment Management Inc.217
Mutual FundCanadaInnovacap Capital Corp.218
Page 10 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaIntegra Capital Management Corp.219
Mutual FundOverseasInvestec Asset Management Guernsey Ltd.220
Mutual FundCanadaInvestor Group Investment Management Ltd.221IG Investment
Mutual Fund / Labor Sponsored FundCanadaIPM Funds Inc.222
GIC'sCanadaIsland Savings Credit Union223
Pooled FundCanadaJ.C. Clark Ltd.224
Mutual FundCanadaJarislowsky Fraser Co. Ltd.225
Mutual FundCanadaJC Hood Investment Councel Inc.226Hood Enhanced Income Fund (Class A & B)
Mutual FundCanadaJohn D. Hillery Investment Counsel Inc.227Margin of Safety Fund
Mutual FundCanadaJones Heward Investment Management Inc.228
Hedge FundCanadaJove Investment Management Inc.229Webb Asset Mgmt. Cdn Performance Fund Class AWebb Asset Mgmt. Cdn Performance Fund Class FWebb Asset Mgmt. Cdn Performance Fund Class I
Mutual FundCanadaJuniper Fund Management Corp.230
Pooled FundCanadaK J Harrison & Partners Inc.231
Pooled FundCanadaKBSH Capital Management Inc.232Disciplined Leadership funds
Unit TrustCanadaKingsdale Leasing Inc.233
Mutual FundCanadaKingwest and Company234Hotei Fund
Mutual FundCanadaKingwest Managed Portfolios235
GIC'sCanadaLa Caisse Populaire de Shippagan Ltee236
Exchange Traded DerivativesCanadaLake Shore Asset Management Inc.237
Mutual FundCanadaLaketon Investment Management238
Mutual FundCanadaLakeview Asset Management Inc.239Lakeview KBSH fundsDisciplined Leadership funds
Pooled FundCanadaLandry Morin Inc.240
Page 11 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
GIC'sCanadaLaurentian Bank of Canada241Includes B2B Trust term deposits
Hedge FundCanadaLawrence Asset Management Inc.242
Labor Sponsored FundCanadaLawrence Enterprise Fund Inc. LSVCC243
Mutual FundCanadaLe Fonds de Slidarite des travailleurs du Quebec (F.T.Q.)244
Mutual FundCanadaLegg Mason Canada Inc.245
Mutual FundOverseasLegg Mason Global Funds PLC246
Mutual FundOverseasLegg Mason Select Funds PLC247
Mutual FundU.S.Legg Mason Wood Walker Inc.248
Mutual FundCanadaLeith Wheeler Funds249
Mutual FundCanadaLeon Frazer & Associates Ltd.250
Mutual FundCanadaLes Fonds Diamant Inc.251Fond communs de placement
Mutual FundCanadaLes Fonds D'Investissements Specialises Du Quebec Inc.252
Pooled FundCanadaLighthouse Private Client Corp.253Lighthouse Fund
Mutual FundCanadaLincluden Management Ltd.254
Mutual FundCanadaLion Funds Management Inc.255
Mutual Fund / Pooled FundCanadaLionridge Capital Management Inc.256
Mutual FundCanadaLogix Asset Management Inc.257
Mutual FundCanadaLotus Group of Funds (National Trust)258
GIC'sCanadaM.R.S. Trust Company259Stock Indexed GICShort Term DepositSelf-Directed RRSP Cash AccountGuaranteed Investment CertificateMoney Maximizer
Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.260
Hedge FundCanadaMagna Vista Investment Management261
Linked NotesCanadaMain Street Capital Management262Main Street Global Note, Series I
Page 12 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / Pooled FundCanadaMajorica Asset Management Corp.263Including Majorica Bond Fund Class A, F & I
Hedge FundOverseasMan Investments AG264
Hedge FundCanadaMan Investments Canada Corp.265
GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)266Deferred Annuities
GIC'sCanadaManulife Bank of Canada267
Segregated FundCanadaManulife Financial268
Mutual FundCanadaManulife Securities International Ltd.269
Hedge FundCanadaMaple Securities Canada Limited270Maple Funds
GIC'sCanadaMaple Trust Company271
Mutual FundCanadaMarathon Resource Fund272
Pooled FundCanadaMarquest Investment Council Inc.273Marquest Investment FundMarquest Bridge Fund
Mutual FundCanadaMavrix Fund Management Inc.274
Mutual FundCanadaMawer Investment Management275
GIC'sCanadaMCAN Mortgage Corporation276
Mutual FundCanadaMcDonald Investment Management277
Mutual FundCanadaMcElvaine Investment Management Ltd.278The McElvaine Investment Trust
Mutual FundCanadaMcLean Budden Limited (Royal Trust)279
Mutual FundCanadaMD Management280MD Group of Funds
Mutual FundCanadaMD Private Trust Company281
Mutual FundOverseasMellon Global Management Ltd.282
Mutual FundCanadaMeritas Financial Inc.283
Linked NotesCanadaMerrill Lynch Canada Inc.284
Mutual FundCanadaMiddlefield Fund Management Ltd.285
Page 13 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaMillenium Group of Funds286Millenium Next generation FundMillenium Diversified Fund
Mutual FundCanadaMineralFields / EnergyField Multi Series Fund Inc.287
Mutual FundCanadaMontrusco Bolton Investment Inc.288
Hedge FundCanadaMountainview Asset Management Ltd.289
Mutual FundCanadaMT Associates Investment Counsel Inc.290
Mutual FundCanadaMulvihill Fund Services Inc.291
Pooled FundCanadaNatcan Investment Management Inc.292
GIC'sCanadaNational Bank of Canada293Natcan TrustNational Bank Trust
Mutual FundCanadaNational Bank Securities Inc.294National Bank Mutual FundsFirst Marathon Inc.
Segregated FundCanadaNational Life295
Mutual FundCanadaNational Trust Company296Tourism & Entertainment Growth Fund Inc.Family of Funds
Hedge FundCanadaNavigator Capital Management Inc.297
Mutual FundCanadaNavigator Fund Company Ltd.298
Mutual FundCanadaNBF Emissary Turnkey Solution LP299
Mutual FundCanadaNCE Financial Corp.300
Venture Capital FundCanadaNDI Life Sciences Fund (VCC) Ltd.301
Mutual FundCanadaNetwork Options Opportunity Fund Trust302
Mutual FundCanadaNewport Partners Inc.303
Mutual FundOverseasNewton Fund Managers (C.I.) Ltd.304
Mutual FundCanadaNexGen Financial Limited Partnership305
Pooled FundCanadaNF Capital Management Ltd.306
Mutual FundCanadaNGB Management Inc.307
Page 14 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaNN Financial308NN Canadian Growth
Mutual FundCanadaNoram Capital Management309
Mutual Fund / Pooled FundCanadaNorbourg Gestion D' Actifs Inc.*310
Mutual Fund / Hedge FundCanadaNorshield Asset Management (Canada) Ltd.*311Olympus United Funds Corporation
Mutual FundCanadaNorth American Trust Company / Cornerstone312Cornerstone mutual funds
Mutual FundCanadaNorth Growth Management Ltd.313
Limited PartnershipCanadaNorth Point Capital (IF) Corp.314North Point Capital Income Limited Partnership
Mutual FundCanadaNorthern Rivers Capital Management Inc.315Capital Appreciation Fund Series A and Series F unitsNorthern Rivers Monthly IncomeNorhtern Rivers Innovation RSP Fund
GIC'sCanadaNorthern Savings Credit Union316
Mutual FundCanadaNorthwest Life Assurance Company of Canada (The)317
Mutual FundCanadaNorthwest Mutual Funds Inc.318
Mutual FundU.S.Nottingham Management Company (The)319New Providence Global Value FundNew Providence Global Value Fund Offshore Investors
Mutual FundCanadaO'Donnell Asset Management Corp.320
Mutual FundCanadaO'Donnell Investment Management Corp.321
Mutual FundCanadaOHA Investment Management Ltd.322CentrePost Group of Funds
GIC'sCanadaOmista Credit Union Limited323
Mutual Fund / Hedge Fund / GIC'sCanadaOne O'Brien Neufeld Financial Corp. (One Financial)324
Hedge FundCanadaOne Signature Financial Corp.325High Income and Dividend Funds
Mutual FundCanadaOntario Teacher's Group Investment Fund326
Linked NotesCanadaOpensky Capital Limited327
Mutual FundCanadaOrigin Capital Management Ltd.328OCM Energy Total Return Fund
GIC'sCanadaPacific & Western's eTrust of Canada Inc.329
Mutual FundCanadaPacific Capital Management Ltd.330
Page 15 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreementPacific Special Equity Fund
Private Equity FundCanadaPalisade Capital Limited Partnership331
Private Equity FundCanadaPalisade Capital Management Ltd.332Palisade Capital Fund
Limited PartnershipCanadaPalos Management Inc.333Palos Income Trust Fund LP
GIC'sCanadaPeace Hill Trust Company334
Labor Spons. Fund / Ven. Cap. FundCanadaPenderFund Capital Management Ltd.335
GIC'sCanadaPeoples Trust Company336
Mutual FundCanadaPerennial Asset Management Corp.337Perennial Fixed Income PortfolioPerennial Canadian Equity Portfolio
Hedge FundCanadaPerformance Group Ltd.338
Mutual FundOverseasPermanent Value Asset Management Ltd.339
Hedge FundCanadaPescara Partners Inc.340
Mutual FundCanadaPeter Cundill & Associates Ltd.341
Mutual FundCanadaPhillips, Hager & North Ltd.342
Hedge FundCanadaPicton Mahoney Asset Management343
Mortgage Investment FundCanadaPillar Financial Services Inc.344
Mutual FundCanadaPortus Asset Management / Paradigm Asset Mgt Inc.*345
Hedge Fund / Linked NotesCanadaPro-Hedge Funds Inc.346
Mutual FundCanadaPursuit Financial Management Corp.347
Mutual FundCanadaPutnam Investment Inc.348
Mutual FundCanadaQtrade Fund Management Inc.349
Hedge FundCanadaQuadrexx Asset Management Inc.350
Mutual FundCanadaQuebec Growth Fund351
Mutual Fund / Labor Sponsored FundCanadaQuorum Expansion Capital Fund Inc.352
Pooled FundCanadaQuorum P.I.P.E. Management Inc.353
Page 16 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaQwest Energy Capital Management Corp.354
Mutual FundCanadaQwest Energy Investment Management Corp.355
Mutual FundCanadaR.A. Floyd Capital Management Inc.356Floyd Growth Fund
Pooled FundCanadaR.E.G.A.R. Gestion Privee Inc.357
Mutual FundCanadaR.N. Croft Financial Group Inc.358
Linked NotesCanadaRBC Dominion Securities Inc.359
Mutual FundCanadaRBC Funds Inc.360RoyFundRoyal TrustRoyal Mutual Funds Inc.
Mutual Fund / Pooled FundCanadaReal Assets Investment Management Inc.361
Hedge FundCanadaRedwood Asset Management Inc.362
Mutual FundCanadaRefco Futures (Canada) Ltd.363Refco Assisted Futures Trust
Hedge FundOverseasRefco SphinX Managed Futures Index Fund Ltd.364
Mutual FundCanadaResearch Capital Corp.365
GIC'sCanadaResmore Trust Company366
Mutual FundCanadaResolute Funds Ltd.367
Mutual FundU.S.Robertson Stephens Contrarian Fund368
Hedge FundCanadaRobson Capital Management Inc.369Robson Van Eck Hard Assets Fund (Series A & F)
Mutual Fund / Segregated FundCanadaRockwater Asset Management Inc.370
Labor Sponsored FundCanadaROI Management Ltd.371
Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)372
GIC'sCanadaRoyal Bank of Canada373Royal Bank of CanadaMerchant Private TrustConnor Clark PrivateRoyal Trust Corp.Royal Trust Company (The)Royal Bank Mortgage Corp.
Mutual FundCanadaRoyal Trust Company (The)374
Page 17 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreementThe Protected American FundClassified Investment TrustsT.A.L. Investment Pooled FundsT.A.L. Private Management Pooled FundsFirst Trust Canada FundsRT Capital Inc.The First American Fund
Mutual FundCanadaRoyal Trust Mutual Funds Patnership375
Mutual FundCanadaRoycom Advisors Inc.376Roycom-Summit Funds
Mutual FundCanadaS. Liberman & Company Ltd.377Abacus Funds
Limited PartnershipU.S.Safe Harbor Canada LP378
Mutual FundCanadaSagit Investment Management Ltd.379
Mutual FundCanadaSalida Multi Strategy Hedge Fund380
Mutual FundU.S.Sanford C. Bernstein & Co. LLC381
Mutual FundCanadaSarbit Asset Management Inc.382
Hedge FundCanadaSavoy Capital Management Ltd.383Gladiator Absolute Return Cdn Equity Fund
Mutual FundCanadaSaxon Group of Funds384
Mutual Fund / Hedge FundCanadaSceptre Investment Counsel Ltd.385
Hedge FundCanadaScivest Alternatives Strategies Inc.386
Hedge FundOverseasScivest Offshore Alternative Strategies Inc.387
Mutual FundCanadaScotia Capital Inc.388Cassels Blaikie Canadian Fund (U.S.)
Mutual FundCanadaScotia Securities Inc.389
Mutual FundOverseasScotiabank & Trust (Cayman) Ltd.390
Mutual FundCanadaScudder Canada Investor Services Ltd.391
Pooled Fund / Limited PartnershipCanadaSD Baker & Associates Inc.392
Mutual FundCanadaSeamark Asset Management Ltd.393
Mutual FundCanadaSEI Investment Canada Company394
Mutual FundCanadaSentry Select Capital Corp.395
Page 18 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Hedge FundCanadaSextant Capital Management Inc.396Sextant Strategic Opportunities Hedge Fund LP
Mutual FundCanadaSogefonds, MFQ Inc.397
Pooled FundCanadaSoundvest Capital Management Ltd.398Soundvest North American Opportunity Pool
Mutual FundCanadaSpectrum Bullock Financial Services Inc.399Spectrum Mutual FundCalvin Bullock
Hedge FundOverseasSphinx Providence Ltd.400
Mutual Fund / Limited PartnershipCanadaSprott Asset Management Inc.401
Mutual FundCanadaSprott Securities Inc.402
Mutual FundCanadaStandard Life Mutual Funds Ltd.403
Mutual FundCanadaStandard Life Trust Company404
Mutual FundCanadaStanley Investment Management Ltd.405Resolute Funds
Hedge FundCanadaStanton Asset Management Inc.406
GIC'sCanadaStella Maris Credit Union Ltd.407
Pooled Fund / Unit TrustCanadaStirling International Asset Management Inc.408
Mutual FundCanadaStone & Co. Limited409
Mutual FundCanadaStrata Mutual Funds Limited410
Mutual FundCanadaStrategic Value Funds Management Inc.411
Mutual FundCanadaStrathy Investment Ltd.412
Pooled FundCanadaSuccessful Investor Wealth Management Inc.413
Segregated FundCanadaSun Life Assurance Co. (Canada)414Individual Variable Insurance Contracts
GIC'sCanadaSun Life Financial Trust Inc.415
GIC'sCanadaSunshine Coast Credit Union416
GIC'sCanadaSurrey Metro Savings Credit Union417
Mutual FundCanadaT.E. Investment Counsel Inc.418Prosperity Mutual Funds
Page 19 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Hedge FundCanadaTactic Series Funds Inc.419Principal Protected NotesTactic Series Van Diversified Notes, Series 1
Mutual FundCanadaTD Asset Management Inc.420
Mutual FundCanadaTDK Fund Management Inc.421
Mutual FundOverseasTempleton Global Advisors Ltd.422
Limited PartnershipCanadaTerra Fund Management Ltd.423Terra 2006 Mining Flow-Through Limited PartnershipTerra 2006 Energy Flow-Through Limited Partnership
GIC'sCanadaTerrace & District Credit Union424
Pooled FundCanadaTetrem Capital Partners Ltd.425
Mutual FundCanadaThales Administration Inc. (Refco Assisted Futures Trust)426
Pooled FundCanadaThales Fund Management Inc.427Thales Active Asset Allocation FundWellington West Asset Allocation Fund
Pooled FundCanadaThornmark Asset Management Inc.428Thornmark Investment Funds
Mutual FundCanadaTitan Investment Management Corp.429
Mutual FundCanadaTop 50 Financial Group430
Hedge FundCanadaTower Asset Management Inc.431AGII Performance FundAGII Bond Fund
Mutual FundCanadaTradex Management Inc.432
Segregated FundCanadaTransamerica Life Insurance Co. (Canada)433
Pooled FundCanadaTrapeze Asset Management Inc.434Trapeze Value TrustAdaly Opportunity Fund
Hedge FundCanadaTremont Capital Management Corp.435
Mutual FundCanadaTriax Growth Fund Inc.436
Linked NotesCanadaTricycle Capital Corp.437Business Development Bank of Canada Managed Futures NotesThe Canadian Wheat Board Managed Futures Notes
Mutual FundCanadaTrillium Growth Capital Inc.438
GIC'sCanadaTrimark Trust439
Page 20 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaTristar Mutual Funds440
Mutual FundCanadaTrust General Funds441
Mutual FundCanadaTrust Pret et Revenu442
Pooled FundCanadaTurtle Creek Asset Management Inc.443Turtle Creek Investment Fund
Mutual FundCanadaTuscarora Capital Inc.444Special Opportunities FundMultiple Opportunities Fund
Pooled FundCanadaTW & Company Investment Management Inc.445TW & Co. Global Value Fund (Series A & O)
Mutual FundCanadaTwenty-First Century Funds Inc.446
Mutual FundOverseasU.S. Dollar Floating Rate Fund Ltd.447
GIC'sCanadaUbiquity Financial448
Pooled FundCanadaUBS Global Asset Management (Canada) Co.449UBS (Canada) Balanced Fund A
Mutual FundCanadaUnited Financial Management Ltd.450
Mutual FundCanadaUniversity Avenue Management Ltd.451B.E.S.T. Discoveries Fund
Mutual FundCanadaValue Contrarian Asset Management Inc.452
Mutual FundCanadaValue Partners Investment Inc.453
Private Equity FundCanadaVan Arbor Asset Management Ltd.454Van Arbor US Advantage FundVan Arbor Cdn Advantage FundVan Arbor Asset Management Ltd.
GIC'sCanadaVancouver City Savings Credit Union455
Mutual FundCanadaVenGrowth Investment Fund Inc.456
Labor Sponsored FundCanadaVentureLink Capital Corp.457
Mutual FundCanadaVertex One Asset Management Inc.458
Mutual FundCanadaVision Europe FDS, (European INV.)459
Mutual FundOverseasVoyager Asset Management Ltd.460Voyageur Asset Management Ltd.Voyager US Treasury High Yield Fund Ltd.
Mutual Fund / Pooled FundCanadaWatermark Capital Management Inc.461Watermark Partners Value Fund
Page 21 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
GIC'sCanadaWatrous Credit Union Ltd.462Term Deposits Guaranteed by Credit Union Deposit Guarantee Corp.
Mutual FundU.S.Weiss, Peck & Greer LLC463
Mutual FundCanadaWestern Growth Investments Fund Ltd.464
Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union465
Mutual FundCanadaWickham Investment Counsel Inc.466
GIC'sCanadaWindsor Family Credit Union467
Mutual FundCanadaWorkers Investment Fund468
Labor Sponsored FundCanadaWorking Opportunity Fund (EVCC) Ltd.469
Labor Sponsored FundCanadaWorking Ventures Canadian Fund Inc.470
Mutual FundU.S.Wright Investors' Service Distributions Inc.471Wright Managed Income TrustWright Managed Equity TrustWright Managed Blue Chip SeriesTtrustCatholic Values Investment TrustWright Blue Chip Master Portfolio TrustWright EquiFund Equity Trust
Mutual FundCanadaYield Management Group Inc.472
Mutual FundCanadaZenith Management & Research Corp.473
Segregated FundCanadaZurich Life Insurance Co. (Canada)474
One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IDA outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. The IDA has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.
Note:
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Page 22 of 22Listing of Approved Fund Managers by Name
Bare Trustee AgreementsJanuary 1, 2006Deletions from List since
INVESTMENT DEALERS ASSOCIATION OF CANADAASSOCIATION CANADIEENE DES COURTIERS EN VALEURS MOBILIÈRES
Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement
Date Removed
BNP Paribas (Canada) Securities Inc.
No longer selling mutual funds.Mutual FundCanada 10/3/20061
Avenue Global Asset Management Inc.
No longer in existence.Hedge FundCanada 10/12/20062
Page 1 of 1Listing of Deletions from List
Bare Trustee AgreementsAdditions to List Since
INVESTMENT DEALERS ASSOCIATION OF CANADAASSOCIATION CANADIEENE DES COURTIERS EN VALEURS MOBILIÈRES
January 1, 2006
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
Aurion Capital Management Inc. Canada Hedge Fund 1/31/20061Aurion II Equity Fund
Turtle Creek Asset Management Inc. Canada Pooled Fund 1/31/20062Turtle Creek Investment Fund
Faircourt Asset Management Inc. Canada Mutual Fund / Pooled Fund 2/1/20063Faircourt Pooled Monthly Income Fund (Pooled Fund)Faircourt Dividend Fund (Mutual Fund)
Connor Clark & Lunn Investment Management Fund Canada Mutual Fund 2/3/20064
Connor Clark & Lunn Managed Portfolios Inc. Canada Mutual Fund 2/3/20065
Tower Asset Management Inc. Canada Hedge Fund 2/3/20066AGII Performance FundAGII Bond Fund
Picton Mahoney Asset Management Canada Hedge Fund 2/8/20067
Impax Funds Management Inc. Canada Labor Sponsored Fund 2/9/20068Impax Venture Fund Inc.
Robson Capital Management Inc. Canada Hedge Fund 2/9/20069Robson Van Eck Hard Assets Fund (Series A & F)
Magna Vista Investment Management Canada Hedge Fund 2/13/200610
Giraffe Capital Corp. Canada Hedge Fund 2/20/200611Giraffe Capital Limited Partnerships
Sextant Capital Management Inc. Canada Hedge Fund 3/10/200612Sextant Strategic Opportunities Hedge Fund LP
Brookshire Raw Materials Group Inc. Canada Income Trust 3/13/200613Brokkshire Raw Materials (Canada) Fund
Galileo Equity Management Inc. Canada Pooled Fund 3/15/200614Galileo Conservative Growth FundGalileo Special Equity FundGalileo Balanced Fund
Creststreet Investment Management Ltd. Canada Hedge Fund 3/30/200615Creststreet RSP Energy Hedge FundCreststreet Energy Hedge Fund
Industrial Alliance Fund Management Inc. Canada Mutual Fund 4/17/200616
Sarbit Asset Management Inc. Canada Mutual Fund 4/19/200617
Formula Growth Limited Canada Mutual Fund / Hedge Fund 4/24/200618Formula Growth FundFormula Growth Hedge Funds Class AFormula Growth Hedge Funds Class F
Marquest Investment Council Inc. Canada Pooled Fund 5/1/200619
Page 1 of 3Listing of Additions to List
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
Marquest Investment FundMarquest Bridge Fund
Qwest Energy Capital Management Corp. Canada Pooled Fund 5/15/200620
Qwest Energy Investment Management Corp. Canada Mutual Fund 5/15/200621
Majorica Asset Management Corp. Canada Mutual Fund / Pooled Fund 5/18/200622Including Majorica Bond Fund Class A, F & I
NexGen Financial Limited Partnership Canada Mutual Fund 5/23/200623
Value Partners Investment Inc. Canada Mutual Fund 5/31/200624
Soundvest Capital Management Ltd. Canada Pooled Fund 6/6/200625Soundvest North American Opportunity Pool
Groundlayer Capital Inc. Canada Limited Partnership 6/8/200626The Alpha II Fund
Jove Investment Management Inc. Canada Hedge Fund 6/16/200627Webb Asset Mgmt. Cdn Performance Fund Class FWebb Asset Mgmt. Cdn Performance Fund Class IWebb Asset Mgmt. Cdn Performance Fund Class A
TW & Company Investment Management Inc. Canada Pooled Fund 7/5/200628TW & Co. Global Value Fund (Series A & O)
Front Street Capital Mutual Funds Ltd. Canada Mutual Fund 7/6/200629Front Street Diversified Income FundFront Street Canadian Equity FundFront Street Resource Fund
JC Hood Investment Councel Inc. Canada Mutual Fund 7/24/200630Hood Enhanced Income Fund (Class A & B)
Desjard. Cais. of Québec & Fédér. des Cais. Desjard. Canada GIC's 7/31/200631
Man Investments Canada Corp. Canada Hedge Fund 9/11/200632
Terra Fund Management Ltd. Canada Limited Partnership 9/11/200633Terra 2006 Mining Flow-Through Limited PartnershipTerra 2006 Energy Flow-Through Limited Partnership
frontierAlt Orbit Funds Management Limited Canada Mutual Fund 9/18/200634frontierAlt mutual fundsOrbit mutual funds
Northern Rivers Capital Management Inc. Canada Mutual Fund 9/20/200635Norhtern Rivers Innovation RSP FundNorthern Rivers Monthly IncomeCapital Appreciation Fund Series A and Series F units
Lakeview Asset Management Inc. Canada Mutual Fund 9/29/200636Lakeview KBSH fundsDisciplined Leadership funds
Trapeze Asset Management Inc. Canada Pooled Fund 10/5/200637Adaly Opportunity FundTrapeze Value Trust
MCAN Mortgage Corporation Canada GIC's 10/18/200638
Page 2 of 3Listing of Additions to List
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
Origin Capital Management Ltd. Canada Mutual Fund 10/27/200639OCM Energy Total Return Fund
Thornmark Asset Management Inc. Canada Pooled Fund 10/30/200640Thornmark Investment Funds
Augen Capital Canada Mutual Fund 11/14/200641Augen Resource Strategy Fund Inc.
Perennial Asset Management Corp. Canada Mutual Fund 11/21/200642Perennial Canadian Equity PortfolioPerennial Fixed Income Portfolio
Cornerstone Investment Counsel Ltd. Canada Pooled Fund 11/28/200643Blueprint Global Strategies Pool
Pillar Financial Services Inc. Canada Mortgage Investment Fund 12/13/200644
Desjardins Global Asset Management Inc. Canada Limited Partnership 12/22/200645
Dundee Bank of Canada Canada GIC's 12/22/200646
Page 3 of 3Listing of Additions to List
Bare Trustee AgreementsJanuary 1, 2006Name Changes and Mergers since
INVESTMENT DEALERS ASSOCIATION OF CANADAASSOCIATION CANADIEENE DES COURTIERS EN VALEURS MOBILIÈRES
Fund Manager Region Type of ProductFunds covered by agreement
Date Comments
Abria Financial Products Ltd. Hedge Fund Name changed to Abria Alternative Investments Inc.
Canada 3/31/20061
Fonds R/BLC Edmond De Rothschild Gestion D'Actifs Inc.
Mutual Fund Amalgamated with Industrial Alliance Fund Management Inc.
Canada 3/31/20062
Industrial Alliance Mutual Funds Inc. Mutual Fund Name changed to Industial Alliance Fund Management Inc.
Canada 3/31/20063
R Funds / BLC-Edmond De Rothchild Asset Mgt. Inc.
Mutual Fund Amalgamated with Industrial Alliance Fund Management Inc.
Canada 3/31/20064
Strategic Advisors Corp. Pooled Fund Name changed to Trapeze Asset Management Inc.
Canada 5/1/20065
Strategic Value TrustAdaly Opportunity Fund
Orbit Mutual Funds Mutual Fund Amalgamated with frontierAlt Orbit Funds Management Limited
Canada 9/18/20066
MCAP Inc. GIC's Name changed to MCAN Mortgage Corporation
Canada 10/18/20067
Page 1 of 1Listing of Name Changes and Mergers