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Author's Accepted Manuscript
Plasma in Cancer Treatment
Jürgen Schlegel, Julia Köritzer, Veronika Box-hammer
PII: S2212-8166(13)00020-6DOI: http://dx.doi.org/10.1016/j.cpme.2013.08.001Reference: CPME11
To appear in: Clinical Plasma Medicine
Received date: 17 June 2013Revised date: 19 August 2013Accepted date: 28 August 2013
Cite this article as: Jürgen Schlegel, Julia Köritzer, Veronika Boxhammer,Plasma in Cancer Treatment, Clinical Plasma Medicine, http://dx.doi.org/10.1016/j.cpme.2013.08.001
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Title:
Plasma in Cancer Treatment
Authors Names and Affiliation:
Jürgen Schlegel, Julia Köritzer and Veronika Boxhammer
Division of Neuropathology
Institute of Pathology
Technische Universität München
Ismaninger Str. 22
D-81675 München
E-Mail-Adresses:
Jürgen Schlegel <[email protected]>
Julia Köritzer <[email protected]>
Veronika Boxhammer <[email protected]>
Corresponding Author:
Jürgen Schlegel, Phone +49-89-4140 6112, E-Mail: [email protected]
Abstract
Plasma oncology, i.e. the use of cold atmospheric plasma (CAP) for the treatment of tumours
is a new field in plasma medicine. The results of several studies that are summarized within
this review show that CAP is effective against tumour cells both in vitro and in vivo. It has
been shown, that CAP in low concentration is able to stop tumour cells growing, to induce
cell death in higher concentrations and that this is more effective than standard therapies.
Moreover, first results indicate that CAP seems to be selective for cancer cells since it is more
effective in tumour cells than in normal non-neoplastic cells. The current developments in this
field have fuelled the hope that CAP could be an interesting new therapeutic approach in the
treatment of cancer.
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Keywords
plasma medicine, plasma oncology, cold atmospheric plasma, cancer therapy, tumour cells,
selectivity
1. Introduction
Although a relatively new field in plasma medicine, the use of cold atmospheric plasma
(CAP) on tumour cells has attracted a great deal of attention. The results of several groups
have fuelled the hope that CAP could be an interesting new therapy opportunity in the
treatment of cancer. It has been shown in vitro, that CAP in low concentration was able to
stop tumour cells growing, to induce cell death in higher concentrations and that this was
more effective than some standard treatments including radiation and chemotherapy.
Moreover, first results indicated that CAP seemed to be selective for cancer cells since it was
more effective in tumour cells than in normal non-neoplastic cells.
There are some difficulties to review plasma in oncology, too. The different groups working
in this field used different plasma devices with completely different plasma chemistries and
cell lines derived from different tumour tissues. Furthermore, most results were obtained in
cell culture. To this day there are only the very first in vivo studies. We will therefore
summarize the data available in this new field of plasma medicine in a chronological order.
2. The early years
The first results of plasma treatment of mammalian cells were reported by the group of Eva
Stoffels almost 10 years ago. Although not obtained in tumorigenic cells their results are
important since they established the basic effects of cold plasma on mammalian cells. In
addition, immortalized non-neoplastic cells share many aspects in their cellular biology and
growth behaviour with tumour cell lines. Using a plasma needle device the Stoffels group
showed that fibroblasts and vascular cells detached from the surface of culture dishes in a
time dependent manner. The detachment occurred in a circumscribed area near to the plasma
impact. Applying higher powers they observed decreased viability of the cells [1,2]. Similar
results were obtained in human tumour cells derived from non-small cell lung cancer
(NSCLC) [3]. In a subsequent study, Stoffels and co-workers confirmed their results and
showed the delayed onset of cell death in vascular cells, and that the mode of cell death was
dose dependent: low doses of plasma resulted in apoptosis and high doses led to necrosis [4].
Interestingly, the presence of the cell culture medium as a liquid overlay inhibited the
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detachment of the cells. The authors concluded, that the detachment is a physical process
caused by the short-living components in the plasma.
These results were corroborated in tumour cells by many others. Yonson et al. [5] used cells
derived from human liver cancer and demonstrated that detached cells were viable and
reattached after a period of time, indicating that cell death mechanisms initiated by plasma
treatment were different from the effects on cell adhesion. In human melanoma cells down-
regulation of integrins and focal adhesion kinase (FAK) following plasma treatment and
preceded detachment [6] were shown. In a more recent study the down-regulation of E-
cadherin and the epidermal growth factor (EGF) receptor has been observed in human
keratinocytes [7]. These plasma properties also seemed to affect cellular motility [8].
Although this effect was observed in primary fibroblasts, the results could also be important
in cancer research, since migration and infiltration are critical issues in tumour growth and
metastasis.
The cell death mechanisms induced by treatment with CAP were investigated in more detail
in different cell lines derived from human melanoma [6,9], liver cancer [10], breast cancer
[11], and more recently in cell lines derived from brain tumours [12] and leukemia [13]. It
could be confirmed that apoptosis is the leading mechanism at lower doses. Apoptosis in
pathological conditions, including intended therapy effects, shows some similarities with
programmed cell death during development [14]. It consists of characteristic morphological
changes, including cell shrinkage, nuclear fragmentation and chromosomal condensation.
Most importantly, apoptotic cell fragments are engulfed and removed by phagocytosis.
Therefore, the release of cellular fragments toxic to the surrounding tissue and inflammatory
changes that are common in necrosis, do not occur.
Several studies addressed the molecular mechanisms caused by plasma. Leduc and co-
workers [15] investigated the uptake of dextrans of different sizes (3 - 70 kDa) into HeLa
cells after plasma treatment. Using this approach they concluded that plasma induced
generation of pores of a maximum radius below 6.5 nm in the cell membranes. They also
investigated the direct effects of plasma on DNA using plasmid DNA that was transfected
into the cells after the treatment. In another approach Lupu et al. [16,17] showed the
importance of oxygen and postulated that reactive oxygen species (ROS) mediate the cellular
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effects of plasma by blocking the outward channels in multi drug resistance protein-
overexpressing human colon cancer cells.
In accordance with these data the activation of intracellular stress pathways, that are involved
in the cellular reactions to different adverse conditions, could be demonstrated in another
panel of colon cancer cell lines [18].
Almost all of the results from the first period of mammalian cell research in plasma medicine
were published in physical journals. Although the medical aspects of this new therapy option
were also highlighted by some review articles [19,20] it was just within the last 2 years that
plasma treatment was brought to a broader readership of medical and specialized oncological
journals.
3. The current developments in "plasma oncology"
The first in vivo anti-cancer treatment experiments were reported by Vandamme et al. [21,22]
using human U87 glioblastoma cells as heterotopic subcutaneous xenotransplants in nude
mice. Glioblastoma is the most common and most aggressive human brain tumour. It is
highly resistant against standard treatment including radiotherapy and chemotherapy. CAP
treatment for 5 consecutive days showed a marked anti-tumour effect resulting from a
significant reduction in tumour volume and a consequent elongation of survival times. In a
subsequent study [23] the authors showed that these effects were mainly due to induction of
apoptosis and to a lesser extent to cell cycle arrest. They implicated ROS as the major
mediators of the therapeutic effects by fluorescence probes and by pre-treatment with ROS-
scavengers. In another in vivo experiment Keidar and co-workers demonstrated the effects of
CAP therapy in a syngenic mouse melanoma model and a heterotopic human bladder cancer
xenograft model. In both circumstances a single treatment led to a significant reduction of
tumour size and a consecutive elongation of survival time [24]. These results were
corroborated recently in a heterotopic mouse model using neuroblastoma cells [25] and in an
orthotopic pancreas carcinoma model [26]. In a different approach, Pertecke et al. [27] used a
tumour chorio-allantoic model for the investigation of CAP effects in pancreas carcinoma
cells. This organoid model, in which tumour cells are implanted into eggs, addresses several
aspects of in vivo tumour growth e.g. angiogenesis. All in vivo experiments showed beneficial
effects of CAP treatment on different tumour cell types and that these effects are mainly
mediated by apoptosis. The cellular response seemed to be mediated by the free radicals
generated by the plasma including ROS and RNS.
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These results are in accordance with in vitro data obtained in other tumours including human
breast, cervical and liver cancer [28-30]. In an effort to further elucidate the cascade of
molecular events that follow plasma treatment, Kalghatgi and co-workers analysed human
breast cancer cells, and showed dose-dependent apoptosis upon CAP treatment. The amount
of DNA damage detected by the phosphorylated histone variant H2AX, that is recruited to
DNA damage foci, was neither significantly affected by the exclusion of charged particles nor
mediated by the UV content. Using dilution-experiments they postulated that the cellular
effects are mediated by peroxidation of amino acids in the cell culture medium [29]. Next, the
authors demonstrated that DNA damage is induced by intracellular reactive species. The
phosphorylation of H2AX seemed mainly mediated by the ataxia teleangiectatica related
protein ATR and not by ataxia teleangiectatica mutated (ATM) that is primarily involved in
the reaction to IR and H2O2. ROS also mediated the plasma effects in human liver cancer cells,
where a significant increase of lipid peroxidation products were detected [30]. Further, it has
been shown that intracellular ROS may lead to mitochondrial dysfunction [28] [31]. Plasma
treatment induced a decrease in mitochondrial transmembrane potential (MMP) and
consequently mitochondrial enzymatic dysfunction and morphological alterations. In a
discovery driven approach, Keidar and Schmidt and their co-workers investigated alterations
in the gene expression patterns after plasma treatment and observed a broad range of
differentially expressed genes in response to the therapy [24,32].
Recently, an issue of plasma therapy evolved that could be particularly interesting for
oncologists. It has been shown, that CAP treatment seems to be more effective in cancer cells
than in non-neoplastic cells providing the basis for a selective treatment. Using a co-culture
approach of melanoma cells and normal keratinocytes it has been shown that plasma
treatment induced a growth arrest after short treatment and a significant cell death after longer
treatment and that these effects were much more pronounced in the tumour cells [33]. In a
separate treatment approach CAP induced apoptosis in melanoma and colon cancer cells to a
much greater extend when compared with normal macrophages treated in the same schedule
[34]. In a complex analysis Keidar et al. analysed different tumor types and compared their
response with normal non-neoplastic cells. Again, plasma effects were much more
pronounced in the tumour cells [24]. These data were corroborated using tumour cells derived
from ovarian cancer, lung cancer, melanoma and glioblastoma [31,35-37]. The results of these
experiments also shed new light on the initial experiments obtained on non-neoplastic cells
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and might explain some of the differences in the reactions to the plasma treatment. These
differences are, however, solely quantitative and not qualitative.
4. Where do we stand?
After a decade of "plasma oncology" a broad spectrum of different tumours cells has been
treated, including carcinomas, skin cancer and brain tumours. In all different tumour types
CAP was effective indicating that the effects of plasma seem to be uniform and are not
restricted to a particular tumour type. This is remarkable since normal non-neoplastic cells
seem to react in a more restrictive way, indicating that there are cell type-specific differences
in the cellular reaction to CAP. Therefore, it is most important to elucidate the molecular
basis of the plasma effects. So far, the different cellular mechanisms that are involved in this
process are not fully understood. Because of the uniform reaction of the tumour cell types it
seems likely that the same pathways are involved in the different tumour types.
It has been shown by the vast majority of the experiments summarized in this review that the
mechanism of cell death in mid-range plasma doses is apoptosis and necrosis at high doses.
However, the reactions to low plasma doses are less clear. This point is important since the
distribution of the therapeutic plasma concentrations within a tumour tissue could not be
expected to be maximal in all regions. Lower doses will reach individual cells at the edges of
the treatment zone and in the depth of the tissue. The data of two recent articles highlight this
particular important issue in cancer treatment. Arndt and co-workers showed the induction of
cellular senescence in human melanoma cells after CAP treatment in low doses [38] and our
own group demonstrated a significant cell cycle arrest in human glioblastoma cells [39].
These observations could also explain the tumour specific effects of CAP. Due to their
enhanced proliferation, tumour cells show a different cell cycle distribution than normal cells.
In accordance with this aspect it has been shown that tumour cells seem to be most vulnerable
to plasma treatment in the S-phase of the cell cycle [40].
Another issue involves the cellular effects induced by plasma that lead to cell cycle arrest and
apoptosis. The majority of reports showed intracellular accumulation of ROS using
fluorescence probes or direct measures after plasma treatment. Moreover, plasma effects
could be enhanced by blocking detoxifying membrane channels [16] and could be inhibited
by ROS scavangers [28,41]. Several groups used the phosphorylation of the histone variant
H2AX to detect the accumulation of DNA damage. H2AX is phosphorylated by the
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Phosphatidyl inositol-3' kinases ATM, ATR and DNA dependent protein kinase (DNA-PK) at
places of DNA double strand breaks and stalled replication forks. In one report [29] it was
also demonstrated that H2AX phosphorylation seemed to be mediated by ATR and not by
ATM indicating that plasma effects might act primarily on DNA replication, a point of view
that would be in accordance with its effects on S-phase cells [40]. It is less clear if ROS affect
the DNA by oxidative damage or other mechanisms. Although an accumulation of lipid
peroxidation products has been documented after plasma treatment [30] this seems to be
unlikely to be the cause of DNA damage since blockade of lipid peroxidation had no effect on
H2AX activation [29]. Oncologically important, plasma effects were more pronounced in
several tumour types than established chemotherapy [38,39]. Therefore, the accumulation of
ROS directly induced by plasma or other mechanisms, might open a novel rationale of tumour
therapy.
Another scientific field is the clarification of the sources of ROS. Plasma effects including
ROS generation and activation of H2AX could also be achieved by the separate treatment of
culture media without cells and subsequent transfer onto the cells [29]. This scenario would
indicate that CAP generates toxic intermediates in the liquid phase around the cells in vitro.
However, this experimental setting is highly artificial, since solid tumours are not distributed
in a liquid phase. In other experiments a direct treatment in the absence of culture media was
utilized with comparable results [39]. In both settings the cellular surface takes the centre
stage in mediating plasma effects. Although lipid peroxidation doesn't seem to play a role in
CAP effects to DNA damage, short-term ROS effects at the cell membrane by peroxidation of
membrane lipids could mediate the plasma effects from the surface to the cytoplasm of
tumour cells. Therefore, ROS present in the microenvironment of the cell must play an
important role. The demonstration of nanoholes in the cell membrane after plasma treatment
would present another hypothesis in such a model [15]. So far, the component(s) of the
plasma cocktail responsible for the cellular effects are not completely defined. Charged
particles and UV have been excluded by several experiments. Another critical issue is the
penetration depth of plasma. It has been shown that the penetration into tissue is approx.
50�m [27]. It is not clear, how the CAP treatment could then reach the tumours in the
subcutaneous transplantation experiments [22,24]. The successful therapy might indicate
effects to the microenvironment or bystander effects that demand further elucidation.
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5. Prerequisites for further development
Plasma oncology is a growing scientific field with several important open questions. The
answers will be the prerequisite for the further development to a serious medical treatment of
cancer. A standardized measurement of the capacities of the different plasma devices and the
resulting plasma chemistry would be helpful for a better comparability of the different
approaches [42]. It is absolutely necessary to develop orthotopic approaches as experimental
tools for the further investigations since the in vitro models are highly artificial, including the
unresolved question of the importance of the liquid phase for the plasma effects. To date there
is no "ideal tumour" for CAP treatment, although surface tumours including skin cancer or
colon tumours seem to be good candidates for a medical application in oncology. However,
other tumour types should not be excluded from further experiments because the scientific
field is in an early phase and the complete resolution of the biological effects of CAP
treatment might open new approaches to the treatment of "untypical" tumours. A very
important issue is the development of appropriate devices for medical use. First experiments
with endoscopic devices have been successfully performed [26,43] but many novel
applications could be imaginable highlighting the importance of a close interdisciplinary
cooperation between oncologists, biologists, physicists, chemists and engineers. It is most
likely that plasma could enter a place in multimodal adjuvant tumour treatment as part of a
combination therapy. First results indicate, that plasma could enhance the effects of standard
chemotherapy regimens even in resistant tumour cells and may restore chemosensitivity
[26,37,39]. These data highlight another interesting field in plasma oncology: Plasma could
be used to mediate drug delivery and drug uptake by tumour cells. The generation of
nanoholes in the cell membrane and/or other biochemical reactions at the cell surface could
enhance the uptake and the drug action of chemotherapeutical compounds.
6. Conclusion
Plasma oncology, i.e. the use of cold atmospheric plasma (CAP) for the treatment of tumours
is a novel field in plasma medicine. The results of several studies that are summarized within
this review show that CAP is effective against tumour cells both in vitro and in vivo. Plasma
treatment induces cell cycle arrest in low doses and apoptosis in medium doses. These effects
seem to be mediated by reactive species, mainly reactive oxygen species (ROS). The current
developments in this field show the prospects of this new approach by the construction of new
plasma devices for medical applications including endoscopic devices and combined
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approaches in the adjuvant tumour therapy including plasma mediated drug delivery and drug
action.
Conflict of interest statement
The authors disclose any financial and personal relationships with other people or
organisations that could inappropriately influence their work.
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Table 1 List of papers presenting plasma treatment results for cancer. Abbreviations: DBD - Dielectric Barrier Discharge, SMD - Surface Micro Discharge
Authors Year Cell
Type/Tumour Cell Lines Method Plasma
Device Result Cit.
Kieft et al. 2004 chinese hamster ovary fibroblasts
CHO-K1 in vitro plasma needle (He)
technical issues, cell detachment, cell death
[1]
Kieft et al. 2005 rat vascular smooth muscle cells, bovine vascular endothelial cells
A7r5, BAEC
in vitro plasma needle (He)
technical issues, time-dependent cell detachment, dose-dependent cell death
[2]
Stoffels et al.
2006 chinese hamster and mouse fibroblasts, rat vascular smooth muscle cells, bovine vascular endothelial cells, human non-
CHO-K1, 3T3, A7r5, BAEC MR65
in vitro plasma needle (He)
technical issues, cell detachment, apoptosis
[3]
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small cell lung cancer (NSCLC)
Yonson et al.
2006 human hepatocellular carcinoma, human vascular endothelial cells
HepG2, HAAE-1
in vitro plasma jet (He)
technical issues, cell detachment and reattachment
[5]
Fridman et al.
2007 human melanoma cells
A2058 in vitro FE-DBD technical issues, apoptosis
[9]
Shashurin et al.
2008 mouse fibroblasts
primary cells in vitro plasma jet (He)
technical issues, inhibition migration, detachment, cell death
[8]
Stoffels et al.
2008 rat vascular smooth muscle cells, bovine vascular endothelial cells
A7r5, BAEC in vitro plasma jet (He)
delayed cell death (low dose: apoptosis, high dose: necrosis), no detachment
[4]
Zhang et al. 2008 human hepatocellular carcinoma
BEL-7402 in vitro plasma jet (Ar)
technical issues, cell loss
[10]
Kim et al. 2009 human melanoma cells
G361 in vitro plasma jet (He)
technical issues, apoptosis
[6]
Leduc et al. 2009 human cervical cancer
HeLa in vitro plasma jet (He)
cell membrane permeabilisation
[15]
Lee et al. 2009 human melanoma cells
G361 in vitro plasma jet (He)
cell detachment, cell death, down-regulation of integrins and focal adhesion kinase
[44]
Lupu et al. 2009 human colon carcinoma cells mouse melanoma cells
COLO320DM, B16-F10
in vitro plasma jet (He)
oxygen necessary for plasma effects, increased apoptosis rate in MDR-blocked cells
[16]
Georgescu and Lupu
2010 human colon carcinoma cells mouse melanoma cells, normal macrophages
COLO320DM, B16-F10, RAW 264.7
in vitro plasma jet (He)
selctive cell death of tumour cells
[34]
Kim et al. 2010 human colon carcinoma cells
HCT-116, SW480, LoVo
in vitro plasma jet (He)
proliferation, migration, invasion
[18]
Kim et al. 2010 human breast cancer cells
MCF-7 in vitro plasma jet (He)
apoptosis [11]
Lupu et al. 2010 chinese hamster lung fibroblasts
V79-4 in vitro plasma jet (He)
apoptosis [17]
Vandamme et al.
2010 human glioblastoma cells
U87 in vivo FE-DBD technical issues, animal model, animal tolerance, tumor size
[21]
Zirnheld et al.
2010 human melanoma cells, human primary keratinocytes
1205Lu, HEK
in vitro plasma jet (He)
selective cell death of melanoma cells
[33]
Ahn et al. 2011 human cervical cancer
HeLa in vitro plasma jet apoptosis, mitochondrial dysfunction
[28]
Kalghatgi et al.
2011 human non-neoplastic
MCF10A in vitro DBD intracellular ROS, DNA damage, dose-
[29]
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breast epithelial cells
dependent apoptosis
Keidar et al. 2011 mouse melanoma cells, human lung cancer cells (NSCLC), human bladder cancer cells
B16-F10, SW900, SCaBER
in vitro, in vivo
plasma jet (He)
apoptosis, decreased tumour volume, overall survival, gene expression
[24]
Kim et al. 2011 mouse lung carcinoma, mouse fibroblasts
TC-1, CL7 in vitro plasma jet (He) + endoscopic device
apoptosis [43]
Vandamme et al.
2011 human glioblastoma cells
U87 in vivo FE-DBD tumor size, survival [22]
Vandamme et al.
2012 human glioblastoma cells, human colon cancer cells
U87, HCT116 in vitro, in vivo
FE-DBD cell cycle arrest, apoptosis, tumor size, overall survival
[23]
Arjunan et al.
2012 porcine vascular endothelial cells
primary cells in vitro DBD enhanced migration of vascular cells, inhibited by ROS scavangers and anti-FGF antibodies
[41]
Barezki and Laroussi
2012 human acute lympoblastic leukemia cells
CCRF-CEM in vitro plasma jet (He)
dose dependent cell death
[13]
Brulle et al. 2012 human pancreatic cancer
MIA PaCa2-luc
in vitro in vivo
plasma jet (He)
orthotopic xenograft, significant reduction of tumour size by combination of CAP + Gemcitabine in vivo
[26]
Haertel et al. 2012 human non-neoplastic keratinocytes
HaCaT in vitro DBD down regulation of EGFR and E-Cadherin, intracellular ROS induction
[7]
Iseki et al. 2012 human ovarian cancer human non-neoplastic fibroblasts
SKOV-3, HRA, WI-38, MRC-5
in vitro plasma jet (Ar)
anti-proliferative, apoptosis, selectivity
[35]
Kaushik et al.
2012 human glioblastoma
T98G in vitro DBD time dependent micronucleus formation and reduced clonogenic growth
[12]
Partecke et al.
2012 human pancreatic adenocarcinoma murine pancreatic cancer
Colo-357, PaTu8988T, 6606PDA
in vitro in vivo
plasma jet (Ar)
dose dependent cell death (<20s apoptosis), penetration depth
[27]
Thiyagarajan et al.
2012 human acute monocytic leukemia cells
THP-1 in vitro plasma jet cell death: low doses-> apoptosis,
[45]
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Conflict of interest statement
The authors disclose any financial and personal relationships with other people or
organisations that could inappropriately influence their work.
high doses -> necrosis
Volotskova et al.
2012 mouse skin cells: non-neoplastic keratinocytes, papilloma cells, skin cancer cells
WTK, 308, PAM 212
in vitro plasma jet (He)
cell cycle (G2/M) arrest
[40]
Yan et al. 2012 human hepatocellular cancer
HepG2 in vitro plasma jet (He)
intracellular ROS, apoptosis
[30]
Zucker et al. 2012 human melanoma cells, human primary keratinocytes
1205Lu, HEK
in vitro plasma jet (He)
selective cell death of melanoma cells
[36]
Arndt et al. 2013 human melanoma cells
Mel Juso, Mel Ei, Mel Ho, Mel Im, Mel Ju, HTZ19
in vitro in vivo
SMD dose dependent senescence/apoptosis
[38]
Kaushik et al.
2013 human glioblastoma cells, human embryonic kidney cells
T98G, HEK in vitro DBD CAP + low dose osmolytes selectively kills tumour cells
[37]
Köritzer et al.
2013 human glioblastoma cells
LN18, LN229, U87
In vitro SMD restoration of chemosensitivity, cell cycle (G2/M arrest)
[39]
Panngom et al.
2013 human lung cancer cells (large cell, squamous) human non-neoplastic fibroblasts
H460, HCC1588, MRC5, L132
in vitro DBD higher apoptotic rates in tumour cells
[31]
Schmidt et al.
2013 human non-neoplastic keratinocytes
HaCaT in vitro plasma jet (He)
indirect treatment, gene expression analysis: stress sensing and proliferative genes
[32]
Walk et al. 2013 mouse neuroblastoma
Neuro2a in vitro in vivo
plasma jet (He)
Decreased metabolic activity, apoptosis, reduced viability, decreased tumour volume, survival time
[19]