ATKINS, Villard - St. Louis Fed · ATKINS, Villard £•, EDWARDS, George ¥•, and MOULTON,...
Transcript of ATKINS, Villard - St. Louis Fed · ATKINS, Villard £•, EDWARDS, George ¥•, and MOULTON,...
ATKINS, Villard £•, EDWARDS, George ¥•, and MOULTON,Hait>ld G*
THE REGULATION OF THE SECURITY MARKETS. Washington,D.C.: Brookings Institution, 1946. 126 pp.
Regulations T and U — Margin Requirements.
Discussion of the basic issues involved in theregulation of security markets, mainly from SECpoint of view.
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BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
ANNUAL REPORTS, 1934 to date
See for Regulations T and U "MarginRequirements"
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Board of Governors of the Federal Reserve System
REGULATION T.
Original regulation published in FEDERALRESERVE BULLETIN, Oct., 1934-, pp. $7£-686.
Subsequent amendments, rulings and Interpretationsin later BULLETINS.
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Board of Governors of the Federal Reserve System*
Regulation U.
Original regulation published in FEDERALRESERVE BULLETIN, April, 1936, pp. 30-53*
Subsequent amendments, rulings and inter-pretations are published in later BULLETINS*
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FEDERAL RESERVE BULLETIN - Articles on "Margin Requirement
"Review of the Month - Regulations under theSecurities Exchange Act," Oct. 1934, pp. 629-34-
"Review of the Month - Increase in Margin Require-ments," Feb. 1936, pp. 72-75.
"Review of the Month - Regulation of Security Loans,11
Apr., 1936, pp.
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FEDERAL RESERVE BULLETIN
statements of the Board of Governors at timeREGULATIONS T and U were issued
Vol. 20, Oct. 1934, pp. 434 > and pp. 629-34.Vol. 22, Apr., 1936, pp. 215-18-
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FEDERAL RESERVE BULLETIN
"Effect of Margin Requirements on Customer'sPosition," Vol. , June, 1940, pp. 532-33.
official statement in FR Bull.
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GOLDENVEISER, E. A.
Instruments of Federal Reserve Policy, inBANKING STUDIES* Washington: B/G of the FederalReserve System, 1941, pp» 339-414-
Margin requirements, see pp* 405-6 •
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PARRY, Carl E.
Some Principles Underlying Regulation T. An addressdelivered before Senior Margin Clerk's Section, Associa-tion of Stock Exchange Firms, Washington, D.C., December15, 1933.
The major portion of this address was reprinted inCOMMERCIAL & FINANCIAL CHRONICLE, v. 1947, December24, 1938, pp. 3849-50.
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SECURITIES EXCHANGE ACT OF 1934* 73d Congress, Publ icLaw 291.
Sect ion 2 of t h i s Act contains p o l i c y statement^Necessity for regulat ion as provided i n t h i s t i t l e ••«to protect • • • the nat ional c r e d i t • • •"• The Act i sreprinted i n FEDERAL RESERVE BULLETIN, Vol . 20, June,1934, pp. 396-410.
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SHULTZ, Birl Earl
THE SECURITIES MARKET AMD HOV IT WORKS. Mew York:Harper, rev. ed., 194-6 • 4-33 pp»
This standard textbook contains material onmargin regulation and practices giving the technicalprovisions made by the stock exchange firms underRegulation T.
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THOMAS, Woodlief
"Use of Credit i n Security Speculat ion ,"AMERICAN ECONOMIC REVIEW, Vol. 2 5 , March, 1935, pp. 21-30.
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TWENTIETH CEHTURY FUND
STOCK MAEKET CONTROL: A summary o f reseatch f ind ingsand recommendations of the S e c u r i t i e s Market SurveySta f f . New York: Appleton, 1934. 209 pp.
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U.S. CONGRESS. SENATE. COMMITEE ON BANKING & CURRENCY.
STOCK MARKET STUDY. 84 Congress, 1st Session.Washington: GPO, 1955.
1. Hearings, March 3-23, 1955. 1022 pp.
2. Staff Report, 84 Congress, 1 Session, Sen.Report 376. 201 pp*
see Chap. 3: "Credit and the Stock Market,11
pp. 41-64.
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U.S. CONGRESS* HOUSE. Committee on Interstate andForeign Commerce.
STOCK MARKET REGULATION* Hearings, 73d Congress,2d Session on H. R, 7852 .•• H.R* 8720, Feb. 14-March 24, 1934. Washington: GPO, 1934. 941 pp*
Contains a wealth of background information on thereasons for passage of the SEC Act of 1934• Lack ofcontinuity and lack of an adequate index makes itdifficult to use.
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