Assessor scope 2016

Scope of Assessment

INS-A-SC-0000026

Statement Number:

Name: Gail Gibson

National ID Number: 5910280043089

Assessor Registration Number: 04A1301081

Assessor Registration Start Date: 09/10/2014

Assessor Registration End Date: 08/10/2017

Please note that the registration end date is subject to the 'last date for achievement' as stated in each

qualification. Assessors are not permitted to assess beyond their registration end date or the

qualification end date (whichever occurs first)

Ground Floor, North Wing, Oakhust,

11 St. Andrews Road, Parktown,

Johannesburg 2193

PO Box 32035, Braamfontein 2014

Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

NQFLevel Qualification TitleQualification Code

Qualification Details:

FETC: Long-term Insurance49649(S)Level 04

FETC: Short Term Insurance NQF L449929Level 04

FETC: Wealth Management NQF L457917Level 04

National Certificate: Financial Services Management NQF L448640Level 04

National Certificate: Financial Services NQF L248783Level 02

National Certificate: Financial Services NQF L349089Level 03

National Certificate: Wealth Management NQF L557608Level 05

Unit Standard Code Unit Standard Title

Unit standard included:

NQF Level

Collect, analyse, use and communicate numerical data.7451Level 01

Critically analyse how mathematics is used in social, political and

economic relations.

7449Level 01

of 23



Johannesburg 2193


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Demonstrate knowledge and understanding of the individual basic

rights and responsibilities under a group retirement fund

12546Level 01

Demonstrate knowledge and understanding of the individual basic

rights and responsibilities under a medical scheme

12549Level 01

Describe, represent and interpret mathematical models in different

contexts.

7452Level 01

Develop and use keyboard skills to enter text9357Level 01

Working with numbers in various contexts.7447Level 01

Access and use information from texts8963Level 02

Apply basic business ethics in work environment113924Level 02

Apply basic knowledge of statistics and probability in order to

investigate life related problems

9009Level 02

Apply the basic skills of customer services114974Level 02

Attend to customer enquiries in the insurance sector.8098Level 02

Behave in a professional manner in a business environment114959Level 02

Contribute to the health, safety and security of a financial services

workplace

114957Level 02

Demonstrate ability to use the World Wide Web7573Level 02

Demonstrate knowledge and understanding of the rights and

responsibilities of the individual under the south african constitution

11816Level 02

Demonstrate knowledge and understanding of the structures that

reinforce and support human rights in south africa

11817Level 02

Demonstrate knowledge of and produce word processing documents

using basic functions

7568Level 02

Demonstrate understanding of rational and irrational numbers and

number systems.

7480Level 02

Examine the applications of the Basic Conditions of Employment Act

and its effect on earnings in own contract

10717Level 02

Examine the costs and benefits of using banking institutions for the

managing of personal finances

10716Level 02

of 23



Johannesburg 2193


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011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Explain HIV/AIDS and the effects on the insurance industry and

workplace, and indicate own role in creating a caring work environment

114961Level 02

Explain how money laundering legislation impacts on monetary

transactions in South Africa

113904Level 02

Explain the implications of the FAIS ACT for employees in the financial

services organisations

113918Level 02

Identify the types of records required in the financial services industry

and indicate why it is necessary to create evidence

114973Level 02

Identify, describe, compare, classify, explore shape and motion in

2-and 3-dimensional shapes in different contexts

9008Level 02

Investigate credit in own circumstances10715Level 02

Investigate the structure of a financial services workplace114962Level 02

Maintain an existing information system in a financial services

environment

114971Level 02

Participate effectively in a team or group114936Level 02

Render basic first aid in an office workplace113929Level 02

Use a personal budget to manage own money10718Level 02

Use language and communication in occupational learning

programmes

8967Level 02

Use mathematics to investigate and monitor the financial aspects of

personal and community life.

7469Level 02

Work with a range of patterns and functions and solve problems9007Level 02

Write for a defined context8964Level 02

Access information in order to respond to client enquiries in a financial

services environment

9302Level 03

Accommodate audience and context needs in oral communication8968Level 03

Accommodate audience and context needs in oral/signed

communication

119472Level 03

Administer a long term claim117104Level 03

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Johannesburg 2193


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011 544 2000

011 484 0862

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Administer basic asset related transactions in a Retirement Fund117124Level 03

Administer basic asset related transactions`117108Level 03

Administer basic client related transactions in a Collective Investment

Scheme Manager or Linked Investment Service Provider (LISP)

117116Level 03

Administer credit purchase transactions117423Level 03

Administer credit sales transactions117422Level 03

Administer income and reciepts117419Level 03

Administer long term employee benefits and medical scheme

membership

117136Level 03

Administer payments and expenses117420Level 03

Apply knowledge of basic accounting priniciples to financial services117111Level 03

Apply knowledge of HIV/AIDS to a specific business sector and a

workplace

114941Level 03

Apply knowledge of self and own situation to manage risks resulting

from change in the workplace

116966Level 03

Apply knowledge of self and team in order to develop a plan to

enhance team performance

13912Level 03

Apply problem-solving techniques to make a decision or solve a

problem in a real life context

114952Level 03

Calculate and record value added tax transactions117424Level 03

Coach a team member in order to enhance individual peformance in

work environment

113909Level 03

Communicate verbally with clients in a financial environment9303Level 03

Compile reconciliation statements117425Level 03

Conduct a formal meeting13914Level 03

Demonstrate ability to use and interpret texts that apply to the role

and responsibilities of Trustees of retirement funds

123417Level 03

of 23



Johannesburg 2193


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Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Demonstrate ability to use and interpret texts that apply to the role

and responsibilities of trustees of retirement funds

12548Level 03

Demonstrate basic accounting concepts117421Level 03

Demonstrate knowledge and understanding of the role and

responsibilities of Trustees of Medical Schemes

123421Level 03


responsibilities of trustees of medical schemes

12550Level 03


responsibilities of Trustees of retirement funds

123420Level 03

Demonstrate knowledge and understanding of the role functions and

duties of trustees of retirement funds

12547Level 03

Demonstrate knowledge and understanding the duties of Trustees of

retirement funds with regard to death benefits

123419Level 03

Demonstrate techniques for gathering and presenting fieldwork data119894Level 03

Demonstrate understanding of the use of different number bases and

measurement units and an awareness of error in the context of

relevant calculations

9010Level 03

Describe collective investment schemes243129Level 03

Describe funeral insurance114956Level 03

Describe healthcare cover in South Africa117141Level 03

Describe how to manage workplace relationships114943Level 03

Describe Life Insurance114983Level 03

Describe short term insurance114964Level 03

Describe unit trusts as an investment8990Level 03

Describe, apply, analyse and calculate shape and motion in 2-and

3-dimensional space in different contexts

9013Level 03

Explain aviation insurance117130Level 03

Explain basic economics117132Level 03

of 23



Johannesburg 2193


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011 544 2000

011 484 0862

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Explain basic transactions in the Unit Trust industry9001Level 03

Explain common transactions in a collective investment scheme

portfolio

243135Level 03

Explain healthcare benefits administration in South Africa114972Level 03

Explain how to manage diversity in the workplace114932Level 03

Explain insurance transactions specific to Lloyd's of London117135Level 03

Explain the impact of personal wellness on work performance113907Level 03

Explain the manager's role in identifying and referring vulnerable or at

risk employees

114216Level 03

Explain the structure of the financial services industry in south africa113922Level 03

Explain the structure of the financial services industry in South Africa243144Level 03

Explain the types of compulsory statutory insurance in SA114966Level 03

Explain the types of compulsory statutory insurance in South Africa9005Level 03

Identify causes of stress and techniques to manage it in the workplace114946Level 03

Identify possible ways of improving employment prospects10713Level 03

Identify ways of management relationships in own life114945Level 03

Indicate how collective investment scheme portfolios are reported243141Level 03

Indicate how different needs lead to the development of different

insurance products

114985Level 03

Indicate how unit trusts are reported9000Level 03

Indicate the scope of life insurance in South Africa117146Level 03

Indicate the scope of short term insurance in South Africa117134Level 03

of 23



Johannesburg 2193


Tel:

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Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Induct a new member into a team13911Level 03

Interpret and use information from texts119457Level 03

Interpret and use information from texts8969Level 03

Interpret current affairs related to a selected business sub sector117125Level 03

Investigate life related problems using data and probabilities9012Level 03

Investigate the need to provide financially for own retirement114960Level 03

Investigate the upside and downside business risk in hand held

electronic devices

117128Level 03

Maintain and adapt oral communication8962Level 03

Manage electronic mail in a business environment114984Level 03

Manage own work performance in relation to an organisation's

performance management system

117133Level 03

Manage personal expenditure10712Level 03

Manage personal expenditure119915Level 03

Manage risk in own life114970Level 03

Manage time effectively to enhance productivity and enable a balanced

lifestyle

117171Level 03

Operate a computer workstation in a business environment114979Level 03

Prepare general ledger accounts and initial trial balance117427Level 03

Research costs associated with marriage, birth, divorce and death in

own circumstances

10714Level 03

Research costs associated with marriage, birth, divorce and death in

own circumstances

119681Level 03

Research in the history of the Financial Services Industry in South

Africa

8986Level 03

of 23



Johannesburg 2193


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011 484 0862

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Understand the Petty Cash System117418Level 03

Use a presentation package to produce business documents114980Level 03

Use a spreadsheet package to produce business documents114977Level 03

Use a web browser in a business environment114975Level 03

Use a word processing package to produce business documents114978Level 03

Use an electronic system as a tool in an financial services text113911Level 03

Use langauge and communiction in occupational learning programmes8973Level 03


programmes

119467Level 03


personal, business and national issues.

7456Level 03

Write texts for a range of communicative contexts8970Level 03

Write/present/sign texts for a range of communicative contexts119465Level 03

Analyse current events reported in the media that could impact on

wealth management

243133Level 04

Analyse different group retirement products117123Level 04

Analyse healthcare funding in South Africa and the role of

intermediaries in the sector

119677Level 04

Analyse new developments reported in the media that could impact on

a business sector or industry

13943Level 04

Analyse new developments reported in the media that could impact on

Short Term insurance

120019Level 04

Analyse the different products available in the Long-term insurance

industry and the benefits of each

119478Level 04

Analyse the Financial Services industry and the role of insurance in a

business environment

119679Level 04

Analyse the financial services industry and the role of insurance in a


12168Level 04

of 23



Johannesburg 2193


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011 544 2000

011 484 0862

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Analyse the impact of weather events on selected regions119904Level 04

Analyse the National Health Policy as a means of providing healthcare

for the nation

243156Level 04

Analyse the Pension Funds Act as it applies to the administration of

retirement funds

117120Level 04

Analyse the proposed National Health policy as a means of providing

health care for a nation

113927Level 04

Analyse the role of group retirement benefits in the insurance industry117122Level 04

Anazlyse new developments reported in the media that could impact

on long term insurance

118011Level 04

Apply basic technical knowledge of a light motor vehicle to authorise a

claim

120130Level 04

Apply basic technical knowledge of a vehicle to authorise a heavy

motor vehicle claim

120126Level 04

Apply comprehension skills to engage oral texts in a business

environment

12154Level 04

Apply comprehension skills to engage written texts in a business

environment.

12155Level 04

Apply industry knowledge to develop an investment strategy for a

group retirement fund

113930Level 04

Apply knowledge and insight into aspexts of the Long Term Insurance

Act, Act 52 of 1998

117126Level 04

Apply knowledge and insight into the Short Term Insurance Act (No 53

of 1998) and the accompanying regulations

117121Level 04

Apply knowledge and insight into the statutory cover addorded under

the Compensation for Occupational Injuries and Diseases Act , 130 of

1993, as amended (COIDA)

117149Level 04

Apply knowledge insurance of household contents120016Level 04

Apply knowledge of agricultural crop insurance120109Level 04

Apply knowledge of business interruption insurance120120Level 04

Apply knowledge of insurance to the transportation of a consignment

of goods

120020Level 04

Apply knowledge of personal accident insurance120022Level 04

of 23



Johannesburg 2193


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011 544 2000

011 484 0862

[email protected]

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Apply knowledge of personal all risks insurance120011Level 04

Apply knowledge of personal liability insurance120132Level 04

Apply knowledge of public liability insurance120125Level 04

Apply knowledge of Short Term Insurance to reinsurance120136Level 04

Apply knowledge of Short Term Insurance to the All Risks section of a

commercial policy

120122Level 04

Apply knowledge of statistics and probability to critically interrogate

and effectively communicate findings on life-related problems

9015Level 04

Apply knowledge of the current Medical Schemes Act and the

accompanying regulations

117118Level 04

Apply knowledge of the sales cycle in wealth management113921Level 04

Apply Return on Investment (ROI) theory and practice to a business

unit

114209Level 04

Apply technical and understanding of business insurance120115Level 04

Apply technical knowledge and skill in order to manage risk in

business interruption

14980Level 04


emergency planning

13939Level 04


occupational health and occupational hygiene

13950Level 04

Apply technical knowledge and skill in order to underwrite professional

indemnity insurance

120116Level 04

Apply technical knowledge and skill to align business unit

performance to business goals

13949Level 04

Apply technical knowledge and skill to assess an aviation risk120111Level 04

Apply technical knowledge and skill to determine the quantum and

validity of a domestic or light motor vehicle claim

120138Level 04

Apply technical knowledge and skill to determine the quantum and

validty of an industrial or heavy vehicle claim

120119Level 04

Apply technical knowledge and understanding of business motor

insurance

120135Level 04

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Apply technical knowledge and understanding of Contract Works

Insurance

120134Level 04

Apply technical knowledge and understanding of fidelity insurance as

a means of manageing people related financial risk

120114Level 04

Apply technical knowledge and understanding of hte insurance of wild

life, livestock and other animals

120117Level 04

Apply technical knowledge and understanding of insurance in the

event of machinery breakdown

120108Level 04

Apply technical knowledge and understanding of the cover provided

under a Short Term Multi-Peril Insurance policy

120121Level 04

Apply technical knowledge and understanding of the insurance of

timber plantations

120113Level 04

Apply the budget function in a business unit13941Level 04

Apply the law of contract to insurance120128Level 04

Apply the law of contract to insurance14991Level 04

Apply the principles of situational leadership to a business unit13953Level 04

Apply the regulations for disclosure that are required as part of the

financial sales process

117129Level 04

Apply the skills of customer care in a specific work environment119676Level 04

Demonstrate a basic understanding of the role of a business strategy

in managing a small business or a business unit

13942Level 04

Demonstrate knowledge and application of aviation legislation that

impacts on insurance

120006Level 04

Demonstrate knowledge and application of ethical conduct in a


13940Level 04

Demonstrate knowledge and application of ethical conduct in a


242655Level 04

Demonstrate knowledge and application of of the relationships

between Life Style Measurements (LSM) and Long-term insurance

119262Level 04

Demonstrate knowledge and application of Sectional Title insurance120018Level 04

Demonstrate knowledge and application of the Value Added Tax Act

(VAT), 89 of 1991 as amended as it applies to insurance policies

119682Level 04

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Demonstrate knowledge and insight into legislation relating to

marriage, divorce and maintenance as it applies to employee

retirement and insurance benefits

10391Level 04

Demonstrate knowledge and insight into provisions relating to Capital

Gains Tax (CGT) contained in the Income Tax Act as it applies to

insurance and investment

243146Level 04

Demonstrate knowledge and insight into the Capital Gains Tax

Legislationas it applies to insurance and investment

12167Level 04

Demonstrate knowledge and insight into the Collective Investment

Schemes Act

12166Level 04

Demonstrate knowledge and insight into the Collective Investment

Schemes Control Act, 45 of 2002 (CISCA)

243155Level 04

Demonstrate knowledge and insight into the Income Tax Act (58 of

1962 and the accompanying regulations) as amended as it applies to

insurance and investment products

14315Level 04

Demonstrate knowledge and insight into the Income Tax Act (58 of

1962 and the accompanying regulations) as amended as it applies to

Long-Term insurance and investment products

243132Level 04

Demonstrate knowledge and insight into the Long Term Insurance Act14316Level 04

Demonstrate knowledge and insight into the policyholder protection12332Level 04

Demonstrate knowledge and insight into the Short-term Insurance Act

(No53 0f 1998) and the accompanying regulations

10194Level 04

Demonstrate knowledge and insight of the Financial Advisory and

Intermediary Services Act (FAIS) (Act 37 of 2002)

12164Level 04

Demonstrate knowledge and skill in order to assess a non-motor claim120137Level 04

Demonstrate knowledge and understanding of engineering insurance14984Level 04

Demonstrate knowledge and understanding of financial interactions of

insurers, underwriting managers and intermediaries in short term

insurance

120129Level 04

Demonstrate knowledge and understanding of house owners insurance120015Level 04

Demonstrate knowledge and understanding of how the insurance

industry responds to different needs in the Group Retirement Benefits

Market

10394Level 04

Demonstrate knowledge and understanding of insurable risk14994Level 04

Demonstrate knowledge and understanding of issues of compliance or

non-activity that could result in civil or criminal liability in terms of

business law

120127Level 04

of 23



Johannesburg 2193


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Email:

Website:

011 544 2000

011 484 0862

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Demonstrate knowledge and understanding of of the insurance of

pleasure craft

120008Level 04

Demonstrate knowledge and understanding of personal motor

insurance

120005Level 04

Demonstrate knowledge and understanding of the Financial Advisory

and Intermediary Services Act 2002 (FAIS) (Act 37 of 2002) as it

impacts on a specific financial services sub-sector

242584Level 04

Demonstrate knowledge and understanding of the investment strategy

of a selected group retirement fund

243145Level 04

Demonstrate knowledge and understanding of the investment strategy

of a selected medical scheme

243140Level 04

Demonstrate knowledge and understanding of the occupational health

and safety Act 85 of 1993 (OHSA (as amended) and the

responsibilities of management in terms of the Act

13951Level 04

Demonstrate knowledge and understanding of the primary legislation

that impacts on retirement funds

10393Level 04

Demonstrate knowledge and understanding of the Road Ordinance as

it applies to motor insurance

120026Level 04

Demonstrate knowledge and understanding of the sales process in

Short Term Insurance

120112Level 04

Demonstrate knowledge and understanding of the scope of

transportation insurance

120013Level 04

Demonstrate knowledge and understanding of the scope of travel

insurance in South Africa

120012Level 04

Demonstrate knowledge and understanding of the standard insurance

cover in terms of NASRIA

120023Level 04

Demonstrate knowledge and understanding of the value added tax act,

89 of 1991 as amended as it applies to insurance policies

10381Level 04

Demonstrate knowledge and understanding of transportation insurance120009Level 04

Demonstrate knowledge and understanding of warranty as a class of

insurance

120014Level 04

Demonstrate knowledge of insurable risk120124Level 04

Demonstrate skills and techniques required to build a relationship with

a client in a financial services environment

243137Level 04

Demonstrate skills and techniques required to build a relationship with

client in a financial services environment

113903Level 04

Describe and apply the basic principles of personal income tax117127Level 04

of 23



Johannesburg 2193


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011 544 2000

011 484 0862

[email protected]

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Describe and apply the management functions of an organisation.14667Level 04

Describe disability insurance solutions in the context of financial

planning

113910Level 04

Describe disability insurance solutions in the context of financial

planning

243131Level 04

Describe group insured benefits117137Level 04

Describe issues of compliance or non-activity that could result in civil

or criminal liability in terms of business law.

14979Level 04

Describe managed care as it is applied in Medical Scheme

Administration in South Africa

118019Level 04

Describe standard insurance cover in terms of SASRIA117117Level 04

Describe the basic principles of personal income tax10389Level 04

Describe the control of fraud in Healthcare Benefits Administration118018Level 04

Describe the control of fraud in Long-term insurance119261Level 04

Describe the main aspects of pre and post retirement funding113931Level 04

Describe the main aspects of pre and post retirement planning243136Level 04

Describe the sales function in a Collective Investment Scheme

Manager or Linked Investment Service Provider (Lisp)

243151Level 04

Determine risk exposure in order to manage the risk in a specific

situation

15008Level 04

Determine risk exposure in order to manage the risk in a specific

situation

242654Level 04

Develop a business plan for a small business10385Level 04

Develop a business plan for small business117241Level 04

Develop a strategy to manage compromised employee wellbeing114208Level 04

Engage in sustained oral communication and evaluate spoken texts8974Level 04

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Engage in sustained oral/signed communication and evaluate

spoken/signed texts

119462Level 04

Explain and apply the basic principles of the Estate Duty Act (45 of

1955)

119678Level 04

Explain basic investment principles113916Level 04

Explain basic investment principles243153Level 04

Explain Capital Markets and Capital Market Instruments243142Level 04

Explain credit life insurance119260Level 04

Explain Equity Markets and equity market instruments243148Level 04

Explain fidelity insurance as a means of managing people related

financial risk

14987Level 04

Explain fiduciary responsibilities and the associated risks113923Level 04

Explain fiduciary responsibilities and the associated risks243152Level 04

Explain money markets and money market instruments243154Level 04

Explain options for healthcare cover in order to make an informed

decision

243138Level 04

Explain South African money laundering legislation and the

implications for accountable institutions in transacting with clients

242593Level 04

Explain the application of the Promotion of Access to Information Act ,

2 of 2002 and the Electronic Transactions and Communications Act,

25 of 2002, in a business environment

243225Level 04

Explain the application of the Promotion of Access to Information Act ,

2 of 2002 and the Electronic Transactions and Communications Act,

25 of 2002, in Wealth Management

113928Level 04

Explain the basic principles of asset management that apply to

financial markets and insurance

113917Level 04

Explain the basic principles of asset management that apply to

financial markets and insurance

243130Level 04

Explain the cycle of a medical claim118014Level 04

Explain the Financial Intelligence Center Act, 38 of 2001 and the

implication of this act for client relations

14506Level 04

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Explain the impact of of organisational wellness on a business

environment and indicate a strategy for a business unit

114212Level 04

Explain the implications of climate change for an economic sector119909Level 04

Explain the legislation relating to marriage, divorce and maintenance

as it applies to retirement benefits

117131Level 04

Explain the Medicines and Related Substances Control Amendment

Act, 59 of 2002, as it impacts on medical schemes

243149Level 04

Explain the Medicines and Related Substances Control Amendment

Act, 59 of 2003, as it impacts in medical schemes

113932Level 04

Explain the nature of risk and the risk management process14995Level 04

Explain the options available for post retirement healthcare113919Level 04

Explain the roles of actuaries, underwriters and claims assessors in

Long-term insurance

119259Level 04

Explain the scope of the Compensation for Occupational Injuries and

Diseases Act 130 of 1993 (COIDA)

117155Level 04

Explain the use of coding in Healthcare Benefits Administration117215Level 04

Explain trade in a global economy119899Level 04

Explaing people-related risks in an organisation14999Level 04

Explore strategies to retain or expand existing business in the

insurance/investment industry

14319Level 04

Identify and explain trends and issues in the Long-term insurance

market that present an abnormal risk

119264Level 04

Indicate how different needs lead to the development of different

investment products

119680Level 04

Interpret basic financial statements10388Level 04

Interpret basic financial statements117156Level 04

Investigate dread disease products and their place in wealth

management

113913Level 04

Investigate dread disease products and their place in wealth

management

243139Level 04

of 23



Johannesburg 2193


Tel:

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Email:

Website:

011 544 2000

011 484 0862

[email protected]

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Investigate possible funding options for investors exiting a group

retirement fund

243150Level 04

Investigate possible funding options for investors exiting a group

retirment

113920Level 04

Investigate quality and control mechanisms in a business unit118005Level 04

INvestigate the possibilities of establishing a running a small business

enterprise (SMME)

117244Level 04

Investigate the possibilities of establishing and running a small

business enterprise (SMME)

10386Level 04

Investigate the range of options available for wealth management113914Level 04

Investigate the range of options available for wealth management243134Level 04

Investigate ways of managing financial risk in own lives10387Level 04

Investigate ways of managing financial risk in own lives117158Level 04

Manage a business offering financial advice119675Level 04

Manage Expenditure against a budget242810Level 04

Manage Risk in own work environment119265Level 04

Manage risk in own work/business environment13954Level 04

Manage the risk in an agricultural entirty120131Level 04

Mentor a colleague to enhance the individual`s knowledge, skills,

values and attitudes in a selected career path

114215Level 04

Motivate a team13947Level 04

Negotiate an agreement or deal in an authentic work situation13948Level 04

Outline the structure of the collective investment industry243147Level 04

Process a claim in credit risk insurance14978Level 04

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Process a short term insurance claim120123Level 04

Produce photographic evidence of a collsion120133Level 04

Read, analyse and respond to a variety of texts8975Level 04

Read/view, analyse and respond to a variety of texts119469Level 04

Represent, analyse and calculate shape and motion in 2-and

3-dimentional space in different contexts

9016Level 04

Research the Medical Scheme Administration sub-sector in South

Africa

118012Level 04

Underwrite a standard risk in short term commecial insurance120110Level 04

Underwrite a standard risk in short term personal insurance120118Level 04

Use an electronic system to propose a financial solution243143Level 04

Use an electronic system to propose a financial solution.113912Level 04


programmes

119471Level 04


programmes

8979Level 04


personal, business, national and international issues.

7468Level 04

Use the writing process to compose texts required in the business

environment

12153Level 04

Write for a wide range of contexts8976Level 04

Write/present/sign for a wide range of contexts119459Level 04

Adapt and verbally communicate financial information to a range of

audiences

242614Level 05

Advise Retirment Fund Trustees and Corporates on the structure of a

Fund's investments

242578Level 05

Analyse and interpret qualitative and quantitative data from relevant

reports in order to make a recommendation or inform a decision for an

entity

242559Level 05

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Analyse reports and documents of a retirement fund to ensure

governance and manage risk

242617Level 05

Analyse the dynamics of different interactive styles in client

relationships

242585Level 05

Analyse the product design/structure of different medical schemes to

evaluate the benefits of each scheme

242567Level 05

Analyse the role of international investment in wealth management242563Level 05

Analyse the strategic impact of a successful wellness programme114206Level 05

Apply researched trend to individual financial risk242601Level 05

Apply basic economic principles to the financial services sector230071Level 05

Apply financial knowledge and skill to manage a Trust Fund242605Level 05

Apply insight into the implications of changing financial priorities and

attitudes on the value proposition in a financial relationship

242569Level 05

Apply knowledge and skill to explain the application of structured long

term insurance portfolios

242590Level 05

Apply knowledge and understanding of captives as a method of

alternative risk transfer

242599Level 05

Apply knowledge of estate planning to propose a financial solution for

a specific client

242603Level 05

Apply knowledge of the different asset classes in order to give financial

advice

242594Level 05

Apply scenario planning to explain potential risk in a specified financial

services context

242580Level 05

Apply technical knowledge and insight into how the legislative and

regulatory environment impacts on retirement fund benefits for

employees

242586Level 05

Apply technical knowledge and insight into property as an investment242576Level 05

Apply technical knowledge and insight into the management of

collective investment portfolios

242607Level 05

Apply technical knowledge and insight into the sales and marketing of

participatory interest in collective investment scheme portfolios

242560Level 05

Apply technical knowledge and insight to manage the risks inherent in

a group scheme

119998Level 05

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Apply technical knowledge and skill to advise an individual on planning

for retirement

242613Level 05

Apply technical knowledge and skill to explain how collective

investment scheme portfolios are classified

242612Level 05

Apply technical knowledge to explain business risk and possible

strategies to finance risk

242608Level 05

Apply the risk management process to investigate alternatives for risk

transfer

242602Level 05

Conduct an in depth investigation into the current healthcare sector in

South Africa using published data

242575Level 05

Demonstrate knowledge and insight into the changing nature of the

financial services industry and its consumers

230075Level 05

Demonstrate knowledge and understanding of risk in a Financial

Services environment

119997Level 05

Demonstrate knowledge and understanding of the establishment and

ongoing maintenance of a domestic collective investment portfolio

242609Level 05

Demonstrate knowledge and understanding of the financial

consequences of a large claim to a client

242615Level 05

Demonstrate knowledge and understanding of the fundamental

principles of risk finance in order to propose an insurance solution

242562Level 05

Demonstrate knowledge and understanding of the responsibilities of

directors in terms of corporate governance.

242598Level 05

Demostrate insight into current affairs in the Financial Services sector120075Level 05

Describe the financial life cycle of an individual and how this influences

financial decisions

230077Level 05

Design a funding mode to make provision for financial consequences

of losses in an entity

242583Level 05

Determine the needs and wants of an entity in order to propose an

appropriate financial solution

242573Level 05

Develop a set of rules that meets the needs of a retirement fund client

and are compliant

242611Level 05

Diagnose and repair vehicle stability, traction and drive control

(VSTDC) systems

376623Level 05

Evaluate the effectiveness of the administration function of a retirement

fund in order to make an informed decision

242596Level 05

Examine the assets and liabilities from an organisation's financial

statements in order to identify risk financing opportunities

242588Level 05

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Explain the basic principles of enterprise wide risk management242618Level 05

Investigate industry initiatives to quality control medical providers242570Level 05

Manage cost in a specific case with due regard for quality242565Level 05

Manage the relationship between an intermediary and a Long Term

insurer

242558Level 05

Objectively evaluate the criteria that materially affect the performance

of a medical scheme and its administration

242616Level 05

Present a proposal to optimise the tax aspects of the wealth

management of an entity

242574Level 05

Present an informed argument on a current issue in a business sector230070Level 05

Research information in orer to assist in conducting a financial risk

assessment

242554Level 05

Research the incidence, quantity and severity of an occurence in order

to uncover a trend and anticipate a financial risk

242581Level 05

Research the influence of culture and diversity on attitudes to creating

and managing wealth

242566Level 05

Analyse the implications of current and/or proposed reform for the

Retirement Fund/Medical Scheme sub sector in order to formulate a

possible response

242579Level 06

Analyse the implications of the South African Government 's National

Health Policy and the potential impact on medical schemes

242582Level 06

Apply knowledge and insight of the medical scheme environment to

evaluate risk in a selected medical scheme

242568Level 06

Apply knowledge and insight of the role of alternatove investments in

wealth management

242595Level 06

Apply knowledge and insight to advise on the composition of a

financial portfolio

242619Level 06

Apply knowledge and insight to structure and implement a retirement

fund for an organisation

242564Level 06

Apply knowledge of business insurance to propose a Long Term

financial solution for a business entity

242589Level 06

Apply knowledge of estate planning to propose a financial solution for

a high net worth client

242592Level 06

Apply knowledge of health economics to make an informed decision242571Level 06

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Apply knowledge of investment to hedge funds242577Level 06

Apply knowledge of macro economic trends and indices to evaluate

the potential effect on a selected portfolio

242587Level 06

Apply knowledge of the unique estate panning needs of farm owners to

provide a financial plan for a farm owner

242591Level 06

Apply technical knowledge and skill to advise business entities on

insurance and group retirement benefits

242597Level 06

Apply the principles of ethics to a business environment230078Level 06

Calculate the taxation of lump-sum benefits13030Level 06

Calculate the taxation of persons other than companies13026Level 06

Demonstrate insight into how the South African Constitution impacts

on the financial services industry

230074Level 06

Demonstrate knowledge and insight into offshore legislation in the

South African investment environment

242556Level 06

Demonstrate knowledge and insight into the valuation of retirement

funds

242600Level 06

Develop a potential wealth preservation solution for an entity242555Level 06

Devise a marketing strategy for a selected target market242604Level 06

Discuss current trends in investment portfolio management242606Level 06

Evaluate the current and future financial position of an entity242561Level 06

Evaluate the relevant performance of a Fund/Portfolio Manager242572Level 06

Explain how the life cycle of a business entity affects investments and

insurance decisions

230073Level 06

Investigate issues of governance that impact on the different role

players in a selected sub-sector

242610Level 06

Research theories of behavioural economics and behavioural finance to

explain the influence of emotion on financial decisions

242557Level 06

of 23



Johannesburg 2193


Tel:

Fax:

Email:

Website:

011 544 2000

011 484 0862

[email protected]

www.inseta.org.za

Please ensure that application for re-registration are submitted at least 3 months prior to registration end date to allow sufficient

time for ETQA evaluations

ETQA Manager

Tumi Peele

of 23

Assessor scope 2016

Documents

Transcript of Assessor scope 2016