Asia Securities Industry & Financial Markets Association

Sponsorship Packages

Alex Lipton

Manager

Business Development and

Communications

+852 2531 6517

alipton@asifma.org

ASIFMA Contact

Event Background

Further to the success of the first edition of the ASIFMA Tech & Ops Conference in 2019, ASIFMA is taking this conference virtual in-light of the COVID-19 situation. This industry-wide conference is becoming a leading platform in the region for the industry to convene and discuss key topics on the shared challenges that the industry is facing

Dates Monday, 21 -25 June 2021 (2-3 hours per day, morning in HKT/SGT time zone)

Format Virtual

Content / Topics The topics distributed as below.

Day 1: Securing the Foundation – Operational ResilienceDay 2: CybersecurityDay 3: Cloud and DataDay 4: Technologies of the Future: AI and DLTDay 5: New Ways of Working

Agenda

Delegate Price

Linked here

ASIFMA Members US$99 / Non-Members US$125 2

Event Background

The conference identifies key tech & ops related shared challenges that the industry is facing and brings market participantstogether to help solve these. Objective

Five-day virtual event featuring keynote speeches, panel discussions and sponsored presentations. The conference will be conducted in English.Program Format

Industry experts and senior representatives from sell-side and buy-side communities from technology, operations and COOs, seniorrepresentatives from relevant law firms/ consultants/ vendors, global and Asian policy makers, regulators, central banks.Speaker Profile

To effectively engage this esteemed audience and connect with the global and regional community, various sponsorship packageswith speaking slots and marketing opportunities are available for ASIFMA members and non-members offering unparalleled branding exposure and lead generation. It is expected that mainly financial institutions/ vendors/ consultants/ law firms will be attracted by sponsorship.

Sponsorship Opportunities

Industry experts (senior tech/ ops/ COOs), sell-side and buy-side representatives, high-level regulators and policy makers.Delegate Profile

The conference is promoted through engagement of ASIFMA members in Asia and internationally, and by leveraging the contacts and connections of the conference Endorsers, Media Partners, AFME and SIFMA.Marketing

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Sponsorship Tiers and Benefits

ASIFMA Tech & Ops Week 2021 sponsorship tiers are designed to further enhance your firm’s presence before, during and post eventSponsorship Packages

Event Lead(2x Day Lead)

Day Lead Gold Silver

Max no. of allocations 1 5 N/A N/A

Welcome remarks 2 (1 per chosen day)(max 3 mins)

1 (on the chosen day)(max 3 mins)

Speaking slot on panel discussion 2(1 per chosen day)

1(max 60 mins)

1(max 60 mins)

0

Hosting of branded presentation/demoat closing

2(1 per chosen day)

(max 20 mins)

1(max 20 mins)

0

Delegate passes 20 10 5 2

Standalone email or social media post to distribute material to registrants

1 1 1 1

Institutional video (max. 30 seconds) to be played during breaks

✓ ✓

Hyperlink on event website to distribute e-material

✓ ✓ ✓ ✓

Logo exposure on event website, webinar landing page and all

communications with registrants

✓ ✓ ✓ ✓

ASIFMA Member Rate (USD) 9,500 5,000 2,500 1,250

Non-ASIFMA Member Rate (USD) 12,500 6,600 3,300 1,650 4

Sponsorship Tiers and Benefits

Event Lead (max 1 allocation per event)

• Option to sponsor two themed days of the program (first come first served, subject tomutual agreement with ASIFMA) - Day 1: Securing the Foundation – OperationalResilience, Day 2: Cybersecurity, Day 3: Cloud and Data, Day 4: Technologies of the Future:AI and DLT, Day 5: New Ways of Working

• Senior representative to deliver welcome remarks on the chosen days (max 3 mins,subject to mutual agreement with ASIFMA)

• 2 guaranteed speaking slots on a panel discussion, 1 per chosen day (max 60 mins, subjectto mutual agreement with ASIFMA)

• Option to host a branded presentation/demo on a topic of your choice at closing of bothchosen days (max 20 mins), subject to mutual agreement with ASIFMA

• 20 delegate passes

• 1 standalone email or social media post to distribute e-material to event registrants

• Institutional video (max. 30 seconds) to be played during breaks on each of the chosenday (subject to mutual agreement with ASIFMA)

• Hyperlink on event website to distribute e-material

• Prominent and highest level logo exposure on event website, webinar landing page and all communications with event registrants

ASIFMA Member Rate: USD 9,500Non-ASIFMA Member Rate: USD 12,500

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Sponsorship Tiers and Benefits

Day Lead (max 5x allocation per event)

• Option to sponsor a single themed day of the program (first come first served, subject tomutual agreement with ASIFMA) - Day 1: Securing the Foundation – OperationalResilience, Day 2: Cybersecurity, Day 3: Cloud and Data, Day 4: Technologies of the Future:AI and DLT, Day 5: New Ways of Working

• Senior representative to deliver welcome remarks on the chosen day (max 3 mins, subjectto mutual agreement with ASIFMA)

• 1 guaranteed speaking slot on a panel discussion on the chosen day (max 60 mins, subjectto mutual agreement with ASIFMA)

• Option to host a branded presentation/demo on a topic of your choice at closing of thechosen day (max 20 mins), subject to mutual agreement with ASIFMA

• 10 delegate passes

• 1 standalone email or social media post to distribute e-material to event registrants

• Institutional video (max. 30 seconds) to be played during breaks of the chosen day(subject to mutual agreement with ASIFMA)

• Hyperlink on event website to distribute e-material

• Prominent and high-level logo exposure on event website, webinar landing page and all communications with event registrants

ASIFMA Member Rate: USD 5,000Non-ASIFMA Member Rate: USD 6,600

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Sponsorship Tiers and Benefits

Gold Sponsor

• 1 guaranteed speaking slot on a panel discussion (max 60 mins, subject to mutualagreement with ASIFMA)

• 5 delegate passes• Hyperlink on event website to distribute e-material• 1 standalone email or social media post to distribute e-material to event registrants• Logo exposure on event website, webinar landing page and all communications with

event registrants

ASIFMA Member Rate: USD 2,500Non-ASIFMA Member Rate: USD 3,300

Silver Sponsor

• 2 delegate passes• Hyperlink on event website to distribute e-material• 1 standalone email or social media post to distribute e-material to event registrants• Logo exposure on event website, webinar landing page and all communications with

event registrants

ASIFMA Member Rate: USD 1,250Non-ASIFMA Member Rate: USD 1,650

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Additional Packages

On-Demand Package (only available to sponsors)

• Video of your speaking session hosted on ASIFMA On Demand, our online libraryof virtual event recordings.

ASIFMA Member Rate: USD 500Non-ASIFMA Member Rate: USD 750

Sponsored Product Demo (exclusive for start-ups)• 1 sponsored product demo (max 20 mins), on a preferred topic subject to mutual

agreement with ASFIMA• Exclusive for start-ups, i.e. the company must be maximum 3 years old, and raised a

maximum US$10 million capital)

ASIFMA Member Rate: USD 1000Non-ASIFMA Member Rate: USD 1350

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ASIFMA Tech & Ops Conference 2019 – Hong Kong, 2-3 April 2019Sponsors, Partners and Endorsers

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ASIFMA Tech & Ops Conference 2019 – Hong Kong, 2-3 April 2019 List of Participating Organisations

AccrueAcurisAlibaba CloudAllianz Global InvestorsAmazon Web Services, Inc.AQR Capital Management (Asia) LimitedAshurstAsia Fintech AngelsAsia FirstAsian Private Banker ASIFMAAustralia and New Zealand Banking Group (ANZ)AvaloqAXABank of America CorporationBank of America Merrill LynchBank of ChinaBank of CommunicationsBank of East AsiaBarclaysBlackRockBlock.oneBloombergBloomberg NewsBlue Fire AI LimitedBlueMegBNP ParibasBNP Paribas Asset ManagementBNP Paribas Investment PartnersBNP Paribas Securities ServicesBNY MellonBondlincBritish Consulate-GeneralBroadridge Asia Pacific LimitedBVI Financial Services Commission (HK) LimitedCalastone LimitedCFA InstituteChina (Guangdong) FTA Qianhai Shekou

Administrative CommitteeChina International Capital Corporation Limited (CICC)China Merchants Securities Co., Ltd.Citadel Securities (Hong Kong) LimitedCitcoCitiClifford ChanceCMB International Capital Corporation LimitedCME GroupConsensysConsulate General of the United States of AmericaConsulate General of The United States, Hong Kong & MacauControl Risks Group Holdings LtdCredit AgricoleCredit Suisse Group AGDaiwa Capital MarketsDBS BankDeloitteDepository Trust & Clearing Corporation (DTCC)Deutsche Bank Digfin GroupDiginexDigital Asset HoldingsDTCCEdelweiss Investment AdvisorsEgon ZehnderEmoticsEncompassEnfusionErnst & Young LLPEuroclearExigerExpand ResearchFarseerFidelity InternationalFidessa Corporation

Financial Services and Treasury Bureau, Govt. of Hong KongFinFabrikFinTech Association of Hong KongForkast NewsFutu Securities International (Hong Kong) LimitedFutureFlowGBSTGekkolabGeorge P Johnson Experience MarketingGlobal Financial Markets Association (GFMA)Goldman SachsGoogleGuernsey FinanceHaitong International Securities Company LimitedHaymarketHerbert Smith Freehills (Hong Kong)HKEX (Hong Kong Exchanges & Clearing Limited)Hong Kong Internet Finance AssociationHong Kong Monetary Authority (HKMA)Hong Kong Police ForceHSBCHuawei Technologies Co LtdIBMIHS MarkitInfopro DigitalING Bank N.V. SingaporeInternational Finance Corporation (IFC)International Financial Law ReviewInvest Hong KongJane Street Asia LimitedJayden.aiJDX ConsultingJefferies Hong Kong LimitedJPMorgan Chase & Co.Kapronasia

Kim & ChangKing & Wood MallesonsKristal.AiLatham & Watkins LLPLim-Loges & MastersLucht Probst AssociatesMagespire PartnersMandatory Provident Fund Schemes Authority (MPFA)Manulife Financial CorporationMayer BrownMinistry of Economy of MexicoMioTechMIT Hong Kong Innovation NodeMizuhoMorgan StanleyMSCI Inc.NASDAQNatixis Corporate & Investment BankingNEC CorporationNetRoadshow, Inc.NexChange (Hong Kong) LimitedNomura International (Hong Kong) LimitedNomura Research InstituteNoosphereOCBC Wing Hang BankOliver WymanOnchain CustodianPan Asia Securities Lending Association (PASLA)Pinpoint Asia LimitedPwCQuinlan & AssociatesRambusRed HatRegulation AsiaReutersRisk.netRobotic Online Intelligence LtdSalesforce

Saudi Telecom CompanySecurities and Futures CommissionSecurities Commission MalaysiaShenzhen Qianhai AuthorityShenzhen Securities Information Co Ltd,Shenzhen Stock Exchange (SZSE)Shenzhen Stock ExchangeSia PartnersSimmons & SimmonsSlaughter and MayStandard CharteredState Street CorporationSWIFTSymphony Communication Services LLCT. Rowe Price Hong Kong LimitedTaigerTechnology Research, Consulting and Advisory (TRPC)The Wall Street JournalThomson ReutersTongdun TechnologyTorstone TechnologyTradeteqTrading HubUBS AGUK GovernmentUOB Kay Hian (Hong Kong) LimitedVelotrade Management LimitedVenture SmartWaters Technology WeBankWellington Management CompanyWind Information Co., Ltd

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ASIFMA Virtual Events

Since April 2020, ASIFMA has organized over

20 virtual events bringing together key regional

stakeholders as they discussed the further

development of capital markets in Asia. We have

covered timely topics such as implications of COVID-

19 in various markets, ESG and Sustainable Finance,

as well as IBOR Transition.

ASIFMA On Demand, provides an online library of

our virtual event recordings.

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About ASIFMA

ASIFMA is an independent, regional trade association comprising a diverse range of over 140leading financial institutions from both the buy and sell side, including banks, asset managers, lawfirms and market infrastructure service providers.

Together, we harness the shared interests of the financial industry to promote the development ofliquid, deep and broad capital markets in Asia.

ASIFMA advocates stable, competitive and efficient Asian capital markets that are necessary tosupport the region’s economic growth.

We drive consensus, advocate solutions and effect change around key issues through the collectivestrength and clarity of one industry voice. Our many initiatives include consultations withregulators and exchanges, development of uniform industry standards, advocacy for enhancedmarkets through policy papers, and lowering the cost of doing business in the region.

Through the GFMA alliance with SIFMA in the US and AFME in Europe, ASIFMA also providesinsights on global best practices and standards to benefit the region.

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