ASIA UNITED BANK CORPORATION

(As Amended on April 23, 2015)

1 02-2012-07345 PAYAWAL, JORGE SY CO

2 02-2011-05761 ROLDAN, EDUARDO ARSENIO CANICOSA CO/AP

3 02-2009-02946 AGCAOILI JR., ANTONIO VILLAFRANCA FIMS

4 02-2009-02941 CLIMACO, MELISSA CASTILLO FIMS

5 02-2009-02942 JHOCSON, ANNA PATRICIA TAMONDONG FIMS

6 02-2013-07695 LIM, TAMMIE ORTIZ FIMS

7 02-2009-03089 LIPIO, SHELLA MARIE ESGUERRA FIMS

8 02-2009-02943 LUMANOG, DESIREE MAE DUMO FIMS

9 02-2009-02945 TAN TO-SANTOS, MIMI TORRES FIMS

10 02-2009-02940 TEE, DIANE HENNEDINE CHUA FIMS

01-2009-00255AUSTRALIA AND NEW ZEALAND BANKING

GROUP LIMITED

1 02-2008-02490 BACANI, CARLOTA ALVIZ CO

2 02-2008-02450 BUSTAMANTE, NEIL VILLANUEVA CO

3 02-2010-04373 CONTRERAS, MARIA LUISA ALANO FIMS

4 02-2009-03412 COTOCO, TANIA MARIE GO FIMS

5 02-2009-03000 DELFINO, ROBERTO ANGELO MANGUERRA FIMS

6 02-2009-03308 ENRIQUEZ, KRISTOFFER CRIS BASILIO FIMS

7 02-2012-06681 LEE, ARMSTRONG LUTHER SO FIMS

8 02-2009-03418 LIM, KARYN CHUA FIMS

9 02-2009-03921 MALIBAGO, LAURIE ANNE GOROSPE FIMS

10 02-2009-03413 MANOTOK, MARIA VICTORIA HENSON FIMS

11 02-2009-03146 MANUEL, ENRICO ANGELO AYTONA FIMS

12 02-2009-02830 MANUEL, MARIA KATRINA GREGORIO FIMS

13 02-2009-03443 SALUMBIDES, MA. VIRGINIA SANCHEZ FIMS

14 02-2009-03516 SANCHEZ, MYLENE SULPICO FIMS

15 02-2011-05530 TIU, JAN JEFFERSON ONG FIMS

16 02-2009-03931 WEE, RENEE SAMANTHA YAP FIMS

01-2008-00241 CHINA BANKING CORPORATION

1 02-2011-05480 ILAGAN, ROBERT CASTILLO AP

2 02-2011-06162 ALAR, NELLIE STO. DOMINGO FIMS

3 02-2011-06161 ANG, MICHELLE CO FIMS

4 02-2011-05592 ANTONIO, JULIE ANNE SORIL FIMS

5 02-2014-09410 ANTONIO, MARIA CRISTINA GOMEZ FIMS

6 02-2013-07862 AQUINO, PERLA SUTIAN FIMS

7 02-2009-03078 ARCEO, CRISTINA PELEJO FIMS

8 02-2012-06543 BARADI, MARIA ELENITA MARANAN FIMS

9 02-2009-03079 BARBASA, LIMER QUINNIE MAINIT FIMS

10 02-2009-03080 BAVIERA, ERIC VON DALUSONG FIMS

11 02-2011-05593 BOLIVAR, MARIA ADELFA EVANGELISTA FIMS

12 02-2012-06544 BORJA, FATIMA VELASCO FIMS

13 02-2012-06555 CABACES, JONI PUNO FIMS

NAME TYPE

01-2008-00176

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

14 02-2013-08380 CADORNA, JOSELITO VILLAFUERTE FIMS

15 02-2009-03081 CARDENAS, DIANNE MAE ANG FIMS

16 02-2011-05723 CHAN, JEANNETTE HO FIMS

17 02-2012-06545 CHIONG, APRIL JEAN PEREZ FIMS

18 02-2013-07549 CHUA, YVETTE ONG FIMS

19 02-2012-06556 COLOMA, MELISSA QUAN FIMS

20 02-2012-06546 CONSOLACION, DEXTER CADENA FIMS

21 02-2012-06576 DEL AYRE, KRIS ANGELINE REANDINO FIMS

22 02-2011-05594 DELA MAR, SOLIMAN ALIMAGNO FIMS

23 02-2012-07200 DELOS REYES, ROBBIE ANNE SANCHEZ FIMS

24 02-2013-08374 DHARMDAS, ADRIENNE KELVIN GRACE PAGASIAN FIMS

25 02-2012-06547 DUJUNCO, MARIA NILA BAUTISTA FIMS

26 02-2011-05359 ESCOLIN, THERESE GUTIERREZ FIMS

27 02-2011-06164 FLORES, CAREN COLLANO FIMS

28 02-2012-06549 FLORES, CRISTINA BILLONES FIMS

29 02-2009-03084 GARCIA, CESARE EDWIN MAGUIGAD FIMS

30 02-2013-08379 GO, ALAN YAP FIMS

31 02-2012-07199 GO, KIMBERLY GAN FIMS

32 02-2012-06550 GO, VIRGINIA GALVEZ FIMS

33 02-2012-06551 GUANZON, ROWENA FLORA CO FIMS

34 02-2011-05381 HIZON, JAMIE LYN DY FIMS

35 02-2012-06675 JAMORA, MC QUEEN BENIGNO FIMS

36 02-2011-05595 LAZARO, MERCEDEZ FERNANDEZ FIMS

37 02-2009-03366 LIAO, CHRISTOPHER UY FIMS

38 02-2009-03088 LIM, CESAR PEDRACIO FIMS

39 02-2010-04682 MAGLAPUZ, LIZA CATALINA PAGKATIPUNAN FIMS

40 02-2013-08377 MAYOL, VICTOR PAREDES FIMS

41 02-2013-08375 MENDOZA, ALYSSA CAMILLE ESPIRITU FIMS

42 02-2009-03091 MUSICO, JEROME COLOSO FIMS

43 02-2012-06553 NEPOMUCENO, LUZ MARTHA GERONIMO FIMS

44 02-2013-08381 ONREJAS, SHARON ROSE LIMPIADO FIMS

45 02-2012-06676 ORBETA, NERISSA BALDRES FIMS

46 02-2013-07864 ORLINA, LILIAN BONGCARAS FIMS

47 02-2012-06557 PADUA, VERNICE VILLAFUERTE FIMS

48 02-2009-03258 PANTALEON, MA. VICTORIA GREGORIO FIMS

49 02-2013-08376 PANTINO, IRIS GAIL CALINAWAGAN FIMS

50 02-2012-06554 PAREDES, JOSEPHINE DIMAANO FIMS

51 02-2011-05724 PETALLANO, HOMER DOBLE FIMS

52 02-2011-05380 REYES, MARIA CORAZON TAMBONG FIMS

53 02-2009-03092 REYES-LAO, LILY IBAÑEZ FIMS

54 02-2009-03093 ROSALES, ELEANOR DELEGENCIA FIMS

55 02-2011-05853 SALGATAR, SHELLANE SERVIDA FIMS

56 02-2013-07861 SALONGA, RANDY LESTER FIMS

57 02-2014-08870 SALVADOR, MICHAEL DAVID ANGELES FIMS

58 02-2012-06558 SAMALA, ANA MA. RAQUEL YAP FIMS

59 02-2011-05591 SAMALA, ANITA YU FIMS

60 02-2012-06577 SANTOS, MA. GRACIELA CRUZ FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

61 02-2013-08016 SARMENTA-DAYAO, MARIA SHEILA VILLAMOR FIMS

62 02-2014-08871 SEE, MARC JUSTIN COTAOCO FIMS

63 02-2011-06163 SESDOYRO, CORINA REYES FIMS

64 02-2013-08017 SILANGCRUZ, KATRINA MARI HERNANDEZ FIMS

65 02-2012-06824 SILAYAN III, HILARION ZARAGOZA FIMS

66 02-2011-05854 SO, MARIA CECILIA DEE FIMS

67 02-2012-06478 TAN, DANICA SHASHA UANG FIMS

68 02-2014-09409 TAN, JANICE BALAGTAS FIMS

69 02-2012-06578 TAN, JAYDEE CHENG FIMS

70 02-2012-06548 TAN, NANCY FAJARDO FIMS

71 02-2014-09962 TAN, RICHARD ELAN SY FIMS

72 02-2009-03095 TANLIMCO, IRENE CHENG FIMS

73 02-2011-05722 TATEL, LIZA LUZ YU FIMS

74 02-2011-06166 TIU, MARY ANN ENCINAS FIMS

75 02-2014-09963 TUASON JR., MIKHAIL OSCAR CEDRO FIMS

76 02-2011-06165 TY, CHRISTOPHER CHAN FIMS

77 02-2013-08378 UMBAY, RUEL GANTUANGCO FIMS

78 02-2009-03096 YAP, GLYNN HAZEL CHUA FIMS

79 02-2009-03097 YONZON, MA. CAROLINA ULOB FIMS

80 02-2011-05358 YU, GENELIN UY FIMS

01-2008-00186 DEUTSCHE BANK AG

1 02-2011-06169 CHAN, CAROLYN GO CO

2 02-2009-03318 CHUA, MICHAEL SY FIMS

3 02-2010-04378 CO, MARIO RONALD GO FIMS

4 02-2009-04141 CRUZ, ENRICO SALONGA FIMS

5 02-2009-03648 DELFINO, MICHAEL JOSEPH MANGUERRA FIMS

6 02-2009-03309 ESPIRITU, MARK ANGELO ZEPEDA FIMS

7 02-2009-03712 LEE, MARIA MARGARITA ANTOINETTE CASTILLO FIMS

8 02-2009-03319 POLICARPIO, JOAN GONZALES FIMS

9 02-2010-04391 RIVERA, GERARDO COMIA FIMS

10 02-2009-03315 TAN, JINKY SUZARA LEE FIMS

11 02-2009-03317 VISTAN, LUIS AMPIL FIMS

01-2005-00164 DEVELOPMENT BANK OF THE PHILIPPINES

1 02-2009-02884 REYNANTE, RAFAEL MAGPANTAY CO/AP

2 02-2009-03321 ADECER, ALLEN ROBERT MORTIZ FIMS

3 02-2009-03323 AZURA JR., PAUL MADAMBA FIMS

4 02-2011-06334 CORNELIO, ELIZABETH MARIÑO FIMS

5 02-2009-03327 DELOS REYES, FRANCIS SAN JUAN FIMS

6 02-2009-03328 ESPAÑOL, LORENA GO FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

7 02-2011-06336 ESPINO, MARYROSE GOCHUICO FIMS

8 02-2014-09267 FRANCISCO, JACQUELYN REYES FIMS

9 02-2009-03329 JACARIA, MARIA ANGELICA GENEROSO FIMS

10 02-2011-06333 LEE, AILEEN CAMILLE TAN FIMS

11 02-2013-08586 MALDIA, MELEA MARIANO FIMS

12 02-2009-03334 ORTUOSTE, MARIBETH CONSUELO SEVILLENO FIMS

13 02-2011-06332 PRESA, CHRISTIAN JOSEPH DEPACAQUIVO FIMS

14 02-2009-03335 QUITORIANO, ROSE ADELA TANSINSIN FIMS

15 02-2009-03337 TADEO, ROSEMARIE GALICIA FIMS

16 02-2011-06335 TECSON, MARGAUX LESLIE CUA FIMS

17 02-2009-03338 VILLAFUERTE, FRANZ PRIETO FIMS

EAST WEST BANKING CORPORATION

1 02-2011-06126 RATCLIFFE, MA. BERNADETTE TAN AP

2 02-2011-06202 ARELLANO, ANNA MELISSA SALAS FIMS

3 02-2009-03875 ATIENZA, ALAN EREDIANO FIMS

4 02-2012-07267 BANAL, CONRAD ANTHONY DOMINIC LEE FIMS

5 02-2011-06309 DOLOT, MYLENE GRACE AMIDA FIMS

6 02-2009-03347 GARCIA, EDUARDO SALANGUIT FIMS

7 02-2009-03073 GOSECO, MANUEL ANDRES DIOCIAIUTI FIMS

8 02-2009-03341 KIMPO, CHERRY ANN VANESSA BARASI FIMS

9 02-2013-07899 LADABAN, JUSTIN ROBERT GABRIEL FIMS

10 02-2011-06204 MEDRERO, MICHAEL TENEBRO FIMS

11 02-2009-04039 MONCUPA JR., ANTONIO CRUZ FIMS

12 02-2009-02907 PASA, KRISTINA ANNE ANDRES FIMS

13 02-2009-02908 SAN JOSE, EDITHA NADURATA FIMS

14 02-2012-06668 VELOSO, KRISTIA FRANCESCA LAGMAN FIMS

01-2008-00242 ING BANK N.V. MANILA BRANCH

1 02-2014-09857 POSADAS, MARIA DAISY BOLOS CO

2 02-2009-03527 BAYONETA, ROWENA PALMIERY FIMS

3 02-2009-03531 CHICO, JESSICA LEONORA SALVACION FIMS

4 02-2014-09736 CU, DARLENE CINDY WONG FIMS

5 02-2009-03560 CUYEGKENG, JOSE MARIO INES FIMS

6 02-2009-03562 FELIPE, LOURDES PATRICIA PLANAS FIMS

7 02-2009-03564 GARCIA, CONSUELO DIZON FIMS

8 02-2009-03543 HAO, JERRY RON TAN FIMS

9 02-2009-03551 REYES, CEDRIC NORMAN DY FIMS

10 02-2009-04149 ROSADIA, MARTIN ENRIQUE FAROLAN FIMS

11 02-2009-03561 SIA, JOHNSON LIM FIMS

12 02-2011-05482 TE, JOHN PHILIP PANG FIMS

13 02-2012-07142 UY, RYAN FANG FIMS

01-2008-00187

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

14 02-2014-08872 YAP, PAUL JASON YUMOL FIMS

01-2008-00243 LANDBANK OF THE PHILIPPINES

1 02-2010-05252 PIMENTEL, CHRISA SHEILA IGLESIAS AP

2 02-2008-02602 SOTELO, ROSE MARIE ESCANER AP

3 02-2014-09127 ABALOS, JOHN CARLO MACADAEG FIMS

4 02-2014-08930 AGUDA, GLENN RAMOS FIMS

5 02-2014-09806 AGUSTIN, MIRIAM BANZON FIMS

6 02-2012-06898 ALA, JESSA MATA FIMS

7 02-2012-06883 ALDANA, JAMES ABLAZA FIMS

8 02-2014-08931 ALMAZAR, LOLITA MATIC FIMS

9 02-2011-06031 ANDRES, MA. LUISA MILITANTE FIMS

10 02-2009-03568 AQUINO, RENATO ROQUE FIMS

11 02-2011-05897 ARIAS, VICTORIO REYES FIMS

12 02-2009-03569 ARIOLA, LEONORA AMARANTO FIMS

13 02-2009-03570 AUSTRIACO, GRACE AGLIAM FIMS

14 02-2009-03571 BALASSU, MA. ELENA AVANZADO FIMS

15 02-2014-09128 BALDONADO, JULIE ANN FULGUERINAS FIMS

16 02-2009-03572 BANDIOLA, DELMA OMANIO FIMS

17 02-2014-08932 BANZUELO, ROMIL ABABAO FIMS

18 02-2011-05898 BARRETTO, ARNOLD CONQUILLA FIMS

19 02-2009-03573 BAUI, MALAINE PINTUCAN FIMS

20 02-2012-06885 BAYANGOS, BERNARDO BUGARIN FIMS

21 02-2009-03574 BERNALES, SOLEDAD DERPO FIMS

22 02-2014-09807 BERNARDINO, ROLANDO CANLAPAN FIMS

23 02-2014-09808 BERNARDO, MARIA MILISSA LISCANO FIMS

24 02-2009-03575 BOÑAGA, ROMEO URI FIMS

25 02-2012-06897 BRUAL, IMELDA BICBIC FIMS

26 02-2012-06884BUSTOS, ASUNCION IMMACULADA PATRICIA

PANGILINANFIMS

27 02-2014-09130 CAACBAY, BERNADETTE DOLLAGA FIMS

28 02-2009-03576 CABAEL , JENNIFER CAYETANO FIMS

29 02-2014-08933 CABRERA, JOEL SISON FIMS

30 02-2009-03578 CABRERA, LOURDES SANTOS FIMS

31 02-2014-09131 CABUSAO, AUDIE ACIDO FIMS

32 02-2009-03579 CALIBUSO, JESSE JARAMEL FIMS

33 02-2014-09809 CAMON, VANESSA DELA CRUZ FIMS

34 02-2014-09810 CAMORAS, DAN CARLO FERNANDEZ FIMS

35 02-2014-08934 CANDELARIO, JANETTE YRAY FIMS

36 02-2009-03580 CARPIO, ROLANDO RAMOS FIMS

37 02-2011-05906 CARPIZO, LEILA AQUINO FIMS

38 02-2009-03581 CARVAJAL, RHODORA GALANG FIMS

39 02-2009-03583 CATALAN, JOSELIA REQUINA FIMS

40 02-2014-09132 CINCO, MADONNA MARTIN FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

41 02-2014-09133 CLAVERIA, FLORENCE ROSALIND RAÑESES FIMS

42 02-2009-03584 COMIA, PEDRO ROXAS FIMS

43 02-2011-05903 CORREA, FELIMON CRUZ FIMS

44 02-2009-03585 CRISOSTOMO, RODEL ACOSTA FIMS

45 02-2009-03586 CRUZ, ALEXANDER LEON FIMS

46 02-2014-09811 CRUZ, MARY LILIAN MACAHILIG FIMS

47 02-2009-03587 CUI, MARIA JOFERDINE YARED FIMS

48 02-2013-08085 CUNANAN, GLEN FUENTES FIMS

49 02-2009-03588 DE CASTRO, EPIFANIA INOCENCIO FIMS

50 02-2009-03589 DE LUNA, RODOLFO VILLANUEVA FIMS

51 02-2009-03590 DE VEGA, ERNESTO SAN DIEGO FIMS

52 02-2014-09812 DELLA, MARIA ISABEL SATURNO FIMS

53 02-2009-03591 DIMAANO, EMMANUEL GALASGAS FIMS

54 02-2009-03592 DIMALALUAN, MANUEL ALIPUSTAIN FIMS

55 02-2014-08929 DIMAUNAHAN, JOSE CARLO PUNZALAN FIMS

56 02-2014-09813 DUMALAGAN, GUIAN ANGELO SAGUN FIMS

57 02-2009-03593 DUMPAYAN, GENARO ALTATIS FIMS

58 02-2009-03594 ESTEBAN, JULIETA RAMO FIMS

59 02-2009-03595 FABIA, MARY JANE DELA PAZ FIMS

60 02-2010-04390 FADEROGA, JOSAN AGANON FIMS

61 02-2014-09134 FERNANDO, CHARMAINE APOLINARIO FIMS

62 02-2014-09814 FERRER, VINCENT PAUL ADVINCULA FIMS

63 02-2011-05907 FLOR, LOURDES ESPINO FIMS

64 02-2014-09135 FRANCISCO, AL VIN BATISTIS FIMS

65 02-2011-06039 FRANCISCO, REGALADO MAGNO FIMS

66 02-2010-04385 FUELLAS, MA. SOFIA SEVILLA FIMS

67 02-2009-03597 FULAY, JERRY RESPOSO FIMS

68 02-2014-09815 GARCIA, ALMIRA JORDA FIMS

69 02-2009-03598 GARGARITA, ROCEL PATRICIO FIMS

70 02-2014-09816 GOLAMCO, JOLLY ANNE DY FIMS

71 02-2013-08084 GUERRA, JUSTINE MERYL MORALEJA FIMS

72 02-2010-05251 GUERRERO, MA. JUDITH DOLINA FIMS

73 02-2011-05902 GUEVARRA, ERNESTO IGNACIO FIMS

74 02-2009-04124 HALOG, CAREL DOMINGO FIMS

75 02-2011-05904 IGNACIO, PERSCHIELA MANGUIAT FIMS

76 02-2014-09136 ILUSTRISIMO, EVANGELINE CALPO FIMS

77 02-2009-03600 IRESO, MARIA RHODORY JULOC FIMS

78 02-2011-05911 LABINDAO, STELLA MARIS BILANGEL FIMS

79 02-2009-03601 LACSINA, MANUEL AGUSTIN FIMS

80 02-2011-05908 LIQUE, LOURDES SALONGA FIMS

81 02-2010-05250 LOPEZ, JOSEPHINE MEDINA FIMS

82 02-2010-04383 MACAPAGAL, MYLENE BALLEZA FIMS

83 02-2011-05912 MALTO, SYNPHA BATTULAYAN FIMS

84 02-2013-07795 MANALOTO, CIELMIN MARIZ LIBO FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

85 02-2009-03602 MANAY, REMEDIOS MARALIT FIMS

86 02-2009-03603 MANUCOM, MA. ELENITA NARCISO FIMS

87 02-2009-03604 MANZANADES, HIL BENEDICT GOYENA FIMS

88 02-2011-05913 MASA, NARDO MAMIIT FIMS

89 02-2010-04388 MASACUPAN, ADELFA REAL FIMS

90 02-2014-09817 MAYANGAO, IAN JERMIE OSTAN FIMS

91 02-2009-03606 MELENDEZ, LIZA JOVERO FIMS

92 02-2010-04381 MENDOZA, LIWAYWAY FRANCISCO FIMS

93 02-2011-05909 MENDOZA, MYRGIE OJERA FIMS

94 02-2011-06037 MENESES, MANOLITO MENDOZA FIMS

95 02-2009-03607 MONDOY, REGOBERTO GO FIMS

96 02-2009-03577 MORANO, ELOISA CABATIC FIMS

97 02-2009-03608 MOTA, CHRISTINE GUERRERO FIMS

98 02-2009-03609 MUNDIN, ANNA MARIE LEGASPI FIMS

99 02-2011-06029 NARAG, ODALINE BARTOLOME FIMS

100 02-2013-08083 NAVARRO, CARLOS ROBERTO QUERUBIN FIMS

101 02-2011-06034 NIMES, REGINA CARLOS FIMS

102 02-2011-05900 OCHOA, ELIZABETH SIOSON FIMS

103 02-2014-08935 PAGDANGANAN, NIDA SANTALISIS FIMS

104 02-2009-03610 PARANIAL, VIRGILIO CACHAPERO FIMS

105 02-2009-03611 PUNZALAN, PATRICIA PACIFICADOR FIMS

106 02-2009-03612 QUICOY JR., FLORENCIO BERNALES FIMS

107 02-2011-06036 RAMIREZ, ACSA SEVIDAL FIMS

108 02-2009-03613 RAPANUT, ELENITA CARPIO FIMS

109 02-2011-06032 REYES, CYNTHIA DURAN FIMS

110 02-2009-03616 ROJAS, LORNA PEREYNA FIMS

111 02-2011-05910 ROMILLO, ROSEMARIE DE JESUS FIMS

112 02-2009-03617 SACRAMENTO, IVY COMUELO FIMS

113 02-2014-09818 SANTIAGO, APRIL GRACE CARBONELL FIMS

114 02-2013-08584 SANTIAGO, MA. ANTONETTE CRUZ FIMS

115 02-2010-04382 SANTIAGO, REMEDIOS PANAJON FIMS

116 02-2011-06038 SANTOS, ROLANDO GALANG FIMS

117 02-2011-06030 SAQUING, LORENZO MELAD FIMS

118 02-2011-06035 SATURNO, MARILOU MARZAN FIMS

119 02-2013-08132 SY, KENNETH TAN FIMS

120 02-2014-09819 SY, SHEILA PACLEB FIMS

121 02-2009-03620 TAGUPA, ROMEO ABUG FIMS

122 02-2014-08936 TANG, KAYLE WANDA MARTIZANO FIMS

123 02-2009-03621 TATEL, FLORENCE HONORIO FIMS

124 02-2011-05901 TEJADA, ELVIRA BALLESTEROS FIMS

125 02-2010-05249 TITAR, MA. FRANCIA ORTEGA FIMS

126 02-2009-03623 TURLA, MA. BELMA TALAGTAG FIMS

127 02-2011-05905 VALDEZ, JOSE EMMANUEL CLARIDAD FIMS

128 02-2009-03624 VELASCO, APOLLO DEL CASTILLO FIMS

129 02-2014-09821 VELASCO, EDUARDO GUANZON FIMS

130 02-2011-05899 VIERNES, DANILO CANDELARIO FIMS

131 02-2009-03625 VILLAFRANCA, MARILOU LINDO FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

132 02-2014-09820 VILLANUEVA, ANGELITA GOLE CRUZ FIMS

133 02-2009-03626 YAP, LEONOR ESPLAGO FIMS

134 02-2014-09822 YU, CLARIZA LYN BUSTAMANTE FIMS

01-2008-00244 STANDARD CHARTERED BANK

1 02-2009-04072 KAPUNAN, ROWENA RIVERA AP

2 02-2009-03306 ALINDOGAN, ILDEFONSO BUYSON FIMS & S

3 02-2009-03910 ALVIAR, JENNIFER EJERCITO FIMS & S

4 02-2013-08366 AQUINO, ANITA LINDA RAMOS FIMS

5 02-2014-09269 BALISTA, JYKA AICITEL MARIE PICHAY FIMS

6 02-2009-03445 BANSON, ANGELA GABRIELLE SANTOS FIMS

7 02-2010-04521 CADHIT, ALAN ALBERT LIONGSON FIMS & S

8 02-2014-08716CASTAÑEDA, MARIE PERPETUA SOCORRE

HERNANDEZFIMS & S

9 02-2009-03912 CASTRO, JOANNA MARIE ARANDIA FIMS & S

10 02-2014-08664 CATOTO, ERWEIN JOHN MANABAT FIMS

11 02-2014-09270 CHONG, CHRISTOPHER SOWY FIMS

12 02-2011-05861 CHUA, CHRISTEL GENEVIE GAN FIMS

13 02-2014-08717 CHU, RHEANA STACY GO FIMS

14 02-2009-03393 CORDERO, JOSE JUAN BAUTISTA FIMS

15 02-2014-09078 COWPER, JEANNE NICOLE MEILY FIMS

16 02-2009-04076 DELFINO, NANCY MARY ANNE MAGNAYI FIMS

17 02-2009-03083 DY BUNCIO, OSCAR CO FIMS & S

18 02-2008-01997 ESPAÑOL, MARTIN ANTONIO LIMJAP FIMS & S

19 02-2012-06798 EUGENIO, DERWIN BAGANG FIMS & S

20 02-2009-03230 FAILAGAO, MARIA PAULINA INFANTE FIMS & S

21 02-2012-07042 FRANCISCO, LUIS GREGORIO IMPERIAL FIMS & S

22 02-2009-03219 GALANG, JOSEPHINE RAGUNTON FIMS & S

23 02-2012-07137 GARCIA, JONATHAN JAMES PADILLA FIMS & S

24 02-2010-04931 GOLANGCO, SAMANTHA LEE FIMS & S

25 02-2014-08714 GUERRERO, RACHEL ANNE GADI FIMS & S

26 02-2009-03228 HERNANDEZ, AILEEN ROSARIO DAWA FIMS

27 02-2009-03918 IGNACIO, BRIGITTE ABAD FIMS & S

28 02-2012-06784 JORGE, CHRISTOPHER JOHN SANTOS FIMS & S

29 02-2009-03232 JOSE, MARIA CHRISTINA EMPENO FIMS & S

30 02-2009-03234 KOHCHET-CHUA, MA. ASUNCION, CRUZ FIMS

31 02-2014-09271 KU, NATASSKA IVY TAN FIMS

32 02-2009-03503 LOBOS, JANE FROILAN FIMS & S

33 02-2009-03920 LU, JOHN CHRISTOPHER CO FIMS

34 02-2014-09077 LUNAS, MARIA PATRICIA FAUSTO FIMS

35 02-2009-03979 MOLINYAWE, RAYMOND PAOLO TORRES FIMS & S

36 02-2014-08713 MONTERON, MARIE ANGELIE CARLOS FIMS

37 02-2011-05855 OBA-OB, CONILLA DESPI FIMS & S

38 02-2009-03982 OLFINDO, JENNIFER MARCELINO FIMS & S

39 02-2012-07432 QUAZON, AURORA TANJANGCO FIMS & S

40 02-2010-04423 QUIMSON JR, MARTIN ENRIQUE ORDOVEZA FIMS & S

41 02-2009-03014 RAMOS, JOHN RICHARD PAISO FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

42 02-2012-06682 REYES, JAYMAR VARDELEON FIMS & S

43 02-2009-03926 RUIZ, IAN JERICHO NAZARETH ENGUERO FIMS & S

44 02-2014-09272 SULIT, ANTONIO LUIS TANI FIMS

45 02-2009-03928 TAMAYO, RICHARD CHESTER CAGUIAT FIMS & S

46 02-2014-09250 TAN, HAROLD BRIAN LOSEO FIMS

47 02-2014-09268 TIBI, ARVIN JOSEPH TAN FIMS

48 02-2009-04225 TIRONA, ANNA CHRISTI BONDOC FIMS & S

49 02-2009-03290 UMALI, MARIE NOELLE VENTURINA FIMS & S

50 02-2009-03555 UY, JINKY TAN FIMS & S

51 02-2009-03653 YAP, ELEAN TREAZ ENGRACIA FIMS

01-2008-00245THE HONGKONG AND SHANGHAI BANKING

CORPORATION LTD.-PHILIPPINE BRANCH

1 02-2014-10082 ADELFIN, RICHARD ANTHONY GOLEZ AP

2 02-2014-10080 DELA CRUZ, KATHERINE ONG AP

3 02-2009-03492 FERREROS, ENRICO HERMANO AP

4 02-2012-06881 ABAÑO, CHAZ BYRON CAPPAL FIMS

5 02-2011-06128 ABELLA, APRIL ANN CASTIGADOR FIMS

6 02-2011-05538 ABIJAY, MA. THERESA ESCUSA FIMS

7 02-2012-06580 ALBANO, LORRAINE ANNE LUMANGAYA FIMS

8 02-2014-10079 ALCANTARA, ROCHELLE VERGARA FIMS

9 02-2011-06144 ALFONSO, GOLDA PALERMO FIMS

10 02-2011-05796 ALFONSO, JOEFREY MANGILA FIMS

11 02-2009-03381 ALIÑO, MA. RUAN VICNEMIAH CABILI FIMS

12 02-2011-05536 ANDAYA, DOLORES GARCIA FIMS

13 02-2012-06590 ANG, CATRICIA MONICA TAN FIMS

14 02-2010-04509 ANG, JERICK ALVIN FIMS

15 02-2009-03383 ANG, MAUREEN CHRISTIE YU FIMS

16 02-2012-06505 ANG, NELWYN LESTER CO FIMS

17 02-2012-06696 ANG, VANESSA BIANCA TAN FIMS

18 02-2014-09729 ANGCO, CATHERINE MINGOY FIMS

19 02-2009-03384 ANSON, MARIA MILAGROS LAGUARDIA FIMS

20 02-2010-04411 ASTOM, NIKKI ANNE FLORES FIMS

21 02-2011-06131 ASUNCION, ANNA MARIE CRISELDA DEL ROSARIO FIMS

22 02-2010-04506 AUSTRIA, ANNA KRISTINA AMISTOSO FIMS

23 02-2009-04231 BALTAZAR, ROBERTO DAZA FIMS

24 02-2009-04232 BANTA JR, ALFONSO QUIAMBAO FIMS

25 02-2009-03386 BAUTISTA JR, ROLANDO PALACIOS FIMS

26 02-2011-05528 BAUTISTA, SANDRA THERESE RAMOS FIMS

27 02-2013-08639 BENITO, JOSEPH EMMANUEL SAMARISTA FIMS

28 02-2013-07701 BIASON, DONNA CARLA CARILLO FIMS

29 02-2011-06132 BONIFACIO, GLADY JANE BLANCO FIMS

30 02-2011-05857 CAMPOREDONDO, GLENN LARIOSA FIMS

31 02-2011-05802 CAPIRAL, CHRISTINE EMILY QUIRANTE FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

32 02-2012-07472 CASACLANG, JHENNY LYN DALISAY FIMS

33 02-2012-06595 CHENG, JOANA OLIVE ABRERA FIMS

34 02-2009-03388 CHIONG, CHRISTELENE CAPILI FIMS

35 02-2009-03389 CHONG, MICHAEL LAO FIMS

36 02-2014-09259 CHUA, ANNA KATRINA CALDERON FIMS

37 02-2012-06509 CHUA, VALERIE JANE TAN FIMS

38 02-2014-08680 CRUZ, MARIE JOYCE HILARIO FIMS

39 02-2013-08404 CUISIA, JESSICA MARIA JOSE FIMS

40 02-2014-09312 CUYUCA, KAREN KRISTINE URTADO FIMS

41 02-2011-05799 DAANTON, MAE ANN LEONOR FIMS

42 02-2009-03478 DATOC, VICTOR EMMANUEL RUARO FIMS

43 02-2009-03479 DE JESUS, VANESSA GABRIEL FIMS

44 02-2010-04518 DE LEON, CECILE RAMOS FIMS

45 02-2013-08231 DELA FUENTE, MARY JOAN PO FIMS

46 02-2011-05800 DEMAFELIZ, JOANNA PAULA FLORES FIMS

47 02-2011-05428 DEE, SAMANTHA ROSE UY FIMS

48 02-2009-03401 DREYFUS, MONICA LARDIZABAL FIMS

49 02-2009-03402 DUMLAO, MARIDEL CENTENO FIMS

50 02-2010-04531 DUROY, RAQUEL TAN FIMS

51 02-2009-03406 DY-REALIZA, DEBBIE MARIE SIAO FIMS

52 02-2010-05256 ESGUERRA JR, CARLOS MARTIN JOSE DARIO FIMS

53 02-2012-06817 ESPIRITU, AIZZA ANDALES FIMS

54 02-2012-06513 ESTIPULAR, KATHERINE MARIE ISIDORO FIMS

55 02-2012-07415 FAUSTO, RONALD NICHOLAS MALIWAT FIMS

56 02-2009-03416 FERNANDO, MARIE ANGELIQUE LEDESMA FIMS

57 02-2010-04412 GALANG, MARY ELIZABETH MENDOZA FIMS

58 02-2009-03411 GO, DESIREE JADE TAN FIMS

59 02-2012-06984 GOTUACO, RUBY CRISELDA DOMINGO FIMS

60 02-2011-05551 HERRADURA, RENALITA LADERO FIMS

61 02-2009-03414 HO, MARY ANN LIM FIMS

62 02-2014-08681 INGUA, MARY ANNE MENDOZA FIMS

63 02-2012-06916 JAVELLANA, WELLA JOY MUSICO FIMS

64 02-2011-05981 JAVELOSA, MA. MARTHA SARABIA FIMS

65 02-2012-06717 JIMENEZ, AIZAH LIZETTE SORIANO FIMS

66 02-2012-06922 KATIGBAK, MARIA ALEXANDRIA NOVENO FIMS

67 02-2014-09194 LANTICAN, CARLA MAE ORDANES FIMS

68 02-2014-09722 LAO, NICOLE ANNE ANG FIMS

69 02-2012-06821 LAUREL, JANICE MARIE WONG FIMS

70 02-2009-03417 LEE, MICHELLE LORRAINE GO FIMS

71 02-2009-03457 LIM, PHYLLIS JIEZL VENERACION FIMS

72 02-2009-03420 LU, LISA CHENG FIMS

73 02-2009-03421 MALABAG, NOEL CAPILI FIMS

74 02-2009-03422 MANALAC, GUADENCIO ELEAZAR NOGRALES FIMS

75 02-2009-03423 MANULID II, JOSE REYES FIMS

76 02-2014-09074 MAPA, MIGUEL RICARDO PUNO FIMS

77 02-2010-04513 MENDEJAR, JAIME ALEJANDRO FURAGGANAN FIMS

78 02-2011-05558 MENDOZA, CANDY GRACE CHUA FIMS

79 02-2009-03506 MENDOZA, KATHLYN MAE ABOLA FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

80 02-2009-03442 MENDOZA, MERICHELLE SALAZAR FIMS

81 02-2009-03429 MONTECALVO JR., AVELINO ECHAVEZ FIMS

82 02-2012-06819 MUÑOZ, CARLA BUAN FIMS

83 02-2013-08585 NG, GINO CARLO MAURICIO FIMS

84 02-2012-06673 NOCOM, SHERYL ANNE ANG FIMS

85 02-2009-03431 NONATO, RAMON EDILBERTO REYES FIMS

86 02-2012-07508 O'CONNOR, MARIA CONSUELO CUNETA FIMS

87 02-2014-09195 OCAMPO TAN, MICHELLE BRENDY CHUA FIMS

88 02-2011-05430 OLEA, MONICA ALCANTARA FIMS

89 02-2013-08250 ONGLAO, MA. MONTSERRAT SAQUIDO FIMS

90 02-2012-06511 ORTIZ, CHERYL ANNE MAMAUAG FIMS

91 02-2011-05423 OU, KRISTINE NANCY KOH FIMS

92 02-2013-07699 PAQUIBOT, MERIAM GABUNADA FIMS

93 02-2009-03433 PAZ, MARK ANTHONY LIWAG FIMS

94 02-2011-06129 PENALOZA, JOHN HUBERT JUAN FIMS

95 02-2010-04686 PERRERAS, DUANNE PAULO ABROGAR FIMS

96 02-2014-08843 PINEDA, SAMANTHA PATRICIA LACSON FIMS

97 02-2009-03435 PURISIMA, MARIA CORAZON DELA CRUZ FIMS

98 02-2009-03436 QUESANG, MARILOU SIA FIMS

99 02-2009-03438 RAMOS, CATHERINE ROSE YU FIMS

100 02-2009-04095 RAMOS, MA. FATIMA CRUZ FIMS

101 02-2012-07399 RUFINO, KARLA HOTCHKISS FIMS

102 02-2011-05427 SAN JOSE, ALDOUS ANDREI LIGUNAS FIMS

103 02-2010-04512 SANTIAGO, RITA NARIDO FIMS

104 02-2014-09480 SANTOS, CRISTINA MARIE LIM FIMS

105 02-2009-03446 SAULER, AGNES CHRISTINA APOSTOL FIMS

106 02-2014-09481 SUNGA, VINA MARIFE FIMS

107 02-2012-06886 SUSON, MARITESS BREVA FIMS

108 02-2009-03392 SY, HANNIE JOY CLIMACO FIMS

109 02-2011-06071 SY, MAE ADRIENNE CHUA FIMS

110 02-2011-05479 TABUDLO, ROEL HERNANDEZ FIMS

111 02-2011-06130 TAN, JEANETTE NG* FIMS

112 02-2009-03461 TAN, JOYCE YU FIMS

113 02-2014-09730 TAN, MARVIN JASON DY PICO FIMS

114 02-2009-03451 TANG, VALERIE VICTORIA SEE FIMS

115 02-2009-03452 TANJANGCO, FATIMA MICHELLE GO FIMS

116 02-2011-05559 TY, HARVEY LIM FIMS

117 02-2012-07400 UY, ANDREA FAYE CHENG FIMS

118 02-2009-04091 VELOSO, JOSE ARNULFO ASPRER FIMS

119 02-2010-04413 VELOSO, OLIVIA ELISE SIRON FIMS

120 02-2013-07702 VIAJAR, MARGARET RAMOS FIMS

121 02-2011-05429 VILLACERAN, KAREN JOY CALINGASAN FIMS

122 02-2011-05346 VILLAFAÑA, MARBIE ANN CASTILLO FIMS

123 02-2012-06647 VILLAMIEL, MARK GIL ANDA FIMS

124 02-2014-09258 VILLANUEVA, MA. LUISA MORALES FIMS

125 02-2009-04006 WELLS III, WILLIAM TIMOTHY SISON FIMS

126 02-2014-10079 YAO, CATHERINE CO FIMS

127 02-2011-05349 YAP, RHODORA MORENO FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

128 02-2011-05628 YIU, MARK EDWIN LUI FIMS

129 02-2010-05254 YU, ROSSANA SY FIMS

130 02-2009-04094 YU, SARAH HUNG FIMS

131 02-2009-03462 YU, YERKES SY FIMS

132 02-2009-03463 YUBONTOY, JACOB FIMS

01-2008-00246 UNIONBANK OF THE PHILIPPINES

1 02-2014-08723 SASAN, MARY JOYCE MAGBUHAT CO

2 02-2009-03941 ARBUES, MARIA LOURDES HIPOLITO FIMS

3 02-2014-08721 BAUTISTA, SHIAIRA MAE SANCHEZ FIMS

4 02-2010-05273 BAUTISTA-CASAS, CATHERINE ANNE PANGANIBAN FIMS

5 02-2009-03946 CRUZ JR., GERARDO ORBASE FIMS

6 02-2009-03948 DELFIN, CRISTER THIEMHI ROMANO FIMS

7 02-2014-09516 ESCOLAR, MA. CHRISTINA AQUINO FIMS

8 02-2014-09517 GENEROSO, MA. VICENTA PAÑA FIMS

9 02-2014-08720 MENDOZA, RONALD JOSEPH CENTENO FIMS

10 02-2009-03955 PEREZ, MARINEA CASTAÑEDA FIMS

11 02-2009-04168 PICHAY, RAMON REYES FIMS

12 02-2014-08719 SANTOS, SOCORRO BRILLANTE FIMS

13 02-2009-03959 TOPACIO, CHRISTOPHER MARI MAIPID FIMS

14 02-2009-03942 URMATAM, MARIA PAZ BANTA FIMS

01-2008-00247 UNITED COCONUT PLANTERS BANK

1 02-2009-04196 SALCEDO, ESTER TOLETE AP

2 02-2014-09966 ABES, DONNA LYN VINOYA FIMS

3 02-2009-03960 ANG, SHEILA SIY FIMS

4 02-2014-09967 ARAGON, MIGUEL ALBERTO TORROBA FIMS

5 02-2010-04949 BALDADO, ROCKY DUMLAO FIMS

6 02-2014-09968 BASSIG, SUSAN MAY PARADO FIMS

7 02-2009-03961 BAUTISTA, APRIL HOPE JACINTO FIMS

8 02-2014-09969 CABANBAN, JOSE MIGUEL ANTONIO TONGSON FIMS

9 02-2009-03971 CATABRAN III, EULOGIO VALLANGCA FIMS

10 02-2009-03963 CHUA, CHRISTIAN ROX TAGLE FIMS

11 02-2009-04255 COROS, MA. THERESA GOTIONG FIMS

12 02-2010-04950 DUARTE, PATRICIA AGATHA FRANCISCO FIMS

13 02-2013-08597 JAO, GLENN CONRAD NAVALTA FIMS

14 02-2013-08248 KE, GASTON ANTHONY NG FIMS

15 02-2009-03967 LIM, RICHARD QUE FIMS

16 02-2009-03968 LIPIO JR., ARTURO INTALAN FIMS

17 02-2009-03939 MADRIDEJOS, MANUEL CABRAL FIMS

18 02-2013-08596 OLIVA, MARIA ANGELICA MASCARDO FIMS

19 02-2009-03969 PAGKALINAWAN, MA. CHRISTINE DE CASTRO FIMS

20 02-2014-09970 PEREZ, CHRISTIAN HAMID DEL ROSARIO FIMS

21 02-2011-06229 TORRES, JUAN MIGUEL BERNARTE FIMS

NAME TYPE

COMPANY REGISTRATION AND MONITORING DEPARTMENT

LIST OF CAPITAL MARKET PROFESSIONALS

RENEWAL REGISTRANTS FOR 2015

UNDERWRITER OF SECURITIES ENGAGED IN DEALING GOVERNMENT SECURITIES

# CR #

22 02-2013-08247 TRINIDAD, PATRICK ANDREW BAGALSO FIMS

23 02-2012-07034 UY, JERI MARIE ELISE AGUINALDO FIMS

24 02-2009-04254 UY, MARITESS DELA CRUZ FIMS

25 02-2013-07825 ZULUETA, MELIZA BAÑAS FIMS