PHl) Ll)C so 07APPENDIX 07

BAo cAo v~ THAY DOl sa HCrUCOA CO DONG LON, NHA DAu TU' NAM GICrTLf 5% TRa LENCHUNG CHf QUY DONG

REPORT ON CHANGES IN OWNERSHIP OF MAJOR SHAREHOLDERS/INVESTORS HOLDING 5%OR MORE OF CLOSED FUND CERTIFICA TES

(Ban hanh kem theo ThOng tU's6 155120151TT-BTC ngay 06 thang 10 nem 2015 cue BO Tei chinh hutmgdan cong b6 thOng tin tren tb! trU'&ng ch(fng knoen)

(Promulgated with the Circular No 155/2015ITT-BTC on October 06, 2015 of the Ministry of Financeguiding the Information disclosure on securities markets)

CQNG HOA XA HQI CHO NGHiA vier NAM£)QC I~p - TI! do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ha NOi, ngayJ.fthang i.4Jam 2017........ , day ... month ... year .....

BAo cAo VE THAY £)01Sa HlrU COA co £)ONG LON, NHA £)AU TU' NAM GIO'Tlr 5% TRa LENCHlrNG CHi QUY £)ONG

REPORT ON CHANGES IN OWNERSHIP OF MAJOR SHAREHOLDERS/INVESTORS HOLDING 5%OR MORE OF CLOSED FUND CERTIFICA TES

Kinh gui: - Oy ban ChLrngkhoan Nha nuoc- Sa Giao dlch ChLrngkhoan- Conq ty d~i chungl Cong ty quan Iy quy

To: - The State Securities Commission- The Stock Exchange- The public company/ The fund management company

1. Thong tin ve ca nhan/to chuc dau tU'1Information on individuallinstitutional investor

- Ho va ten ca nhan/Ten to chirc dau tu 1Name of individual/organization investor: Nguyen NgQc Quynh

- Ouoc tich/ Nationality. Viet Nam

2. NgU'6'ic6 lien quan cua ca nhan/to chLrc dau tU' (dang n~m giCrcLIng lo~i co phieu/chLrngchi quy) 1Related person (currently holding the same types of shares/fund certificates):

- Ho va ten ca nhan/Ten to chLrCc6 lien quan 1Full name of related individual/organization:

- Quoc tichlNationality:

- So CMND, Ho chieu, The can cU'6'c(doi v6'i ca nhan) ho~c So Giay chLrngnh<;indang ky doanh nghi$p,Giay phep ho~t dong ho~c giay t6' phap Iy tU'O'ngdU'O'ng(doi v6'i to chLrc), ngay cap, nO'i cap 1 10card/Passport No. (in case of individual) or Certificate of business registration No. (in case of

-----------------

organization), date of issue, place of issue.

- Chuc Vl,J hien nay tal cong ty dc,:lichung/ cong ty quan Iy quy (neu co)/ Current position at the publiccompanylfund management company (if any):

- MOi quan h$ voi ca nMm/to chuc d~iUtU'/Relationship with the individuallinstitutional investor:

3. Ten c6 phi~u/chung chi quy/ma chung khoan sa hCru/Name & code of sharelfund certificate owned:KPF

5. se 1U'Q'ng,ty Ie co phiElu/chli'ng chi quy narn giCr truce khi thuc hien giao dich/ Number, ownershipproportion of shareslfund certificates held before the transaction: 1.986.845 c6 phi6u

6. So 1U'Q'ngco phieu/chli'ng chi quy da rnua/ban/cho/duoc cho/t~ng/dU'Q'c t~ng/thLra ke/chuyennhU'Q'ng/nh~n chuyen nhU'Q'ng/hoan doi (lam ty I~ sa h{J>uco thay a6i qua nguang mOtphfJn tram (1%)/Number of shares / fund certificate purchase/selllgive/donate/donatedlinheritanceltransferltransferred/swap (to do percentage of ownership has changedover the threshold of one percent (1%): 263.155 c6 phi6u

7. So 1U'Q'ng,ty Ie co phieu/chli'ng chi quy dong narn giCrsau khi thuc hien giao dich/ Number, ownershipproportion of shareslfund certificates hold after the transaction: 2.250.000 c6 phi6u

8. So 1U'Q'ng,tY Ie co phieu/chli'ng chi quy dong rna ngU'O'ico lien quan dang nam giCr/Number, onwerhsipproportion of shares! closed fund certificates currently held by the related person: 0

9. So 1U'Q'ng,ty Ie co phieu/chli'ng chi quy dong cunq ngU'O'ico lien quan narn giCrsau khi thuc hien giaodich/ Number, ownership proportion of shareslfund certificates held by individual/ organization investorand related person after the transaction: 2.250.000 c6 phi6u

10. Ly do thay doi sa hCru/Reasons for change in ownership: Nang ty Ie sa hCru

11. Ngay giao dich lam thay d6i ty 1$sa hCru/Date of change in ownership: 14/12/2017

12. Cac thay d6i quan trQng khac (neu co)/ Other significant changes (if any): khong

cA NHANITO CHlrC BAo cAolNGU'C11DU'Q'C(Iv QUVEN CONG BO THONG TIN

NAME OF REPORTING ORGANIZATIONIINDIVIDUAUPERSONSAUTHORIZED TO DISCLOSE INFORMATION

(Ky, ghi ra he)ten, dong d~u - neu co)(Signature, full name and seal - in case of organization)