Antena Teory Basic

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    School on Digital Radio Communications for Research and Training in Developing Countries

    The Abdus Salam International Centre for Theoretical Physics ICTP Trieste (Italy) 9 - 28 February 2004

    Property of R. Struzak 1

    Antenna theory basics

    Prof. Dr. R. StruzakFormer Vice-Chairman, Radio Regulations Board, ITU

    [email protected]

    Note: These are preliminary notes, intended only for

    distribution among the participants. Beware of misprints!

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    Purpose

    Property of R. Struzak 2

    The purpose of the lecture is to refresh basicconcepts related to the antenna physics thatare needed to understand better the

    operation and design of microwave digitalradio links

    Note: Due to time limitations, we will focus here onlyon these aspects that are critical for microwave LAN/WAN applications.

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    Main topics for discussion

    Property of R. Struzak 3

    Antenna concept & Reciprocity Theorem Point-antenna, Isotropic antenna

    Antenna impedance, radiation pattern, &gain

    E.I.R.P. and Power Transfer

    Examples

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    Intended & Unintended Antennas

    Property of R. Struzak 4

    Intended antennas Radiocommunication antennas

    Measuring antennas, EM sensors, probes

    EM applicators (Industrial, Medical)

    Unintended antennas Any conductor/ installation carrying electrical current that vary in

    time (e.g. electrical installation of vehicles) or any slot/ opening inthe device/ cable screen

    Any conducting structure/ installation irradiated by EM waves Stationary (e.g. antenna masts or power line wires)

    Time-varying (e.g. windmill or helicopter propellers)

    Transient (e.g. aeroplanes, missiles)

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    Antenna function

    Property of R. Struzak 5

    Transformation of a guided EM wave

    in transmission line into a freely

    propagating EM wave in space (or

    vice versa)

    From time-function in 1-D geometricalspace into time-function in 3-D space

    (3-D geometrical space, polarization)

    The specific form of the radiated waveis defined by the antenna structure and

    its closest environment

    Space wave

    Guided wave

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    Transition

    Property of R. Struzak 6

    If there is an inhomogeneity(obstacle) a reflected wave,standing wave, & higher fieldmodes appear

    With pure standing wave theenergy is stored and oscillatesfrom entirely electric toentirely magnetic and back

    Model: a resonator Q = (energy stored) / (energylost) per cycle, as in LC resonantLC circuits

    Kraus p.2

    Uniform wavetraveling

    along the line

    Transitionregion

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    Dipole over plane

    Property of R. Struzak 7

    Broadband Thickwire

    Smooth

    NarrowbandThin

    wire

    Sharp

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    3 functions

    Property of R. Struzak 8

    Antenna Must be of a size comparable with the wavelength to be

    an efficient radiator

    Transmission line Must be homogenous as much as possible to avoid

    power reflections, otherwise use matching devices

    Resonator For broadband applications resonances must be

    attenuated

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    Antenna impedance

    Property of R. Struzak 9

    RL

    RR

    jX - Energy stored in H, and E near-fieldcomponents; must be compensated

    by matching devices

    Energy radiated = transformed into heatin space (E & H, far-field components);

    must be matched to the transmission line

    Energy lost = transformed into heat in theantenna structure and nearby; must be

    minimized

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    Maxwells Equations

    Property of R. Struzak 10

    EM field interacting with the matter 2 coupled vectors E and H (6 numbers!), varying with

    time and space and satisfying the boundary conditions

    Reciprocity Theorem

    Antenna characteristics do not depend on the directionof energy flow. The impedance & radiation pattern arethe same when the antenna radiates signal and when itreceives it (re-radiates).

    Note: This theorem is valid only for linear passiveantennas (i.e. antennas that do not contain nonlinearand unilateral elements, e.g. amplifiers)

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    EM Field of Current Element

    Property of R. Struzak 11

    HHHH

    EEEE

    r

    r

    ++=++=

    I: current (monochromatic) [A]; dz: antenna element (short) [m]x

    y

    z

    OP

    r

    ErE

    E

    I, dz222

    222

    HHHH

    EEEE

    r

    r

    ++=

    ++=

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    Short dipole antenna: summary

    Property of R. Struzak 12

    E &H are maximal in the equatorial plane, zero along the antenna

    axis Eris maximal along the antenna axis dz, zero in the equatorial plane

    All show axial symmetry

    All are proportional to the current momentIdz

    Have 3 components that decrease with the distance-to-wavelength ratioas (r/)-2 & (r/)-3: near-field, or induction field. The energy oscillates from

    entirely electric to entirely magnetic and back, twice per cycle. Modeledas a resonant LC circuit or resonator;

    (r/)-1: far-field or radiation field These 3 component are all equal at (r/) = 1/(2)

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    Property of R. Struzak 13

    Field components

    0.001

    0.01

    0.1

    1

    10

    100

    1000

    0.1 1 10

    Relative distance, Br

    Relativefie

    ldstrength

    FF

    FF

    Q

    Q

    C

    C

    FF: Radiation field

    C, Q: Induction fields

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    Field impedance

    Property of R. Struzak 14

    Field

    impedanceZ = E/H

    depends

    on the

    antenna

    type andon

    distance

    0.01

    0.1

    1

    10

    100

    0.01 0.1 1 10 100

    Distance / (lambda/ 2Pi)

    Z/377

    Short dipole

    Small loop

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    Far-Field, Near-Field

    Property of R. Struzak 15

    Near-field region:

    Angular distribution of energy depends ondistance from the antenna;

    Reactive field components dominate (L, C)

    Far-field region: Angular distribution of energy is independent on

    distance;

    Radiating field component dominates (R) The resultant EM field can locally be treated as

    uniform (TEM)

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    Poynting vector

    Property of R. Struzak 16

    The time-rate of EM energy flow per unit area in

    free space is the Poynting vector.

    It is the cross-product (vector product, right-hand

    screw direction) of the electric field vector (E) andthe magnetic field vector (H): P = E x H.

    For the elementary dipoleE H and onlyExHcarry energy into space with the speed of light.

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    Power Flow

    Property of R. Struzak 17

    In free space and at large distances, the radiatedenergy streams from the antenna in radial lines,

    i.e. the Poynting vector has only the radial

    component in spherical coordinates. A source that radiates uniformly in all directions is

    an isotropic source (radiator, antenna).

    For such a source the radial component of thePoynting vector is independent of and .

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    Linear Antennas

    Property of R. Struzak 18

    Summation of all vectorcomponents E (or H)

    produced by each antennaelement

    In the far-field region,

    the vector componentsare parallel to each other

    Method of moments

    ......

    321

    321

    +++=+++=

    HHHHEEEE

    O

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    Simulated experiment

    Property of R. Struzak 19

    http://www.amanogawa.com Linear dipole antenna java applet change the

    dipole length

    http://www.amanogawa.com/http://www.amanogawa.com/
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    Planar (printed) antennas

    Property of R. Struzak 20

    FF

    Slot

    F

    F

    Slot & complementary antennas

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    Reflector antenna

    Property of R. Struzak 21

    Intended reflectorantenna allowsmaintaining radiolink in non-LOS

    conditions(avoiding

    propagation

    obstacles) Unintended antenna

    create interference

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    Reflector-type antennas

    Property of R. Struzak 22

    Reflector concentrates energy radiated Kraus p.324

    Laboratory!

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    The Green Bank Telescope

    Property of R. Struzak 23

    The largest

    (140m), fullysteerable telescope

    in the world

    (Green Bank W.

    Virginia). Its 8000ton surface points

    to targets with

    arcsecond

    precision. (1998)

    [Sky & Telescope,

    Feb. 1997 p.28]

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    The Arecibo Radio Telescope

    Property of R. Struzak 24

    The worlds

    largest (1000-

    foot) single

    dish.

    [Sky & Telescope Feb

    1997 p. 29]

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    Simple reflector antennas

    Property of R. Struzak 25

    Uda-Yagi, Log-periodic antennas

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    Reflection & Image Theory

    Property of R. Struzak 26

    Antenna above perfectly

    conducting plane surface Tangential electrical field

    component = 0

    vertical components: thesame direction

    horizontal components:opposite directions

    The field (above theground) is the same as ifthe ground is replaced bythe antenna image

    +

    -

    Elliptical polarization:

    change of the rotation sense!

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    Lens-type antennas

    Property of R. Struzak 27

    Retardation of the

    wave in dielectriclens Natural dielectric

    Artificial dielectric

    Acceleration of thewave in the metal-plate waveguide-type lens

    Kraus p.382

    Incidentwaveform

    Transformed

    waveform

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    Aperture-antenna

    Property of R. Struzak 28

    EM wave

    Power density: W [watt/square meter]

    Effective aperture: [square meter]

    A = P/W

    Power absorbed: P [watt]

    Note: The max effective aperture of linear/2wavelength dipole antenna is 2/8

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    Horn antennas

    Property of R. Struzak 29

    Laboratory!

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    Point Source

    Property of R. Struzak 30

    For many purposes, it is sufficient to knowthe direction (angle) variation of the powerradiated by antenna at large distances.

    For that purpose, any practical antenna,regardless of its size and complexity, can berepresented as a point-source.

    The actual field near the antenna is thendisregarded.

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    Point Source 2

    Property of R. Struzak 31

    The EM field at large distances from an

    antenna can be treated as originated at a

    point source - fictitious volume-less emitter. The EM field in a homogenous unlimited

    medium at large distances from an antennacan be approximated by an uniform plane

    TEM wave

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    Anisotropic sources

    Property of R. Struzak 32

    Every antenna has directional

    properties (radiates more energy insome directions than in others).

    Idealized example of directional

    antenna: the radiated energy is

    concentrated in the yellow region

    (cone).

    The power flux density gains: it is

    increased by (roughly) the inverseratio of the yellow area and the total

    surface of the isotropic sphere.

    Isotropic sphere

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    Antenna gain

    Property of R. Struzak 33

    Actual

    antenna

    P = Power

    delivered to

    the actual

    antenna

    S = Power

    received

    (the same in

    both steps)

    Measuring

    equipment

    Reference

    antenna

    Po = Power

    delivered to

    the reference

    antenna

    S0 = Power

    received

    (the same in

    both steps)

    Measuring

    equipment

    Antenna Gain = (P/Po) S=S0Step 1 Step 2

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    Antenna Gains Gi, Gd, Gr

    Property of R. Struzak 34

    GiIsotropic Power Gain theoretical

    concept, the reference antenna is isotropic

    Gd - the reference antenna is a half-wave

    dipole

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    Antenna Gain: Comments

    Property of R. Struzak 35

    Unless otherwise specified, the gain refers

    to the direction of maximum radiation.

    Gain is a dimension-less factor related to

    power and usually expressed in decibels

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    Power vs. fieldstrength

    Property of R. Struzak 36

    Gain in the field

    intensity may also

    be considered - it is

    equal to the squareroot of the power

    gain.

    2

    00

    2 2

    0 377 ohms

    for plane wavein free space

    r r

    E

    P E P Z Z

    E E E

    Z

    = =

    = +

    =

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    e.i.r.p.

    Property of R. Struzak 37

    Equivalent Isotropically RadiatedPower (in a given direction):

    The product of the power supplied to the

    antenna and the antenna gain (relative to

    an isotropic antenna) in a given direction

    . . . . ie i r p PG=

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    Antenna gain and effective area

    Property of R. Struzak 38

    Measure of the effective absorption area presented

    by an antenna to an incident plane wave.

    Depends on the antenna gain and wavelength

    22( , ) [m ]

    4eA G

    =

    Aperture efficiency: a = Ae / AA: physical area of antennas aperture, square meters

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    Power Transfer in Free Space

    Property of R. Struzak 39

    : wavelength [m]

    PR: power available at thereceiving antenna

    PT: power delivered to the

    transmitting antenna

    GR: gain of the transmitting

    antenna in the direction of the

    receiving antenna

    GT: gain of the receivingantenna in the direction of the

    transmitting antenna

    Matched polarizations

    2

    2

    2

    4

    44

    =

    =

    =

    rGGP

    G

    r

    PG

    APFDP

    RTT

    RTT

    eR

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    Gain, Directivity, Radiation Efficiency

    Property of R. Struzak 40

    0

    ),(),(

    P

    P

    DG

    T=

    =

    The radiation intensity,directivity and gain are

    measures of the ability of an

    antenna to concentrate power

    in a particular direction.

    Directivity relates to the power

    radiatedby antenna (P0

    )

    Gain relates to the power

    delivered to antenna (PT)

    : radiation efficiency(0.5 - 0.75)

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    Directivity Pattern

    Property of R. Struzak 41

    The variation of the field intensity of an antenna as an

    angular function with respect to the axis.

    Usually represented graphically for the far-field

    conditions.

    May be considered for a specified polarization and/or

    plane (horizontal, vertical).

    Depends on the polarization and the reference plane for

    which it is defined/measured

    Synonym: Radiation pattern.

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    Antenna patterns

    Property of R. Struzak 42

    P()/Pmax()

    1

    P()

    Pmax()

    Power pattern Relative (normalized)power pattern

    Usually represented in 2 reference planes =const. and =const. E & PDF relate to the equivalent uniform plane wave

    Note: Peak value = 2 x Effective value for sinusoidal quantities

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    Elements of Radiation Pattern

    Property of R. Struzak 43

    0-180 180

    Emax

    Emax /2

    Beamwidth

    Sidelobes

    Nulls

    Main lobe Gain

    Beam width

    Nulls (positions)

    Side-lobe levels

    (envelope)

    Front-to-back ratio

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    Beam width

    Property of R. Struzak 44

    Beamwidth of an

    antenna pattern: the angle

    between the half-power

    points of the main lobe.

    Defined separately for

    the horizontal plane andfor the vertical plane.

    Usually expressed in

    degrees.

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    Typical Gain and Beamwidth

    Property of R. Struzak 45

    Type of antenna Gi [dB] BeamW.

    Isotropic 0 3600x3600

    Half-wave Dipole 2 3600x1200

    Helix (10 turn) 14 350x350

    Small dish 16 30

    0

    x30

    0

    Large dish 45 10x10

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    Antenna Mask (Example 1)

    Property of R. Struzak 46

    Typical relative

    directivity- mask

    of receiving

    antenna (Yagi

    ant., TV dcm

    waves)

    [CCIR doc. 11/645, 17-Oct 1989)

    -20

    -15

    -10

    -5

    0

    -180

    -120

    -6 0 0

    60

    120

    180

    Azimith angle, degrees

    Re

    lative

    gain,

    dB

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    Antenna Mask (Example 2)

    Property of R. Struzak 47

    -50

    -40

    -30

    -20

    -10

    0

    0.1 1 10 100

    Phi/Phi0

    Relative

    gain

    (dB)

    RR/1998 APS30 Fig.9

    COPOLAR

    CROSSPOLAR

    Reference pattern for co-polar and cross-polar components for satellite

    transmitting antennas in Regions 1 and 3 (Broadcasting ~12 GHz)

    0dB

    -3dBPhi

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    Property of R. Struzak 48

    Linear Polarization

    In a linearly polarized

    plane wave the direction

    of the E (or H) vector is

    constant.

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    Elliptical Polarization

    Property of R. Struzak 49

    LHC

    Ex = cos (wt)

    Ey = cos (wt+3pi/4)

    Ex = cos (wt)

    Ey = cos (wt+pi/4)Ex = cos (wt)

    Ey = cos (wt)

    Ex = cos (wt)

    Ey = -sin (wt)

    RHCEx = cos (wt)

    Ey = sin (wt)Ex = cos (wt)

    Ey = -cos (wt+pi/4)

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    Property of R. Struzak 50

    Polarization ellipse The superposition of

    two plane-wavecomponents results inan elliptically

    polarized wave The polarization

    ellipse is defined by its

    axial ratio N/M(ellipticity), tilt angle and sense of rotation

    Ey

    Ex

    M

    N

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    Polarization states

    Property of R. Struzak 51

    LHC (Poincar sphere)UPPER HEMISPHERE:

    ELLIPTIC POLARIZATIONLEFT_HANDED SENSE

    EQUATOR:

    LINEAR POLARIZATION

    450 LINEARLOWER HEMISPHERE:ELLIPTIC POLARIZATION

    RIGHT_HANDED SENSE

    LATTITUDE:REPRESENTSAXIAL RATIO

    LONGITUDE:REPRESENTSTILT ANGLE

    POLES REPRESENTCIRCULAR POLARIZATIONS

    RHC

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    Comments on Polarization

    Property of R. Struzak 52

    At any moment in a chosen reference point in

    space, there is actually a single electric vector E

    (and associated magnetic vector H).

    This is the result of superposition (addition) of theinstantaneous fields E (and H) produced by all

    radiation sources active at the moment.

    The separation of fields by their wavelength,polarization, or direction is the result of

    filtration.

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    Antenna Polarization

    Property of R. Struzak 53

    The polarization of an antenna in a specificdirection is defined to be the polarization of the

    wave produced by the antenna at a great distance

    at this direction

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    Polarization Efficiency

    Property of R. Struzak 54

    The power received by an antenna

    from a particular direction is maximal if the

    polarization of the incident wave and the

    polarization of the antenna in the wave arrival

    direction have:

    the same axial ratio

    the same sense of polarization the same spatial orientation

    .

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    Polarization filters/ reflectors

    Property of R. Struzak 55

    Wall of thin parallel wires (conductors)

    |E1|>0 |E1|>0|E2| = 0 |E2| ~ |E2|

    Vector E wiresVector E || wires

    Wire distance ~ 0.1

    At the surface of ideal conductor the tangential

    electrical field component = 0

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    Phased Arrays

    Property of R. Struzak 56

    Array of N antennas in a linear or spatial

    configuration The amplitude and phase excitation of each

    individual antenna controlled electronically

    (software-defined) Diode phase shifters

    Ferrite phase shifters

    Inertia-less beam-forming and scanning (sec)with fixed physical structure

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    Beam Steering

    Property of R. Struzak 57

    Beam-

    steeringusing

    phase

    shifters ateach

    radiating

    element

    Radiating

    elements

    Power

    distribution

    Phase

    shifters

    Equi-phasewave front

    = [(2/)d sin]

    3 2 0

    d

    Beam direction

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    4-Bit Phase-Shifter (Example)

    Property of R. Struzak 58

    Bit #1Bit #3Bit #4 Bit #2

    Input Output00 or22.50 00 or450 00 or900 00 or1800

    Steering/ Beam-forming Circuitry

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    Switched-Line Phase Bit

    Property of R. Struzak 59

    Input Output

    Delay line #1

    Delay line #2

    Diode switch

    Phase bit = delay difference

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    Delay line w. nonlinear dielectric

    Property of R. Struzak 60

    LZ

    C

    =

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    2 omnidirectional antennas

    Property of R. Struzak 61

    -1

    -0.5

    0

    0.5

    1

    -1 -0.5 0 0.5 1

    D = 0.5, = 900-1

    -0.5

    0

    0.5

    1

    -1 -0.5 0 0.5 1

    -1

    -0.5

    0

    0.5

    1

    -1 -0.5 0 0.5 1

    D = 0.5, = 00 D = 0.5, = 1800

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    N omnidirectional antennas

    Property of R. Struzak 62

    0

    0.5

    1

    1.5

    2

    2.5

    -180 -90 0 90 180

    Azimuth angle, degrees

    Relativegai

    0

    1

    2

    3

    4

    5

    6

    -180 -90 0 90 180

    Azimuth angle, degrees

    Relativegain

    0

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    -180 -90 0 90 180

    Azimuth angle, degrees

    Relativegai

    N = 9, = 450N = 2, = 900 N = 5, = 1800

    Array gain (line, uniform, identical power)

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    Antenna synthesis objective

    Property of R. Struzak 63

    Main lobe looks in the

    required direction

    The signal delivered to N

    fixed points is above therequired minimal level

    The signal delivered to N

    fixed points is zero, orbelow the required

    maximal level

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    Owens Valley Radio Observatory

    Property of R. Struzak 64

    The Earths

    atmosphere is

    transparent inthe narrow

    visible-light

    window

    (4000-7000

    angstroms) and

    the radio band

    between 1 mm

    and 10 m.

    [Sky & Telescope

    Feb 1997 p.26]

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    The New Mexico Very Large Array

    Property of R. Struzak 65

    [Sky & Telescope

    Feb 1997 p. 30]

    27 antennas along 3 railroad tracks provide baselines up to 35 km. Radio

    images are formed by correlating the signals garnered by each antenna.

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    Circular antenna arrays

    Property of R. Struzak 66

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    Antenna Arrays: Benefits

    Property of R. Struzak 67

    Possibilities to control electronically

    Direction of maximum radiation

    Directions (positions) of nulls

    Beam-width

    Directivity

    Levels of sidelobesusing standard antennas (or antenna collections)

    independently of their radiation patterns

    Antenna elements can be distributed along straightlines, arcs, squares, circles, etc.

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    Adaptive (Intelligent)Antennas

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    Array of N antennas in a linearor spatial configuration

    Used for selection receiving

    signals from desired sources andsuppress incident signals fromundesired sources

    The amplitude and phaseexcitation of each individual

    antenna controlledelectronically (software-defined)

    The weight-determiningalgorithm uses a-priori and/ or

    measured information The weight and summingcircuits can operate at the RF orat an intermediate frequency

    w1

    wN

    Weight-determiningalgorithm

    1

    N

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    Protocol independence

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    Transceiver

    Channelizer

    (TDMA, FDMA, CDMA)

    antenna antenna

    Transceiver

    Channelizer

    (TDMA, FDMA, CDMA)

    Spatial and Temporal Processing

    baseband signals/user data

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    2 GHz adaptive antenna

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    A set of 48

    2GHz

    antennas

    Source:Arraycomm

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    Simulated experiments

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    2 omnidirectional antennas (equal amplitudes)

    N omnidirectional antennas (arranged along a

    line, with equal amplitudes)

    Variables (In both cases):

    distance increment

    phase increment

    http://array2ant.xls/http://array_nant.xls/http://array_nant.xls/http://array2ant.xls/
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    What we have learned

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    Antenna: substantial element of radio link

    We have just reviewed

    Basic concepts

    Radio wave radiation physics Elementary radiators

    Selected issues relevant to antennas

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    Selected References

    Property of R. Struzak 73

    Griffiths H & Smith BL (ed.):Modern antennas; Chapman & Hall, 1998

    Johnson RC:Antenna Engineering Handbook McGraw-Hill Book Co.

    1993 Kraus JD:Antennas, McGraw-Hill Book Co. 1998

    Scoughton TE:Antenna Basics Tutorial; Microwave Journal Jan. 1998, p.186-191

    Stutzman WL, Thiele GA:Antenna Theory and Design JWiley &Sons,1981

    http://amanogawa.com Software

    http://www.feko.co.za/apl_ant_pla.htm Li et al., Microcomputer Tools for Communication Engineering Pozar D. Antenna Design Using Personal Computers www.gsl.net/wb6tpu /swindex.html (NEC Archives)

    http://amanogawa.com/http://www.feko.co.za/apl_ant_pla.htmhttp://www.feko.co.za/apl_ant_pla.htmhttp://www.gsl.net/wb6tpu%20/swindex.htmlhttp://www.gsl.net/wb6tpu%20/swindex.htmlhttp://www.gsl.net/wb6tpu%20/swindex.htmlhttp://www.gsl.net/wb6tpu%20/swindex.htmlhttp://www.feko.co.za/apl_ant_pla.htmhttp://amanogawa.com/
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    Any questions?

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    Thank you for your attention

    Copyright note

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    Property of R. Struzak 75

    Copyright 2004 Ryszard Struzak. All rights are reserved.

    These materials and any part of them may not be published, copied to or

    issued from another Web server without the author's written permission.

    These materials may be used freely for individual study, research, and

    education in not-for-profit applications.

    If you cite these materials, please credit the author If you have comments or suggestions, you may send these directly to the

    author at [email protected].

    mailto:[email protected]:[email protected]