Anna Freud Centre, London Department of Clinical...

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“The concept of epistemic trust: Can it help integrate attachment theory and psychoanalysis.” Peter Fonagy OBE PhD FBA FMedSci FAcSS The Anna Freud Centre, London Department of Clinical, Educational & Health Psychology, University College London [email protected] San Francisco Center for Psychoanalysis: Haskell Norman Prize Event

Transcript of Anna Freud Centre, London Department of Clinical...

“The concept of epistemic trust: Can it

help integrate attachment theory and

psychoanalysis.”

Peter Fonagy OBE PhD FBA FMedSci FAcSS

The Anna Freud Centre, London

Department of Clinical, Educational & Health Psychology, University College London

[email protected]

San Francisco Center for Psychoanalysis: Haskell Norman Prize Event

The things I feel proud of

(just showing off, not relevant so

you don’t need to listen!)

Some of the Mentalizing Family

UCL/AFC/Tavistock

Prof George Gergely

Professor Pasco Fearon

Professor Mary Target

Prof Anthony Bateman

University of Leuven

Dr Patrick Luyten

Dr Liz Allison

Professor Alessandra Lemma

Professor Eia Asen

& UCL/AFC

Dr Trudie Rossouw

Dr Dickon Bevington

More Family Members (The USA branch)

Menninger Clinic/Baylor Medical College/U Laval/Harvard (The

USA branch)

Dr Jon Allen

Dr Lane Strathearn

Dr Karin Ensink

Dr Read Montague

Yale Child Study Centre UCL & Catholic University, Santiago

Prof Linda Mayes

Dr Carla Sharp

Dr Efrain Bleiberg

Nicolas Lorenzini

Professor Lois Choi-Kain

Dr Elisabeth Newlin

And European adopted to the ‘Family’

Dawn Bales

Dr Mirjam Kalland

And Nicolas Lorenzini, Chloe Campbell, Liz Allison and Rose Palmer

for help with the preparation of this presentation.

Professor Finn Skårderud

Professor Sigmund Karterud

•Cindy Decoste

•Catherine Freeman

•Ulla Kahn

•Ilan Diamant

•Morten Kjolbe

•Benedicte Lowyck

•Tobi Nolte

•Marjukka Pajulo

•Svenja Taubner

•Bart Vandeneede

•Annelies Verheught-Pleiter

•Rudi Vermote

•Joleien Zevalkink

•Bjorn Philips

•Peter Fuggle

The journey from attachment to

communication

A working definition of mentalization

Mentalizing is a form of imaginative

mental activity, namely, perceiving and

interpreting human behaviour in terms

of intentional mental states (e.g. needs,

desires, feelings, beliefs, goals,

purposes, and reasons).

Articles Published Citing Papers

About Mentalizing or Mentalization

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Source: Google Ngram Viewer

Google’s Ngram Viewer shows the

percentage a word is present in a

corpus of 5.2 million books published

from the years 1500 to 2008

Some Free Publicity

2016

Oxford University Press, PLC

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Let the boy

dream Ivan,

He is a born

dilettante!

You will never

amount to anything

if you hold a ball

like that!

I want to write my

PhD on the “Use

of low signal-to-

noise ratio stimuli

for highlighting the

functional

differences

between the two

cerebral

hemispheres”.

You look smug now but you will lose your hair just like

Dad

Criticisms of attachment theory

From psychoanalysis: “mechanistic”

“reductionistic”

“no real metapsychology”

“broad classifications that lose the

subtlety and detail of the original material”

Fonagy & Target, 2007; Röttger-Rössler, 2014; Otto, 2011)

WEIRD: Western, Educated,

Industrialised, Rich & Democratic

From anthropology: “culturally blind”

“socially oblivious”

“misses different family configurations, e.g.,

alloparenting”

“empirically based on WEIRD people”

John Bowlby’s disagreements with psychoanalysis 1. Emphasis on internal phantasy at the expense of the environment and

experiences

2. Rigid dogmatism in psychoanalysis, at odds with scientific creativity

3. Metapsychology is speculative and not open to empirical verification

4. Lack of experimental observation to underpin psychoanalytic theorising

Holmes, 1993; Hoffman 2009; Stern, 2013; Luyten et al., 2006

Two psychoanalyses today

Scepticism concerning the

empirical approach to clarifying

and examining the validity of

psychoanalytic ideas has certainly

continued almost unabated within

the clinical psychoanalytic tradition

The academic position, a more positive

approach towards systematic enquiry and

empirical research

Psychoanalysis & Attachment: Areas of integration

• Emergence of relational and relation-ship focused emphasis.

• Increasing interest in the child’s social environment.

Contemporary psychoanalysis is more pluralistic

• The intrapsychic (representational) aspect of attachment theory: expectations and perceptions of the self and others.

• Mechanism of intergenerational transmission of attachment.

• Fosters defenses against incompatible stimuli.

• This representational level allowed for the development of the AAI

The Internal Working Model (IWM)

• People are fundamentally driven by relationships and the primary need for them (Fairbairn, 1952; 1963).

• Representations of self and others are building blocks of development.

• Normal development implies the integration and differentiation of those representations.

• Psychopathology is then an impairment in integration and differentiation.

• Attachment and object relation theories share a decline of the interest in sexuality.

Object relations theory

Epstein, 2010; Brown, 2010; Aron, 2011; Bowlby 1973; Greenberg, 1983; Blatt, 1974, 1997; Kernberg, 2005; Fonagy, 2008; Zamanian, 2011

Attachment and relational psychoanalysis

Both regard emotional problems as the result as interference with an innate potential for interrelatedness.

Patterns of relation are crucial for diagnosis and treatment.

Both see dynamic transactions between people as the primary context for theory building and analytic technique.

Attachment and intersubjectivity are motivational systems.

There exist subtle aspects of interpersonal interaction in the creation of identity and also in therapeutic change.

A systemic perspective in which the subject and object have interchanging roles.

Emphasis on the dyadic nature of affect representations.

The dynamics of recognition and otherness that grow out of a transactional understanding of relationships.

Central role of reality in development

Contemporary psychoanalysis: The emergence of an interpersonal perspective

• “The Relational School”

– Based on the work of Harry Stack Sullivan (1892-1949)

Not a single theory, but metatheories where human relationships have a superordinate role

Stephen Mitchell Thomas Ogden Irwin Hoffman

Attachment theory, like relational theory, is a two-person theory of conflict and

defense, which sees defensive mechanisms as arising from the conflict between

the infant’s needs and caregiver’s responses (Lyons-Ruth, 1999; 2003)

PDs are enduring behaviors; their features include an

intrapersonal component (dysregulation of arousal,

impulse, and affect), an interpersonal component

(dysfunctional relationship patterns), and a social

component (which creates conflicts with others and with

social institutions) . Attachment theory accounts for these

characteristics of PDs and provides an ideal standpoint to

understand these disorders, integrating psychological,

psychiatric, genetic, developmental, neuroscientific, and

clinical perspectives.

OK!

ATTACHMENT

IS NOT

EVERYTHING!

Rethinking the centrality of attachment in developmental psychopathology

(Aries, 1973; Stone, 1977)

Different social environment

are likely to trigger different

attachment styles as more

adaptive

Infanticide in 19th C Milan was

30-40% (Marten, 2010)

Attachment not universal: Historically childhood is a

state of enduring murderous abuse and brutality

Women living in extremely

deprived conditions in

Brazilian ghettoes, allowing

the death of their infants with

apparently little sorrow, but

become loving mothers to

subsequent children or to

children who they previously

gave up on as hopeless cases,

but appear to go on to survive

Attachment is not everything…but it is

• Early attachment has limited predictive power

– Later unfolding of genetic endowment (Fearon, 2013)

– Attachment styles change in adaptation to genes and

environment (Roisman, 2007; Pinquart, 2013)

Sexuality and aggression

Social relatedness

Communication

• Attachment provides a secure base from which to explore the internal world

• It is the basis and most important context for the emergence of mentalization

Mental disorder can be conceptualised as impairments in the capacity of the individual for

social learning expressed in terms of epistemic trust vs. epistemic hypervigilance or freezing

Gergely, 2007; 2012; Csibra, 2009; 2011; Fonagy, 2014; in press.

Attachment relationships provide the sufficient conditions for epistemic trust

A historical overview of shifting frames

Changing one’s favourite instinct:

Up to age 40: The psychosexual AND aggression instinct – Freud and classical psychoanalysis

Age 40-60: The instinct for attachment – Bowlby, Ainsworth and early infant researchers

o Attachment theory extended to mentalizing can encompass:

• Sexuality – failure of early mirroring

• Aggression – failure of affect regulation and impact awareness

Age 60 to †: The instinct for communication –Tomasello, Gergely, and modern developmental research

o Communication defines attachment relationships • Secure attachment ensures capacity to learn from experience

From attachment to

communication: via socio-biology

The theory of natural pedagogy and epistemic trust (Gergely & Csibra, 2008; Fonagy & Allison, 2014)

New form of evolution (late Pleistocene)

based on learning and the

transmission of cultural knowledge

As soon as you need to create tools to make tools

the process of tool-making becomes, distanced

from its ultimate function, opaque in its

intent and necessitates communication

How do young humans learn to use the bewildering array

of tools that surround them efficiently?

Five distinctive features of a CULTURE (Whitehead & Rendell “The Cultural Lives of Whales and Dolphins”)

A characteristic technology that engenders

A moral component, with rules that buttress

“the way we do things” and punishments for

infraction that creates

An acquired, not innate, distinction between

insiders and outsiders that permits

A cumulative character that builds up over time

that necessitates

Teaching and learning that requires

Epistemic vigilance

The theory of natural pedagogy and epistemic trust (Gergely & Csibra, 2008; Fonagy & Allison, 2014)

New form of evolution (late Pleistocene)

based on learning and the

transmission of cultural knowledge

The challenge of discerning of epistemic

trustworthiness and the need for

EPISTEMIC VIGILANCE!

ET=

Epistemic

Trust

The theory of natural pedagogy and epistemic trust (Gergely & Csibra, 2008; Fonagy & Allison, 2014)

New form of evolution (late Pleistocene)

based on learning and the

transmission of cultural knowledge

The challenge of discerning of epistemic

trustworthiness and the need for

EPISTEMIC VIGILANCE!

The pedagogic stance is triggered by ostensive communicative cues (E.G. turn-taking contingent reactivity, eye contact)

Ostensive cues have in common

Person recognized as a self

Paid special attention to (noticed as an agent)

ET=

Epistemic

Trust

Innate Sensitivity to Contingency

Triggering the Pedagogical Stance

Ostensive cues function to trigger epistemic trust: Opening channel to receive knowledge about social

and personally relevant world (CULTURE)

Going beyond the specific experience and acquire knowledge relevant in many settings

Triggers opening of an evolutionarily protected epistemic channel for knowledge acquisition

Mimicry may be protected by human evolution because it generates epistemic trust

Social smile (recognition of self) increases imitation because smile generates epistemic trust and opens channel to receive knowledge

Subjects : 4 groups of 18-month-olds Stimuli: Two unfamiliar objects

Experimental illustration of ostensive cues

Gergely, Egyed et al. (2013)

1: Baseline – control group

Simple Object Request by Experimenter A

Subjects: n= 20 Age: 18-month-olds

No object-directed attitude demonstration

Ostensive Communicative Demonstration

Other

person

Requester: OTHER person (Condition 1)

Non-Ostensive (Non-Communicative) Demonstration

Other

person

Requester: OTHER person (Condition 2)

Condition 4: Non-Ostensive (Non-Communicative)

Same

person

Demonstration Requester: SAME person

Epistemic trust and mother – infant

attachment

Young Children’s Trust in Their Mother’s Claims (Corriveau, Harris, Meins et al., 2009)

• Longitudinal study of attachment,

• 147 children assessed for attachment in infancy

• Tested twice for epistemic trust aged 50 and 61 months

• Mother and a stranger make conflicting claims – Task 1: name a novel object

– Task 2: name a hybrid animal made up 50% each of two animals

– Task 3: name a hybrid animal made up of 75% one animal and 25% of another

• Question: – Who does the child spontaneously turn to?

– Who does the child believe?

Corriveau & Harris’ Studies of Epistemic Trust • ‘‘Mummy said it’s a snegg and

Joan (stanger) said it’s a yoon. What do you think it’s called, a snegg or a yoon?’’

• ‘‘Mummy said it’s a yiff and Joan said it’s a zazz. What do you think it’s called, a yiff or a zazz?’’

• ‘‘Mummy said it’s a crut and Joan said it’s a larp. What do you think it’s called, a crut or a larp?’’

A 50:50 animal from Corriveau et al.

50% pig : 50% bear If Mother names hybrid as pig

then stranger always names it

bear

A 50:50 animal from Corriveau et al.

50% cow : 50% horse If Mother names hybrid as

horse then stranger always

names it cow

A 75:25 animal from Corriveau et al.

75% rabbit : 25% squirrel Mother always names hybrid as squirrel

and stranger always names it rabbit

A 75:25 animal from Corriveau et al.

75% bird : 25% fish Mother always names hybrid as fish

and stranger always names it as bird

Proportion of Trials on Which Children Chose Their Mother for

Information by Attachment Group and by task P

erce

nt

Moth

ers

Cho

sen

Avoidant 0

Secure

20

40

60

80

Attachment Classification at 18 months

*

N=146

***

Resistant Disorganised

***

***

*** ***

***

Novel Object

50-50 Hybrid

75-25 Hybrid

Corriveau, Harris, Meins et al.,

Child Dev,, 80, 750-761.

Social Cues that Create Epistemic Trust Attachment to person who responded sensitively in

early development is special condition for

generating epistemic trust cognitive advantage of

security including neural development (Van Ijzendoorn et al.)

Generally any communication marked by

recognition of the listener as intentional agent will

increase epistemic trust and likelihood of

communication being coded as Relevant

Generalizable

To be retained in memory as relevant

Feeling contingently responded to (mentalized) is

the quintessential ostensive cue and therefore the

primary biological signal that it is safe to learn

Individuals differ in the extent they

are able to generate epistemic

trust

Individual Differences in Creating

Epistemic Trust • Influential communicators

– use ostensive cues to maximum

– create ‘illusion’ of recognizing agentiveness of

listener • Looking at audience

• Addressing current concern

• Communicating that they see problem from agent’s perspective

• Seeing and recognizing individual struggle in understanding

• Massive difference in ability of individuals to

influence (teachers, politicians, managers, therapist)

explicable in terms of varying capacity to generate

epistemic trust

What you want

to communicate

What they are

interested in

OSTENSIVE

CUEING

EPISTEMIC

TRUST

Knowledge

experienced

as relevant &

generalizable

What you want

to communicate

What they are

interested in

Communicating without

ostensive cueing…

…will be experienced

as irrelevant

What you want

to communicate

What they are

interested in

KNOWLEDGE

TRANSFER BLOCKED

What you want

to communicate

What they are

interested in

When the speaker

uses ostensive cues…

…audience hear message

as relevant to them

What you want

to communicate

What they are

interested in

What you want to

communicate

What they are

interested in

What you want to

communicate

What they are

interested in

RAPID, EFFICIENT KNOWLEDGE TRANSFER

Meta-analytic studies of teacher

effectiveness • What makes a teacher the most effective?

– It is teachers seeing learning through the eyes of students

• The key ingredients are: – Awareness of the learning intentions

– Knowing when a student is successful

– Having sufficient understanding of the student’s understanding

– Know enough about the content to provide meaningful and challenging experiences

• Passion that reflects the thrills as well as awareness of the frustrations of learning.

With grateful thanks to Dr Peter Fuggle

Therapist is greatest source of variance in

psychotherapy outcome (Wampold et al. 2016) O

dd

s o

f a

clin

ica

l e

pis

od

e in

MB

T b

y th

era

pis

t

Sensitive caregiving

Caregiver’s mentalizing of the infant acts as the

prototypical ostensive cue

Secure attachment

Epistemic trust

Learning channel opens (selectively)

Learning about self

Learning about the world

This lays the foundations for…

Learning from & about others

Which enables… Mentalizing

Successful navigation of social world

Epistemic trust and a history of

maltreatment

Maltreatment and the failure of epistemic trust

An abusive or neglectful caregiving environment (the child is not mentalized)

Ostensive cues are either absent or undermined by fear or confusion

Epistemic vigilance is not relaxed

Epistemic mistrust (hypervigilance) develops

adults’ mind is not considered as a benign or reliable source of knowledge (deferential source – Sperber)

possible adult hatred, sadism, fear or indifference safer not to think about the caregiver’s mental states at all

Maltreatment and the failure of epistemic trust

Once epistemic trust is damaged and the mind is partially closed to processing new information access to exploring different ways of behaving and

responding becomes highly restricted:

The presentation of fresh information cannot be internalized as personally relevant or meaningful Knowledge (including social knowledge) is not

updated

A subjective sense of being ‘stuck in isolation’ is created.

Impaired epistemic trust serves to severely diminish responsiveness to psychotherapeutic intervention

Neglect/ attachment

trauma

Ostensive cues are not processed, were absent

or misleading

Insecure/ disorganized attachment

Absence of epistemic

trust

Learning channel is closed, indiscriminately

open or both by turns

Epistemic hyper-

vigilance

Excessive credulity

Epistemic dilemma

Mentalizing difficulties

Problems in adapting to social world

Problems in learning from

others In all 3 cases, the individual struggles to learn effectively

about either self or world

Implications for understanding and treating personality disorders

Openness to the (social) environment is usually adaptive…

Openness to the (social) environment is usually adaptive…

Openness to the (social) environment is usually adaptive…

…but so is hypervigilance under certain circumstances

The nature of psychopathology in BPD Social adversity (most deeply trauma following

neglect) is the destruction of trust in social knowledge of all kinds rigidity, being hard to reach

Cannot change because cannot accept new information as relevant (to generalize) to other social contexts

Personality disorder is not disorder of personality but inaccessibility to cultural communication relevant to self from social context Partner Therapist Epistemic Mistrust Teacher }

Approachable as

Unapproachable

Unapproachable as

Approachable

Trustworthy as

Untrustworthy

Untrustworthy as

Trustworthy

Judgment bias for approachability and trustworthiness of faces.

NS

NS

BPD

Control P<.001

P<.001

Direction of bias

Nicol et al., 2013 Plos One

Implications: The nature of psychopathology

• Epistemic mistrust which can follow perceived experiences of maltreatment or abuse leads to epistemic hunger combined with mistrust

• Therapists ignore this knowledge at their peril

• Personality disorder is a failure of communication • It is not a failure of the individual but a failure of learning

relationships (patient is ‘hard to reach’)

• It is associated with an unbearable sense of isolation in the patient generated by epistemic mistrust

• Our inability to communicate with patient causes frustration in us and a tendency to blame the victim

• We feel they are not listening but actually it is that they find it hard to trust the truth of what they hear

Vulnerability

to psychopathology…

…can be buttressed by

foundations of

epistemic trust that

build resilience

Building a social network in childhood and adolescence

When the capacity to form bonds of trust is shaky and tends to break down…

…we lose our learning network and social expectations are not updated

Reconceptualising BPD: understanding not in terms of disease mechanisms…

…but as an absence of expected resilience or lack of epistemic trust…

Epistemic injustice and therapy

Epistemic injustice: the credibility of a person’s

testimony is questioned on the basis of the hearer’s

bias or suspicion.

In the therapeutic context in relation to BPD, the ascribed

manipulative and unreliable nature of patients can lead

therapists to hypermentalize their patients. As a result

they over-ascribe or inaccurately impute agency and

intentionality

This can create a self-reinforcing communicative

impasse: the epistemic hypervigilance of the patient is

compounded by the epistemic injustice of the therapist.

This can be guarded against by the maintenance of a

mentalizing stance on the part of the therapist, which is

further dependent on the therapist’s social environment.

Thank you for bearing with us.

The e-mail for the slides is:

Slides from:

[email protected]