ANIMAL CARE AND USE PROCEDURES€¦ · experiment/demonstration proposed, including why the...

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1 STANDARD PROCEDURE for ANIMAL CARE and USE PROCEDURES REVIEW All animal care and use procedures (ACUP) involving animals covered under the regulations of the Animal Welfare Act must be approved by the Institutional Animal Care and Use Committee (IACUC) before such procedures commence. All submissions, reviews and retention of documents relating to ACUPs will be handled in such a manner as to comply with applicable federal regulations. The standard procedures associated with the review of Animal Care and Use Procedures are given below:

Transcript of ANIMAL CARE AND USE PROCEDURES€¦ · experiment/demonstration proposed, including why the...

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STANDARD PROCEDURE

for

ANIMAL CARE and USE PROCEDURES

REVIEW

All animal care and use procedures (ACUP) involving animals covered under the

regulations of the Animal Welfare Act must be approved by the Institutional Animal Care

and Use Committee (IACUC) before such procedures commence. All submissions,

reviews and retention of documents relating to ACUPs will be handled in such a manner

as to comply with applicable federal regulations. The standard procedures associated with

the review of Animal Care and Use Procedures are given below:

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I. SUBMISSIONS AND VETERINARY CONSULTATION

All animal care and use procedures at Rose-Hulman Institute of Technology are to be documented on an ACUP Form (see Attachment A). The person responsible for the submission of the written procedures is termed the Principal Investigator (PI). The PI is defined as "..... an employee of Rose-Hulman Institute of Technology, or other person associated with Rose-Hulman, responsible for a proposal to conduct experimental research or to conduct an experiment or demonstration for teaching purposes and for design and implementation of such experiments involving animals". The form requests the information necessary for review by the Institutional Animal Care and Use Committee (IACUC).

The law requires that an Attending Veterinarian (AV) or his/her designee be consulted by the PI when planning procedures in order to provide guidance in matters of animal medicine/technology and information necessary to complete immobilization, anesthesia, analgesia, tranquilization, euthanasia, and adequate pre-procedural and post-procedural care in accordance with current established veterinary medical and nursing procedures. The PI is to consult with the attending veterinarian prior to completing the form.

Once the form is completed, it will be recorded and forwarded to the IACUC Secretary for final review/consultation and assigned an ACUP number.

II. ACUP REVIEW by the IACUC

The procedures and associated information contained within the completed ACUP form are to be reviewed by the full IACUC or by at least two members of the IACUC acting as a subcommittee. Many ACUP reviews will be performed by the Subcommittee.

USDA regulations required that all members of the IACUC have the opportunity to request and receive a full IACUC review of any ACUP. Consequently, each ACUP will be provided to all IACUC members five (5) working days in advance of the Subcommittee review. Unless one of the IACUC members requests full committee review, the ACUP review will be handled by the Subcommittee. If there is a request for full IACUC review, arrangements for that review will be made by the IACUC Chairman or his/her designee.

There will be an exception to the five day notice period for urgent ACUP's to be reviewed by the IACUC. In such cases, a telephone poll will be conducted to determine whether any committee member desires full IACUC review.

All ACUPs will be reviewed by either the IACUC or its Subcommittee, and reviews will be conducted in the following manner:

1. The Chairman or his/her designee will specify a primary and secondary reviewer for each ACUP. All IACUC members will receive a copy of the ACUP Abstract with reviewers designated on the form.

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2. The reviewer(s) will receive a copy of the ACUP at least five working days in advance of any IACUC or Subcommittee review; in the case of the expedited review a copy of the ACUP(s) may be provided with less lead time. It is the reviewer's responsibility to evaluate the procedures and other information, including making direct contact with the PI for explanation of procedures unfamiliar to the reviewer or for other clarifying information.

3. The Reviewers will decide the ACUP's compliance with USDA regulations and provide comments/approval to the Subcommittee Secretary. Such approval shall, at the discretion of the Chairman, extend only until the IACUC has an opportunity to review the ACUP. The Reviewers shall return the reviewer's minutes form to the IACUC Secretary who will notify the PI of the IACUC action and record the action in the IACUC record.

The vote may result in the following:

i) APPROVAL

ii) WITHHOLD APPROVAL

iii) REQUIRED MODIFICATIONS (Returned to PI with list of modifications required for approval.)

The IACUC Secretary or his/her designee is responsible for recording the minutes of the review.

4. In the case of IACUC review, the reviewer is responsible for presenting the ACUP to the IACUC. The ACUP will then be discussed and upon conclusion of the discussion, a vote of IACUC members in attendance is taken.

III. NOTIFICATION TO PRINCIPAL INVESTIGATOR

The Secretary is responsible for notifying the PI in writing of the action taken by the reviewing body as soon as reasonably possible. If the ACUP is approved, the notification will include the ACUP Number that has been assigned.

IV. RESUBMISSION OF ACUPS

A. Required Modifications

ACUP's requiring modification will be returned to the PI to be amended and resubmitted into the ACUP review process. The review and notification procedure are the same as mentioned previously.

B. Annual Review of ACUPS

All ACUP's will undergo periodic review, at least annually, after their initial submission. The IACUC will establish the review cycle for each ACUP and at its discretion may require more frequent review of some ACUPs. In either case the PI will be notified of the review requirement. He/she will then be responsible for updating the ACUP's information and submitting for review as outlined above.

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C. Substantive Changes in ACUP

The ACUP is specific and unique in a number of ways including animal species, persons performing procedures, techniques to be used, method of euthanasia (if required), method of anesthesia (if required), etc. If there are changes in these or any other substantive information within the ACUP, the PI is required to modify the ACUP and submit it as a new procedure.

V. IACUC CONSIDERATION

A quorum of the IACUC will hold periodic meetings to consider the actions of the ACUP Subcommittee. All members at this session of the IACUC will have an additional opportunity to ask questions concerning individual ACUPs, and the Subcommittee will discuss significant issues that may have arisen during the ACUP review process. At the close of discussions the IACUC will affirm or disaffirm the actions of the ACUP Subcommittee. If the IACUC decisions affect individual ACUPs, the Secretary of the IACUC will notify the appropriate PI of the need to update or amend the ACUP in question.

List of Attachments

Attachment A: Animal Care and Use Procedure (ACUP) Form

Attachment B: Review and Evaluation Form

Attachment C: Notification Form

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ATTACHMENT A

ANIMAL CARE AND USE PROCEDURES (ACUP) FORM

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ANIMAL CARE AND USE PROCEDURES Rose-Hulman Institute of Technology

The Animal Welfare Act requires that certain considerations pertaining to animal care and use be made by the Investigator; that the Investigator consult with the Attending Veterinarian regarding these considerations; and that the Institutional Animal Care and Use Committee review all animal care and use procedures proposed by the Investigator. This Animal Care and Use Procedures (ACUP) form will document that these considerations have been made. Once animal related procedures have been reviewed and approved, an investigator may proceed with initiation of experimental protocols under a number assigned to that specific ACUP. Animal experiments will not be initiated without an accompanying valid ACUP number.

SECTION I. GENERAL INFORMATION ACUP# 2002-JA-01 Submission Date: 10/23/02 Study Title: Control of blood flow in the retinal circulation of the rat Study Type: Research Project #: New Renewal

Teaching Course #: New Renewal Principal Investigator Information

Full name: Jameel Ahmed Degree(s): Ph.D. SSN: 145728121

Campus Address: CM 186, 5500 Wabash Avenue, Terre Haute, IN 47803

Telephone: 8726033

Fax: 8778025

Email: [email protected]

Phone #

Co-Investigators: none

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Purpose of Proposed Research or Class Experiment/Demonstration

Briefly explain in language understandable to a layperson the aim of the research or teaching experiment/demonstration proposed, including why the research or teaching experiment/demonstration is important to human or animal health, the advancement of knowledge, or the good of society.

The research proposed here is designed to increase our understanding of the function of the retinal circulation in healthy animals. In particular, the major objective of this research is to develop a small animal model to study the physiological control system for blood flow to the retina. In particular, we are interested in studying different chemical “messengers” and seeing how they function to match blood flow to activity of cells in the retina.

This research is important due to the fact that little is known about this control system, and that there are many blindness-causing diseases that affect the retinal circulation. Among these diseases are diabetic retinopathy (vision loss due to diabetes), retinal vascular occlusions, retinopathy of prematurity (vision loss in premature infants), and possibly glaucoma. A better understanding of the control system in healthy animals will set the stage for better treatments/ prevention of these disorders.

Rationale for Animal Use

1) Explain your rationale for animal use, including reasons why non-animal models cannot be used.

2) Justify the appropriateness of the species selected. [Nb. The species selected should be the lowest possible on the phylogenetic scale.]

1) The control of blood flow relies on the interplay of several different chemical messengers, some of which may still be unidentified, arising from multiple cell types in the retina. This type of interrelationship cannot be duplicated in non-animal models.

2) Rats have a vascular retina that is similar in many respects to the human retina. Mouse eyes would be significantly smaller, multiplying the technical difficulties in the recordings. It would be difficult to assess whether results obtained from non-mammalian species would be applicable to humans.

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Experimental Protocol/Time Line Provide a description of all procedures using animals. For animals undergoing non-survival surgery solely for tissue procurement, a short description of the procedures for obtaining tissue and a brief description of the usage planned for the tissues will be adequate. A description of restraint and anesthesia protocols must be provided in sections IV and V, respectively, and non-surgical and surgical procedures must be provided in sections VI and VII, respectively. These details need not be provided here.

Provide a breakdown of the experimental groups and an experimental protocol for all procedures using animals. For animals undergoing survival surgery, multiple manipulations, and/or repeated observation, a time line is necessary. The time line should begin with animal procurement, denote the approximate timing of all important manipulations, and conclude with final disposition.

Attempts will be made to ensure that animals are procured less than 1 month before use. The only manipulation to the animal prior to the experiment day will be to deprive the animal of food the night before the experiment.

8:00 AM—To start the experiment, a subcutaneous injection of urethane anesthetic (1.6 g/kg urethane) (see Braun et al., Am. J. Physiol. 272: H1444-H1453, 1997) will be administered. Urethane is a slow, but extremely long acting anesthetic. Injections will be made subcutaneously rather than intraperitoneally because this limits the osmotic effects, decreasing the effect of urethane on blood volume. Rats will take 1-2 hours to reach surgical levels of anesthesia. This injection may be given in O109. An alternate form of anesthetic is a mixture of ketamine and xylazine (100mg/kg of a 50%-50% mixture) injected intraperitoneally. Due to the much quicker action of this mixture, the time of injection will be delayed roughly 90 min.

10:00 AM – Start surgery. An endotracheal tube will be inserted to allow artificial respiration. Cannulae will be placed in the femoral artery (for blood pressure measurements) and vein (for drug infusion). Once the venous cannula is in place, 5% sodium pentobarbital will be injected as needed to maintain surgical levels of anesthesia. For cannula insertion, these vessels will be exposed surgically. At this point, the animal will be placed in a stereotaxic apparatus that immobilizes the head using ear bars that fit into the ear canals.

10:45 AM—Eye surgery will be started. The tissue around the eye will be removed, exposing the sclera of the eye. At this point, a paralytic agent (pancuronium bromide) will be given to reduce eye movements. Once paralyzed, artificial ventilation will be started and an eyering will be attached to the eye with sutures or with tissue glue. Once on the eyering, the cornea and lens of the eye will be removed and the vitreous chamber will be filled with balanced salt solution. In some experiments a chamber, designed to attach to the eyering will be connected to the front of the eye. In some experiments requiring injection of fluorescent microspheres into the left ventricle (see next section) a small hole will be made in the chest wall

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11:15 AM Blood flow measurements will be taken before and after administration of vasoactive agents. Blood flow measurements will be made in one of three methods: using laser Doppler velocimetry with retinal vessel diameter measurement, using radioactive microspheres, or using particle tracking of microspheres.

Laser Doppler velocimetry: In this technique, a laser beam is focused on a relatively large (approximately 100 um diameter) retinal arteriole. As this beam hits moving blood cells, there is a shift in the frequency of the laser light. This slightly shifted laser light creates in interference pattern with the unshifted reflected light from the retina, which is collected by an optical fiber and sensed using a light sensor. The frequency of the interference pattern (the "beat frequency") is proportional to the velocity of the blood traveling through the vessel. By making measurements of retinal vessel diameter through the microscope, a total blood flow can be calculated.

Fluorescent microsphere: In this technique, one ml of fluid containing roughly 1 million polystyrene microspheres (15 µm in diameter) is injected directly into the left ventricle of the heart. These microspheres are mixed with the blood in the ventricle and distributed to the whole body. Once they enter a piece of tissue, these microspheres become stuck in capillaries and stay in the tissue. Blood flow is determined by removing the tissue at the end of the experiment and determining the total amount of fluorescent dye that is embedded in the tissue. The total amount of dye is directly proportional the the total amount of blood that was sent to the tissue. Different color dyes can be used to make multiple measurements in the same animal under different conditions, such as during normal and reduced oxygen levels.

Particle tracking: In this technique 0.2 ml of fluid containing 1-2 µm diameter microspheres is injected into a vein. A microscope with attached video camera will be used to image these microspheres as they pass through the retinal vessels. Images will be saved using a VCR, and velocities and retinal vessel diameters will be measured offline.

4:00 PM (approximate: recording time will vary) Euthanasia will be carried out after conclusion of experiments.

Until onset of paralysis, sufficient depth of anesthesia will be ensured using the pinch test on the forelimb. After insertion of the femoral cannula, blood pressure will be monitored. Additional injection of sodium pentobarbital (dose as needed) will be used as needed to maintain appropriate depth of anesthesia.

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Personnel and Qualifications

Regulations issued under the recently amended Animal Welfare Act require that "Personnel conducting procedures on the species being maintained or studied will be appropriately qualified and trained in those procedures..." In addition to the responsibility of the Principal Investigator to assure that those individuals conducting such procedures are properly trained and qualified, the Institutional Animal Care and use Committee is required to evaluate the qualifications provided by the Principal Investigator in the course of ACUP review.

Descriptions of qualifications must include 1) formal education, 2) relevant general experience in the performance of procedures in the species studied, and, as applicable, 3) specific training and experience in the performance of non-routine, invasive, and surgical procedures in the species studied.

Research protocols should include only the names of the Principal Investigator and those individuals actually performing animal care and use procedures. Teaching protocols should include only the names of the Instructor and those employed to assist the instructor during the teaching exercise. Exclude the names and qualifications of those individuals with non-animal support functions associated with the research/teaching protocol. Descriptions of training and experience in the performance of specified non-routine, invasive, and surgical procedures, unless they will be performed by a Clinical Veterinarian, must be detained. If training/CV not attached, describe the training and experience of each individual.

CV attached or on file (include training)

Principal Investigator/Instructor: Jameel Ahmed x

Co-Investigators/Instructors: students

Technicians: Shannon Tieken x

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SECTION II. ANIMALS AND HUSBANDRY REQUIREMENTS What genus, species, and strain of animal will be used? Rattus norvegicus (Long-Evans)

What sex distribution is required? male female both either

What will be the approximate age, weight or size of the animals used? 250 g

What is the maximum number of animals per study? 20

How many control groups are planned? 0

What is the maximum number of treatment groups per study (include controls)? 1

How many animals per treatment group? 20

Is after hours monitoring of animals required? Yes No

If yes, explain the circumstances that necessitate after hours monitoring and who will monitor.

Are special diets required? Yes No

What is the maximum number of days the diet will be fed?

What, if any, are the anticipated side effects?

Is dietary restriction required? Yes No

If yes, what is the anticipated maximum duration (hours) of dietary restriction? 18

How often will the diet be restricted (frequency)? once

Is special housing required? no

If yes, describe housing requirements.

SECTION III. ROUTES OF ADMINISTRATION, TEST SUBSTANCES Will a test substance be administered? Yes No

If no, go to Section IV.

If yes, indicate all routes of administration: Describe the dosing regimen, including maximum frequency and duration, for each route of administration:

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SECTION IV. RESTRAINT Will animals be restrained? yes

If any test substance as described in Section III will be administered, will the method of restraint (for test substance administration only) be brief, routine restraint? Yes No If yes, do not include a description of the restraint technique for test substance administration below.

If no, include a description of the restraint technique to be used for test substance administration below.

Describe the applicable methods of restraint for each procedure. The descriptions should include the restraint methods to be used for procedures such as examination, test substance administration (other than routine manual restraint), anesthesia administration, and euthanasia, as well as for procedures unique to this protocol.

Animals will be restrained to allow access to muscle or the abdomen for injection of initial anesthetics. Routine manual restraint will be used.

Chemical Restraint, non-surgical procedures. List procedure(s), the chemical agent including dose and route of administration, and anticipated duration and frequency.

SECTION V. EUTHANASIA Will the animals be euthanized? Yes

If no, go to Section VI.

If yes, indicate method(s). If a method employs the use of a drug or chemical, indicate the name of the agent, dose and route of administration.

Overdose with 5% sodium pentobarbital administered intravenously

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SECTION VI. NON-SURGICAL PROCEDURES Is it anticipated that any of the non-surgical animal procedures conducted in the course of this study will cause pain or distress, other than that which is momentary or transient? no If yes, identify each procedure and any measures taken to alleviate pain or distress pre-procedural, procedural, and post-procedural, including the use of anesthetics, analgesics and tranquilizers, or other measures such as behavioral conditioning. If yes, and measures will not be taken to alleviate pain or distress, what is the rationale for not alleviating pain or distress? Retrospective reporting of any unanticipated pain or distress that occurs in study animals for any reason is the responsibility of the Principal Investigator. This applies to surgical as well as non-surgical procedures, and includes painful or distressful effects of test substances. As soon as the animal portion of the study is completed, the Principal Investigator should submit a written report stating (a) the ACUP number, (b) the numbers and species of animals involved, (c) a description of the events resulting in unanticipated pain or distress, and (d) measures taken to prevent future occurrences of such events, and, should such events recur, measures to be taken to alleviate the pain or distress.

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SECTION VII. SURGICAL PROCEDURES Will surgery be performed? yes

If no, go to Section VIII.

Who will perform the surgical procedures? Jameel Ahmed with aid from students

Where will the surgical procedures be performed (building and room/lab numbers)? M114 Myers Hall

Will the surgical procedures be major? or minor?

Will survival surgical procedures be performed? No All survival surgical procedures must be performed using aseptic technique.

If yes, will multiple survival surgical procedures be performed?

If multiple survival surgical procedures will be performed, provide an explanation of why this is necessary.

Will chronic instrumentation be performed?

List dose and route of administration of each agent used as a(n):

Pre-anesthetic: none

Anesthetic: Induction: Urethane 1.6 g/kg injected subcutaneously: or ketamine/xylazine mixture (100 mg/kg of a 50-50% mixture) injected intraperitoneally.

Supplemental: 5% Sodium Pentobarbital, as needed

Post-anesthetic: none

Will an analgesic be administered post-operatively? no

If yes, identify each analgesic to be administered and indicate the dose, route of administration, and frequency of administration.

If post-surgical pain or distress is anticipated, and an analgesic or other appropriate agent will not be administered, explain the necessity of withholding or the contraindications to the use of analgesics or other appropriate agents.

Who will monitor the animals during anesthesia? Jameel Ahmed

Who will provide post-surgical care/monitoring? n/a

Where will the animals recover from anesthesia? n/a

Will any paralytic or neuromuscular blocking agent be administered? yes

If yes, indicate the agent, dose, and route of administration. Pancuronium Bromide 0.3 mg/kg injected intravenously

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SECTION VIII. EVALUATION OF ALTERNATIVES TO THE USE OF ANIMALS AND PAINFUL PROCEDURES

A. Replacement Alternatives

Describe any alternatives to animal testing and/or painful procedures you considered for this protocol. The investigator is required to consult information sources such as Biological Abstracts, Index Medicus, Medline, Current Research Information Service, the Animal Welfare Information Center (National Agricultural Library), or other sources in an effort to identify possible replacement alternatives. List the information sources consulted and describe any alternatives to animal testing procedures you considered. If existing alternatives are unsuitable, explain. If the use of animal testing is required by regulations, cite the appropriate regulation and/or testing guideline.

A search for alternatives was done on the ALTWEB database. Search words included rats and retina and blood flow and (refine or reduce or replace). No alternatives were identified using this search.

B. Reduction Alternatives

Describe measures considered, such as appropriate statistical evaluations, or the use of in vitro modeling coupled with an in vivo component, that tend to reduce the total number of animals used.

Since this project centers around development of a technique, it is difficult to anticipate the number of animals needed. 20 animals have been requested, as this seems a reasonable number to work out technical problems and obtain baseline measurements. All attempts will be made to limit the number of animals used.

C. Refinement Alternatives (Minimization of Pain and Distress)

If painful or distressful procedures are a component of your procedure, what measures are taken to employ methods that tend to minimize the degree or duration of pain or distress, other than the administration of anesthetics, analgesics, or tranquilizers, such as 1) the minimization of time of exposure to a painful or distressful procedure or situation, 2) behavioral conditioning or modification, and 3) the use of available spontaneous animal models in lieu of induced animal models?

Pain or distress will be ameliorated using anesthetics

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SECTION IX. RESEARCH DUPLICATION (Skip Section IX if ACUP is for teaching purposes.)

Has this protocol been reviewed against data already in the literature to insure that this study does not unnecessarily duplicate previous experiments? Describe your review.

The following is an excerpt from the background and significance section of the proposal

which describes how the proposed research will fill in a gap in current research.

The retinal circulation does an excellent job of matching the nutrient supply to the inner

retina, which is largely supplied by the retinal circulation (e.g. Linsenmeier, 1986), with the

metabolic demand of inner retinal cells. Perturbations to either the supply or demand sides of this

mass balance result in compensatory changes in retinal blood flow. Figure 1 illustrates this mass

balance concept

Changes in the supply side of the mass balance have been shown to cause changes in

retinal blood flow. Hypoxemia has been shown to result in increased retinal blood flow (RBF)

(e.g. Ahmed et al., 2001), while hyperoxia has been shown to decrease retinal blood flow

(Grunwald et al., 1984).

Alteration in

RBF. Stimulation of

consumption (Bill and

measured by laser D

diameter (Polak et al

oxygenation of ONH

blood flow is accomp

al.,1998).

Metabolic

needs of inner retinal cells

Nutrient supply

to the Inner retina

Retinal stimulation

s

Retinal arteriolar dilation or

constriction

Figure 1: The retinal circulation works to balance the nutrient supply of the inner retinal with metabolic need

the oxygen consumption of inner retinal neurons also results in changes in

the retina with flickering light, which strongly increases inner retinal oxygen

Sperber, 1990), results in increased blood flow to the optic nerve head, as

oppler flowmetry (Falsini et al., 2002), as well as increased retinal vessel

., 2002). It has also been shown that flicker results in a transient decrease in

tissue (Ahmed et al.,1994). It has been shown that this increase in ONH

anied by an increase in NO levels in the vitreous above the ONH (Buerk et

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While the link between oxygen supply and demand in the retina has been fairly well

chronicled, the major components of the local control system underlying this link are less well

understood. Figure 2 shows one of an infinite number of hypothetical control systems that might

be in place to control retinal vascular tone, which is the parameter that controls retinal blood flow.

This control system shows a number of candidate molecules that have been shown to exert a

vasoactive effect in the retina and how they might interact to control retinal vascular tone. One of

these substances is nitric oxide (NO) produced by both neuronal nitric oxide synthase (nNOS)

and endothelial nitric oxide synthase (eNOS) (see Goldstein et al., 1996 for review of NO’s role

in retinal physiology). Also included in this hypothesis are other vasoactive compounds that have

been shown to alter blood flow in the retinal circulation, including adenosine (Gidday and Park

,1993; Buerk et al., 2002), endothelin (Granston et al., 1990) and [H+] (Rassam et al., 1993). Also

shown in this figure are hypotheses for how alterations in the oxygen supply or demand of the

inner retina (represented by dark boxes) might result in changes in release of vasoactive

compounds. It should be noted that the hypothesis represented by figure 2 is largely untested

(solid arrows indicate connections which have significant evidence supporting them, dashed

arrows indicate hypothetical relationships). To prove any of these interactions, it is not only

necessary to show that exogenous administration of these test substances results in a change in

retinal blood flow, but also to show that blockage of the effect of these substances results in an

inhibition of normal physiological function.

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Figure 2: Hypothetical control system for retinal blood flow: Dashed arrows indicate hypothetical functional relationships, while solid arrows indicate well established functional relationships. Dark boxes indicate perturbations that have been shown to alter retinal blood flow.

There is evidence that each of the candidate molecules shown in figure 2 can alter retinal

vascular resistance, however, it is not at all clear which of these plays an important role in normal

physiological function. To be able to perform the necessary experiments to pick apart this control

system, it is necessary to develop an animal model in which accurate retinal blood flow

measurements can be made and in which the administration of test substances can be done

easily.

There are numerous questions about functional interactions between neurons and the

retinal vasculature that remain to be answered. The question addressed in specific aims #3 and

#4 deals with developing an understanding of the mechanism by which flicker stimulation of the

retina results in dilation of retinal vessels. The origin of this signal must be one of the cell types

that are present in the inner retina. These cells include the numerous subclasses of horizontal

cells, bipolar cells, amacrine cells, and ganglion cells (including both cell bodies and axons), as

well as Müller cells and astrocytes. In particular, specific aim #4, in which TTX will be used to

block spike-generating activity in retinal amacrine and ganglion cells, is designed as a start in

identifying the neuronal trigger signal that ultimately leads to vasodilation.

One possibility for the neuronal signal is simply to use aggregate action potential

generation in ganglion and amacrine cells as a measure of inner retinal excitation. If this is the

case, blockage of action potential generation with TTX will result in a severing of the link between

Retinal

Arteriolar Tone

Endotheliallygenerated Nitric Oxide

-

Adenosine

Endothelin Neuronally-generated Nitric Oxide

[H+]

Hypercapnea Hypoxia

Hyperoxia

Excitation of retinal neurons + - +

+

+

+

+

+

+

+

+

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retinal excitation and retinal blood flow. If TTX proves to have little or no effect on flicker-evoked

vasodilation, than it would mean either that the signal that initiates this response occurs more

distally in the retina, that the signal used is an overall integration of all inner retinal activity,

perhaps integrated via retinal glial cells, or some combination of these two.

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The responsible Principal Investigator affirms that the study design, for which the above procedures will be performed, represents his/her best efforts for the reduction of numbers of animals used in this research, including the consideration of alternatives to the use of animals, and for the minimization of pain/distress in research animals. Furthermore, the experience of the individuals listed in the qualifications section have, individually or collectively, sufficient education, training, and experience to perform all of their assigned portions of the described animal care and use activities. The Principal Investigator will review and reevaluate the qualifications and training of all personnel involved in these animal care and use activities on at least an annual basis.

________________________________ Principal Investigator

___________________ Date

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THIS SECTION TO BE COMPLETED BY VETERINARIAN

The Veterinarian has reviewed the proposed animal care and use procedures and has found them appropriate for this protocol.

________________________________ ___________________ Attending Veterinarian Date

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ATTACHMENT B

REVIEW AND EVALUATION FORM

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ACUP REVIEW AND EVALUATION RECORD

ACUP No: ____________________________ Date: _____________

Title: ___________________________________________________

ACUP Review Subcommittee: ___________________________________________________

______________________________________________________________________________

Primary Reviewer: ____________________ Secondary Reviewer: ___________________

Subcommittee review and evaluation of this submission included but was not limited to consideration of the following: (all may not apply)

The Principal Investigator responsible for this ACUP has offered written assurance that where applicable:

1. The species selected is considered appropriate for this procedure.

2. The experience and qualifications of the Principal Investigator and Laboratory Assistants are appropriate to perform this activity.

3. Living conditions will be in accordance with existing regulatory standards.

4. Minimum number of animals are to be used consistent with the needs of the procedure described.

5. Painless euthanasia will be provided if needed.

6. Pain, discomfort, and distress will be minimized.

7. More than momentary or slight pain will be appropriately eliminated or minimized or will continue only for the necessary period of time.

8. Animals experiencing chronic or severe unrelieved pain will be euthanized during or immediately at the end of the procedure.

9. Appropriate surgical services and pre- and post-operative veterinary and nursing care will be provided.

10. Multiple survival operative procedures will not be performed unless appropriate justification is provided.

11. A literature search was conducted and non-animal alternatives were either not available or considered not appropriate.

12. This activity does not unnecessarily duplicate previous experiments. (Research only)

13. Medical care is available and will be provided by a qualified veterinarian.

Action Approved Require Modification(s) Approval Withheld (List)

__________________________________ ___________________ Reviewer Date

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ATTACHMENT C

NOTIFICATION FORM

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NOTIFICATION TO INVESTIGATOR OF ACUP REVIEW

To: _________________________________________________ (Principal Investigator)

ACUP No. ____________________ has been reviewed by the Institutional Animal Care and Use Committee (IACUC), and the following action was taken:

Approved

Approval Withheld

Requires Modification

If this ACUP requires modification(s), this is described below. All changes should be discussed with the primary reviewer listed below, or in case they are unavailable, with the secondary reviewer.

REQUIRED MODIFICATION(s):

Upon modification, please resubmit the completed ACUP. No experiment can be initiated for this ACUP until the Principal Investigator has received written notification of the ACUP's approval.

Signed: ___________________________________________

Date: __________________

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Jameel Ahmed June 12, 2001

Date of Birth: March 19, 1968 Place of Birth: Havertown, Pennsylvania Address: Rose-Hulman Institute of Technology Department of Applied Biology and Biomedical Engineering 5500 Wabash Avenue Terre Haute, IN 47803 (812) 872-6033 - Phone (812) 877-8025 - Fax [email protected] - email Education: Graduate September 1990- June 1997 Northwestern University, Evanston, IL Advisor: Robert A. Linsenmeier M.S. Biomedical Engineering received June 1993 Ph. D. Biomedical Engineering received December 1997 Ph. D. Thesis Topic: The control of blood flow through the retinal circulation of the cat: A study using fluorescent microspheres. Undergraduate August 1986-May 1990 Syracuse University, Syracuse NY B.S. Bioengineering Experience: Assistant Professor August 1999-

Department of Applied Biology and Biomedical Engineering Rose-Hulman Institute of Technology Terre Haute, IN

Postdoctoral Fellow July 1997-July 1999 University of Houston College of Optometry Houston, TX

Advisor: Laura J. Frishman Honors: NIH Postdoctoral Fellowship; EY06938, Isolation of Bipolar cell responses in the macaque ERG,

September 1998 Fight for Sight Postdoctoral Fellowship; PD98041, June 1998 Fight for Sight Student Fellowship, June 1991 Walter P. Murphy Fellowship, Northwestern University, August 1990 Bioengineering Founders Award for Engineering Excellence, Syracuse University, May 1990 Publications:

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Published research papers:Ahmed, J., Pulfer, M.K., and Linsenmeier, R.A. (In Press) Measurement of blood flow through the retinal

circulation of the cat during normoxia and hypoxemia using fluorescent microspheres. Microvasc. Res.

Hood DC, Frishman LJ, Viswanathan S, Robson JG, and Ahmed J. (1999) Evidence for a ganglion cell

contribution to the primate electroretinogram (ERG): effects of TTX on the multifocal ERG in macaque. Vis Neurosci.16(3):411-6.

Hood DC, Greenstein V, Frishman L, Holopigian K, Viswanathan S, Seiple W, Ahmed J, and Robson JG.

(1999) Identifying inner retinal contributions to the human multifocal ERG. Vision Res. 39(13):2285-91.

Linsenmeier, R.A., Braun, R.D., McRipley, M.A., Padnick, L.B., Ahmed, J., Hatchell, D.L., McLoed,

D.S., and Lutty, G.A. (1998) Retinal hypoxia in long term diabetic cats. Investigative Ophthalmology and Visual Science. 39:1647-1657.

McRipley, M.A., Ahmed, J., Chen, E.P.C., and Linsenmeier, R.A. (1997) Effects of adaptation level and

hypoglycemia on function of the cat retina during hypoxemia. Visual Neuroscience. 14 (1-12). Ahmed, J., Linsenmeier, R.A. and Dunn, R. (1994) The oxygen distribution in the prelaminar optic nerve

head of the cat. Experimental Eye Research.. 59 (457-466) Ahmed, J., Braun, R.D., Dunn, R., and Linsenmeier, R.A. (1993) Oxygen distribution in the macaque

retina. Investigative Ophthalmology and Visual Science. 34:3 (516-521) Ahmed, J., Engbretson, G.A. (1993) Disk shedding in the absence of a pigment epithelium in the lizard

parietal eye. Vision Research..33:18 (2637-43) Published Abstracts (selected): AufderHeide, A.C., and Ahmed, J. (2001) Design of a pressurization chamber for recordings of retinal

blood flow in the in vivo eyecup preparation in the rat. Proceedings of the Rocky Mountain Bioengineering Symposium, 2001.

Ahmed, J., Frishman, L.J., and Robson, J.G. (1999) Pharmacological removal of positive and negative

STRs is required to isolate bipolar-cell responses in the macaque scotopic electroretinogram. Investigative Ophthalmology and Visual Science Suppl. 39:4

Ahmed, J., Xu, L., Frishman, L.J., and Robson, J.G. (1998) Light adaptation of rod signals in rod and cone

bipolar cells of the cat retina. Society for Neuroscience Annual Meeting. Ahmed, J., and Linsenmeier, R.A., (1998) The role of adenosine in increased perfusion in the cat retinal

circulation during hypoxemia. Investigative Ophthalmology and Visual Science Suppl. 39:4 Ahmed, J., McRipley, M.A., and Linsenmeier, R.A. (1996) The effect of hypoglycemia on the resistance of

the ERG b-wave and Scotopic Threshold Response to hypoxemia in the cat. Investigative Ophthalmology and Visual Science Suppl. 37:4

Ahmed, J., and Linsenmeier, R.A., (1996) Measurement of ocular blood flow in cats using fluorescent

microspheres. Annals of Biomedical Engineering. 24:s40 Ahmed, J., Linsenmeier, R.A., and Dunn, R. Jr. (1993) The distribution of oxygen in the cat optic nerve

head. Investigative Ophtalmology and Visual Science Suppl. 34:4

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Ahmed, J., Braun, R.D., Dunn, R. Jr., and Linsenmeier, R.A. (1992) Oxygen distribution in the macaque retina. Investigative Ophtalmology and Visual Science Suppl. 33:4