Anatomy of the Fugue

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    Site 1996 Timothy A. Smith

    Author Sojurn Courses

    Anatomy of a Fugue

    Visit the Fugues of the Well-Tempered Clavier (Flashor Shockwave), where all of thetechniques discussed on this page are illustrated in interactive hypermedia.

    I. Definition of a Fugue

    Polyphonic procedure involving a specified number of voices in which a motive

    (subject) is exposed, in each voice, in an initial tonic/dominant relationship, then

    developed by contrapuntal means.

    II. "Form" of a Fugue

    A fugue generally consists of a series of expositionsand developmentswith no

    fixed number of either. At its simplest, a fugue might consist of one exposition

    followed by optional development. A more complex fugue might follow the

    exposition with a series of developments, or another exposition followed by one or

    more developments. Fugues that are tonally centered will expose the subject

    without venturing out of an initial tonic/dominant constellation. Because its

    outline is so variable, it is preferable to speak of the fugue as a "process" rather

    than "form" per se.

    III. The fugal purpose, method, character, and essence

    Before form, the fugue is metaphorical; itspurposeis to reveal connections

    between seemingly unlike things. Its methodis to develop an idea in never

    precisely the same way. Its characteris to demonstrate relationships, unveiled

    both in terms of new ideas born of old, but also in counterpoint with the old. The

    fugal essenceis experienced in discovery of the new to be of the stame "stuff" as

    the old.

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    IV. Parts of a Fugue

    A. Main Idea of the Fugue and How It Is Stated

    1. Subject:Melody that comprises the primary melodic/rhythmic material of

    the fugue. Subjects typically have two parts: the "head" is calculated to

    attract attention either by unusual rhythmic or intervallic emphasis, while the

    "tail" is typically more conjunct, rhythmically uniform, and sometimesmodulatory. The head and/or tail itself may employ variation of one or two

    smaller motives or figures...each comprised of a characteristic rhythm and/or

    interval.

    2. Answer:Subject imitation which immediately follows the first statement of

    the subject: in a different voice and usually fifth higher. Answers are a

    subclass of subjects which bear certain interval characteristics in relationship

    to the subject as it was originally stated.

    Tonal Answer:An answer that typically (though not always) stays in

    the same key as the subject. To do this it is necessary for the intervals

    of the subject to change somewhat. In a tonal answer "do" and "sol"

    switch places: The position occupied by "do," in the subject, becomes

    "sol" in the answer and vice versa.Analytical technique: Subjects

    having many skips (disjunct) that focus upon the tonic and dominant

    scale degrees lend themselves to a tonal answer.

    Real Answer:An answer that is a transposition of the subject toanother key, usually the dominant.Analytical technique: Subjects

    having mostly steps (conjunct) that don't focus upon "do" and "sol"

    lend themselves to a real answer.

    3. Countersubject:Substantive figure that sometimes recurs immediately

    following the subject or answer (in the same voice). Countersubjects serve as

    counterpoint to subjects (or answers) sounding simultaneously in a different

    voice. Not every fugue will have a countersubject. Some fugues may have

    more than one countersubject.

    4. False Subject:Some people use the term "false subject" to describe an entry

    of the subject (or answer) that begins but never finishes. This term should be

    reserved for instances where the subject appears to enter, breaks off, then

    follows immediately with a complete statement. Most other instances of

    incomplete subjects are developmental and should be termed "imitation."

    B. Main Sections of the Fugue

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    1. Exposition:Portion(s) of the fugue consisting of subject(s) with at least one

    answer, and possibly countersubject(s). To qualify as an exposition, the

    subject(or answer) must appear in all voices and answers must be in the

    proper relationship (tonalor real) to subjects. The exposition normally

    concludes immediately after the subject (or answer) appears in the last voice.

    Expositions may defer the cadence until after a codetta. Differentiation

    between exposition subtypes is based upon the order in which voices enter

    (as compared to the first exposition) and whether or not the subject haschanged.

    Re-Exposition:An exposition, following the initial

    exposition, in which the voices enter in the same order as

    the first exposition.

    Counterexposition:An exposition following the initial

    exposition in which the voices enter in a different order than

    they did in the first exposition, or the subject of the newexposition is a contrapuntal variation of the original.

    Double Exposition:Exposition utilizing a brand new

    subject (i.e. not contrapuntally derived from the first). If the

    new subject is unique, then the fugue is a double fugue (or,

    in the case of three subjects, triple fugue).

    2. Developmental Episode:Section in which motives from the exposition are

    treated in sequence, modulation, contrary motion, double counterpoint,

    stretto, augmentation/diminution,pedal, etc. Episodes are generally

    terminated by a cadence and may follow one after the other. Developmental

    episodes characteristically begin by departing from the subject, to fragment

    or vary it in some way, but gradually building up to a restatement of the

    subject in at least one voice. These statements of the subject are typically not

    in the tonic/dominant relationship of the exposition and are called "middle

    entries" (or in GermanDurchfhrung). Episodes typically do not enunciate

    the subject in all voices.

    3. Coda or Codetta:Concluding segment of a section (codetta) or of the entirefugue (coda). Codas and codettas often sound as if they are something added

    after the structural end of the section or work. The function of codettas is

    often modulatory (to return the tonality to the key of the subject after an

    answer at the dominant). Not all fugues have these.

    V. Compositional Techniques of the Fugue

    A. Tonal Variation

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    1. Modulation:Repetition of a motive in another key. Bach typically arranges

    his fugues around closely related keys (major and minor keys immediately

    adjacent to each other on the circle of fifths).

    2. Mutation (also called "change of mode"):Statement of the subject or

    answer (or any other primary material) in the opposing mode. A subject first

    stated in minor and later stated in major is said to have "mutated."

    B. Contrapuntal Variation

    1. Stretto:Entry of a motive in a second voice before the first voice has

    finished its statement. Motive can mean subject, answer, countersubject, or

    any other substantive melodic/rhythmic entity in imitation.

    2. Augmentation/Diminution:Statement of a motive in rhythmic durations

    that are proportionately doubled or halved.

    3. Pedal Point:Suspension of one pitch, often the bass, in such a manner that it

    is alternately consonant then dissonant with the chord progression. Fugues

    often conclude with episodes of pedal point.

    4. Retrograde:(rare) Statement of the motive's pitches in reverse order.

    5. Melodic Inversion:(Contrary Motion) Statement of a motive where interval

    directions have been made to move in the opposite direction of the original

    motive. If the quality of the intervals is preserved the motion is said to be the

    "mirror inversion."

    6. Sequence:Repetition of a motive at another pitch level, usually up or down

    a step. Each repetition is called a "leg." Sequences in which each leg itself

    contains a sequential pattern are said to be nested. Bach's sequences tend to

    be of this latter variety, with the overall sequence comprised of two or three

    legs, each leg comprised of two subsidiary units. For example: study the

    sequences in the mirror fugues ofArt of Fugue. Sequential episodes seldom

    appear in fugal expositionsbut are frequent accouterments to developments.

    7. Contrapuntal Inversion:(Double/Triple Counterpoint) Reappearance of a

    pair of voices (double ctpt.) or trio of voices (triple ctpt.) in which registers

    have been reassigned in such a way that the voices have crossed and the

    interval relationship between voices is fundamentally altered.

    a. Types of Contrapuntal Inversions:

    At the Octave:Fourths become fifths, unisons become

    octaves, etc. While parallel 4ths sound fine, they do not

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    invert contrapuntally, and double ctpt. at the octave avoids

    them. See the Canon per Augmentationem in contrario

    Motufrom theArt of Fuguefor an example of double

    counterpoint at the octave.

    At the Tenth (8va+3rd):Parallel motion tends to be

    avoided altogether. This is because intervals that parallel

    acceptably in one texture (e.g. 3rds & 6ths) becomeunacceptable when inverted (8vas & 5ths). Study the Canon

    alla Decimaof theArt of Fugue.

    At the Twelfth (8va+5th):With the exception of 3rds

    (which remain 3rds), acceptable parallels become

    unacceptable when inverted at the 12th. Thus, in the Canon

    alla Duodecimaof theArt of Fugue(which features this

    type of double ctpt.) the composer uses many parallel thirds.

    b. How to Calculate Type of Contrapuntal Inversion:

    1. Determine interval that the lower voice has been moved UP

    2. Determine interval that the higher voice has been moved

    DOWN. Note: if the voices have not exchanged registers,

    the higher voice becoming the lower and vice versa, then

    contrapuntal inversion has not occurred.

    3. If steps 1 and 2 are each octaves, then the doublecounterpoint is at the octave. Otherwise, add the results of

    steps 1 and 2, then subtract 1.

    c. How to Calculate What Intervals Become After Inversion:

    1. Double counterpoint @8va: Subtract the interval (before

    inversion) from 9 to get the interval after inversion. For

    example: a 4th before inversion will become a 5th after

    inversion.

    2. Double counterpoint @10th: Subtract the interval (before

    inversion) from 11 to get the interval after inversion. For

    example: a 4th before inversion will become a 7th after

    inversion.

    3. Double counterpoint @12th: Subtract the interval (before

    inversion) from 13 to get the interval after inversion. For

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    example: a 4th before inversion will become a 9th after

    inversion.

    For Practice: Recognizing Contrapuntal Inversions

    The following examples of contrapuntal inversion are designed to be played from the Musica

    Antiqua Koln(Archiv 431 704-2) recording of the "Art of Fugue" BWV 1080. The firstsystem, in each example, is paired with the analogous measures, in double counterpoint,

    several bars later. Answer the following questions:

    1. In what direction and how far is each part moved in analogous sections?

    2. What happens to vertical intervals between analogous sections?

    3. What is the basic interval of contrapuntal inversion?

    4. What types of motion (parallel, contrary, oblique) characterize each example?

    Exchange of Registers (contrapuntal inversion) in

    Canon per Augmentationem in contrario Motu

    Exchange of Registers (contrapuntal inversion) in

    Canon alla Decima

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    Exchange of Registers (contrapuntal inversion) in

    Canon alla Duodecima

    If you are contemplating the analysis of a fugue, see How to Analyze a Fuguefor step-by-

    step instructions.

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