Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD
Transcript of Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD
Husqvarna AB 26-Jun-20 Sweden 1Directors RelatedElect Director Reelect Katarina Martinson as Director
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Joao Bosco Senra as Director
NTT DoCoMo, Inc. 16-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Nakata, Katsumi
Tech Data Corporation 12-Feb-20 USA 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
The Goodyear Tire & Rubber Company
06-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
W&T Offshore, Inc. 06-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Saga Communications, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Edward K. Christian
Saga Communications, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Gary G. Stevens
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director Michael S. Miller
Vornado Realty Trust 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Charles A. Koppelman
Ribbon Communications Inc. 02-Jun-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
United Therapeutics Corporation 26-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Tootsie Roll Industries, Inc. 31-Aug-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Worthington Industries, Inc. 23-Sep-20 USA 1Directors RelatedElect Director Elect Director Carl A. Nelson, Jr.
Radiant Logistics, Inc. 11-Nov-20 USA 1Directors RelatedElect Director Elect Director Richard P. Palmieri
OptimizeRx Corp. 19-Nov-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Liberty Latin America Ltd. 03-Dec-20 Bermuda 1Directors RelatedElect Director Elect Director Alfonso de Angoitia Noriega
Evolution Petroleum Corporation 09-Dec-20 USA 1Directors RelatedElect Director Elect Director Edward J. DiPaolo
Village Super Market, Inc. 11-Dec-20 USA 1Directors RelatedElect Director Elect Director John P. Sumas
Nexity SA 19-May-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
Nexity SA 19-May-20 France 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
United Internet AG 20-May-20 Germany 1CapitalizationAuthorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights
China Hongqiao Group Limited 22-May-20 Cayman Islands 1Directors RelatedElect Director Elect Chen Yisong as Director
China Coal Energy Company Limited
16-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve 2021 Financial Services Framework Agreement, Annual Caps and Related Transactions
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1Directors RelatedElect Director Reelect Jan Carlson as Director
Intesa Sanpaolo SpA 27-Apr-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Tenaris SA 02-Jun-20 Luxembourg 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Tenaris SA 02-Jun-20 Luxembourg 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Renewal of the Share Capital Authorization of the Company
Danske Bank A/S 09-Jun-20 Denmark 1SH-Dirs' RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Legal Proceedings Against Auditors
Wilmar International Limited 12-Jun-20 Singapore 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options and Issuance of Shares Under the Wilmar Executives Share Option Scheme 2019
Nagoya Railroad Co., Ltd. 25-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Sassa, Kazuo
Fattal Holdings (1998) Ltd. 16-Sep-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
BHP Group Limited 14-Oct-20 Australia 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Constitution of BHP Group Limited
Jointown Pharmaceutical Group Co., Ltd.
07-Jan-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Funds for Entrusted Asset Management
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Amend the Relevant Provisions of the Financial Services Agreement and Related Party Transactions
Polski Koncern Naftowy ORLEN SA 05-Mar-20 Poland 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Supervisory Board
Elect Supervisory Board Member
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Hyundai Motor Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Sang-hyeon as Inside Director
Hermes International SCA 24-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Emile Hermes SARL, General Manager
Recordati SpA 29-Apr-20 Italy 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Slate 1 Submitted by FIMEI SpA
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transactions in Connection to Private Placement
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Marianna Zakharova as Director
CITIC Guoan Information Industry Co., Ltd.
15-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Financing Guarantee Provision for CITIC Guoan Guangshi Network Co., Ltd. from Foreign Trade Leasing Company
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee of Wholly-owned Subsidiaries to its Subsidiaries
China South Publishing & Media Group Co., Ltd.
20-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve 2019 Daily Related Party Transaction and 2020 Daily Related Party Transactions
Yihai International Holding Ltd. 22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Igor Sechin as Director
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Artemio V. Panganiban as Director
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Manuel L. Argel, Jr. as Director
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Directors
STMicroelectronics NV 17-Jun-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Deutsche Telekom AG 19-Jun-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board for Fiscal 2019
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Aluminum Corporation of China Limited
23-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Resolution in Relation to Matters on Guarantees of Ningxia Energy and Its Subsidiaries
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Chin-Der Ou, a Representative of Bai Yang Investment Holdings Corporation with Shareholder No. 85666, as Non-Independent Director
Heilongjiang Agriculture Co., Ltd. 29-Jun-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
Tenaga Nasional Berhad 30-Jun-20 Malaysia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant and Issuance of Shares to Amir Hamzah bin Azizan Under the Long Term Incentive Plan
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1Routine/BusinessApprove Dividend Distribution Policy
Approve Shareholder Return Plan
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Would You like to Elect One of the Management Independent Candidates Under a Separate Board Election for Minority Shareholders?
Klabin SA 31-Jul-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Naspers Ltd. 21-Aug-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation of the Remuneration Policy
Accelink Technologies Co., Ltd. 10-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of the Board to Handle All Related Matters
WUS Printed Circuit (Kunshan) Co., Ltd.
18-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of Board to Handle All Related Matters
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member F. Witter for Fiscal 2019
ZTE Corporation 06-Nov-20 China 2Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Management Stock Ownership Scheme (Draft) of ZTE Corporation and Its Summary
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Keong Wei
Informa Plc 23-Dec-20 United Kingdom 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Encana Corporation 14-Jan-20 Canada 1Routine/BusinessOther Business Other Business
Sekisui House, Ltd. 23-Apr-20 Japan 1Directors RelatedElect Director Elect Director Abe, Toshinori
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Victor Delloye as Director
Towngas China Company Limited 21-May-20 Cayman Islands 1Directors RelatedElect Director Elect Moses Cheng Mo-chi as Director
Shenzhen Investment Limited 26-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Appraisal Measures for Implementation of the Share Option Incentive Scheme of Sinotrans Limited
Poly Developments & Holdings Group Co., Ltd.
07-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transactions
Sands China Ltd. 19-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Clear Media Limited 27-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Philippine Seven Corporation 16-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wen-Chi Wu as Director
Li Ning Company Limited 12-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Petroleo Brasileiro SA 22-Jul-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands 1Directors RelatedElect Director Elect Director Eduardo Alcaro
Polyus PJSC 18-Aug-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Polin as Director
Coal India Ltd. 23-Sep-20 India 1Directors RelatedElect Director Elect V.K. Tiwari as Director and Approve Appointment of V.K. Tiwari as Official Part Time Director
UltraTech Cement Ltd. 12-Aug-20 India 1Directors RelatedElect Director Reelect Rajashree Birla as Director
Parker Drilling Company 09-Jan-20 USA 1CapitalizationApprove Reverse Stock Split Approve Reverse Stock Split
Alico, Inc. 27-Feb-20 USA 1Directors RelatedElect Director Elect Director R. Greg Eisner
Starbucks Corporation 18-Mar-20 USA 1Social ProposalMiscellaneous -- Environmental & Social Counterproposal
Report on Risks of Omitting Viewpoint and Ideology from EEO Policy
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Capital One Financial Corporation 30-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
NVR, Inc. 05-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director William H. McDevitt, Jr.
NACCO Industries, Inc. 13-May-20 USA 1Directors RelatedElect Director Elect Director Alfred M. Rankin, Jr.
JPMorgan Chase & Co. 19-May-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Amend Shareholder Written Consent Provisions
Hemisphere Media Group, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Peter M. Kern
Harley-Davidson, Inc. 21-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Liberty Media Corporation 21-May-20 USA 1Directors RelatedElect Director Elect Director David E. Rapley
PC Connection, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director David Hall
Citrix Systems, Inc. 03-Jun-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
FirstCash, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Mikel D. Faulkner
TripAdvisor, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director Betsy L. Morgan
MobileIron, Inc. 23-Jun-20 USA 1Directors RelatedElect Director Elect Director Kenneth Klein
Cal-Maine Foods, Inc. 02-Oct-20 USA 1Directors RelatedElect Director Elect Director Sherman L. Miller
Spero Therapeutics, Inc. 27-Oct-20 USA 1Directors RelatedElect Director Elect Director Ankit Mahadevia
Oracle Corporation 04-Nov-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Bluegreen Vacations Holding Corporation
18-Nov-20 USA 1Directors RelatedElect Director Elect Director William Nicholson
The Trade Desk, Inc. 22-Dec-20 USA 1Antitakeover RelatedProvide Right to Act by Written Consent
Provide Right to Act by Written Consent
Country Garden Holdings Co. Ltd. 21-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Adecco Group AG 16-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Mowi ASA 03-Jun-20 Norway 1Directors RelatedElect Director Elect Bjarne Tellmann as New Director
Danske Bank A/S 09-Jun-20 Denmark 1SH-Corp GovernanceCompany-Specific--Governance-Related
Board of Directors' and Executive Leadership Team's Shareholdings in the Oil, Gasand Coal Industry Must be Divested
Ubisoft Entertainment SA 02-Jul-20 France 1Directors RelatedElect Director Reelect Gerard Guillemot as Director
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Fattal Holdings (1998) Ltd. 16-Sep-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
BHP Group Plc 15-Oct-20 United Kingdom 1Directors RelatedElect Director Re-elect Ken MacKenzie as Director
Elbit Systems Ltd. 02-Dec-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Transaction Parties
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Pricing Method and Price
Lotte Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Shin Dong-bin as Inside Director
Zurich Insurance Group AG 01-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Ratify Appointment of Tony Blanco as Director
Novolipetsk Steel 24-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Oleg Bagrin as Director
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Flavia Maria Bittencourt as Independent Director
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1CapitalizationAuthorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Authorize Issuance of Warrants/Convertible Bonds/ Other Financial Instruments without Preemptive Rights
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo Veiga Ferraz Pereira as Independent Director
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Li Yu as Independent Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Resolution Validity Period
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Chao-Tung Wong, a Representative of CHINA STEEL CORPORATION with Shareholder No. 43831, as Non-Independent Director
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Director Mao-Hsiung Huang, a Representative of TECO Electric and Machinery Co Ltd
Welcia Holdings Co., Ltd. 21-May-20 Japan 1Directors RelatedElect Director Elect Director Ikeno, Takamitsu
Sino Biopharmaceutical Ltd. 26-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Dassault Systemes SA 26-May-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Bernard Charles, Vice-Chairman and CEO
Dassault Systemes SA 26-May-20 France 1Reorg. and MergersCompany Specific Organization Related
Delegate Power to the Board to Acquire Certain Assets of Another Company
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Marife B. Zamora as Director
Telekom Malaysia Bhd. 10-Jun-20 Malaysia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of LTIP Awards to Nor Hisham Md Nordin
Kia Motors Corp. 10-Jun-20 South Korea 1Directors RelatedElect Director Elect Song Ho-seong as Inside Director
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Simone Bagel-Trah to the Supervisory Board
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Simone Bagel-Trah to the Shareholders' Committee
Deutsche Telekom AG 19-Jun-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board for Fiscal 2019
Yanzhou Coal Mining Co., Ltd. 19-Jun-20 China 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Poon Chiu Kwok as Director
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey 1Directors RelatedElect Directors (Bundled) Elect Directors
SM Investments Corp. 24-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Tomasa H. Lipana as Director
Sartorius Stedim Biotech SA 24-Jun-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Skandinaviska Enskilda Banken AB 29-Jun-20 Sweden 1Directors RelatedElect Director Reelect Helena Saxon as Director
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ivan Dinichenko as Director
Indorama Ventures Public Co. Ltd. 30-Jun-20 Thailand 1Routine/BusinessOther Business Other Business
Want Want China Holdings Limited
18-Aug-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
WuXi AppTec Co., Ltd. 31-Aug-20 China 2Non-Salary Comp.Approve Share Plan Grant Approve Grant of Awards to the Connected Selected Participants
Kuehne + Nagel International AG 02-Sep-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Nicolas Bos as Director
LPP SA 18-Sep-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Crown Resorts Limited 22-Oct-20 Australia 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Bryan Young as Director
Insurance Australia Group Ltd. 23-Oct-20 Australia 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Approve Relationship with Industry Associations
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Chong Keap Tai @ Cheong Keap Tai
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Pei Cheen
Banco do Brasil SA 09-Dec-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Andre Guilherme Brandao as Director
Livzon Pharmaceutical Group Inc. 11-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Medium to Long-Term Business Partner Share Ownership Scheme (Revised Draft) of the Company and Its Summary
TCL Technology Group Corp. 28-Dec-20 China 1Reorg. and MergersInvestment in Financial Products Approve Adjustment of Securities Investment and Financial Management
Sanlam Ltd. 10-Jun-20 South Africa 1Routine/BusinessElect Member of Audit Committee
Elect Kobus Moller as Member of the Audit Committee
Shenzhen Investment Limited 26-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Isetan Mitsukoshi Holdings Ltd. 15-Jun-20 Japan 1Directors RelatedElect Director Elect Director Iijima, Masami
Peugeot SA 25-Jun-20 France 1Antitakeover RelatedAdopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Vicinity Centres 12-Nov-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Performance Rights and Restricted Rights to Grant Kelley
S.F. Holding Co., Ltd. 15-Apr-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantee Provision Plan
Guangdong Haid Group Co., Ltd. 16-Nov-20 China 1Reorg. and MergersApprove Loan Agreement Approve External Financial Assistance
Bajaj Auto Limited 14-Mar-20 India 1CapitalizationApprove Increase in Limit on Foreign Shareholdings
Approve Limit on Foreign Portfolio Investors' Investment
Aavas Financiers Limited 22-Jul-20 India 1Directors RelatedElect Director Reelect Kartikeya Dhruv Kaji as Director
AARTI Industries Limited 21-Sep-20 India 1Directors RelatedElect Director Reelect Manoj M. Chheda as Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Bank of Montreal 31-Mar-20 Canada 1SH-Soc./Human RightsData Security, Privacy, and Internet Issues
SP 1: Update Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information
Gruma SAB de CV 24-Apr-20 Mexico 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Consolidate Bylaws
Turkiye Is Bankasi AS 31-Mar-20 Turkey 1Directors RelatedApprove Discharge of Board and President
Approve Discharge of Board
A2A SpA 13-May-20 Italy 1SH-Dirs' RelatedElect Supervisory Board Members (Bundled)
Slate Submitted by Municipalities of Brescia and Milan
Chipbond Technology Corp. 15-Jun-20 Taiwan 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendments to Articles of Association
Urstadt Biddle Properties Inc. 18-Mar-20 USA 1Directors RelatedElect Director Elect Director Willis H. Stephens, Jr.
Hutchison China MediTech Ltd. 27-Apr-20 Cayman Islands 1Non-Salary Comp.Amend Executive Share Option Plan
Amend 2015 Share Option Scheme
Nucor Corporation 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Five9, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Robert Zollars
AMAG Pharmaceuticals, Inc. 02-Jun-20 USA 1Non-Salary Comp.Approve Repricing of Options Approve Certain Executive Employees Stock Option Exchange Program
Moelis & Company 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Navid Mahmoodzadegan
TripAdvisor, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director Stephen Kaufer
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Executive Committee in the Amount of USD 3,393,795
Page 13 of 469Page 10 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
PT Telekomunikasi Indonesia (Persero) Tbk
19-Jun-20 Indonesia 2Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Board of Company
National General Holdings Corp. 30-Sep-20 USA 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
John B. Sanfilippo & Son, Inc. 28-Oct-20 USA 1Directors RelatedElect Director Elect Director Ellen C. Taaffe
Radiant Logistics, Inc. 11-Nov-20 USA 1Directors RelatedElect Director Elect Director Jack Edwards
China Hongqiao Group Limited 22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tiger Brands Ltd. 18-Feb-20 South Africa 1Directors RelatedElect Director Elect Monwabisi Fandeso as Director
Telia Co. AB 02-Apr-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee
Ferrovial SA 16-Apr-20 Spain 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote on Remuneration Report
Heineken Holding NV 23-Apr-20 Netherlands 1Directors RelatedElect Director Elect Jean-Francois van Boxmeer as Non-Executive Director
ICL-Israel Chemicals Ltd. 23-Apr-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Mowi ASA 03-Jun-20 Norway 1Directors RelatedElect Director Elect Alf-Helge Aarskog (Vice Chair) as New Director
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Reduction of Tax Rate under the Researcher Tax Scheme
First Pacific Company Limited 16-Jun-20 Bermuda 1Directors RelatedElect Director Elect Axton Salim as Director
First Pacific Company Limited 16-Jun-20 Bermuda 1Directors RelatedElect Director Elect Tedy Djuhar as Director
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Transaction Price
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Undertakings of Remedial Measures by the Relevant Parties in Relation to the Dilution of Current Returns
Svenska Handelsbanken AB 25-Mar-20 Sweden 1Directors RelatedElect Director Reelect Jon-Fredrik Baksaas as Director
Page 14 of 469Page 11 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation Report of Corporate Officers
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Milton Seligman as Director
Aboitiz Power Corp. 27-Apr-20 Philippines 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendment of the Company's Articles of Incorporation
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcelo F. Bacci as Independent Director
Shanghai Electric Power Co., Ltd. 29-Apr-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantees
Hennes & Mauritz AB 07-May-20 Sweden 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Examination of Various Aspects of the Company's Collection of Data about the Personnel
Shenzhen International Holdings Limited
15-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mao-Hsiung Huang, a Representative of TECO Electric and Machinery Co Ltd with Shareholder No. 11, as Non-Independent Director
Jardine Cycle & Carriage Limited 22-May-20 Singapore 1Directors RelatedElect Director Elect Michael Kok as Director
China Resources Gas Group Limited
22-May-20 Bermuda 1Directors RelatedElect Director Elect Wang Yan as Director
ABC-MART, INC. 28-May-20 Japan 1Directors RelatedElect Director Elect Director Noguchi, Minoru
Magnitogorsk Iron & Steel Works PJSC
29-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Olga Rashnikova as Director
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
GT Capital Holdings, Inc. 05-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Alfred Vy Ty as Director
CSPC Pharmaceutical Group Limited
15-Jun-20 Hong Kong 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options Under the Share Option Scheme
Page 15 of 469Page 12 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Hung, Shih Chi, a Representative of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Renewable Energy Amend Articles to Request the Government to Develop Necessary Legal System to Stabilize Electricity Rate
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Dirs' RelatedRequire Majority of Independent Directors on Board
Amend Articles to Reduce Maximum Board Size and Require Majority Outsider Board
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Novak as Director
Komercni banka, a.s. 29-Jun-20 Czech Republic 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Tatung Co. 30-Jun-20 Taiwan 1Reorg. and MergersAmend Articles/Bylaws/Charter -- Organization-Related
Approve to Formulate Tatung's Code of Conduct Regarding National Security and Government Information Security for the Major Shareholders and Directors
Lenovo Group Limited 09-Jul-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Management System of Employee Share Purchase Plan
RUMO SA 22-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Cristina Anne Betts as Fiscal Council Member and Guido Barbosa de Oliveira as Alternate
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Renato Russo as Independent Director
Sul America SA 29-Jul-20 Brazil 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Director Appointed by Minority Shareholder
Shanghai Jahwa United Co., Ltd. 28-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
Shoprite Holdings Ltd. 16-Nov-20 South Africa 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Fees of the Lead Independent Director
Joincare Pharmaceutical Group Industry Co., Ltd.
02-Dec-20 China 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Authorization of the Board to Handle All Related Matters
Page 16 of 469Page 13 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Banco do Brasil SA 09-Dec-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Fabio Augusto Cantizani Barbosa as Director
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Liang Mong Song Under the 2014 Equity Incentive Plan
Visionox Technology, Inc. 16-Dec-20 China 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Provision of Guarantee for Financial Leasing Business
Inner Mongolia Yitai Coal Co., Ltd. 16-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Continuing Connected Transaction of Deposit Services Provided by Yitai Finance to the Company and/or Its Subsidiaries Under the Financial Services Framework Agreement
AerCap Holdings NV 22-Apr-20 Netherlands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Grant Board Authority to Issue Additional Shares
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Xavier Le Clef as Director
Pargesa Holding SA 06-May-20 Switzerland 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Creation of CHF 253 Million Pool of Capital without Preemptive Rights
Logan Property Holdings Co., Ltd. 22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Sumitomo Heavy Industries, Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Betsukawa, Shunsuke
GS Engineering & Construction Corp.
27-Mar-20 South Korea 1Directors RelatedElect Director Elect Huh Chang-soo as Inside Director
China CITIC Bank Corporation Limited
20-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Directors
Toyota Industries Corp. 09-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sasaki, Takuo
Peugeot SA 25-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Carlos Tavares, Chairman of the Management Board
Ferguson Plc 03-Dec-20 Jersey 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Oppein Home Group, Inc. 29-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantee
Shandong Gold Mining Co., Ltd. 24-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Framework Agreement with Shandong Gold Group Finance Co., Limited
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
15-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds for Cash Management
Page 17 of 469Page 14 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Fu Shou Yuan International Group Limited
09-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Financial Statements and Statutory Reports
AT&T Inc. 24-Apr-20 USA 1SH-CompensationCompany-Specific--Compensation-Related
Improve Guiding Principles of Executive Compensation
Ball Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Cathy D. Ross
Vale SA 30-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director James C. Hale
Quad/Graphics, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director John C. Fowler
Osmotica Pharmaceuticals plc 20-May-20 Ireland 1Directors RelatedElect Director Elect Director David Burgstahler
Hemisphere Media Group, Inc. 21-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
FS Bancorp, Inc. 28-May-20 USA 1Directors RelatedElect Director Elect Director Margaret R. Piesik
CVR Energy, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Hunter C. Gary
lululemon athletica inc. 03-Jun-20 USA 1SH-Other/misc.Animal Welfare Adopt Policy to Eliminate the Sale of Items Containing Down Feathers
Genie Energy Ltd. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Howard S. Jonas
Roku, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Alan Henricks
Frequency Therapeutics, Inc. 11-Jun-20 USA 1Directors RelatedElect Director Elect Director Marc A. Cohen
HF Foods Group Inc. 15-Jun-20 USA 1Directors RelatedElect Director Elect Director Xiao Mou Zhang (Peter Zhang)
Mylan N.V. 30-Jun-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
TerraForm Power, Inc. 29-Jul-20 USA 1Directors RelatedElect Director Elect Director Harry Goldgut
eGain Corporation 04-Dec-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
SK hynix, Inc. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Lee Seok-hee as Inside Director
Derwent London Plc 15-May-20 United Kingdom 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Authorise Issue of Equity
Carrefour SA 29-May-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Alexandre Bompard, Chairman and CEO
Page 18 of 469Page 15 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Fattal Holdings (1998) Ltd. 16-Sep-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Telekom Austria AG 24-Sep-20 Austria 1Directors RelatedElect Supervisory Board Member Elect Alejandro Jimenez as Supervisory Board Member
China Merchants Energy Shipping Co., Ltd.
27-Feb-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Service Agreement
Wal-Mart de Mexico SAB de CV 24-Mar-20 Mexico 1Non-Salary Comp.Amend Omnibus Stock Plan Approve Report and Resolutions Re: Employee Stock Purchase Plan
Lotte Chemical Corp. 25-Mar-20 South Korea 1Directors RelatedElect Directors (Bundled) Elect One Inside Director, Five Outside Directors and One NI-NED (Bundled)
Givaudan SA 25-Mar-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Davide Campari-Milano SpA 27-Mar-20 Italy 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Second Section of the Remuneration Report
HLB Co., Ltd. 30-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
Ping An Healthcare & Technology Company Limited
21-Apr-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Energy Absolute Public Co. Ltd. 23-Apr-20 Thailand 1Directors RelatedElect Director Elect Phatcharavat Wongsuwan as Director
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Michel Dimitrios Doukeris as Alternate Director
Cencosud SA 30-Apr-20 Chile 1Routine/BusinessOther Business Other Business
Universal Robina Corporation 14-May-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Zhejiang Expressway Co., Ltd. 15-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions
CITIC Guoan Information Industry Co., Ltd.
15-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Financing Guarantee Provision for CITIC Guoan Guangshi Network Co., Ltd. from Bank of Communications Financial Leasing Co., Ltd.
Haitian International Holdings Limited
19-May-20 Cayman Islands 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Liu Jianbo as Director and Authorize Board to Fix His Remuneration
Page 19 of 469Page 16 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Haitian International Holdings Limited
19-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
21-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Business Cooperation
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jose Ma. K. Lim as Director
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect Alexandre Van Damme as Director
PetroChina Company Limited 11-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 2
NTT DATA Corp. 17-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Yamaguchi, Tetsuro
Shanghai Pharmaceuticals Holding Co., Ltd.
23-Jun-20 China 2Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantees for 2020
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Kirill Dmitriev as Director
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Rashevskii as Director
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Oleg Fedorov as Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Prohibit Financial Support to Nuclear Power Generation Business at Other Companies
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Shimizu, Mareshige
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Private Placement of Shares
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Conditional Share Subscription Agreement
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey 1Directors RelatedApprove Discharge of Board and President
Approve Discharge of Board
Page 20 of 469Page 17 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Bo Wen as Director
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect David Lorne Levy as Independent Director
Banco do Brasil SA 30-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Joaquim Jose Xavier da Silveira as Independent Director
Naspers Ltd. 21-Aug-20 South Africa 1CapitalizationAuthorize Directed Share Repurchase Program
Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares
Holitech Technology Co. Ltd. 11-Sep-20 China 1Reorg. and MergersApprove Loan Agreement Approve to Develop Bill Pool Business and Bill Pledge Guarantee
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member A. Schot for Fiscal 2019
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member U. Hueck (until Feb. 8, 2019) for Fiscal 2019
ZTE Corporation 06-Nov-20 China 2Non-Salary Comp.Approve Executive Share Option Plan
Approve Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the 2020 Share Option Incentive Scheme
REA Group Limited 17-Nov-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Issuance of 7,093 Performance Rights to Owen Wilson under the REA Group Long-Term Incentive Plan
Momentum Metropolitan Holdings Ltd
26-Nov-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation Report
Ovctek China, Inc. 27-Nov-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve 2020 Methods to Assess the Performance of Plan Participants
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Keong Yeen
FirstRand Ltd. 02-Dec-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director Elect Roberto Balls Sallouti as Director
Page 21 of 469Page 18 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Patricia M. Muratori Calfat as Independent Director
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Paul Desmarais Jr as Director
Samsung Card Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Choi Gyu-yeon as Outside Director
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme
GF Securities Co., Ltd. 09-Jun-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Fan Lifu as Director
Central Japan Railway Co. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Suyama, Yoshiki
Contemporary Amperex Technology Co., Ltd.
29-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Shares Incentive Plan
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Rodrigo Kede de Freitas Lima as Independent Director
Cafe de Coral Holdings Limited 03-Sep-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo Luiz Wurzmann as Independent Director
Duratex SA 30-Apr-20 Brazil 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Director Appointed by Minority Shareholder
CRRC Corporation Limited 18-Jun-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Debt Financing Instruments
Oil & Natural Gas Corporation Limited
09-Oct-20 India 1Directors RelatedElect Director Elect Rajesh Madanlal Aggarwal as Director
China Resources Land Limited 02-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
The Bank of Nova Scotia 07-Apr-20 Canada 1SH-CompensationLimit Executive Compensation SP 1: Disclose the Compensation Ratio (Equity Ratio) Used by the Compensation Committee
Tencent Holdings Limited 13-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Page 22 of 469Page 19 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shanghai Industrial Holdings Limited
19-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Adobe Inc. 09-Apr-20 USA 1SH-Other/misc.Gender Pay Gap Report on Gender Pay Gap
Grupo Televisa SAB 28-Apr-20 Mexico 1Routine/BusinessElect Member of Audit Committee
Elect or Ratify Chairman of Audit Committee
Embraer SA 29-Apr-20 Brazil 1Directors RelatedApprove Director/Officer Liability and Indemnification
Amend Articles Re: Indemnity Provision
GlycoMimetics, Inc. 22-May-20 USA 1Directors RelatedElect Director Elect Director Timothy Pearson
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Jeffrey T. Hinson
Square, Inc. 16-Jun-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Report on Non-Management Employee Representation on the Board of Directors
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director German Larrea Mota-Velasco
CorVel Corporation 31-Jul-20 USA 1Directors RelatedElect Director Elect Director Jean H. Macino
BJ's Restaurants, Inc. 02-Sep-20 USA 1Directors RelatedElect Director Elect Director Keith E. Pascal
Zai Lab Limited 04-Sep-20 Cayman Islands 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Memorandum of Association
eGain Corporation 04-Dec-20 USA 1Non-Salary Comp.Amend Qualified Employee Stock Purchase Plan
Amend Qualified Employee Stock Purchase Plan
ZOZO, Inc. 28-Jan-20 Japan 1Directors RelatedElect Director Elect Director Kawabe, Kentaro
Nexity SA 19-May-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Vice-CEO
Orkla ASA 16-Apr-20 Norway 1Directors RelatedElect Director Reelect Stein Hagen as Director
Woodside Petroleum Ltd. 30-Apr-20 Australia 1Social ProposalMiscellaneous Proposal -- Environmental & Social
Approve Reputation Advertising Activities
Endesa SA 05-May-20 Spain 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles Re: General Meetings
Fuchs Petrolub SE 05-May-20 Germany 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Supervisory Board
The Swatch Group AG 14-May-20 Switzerland 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Variable Remuneration of Executive Committee in the Amount of CHF 15.1 Million
Equinor ASA 14-May-20 Norway 1SH-Health/Environ.Climate Change Action Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy resources
Chow Tai Fook Jewellery Group Ltd.
30-Jul-20 Cayman Islands 1Directors RelatedElect Director Elect Kwong Che-Keung, Gordon as Director
Page 23 of 469Page 20 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Bank Hapoalim BM 22-Oct-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Kangwon Land, Inc. 10-Jan-20 South Korea 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Remission of Directors' Liabilities
Laobaixing Pharmacy Chain JSC 15-Jan-20 China 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendments to Articles of Association
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19
OFILM Group Co., Ltd. 13-Mar-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Bank Credit Line and Guarantee Matters
360 Security Technology, Inc. 03-Apr-20 China 1Directors RelatedApprove Director/Officer Liability and Indemnification
Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Ratify Appointment of Francois Geronde as Director
WEG SA 28-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Gustavo Henrique de Barroso Franco as Independent Director
Electricite de France SA 07-May-20 France 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lee-Ching Ko, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director
China Yangtze Power Co., Ltd. 21-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Short-term Fixed Income Investment
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei G. Gurev as Director
Page 24 of 469Page 21 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Beijing SL Pharmaceutical Co., Ltd.
28-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Investment in Short-Term Risk Investment
Yonyou Network Technology Co., Ltd.
08-Jun-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Authorization of the Board to Handle All Related Matters
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Beijing Enterprises Water Group Ltd.
09-Jun-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Inventec Corp. 12-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Chen, Ruey-Long, with SHAREHOLDER NO.Q100765XXX as Independent Director
Nien Made Enterprise Co., Ltd. 16-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Directors
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Rene Steiner as Director
Delivery Hero SE 18-Jun-20 Germany 1CapitalizationAuthorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights
Polskie Gornictwo Naftowe i Gazownictwo SA
24-Jun-20 Poland 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Statute
Unisplendour Co., Ltd. 29-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Signing of Financial Services Agreement and Provision of Guarantee
Tatung Co. 30-Jun-20 Taiwan 1Reorg. and MergersCompany Specific Organization Related
Approve that the Board of Directors shall Submit the Shareholders Roster to the Related Competent Authorities for the Examination if the Shareholder's Capital Resource is Involved in the Mainland China Capital
Page 25 of 469Page 22 of 466
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
CPFL Energia SA 27-Jul-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of Board to Handle All Related Matters
Inner Mongolia Yili Industrial Group Co., Ltd.
25-Sep-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Draft and Summary on Long-term Service Plan
ZTE Corporation 06-Nov-20 China 2Non-Salary Comp.Approve Executive Share Option Plan
Approve 2020 Share Option Incentive Scheme Performance Appraisal System of ZTE Corporation
PT Kalbe Farma Tbk 23-Dec-20 Indonesia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
Eurazeo SE 30-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Philippe Audouin, Member of Management Board
Pargesa Holding SA 06-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Amaury de Seze as Member of the Compensation Committee
UniFirst Corporation 14-Jan-20 USA 1Directors RelatedElect Director Elect Director Raymond C. Zemlin
Aeria, Inc. 30-Mar-20 Japan 1Directors RelatedElect Director Elect Director Nagashima, Takayuki
Banco Macro SA 30-Apr-20 Argentina 1Directors RelatedElect Director Elect Director to Replace Juan Martin Monge Varela for a One-Year Term
Mitsubishi Motors Corp. 18-Jun-20 Japan 1Directors RelatedElect Director Elect Director Masuko, Osamu
LE Lundbergforetagen AB 04-Jun-20 Sweden 1Directors RelatedElect Directors (Bundled) Reelect Carl Bennet, Lilian Biner, Mats Guldbrand (Chairman), Louise Lindh, Fredrik Lundberg, Katarina Martinson, Sten Peterson and Lars Pettersson as Directors; Elect Bo Selling as New Director
Sino Land Company Limited 28-Oct-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tong Ren Tang Technologies Co. Ltd.
17-Feb-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association Regarding Party Committee
National Central Cooling Co. PJSC 15-Mar-20 United Arab Emirates
1Directors RelatedElect Directors (Bundled) Elect Directors (Bundled)
Major Drilling Group International Inc.
10-Sep-20 Canada 1Directors RelatedElect Director Elect Director John Burzynski
Oil & Natural Gas Corporation Limited
09-Oct-20 India 1Directors RelatedElect Director Elect Anurag Sharma as Director (Onshore)
China Resources Land Limited 02-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Chen Ying as Director
UltraTech Cement Ltd. 12-Aug-20 India 1Directors RelatedElect Director Approve Rajashree Birla to Continue Office as Non-Executive Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Royal Bank of Canada 08-Apr-20 Canada 1SH-Dirs' RelatedBoard Diversity SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
First Financial Corporation 15-Apr-20 USA 1Directors RelatedElect Director Elect Director Gregory L. Gibson
Ares Commercial Real Estate Corporation
23-Apr-20 USA 1Directors RelatedElect Director Elect Director Caroline E. Blakely
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Weis Markets, Inc. 30-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
First Northwest Bancorp 05-May-20 USA 1Directors RelatedElect Director Elect Director Jennifer Zaccardo
Emerald Holding, Inc. 13-May-20 USA 1Directors RelatedElect Director Elect Director Michael Alicea
Strongbridge Biopharma plc 14-May-20 Ireland 1Antitakeover RelatedAdjourn Meeting Adjourn Meeting
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Micheline Chau
Medpace Holdings, Inc. 15-May-20 USA 1Directors RelatedElect Director Elect Director Brian T. Carley
Osmotica Pharmaceuticals plc 20-May-20 Ireland 1Directors RelatedElect Director Elect Director Brian Markison
Ormat Technologies, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director David Granot
Heritage Insurance Holdings, Inc. 22-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Match Group, Inc. 25-Jun-20 USA 1Antitakeover RelatedEliminate/Restrict Right to Act by Written Consent
Restrict Right to Act by Written Consent
Pinduoduo, Inc. 22-Jul-20 Cayman Islands 1Directors RelatedElect Director Elect Director Nanpeng Shen
Oracle Corporation 04-Nov-20 USA 1Directors RelatedElect Director Elect Director Jeffrey S. Berg
Hexagon AB 29-Apr-20 Sweden 1Directors RelatedElect Board of Directors and Auditors (Bundled)
Reelect Ola Rollen, Gun Nilsson (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Elect Patrick Soderlund as New Director; Ratify Ernst & Young as Auditors
Deutsche Bank AG 20-May-20 Germany 1SH-Dirs' RelatedRemoval of Existing Board Directors
Dismiss Supervisory Board Member Gerd-Alexander Schuetz
Great Wall Motor Company Limited
12-Jun-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Li Wan Jun as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration
EssilorLuxottica SA 25-Jun-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Elbit Systems Ltd. 17-Mar-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Telecom Italia SpA 23-Apr-20 Italy 1Non-Salary Comp.Approve Restricted Stock Plan Approve Long Term Incentive Plan
Endesa SA 05-May-20 Spain 1Routine/BusinessApprove/Amend Regulations on General Meetings
Amend Articles of General Meeting Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation
Worldline SA 09-Jun-20 France 1Directors RelatedElect Director Reelect Aldo Cardoso as Director
Raiffeisen Bank International AG 20-Oct-20 Austria 1Directors RelatedElect Supervisory Board Member Elect Erwin Hameseder as Supervisory Board Member
Origin Energy Limited 20-Oct-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
First Abu Dhabi Bank PJSC 24-Feb-20 United Arab Emirates
1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Bylaws
Turk Hava Yollari AO 31-Mar-20 Turkey 1Routine/BusinessRatify Auditors Ratify External Auditors
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ana Maria Marcondes Penido Sant'Anna as Director and Eduarda Penido Dalla Vecchia as Alternate
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Herve Philippe, Management Board Member
Hermes International SCA 24-Apr-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of General Managers
Aboitiz Power Corp. 27-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Carlos C. Ejercito as Director
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Energisa SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Antonio Jose de Almeida Carneiro as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect John Michael Sullivan as Director
Page 28 of 469Page 25 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Natura &Co Holding SA 30-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
Empresas CMPC SA 30-Apr-20 Chile 1Routine/BusinessOther Business Other Business
HKT Trust & HKT Limited 08-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Tongwei Co., Ltd. 12-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use Funds for Financial Management
CGN Power Co., Ltd. 20-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Shien-Quey Kao, a Representative of Management Committee of National Development Fund Executive Yuan with Shareholder No. 38578, as Non-Independent Director
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Director Kwo-Tsai Wang, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS
Polski Koncern Naftowy ORLEN SA 05-Jun-20 Poland 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Consolidated Text of Statute
PetroChina Company Limited 11-Jun-20 China 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Elsie Leung Oi-sie as Director
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Directors RelatedElect Director Reelect David de Rothschild as Director
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Ulrich Lehner to the Shareholders' Committee
Henkel AG & Co. KGaA 17-Jun-20 Germany 1CapitalizationAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Approve Creation of EUR 43.8 Million Pool of Capital with Preemptive Rights
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey 1Routine/BusinessRatify Auditors Ratify External Auditors
China Resources Pharmaceutical Group Limited
22-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Yu Zhongliang as Director
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Luye Pharma Group Ltd. 23-Jun-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
BYD Company Limited 23-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aisen Nikolaev as Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Renewable Energy Amend Articles to Encourage Dispersed Renewable Energy
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Request Miyagi Prefecture to Conduct Referendum Concerning Resumption of No. 2 Reactor at Onagawa Nuclear Plant and Follow the Result
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Directors (Including Independent Directors)
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transactions in Connection to Private Placement
ENGIE Brasil Energia SA 17-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Manoel Eduardo Lima Lopes as Independent Director
Remy Cointreau SA 23-Jul-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of CEO
Remy Cointreau SA 23-Jul-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Valerie Chapoulaud-Floquet, CEO
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Management Agency
Venustech Group Inc. 15-Oct-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Methods to Assess the Performance of Plan Participants
Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
19-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Shares Incentive Plan
ZTE Corporation 06-Nov-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve the 2020 Share Option Incentive Scheme (Draft) of ZTE Corporation and Its Summary
ZTE Corporation 06-Nov-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve the Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme
Page 30 of 469Page 27 of 466
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Okada, Yasushi
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
BAIC Motor Corporation Limited 18-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
POSCO INTERNATIONAL Corp. 30-Mar-20 South Korea 1Directors RelatedElect Director Elect Jeong Tak as Non-Independent Non-Executive Director
Embraer SA 29-Apr-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Toyota Industries Corp. 09-Jun-20 Japan 1Directors RelatedElect Director Elect Director Toyoda, Tetsuro
Bouygues SA 23-Apr-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Corporate Officers
CK Asset Holdings Limited 14-May-20 Cayman Islands 1Directors RelatedElect Director Elect Chiu Kwok Hung, Justin as Director
Tegma Gestao Logistica SA 30-Apr-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You Like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
As an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Century Pacific Food, Inc. 30-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Leonardo Arthur T. Po as Director
The Phoenix Mills Limited 25-Sep-20 India 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Payment of Commission to Non-Executive Independent Directors
Page 31 of 469Page 28 of 466
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Duratex SA 30-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Shanghai Industrial Holdings Limited
19-May-20 Hong Kong 1Directors RelatedElect Director Elect Woo Chia-Wei as Director
China Telecom Corporation Limited
26-May-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Debentures, Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures
NICHIAS Corp. 26-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Iwabuchi, Isao
Edison International 23-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Stifel Financial Corp. 15-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Stoneridge, Inc. 19-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Gannett Co., Inc. 08-Jun-20 USA 1Directors RelatedElect Director Elect Director Theodore P. Janulis
TripAdvisor, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director Gregory B. Maffei
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Raymond Svider
Eagle Pharmaceuticals, Inc. 23-Jun-20 USA 1Directors RelatedElect Director Elect Director Robert Glenning
CorVel Corporation 31-Jul-20 USA 1Directors RelatedElect Director Elect Director V. Gordon Clemons
KEYENCE Corp. 12-Jun-20 Japan 1Directors RelatedElect Director Elect Director Nakata, Yu
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Directors RelatedElect Director Reelect Antonio Belloni as Director
Kerry Properties Limited 20-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
CaixaBank SA 21-May-20 Spain 1Directors RelatedElect Director Elect Francisco Javier Garcia Sanz as Director
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Plan Financing of LTV 2020
Page 32 of 469Page 29 of 466
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
British American Tobacco plc 30-Apr-20 United Kingdom 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Deadline for Reply to Enquiries
Keihan Holdings Co., Ltd. 19-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kato, Yoshifumi
Mizuho Financial Group, Inc. 25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Seki, Tetsuo
Wendel SE 02-Jul-20 France 1Reorg. and MergersApprove Transaction with a Related Party
Approve Transaction with Corporate Officers
Wendel SE 02-Jul-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
FamilyMart Co., Ltd. 22-Oct-20 Japan 1SH-Corp GovernanceAmend Articles/Charter Equity-Related
Amend Articles to Decrease Authorized Capital
Erste Group Bank AG 10-Nov-20 Austria 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19
Dubai Islamic Bank PJSC 15-Mar-20 United Arab Emirates
1Directors RelatedElect Directors (Bundled) Elect Directors (Bundled)
Svenska Handelsbanken AB 25-Mar-20 Sweden 1Directors RelatedElect Director Reelect Fredrik Lundberg as Director
McDonald's Holdings Co. (Japan) Ltd.
27-Mar-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Ellen Caya
Globe Telecom, Inc. 21-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Fernando Zobel de Ayala as Director
Megacable Holdings SAB de CV 23-Apr-20 Mexico 1Routine/BusinessElect Member of Audit Committee
Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee
Hermes International SCA 24-Apr-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
Aboitiz Power Corp. 27-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Romeo L. Bernardo as Director
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Grupo Mexico S.A.B. de C.V. 30-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Fu Bin as Non-Independent Director
Kuehne + Nagel International AG 05-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Appoint Klaus-Michael Kuehne as Member of the Compensation Committee
Yantai Jereh Oilfield Services Group Co. Ltd.
08-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Credit Line and Provision of Guarantee
X5 Retail Group NV 12-May-20 Netherlands 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Amend Remuneration Policy for Supervisory Board
Sun Art Retail Group Limited 12-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Bratukhin as Director
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Kwo-Tsai Wang, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Matthias Warnig as Director
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Helen Y. Dee as Director
Inventec Corp. 12-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wea, Chi-Lin, with SHAREHOLDER NO.J100196XXX as Independent Director
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 4
Page 34 of 469Page 31 of 466
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Formosa Taffeta Co., Ltd. 19-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect LYU,WUN-JIN (Lu, Wen-Chin), a Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director
SM Investments Corp. 24-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Alfredo E. Pascual as Director
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Denis Manturov as Director
Jollibee Foods Corporation 24-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Antonio Chua Poe Eng as Director
Petrobras Distribuidora SA 28-Jul-20 Brazil 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Revision of the Remuneration Structure of Company's Management
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Israel Klabin as Director and Celso Lafer as Alternate
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Amend Performance Shares Incentive Plan and Company-level Performance Assessment Related Documents
Shanghai Electric Power Co., Ltd. 27-Oct-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Change of Commitment Period of Assets for Issuance of Shares and Cash Payment to Purchase Assets
G-Bits Network Technology (Xiamen) Co., Ltd.
09-Nov-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Stock Option Incentive Plan and Its Summary
G-Bits Network Technology (Xiamen) Co., Ltd.
09-Nov-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Methods to Assess the Performance of Plan Participants
Compagnie Financiere Richemont SA
17-Nov-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Walvax Biotechnology Co., Ltd. 19-Nov-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Methods to Assess the Performance of Plan Participants
China National Nuclear Power Co., Ltd.
28-Dec-20 China 1Directors RelatedApprove/Amend Regulations on Board of Directors
Amend Rules and Procedures Regarding Meetings of Board of Supervisors
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Saito, Makoto
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
H. Lundbeck A/S 24-Mar-20 Denmark 1Directors RelatedElect Director Reelect Lars Rasmussen as Director
Shanghai Baosight Software Co., Ltd.
29-Apr-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
Persimmon Plc 29-Apr-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Cedric Frere as Director
Kingboard Holdings Limited 25-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Sinotrans Limited 01-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2020 Financial Budget
Sino Land Company Limited 28-Oct-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Kering SA 16-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Jean-Francois Palus, Vice-CEO
Chubb Limited 20-May-20 Switzerland 1Directors RelatedElect Board Chairman/Vice-Chairman
Elect Evan G. Greenberg as Board Chairman
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Joel Musman as Independent Director
Urstadt Biddle Properties Inc. 18-Mar-20 USA 1Directors RelatedElect Director Elect Director Kevin J. Bannon
Marathon Petroleum Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director J. Michael Stice
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director John P. Jumper
Coca-Cola Consolidated, Inc. 12-May-20 USA 1Directors RelatedElect Director Elect Director J. Frank Harrison, III
Fiserv, Inc. 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Hemisphere Media Group, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Leo Hindery, Jr.
Facebook, Inc. 27-May-20 USA 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Non-Employee Director Compensation Policy
Comcast Corporation 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Gerald L. Hassell
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Roku, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Neil Hunt
Activision Blizzard, Inc. 11-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Dell Technologies Inc. 29-Jun-20 USA 1Directors RelatedElect Director Elect Director Lynn M. Vojvodich
Synalloy Corporation 30-Jun-20 USA 1Directors RelatedElect Director (Management) Elect Director Anthony A. Callander
CorVel Corporation 31-Jul-20 USA 1Directors RelatedElect Director Elect Director Jeffrey J. Michael
Oracle Corporation 04-Nov-20 USA 1Directors RelatedElect Director Elect Director William G. Parrett
RHI Magnesita NV 18-Jun-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Beijing Capital International Airport Company Limited
23-Jun-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Jiang Ruiming as Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration
Elbit Systems Ltd. 17-Mar-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Aker BP ASA 16-Apr-20 Norway 1Directors RelatedElect Directors (Bundled) Elect Directors
Equinor ASA 14-May-20 Norway 1SH-Health/Environ.Climate Change Action Instruct Company to Consider the Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Determination of Administration Margins and Interest Rates
Nankai Electric Railway Co., Ltd. 18-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Kunibe, Takeshi
Atacadao SA 14-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
Globe Telecom, Inc. 21-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jose Teodoro K. Limcaoco as Director
Yunnan Baiyao Group Co., Ltd. 21-Apr-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jorge Fontoura Pinheiro Koren de Lima as Director
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1CapitalizationAmend Articles/Charter to Reflect Changes in Capital
Amend Articles to Reflect Changes in Capital Re: Items 1.1.1, 1.1.2 and 1.1.3
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Miguel Normando Abdalla Saad as Independent Director
Yifan Pharmaceutical Co., Ltd. 07-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Own Funds to Invest in Financial Products
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Dmitrii Shugaev as Director
China Tower Corp. Ltd. 21-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Director Chao-Tung Wong, a Representative of CHINA STEEL CORPORATION
Dassault Systemes SA 26-May-20 France 1Reorg. and MergersCompany Specific Organization Related
Pursuant to Item 17 Above, Delegate Power to the Board to Issue Shares in Connection with Mergers by Absorption
Powertech Technology, Inc. 28-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Boris Hsieh, a Representative of GREATEK ELECTRONICS INC. with Shareholder No. 179536, as Non-Independent Director
Wynn Macau Limited 29-May-20 Cayman Islands 1Non-Salary Comp.Amend Restricted Stock Plan Approve Increase the Scheme Limit Under the Employee Ownership Scheme
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Authorize Board to Deal with All Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions
Page 38 of 469Page 35 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve to Lift the Restriction on the Prohibition of Directors' Competition According to Article 209 of the Company Act
Kyushu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Add Provision concerning Employment of Nuclear Site Workers
PGE Polska Grupa Energetyczna SA
26-Jun-20 Poland 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Statute
BR MALLS Participacoes SA 02-Jul-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Distribution Arrangement of Undistributed Earnings
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1Reorg. and MergersWaive Requirement for Mandatory Offer to All Shareholders
Approve White Wash Waiver and Related Transactions
RUMO SA 22-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Francisco Silverio Morales Cespede as Fiscal Council Member and Helio Ribeiro Duarte as Alternate
Jollibee Foods Corporation 24-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Artemio V. Panganiban as Director
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Antonio Kandir as Independent Director
SDIC Power Holdings Co., Ltd. 11-Aug-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Directors (Revised Draft)
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve How to Implement the Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Gary Saage as Director
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Methods to Assess the Performance of Plan Participants
Nanyang Topsec Technologies Group, Inc.
28-Sep-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Methods to Assess the Performance of Plan Participants
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member B. Dietze (until May 31, 2019) for Fiscal 2019
Wangsu Science & Technology Co., Ltd.
17-Nov-20 China 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Use of Funds for Financial Products
Informa Plc 23-Dec-20 United Kingdom 1Non-Salary Comp.Approve Restricted Stock Plan Adopt the Informa Equity Revitalisation Plan
IGM Financial Inc. 08-May-20 Canada 1Directors RelatedElect Director Elect Director Paul Desmarais, Jr.
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Andre Desmarais as Director
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Michel Pebereau as Director
Kingboard Laminates Holdings Limited
25-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
NSK Ltd. 30-Jun-20 Japan 1Antitakeover RelatedAdopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Approve Takeover Defense Plan (Poison Pill)
JetBlue Airways Corporation 14-May-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect David Feffer as Director
Mahle Metal Leve SA 29-May-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles and Consolidate Bylaws
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand 1Directors RelatedElect Director Elect Phinij Harnphanich as Director
PT Nippon Indosari Corpindo Tbk 07-Jul-20 Indonesia 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Company's Expansion Funding Plan through Sustainable Public Offering of Bonds
Petroleo Brasileiro SA 04-Mar-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles and Consolidate Bylaws
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Rodolfo Villela Marino as Director and Ana Lucia de Mattos Barretto Villela as Alternate
Denison Mines Corp. 25-Jun-20 Canada 1Directors RelatedElect Director Elect Director Jun Gon Kim
Weichai Power Co., Ltd. 29-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2020 Financial Budget Report
Bank of the Philippine Islands 23-Apr-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands 1Directors RelatedElect Director Reelect John Elkann as Executive Director
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Repsol SA 07-May-20 Spain 1Directors RelatedApprove Discharge of Board and President
Approve Discharge of Board
Pioneer Bancorp, Inc. 18-Feb-20 USA 1Directors RelatedElect Director Elect Director Madeline D. Taylor
Urstadt Biddle Properties Inc. 18-Mar-20 USA 1Directors RelatedElect Director Elect Director Richard Grellier
The Bank of New York Mellon Corporation
15-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Hutchison China MediTech Ltd. 27-Apr-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Equity Raise
Marathon Petroleum Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Susan Tomasky
Clearway Energy, Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Scott Stanley
Hawaiian Holdings, Inc. 13-May-20 USA 1Preferred/BondholderThe Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a @ Citizen
Please Check if Owner of Record is a U.S. Citizen
GNC Holdings, Inc. 18-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Osmotica Pharmaceuticals plc 20-May-20 Ireland 1Directors RelatedElect Director Elect Director Joachim Benes
The Cato Corporation 21-May-20 USA 1Directors RelatedElect Director Elect Director Pamela L. Davies
Coca-Cola European Partners Plc 27-May-20 United Kingdom 1Directors RelatedElect Director Re-elect Irial Finan as Director
Valhi, Inc. 28-May-20 USA 1Directors RelatedElect Director Elect Director Loretta J. Feehan
Systemax Inc. 01-Jun-20 USA 1Directors RelatedElect Director Elect Director Robert Leeds
IMAX Corporation 03-Jun-20 Canada 1Directors RelatedElect Director Elect Director Darren Throop
Alphabet Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director K. Ram Shiram
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Ariel Emanuel
Ormat Technologies, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Dan Falk
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Directors RelatedElect Director Reelect Director Ali Behbahani
Agenus Inc. 16-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
IAC/InterActiveCorp 25-Jun-20 USA 1Directors RelatedAmend Articles Board-Related Amend Certificate of Incorporation
Dell Technologies Inc. 29-Jun-20 USA 1Directors RelatedElect Director Elect Director Egon Durban
PCSB Financial Corporation 28-Oct-20 USA 1Directors RelatedElect Director Elect Director Karl A. Thimm
Bill.com Holdings, Inc. 03-Dec-20 USA 1Directors RelatedElect Director Elect Director Rene Lacerte
Page 41 of 469Page 38 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
China Everbright Limited 21-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Dali Foods Group Company Limited
29-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tele2 AB 11-May-20 Sweden 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles Re: Notice of General Meetings
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1SH-Health/Environ.GHG Emissions Amend Articles to Withdraw from Coal Fired Power Generation
Jointown Pharmaceutical Group Co., Ltd.
07-Jan-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Attribution of Profit and Loss During the Transition Period and Distribution Arrangement of Undistributed Earnings After Completion of the Transaction
Lotte Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Gwak Soo-geun as Outside Director
Shandong Buchang Pharmaceuticals Co., Ltd.
16-Apr-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Increase Financing of Subsidiary and Provision of Guarantee
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Reelect Christiane Marcellier as Director
Hermes International SCA 24-Apr-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
Novolipetsk Steel 24-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Karen Sarkisov as Director
Ambev SA 24-Apr-20 Brazil 2Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roberto Rodrigues as Independent Director
Kuehne + Nagel International AG 05-May-20 Switzerland 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Page 42 of 469Page 39 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
GD Power Development Co., Ltd. 07-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Supervisors
Welcia Holdings Co., Ltd. 21-May-20 Japan 1Directors RelatedElect Director Elect Director Matsumoto, Tadahisa
Hengan International Group Company Limited
21-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
SM Prime Holdings, Inc. 15-Jun-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Lock-up Period
Zhejiang Wanfeng Auto Wheel Co. Ltd.
15-Jul-20 China 1Routine/BusinessAccept Financial Statements and Statutory Reports
Approve Financial Statements and Financial Budget Report
ENGIE Brasil Energia SA 17-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Remy Cointreau SA 23-Jul-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Eric Vallat, CEO
Cyfrowy Polsat SA 23-Jul-20 Poland 2Directors RelatedElect Supervisory Board Member Elect Supervisory Board Member
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Camilo Marcantonio Junior as Independent Director and Ruan Pires Alves as Alternate
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Sergio Francisco Monteiro de Carvalho Guimaraes as Independent Director and Joaquim Pedro Monteiro de Carvalho Collor de Mello as Alternate
Holitech Technology Co. Ltd. 03-Aug-20 China 1Reorg. and MergersApprove Loan Agreement Approve Financial Leasing Business and Related Party Transactions
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mikhail Zadornov as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member W. Weresch (from Feb. 21, 2019) for Fiscal 2019
Insurance Australia Group Ltd. 23-Oct-20 Australia 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Company's Constitution
Seek Limited 19-Nov-20 Australia 1Directors RelatedElect Director Elect Vanessa Wallace as Director
Page 43 of 469Page 40 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Bid Corp. Ltd. 26-Nov-20 South Africa 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Evolution Mining Limited 26-Nov-20 Australia 1Directors RelatedElect Director Elect Thomas (Tommy) McKeith as Director
Focus Media Information Technology Co., Ltd.
31-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Management Method of Employee Share Purchase Plan
H. Lundbeck A/S 24-Mar-20 Denmark 1Directors RelatedElect Director Reelect Lars Holmqvist as Director
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marco Ambrogio Crespi Bonomi as Board Vice-Chairman
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Gerald Frere as Director
Hua Xia Bank Co., Ltd. 15-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
Telecom Argentina SA 04-Jun-20 Argentina 1Directors RelatedElect Director Elect Director and Alternate
Central Japan Railway Co. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tanaka, Mamoru
Zijin Mining Group Co., Ltd. 29-Dec-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Restricted A Share Incentive Scheme for 2020 (Revised Draft) and Its Summary
Ain Holdings, Inc. 30-Jul-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Ibayashi, Akira
Bajaj Auto Limited 22-Jul-20 India 1Directors RelatedElect Director Reelect Madhurkumar Ramkrishnaji Bajaj as Director
China Everbright Water Limited 10-Jun-20 Bermuda 1Directors RelatedElect Director Elect Wang Tianyi as Director
CPMC Holdings Limited 22-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve Pan-China (H.K.) CPA Limited as Auditors and Authorize Board to Fix Their Remuneration
Petroleo Brasileiro SA 22-Jul-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
China Vanke Co., Ltd. 30-Jun-20 China 2Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Authorization of Guarantee by the Company to Its Majority-Owned Subsidiaries
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fiscal Council Members
Page 44 of 469Page 41 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
02-Nov-20 Turkey 1Directors RelatedElect Directors (Bundled) Elect Directors
QUALCOMM Incorporated 10-Mar-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate
The Kraft Heinz Company 07-May-20 USA 1SH-Corp GovernanceReduce Supermajority Vote Requirement
Reduce Supermajority Vote Requirement
Merck & Co., Inc. 26-May-20 USA 1SH-Corp GovernanceCompany-Specific--Governance-Related
Report on Corporate Tax Savings Allocation
A10 Networks, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Eric Singer
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Randall T. Mays
Era Group Inc. 11-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Alibaba Group Holding Limited 30-Sep-20 Cayman Islands 2Directors RelatedElect Director Elect Kabir Misra as Director
Marchex, Inc. 01-Oct-20 USA 1Directors RelatedElect Director Elect Director Dennis Cline
Oracle Corporation 04-Nov-20 USA 1Directors RelatedElect Director Elect Director Leon E. Panetta
China Hongqiao Group Limited 22-May-20 Cayman Islands 1Directors RelatedElect Director Elect Zheng Shuliang as Director
Magnit PJSC 04-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jan Dunning as Director
Hyundai Mobis Co., Ltd. 18-Mar-20 South Korea 1Directors RelatedElect Director Elect Chung Eui-sun as Inside Director
Shinhan Financial Group Co., Ltd. 26-Mar-20 South Korea 1Directors RelatedElect Director Elect Philippe Avril as Non-Independent Non-Executive Director
ICL-Israel Chemicals Ltd. 30-Jan-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Elbit Systems Ltd. 26-Feb-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
ICL-Israel Chemicals Ltd. 23-Apr-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Tele2 AB 11-May-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
Power Assets Holdings Limited 13-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Haitong International Securities Group Limited
29-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Wendel SE 02-Jul-20 France 1Directors RelatedElect Supervisory Board Member Elect Thomas de Villeneuv as Supervisory Board Member
Delek Group Ltd. 25-Aug-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Livzon Pharmaceutical Group Inc. 11-Feb-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Granting Mandate to the Board of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company
First Abu Dhabi Bank PJSC 24-Feb-20 United Arab Emirates
1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
Hotel Shilla Co., Ltd. 19-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Share Type and Par Value
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcio Luiz Simoes Utsch as Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roberto de Oliveira Marques as Director
Electricite de France SA 07-May-20 France 1Directors RelatedElect Director Ratify Appointment of Veronique Bedague-Hamilius as Director
Yealink Network Technology Corp. Ltd.
12-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Conduct Cash Management
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Evgenii Logovinskii as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Anabelle L. Chua as Director
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Junichi Igarashi as Director
Telekom Malaysia Bhd. 10-Jun-20 Malaysia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of LTIP Awards to Ahmad Hafiz Ibrahim
IRB Brasil Resseguros SA 12-Jun-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Johann-Christoph Frey to the Shareholders' Committee
Sinopec Shanghai Petrochemical Company Limited
18-Jun-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Authorization to the Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments
China Gezhouba Group Co., Ltd. 18-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Agreement
Pirelli & C. SpA 18-Jun-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Ivanov as Director
Polskie Gornictwo Naftowe i Gazownictwo SA
24-Jun-20 Poland 1Directors RelatedElect Supervisory Board Member Elect Supervisory Board Member
Sharp Corp. 29-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tai Jeng-Wu
Livzon Pharmaceutical Group Inc. 30-Jun-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Xie Yun as Director
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Authorization of Board to Handle All Related Matters
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Share Type and Par Value
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Plan on Private Placement of Shares
Electricity Generating Public Company Limited
20-Jul-20 Thailand 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve PricewaterhouseCoopers ABAS Limited as Auditors and Authorize Board to Fix Their Remuneration
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Walter Roberto de Oliveira Longo as Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
28-Aug-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Grant of General Mandate for Issuing Medium-Term Notes
Ninestar Corp. 15-Sep-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Funds for Cash Management
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Dmitrii Grigorenko as Director
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Maksim Reshetnikov as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member H.M. Piech for Fiscal 2019
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member A. Stimoniaris for Fiscal 2019
AGL Energy Limited 07-Oct-20 Australia 1Directors RelatedElect Director Elect Peter Botten as Director
Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
19-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
Qantas Airways Limited 23-Oct-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
3SBio, Inc. 06-Nov-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Specific Mandate to Issue Awarded Shares to Zhu Zhenping and Related Transactions
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director Elect John Huw Gwili Jenkins as Director
Towngas China Company Limited 21-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Guangzhou R&F Properties Co., Ltd.
29-May-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Zheng Ercheng as Director and Authorize Board to Fix His Remuneration
TANSEISHA Co., Ltd. 23-Apr-20 Japan 1Directors RelatedElect Director Elect Director Takahashi, Takashi
BBMG Corporation 19-May-20 China 2Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve 2020 Guarantee Authorization to Subsidiaries
Sumitomo Chemical Co., Ltd. 24-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tokura, Masakazu
Bouygues SA 23-Apr-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Kering SA 16-Jun-20 France 1Directors RelatedElect Director Reelect Jean-Pierre Denis as Director
Tesla, Inc. 22-Sep-20 USA 1Social ProposalMiscellaneous Proposal -- Environmental & Social
Report on Paid Advertising
PT Bank Tabungan Pensiunan Nasional Syariah Tbk
16-Apr-20 Indonesia 1Directors RelatedElect Directors (Bundled) Elect Directors, Commissioners and Sharia Supervisory Board
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to Articles of Association and Rules of Procedures for General Meetings of Shareholders
MicroPort Scientific Corporation 18-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Dynagreen Environmental Protection Group Co., Ltd.
29-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantees in Respect of the Fixed Asset Loans Applied by the Subsidiaries
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedIndicate X as Independent Board Member
Approve Classification of Independent Directors
BANK POLSKA KASA OPIEKI SA 22-May-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
NOVATEK JSC 24-Apr-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Michael Borrell as Director
Orange SA 19-May-20 France 1SH-CompensationCompany-Specific--Compensation-Related
Amend Item 19: Authorize Shares for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Gustavo Rocha Gattass as Independent Director
Credit Agricole SA 13-May-20 France 1Directors RelatedElect Director Elect Pascal Lheureux as Director
Navistar International Corporation 25-Feb-20 USA 1Directors RelatedElect Director Elect Director Andreas H. Renschler
Enterprise Bancorp, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director Carole A. Cowan
Zymeworks Inc. 07-May-20 Canada 1Directors RelatedElect Director Elect Director Hollings C. Renton
CommScope Holding Company, Inc.
08-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Lawson Products, Inc. 12-May-20 USA 1Antitakeover RelatedReduce Supermajority Vote Requirement
Eliminate Supermajority Vote Requirement to Remove Directors
Lawson Products, Inc. 12-May-20 USA 1Antitakeover RelatedProvide Right to Call Special Meeting
Provide Right to Call Special Meeting
Elanco Animal Health Incorporated
21-May-20 USA 1Directors RelatedElect Director Elect Director Michael J. Harrington
GoDaddy Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Mark Garrett
Constellation Brands, Inc. 21-Jul-20 USA 1Directors RelatedElect Director Elect Director Jerry Fowden
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Xavier Garcia de Quevedo Topete
Liberty Latin America Ltd. 03-Dec-20 Bermuda 1Directors RelatedElect Director Elect Director Michael T. Fries
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Palo Alto Networks, Inc. 09-Dec-20 USA 1Directors RelatedElect Director Elect Director Carl Eschenbach
Village Super Market, Inc. 11-Dec-20 USA 1Directors RelatedElect Director Elect Director Nicholas Sumas
China Mobile Limited 20-May-20 Hong Kong 2Non-Salary Comp.Approve Executive Share Option Plan
Adopt Share Option Scheme and Related Transactions
Great Wall Motor Company Limited
12-Jun-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Ng Chi Kit as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration
Great Wall Motor Company Limited
12-Jun-20 China 1Reorg. and MergersAmend Articles/Bylaws/Charter -- Organization-Related
Amend Rules for the Administration of External Guarantees
Jiangsu Expressway Company Limited
23-Jun-20 China 1Reorg. and MergersApprove Loan Agreement Approve Use of Proceeds Raised from MT Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions
Shinhan Financial Group Co., Ltd. 26-Mar-20 South Korea 1Directors RelatedElect Director Elect Park Cheul as Outside Director
Orkla ASA 16-Apr-20 Norway 1Directors RelatedElect Director Reelect Nils Selte as Director
Dairy Farm International Holdings Ltd.
06-May-20 Bermuda 1Directors RelatedElect Director Re-elect Yiu Kai (Y.K.) Pang as Director
Danske Bank A/S 09-Jun-20 Denmark 1Non-Salary Comp.Approve Remuneration Policy Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
Colruyt SA 08-Oct-20 Belgium 1Antitakeover RelatedAuthorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer
Authorize Board to Reissue Shares in the Event of a Serious and Imminent Harm
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19
Canon, Inc. 27-Mar-20 Japan 1Directors RelatedElect Director Elect Director Tanaka, Toshizo
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Fernando Luiz Aguiar Filho as Director and Leonardo de Almeida Massa as Alternate
Ping An Healthcare & Technology Company Limited
21-Apr-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
BB Seguridade Participacoes SA 22-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles Re: Chapter IV
Chocoladefabriken Lindt & Spruengli AG
24-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Page 50 of 469Page 47 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Dirk Achiel Marc Beeuwsaert as Director and Gil de Methodio Maranhao Neto as Alternate
OFILM Group Co., Ltd. 11-May-20 China 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Financial Leasing Business and Provision of Guarantee
X5 Retail Group NV 12-May-20 Netherlands 1Non-Salary Comp.Approve Share Plan Grant Approve Restricted Stock Grants to Supervisory Board Members
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Marcus Rhodes as Director
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand 1Directors RelatedElect Director Elect Anon Vangvasu as Director
True Corp. Public Co., Ltd. 19-Jun-20 Thailand 1Directors RelatedElect Director Elect Xu Genluo as Director
Innolux Corp. 19-Jun-20 Taiwan 1CapitalizationAuthorize Share Repurchase Program
Approve Proposal of Transferring Shares Bought Back to Employees at a Price Lower than the Average Price if Actual Purchased Shares
China Feihe Ltd. 22-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
BYD Company Limited 23-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Peter Hsu, a Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director
CCC SA 24-Jun-20 Poland 1Directors RelatedElect Supervisory Board Member Elect Supervisory Board Member
JXTG Holdings, Inc. 25-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Oka, Toshiko
Dai Nippon Printing Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kitajima, Yoshitoshi
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
QIAGEN NV 30-Jun-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Iliad SA 21-Jul-20 France 1Non-Salary Comp.Approve Executive Share Option Plan
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Patrick Antonio Claude de Larragoiti Lucas as Board Chairman
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
PT Indofood CBP Sukses Makmur Tbk
03-Aug-20 Indonesia 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Acquisition of the Entire Shares of Pinehill Company Limited
Polyus PJSC 18-Aug-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Pavel Grachev as Director
Alibaba Pictures Group Limited 10-Sep-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
CD Projekt SA 22-Sep-20 Poland 1Non-Salary Comp.Approve Executive Share Option Plan
Amend July 28, 2020, AGM, Resolution Re: Incentive Plan
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member O. Blume for Fiscal 2019
First Abu Dhabi Bank PJSC 20-Oct-20 United Arab Emirates
1Reorg. and MergersCompany Specific Organization Related
Approve Transfer of Ownership of Legacy First Gulf Bank Banking License to ADQ Holding to Establish a Fully Digitalized UAE Bank in Exchange of 10% of the Proposed Bank and an Additional 10% in it's Initial Public Offering
Qantas Airways Limited 23-Oct-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Participation of Alan Joyce in the Long Term Incentive Plan
Guanghui Energy Co., Ltd. 27-Oct-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Tan Bai as Non-independent Director
REA Group Limited 17-Nov-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Issuance of 12,541 Performance Rights to Owen Wilson under the Recovery Incentive Plan
Geberit AG 01-Apr-20 Switzerland 1Directors RelatedElect Director Reelect Albert Baehny as Director and as Board Chairman
Li & Fung Limited 12-May-20 Bermuda 1Directors RelatedElect Director Elect Allan Wong Chi Yun as Director
Equitable Holdings, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Charles G.T. Stonehill
Ruentex Development Co., Ltd. 09-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Directors
China State Construction Engineering Corp. Ltd.
25-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee
AMERCO 20-Aug-20 USA 1Directors RelatedElect Director Elect Director Samuel J. Shoen
Oceaneering International, Inc. 08-May-20 USA 1Directors RelatedElect Director Elect Director T. Jay Collins
Brilliance China Automotive Holdings Limited
26-Jun-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
KEPCO Plant Service & Engineering Co., Ltd.
26-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
Kansai Nerolac Paints Limited 22-Jun-20 India 1Directors RelatedElect Director Reelect Pradip Panalal Shah as Director
Concepcion Industrial Corporation 15-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jose Ma. A. Concepcion III as Director
Syngene International Limited 22-Jul-20 India 1Non-Salary Comp.Approve/Amend Employment Agreements
Approve Appointment and Remuneration of Jonathan Hunt as Managing Director and Chief Executive Officer
Winpak Ltd. 26-Jun-20 Canada 1Directors RelatedElect Director Elect Director Ilkka T. Suominen
Federal Realty Investment Trust 06-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Husqvarna AB 26-Jun-20 Sweden 1Directors RelatedElect Board Chairman/Vice-Chairman
Appoint Tom Johnstone as Board Chairman
AT&T Inc. 24-Apr-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Approve Nomination of Employee Representative Director
Weis Markets, Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Jonathan H. Weis
CVS Health Corporation 14-May-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Amend Shareholder Written Consent Provisions
HF Foods Group Inc. 15-Jun-20 USA 1Directors RelatedElect Director Elect Director Zhou Min Ni
Square, Inc. 16-Jun-20 USA 1Directors RelatedElect Director Elect Director James McKelvey
Dell Technologies Inc. 29-Jun-20 USA 1Directors RelatedElect Director Elect Director Simon Patterson
Worthington Industries, Inc. 23-Sep-20 USA 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Stock Option Plan
Cimpress plc 25-Nov-20 Ireland 1CapitalizationAuthorize Reissuance of Repurchased Shares
Approve the Price Range for the Reissuance of Treasury Shares
Yuexiu Property Company Limited 28-May-20 Hong Kong 1Directors RelatedElect Director Elect Li Feng as Director
Yue Yuen Industrial (Holdings) Ltd.
29-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
KAZ Minerals Plc 30-Apr-20 United Kingdom 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Tenaris SA 02-Jun-20 Luxembourg 1Directors RelatedElect Directors (Bundled) Elect Directors (Bundled)
Danske Bank A/S 09-Jun-20 Denmark 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Lars Wismann as New Director
Page 53 of 469Page 50 of 466
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
IsraCard Ltd. 29-Nov-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
IsraCard Ltd. 29-Nov-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey 1Directors RelatedElect Directors (Bundled) Elect Directors
Svenska Handelsbanken AB 25-Mar-20 Sweden 1Directors RelatedElect Director Elect Ulf Riese as New Director
ICA Gruppen AB 21-Apr-20 Sweden 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
Ambev SA 24-Apr-20 Brazil 1Non-Salary Comp.Amend Restricted Stock Plan Amend Restricted Stock Plan
Novolipetsk Steel 24-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Nikolai Gagarin as Director
B3 SA-Brasil, Bolsa, Balcao 30-Apr-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Beijing Enlight Media Co., Ltd. 08-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Invest in Financial Products
Xinyi Solar Holdings Ltd. 15-May-20 Cayman Islands 1Directors RelatedElect Director Elect Lee Yin Yee as Director
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Nuzhdov as Director
Dassault Systemes SA 26-May-20 France 1Reorg. and MergersCompany Specific Organization Related
Pursuant to Item 21 Above, Delegate Power to the Board to Issue Shares in Connection with Acquisitions
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Exceptional Remuneration for Chairman and CEO Re: FY 2019
Swire Pacific Limited 24-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Komercni banka, a.s. 29-Jun-20 Czech Republic 1Directors RelatedElect Supervisory Board Member Elect Maylis Coupet as Supervisory Board Member
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Skandinaviska Enskilda Banken AB 29-Jun-20 Sweden 1Directors RelatedElect Board Chairman/Vice-Chairman
Reelect Marcus Wallenberg as Chairman of the Board
Huadian Power International Corporation Limited
30-Jun-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Gou Wei as Director and Authorize Board to Fix His Remuneration
Grupa LOTOS SA 30-Jun-20 Poland 1Directors RelatedElect Supervisory Board Member Elect Supervisory Board Member
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Remy Cointreau SA 23-Jul-20 France 1CapitalizationAuthorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Kunlun Energy Company Limited 27-Oct-20 Bermuda 1Reorg. and MergersApprove Transaction with a Related Party
Approve Revised Annual Caps and Related Transactions
South32 Ltd. 29-Oct-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Rights to Graham Kerr
JBS SA 30-Oct-20 Brazil 1Directors RelatedIndicate X as Independent Board Member
Approve Classification of Gilberto Meirelles Xando Baptista as Independent Director
PetroChina Company Limited 05-Nov-20 China 2Reorg. and MergersApprove Transaction with a Related Party
Approve New Comprehensive Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Keong Yuan
Meituan Dianping 20-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Bruno Campos Garfinkel as Board Chairman
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Jocelyn Lefebvre as Director
SOHO China Ltd. 22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Mitsubishi Motors Corp. 18-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kobayashi, Ken
Guangdong Haid Group Co., Ltd. 16-Nov-20 China 1CapitalizationAuthorize Use of Financial Derivatives
Approve Securities Investment and Derivatives Transactions
Glodon Co., Ltd. 25-Nov-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Draft and Summary of Stock Option and Performance Share Incentive Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Axel Erhard Brod as Fiscal Council Member and Camila Pagliato Figueiredo as Alternate
Fu Shou Yuan International Group Limited
09-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Sinopec Kantons Holdings Limited 18-Jun-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Concepcion Industrial Corporation 15-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Cesar A. Buenaventura as Director
PT Selamat Sempurna Tbk 24-Jul-20 Indonesia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
Habib Bank Ltd. 30-Mar-20 Pakistan 1Routine/BusinessOther Business Other Business
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Salo Davi Seibel as Director and Andrea Laserna Seibel as Alternate
BANK POLSKA KASA OPIEKI SA 22-May-20 Poland 1SH-Dirs' RelatedAmend Articles Board-Related Amend Statute Re: Management and Supervisory Boards
Avenue Supermarts Limited 01-Sep-20 India 1Non-Salary Comp.Approve/Amend Employment Agreements
Approve Reappointment and Remuneration of Elvin Machado as Whole-time Director
The Toronto-Dominion Bank 02-Apr-20 Canada 1SH-CompensationLimit Executive Compensation SP A: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation
Solvay SA 12-May-20 Belgium 1Directors RelatedIndicate X as Independent Board Member
Indicate Aude Thibaut de Maisieres as Independent Board Member
Credit Agricole SA 13-May-20 France 1Directors RelatedElect Director Reelect Gerard Ouvrier-Buffet as Director
Pilgrim's Pride Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Gilberto Tomazoni
Pilgrim's Pride Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Denilson Molina
Great Southern Bancorp, Inc. 06-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director David F. Levi
Quad/Graphics, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Jay O. Rothman
Xerox Holdings Corporation 21-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Eventbrite, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Julia Hartz
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Digital Realty Trust, Inc. 08-Jun-20 USA 1Directors RelatedElect Director Elect Director Mary Hogan Preusse
Editas Medicine, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Akshay K. Vaishnaw
Synalloy Corporation 30-Jun-20 USA 1Directors RelatedElect Director (Management) Elect Director Murray H. Wright
Bluegreen Vacations Holding Corporation
18-Nov-20 USA 1Directors RelatedElect Director Elect Director Darwin Dornbush
Magnit PJSC 04-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Vinokurov as Director
Shinhan Financial Group Co., Ltd. 26-Mar-20 South Korea 1Directors RelatedElect Director Elect as Yuki Hirakawa Outside Director
Electric Power Development Co., Ltd.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Watanabe, Toshifumi
Genmab A/S 26-Mar-20 Denmark 1Non-Salary Comp.Approve Remuneration Policy Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
Elisa Oyj 02-Apr-20 Finland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Stephane Roussel, Management Board Member
WEG SA 28-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1Reorg. and MergersWaive Requirement for Mandatory Offer to All Shareholders
Approve White Wash Waiver
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China 1SH-CompensationCompany-Specific--Compensation-Related
Approve Employee Share Purchase Plan (Draft) and Summary
PT Adaro Energy Tbk 20-May-20 Indonesia 1Routine/BusinessAmend Corporate Purpose Amend Articles of Association in Relation to Online Single Submission Integrated
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect James L. Go as Director
Guangzhou Automobile Group Co., Ltd.
29-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Braskem SA 29-May-20 Brazil 1SH-Dirs' RelatedElect Director Nominated by Preferred Shareholders
Elect Lirio Albino Parisotto as Director Appointed by Preferred Shareholder
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Ipsen SA 29-May-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Ge Li as Director
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Connected Restricted Shares Pursuant to the Scheme to WilliamRobert Keller
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Fanil Agliullin as Director
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Champion Lee, a Representative of Far Eastern Medical Foundation with Shareholder No. 22744, as Non-Independent Director
Sartorius Stedim Biotech SA 24-Jun-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessApprove Alternative Income Allocation/Distribution Policy
Approve Alternative Allocation of Income, with a Final Dividend of JPY 1 Higher Than Management Proposal
Indorama Ventures Public Co. Ltd. 30-Jun-20 Thailand 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ines Correa de Souza as Independent Director
Oracle Corp Japan 21-Aug-20 Japan 1Directors RelatedElect Director Elect Director John L. Hall
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Josua Malherbe as Director
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Kolychev as Director
G-Bits Network Technology (Xiamen) Co., Ltd.
09-Nov-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of the Board to Handle All Related Matters
Coloplast A/S 03-Dec-20 Denmark 1Routine/BusinessAmend Articles/Bylaws/Charter -- Routine
Amend Articles Re: Electronic General Meetings
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Wada, Isami
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Francisco Luiz Sibut Gomide as Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Agile Group Holdings Ltd. 11-May-20 Cayman Islands 1Directors RelatedElect Director Elect Hui Chiu Chung, Stephen as Director
Towngas China Company Limited 21-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Best World International Ltd. 22-Jun-20 Singapore 1Directors RelatedElect Director Elect Chester Fong Po Wai as Director
Embraer SA 29-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Consolidate Bylaws
Central Japan Railway Co. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kosuge, Shunichi
Wanhua Chemical Group Co. Ltd. 27-Apr-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2019 Investment Plan and 2020 Investment Plan
Fu Shou Yuan International Group Limited
09-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Ho Man as Director
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand 1Directors RelatedElect Director Elect Pumipat Chatnoraset as Director
R & B Food Supply Public Company Limited
31-Jul-20 Thailand 1Directors RelatedElect Director Elect Teerapat Yanatornkul as Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Osvaldo Burgos Schirmer as Independent Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You Like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
As an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Winpak Ltd. 26-Jun-20 Canada 1Directors RelatedElect Director Elect Director Antti I. Aarnio-Wihuri
Husqvarna AB 26-Jun-20 Sweden 1Directors RelatedElect Director Reelect Tom Johnstone as Director
BRP Inc. 28-May-20 Canada 1Directors RelatedElect Director Elect Director Nicholas G. Nomicos
Wells Fargo & Company 28-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Saga Communications, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Roy F. Coppedge, III
Albany International Corp. 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Piper Sandler Companies 15-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Liberty Media Corporation 21-May-20 USA 1Directors RelatedElect Director Elect Director Larry E. Romrell
Sunrun Inc. 02-Jun-20 USA 1Directors RelatedElect Director Elect Director Leslie Dach
Mersana Therapeutics, Inc. 12-Jun-20 USA 1Directors RelatedElect Director Elect Director Anna Protopapas
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Carlos Ruiz Sacristan
TerraForm Power, Inc. 29-Jul-20 USA 1Directors RelatedElect Director Elect Director Sachin Shah
Weibo Corporation 13-Aug-20 Cayman Islands 1Directors RelatedElect Director Elect Director Charles Chao
RCI Hospitality Holdings, Inc. 14-Sep-20 USA 1Directors RelatedElect Director Elect Director Arthur Allan Priaulx
Bluegreen Vacations Holding Corporation
18-Nov-20 USA 1Directors RelatedElect Director Elect Director Joel Levy
China Everbright Limited 21-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Aker BP ASA 16-Apr-20 Norway 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Creation of NOK 18 Million Pool of Capital without Preemptive Rights
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedElect Director Reelect Ernst Tanner as Director
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedElect Director Reelect Daniela Aeschlimann as Director
TERNA Rete Elettrica Nazionale SpA
18-May-20 Italy 1SH-Dirs' RelatedElect Supervisory Board Members (Bundled)
Slate 1 Submitted by CDP Reti SpA
Worldline SA 09-Jun-20 France 1Routine/BusinessAppoint Censor(s) Ratify Appointment of Johannes Dijsselhof as Censor
Telefonica SA 11-Jun-20 Spain 1CapitalizationAuthorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital
Ubisoft Entertainment SA 02-Jul-20 France 1Non-Salary Comp.Approve Executive Share Option Plan
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers
Bank Leumi Le-Israel Ltd. 10-Sep-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Yifat Bitton as Director
ICL Group Ltd. 14-Oct-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
SKYCITY Entertainment Group Limited
16-Oct-20 New Zealand 1Directors RelatedElect Director Elect Rob Campbell as Director
Erste Group Bank AG 10-Nov-20 Austria 1Routine/BusinessAmend Articles/Bylaws/Charter -- Routine
Amend Articles Re: Electronic Participation in the General Meeting
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
IsraCard Ltd. 29-Nov-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Sodexo SA 21-Jan-20 France 1Antitakeover RelatedApprove Modification in Share Ownership Disclosure Threshold
Amend Article 9.4 of Bylaws Re: Shareholding Disclosure Thresholds
PearlAbyss Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Han Jeong-hyeon as Outside Director
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Arnaud de Puyfontaine, Chairman of the Management Board
Hermes International SCA 24-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Corporate Officers
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1Non-Salary Comp.Approve or Amend Severance Agreements/Change-in-Control Agreements
Approve Change-of-Control Clause Re: Option Plan
Kuehne + Nagel International AG 05-May-20 Switzerland 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Executive Committee in the Amount of CHF 20 Million
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Target Parties and Subscription Manner
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Robert Dudley as Director
PTT Global Chemical Plc 02-Jun-20 Thailand 1Routine/BusinessOther Business Other Business
Sime Darby Plantation Bhd. 11-Jun-20 Malaysia 1Directors RelatedElect Director Elect Lou Leong Kok as Director
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Lutz Bunnenberg to the Supervisory Board
International Container Terminal Services, Inc.
18-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Cesar A. Buenaventura as Director
Formosa Taffeta Co., Ltd. 19-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect SIE,MING-DE (Hsieh Ming-Der), with SHAREHOLDER NO.0000090 as Non-independent Director
BYD Electronic (International) Co., Ltd.
23-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sartorius Stedim Biotech SA 24-Jun-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Add Provision on the Utility's Responsibility for Nuclear Accident Countermeasures
Skandinaviska Enskilda Banken AB 29-Jun-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Amend Articles Re: Introduce Equal Voting Rights of Class A and Class C Shares; Instruct Board to Prepare a Proposal for further Amendments of the Articles
Mitsubishi Materials Corp. 30-Jun-20 Japan 1Directors RelatedElect Director Elect Director Wakabayashi, Tatsuo
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Huei-Min Lu (LU,HUI-MIN), with ID No. S10087**** (S100876XXX) as Independent Director
Grupa LOTOS SA 30-Jun-20 Poland 1Reorg. and MergersApprove Investment in Another Company
Approve Acquisition of Shares in Increased Share Capital of Grupa Azoty Polyolefins SA
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Lock-up Period
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Silvio Romero de Lemos Meira as Independent Director
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fiscal Council Members
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Banco do Brasil SA 30-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
PT Bank Central Asia Tbk 30-Jul-20 Indonesia 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia
Polyus PJSC 18-Aug-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mikhail Stiskin as Director
Want Want China Holdings Limited
18-Aug-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Purpose of Plan
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Jan Rupert as Director
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Stock Option Incentive Plan and Its Summary
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member J. Jaervklo for Fiscal 2019
Venustech Group Inc. 15-Oct-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Employee Share Purchase Plan (Draft) and Summary
APA Group 22-Oct-20 Australia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Constitution of APT Investment Trust
Ramsay Health Care Limited 24-Nov-20 Australia 1Directors RelatedApprove the Spill Resolution Approve the Spill Resolution
Ovctek China, Inc. 27-Nov-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve 2019 Methods to Assess the Performance of Plan Participants
Geberit AG 01-Apr-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Hartmut Reuter as Member of the Compensation Committee
Thales SA 06-May-20 France 1CapitalizationAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 159 Million
Hang Lung Properties Ltd. 29-Apr-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Equitable Holdings, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Bertram L. Scott
Kingboard Holdings Limited 25-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
OPTORUN Co., Ltd. 25-Mar-20 Japan 1Directors RelatedElect Director Elect Director Min Rin
Datang International Power Generation Co., Ltd.
29-Apr-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Financial Proposal of Datang International as the Parent Company for the Year of 2020
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shinsei Bank, Ltd. 17-Jun-20 Japan 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Appoint Shareholder Director Nominee James B. Rosenwald III
Oppein Home Group, Inc. 29-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands 1Directors RelatedElect Director Elect Ngai Wai Fung as Director
Mahle Metal Leve SA 29-May-20 Brazil 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Roberto Moreno Pinna as Fiscal Council Member and Rafael Lopes Rodrigues as Alternate Appointed by Minority Shareholder
MicroPort Scientific Corporation 18-Jun-20 Cayman Islands 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Termination of Existing Share Option Scheme
R & B Food Supply Public Company Limited
31-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Wilcon Depot, Inc. 21-Sep-20 Philippines 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendment to the By-Laws
Suprajit Engineering Limited 26-Sep-20 India 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Payment of Remuneration to Harish Hassan Visweswara as Director
Cervus Equipment Corporation 23-Apr-20 Canada 1Non-Salary Comp.Approve/Amend Deferred Share Bonus Plan
Amend Deferred Share Unit Plan
Alimentation Couche-Tard Inc. 16-Sep-20 Canada 1SH-Corp GovernanceCompany-Specific--Governance-Related
SP 2: Determine that a Director is Independent or Non-Independent Be Disclosed in Management Circular
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Daiwabo Holdings Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Nishimura, Yukihiro
Constellation Software Inc. 05-Aug-20 Canada 1Directors RelatedElect Director Elect Director Andrew Pastor
J & J SNACK FOODS CORP. 11-Feb-20 USA 1Directors RelatedElect Director Elect Director Gerald B. Shreiber
Deere & Company 26-Feb-20 USA 1Routine/BusinessAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
The RMR Group Inc. 11-Mar-20 USA 1Directors RelatedElect Director Elect Director Walter C. Watkins, Jr.
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Companhia Brasileira de Distribuicao
23-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate
Vale SA 30-Apr-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Gilead Sciences, Inc. 06-May-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Eliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent
Strongbridge Biopharma plc 14-May-20 Ireland 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Renew the Board's Authority to Issue Shares Under Irish Law
Donnelley Financial Solutions, Inc. 18-May-20 USA 1SH-Gen Econ IssuesSeek Sale of Company/Assets Seek Sale of Company
State Street Corporation 20-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Moelis & Company 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Eric Cantor
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director G. Michael (Mike) Sievert
The TJX Companies, Inc. 09-Jun-20 USA 1SH-CompensationReport on Pay Disparity Report on Pay Disparity
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Amend Pool of Conditional Capital for Employee Benefit Plans
Willis Lease Finance Corporation 21-Jul-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
GDS Holdings Limited 06-Aug-20 Cayman Islands 1Directors RelatedElect Director Elect Director Satoshi Okada
RCI Hospitality Holdings, Inc. 14-Sep-20 USA 1Directors RelatedElect Director Elect Director Elaine J. Martin
Kimball International, Inc. 27-Oct-20 USA 1Directors RelatedElect Director Elect Director Susan B. Frampton
Orkla ASA 16-Apr-20 Norway 1Directors RelatedElect Director Elect Anders Kristiansen as New Director
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Expedite Nuclear Damage Compensation Payment Related to Fukushima Nuclear Accident
CJ ENM Co., Ltd. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Choi Joong-kyung as Outside Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Davide Campari-Milano SpA 27-Mar-20 Italy 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Davide Campari-Milano SpA 27-Mar-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Netmarble Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Yanli Piao as Non-Independent Non-Executive Director
Hermes International SCA 24-Apr-20 France 1Directors RelatedElect Supervisory Board Member Reelect Dorothee Altmayer as Supervisory Board Member
Novolipetsk Steel 24-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Benedict Sciortino as Director
Industrivarden AB 24-Apr-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Eliminate Differentiated Voting Rights
Prysmian SpA 28-Apr-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Energisa SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Luiz Alqueres as Independent Director and Andre La Saigne de Botton as Alternate
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo Alberto Lemann as Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Zhejiang Dahua Technology Co. Ltd.
12-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Credit Line Bank Application and Bill Pool Business
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China 1SH-CompensationCompany-Specific--Compensation-Related
Approve Methods to Assess the Performance of Plan Participants
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China 1Routine/BusinessApprove Dividend Distribution Policy
Approve Shareholder Return Plan
Uni-President China Holdings Ltd. 22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
BAIC BluePark New Energy Technology Co., Ltd.
22-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related Party Transactions
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Zhaojin Mining Industry Company Limited
05-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares
Motor Oil (Hellas) Corinth Refineries SA
17-Jun-20 Greece 1Non-Salary Comp.Approve/Amend Profit Sharing Plan
Approve Profit Sharing to Directors and Key Personnel
KGHM Polska Miedz SA 19-Jun-20 Poland 1SH-Dirs' RelatedRemoval of Existing Board Directors
Recall Supervisory Board Member
China Feihe Ltd. 22-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Aluminum Corporation of China Limited
23-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Toray Industries, Inc. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Nikkaku, Akihiro
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Solodov as Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Add Provision on Appropriate Bidding Process for Procurement and Subcontracting
Central Pattana Public Company Limited
10-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Hamilton Vasconcelos Araujo as Director
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Vinicius Urias Favarao as Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Report on the Usage of Previously Raised Funds
Klabin SA 31-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fiscal Council Members
Pick N Pay Stores Limited 04-Aug-20 South Africa 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Directors' Fees for the 2021 and 2022 Annual Financial Periods
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Prosus NV 18-Aug-20 Netherlands 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy for Executive Directors
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Grant Price and its Determination Method
CD Projekt SA 22-Sep-20 Poland 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares
PT Barito Pacific Tbk 24-Sep-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Boards of Directors
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Keong Shyan
Safran SA 28-May-20 France 1Directors RelatedElect Representative of Employee Shareholders to the Board
Elect Fernanda Saraiva as Representative of Employee Shareholders to the Board
TE Connectivity Ltd. 11-Mar-20 Switzerland 1Antitakeover RelatedAdjourn Meeting Adjourn Meeting
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo de Freitas Teixeira as Independent Director
Shenzhen Overseas Chinese Town Co., Ltd.
20-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Application of Credit Lines
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Share Option Incentive Scheme of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary
Mirvac Group 19-Nov-20 Australia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Constitution of Mirvac Property Trust
China Pacific Insurance (Group) Co. Ltd.
12-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Raytheon Technologies Corporation
27-Apr-20 USA 1SH-Soc./Human RightsPlant Closures and Outsourcing Report on Plant Closures
Suzano SA 22-May-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Daniel Feffer as Director
PT Sarana Meditama Metropolitan Tbk
02-Jun-20 Indonesia 1Directors RelatedAmend Articles Board-Related Amend Articles of Association
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
KEPCO Plant Service & Engineering Co., Ltd.
15-Sep-20 South Korea 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lee Jin-ho as Inside Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Automatic Data Processing, Inc. 11-Nov-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Report on Non-Management Employee Representation on the Board of Directors
Canadian Imperial Bank of Commerce
08-Apr-20 Canada 1SH-Dirs' RelatedBoard Diversity SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
Husqvarna AB 26-Jun-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Swap Arrangement to Cover Obligations Under LTI 2020
BRP Inc. 28-May-20 Canada 1Directors RelatedElect Director Elect Director Jose Boisjoli
BRP Inc. 28-May-20 Canada 1Directors RelatedElect Director Elect Director Charles Bombardier
Vale SA 30-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Quad/Graphics, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Kathryn Quadracci Flores
Digital Realty Trust, Inc. 08-Jun-20 USA 1Directors RelatedElect Director Elect Director Michael A. Coke
Howmet Aerospace Inc. 15-Jun-20 USA 1SH-Dirs' RelatedAmend Articles/Bylaws/Charter - Call Special Meetings
Reduce Ownership Threshold for Shareholders to Call Special Meeting
Constellation Brands, Inc. 21-Jul-20 USA 1Directors RelatedElect Director Elect Director Judy A. Schmeling
Natural Gas Services Group, Inc. 13-Aug-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Kone Oyj 25-Feb-20 Finland 1Directors RelatedElect Directors (Bundled) Reelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director
Jiangsu Expressway Company Limited
23-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2020 Financial Budget Report
Woodside Petroleum Ltd. 30-Apr-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Alcon Inc. 06-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
The Swatch Group AG 14-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Claude Nicollier as Member of the Compensation Committee
Sankyo Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tsutsui, Kimihisa
Erste Group Bank AG 10-Nov-20 Austria 1Directors RelatedElect Supervisory Board Member Reelect Maximilian Hardegg as Supervisory Board Member
IsraCard Ltd. 29-Nov-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Hannah Perry-Zen as External Director
OTTOGI Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Ham Young-jun as Inside Director
Pan Ocean Co., Ltd. 30-Mar-20 South Korea 1Directors RelatedElect Director Elect Ahn Jung-ho as Inside Director
CCR SA 09-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Frederic Crepin, Management Board Member
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Vicente Falconi Campos as Director
Ambev SA 24-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Aboitiz Power Corp. 27-Apr-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Pedro Pullen Parente as Independent Director
Empresa Nacional de Telecomunicaciones SA
28-Apr-20 Chile 1Routine/BusinessOther Business Other Business
Moscow Exchange MICEX-RTS PJSC
28-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei Golikov as Director
Shanghai Electric Power Co., Ltd. 29-Apr-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related-party Transactions
Infraestructura Energetica Nova SAB de CV
30-Apr-20 Mexico 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Vanessa Claro Lopes as Independent Director
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect Maria Asuncion Aramburuzabala as Director
NTT DATA Corp. 17-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Obata, Tetsuya
International Container Terminal Services, Inc.
18-Jun-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Shandong Buchang Pharmaceuticals Co., Ltd.
18-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
BTS Group Holdings Public Company Limited
20-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
RUMO SA 22-Jul-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Francisco Augusto da Costa e Silva as Independent Director
Visionox Technology, Inc. 27-Jul-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
PT Bank Central Asia Tbk 30-Jul-20 Indonesia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
Carl Zeiss Meditec AG 06-Aug-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Isabel De Paoli to the Supervisory Board
Central Retail Corp. Public Co. Ltd. 26-Aug-20 Thailand 1Directors RelatedElect Director Elect Suthilaksh Chirathivat as Director
Raia Drogasil SA 15-Sep-20 Brazil 1Non-Salary Comp.Approve Restricted Stock Plan Approve Restricted Stock Plan
Sasol Ltd. 20-Nov-20 South Africa 1Directors RelatedElect Director Re-elect Stephen Westwell as Director
Meituan Dianping 20-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Share Option Incentive Scheme of Sinotrans Limited (Revised Draft) and Its Summary
Bouygues SA 23-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Olivier Roussat
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Greentown Service Group Co. Ltd. 19-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand 1Directors RelatedElect Director Elect Voravee Kiatiniyomsak as Director
Duratex SA 30-Apr-20 Brazil 1Non-Salary Comp.Amend Share Matching Plan Amend Long-Term Incentive Plan
Westshore Terminals Investment Corporation
16-Jun-20 Canada 1Directors RelatedElect Director Elect Director William W. Stinson
Leon's Furniture Limited 14-May-20 Canada 1Directors RelatedElect Director Elect Director Terrence Thomas Leon
UPL Limited 31-Aug-20 India 1Directors RelatedElect Director Reelect Sandra Shrof as Director
China Resources Land Limited 02-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Zhang Dawei as Director
Turkiye Is Bankasi AS 31-Mar-20 Turkey 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Financial Statements and Statutory Reports
China Petroleum & Chemical Corp. 19-May-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Debt Financing Instruments
Spirit AeroSystems Holdings, Inc. 22-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Vericel Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Robert L. Zerbe
Aduro Biotech, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director Frank Karbe
Bloom Energy Corporation 12-May-20 USA 1Directors RelatedElect Director Elect Director Eddy Zervigon
Emerald Holding, Inc. 13-May-20 USA 1Directors RelatedElect Director Elect Director Emmanuelle Skala
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Sheldon G. Adelson
Ford Motor Company 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Pinterest, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Jeremy Levine
Xcel Energy Inc. 22-May-20 USA 1Social ProposalMiscellaneous -- Environmental & Social Counterproposal
Report on Costs and Benefits of Climate-Related Activities
Travelzoo 29-May-20 USA 1Non-Salary Comp.Approve Repricing of Options Approve Repricing of Options
Apollo Commercial Real Estate Finance, Inc.
02-Jun-20 USA 1Directors RelatedElect Director Elect Director Michael E. Salvati
MeiraGTx Holdings plc 02-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Director Joel S. Marcus
Comcast Corporation 03-Jun-20 USA 1Directors RelatedElect Director Elect Director David C. Novak
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director David Drahi
TerraForm Power, Inc. 29-Jul-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Arkema SA 19-May-20 France 1Directors RelatedElect Director Reelect Thierry Le Henaff as Director
China Medical System Holdings Ltd.
04-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Orion Oyj 06-May-20 Finland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
Olympus Corp. 30-Jul-20 Japan 1Directors RelatedElect Director Elect Director Masuda, Yasumasa
Olympus Corp. 30-Jul-20 Japan 1Directors RelatedElect Director Elect Director David Robert Hale
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Transaction Constitutes as Related-party Transaction
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Authorization of the Board to Handle All Related Matters
LG Chem Ltd. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Cha Dong-seok as Inside Director
Korea Gas Corp. 27-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo Pongracz Rossi as Director
CNH Industrial NV 16-Apr-20 Netherlands 1Directors RelatedElect Director Elect Vagn Sorensen as Non-Executive Director
Hypera SA 22-Apr-20 Brazil 1Non-Salary Comp.Approve Bonus Matching Plan Approve Share Matching Plan
BRF SA 27-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Energisa SA 28-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Inner Mongolia Yitai Coal Co., Ltd. 08-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee for Commercial Acceptance Bill Financing Business of Its Certain Holding Subsidiaries
Shenzhen Sunway Communication Co., Ltd.
13-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Funds to Purchase Financial Products
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Universal Robina Corporation 14-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Patrick Henry C. Go as Director
Budweiser Brewing Company APAC Limited
15-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China South Publishing & Media Group Co., Ltd.
20-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Agreement
Hengan International Group Company Limited
21-May-20 Cayman Islands 1Directors RelatedElect Director Elect Chan Henry as Director
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect William F. Gifford, Jr. as Director
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Lyu Aifeng as Director
International Container Terminal Services, Inc.
18-Jun-20 Philippines 1Routine/BusinessRatify Auditors Appoint External Auditors
Semiconductor Manufacturing International Corporation
23-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Tong Guohua as Director
SM Investments Corp. 24-Jun-20 Philippines 1Routine/BusinessRatify Auditors Elect SyCip Gorres Velayo & Co. as External Auditor
Polskie Gornictwo Naftowe i Gazownictwo SA
24-Jun-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Eurofins Scientific SE 26-Jun-20 Luxembourg 1Directors RelatedElect Director Reelect Gilles Martin as Director
Huadian Power International Corporation Limited
30-Jun-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Debt Financing Instruments
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Price and Pricing Basis
Equatorial Energia SA 17-Jul-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
Iliad SA 21-Jul-20 France 1Reorg. and MergersApprove Transaction with a Related Party
Approve Transaction with Holdco Re. Entertainment Convention
Zhejiang Dahua Technology Co. Ltd.
24-Jul-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Provision for Controlled Subsidiary
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Introduction of Strategic Investor
China National Medicines Co., Ltd. 09-Sep-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Agreement
OFILM Group Co., Ltd. 28-Sep-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Credit Line and Guarantee
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
AGL Energy Limited 07-Oct-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Performance Rights under the AGL Long Term Incentive Plan to Brett Redman
Yandex NV 29-Oct-20 Netherlands 1CapitalizationEliminate Preemptive Rights Authorize Board to Exclude Preemptive Rights from Share Issuances
UBS Group AG 19-Nov-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Nelson Azevedo Jobim as Director
Polyus PJSC 22-Jun-20 Russia 2CapitalizationApprove Issuance of Shares for a Private Placement
Approve Increase in Share Capital through Issuance of 3,130,000 Ordinary Shares via Closed Subscription
Lincoln National Corporation 11-Jun-20 USA 1SH-Dirs' RelatedAmend Articles/Bylaws/Charter - Call Special Meetings
Amend Special Meeting Right Provisions
Korea Investment Holdings Co., Ltd.
20-Mar-20 South Korea 1Directors RelatedElect Director Elect Hobart Lee Epstein as Outside Director
Wheelock & Co. Limited 16-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
bioMerieux SA 30-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Chairman and CEO
CITIC Securities Co., Ltd. 23-Jun-20 China 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration
Zijin Mining Group Co., Ltd. 29-Dec-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Restricted A Share Incentive Scheme for 2020 (Revised Draft) and Its Summary
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Nildemar Secches as Independent Director
KEPCO Plant Service & Engineering Co., Ltd.
15-Sep-20 South Korea 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Koo Neung-mo as Outside Director
PI Industries Limited 25-Sep-20 India 1Directors RelatedElect Director Reelect Arvind Singhal as Director
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Independent Director
BANK POLSKA KASA OPIEKI SA 22-May-20 Poland 1SH-Dirs' RelatedAmend Articles Board-Related Amend Statute Re: Supervisory Board
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Oil & Natural Gas Corporation Limited
09-Oct-20 India 1Directors RelatedElect Director Elect Om Prakash Singh as Director (Technology and Field Services)
Technogym SpA 23-Apr-20 Italy 1Non-Salary Comp.Approve Equity Plan Financing Authorize Board to Increase Capital to Service Performance Shares Plan
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition
Sanofi 28-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcio de Lima Leite as Director
Credit Agricole SA 13-May-20 France 1Directors RelatedElect Director Reelect Daniel Epron as Director
Sumitomo Mitsui Financial Group, Inc.
26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Matsumoto, Masayuki
Mesa Air Group, Inc. 04-Feb-20 USA 1Directors RelatedElect Director Elect Director Ellen N. Artist
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate
Eli Lilly and Company 04-May-20 USA 1SH-Other/misc.Animal Testing Report on Forced Swim Test
SailPoint Technologies Holdings, Inc.
05-May-20 USA 1Directors RelatedElect Director Elect Director William G. Bock
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director J.C. Butler, Jr.
SunPower Corporation 14-May-20 USA 1Directors RelatedElect Director Elect Director Thomas Rebeyrol
Kronos Worldwide, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Robert D. Graham
HealthStream, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Jeffrey L. McLaren
Coherus BioSciences, Inc. 22-May-20 USA 1Directors RelatedElect Director Elect Director James I. Healy
Artisan Partners Asset Management Inc.
02-Jun-20 USA 1Directors RelatedElect Director Elect Director Tench Coxe
Sirius XM Holdings Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Gregory B. Maffei
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Patrick Drahi
W.R. Berkley Corporation 12-Jun-20 USA 1Directors RelatedElect Director Elect Director Jack H. Nusbaum
Discovery, Inc. 18-Jun-20 USA 1Directors RelatedElect Director Elect Director John C. Malone
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Luis Miguel Palomino Bonilla
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
BG Staffing, Inc. 03-Nov-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
CSL Limited 14-Oct-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Performance Share Units to Paul Perreault
CNOOC Limited 21-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
SES SA 02-Apr-20 Luxembourg 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Swedish Match AB 02-Apr-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
Woodside Petroleum Ltd. 30-Apr-20 Australia 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Company's Constitution
Tele2 AB 11-May-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Instruct Board to Work Towards A Corresponding Change to be Effectuated in the Swedish Regulatory Framework, primarily by Approaching the Swedish Government
Swedish Orphan Biovitrum AB 13-May-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Transfer of Shares in Connection with Previous Share Programs
Galaxy Entertainment Group Limited
10-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Bank Leumi Le-Israel Ltd. 10-Sep-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Dorit Diana Salinger Alter as External Director, as Defined in Directive 301 of the Proper Conduct of Banking Business Regulations
Raiffeisen Bank International AG 20-Oct-20 Austria 1Directors RelatedElect Supervisory Board Member Elect Heinz Konrad as Supervisory Board Member
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19
PT Bank Mandiri (Persero) Tbk 19-Feb-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Board of Company
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Svenska Handelsbanken AB 25-Mar-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Work for the Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act
Canon, Inc. 27-Mar-20 Japan 1Directors RelatedElect Director Elect Director Homma, Toshio
CJ Corp. 30-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Ryu Chul-kyu as a Member of Audit Committee
Industrivarden AB 24-Apr-20 Sweden 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles Re: Delete Article 6
Aboitiz Power Corp. 27-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Eric Ramon O. Recto as Director
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director Elect Duncan George Osborne as Director
Yangzijiang Shipbuilding (Holdings) Ltd.
30-Apr-20 Singapore 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Type and Par Value
Betta Pharmaceuticals Co., Ltd. 11-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Comprehensive Financing Application and Guarantee Provision
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Comprehensive Financial Services Framework Agreement and other Related Transactions
MTN Group Ltd. 21-May-20 South Africa 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Non-executive Directors' Remuneration
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Igor Antoshin as Director
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Frederick D. Go as Director
Dassault Systemes SA 26-May-20 France 1Reorg. and MergersCompany Specific Organization Related
Pursuant to Item 19 Above, Delegate Power to the Board to Issue Shares in Connection with Spin-Off Agreements
Guangzhou Automobile Group Co., Ltd.
29-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association Regarding Party Committee
Genscript Biotech Corp. 01-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Novak as Director
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Sun Yuan as Director
Winbond Electronics Corp. 12-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives - Representative of Chin-Xin Investment Co., Ltd.
Delivery Hero SE 18-Jun-20 Germany 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Chen Kun Chang (C.K. Chang), a Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director
GlobalWafers Co., Ltd. 23-Jun-20 Taiwan 1Reorg. and MergersApprove Amendments to Lending Procedures and Caps
Amend Procedures for Endorsement and Guarantees
PGE Polska Grupa Energetyczna SA
26-Jun-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Indorama Ventures Public Co. Ltd. 30-Jun-20 Thailand 1Directors RelatedElect Director Elect Rathian Srimongkol as Director
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Listing Exchange
Promotora y Operadora de Infraestructura SA
03-Jul-20 Mexico 1Directors RelatedElect Directors (Bundled) Elect or Ratify Directors, Members, Chairmen of Audit and Corporate Governance Committees, Committee Members, CEO and Secretary
Asymchem Laboratories (Tianjin) Co., Ltd.
09-Jul-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
Home Product Center Public Company Limited
10-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Resolution Validity Period
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Authorization of Board to Handle All Related Matters
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Financial Statements
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
BTS Group Holdings Public Company Limited
20-Jul-20 Thailand 1Directors RelatedElect Director Elect Rangsin Kritalug as Director
SDIC Power Holdings Co., Ltd. 11-Aug-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Directors
Naspers Ltd. 21-Aug-20 South Africa 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Place Authorised but Unissued Shares under Control of Directors
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Conditions for Granting and Exercising Stock Options
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Methods to Assess the Performance of Plan Participants
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Sokolov as Director
Ambu A/S 09-Dec-20 Denmark 1Routine/BusinessAmend Articles/Bylaws/Charter -- Routine
Amend Articles Re: Authorization to Hold Completely Electronic General Meetings
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Zhao Haijun Under the 2014 Equity Incentive Plan
Jiangsu Expressway Company Limited
23-Apr-20 China 1Reorg. and MergersApprove Loan Agreement Approve Loan Agreement Between the Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation
Eurazeo SE 30-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Nicolas Huet, Member of Management Board
Eurazeo SE 30-Apr-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Toyota Industries Corp. 09-Jun-20 Japan 1Directors RelatedElect Director Elect Director Onishi, Akira
Ambev SA 24-Apr-20 Brazil 1Non-Salary Comp.Amend Restricted Stock Plan Amend Restricted Stock Plan
Jardine Strategic Holdings Ltd. 07-May-20 Bermuda 1Directors RelatedElect Director Re-elect Adam Keswick as Director
Alupar Investimento SA 27-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
Philippine Seven Corporation 16-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lien-Tang Hsieh as Director
Syngene International Limited 22-Jul-20 India 1Directors RelatedElect Director Reelect Vijay Kumar Kuchroo as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Igor Xavier Correia Lima as Independent Director
Avenue Supermarts Limited 01-Sep-20 India 1Directors RelatedElect Director Reelect Ramakant Baheti as Director
The Toronto-Dominion Bank 02-Apr-20 Canada 1SH-Dirs' RelatedBoard Diversity SP B: Set a Diversity Target of More than 40% for the Composition of its Board of Directors for the Next Five Years
Fraport AG Frankfurt Airport Services Worldwide
26-May-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Michael Boddenberg to the Supervisory Board
Acuity Brands, Inc. 08-Jan-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
The Bank of New York Mellon Corporation
15-Apr-20 USA 1SH-Other/misc.Gender Pay Gap Report on Gender Pay Gap
Enel Americas SA 30-Apr-20 Chile 2Routine/BusinessOther Business Other Business
Clearway Energy, Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Jonathan Bram
First Northwest Bancorp 05-May-20 USA 1Directors RelatedElect Director Elect Director Stephen E. Oliver
Alexander's, Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Russell B. Wight, Jr.
Amplify Energy Corp. 20-May-20 USA 1Directors RelatedElect Director Elect Director Scott L. Hoffman
Tenable Holdings, Inc. 28-May-20 USA 1Directors RelatedElect Director Elect Director John C. Huffard, Jr.
Devon Energy Corporation 03-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Marcelo Claure
AssetMark Financial Holdings, Inc. 08-Jun-20 USA 1Directors RelatedElect Director Elect Director Rohit Bhagat
Zuora, Inc. 23-Jun-20 USA 1Directors RelatedElect Director Elect Director Jason Pressman
Esquire Financial Holdings, Inc. 24-Jun-20 USA 1Directors RelatedElect Director Elect Director Robert J. Mitzman
58.com Inc. 07-Sep-20 Cayman Islands 1Routine/BusinessAuthorize Board to Ratify and Execute Approved Resolutions
Authorize Board to Ratify and Execute Approved Resolutions
Cimpress plc 25-Nov-20 Ireland 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Uniper SE 20-May-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Klaus-Dieter Maubach to the Supervisory Board
China Communications Services Corporation Limited
15-Jun-20 China 1CapitalizationIncrease Authorized Common Stock
Authorize Board to Increase Registered Capital of the Company and Amend Articles of Association to Reflect Such Increase
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Respondent to Enquiries
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Elbit Systems Ltd. 10-Aug-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Raiffeisen Bank International AG 20-Oct-20 Austria 1Routine/BusinessAdopt New Articles of Association/Charter
Amend Articles of Association
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19
Hengtong Optic-Electric Co., Ltd. 18-Mar-20 China 1Reorg. and MergersApprove Loan Agreement Approve Bill Pool Business
Samsung BioLogics Co., Ltd. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Tae-han as Inside Director
Celltrion Healthcare Co., Ltd. 27-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
Yunnan Baiyao Group Co., Ltd. 21-Apr-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Draft and Summary of Stock Option Incentive Plan
Yunnan Baiyao Group Co., Ltd. 21-Apr-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Assessment and Management Measures of the Stock Option Incentive Plan
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Manner and Time
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima Junior as Director
Colbun SA 30-Apr-20 Chile 1Routine/BusinessOther Business Other Business
Yangzijiang Shipbuilding (Holdings) Ltd.
30-Apr-20 Singapore 1Directors RelatedElect Director Elect Xu Wen Jiong as Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Manner and Period
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Agreement
Yihai International Holding Ltd. 22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Severstal PAO 05-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Shevelev as Director
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Connected Restricted Shares Pursuant to the Scheme to WeichangZhou
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sinopharm Group Co., Ltd. 11-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares
Delivery Hero SE 18-Jun-20 Germany 1CapitalizationAuthorize Use of Financial Derivatives
Authorize Use of Financial Derivatives when Repurchasing Shares
China Gezhouba Group Co., Ltd. 18-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
CITIC Limited 19-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Oil Co. LUKOIL PJSC 23-Jun-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ravil Maganov as Director
Eurofins Scientific SE 26-Jun-20 Luxembourg 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Bogdanov as Director
Mitsubishi Materials Corp. 30-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sato, Hiroshi
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Draft and Summary on Employee Share Purchase Plan
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Price and Pricing Principle
Bangkok Expressway & Metro Public Co. Ltd.
20-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
CD Projekt SA 28-Jul-20 Poland 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Incentive Plan
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Pierre Claude Perrenoud as Independent Director
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Pedro Oliva Marcilio de Sousa as Independent Director and Alberto Klabin as Alternate
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Luis de Salles Freire as Independent Director and Francisco Lafer Pati as Alternate
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Nikesh Arora as Director
Folli Follie SA 10-Sep-20 Greece 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept 2018 Financial Statements and Statutory Reports
OFILM Group Co., Ltd. 28-Sep-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Financial Leasing Business and Provision of Its Guarantee
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member J. Heizmann (until Oct. 1, 2019) for Fiscal 2019
Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
19-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of the Board to Handle All Related Matters
Hangzhou Tigermed Consulting Co., Ltd.
20-Oct-20 China 2Routine/BusinessApprove/Amend Regulations on General Meetings
Amend Rules and Procedures Regarding General Meetings of Shareholders
TURKCELL Iletisim Hizmetleri AS 21-Oct-20 Turkey 2Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Crown Resorts Limited 22-Oct-20 Australia 1Directors RelatedElect Director Elect Guy Jalland as Director
Evolution Mining Limited 26-Nov-20 Australia 1Directors RelatedApprove the Spill Resolution Approve the Spill Resolution
Inner Mongolia Yitai Coal Co., Ltd. 16-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Estimation of the Company for the Maximum of Daily Related Party Transactions (B shares) for 2021-2023
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Methods to Assess the Performance of Plan Participants
Cronos Group Inc. 25-Jun-20 Canada 1Reorg. and MergersChange Jurisdiction of Incorporation [ ]
Approve Continuance of Company [OBCA to BCBCA]
H. Lundbeck A/S 24-Mar-20 Denmark 1Non-Salary Comp.Approve Remuneration Policy Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
Best World International Ltd. 22-Jun-20 Singapore 1Routine/BusinessAccept Financial Statements and Statutory Reports
Adopt Financial Statements and Directors' and Auditors' Reports
Korean Air Lines Co., Ltd. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Woo Gi-hong as Inside Director
Embraer SA 29-Apr-20 Brazil 1Directors RelatedApprove Director/Officer Liability and Indemnification
Amend Articles Re: Indemnity Provision
bioMerieux SA 30-Jun-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
AMERCO 20-Aug-20 USA 1SH-Corp GovernanceCompany-Specific--Governance-Related
Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2020
Haier Electronics Group Co., Ltd. 23-Jun-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Bayer AG 28-Apr-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Otmar Wiestler to the Supervisory Board
China Petroleum & Chemical Corp. 19-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares
Verso Corporation 31-Jan-20 USA 1Antitakeover RelatedAdopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Adopt Stockholder Rights Plan
Enzo Biochem, Inc. 25-Feb-20 USA 1SH-Dirs' RelatedElect Director (Dissident) Elect Director Peter J. Clemens, IV
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico 2Directors RelatedElect Director Elect/Ratify Ricardo Guajardo Touche as Director
Lantheus Holdings, Inc. 23-Apr-20 USA 1Directors RelatedElect Director Elect Director Frederick Robertson
Hutchison China MediTech Ltd. 27-Apr-20 Cayman Islands 1Directors RelatedElect Director Re-elect Simon To as Director
Marine Products Corporation 28-Apr-20 USA 1Directors RelatedElect Director Elect Director R. Randall Rollins
Gladstone Commercial Corporation
07-May-20 USA 1Directors RelatedElect Director Elect Director Michela A. English
CVS Health Corporation 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Baker Hughes Company 14-May-20 USA 1Directors RelatedElect Director Elect Director John G. Rice
Osmotica Pharmaceuticals plc 20-May-20 Ireland 1Directors RelatedElect Director Elect Director Sriram Venkataraman
MicroStrategy Incorporated 27-May-20 USA 1Directors RelatedElect Director Elect Director Michael J. Saylor
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Chairman and CEO
Greencore Group Plc 28-Jan-20 Ireland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Tele2 AB 11-May-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
In the Event that the Investigation Clarifies that there is Need, Relevant Measures Shall be Taken to Ensure that the Requirements are Fulfilled
Capgemini SE 20-May-20 France 1Directors RelatedElect Director Elect Claire Sauvanaud as Director Shareholder Representative
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tanaka, Kotaro
Samsung BioLogics Co., Ltd. 20-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
Turk Hava Yollari AO 31-Mar-20 Turkey 1CapitalizationAmend Articles/Charter Equity-Related
Amend Article 6 Re: Capital Related
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Claire Marie Du Payrat as Director
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Reelect Sonia de Demandolx as Director
Sika AG 21-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director Elect Ana Paula Kaminitz Peres as Director
SHIMAMURA Co., Ltd. 15-May-20 Japan 1Non-Salary Comp.Approve Retirement Bonuses for Statutory Auditors
Approve Statutory Auditor Retirement Bonus
Haitian International Holdings Limited
19-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Wuchan Zhongda Group Co., Ltd. 19-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantee Plan
Powertech Technology, Inc. 28-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Dephne Wu, a Representative of KTC-SUN Corp. (KTC-TU Corp.) with Shareholder No. 135526, as Non-Independent Director
China Zhongwang Holdings Limited
29-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Severstal PAO 05-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Agnes Anna Ritter as Director
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 6
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 8
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Directors RelatedElect Director Elect Saris as Director
3SBio, Inc. 19-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Daicel Corp. 19-Jun-20 Japan 1Routine/BusinessApprove Allocation of Income and Dividends
Approve Allocation of Income, with a Final Dividend of JPY 18
Semiconductor Manufacturing International Corporation
23-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Toray Industries, Inc. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Oya, Mitsuo
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Establish Work Environment where Employees Think About Safety of Nuclear Power Generation
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Agarev as Director
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
30-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares
IRPC Public Co., Ltd. 03-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Jollibee Foods Corporation 24-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Cezar P. Consing as Director
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcelo Amaral Moraes as Independent Director
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Anselmo Henrique Seto Leal as Director
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Luiza Helena Trajano Inacio Rodrigues as Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Authorization of Board to Handle All Related Matters
IRB Brasil Resseguros SA 31-Jul-20 Brazil 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Financial Statements for Fiscal Year Ended Dec. 31, 2019
Pick N Pay Stores Limited 04-Aug-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Anton Rupert as Director
Thai Union Group Public Co. Ltd. 16-Sep-20 Thailand 1Directors RelatedElect Director Elect Thamnoon Ananthothai as Director
Will Semiconductor Co., Ltd. Shanghai
22-Sep-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Authorization of the Board to Handle All Related Matters
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Bella Zlatkis as Director
Nanyang Topsec Technologies Group, Inc.
28-Sep-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Authorization of Board to Handle All Related Matters
China Minsheng Banking Corp., Ltd.
16-Oct-20 China 1Directors RelatedElect Director Elect Peng Xuefeng as Director
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Establishment of New Employees' Share Option Scheme (ESOS)
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Seok Hong
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Suguro, Fumiyasu
Eurazeo SE 30-Apr-20 France 1CapitalizationAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value
Universal Health Services, Inc. 20-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Towngas China Company Limited 21-May-20 Cayman Islands 1Directors RelatedElect Director Elect Alfred Chan Wing-kin as Director
SUNeVision Holdings Ltd. 30-Oct-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
SUNeVision Holdings Ltd. 30-Oct-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
BANK POLSKA KASA OPIEKI SA 22-May-20 Poland 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Statute
Bank of Montreal 31-Mar-20 Canada 1SH-Dirs' RelatedBoard Diversity SP 2: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Andre Macedo Facos as Independent Director
SNC-Lavalin Group Inc. 07-May-20 Canada 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
SP 2: Maintain Head Office in Quebec
Abbott Laboratories 24-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Turning Point Brands, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director David Glazek
Vericel Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Dominick C. Colangelo
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Cumulus Media Inc. 30-Apr-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Colony Bankcorp, Inc. 26-May-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Entravision Communications Corporation
28-May-20 USA 1Directors RelatedElect Director Elect Director Paul A. Zevnik
Systemax Inc. 01-Jun-20 USA 1Directors RelatedElect Director Elect Director Barry Litwin
SVMK Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Ryan Finley
SVMK Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Serena J. Williams
Gannett Co., Inc. 08-Jun-20 USA 1Directors RelatedElect Director Elect Director Kevin M. Sheehan
Discovery, Inc. 18-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
International Seaways, Inc. 22-Jun-20 Marshall Isl 1Directors RelatedElect Director Elect Director Joseph I. Kronsberg
Independent Bank Group, Inc. 27-Aug-20 USA 1Routine/BusinessOther Business Other Business
Cal-Maine Foods, Inc. 02-Oct-20 USA 1Directors RelatedElect Director Elect Director Adolphus B. Baker
Petroleo Brasileiro SA 30-Nov-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles and Consolidate Bylaws
Yuexiu Property Company Limited 28-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Great Wall Motor Company Limited
12-Jun-20 China 1Reorg. and MergersAmend Articles/Bylaws/Charter -- Organization-Related
Amend Rules for the Administration of External Investment
Tele2 AB 11-May-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Amend Articles Re: Eliminate Differentiated Voting Rights
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Researcher Tax Scheme
Chow Tai Fook Jewellery Group Ltd.
30-Jul-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Ryman Healthcare Limited 13-Aug-20 New Zealand 1Non-Salary Comp.Approve Increase in Aggregate Compensation Ceiling for Directors
Approve the Increase in Maximum Aggregate Remuneration of Directors
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19
Celltrion Healthcare Co., Ltd. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect David Han as Outside Director
Lotte Shopping Co., Ltd. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Park Jae-wan as Outside Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Davide Campari-Milano SpA 27-Mar-20 Italy 1Reorg. and MergersChange Jurisdiction of Incorporation [ ]
Approve Change in the Location of the Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws
CCR SA 09-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Abilio dos Santos Diniz as Director
Vivendi SA 20-Apr-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
Globe Telecom, Inc. 21-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lang Tao Yih, Arthur as Director
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Pricing Reference Date, Issue Price and Pricing Basis
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Authorization of Board to Handle All Related Matters Regarding Private Placement of New Shares
Energisa SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ivan Muller Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate
Energisa SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ricardo Perez Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate
Fibra Uno Administracion SA de CV
30-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) Elect or Ratify Members, Alternates and Secretary (Non-Member) of Technical Committee; Verify Independence Classification
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Authorization of Board to Handle All Related Matters
HKT Trust & HKT Limited 08-May-20 Cayman Islands 1Directors RelatedElect Director Elect Aman Mehta as Director
ANTA Sports Products Ltd. 11-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Barbashev as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Batekhin as Director
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Maksim Poletaev as Director
Societe BIC SA 20-May-20 France 1CapitalizationAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
China Resources Gas Group Limited
22-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Victorico P. Vargas as Director
Dassault Systemes SA 26-May-20 France 1Reorg. and MergersCompany Specific Organization Related
Delegate Power to the Board to Carry Spin-Off Agreements
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Hamad Rashid Al Mohannadi as Director
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect Martin J. Barrington as Director
China Resources Pharmaceutical Group Limited
22-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
BYD Electronic (International) Co., Ltd.
23-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Wang Chuan-fu as Director
Sartorius Stedim Biotech SA 24-Jun-20 France 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issuance of Equity or Equity-Linked Securities for Reserved for Specific Beneficiaries or Qualified Investors, up to Aggregate Nominal Amount of EUR 4 Million
CEZ as 29-Jun-20 Czech Republic 1Routine/BusinessElect Member of Audit Committee
Recall and Elect Members of Audit Committee
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ildus Usmanov as Director
Bangkok Expressway & Metro Public Co. Ltd.
20-Jul-20 Thailand 1Directors RelatedElect Director Elect Supong Chayutsahakij as Director
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Aldo Luiz Mendes as Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Distribution Arrangement of Undistributed Earnings
Beijing Kunlun Tech Co., Ltd. 17-Aug-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
Naspers Ltd. 21-Aug-20 South Africa 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Accounting Treatment
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Rights and Obligations of the Plan Participants and the Company
Lepu Medical Technology (Beijing) Co., Ltd.
16-Nov-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve to Implement a Shareholding Plan for the Company's Core Employees
Hellenic Telecommunications Organization SA
04-Dec-20 Greece 2SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect a Shareholder-Nominee to the Board
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Paul Desmarais III as Director
Agile Group Holdings Ltd. 11-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Zijin Mining Group Co., Ltd. 29-Dec-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Authorize the Board to Deal with All Matters in Relation to the Restricted A Share Incentive Scheme for 2020
Varun Beverages Limited 26-Jun-20 India 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Payment of Profit Related Commission to Non-Executive Directors
The Phoenix Mills Limited 25-Sep-20 India 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Payment of Remuneration to Rajendra Kalkar as Whole-Time Director
Petroleo Brasileiro SA 22-Jul-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Woori Financial Group, Inc. 25-Mar-20 South Korea 1Directors RelatedElect Director Elect Son Tae-seung as Inside Director
First Community Bankshares, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director M. Adam Sarver
Embraer SA 29-Apr-20 Brazil 1Non-Salary Comp.Approve Share Appreciation Rights/Approve Phantom Option Plan
Approve Long-Term Incentive Plan
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director
Peoples Bancorp of North Carolina, Inc.
07-May-20 USA 1Directors RelatedElect Director Elect Director Robert C. Abernethy
Talos Energy Inc. 12-May-20 USA 1Directors RelatedElect Director Elect Director John 'Brad' Juneau
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Lawson Products, Inc. 12-May-20 USA 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements for Specified Provisions and Opt Out of Section 203 of the Delaware General Corporation Law
TPI Composites, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Steven C. Lockard
TPI Composites, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Philip J. Deutch
Inphi Corporation 21-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Alphabet Inc. 03-Jun-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Walmart Inc. 03-Jun-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Adopt Policy to Include Hourly Associates as Director Candidates
Roku, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Anthony Wood
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Gerrit Jan Bakker
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Dennis Okhuijsen
Oil Co. LUKOIL PJSC 23-Jun-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Leonid Fedun as Director
Mobile TeleSystems PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Feliks Evtushenkov as Director
Catalyst Pharmaceuticals, Inc. 20-Aug-20 USA 1Routine/BusinessOther Business Other Business
Nexity SA 19-May-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Deutsche Bank AG 20-May-20 Germany 1SH-CompensationNon-Employee Director Compensation
Approve Remuneration of Supervisory Board
Shui On Land Ltd. 27-May-20 Cayman Islands 1Directors RelatedElect Director Elect David J. Shaw as Director
Yuexiu Property Company Limited 28-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1Non-Salary Comp.Approve Restricted Stock Plan Approve Long-Term Variable Compensation Program 2020 (LTV 2020)
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Minutes of the Annual General Meeting
Danske Bank A/S 09-Jun-20 Denmark 1SH-Dirs' RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Legal Proceedings Against Former Management
First Pacific Company Limited 16-Jun-20 Bermuda 1Directors RelatedElect Director Elect Benny S. Santoso as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
IsraCard Ltd. 16-Jul-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Fattal Holdings (1998) Ltd. 16-Sep-20 Israel 1Directors RelatedElect Director Reelect Herzel Shalem as Director
Raiffeisen Bank International AG 20-Oct-20 Austria 1Directors RelatedElect Supervisory Board Member Elect Klaus Buchleitner as Supervisory Board Member
Joincare Pharmaceutical Group Industry Co., Ltd.
14-Feb-20 China 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Authorization of the Board to Handle All Related Matters
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Issue Price Adjustment Mechanism
ABB Ltd. 26-Mar-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Shenzhen Sunway Communication Co., Ltd.
30-Mar-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Funds to Purchase Financial Products
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Flavio Mendes Aidar as Director and Livio Hagime Kuze as Alternate
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Wolters Kluwer NV 23-Apr-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
NOVATEK JSC 24-Apr-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Leonid Mikhelson as Director
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Luiz Osorio as Independent Director
Anadolu Efes Biracilik ve Malt Sanayii A.S.
28-Apr-20 Turkey 1Directors RelatedElect Directors (Bundled) and Approve Their Remuneration
Elect Directors and Approve Their Remuneration
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Alberto da Veiga Sicupira as Director
Inner Mongolia Yitai Coal Co., Ltd. 08-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve the Entrusted Wealth Management with Idle Self-Owned Funds
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Hua Hong Semiconductor Limited 14-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Hangzhou Hikvision Digital Technology Co., Ltd.
15-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Agreement
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Sharabaiko as Director
Cyfrowy Polsat SA 25-May-20 Poland 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Statute
China National Nuclear Power Co., Ltd.
27-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Province of Guarantee
WH Group Limited 02-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Guangzhou Kingmed Diagnostics Group Co., Ltd.
05-Jun-20 China 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors and Senior Management Members
Beijing Enterprises Water Group Ltd.
09-Jun-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
CSPC Pharmaceutical Group Limited
15-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Lee Ka Sze, Carmelo as Director
Pirelli & C. SpA 18-Jun-20 Italy 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Deutsche Telekom AG 19-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Michael Kaschke to the Supervisory Board
Sartorius Stedim Biotech SA 24-Jun-20 France 1CapitalizationAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Authorize Capitalization of Reserves of Up to EUR 4 Million for Bonus Issue or Increase in Par Value
ALROSA PJSC 24-Jun-20 Russia 1Routine/BusinessApprove Remuneration of Members of Audit Commission
Approve Remuneration of Members of Audit Commission
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei Donets as Director
Polskie Gornictwo Naftowe i Gazownictwo SA
24-Jun-20 Poland 1Directors RelatedDismiss/Remove Director(s)/Auditor(s) (Non-contentious)
Recall Supervisory Board Member
Skandinaviska Enskilda Banken AB 29-Jun-20 Sweden 1Directors RelatedElect Director Reelect Marcus Wallenberg as Director
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sheng-Chen Lee (LI,SHENG-CHEN), with ID No. P12194**** (P121941XXX) as Independent Director
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Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Promotora y Operadora de Infraestructura SA
03-Jul-20 Mexico 1CapitalizationAuthorize Share Repurchase Program
Set Maximum Amount of Share Repurchase Reserve
Iliad SA 21-Jul-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of CEO
RUMO SA 22-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Marcelo Curti as Fiscal Council Member and Joao Marcelo Peixoto Torres as Alternate
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Carl Zeiss Meditec AG 06-Aug-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Karl Lamprecht to the Supervisory Board
Prosus NV 18-Aug-20 Netherlands 1Non-Salary Comp.Amend Restricted Stock Plan Amend Prosus Share Award Plan
Oracle Corp Japan 21-Aug-20 Japan 1Directors RelatedElect Director Elect Director Kimberly Woolley
LPP SA 18-Sep-20 Poland 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Statute
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei Kostin as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member B. Osterloh for Fiscal 2019
Lojas Renner SA 21-Oct-20 Brazil 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Stock Option Plan Re: Clause 13
Lojas Renner SA 21-Oct-20 Brazil 2Non-Salary Comp.Amend Restricted Stock Plan Amend Restricted Stock Plan Re: Clause 8
Lepu Medical Technology (Beijing) Co., Ltd.
16-Nov-20 China 1Reorg. and MergersApprove Spin-Off Agreement Approve Related Party Transaction in Connection to the Senior Management's Participation in this Shareholding Plan
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Soo Keng
Beijing Tiantan Biological Products Corp. Ltd.
04-Dec-20 China 1Reorg. and MergersAmend Articles/Bylaws/Charter -- Organization-Related
Approve Formulation of Management System of Raised Funds
Barry Callebaut AG 09-Dec-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
PT Kalbe Farma Tbk 23-Dec-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Board of Directors
Hundsun Technologies, Inc. 25-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Authorization of Board to Handle All Related Matters
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Azrieli Group Ltd. 30-Apr-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Shanghai M&G Stationery, Inc. 08-May-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of the Board to Handle All Related Matters
Guangzhou R&F Properties Co., Ltd.
29-May-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Wong Chun Bong as Director and Authorize Board to Fix His Remuneration
DaVita Inc. 11-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Isetan Mitsukoshi Holdings Ltd. 15-Jun-20 Japan 1Directors RelatedElect Director Elect Director Furukawa, Hidetoshi
China Vanke Co., Ltd. 30-Jun-20 China 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Liu Shuwei as Director
Atrium European Real Estate Ltd. 23-Apr-20 Jersey 1Directors RelatedElect Director Re-elect Chaim Katzman as Director
BANK POLSKA KASA OPIEKI SA 22-May-20 Poland 1Directors RelatedElect Supervisory Board Member Elect Supervisory Board Member
Haier Electronics Group Co., Ltd. 23-Jun-20 Bermuda 1Non-Salary Comp.Approve Share Plan Grant Approve Allotment and Issuance of New Shares Under the Restricted Share Award Scheme
Technogym SpA 23-Apr-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Champion Iron Limited 28-Aug-20 Australia 1Directors RelatedElect Director Elect Michael O'Keeffe as Director
Lennar Corporation 07-Apr-20 USA 1Directors RelatedElect Director Elect Director Scott Stowell
First Community Bankshares, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director C. William Davis
Charter Communications, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director Gregory B. Maffei
Marathon Petroleum Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director John P. Surma
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Russell A. Colombo
Alexander's, Inc. 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Kronos Worldwide, Inc. 20-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Eventbrite, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Helen Riley
MeiraGTx Holdings plc 02-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Director Ellen Hukkelhoven
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Alphabet Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Alan R. Mulally
GoDaddy Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Lee E. Wittlinger
Ormat Technologies, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Byron G. Wong
Netflix, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Jay C. Hoag
Netflix, Inc. 04-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Sirius XM Holdings Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director David M. Zaslav
Roku, Inc. 10-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
TerraForm Power, Inc. 29-Jul-20 USA 1Directors RelatedElect Director Elect Director Richard Legault
Newmark Group, Inc. 22-Sep-20 USA 1Directors RelatedElect Director Elect Director Howard W. Lutnick
Alibaba Group Holding Limited 30-Sep-20 Cayman Islands 2Directors RelatedElect Director Elect Maggie Wei Wu as Director
Peloton Interactive, Inc. 09-Dec-20 USA 1Directors RelatedElect Director Elect Director Pamela Thomas-Graham
Atlas Copco AB 23-Apr-20 Sweden 1Directors RelatedElect Directors (Bundled) Reelect Staffan Bohman, Tina Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect AnnaOhlsson-Leijon and Gordon Riske as New Directors
The Swatch Group AG 14-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Nayla Hayek as Member of the Compensation Committee
The Swatch Group AG 14-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Ernst Tanner as Member of the Compensation Committee
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5a)
Television Broadcasts Limited 27-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Ceasing Advisory Services to Commercial Customers within Real Estate Mortgages
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Confirm Receipt of Enquiries
Top Glove Corporation Bhd 08-Jan-20 Malaysia 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
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Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19
Yunnan Energy New Material Co., Ltd.
08-Apr-20 China 1Reorg. and MergersApprove Loan Agreement Approve Comprehensive Credit Line Bank Application
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Management Board Members
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcos de Barros Lisboa as Independent Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Strategic Cooperation Agreement with Strategic Investors
GD Power Development Co., Ltd. 07-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Directors
Shenzhen International Holdings Limited
15-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Hangzhou Hikvision Digital Technology Co., Ltd.
15-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Financial Assistance Provision
Shaanxi Coal Industry Co., Ltd. 21-May-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Dan Yong as Independent Director
Jardine Cycle & Carriage Limited 22-May-20 Singapore 1Directors RelatedElect Director Elect Mark Greenberg as Director
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Roman Osipov as Director
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Sereda as Director
Uni-President China Holdings Ltd. 22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Zhongsheng Group Holdings Limited
10-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 5
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Directors RelatedElect Director Reelect Frederic Saint-Geours as Director
Sartorius Stedim Biotech SA 24-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Corporate Officers
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Guan-Xiang Wang (WANG,GUANG-XIANG), with ID No. T10282**** (T102827XXX) as Non-Independent Director
China Literature Limited 30-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Mandate to Issue Shares Under the Restricted Share Unit Scheme
Iliad SA 21-Jul-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
Jollibee Foods Corporation 24-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Joseph Tanbuntiong as Director
Sul America SA 29-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Formulation of Methods to Assess the Performance of Plan Participants
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Accounting Treatment Method
Yandex NV 29-Oct-20 Netherlands 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 20 Percent of Issued Share Capital
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Cong Jingsheng Jason Under the 2014 Equity Incentive Plan
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Yamada, Koji
Hualan Biological Engineering, Inc.
15-Apr-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Own Funds to Invest in Financial Products
Shanghai Baosight Software Co., Ltd.
29-Apr-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
ManpowerGroup, Inc. 08-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
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Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
China Lesso Group Holdings Limited
22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Kingboard Laminates Holdings Limited
25-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Peugeot SA 25-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Olivier Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board
Ping An Insurance (Group) Co. of China Ltd.
09-Apr-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Poly Developments & Holdings Group Co., Ltd.
07-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantees
Tesla, Inc. 22-Sep-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Heinz Konrad Junker as Director and Marcio de Oliveira Santos as Alternate
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand 1Directors RelatedElect Director Elect Pornluck Harnphanich as Director
PVR Limited 29-Sep-20 India 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Payment of Remuneration to Sanjeev Kumar as Joint Managing Director
Cervus Equipment Corporation 23-Apr-20 Canada 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Share Option Plan
The Bank of Nova Scotia 07-Apr-20 Canada 1SH-Soc./Human RightsData Security, Privacy, and Internet Issues
SP 2: Upgrade Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information
Tencent Holdings Limited 13-May-20 Cayman Islands 1Directors RelatedElect Director Elect Lau Chi Ping Martin as Director
Husqvarna AB 26-Jun-20 Sweden 1Directors RelatedElect Director Reelect Daniel Nodhall as Director
Bridgewater Bancshares, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director Todd B. Urness
Danaher Corporation 05-May-20 USA 1Directors RelatedElect Director Elect Director Walter G. Lohr, Jr.
Enterprise Bancorp, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director John A. Koutsos
Lawson Products, Inc. 12-May-20 USA 1Antitakeover RelatedReduce Supermajority Vote Requirement
Eliminate Supermajority Vote Requirements to Amend Bylaws
Lawson Products, Inc. 12-May-20 USA 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Certificate of Incorporation Regarding Combination Proposals
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
3M Company 12-May-20 USA 1SH-CompensationReport on Pay Disparity Consider Pay Disparity Between Executives and Other Employees
CoreCivic, Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Stacia A. Hylton
Pacific Mercantile Bancorp 20-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Northrop Grumman Corporation 20-May-20 USA 1SH-Dirs' RelatedProvide Right to Act by Written Consent
Reduce Ownership Threshold for Shareholders to Request Action by Written Consent
The Home Depot, Inc. 21-May-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Amend Shareholder Written Consent Provisions
CVR Energy, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Jonathan Frates
Netflix, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Mathias Dopfner
The TJX Companies, Inc. 09-Jun-20 USA 1SH-Other/misc.Animal Welfare Report on Animal Welfare
Safe Bulkers, Inc. 03-Aug-20 Marshall Isl 1CapitalizationApprove Reverse Stock Split Approve Reverse Stock Split
K12 Inc. 15-Dec-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
The Trade Desk, Inc. 22-Dec-20 USA 1Directors RelatedCompany Specific--Board-Related Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater
Partners Group Holding AG 13-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
China Communications Services Corporation Limited
15-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Tele2 AB 11-May-20 Sweden 1Non-Salary Comp.Approve Restricted Stock Plan Approve Performance Based Share Plan LTI 2020
Tele2 AB 11-May-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Plan Financing Through Issuance of Shares
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedElect Board Chairman/Vice-Chairman
Reelect Nayla Hayek as Board Chairman
Electric Power Development Co., Ltd.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Murayama, Hitoshi
BHP Group Plc 15-Oct-20 United Kingdom 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Constitution of BHP Group Limited
Raiffeisen Bank International AG 20-Oct-20 Austria 1Directors RelatedElect Supervisory Board Member Elect Reinhard Mayr as Supervisory Board Member
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Bank Hapoalim BM 22-Oct-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Issawi Frij as External Director
Hyundai Development Co. 25-Mar-20 South Korea 1Directors RelatedElect Director Elect Choi Gyu-yeon as Outside Director
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Cedric de Bailliencourt, Management Board Member
Industrias Penoles SAB de CV 23-Apr-20 Mexico 1Routine/BusinessElect Member of Audit Committee
Elect or Ratify Chairman of Audit and Corporate Practices Committee
Hermes International SCA 24-Apr-20 France 1Non-Salary Comp.Approve Executive Share Option Plan
Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans
BRF SA 27-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo Saggioro Garcia as Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Guilherme Peirao Leal as Director
SHIMAMURA Co., Ltd. 15-May-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Omi, Tetsuya
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Igor Sechin as Director
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sven Ombudstvedt as Director
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Manuel V. Pangilinan as Director
Kunlun Energy Company Limited 27-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
WH Group Limited 02-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Inventec Corp. 12-Jun-20 Taiwan 1Reorg. and MergersAmend Articles/Bylaws/Charter -- Organization-Related
Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 1
Visionox Technology, Inc. 16-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee to Controlling Subsidiary
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Alexander Birken to the Shareholders' Committee
International Container Terminal Services, Inc.
18-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jose C. Ibazeta as Director
Delivery Hero SE 18-Jun-20 Germany 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Yeh, Yun-Wan, a Representative of Shin Kong Mitsukoshi Department Store Co., Ltd. (Shin Kong Mitsukoshi Development Corp. Ltd.) with SHAREHOLDER NO.00026835, as Non-Independent Director
Charoen Pokphand Foods Public Co. Ltd.
24-Jun-20 Thailand 1Directors RelatedElect Director Elect Phatcharavat Wongsuwan as Director
Chubu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Prohibit Financial Support to Japan Atomic Power Company
Grupa LOTOS SA 30-Jun-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Share Subscription Agreement with Zhuhai Gaoling Yicheng Equity Investment Partnership (Limited Partnership)
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Strategic Cooperation Agreement
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Cosan SA 29-Jul-20 Brazil 1Non-Salary Comp.Company-Specific Compensation-Related
Ratify Remuneration of Company's Management and Fiscal Council for 2019
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Adjustment Methods and Procedures
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member H. D. Werner for Fiscal 2019
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member B. Althusmann for Fiscal 2019
AGL Energy Limited 07-Oct-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Sonic Healthcare Limited 12-Nov-20 Australia 1Directors RelatedApprove the Spill Resolution Approve the Conditional Spill Resolution
Shenzhen Kaifa Technology Co., Ltd.
30-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Extension of Comprehensive Cooperative Financial Agreement and Related Party Transactions
Eurazeo SE 30-Apr-20 France 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Article 25 of Bylaws Re: Extra Dividend for Long Term Registered Shares
Mitsubishi Motors Corp. 18-Jun-20 Japan 1Directors RelatedElect Director Elect Director Ikushima, Takahiko
Sumitomo Mitsui Trust Holdings, Inc.
26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kawamoto, Hiroko
Peugeot SA 25-Jun-20 France 1Directors RelatedElect Supervisory Board Member Ratify Appointment of Zhang Zutong as Supervisory Board Member
Mondi Plc 07-May-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
POYA International Co., Ltd. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect LIU ZHI-HONG, with SHAREHOLDER NO.R122163XXX as Independent Director
Century Pacific Food, Inc. 30-Jun-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Ternium SA 05-Jun-20 Luxembourg 1Directors RelatedElect Directors (Bundled) Reelect Directors
Coal India Ltd. 23-Sep-20 India 1Directors RelatedElect Director Elect S.N. Tiwary as Director and Approve Appointment of S.N. Tiwary as Whole time Director designated as Director (Marketing)
China Resources Land Limited 02-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Yan Biao as Director
China Conch Venture Holdings Limited
29-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
National Bank of Canada 24-Apr-20 Canada 1SH-CompensationIncrease Disclosure of Executive Compensation
SP 1: Disclosure of the Equity Ratio Used by the Compensation Committee
M.D.C. Holdings, Inc. 20-Apr-20 USA 1Directors RelatedElect Director Elect Director David Siegel
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
GlaxoSmithKline Plc 06-May-20 United Kingdom 2Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Advanced Micro Devices, Inc. 07-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Saga Communications, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Clarke R. Brown, Jr.
Saga Communications, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director G. Dean Pearce
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Brian M. Sobel
NACCO Industries, Inc. 13-May-20 USA 1Directors RelatedElect Director Elect Director Michael S. Miller
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Irwin Chafetz
Workiva Inc. 19-May-20 USA 1Directors RelatedElect Director Elect Director Eugene S. Katz
Endurance International Group Holdings, Inc.
20-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Facebook, Inc. 27-May-20 USA 1SH-Other/misc.Gender Pay Gap Report on Median Gender/Racial Pay Gap
NXP Semiconductors N.V. 27-May-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Systemax Inc. 01-Jun-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Equinix, Inc. 18-Jun-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Ennis, Inc. 16-Jul-20 USA 1Directors RelatedElect Director Elect Director Gary S. Mozina
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Gilberto Perezalonso Cifuentes
TerraForm Power, Inc. 29-Jul-20 USA 1Directors RelatedElect Director Elect Director Brian Lawson
Indutrade AB 02-Jun-20 Sweden 1Directors RelatedElect Directors (Bundled) Reelect Susanna Campbell, Bengt Kjell, Ulf Lundahl, Katarina Martinson (Chair), Krister Mellve, Anders Jernhall, Lars Pettersson and Bo Annvik as Directors
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Vice-CEO
Kerry Properties Limited 20-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Great Wall Motor Company Limited
12-Jun-20 China 1Routine/BusinessApprove/Amend Regulations on General Meetings
Amend Rules and Procedures Regarding General Meetings of Shareholders
PICC Property & Casualty Co. Ltd. 23-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Kia Motors Corp. 24-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Deok-joong as Outside Director
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee
Orkla ASA 16-Apr-20 Norway 1Directors RelatedElect Director Elect Anna Mossberg as New Director
Credit Suisse Group AG 30-Apr-20 Switzerland 1Routine/BusinessOther Business Additional Voting Instructions - Shareholder Proposals (Voting)
KBC Group SA/NV 07-May-20 Belgium 1Directors RelatedElect Director Elect Liesbet Okkerse as Director
Swedish Orphan Biovitrum AB 13-May-20 Sweden 1Non-Salary Comp.Approve Alternative Equity Plan Financing
Approve Alternative Equity Plan Financing
Andritz AG 07-Jul-20 Austria 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
KION GROUP AG 16-Jul-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Jiang Kui to the Supervisory Board
Husky Energy Inc. 29-Apr-20 Canada 1Directors RelatedElect Director Elect Director Victor T. K. Li
A.P. Moller-Maersk A/S 23-Mar-20 Denmark 1Non-Salary Comp.Approve Remuneration Policy Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
Tianma Microelectronics Co. Ltd. 07-Apr-20 China 1Reorg. and MergersApprove Loan Agreement Approve Comprehensive Credit Line Application
Proximus SA 15-Apr-20 Belgium 1Directors RelatedElect Director Elect Director Proposed by the Belgian State
Hermes International SCA 24-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Axel Dumas, General Manager
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationAuthorize Share Repurchase Program
Approve Authorization of Board to Handle All Related Matters Regarding Share Repurchase Plan
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
ACS Actividades de Construccion y Servicios SA
07-May-20 Spain 1Directors RelatedElect Director Reelect Mariano Hernandez Herreros as Director
ENGIE SA 14-May-20 France 1Non-Salary Comp.Approve or Amend Severance Agreements/Change-in-Control Agreements
Approve Termination Package of Isabelle Kocher, CEO Until Feb. 24, 2020
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
China Shenhua Energy Company Limited
29-May-20 China 2Reorg. and MergersApprove Transaction with a Related Party
Approve Entering into the Termination Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Bernido H. Liu as Director
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney under the RS Plan
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
Avicopter Plc 18-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related Party Transactions
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lee, Jih-Chu, a Representative of Shin Kong Wu Tung Ching Foundation with SHAREHOLDER NO.00038259, as Non-Independent Director
Beijing Tiantan Biological Products Corp. Ltd.
23-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related Party Transactions
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vitalii Markelov as Director
Rinnai Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Naito, Hiroyasu
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand 1Directors RelatedElect Director Elect Sripop Sarasas as Director
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Conditional Share Subscription Agreement with Strategic Investors
Electricity Generating Public Company Limited
20-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Vodacom Group Ltd. 21-Jul-20 South Africa 1Directors RelatedElect Director Elect Leanne Wood as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Cielo SA 24-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Edson Marcelo Moreto as Director
CD Projekt SA 28-Jul-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Sul America SA 29-Jul-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Basis and Scope of Incentive Objects
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Matthias Warnig as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member H. Diess for Fiscal 2019
Venustech Group Inc. 15-Oct-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Authorization of Board to Handle All Related Matters
JG Summit Holdings, Inc. 20-Oct-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Computershare Limited 11-Nov-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Pei Nee
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Wilson Newton de Mello Neto as Director
POSCO INTERNATIONAL Corp. 30-Mar-20 South Korea 1Directors RelatedElect Director Elect Noh Min-yong as Inside Director
Sino Land Company Limited 28-Oct-20 Hong Kong 1Directors RelatedElect Director Elect Thomas Tang Wing Yung as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
PVR Limited 07-Mar-20 India 1Non-Salary Comp.Approve Executive Share Option Plan
Approve PVR Employee Stock Option Plan 2020 and Grant of Options under the Plan
Atrium European Real Estate Ltd. 23-Apr-20 Jersey 1Directors RelatedElect Director Re-elect Neil Flanzraich as Director
Duratex SA 30-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Power Grid Corporation of India Limited
22-Sep-20 India 1Directors RelatedElect Director Reelect Mohammed Taj Mukarrum as Director (Finance)
Credit Agricole SA 13-May-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans with Performance Conditions Attached
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
24-Aug-20 Turkey 1Routine/BusinessApprove Charitable Donations Receive Information on Donations Made in 2019 and Approve Upper Limit of Donations for 2020
Mesa Air Group, Inc. 04-Feb-20 USA 1Directors RelatedElect Director Elect Director Spyridon Skiados
Navistar International Corporation 25-Feb-20 USA 1Directors RelatedElect Director Elect Director Christian Schulz
LATAM Airlines Group SA 30-Apr-20 Chile 1Routine/BusinessOther Business Other Business
Vale SA 30-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles and Consolidate Bylaws
CSX Corporation 06-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
First Merchants Corporation 13-May-20 USA 1Directors RelatedElect Director Elect Director Michael C. Marhenke
The Pennant Group, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director John G. Nackel
Nu Skin Enterprises, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Zheqing (Simon) Shen
Alphabet Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director L. John Doerr
CVR Energy, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director SungHwan Cho
Comcast Corporation 03-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Netflix, Inc. 04-Jun-20 USA 1Social ProposalMiscellaneous -- Environmental & Social Counterproposal
Report on Risks of Omitting Viewpoint and Ideology from EEO Policy
TripAdvisor, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director Jay C. Hoag
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Dexter Goei
PDF Solutions, Inc. 23-Jun-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
NortonLifeLock Inc. 08-Sep-20 USA 1SH-Other/misc.Political Contributions Disclosure Report on Political Contributions and Expenditures
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
COSCO SHIPPING Ports Limited 21-May-20 Bermuda 1Directors RelatedElect Director Elect Wong Tin Yau, Kelvin as Director
COSCO SHIPPING Ports Limited 21-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Elbit Systems Ltd. 26-Feb-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Tele2 AB 11-May-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Plan Financing Through Reissuance of Shares
Power Assets Holdings Limited 13-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Nitori Holdings Co., Ltd. 14-May-20 Japan 1Directors RelatedElect Director Elect Director Shirai, Toshiyuki
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19
Folli Follie SA 20-Feb-20 Greece 1SH-Dirs' RelatedElect Directors (Bundled Dissident Slate)
Elect Directors (Bundled Dissident Slate)
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Lim Chang-gyu as Outside Director
HANWHA SOLUTIONS CORP. 24-Mar-20 South Korea 1Directors RelatedElect Director Elect Shima Satoshi as Outside Director
Genmab A/S 26-Mar-20 Denmark 1Directors RelatedElect Director Elect Jonathan Peacock as New Director
CJ Corp. 30-Mar-20 South Korea 1Directors RelatedElect Director Elect Song Hyun-seung as Outside Director
Electrolux AB 31-Mar-20 Sweden 1Non-Salary Comp.Approve Restricted Stock Plan Approve Performance Based Long-Term Incentive Plan (Share Program 2020)
Essity AB 02-Apr-20 Sweden 1Directors RelatedElect Director Reelect Par Boman as Director
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Edouard Balthazard Bertrand de Chavagnac as Director
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Use of Proceeds
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1Antitakeover RelatedAuthorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer
Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Nildemar Secches as Director
Page 111 of 469Page 108 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Xie Li as Non-Independent Director
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Zhou Dayong as Independent Director
Electricite de France SA 07-May-20 France 1CapitalizationAuthorize Capital Increase for Future Share Exchange Offers
Authorize Capital Increase of Up to EUR 145 Million for Future Exchange Offers
Eni SpA 13-May-20 Italy 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Slate Submitted by Institutional Investors (Assogestioni)
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lance Y. Gokongwei as Director
Wynn Macau Limited 29-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Winbond Electronics Corp. 12-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect a Representative of Chin-Xin Investment Co., Ltd., with Shareholder No. 10573, as Non-Independent Director
Shandong Buchang Pharmaceuticals Co., Ltd.
18-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Application for Financing and Guarantee Provision
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect a Representative of Shin Cheng Investment Co., Ltd. with SHAREHOLDER NO.00415689, as Non-Independent Director
China Resources Pharmaceutical Group Limited
22-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Mestnikov as Director
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Zhuang Yong as Director
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
29-Jun-20 China 1Reorg. and MergersApprove Loan Agreement Approve Entrusted Borrowing and Loans Business Between the Company and its Subsidiaries
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Viktor Krivosheev as Director
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey 1CapitalizationAmend Articles/Charter Equity-Related
Amend Article 7 Re: Capital Related
Page 112 of 469Page 109 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Electricity Generating Public Company Limited
20-Jul-20 Thailand 1Directors RelatedElect Director Elect Paisan Mahapunnaporn as Director
Zhejiang Conba Pharmaceutical Co., Ltd.
22-Jul-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to Articles of Association
RUMO SA 22-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Luis Claudio Rapparini Soares as Fiscal Council Member and Carla Alessandra Trematore as Alternate
Remy Cointreau SA 23-Jul-20 France 1CapitalizationAuthorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
Jollibee Foods Corporation 24-Jul-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Li Hong as Director
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You Like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
As an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Klabin SA 31-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Bosideng International Holdings Limited
21-Aug-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Methods and Procedures to Adjust the Incentive Plan
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member S. Weil for Fiscal 2019
Korea Gas Corp. 13-Oct-20 South Korea 1Directors RelatedElect Director Elect Kim Ui-hyeon as Outside Director
Growthpoint Properties Ltd. 08-Dec-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation of Remuneration Policy
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Zhou Zixue Under the 2014 Equity Incentive Plan
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to William Tudor Brown Under the 2014 Equity Incentive Plan
Jiangsu Expressway Company Limited
23-Apr-20 China 1Reorg. and MergersApprove Loan Agreement Approve Loan Agreement Between the Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation
Lee & Man Paper Manufacturing Limited
24-Apr-20 Cayman Islands 1Directors RelatedElect Director Elect Chau Shing Yim David as Director
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Claudia Polto da Cunha as Director
Hang Lung Properties Ltd. 29-Apr-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Eurazeo SE 30-Apr-20 France 1Directors RelatedElect Supervisory Board Member Reelect Jean-Charles Decaux as Supervisory Board Member
Athene Holding Ltd. 02-Jun-20 Bermuda 1Directors RelatedElect Director Elect Director Arthur Wrubel
Athene Holding Ltd. 02-Jun-20 Bermuda 1Directors RelatedElect Director Elect Director Fehmi Zeko
Samsung Card Co., Ltd. 19-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Kwon Oh-Kyu as a Member of Audit Committee
Hua Xia Bank Co., Ltd. 21-Apr-20 China 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Formulation of Equity Management Measures
Mitsubishi Motors Corp. 18-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sakamoto, Hideyuki
Nippon Steel Corp. 24-Jun-20 Japan 1SH-Dirs' RelatedChange Size of Board of Directors
Amend Articles to Limit Board of Directors to 6 with Equal Number from Each of Two Partners to a 2012 Merger
Beijing OriginWater Technology Co., Ltd.
02-Sep-20 China 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendments to Articles of Association
Tong Ren Tang Technologies Co. Ltd.
17-Feb-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules of Procedures of the Board of Directors Regarding Party Committee
PT Bank Tabungan Pensiunan Nasional Syariah Tbk
16-Apr-20 Indonesia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland 1Directors RelatedDismiss/Remove Director(s)/Auditor(s) (Non-contentious)
Recall Supervisory Board Member
Evertz Technologies Limited 07-Oct-20 Canada 1Directors RelatedElect Director Elect Director Romolo Magarelli
Royal Bank of Canada 08-Apr-20 Canada 1SH-Soc./Human RightsData Security, Privacy, and Internet Issues
SP 1: Update Computer Systems to Increase Competitiveness while Enhancing Privacy Protection
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council Members
IQVIA Holdings Inc. 06-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
NACCO Industries, Inc. 13-May-20 USA 1Directors RelatedElect Director Elect Director Britton T. Taplin
Las Vegas Sands Corp. 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Southwest Airlines Co. 21-May-20 USA 1SH-Dirs' RelatedProvide Right to Act by Written Consent
Provide Right to Act by Written Consent
The Cato Corporation 21-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Coca-Cola European Partners Plc 27-May-20 United Kingdom 1Directors RelatedElect Director Re-elect Mario Rotllant Sola as Director
FS Bancorp, Inc. 28-May-20 USA 1Directors RelatedElect Director Elect Director Michael J. Mansfield
Systemax Inc. 01-Jun-20 USA 1Directors RelatedElect Director Elect Director Bruce Leeds
Systemax Inc. 01-Jun-20 USA 1Directors RelatedElect Director Elect Director Lawrence Reinhold
PlayAGS, Inc. 01-Jul-20 USA 1Directors RelatedElect Director Elect Director David Sambur
MEDNAX, Inc. 09-Sep-20 USA 1Directors RelatedElect Director Elect Director Waldemar A. Carlo
Peloton Interactive, Inc. 09-Dec-20 USA 1Directors RelatedElect Director Elect Director Howard Draft
Nexity SA 19-May-20 France 1Directors RelatedElect Director Reelect Jerome Grivet as Director
Jardine Matheson Holdings Ltd. 07-May-20 Bermuda 1Directors RelatedElect Director Re-elect Adam Keswick as Director
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedElect Director Reelect Jean-Pierre Roth as Director
Keihan Holdings Co., Ltd. 19-Jun-20 Japan 1Directors RelatedElect Director Elect Director Ishimaru, Masahiro
Hamamatsu Photonics KK 18-Dec-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Kurauchi, Muneo
Hengtong Optic-Electric Co., Ltd. 18-Mar-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Provision Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Arcelik AS 25-Mar-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Svenska Handelsbanken AB 25-Mar-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Eliminate Differentiated Voting Rights
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Adir Flavio Sviderskei as Director and Rubens Jose Nascimento as Alternate
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Dan Ioschpe as Independent Director
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Liu Kui as Non-Independent Director
Electricite de France SA 07-May-20 France 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Allocation of Income and Dividends of EUR 0.15 Per Share
Sanan Optoelectronics Co. Ltd. 14-May-20 China 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve to Adjust the Allowance of Independent Directors
WuXi AppTec Co., Ltd. 15-May-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ronald (Ron) J. Pollett as Director
BBMG Corporation 19-May-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Director Lee-Ching Ko, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION
AviChina Industry & Technology Company Limited
22-May-20 China 1Routine/BusinessOther Business Other Business by Way of Special Resolution
Livzon Pharmaceutical Group Inc. 25-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Guangzhou Kingmed Diagnostics Group Co., Ltd.
05-Jun-20 China 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Supervisors
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Shigeki Hayashi as Director
Motor Oil (Hellas) Corinth Refineries SA
17-Jun-20 Greece 1Directors RelatedElect Directors (Bundled) Elect Directors (Bundled)
STMicroelectronics NV 17-Jun-20 Netherlands 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy for Management Board
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Inada, Koji
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Add Provision on the Utility's Responsibility for Nuclear Radioactive Waste
Cosan SA 29-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Vanessa Claro Lopes as Fiscal Council Member and Carla Alessandra Trematore as Alternate
Beijing Kunlun Tech Co., Ltd. 17-Aug-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
Polyus PJSC 18-Aug-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Nosov as Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Time Arrangements
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member M. Heiss for Fiscal 2019
Shandong Weigao Group Medical Polymer Company Limited
03-Dec-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Mandate for the Issuance of Debt Securities
GMO Payment Gateway, Inc. 20-Dec-20 Japan 1Directors RelatedElect Director Elect Director Kumagai, Masatoshi
Hundsun Technologies, Inc. 25-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Employee Share Purchase Plan (Draft) and Summary
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Pamela Fennel Jacobs
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Azrieli Group Ltd. 30-Apr-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Guangzhou R&F Properties Co., Ltd.
29-May-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Li Helen as Director and Authorize Board to Fix Her Remuneration
Swire Properties Ltd. 22-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Banco Macro SA 30-Apr-20 Argentina 1Directors RelatedElect Director Elect Director to Replace Martin Estanislao Gorosito for a Two-Year Term
Bayerische Motoren Werke AG 14-May-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Norbert Reithofer to the Supervisory Board
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Appraisal Measures for Implementation of the Share Option Incentive Scheme of Sinotrans Limited
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme
Iida Group Holdings Co., Ltd. 25-Jun-20 Japan 1Directors RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Alternate Statutory Auditor Shimazaki, Makoto
Peugeot SA 25-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Michael Lohscheller, Member of the Management Board Since Sept. 1, 2019
EMS-Chemie Holding AG 08-Aug-20 Switzerland 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Executive Committee in the Amount of CHF 2.7 Million
Sany Heavy Industry Co., Ltd. 12-Jun-20 China 1Reorg. and MergersApprove Loan Agreement Approve Bill Pool Business
Aggreko Plc 23-Apr-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Independent Director
Suzano SA 22-May-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Luiz Augusto Marques Paes as Fiscal Council Member and Roberto Figueiredo Mello as Alternate
Page 118 of 469Page 115 of 466
# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Alicorp SAA 23-Jul-20 Peru 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Maksim Oreshkin as Director
Pilgrim's Pride Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Andre Nogueira de Souza
Sonic Automotive, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Marcus G. Smith
The Goldman Sachs Group, Inc. 30-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Clearway Energy, Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Bruce MacLennan
United States Lime & Minerals, Inc.
01-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
JPMorgan Chase & Co. 19-May-20 USA 1SH-Other/misc.Gender Pay Gap Report on Gender/Racial Pay Gap
Pzena Investment Management, Inc.
19-May-20 USA 1Directors RelatedElect Director Elect Director Charles D. Johnston
Facebook, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Marc L. Andreessen
Tenable Holdings, Inc. 28-May-20 USA 1Directors RelatedElect Director Elect Director A. Brooke Seawell
Systemax Inc. 01-Jun-20 USA 1Directors RelatedElect Director Elect Director Richard Leeds
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Mark Mullen
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Directors RelatedElect Director Reelect Director Katherine A. High
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Oscar Gonzalez Rocha
Tapestry, Inc. 05-Nov-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
The Trade Desk, Inc. 22-Dec-20 USA 1Antitakeover RelatedProvide Right to Call Special Meeting
Provide Right to Call Special Meeting
Airbus SE 16-Apr-20 Netherlands 1Directors RelatedApprove Discharge of Board and President
Approve Discharge of Non-Executive Members of the Board of Directors
Yue Yuen Industrial (Holdings) Ltd.
29-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
GN Store Nord A/S 11-Mar-20 Denmark 1Directors RelatedElect Director Elect Jukka Pekka Pertola as New Director
Tele2 AB 11-May-20 Sweden 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Telenor ASA 11-May-20 Norway 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
The Swatch Group AG 14-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Tenaris SA 02-Jun-20 Luxembourg 1CapitalizationAuthorize Share Repurchase Program
Approve Share Repurchase
voestalpine AG 01-Jul-20 Austria 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy for Supervisory Board
IsraCard Ltd. 16-Jul-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Chow Tai Fook Jewellery Group Ltd.
30-Jul-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Ratify Appointment of Sonia de Demandolx as Director
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Nelson Jose Jamel as Director
BRF SA 27-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Deposit Account of Raised Funds
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Resolution Validity Period
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1CapitalizationAmend Articles/Charter to Reflect Changes in Capital
Amend Articles to Reflect Changes in Capital Re: Item 3.1.2
Lojas Renner SA 29-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Zhang Fei as Non-Independent Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Plan on Private Placement of Shares
Hangzhou Hikvision Digital Technology Co., Ltd.
15-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee to Subsidiaries Including Wholly-owned Subsidiaries and Some Controlled Indirect Subsidiaries
Zhejiang NHU Co. Ltd. 21-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Bill Pool Business
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei A. Gurev as Director
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Shares to Kaixian Chen under the RS Plan
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Directors RelatedElect Director Reelect Euris as Director
Nissan Chemical Corp. 25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kinoshita, Kojiro
Rinnai Corp. 26-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Matsuoka, Masaaki
Shenergy Co., Ltd. 30-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related Operational Transactions with Shenneng Group Finance Co., Ltd.
Equatorial Energia SA 17-Jul-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
CPFL Energia SA 27-Jul-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Consolidate Bylaws
PT Gudang Garam Tbk 28-Aug-20 Indonesia 1Routine/BusinessAmend Corporate Purpose Amend Article 3 of the Articles of Association in Relation with Business Activity
Sinopharm Group Co., Ltd. 18-Sep-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Chen Qiyu as Director and Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Eastern Co. (Egypt) 25-Oct-20 Egypt 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Financial Statements and Statutory Reports for FY 2020
Shennan Circuits Co., Ltd. 13-Nov-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Service Agreement
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Tan Chien Hwei
Sinopharm Group Co. Ltd. 18-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve 2020 Financial Services Framework Agreement, Proposed Annual Caps and Related Transactions
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
Thales SA 06-May-20 France 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million
United Rentals, Inc. 07-May-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Equitable Holdings, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Kristi A. Matus
Anhui Conch Cement Company Limited
29-May-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Hanwha Life Insurance Co., Ltd. 23-Mar-20 South Korea 1Directors RelatedElect Directors (Bundled) Elect Two Inside Directors and Two Outside Directors (Bundled)
Greenland Holdings Corp. Ltd. 20-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Provision
China Communications Construction Company Limited
09-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares
Sumitomo Mitsui Trust Holdings, Inc.
26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Saito, Shinichi
Wm Morrison Supermarkets Plc 11-Jun-20 United Kingdom 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Peugeot SA 25-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019
Shenzhen Inovance Technology Co., Ltd.
13-Oct-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Methods to Assess the Performance of Plan Participants
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Claudio Thomaz Lobo Sonder as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Bajaj Auto Limited 22-Jul-20 India 1Non-Salary Comp.Approve/Amend Employment Agreements
Approve Reappointment and Remuneration of Rajivnayan Rahulkumar Bajaj as Managing Director & Chief Executive Officer
Orange SA 19-May-20 France 1SH-Dirs' RelatedAmend Articles Board-Related Amend Article 13 of Bylaws Re: Plurality of Directorships
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Grant Board Authority to Issue Special Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares
Pandora AS 11-Mar-20 Denmark 1Non-Salary Comp.Approve Remuneration Policy Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
Turkiye Is Bankasi AS 31-Mar-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Mesa Air Group, Inc. 04-Feb-20 USA 1Directors RelatedElect Director Elect Director Harvey W. Schiller
Natural Grocers by Vitamin Cottage, Inc.
04-Mar-20 USA 1Routine/BusinessOther Business Other Business
1st Source Corporation 23-Apr-20 USA 1Directors RelatedElect Director Elect Director Rex Martin
Honeywell International Inc. 27-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Noble Energy, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director James E. Craddock
Vericel Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Heidi Hagen
TEGNA, Inc. 30-Apr-20 USA 1SH-Dirs' RelatedElect Director (Dissident) Elect Director Deborah McDermott
Danaher Corporation 05-May-20 USA 1Directors RelatedElect Director Elect Director John T. Schwieters
Weyco Group, Inc. 05-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
W&T Offshore, Inc. 06-May-20 USA 1Directors RelatedElect Director Elect Director B. Frank Stanley
Talos Energy Inc. 12-May-20 USA 1Directors RelatedElect Director Elect Director Donald R. Kendall, Jr.
Lawson Products, Inc. 12-May-20 USA 1Directors RelatedChange Range for Size of the Board
Change Range for Size of the Board
Patrick Industries, Inc. 14-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
CBTX, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Joseph B. Swinbank
Elanco Animal Health Incorporated
21-May-20 USA 1Directors RelatedElect Director Elect Director Deborah T. Kochevar
Facebook, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Peter A. Thiel
Conn's, Inc. 28-May-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Systemax Inc. 01-Jun-20 USA 1Directors RelatedElect Director Elect Director Robert D. Rosenthal
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors in the Amount of USD 5,911,650
Oil-Dri Corporation of America 08-Dec-20 USA 1Directors RelatedElect Director Elect Director Michael A. Nemeroff
Novo Nordisk A/S 26-Mar-20 Denmark 1SH-CompensationCompany-Specific--Compensation-Related
Disclosure of the Ratio between Executive and Employee Remuneration in theAnnual Reports
Santos Limited 03-Apr-20 Australia 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Company's Constitution
Eiffage SA 22-Apr-20 France 1Non-Salary Comp.Approve Executive Share Option Plan
Authorize up to 1 Million Shares for Use in Stock Option Plans
ICL-Israel Chemicals Ltd. 23-Apr-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Wilmar International Limited 12-Jun-20 Singapore 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Sankyo Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Busujima, Hideyuki
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19
Arca Continental SAB de CV 02-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) and Approve Their Remuneration
Elect Directors, Verify their Independence Classification, Approve their Remuneration and Elect Secretaries
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Andrew George McMaster Jr. as Independent Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Commitment Regarding Counter-dilution Measures in Connection to the Private Placement
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Electricite de France SA 07-May-20 France 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 290 Million
Inner Mongolia Yitai Coal Co., Ltd. 08-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
OFILM Group Co., Ltd. 11-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Credit Line and Guarantee
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Investment Plan
Societe BIC SA 20-May-20 France 1CapitalizationAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million
Shaanxi Coal Industry Co., Ltd. 21-May-20 China 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Yang Zhaoqian as Non-Independent Director
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Min-Ching Liu, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director
China Merchants Energy Shipping Co., Ltd.
21-May-20 China 1Directors RelatedApprove/Amend Regulations on Board of Directors
Amend Rules and Procedures Regarding Meetings of Board of Supervisors
Jardine Cycle & Carriage Limited 22-May-20 Singapore 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Hubei Energy Group Co., Ltd. 28-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Deposit and Loan Related Transaction
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen
China Power International Development Limited
11-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Rais Khisamov as Director
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wu, Min Wei, a Representative of Shin Kong Wu Ho-Su Culture and Education Foundation with SHAREHOLDER NO.00038260, as Non-Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Xiaomi Corporation 23-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Shanghai Pharmaceuticals Holding Co., Ltd.
23-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Beijing Tiantan Biological Products Corp. Ltd.
23-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
CEZ as 29-Jun-20 Czech Republic 1Directors RelatedElect Supervisory Board Members (Bundled)
Recall and Elect Supervisory Board Members
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Yi-Yi Liu, with ID No. F12225**** (F122255XXX) as Non-Independent Director
QIAGEN NV 30-Jun-20 Netherlands 1CapitalizationEliminate Preemptive Rights Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Type and Par Value
Hubei Kaile Science & Technology Co., Ltd.
22-Jul-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantee Provision Plan
Jollibee Foods Corporation 24-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect William Tan Untiong as Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Company's Eligibility for Private Placement of Shares
Bosideng International Holdings Limited
21-Aug-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
28-Aug-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Grant of General Mandate to Guangzhou Pharmaceutical Co., Ltd. for Issuing Medium-Term Notes and Super-Short-Term Debentures
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Variable Remuneration of Executive Committee in the Amount of CHF 38.3 Million
Folli Follie SA 10-Sep-20 Greece 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration for 2018
Accelink Technologies Co., Ltd. 10-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Valerii Sidorenko as Director
Lojas Renner SA 21-Oct-20 Brazil 1Non-Salary Comp.Amend Restricted Stock Plan Amend Restricted Stock Plan Re: Clause 10
Guanghui Energy Co., Ltd. 27-Oct-20 China 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Luo Zhijian as Supervisor
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Management Method of the Stock Option Incentive Plan
Porto Seguro SA 31-Mar-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
Liberty Holdings Ltd. 14-May-20 South Africa 1Non-Salary Comp.Approve/Amend Bundled Remuneration Plans
Authorise Directors to Issue Any Ordinary Shares of the Company for the Implementation of Any Share Incentive Scheme
Wheelock & Co. Limited 16-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
bioMerieux SA 30-Jun-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
Atrium European Real Estate Ltd. 23-Apr-20 Jersey 1Directors RelatedElect Director Re-elect Andrew Wignall as Director
Century Pacific Food, Inc. 30-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ricardo Gabriel T. Po as Director
Philippine Seven Corporation 16-Jul-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Mauricio Luis Luchetti as Independent Director
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Raul Calfat as Independent Director
China Pacific Insurance (Group) Co., Ltd.
12-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland 2Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Statute Re: General Meeting, Supervisory Board
Leon's Furniture Limited 14-May-20 Canada 1Directors RelatedElect Director Elect Director Alan John Lenczner
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Orange SA 19-May-20 France 1SH-CompensationCompany-Specific--Compensation-Related
Amend Employee Stock Purchase Plans in Favor of Employees
Daiwabo Holdings Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Arichi, Kunihiko
BRP Inc. 28-May-20 Canada 1Directors RelatedElect Director Elect Director Joseph Robbins
Enzo Biochem, Inc. 25-Feb-20 USA 1Directors RelatedApprove Increase in Size of Board
Approve Increase in Size of Board
The RMR Group Inc. 11-Mar-20 USA 1Directors RelatedElect Director Elect Director Ann Logan
Charter Communications, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director Steven A. Miron
Weis Markets, Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Harold G. Graber
Eli Lilly and Company 04-May-20 USA 1Directors RelatedElect Director Elect Director Michael L. Eskew
Lawson Products, Inc. 12-May-20 USA 1Directors RelatedElect Director Elect Director Charles D. Hale
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director Paul D. Furlow
Quad/Graphics, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Christopher B. Harned
CVR Energy, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director David L. Lamp
PDF Solutions, Inc. 23-Jun-20 USA 1Routine/BusinessAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
Amend the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
Liberty Global plc 30-Jun-20 United Kingdom 1Directors RelatedElect Director Elect Director Miranda Curtis
Ennis, Inc. 16-Jul-20 USA 1Directors RelatedElect Director Elect Director Keith S. Walters
Newmark Group, Inc. 22-Sep-20 USA 1Directors RelatedElect Director Elect Director Peter F. Cervinka
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Directors RelatedElect Director Reelect Delphine Arnault as Director
Kerry Properties Limited 20-May-20 Bermuda 1Non-Salary Comp.Approve Executive Share Option Plan
Adopt New Share Option Scheme and Terminate Existing Share Option Scheme
China Hongqiao Group Limited 22-May-20 Cayman Islands 1Directors RelatedElect Director Elect Yang Congsen as Director
Shui On Land Ltd. 27-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Shinhan Financial Group Co., Ltd. 26-Mar-20 South Korea 1Directors RelatedElect Director Elect Cho Yong-byoung as Inside Director
TERNA Rete Elettrica Nazionale SpA
18-May-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Bank Hapoalim BM 22-Oct-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Israel Trau as Director
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
LG Household & Health Care Ltd. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Jae-wook as Outside Director
Genmab A/S 26-Mar-20 Denmark 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees
Haci Omer Sabanci Holding AS 26-Mar-20 Turkey 1Directors RelatedElect Directors (Bundled) Elect Directors
Interconexion Electrica SA ESP 27-Mar-20 Colombia 1Directors RelatedElect Directors (Bundled) Elect Directors
Kirin Holdings Co., Ltd. 27-Mar-20 Japan 1Directors RelatedElect Director Elect Director Miyoshi, Toshiya
Coway Co., Ltd. 30-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
Turk Hava Yollari AO 31-Mar-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
CNH Industrial NV 16-Apr-20 Netherlands 1Directors RelatedElect Director Reelect Suzanne Heywood as Executive Director
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Stephane Roussel, Management Board Member
Industrivarden AB 24-Apr-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 32,271,657 Shares
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Decio da Silva as Director
Energisa SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Omar Carneiro da Cunha Sobrinho as Independent Director and Andre La Saigne de Botton as Alternate
Energisa SA 28-Apr-20 Brazil 1SH-Dirs' RelatedAppoint Internal Statutory Auditor(s) Nominated by Preferred Shareholders [and Approve Auditor's/Auditors' Remuneration]
Elect Vania Andrade de Souza as Fiscal Council Member and Antonio Eduardo Bertolo as Alternate Appointed by Preferred Shareholder
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director Elect Jose Isaac Peres as Director
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Paulo Ferraz do Amaral as Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Nancy Killefer as Independent Director
AAC Technologies Holdings, Inc. 15-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China National Building Material Company Limited
22-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares
Magnitogorsk Iron & Steel Works PJSC
29-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Kirill Levin as Director
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Specific Mandate to Issue Shares under the 2020 RS Plan
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Larisa Glukhova as Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kobayashi, Tetsuya
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Kobayashi, Kazuo
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mikhail Sereda as Director
PTT Public Co., Ltd. 03-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
CD Projekt SA 28-Jul-20 Poland 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Price and Pricing Basis
Sul America SA 29-Jul-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
PT Barito Pacific Tbk 06-Aug-20 Indonesia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association in Relation to Planning and Implementation of General Meeting of Shareholders for Public Company
Jiangsu Hengrui Medicine Co., Ltd. 18-Aug-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of Board to Handle All Related Matters
Will Semiconductor Co., Ltd. Shanghai
22-Sep-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Methods to Assess the Performance of Plan Participants
APA Group 22-Oct-20 Australia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Constitution of Australian Pipeline Trust
Aspen Pharmacare Holdings Ltd. 09-Dec-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
Thales SA 06-May-20 France 1CapitalizationAuthorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
Lee & Man Paper Manufacturing Limited
24-Apr-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Francisco Vidal Luna as Independent Director
The Shizuoka Bank, Ltd. 19-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Nakamura, Isamu
Sun Hung Kai Properties Limited 05-Nov-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Helio Seibel as Director and Andrea Laserna Seibel as Alternate
Li Ning Company Limited 12-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Denison Mines Corp. 25-Jun-20 Canada 1Directors RelatedElect Director Elect Director Ron F. Hochstein
UPL Limited 31-Aug-20 India 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Payment of Commission to Non-Executive Directors
Chongqing Rural Commercial Bank Co. Ltd.
20-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Directors
Trisura Group Ltd. 17-Jun-20 Canada 1Directors RelatedElect Director Elect Director George E. Myhal
Parker Drilling Company 09-Jan-20 USA 1CapitalizationApprove Stock Split Approve Forward Stock Split
Eli Lilly and Company 04-May-20 USA 1Social ProposalAdopt a Policy on Ideological Board Diversity
Disclose Board Matrix Including Ideological Perspectives
Century Communities, Inc. 06-May-20 USA 1Directors RelatedElect Director Elect Director John P. Box
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Steven I. Barlow
Workiva Inc. 19-May-20 USA 1Directors RelatedElect Director Elect Director Michael M. Crow
Central Valley Community Bancorp
20-May-20 USA 1Directors RelatedElect Director Elect Director Robert J. Flautt
Facebook, Inc. 27-May-20 USA 1SH-Dirs' RelatedRequire Environmental/Social Issue Qualifications for Director Nominees
Require Independent Director Nominee with Human and/or Civil Rights Experience
Exxon Mobil Corporation 27-May-20 USA 1Social ProposalMiscellaneous -- Environmental & Social Counterproposal
Report on Costs & Benefits of Climate-Related Expenditures
Quotient Technology Inc. 03-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Mersana Therapeutics, Inc. 12-Jun-20 USA 1Directors RelatedElect Director Elect Director David Mott
Dell Technologies Inc. 29-Jun-20 USA 1Directors RelatedElect Director Elect Director Ellen J. Kullman
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Rafael Mac Gregor Anciola
Electronic Arts Inc. 06-Aug-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
BG Staffing, Inc. 03-Nov-20 USA 1Directors RelatedElect Director Elect Director C. David Allen, Jr.
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
Country Garden Holdings Co. Ltd. 21-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Magnit PJSC 04-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Zakharov as Director
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Investing and Lending Policy in Accordance with EIB ENERGY LENDING POLICY
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Concentrate Managerial Resources on Decommissioning of Fukushima Daiichi Nuclear Power Plant
HIROSE ELECTRIC CO., LTD. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Ishii, Kazunori
IsraCard Ltd. 29-Nov-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ben Sheizaf as Director
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19
Livzon Pharmaceutical Group Inc. 11-Feb-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Medium to Long-Term Business Partner Share Ownership Scheme (Draft) of the Company and Its Summary
BNK Financial Group, Inc. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Jeong Gi-young as Outside Director
SK Holdings Co., Ltd. 25-Mar-20 South Korea 1Directors RelatedElect Director Elect Jang Dong-hyun as Inside Director
Svenska Handelsbanken AB 25-Mar-20 Sweden 1Directors RelatedElect Director Reelect Par Boman as Director
Coca-Cola Bottlers Japan Holdings, Inc.
26-Mar-20 Japan 1Directors RelatedElect Director Elect Director Calin Dragan
Essity AB 02-Apr-20 Sweden 1Directors RelatedElect Board Chairman/Vice-Chairman
Reelect Par Boman as Board Chairman
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Luiz Fernando Vendramini Fleury as Independent Director
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Sergio Luiz Silva Schwartz as Director
CITIC Guoan Information Industry Co., Ltd.
15-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Financing Guarantee Provision for CITIC Guoan Guangshi Network Co., Ltd. from Far Eastern Leasing
PT Perusahaan Gas Negara Tbk 15-May-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Boards of Company
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China 1SH-CompensationCompany-Specific--Compensation-Related
Approve Authorization of Board to Handle All Related Matters
Tasly Pharmaceutical Group Co., Ltd.
18-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
BOC Aviation Limited 27-May-20 Singapore 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
BOC Aviation Limited 27-May-20 Singapore 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Nordea Bank Abp 28-May-20 Finland 1Directors RelatedElect Directors (Bundled) Reelect Torbjorn Magnusson (Chairperson), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Pernille Erenbjerg, Kari Jordan, Petra van Hoeken and John Maltby as Directors; Elect Jonas Synnergren as New Director
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Gerhard Schroeder as Director
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ray C. Espinosa as Director
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 3
Zhejiang Century Huatong Group Co., Ltd.
19-Jun-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds for Entrusted Asset Management
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lin, Po Han, a Representative of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director
Anglo American Platinum Ltd. 25-Jun-20 South Africa 1Directors RelatedElect Director Re-elect Mark Cutifani as Director
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Seek Agreement from Residents on Nuclear Power Plant Operation
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Demonstration Analysis Report in Connection to Private Placement
Shandong Weigao Group Medical Polymer Company Limited
22-Jul-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Remy Cointreau SA 23-Jul-20 France 1Non-Salary Comp.Approve or Amend Severance Agreements/Change-in-Control Agreements
Approve Termination Package of Eric Vallat, CEO
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Manner and Period
BB Seguridade Participacoes SA 29-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Cosan SA 29-Jul-20 Brazil 1Directors RelatedApprove Director/Officer Liability and Indemnification
Approve Risk Management Policy for the Company's Management
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of the Board to Handle All Related Matters
Dongfeng Motor Group Company Limited
25-Sep-20 China 1Directors RelatedElect Director Elect Zhu Yanfeng as Director
Pan Pacific International Holdings Corp.
29-Sep-20 Japan 1Directors RelatedElect Director Elect Director Yoshida, Naoki
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member P. Mosch for Fiscal 2019
Yandex NV 29-Oct-20 Netherlands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Grant Board Authority to Issue Class A Shares
Wen's Foodstuff Group Co., Ltd. 16-Nov-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Provision Plan
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
27-Nov-20 China 1Reorg. and MergersInvestment in Financial Products Approve Purchase of Bank Financial Products
Beijing Tiantan Biological Products Corp. Ltd.
04-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Amend and Renew Financial Service Agreement
Tianma Microelectronics Co., Ltd. 23-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction in Connection to Signing of Financial Services Agreement
Pargesa Holding SA 06-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Future Plc 05-Feb-20 United Kingdom 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Royal Bank of Scotland Group Plc 29-Apr-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
China National Chemical Engineering Co., Ltd.
22-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Provision Plan
Magellan Financial Group Ltd. 22-Oct-20 Australia 1Directors RelatedElect Director Elect Robert Fraser as Director
Wanhua Chemical Group Co. Ltd. 27-Apr-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee to Subsidiaries and Mutual Guarantees between Subsidiaries
Contemporary Amperex Technology Co., Ltd.
18-May-20 China 1Reorg. and MergersInvestment in Financial Products Investment in Financial Products
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Wolfgang Werner Ernst Fritz Fritzemeyer as Director and Flavio Venturelli Helu as Alternate
Constellation Software Inc. 05-Aug-20 Canada 1Directors RelatedElect Director Elect Director Barry Symons
Tyson Foods, Inc. 06-Feb-20 USA 1Directors RelatedElect Director Elect Director Barbara A. Tyson
Ecopetrol SA 27-Mar-20 Colombia 1Routine/BusinessApprove/Amend Regulations on General Meetings
Amend Regulations on General Meetings
Clearway Energy, Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Nathaniel Anschuetz
First Northwest Bancorp 05-May-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Enterprise Bancorp, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director Normand E. Deschene
Enterprise Bancorp, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director Joseph C. Lerner
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Norma J. Howard
Medpace Holdings, Inc. 15-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Osmotica Pharmaceuticals plc 20-May-20 Ireland 1Directors RelatedElect Director Elect Director Juan Vergez
Arista Networks, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Nikos Theodosopoulos
Energy Fuels Inc. 27-May-20 Canada 1Non-Salary Comp.Advisory Vote on Say on Pay Frequency
Advisory Vote on Say on Pay Frequency Every Three Years
REGENXBIO Inc. 29-May-20 USA 1Directors RelatedElect Director Elect Director Daniel Tasse
Sirius XM Holdings Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Mark D. Carleton
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Charles Stewart
MobileIron, Inc. 23-Jun-20 USA 1Directors RelatedElect Director Elect Director Simon Biddiscombe
Box, Inc. 15-Jul-20 USA 1Directors RelatedElect Director Elect Director Sue Barsamian
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Companhia Energetica de Minas Gerais SA
31-Jul-20 Brazil 1SH-Dirs' RelatedElect Director Nominated by Preferred Shareholders
Elect Jose Joao Abdalla Filho as Director Appointed by Preferred Shareholder
Aravive, Inc. 14-Sep-20 USA 1Directors RelatedElect Director Elect Director Eric Zhang
Bluegreen Vacations Holding Corporation
18-Nov-20 USA 1Directors RelatedElect Director Elect Director John E. Abdo
IDT Corporation 16-Dec-20 USA 1Directors RelatedElect Director Elect Director Bill Pereira
The Trade Desk, Inc. 22-Dec-20 USA 1Antitakeover RelatedAdjourn Meeting Adjourn Meeting
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Routine/BusinessAppoint Censor(s) Appoint Lord Powell of Bayswater as Censor
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Antonio Belloni, Vice-CEO
Zhuzhou CRRC Times Electric Co., Ltd.
23-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares
Italgas SpA 12-May-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Ubisoft Entertainment SA 02-Jul-20 France 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes
Muyuan Foods Co., Ltd. 09-Mar-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
LG Chem Ltd. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Kwon Young-soo as Non-Independent Non-Executive Director
SGS SA 24-Mar-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Emirates Telecommunications Group Co. PJSC
24-Mar-20 United Arab Emirates
1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors for FY 2019
SK Innovation Co., Ltd. 26-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Jong-hoon as Outside Director
Lotte Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Byeong-do as Outside Director
BRF SA 27-Apr-20 Brazil 1Non-Salary Comp.Approve/Amend Bundled Remuneration Plans
Amend Stock Option Plan and Share Matching Plan
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Company's Eligibility for Private Placement of Shares
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Richard Jacques Dumas as Director and Leonardo Augusto Serpa as Alternate
JBS SA 28-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Adrian Lima da Hora as Fiscal Council Member and Andre Alcantara Ocampos as Alternate
Energisa SA 28-Apr-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Kuehne + Nagel International AG 05-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Appoint Karl Gernandt as Member of the Compensation Committee
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Distribution Arrangement of Undistributed Earnings
ACS Actividades de Construccion y Servicios SA
07-May-20 Spain 1Directors RelatedElect Director Reelect Javier Echenique Landiribar as Director
ENGIE SA 14-May-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of CEO For Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO
Xinyi Solar Holdings Ltd. 15-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Dufry AG 18-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Sichuan Chuantou Energy Co., Ltd.
19-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Production and Operation Plan and Financial Budget Report
Meinian Onehealth Healthcare Holdings Co., Ltd.
21-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Sirotenko as Director
Powertech Technology, Inc. 28-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Shigeo Koguchi, a Representative of KTC-SUN Corp. with Shareholder No. 135526, as Non-Independent Director
China Longyuan Power Group Corporation Limited
29-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2020 Financial Budget Plan
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect Paulo Lemann as Director
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Telekom Malaysia Bhd. 10-Jun-20 Malaysia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of LTIP Awards to Noor Kamarul Anuar Nuruddin
PT Jasa Marga (Persero) Tbk 11-Jun-20 Indonesia 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
SNAM SpA 18-Jun-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
SM Investments Corp. 24-Jun-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Moiseev as Director
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Timur Kulibaev as Director
Clariant AG 29-Jun-20 Switzerland 1Directors RelatedElect Director Reelect Abdullah Alissa as Director
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Size
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Conditional Strategic Cooperation Agreement
Sul America SA 29-Jul-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Purpose and Principles
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Rights and Obligation of Company and Incentive Object
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member J. Hofmann for Fiscal 2019
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Mark Clifford Maletz as Independent Director
Banco BTG Pactual SA 28-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
Azrieli Group Ltd. 30-Apr-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Barloworld Ltd. 12-Feb-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Wharf Real Estate Investment Company Limited
07-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Loews Corporation 12-May-20 USA 1Directors RelatedElect Director Elect Director Walter L. Harris
Torii Pharmaceutical Co., Ltd. 26-Mar-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Izumo, Eiichi
Samsung Card Co., Ltd. 19-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Choi Gyu-yeon as a Member of Audit Committee
CK Hutchison Holdings Limited 14-May-20 Cayman Islands 1Directors RelatedElect Director Elect Kam Hing Lam as Director
Central Japan Railway Co. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tsuge, Koei
AMADA Co., Ltd. 25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Isobe, Tsutomu
Yestar Healthcare Holdings Company Limited
22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand 1Routine/BusinessOther Business Other Business
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland 1Directors RelatedElect Supervisory Board Member Elect Supervisory Board Member
CRH Medical Corporation 11-Jun-20 Canada 1Directors RelatedElect Director Elect Director Ian Webb
Evertz Technologies Limited 07-Oct-20 Canada 1Directors RelatedElect Director Elect Director Rakesh Patel
Orange SA 19-May-20 France 1SH-Corp GovernanceMiscellaneous -- Equity Related Amend Item 16: Authorize Repurchase of Shares
Rheinmetall AG 19-May-20 Germany 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
M.D.C. Holdings, Inc. 20-Apr-20 USA 1Directors RelatedElect Director Elect Director Paris G. Reece, III
Grupo Televisa SAB 28-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) Elect or Ratify Directors Representing Series D Shareholders
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate
Arch Coal Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Richard A. Navarre
The Hackett Group, Inc. 01-May-20 USA 1Directors RelatedElect Director Elect Director John R. Harris
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director James A. Ratner
Xerox Holdings Corporation 21-May-20 USA 1Directors RelatedElect Director Elect Director Cheryl Gordon Krongard
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Entravision Communications Corporation
28-May-20 USA 1Directors RelatedElect Director Elect Director Patricia Diaz Dennis
GoDaddy Inc. 03-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
FirstCash, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Randel G. Owen
Moelis & Company 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Jeffrey Raich
Moelis & Company 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Elizabeth Crain
W.R. Berkley Corporation 12-Jun-20 USA 1Directors RelatedElect Director Elect Director Mark L. Shapiro
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Alfredo Casar Perez
Radiant Logistics, Inc. 11-Nov-20 USA 1Directors RelatedElect Director Elect Director Michael Gould
OptimizeRx Corp. 19-Nov-20 USA 1Directors RelatedElect Director Elect Director Patrick Spangler
Village Super Market, Inc. 11-Dec-20 USA 1Directors RelatedElect Director Elect Director William Sumas
Aspen Group, Inc. 21-Dec-20 USA 1Antitakeover RelatedAdjourn Meeting Adjourn Meeting
Deutsche Bank AG 20-May-20 Germany 1SH-Dirs' RelatedRemoval of Existing Board Directors
Dismiss Supervisory Board Member Norbert Winkeljohann
TravelSky Technology Limited 27-Feb-20 China 1Directors RelatedElect Director Elect Cui Zhixiong as Director
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Eliminate Differentiated Voting Rights
Taylor Wimpey Plc 23-Apr-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
Fuchs Petrolub SE 05-May-20 Germany 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Television Broadcasts Limited 27-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Haitong International Securities Group Limited
29-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Worldline SA 09-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Marc-Henri Desportes, Vice-CEO
Guanghui Energy Co., Ltd. 05-Feb-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related Party Transactions
Joincare Pharmaceutical Group Industry Co., Ltd.
14-Feb-20 China 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Medium and Long-term Business Partner Shareholding Plan (Draft) and its Abstract
Shinsegae Co., Ltd. 25-Mar-20 South Korea 1Directors RelatedElect Director Elect Choi Jin-seok as Outside Director
Kirin Holdings Co., Ltd. 27-Mar-20 Japan 1Non-Salary Comp.Approve/Amend Bundled Remuneration Plans
Approve Trust-Type Equity Compensation Plan and Phantom Stock Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Nokian Renkaat Oyj 02-Apr-20 Finland 1Routine/BusinessAuthorize Board to Fix Remuneration of External Auditor(s)
Approve Remuneration of Auditors
Industrias Penoles SAB de CV 23-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) and Approve Their Remuneration
Elect or Ratify Directors; Verify Director's Independence Classification; Approve Their Respective Remuneration
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Plan for Private Placement of New Shares
Energisa SA 28-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fiscal Council Members
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Non-Salary Comp.Company-Specific Compensation-Related
Ratify Remuneration of Company's Management for 2019
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Antonio Luiz da Cunha Seabra as Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Conditional Share Subscription Agreement
ENGIE SA 14-May-20 France 1CapitalizationAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei Murov as Director
Baoshan Iron & Steel Co., Ltd. 19-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction
Yonyou Network Technology Co., Ltd.
08-Jun-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Methods to Assess the Performance of Plan Participants
Maxis Berhad 15-Jun-20 Malaysia 1Directors RelatedElect Director Elect Hamidah Naziadin as Director
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Directors RelatedElect Director Elect Fimalac as Director
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Valerii Sorokin as Director
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Rustam Khalimov as Director
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Su, Chi Ming with SHAREHOLDER NO.00000012 as Non-Independent Director
Toray Industries, Inc. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Abe, Koichi
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Koito Manufacturing Co., Ltd. 26-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Suzuki, Yukinobu
Air Water Inc. 30-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Tsuneyoshi, Kunihiko
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Size
Iliad SA 21-Jul-20 France 1Reorg. and MergersApprove Transaction with a Related Party
Approve Transaction with Cyril Poidatz Re. Tripartite Agreement
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transactions in Connection to Private Placement
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Catia Yuassa Tokoro as Independent Director
GEM Co., Ltd. 25-Aug-20 China 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
Reinet Investments SCA 25-Aug-20 Luxembourg 1CapitalizationAuthorize Share Repurchase Program
Approve Share Repurchase
WuXi AppTec Co., Ltd. 31-Aug-20 China 2Non-Salary Comp.Approve Restricted Stock Plan Approve Adoption of the H Share Award and Trust Scheme
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Validity Period, Grant Date, Lock-up Period, Lift-off Period and Lock-up Period of this incentive plan
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Johann Rupert as Director and Board Chairman
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Jean-Blaise Eckert as Director
Tonghua Dongbao Pharmaceutical Co., Ltd.
30-Oct-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Methods to Assess the Performance of Plan Participants
Computershare Limited 11-Nov-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Performance Rights and Share Appreciation Rights to Stuart Irving
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Geraldine Shushan Dreiser
Huazhu Group Limited 23-Dec-20 Cayman Islands 1Directors RelatedElect Directors (Bundled) Elect Lei Cao and Theng Fong Hee as Directors
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Kato, Hitomi
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director Elect Claudio Eugenio Stiller Galeazzi as Independent Director
China Everbright Bank Company Limited
26-Mar-20 China 2Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Directors
Universal Health Services, Inc. 20-May-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Akbank TAS 23-Mar-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Banco Macro SA 30-Apr-20 Argentina 1Directors RelatedElect Alternate/Deputy Directors Elect Alternate Director to Replace Alejandro Guillermo Chiti for a Two-Year Term
Shenzhen Overseas Chinese Town Co., Ltd.
20-May-20 China 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Development of Independent Director Compensation and Treatment Standards
Contemporary Amperex Technology Co., Ltd.
18-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Plan
MicroPort Scientific Corporation 13-Mar-20 Cayman Islands 1Non-Salary Comp.Approve Executive Share Option Plan
Adopt Share Option Scheme of MicroPort CardioFlow Medtech Corporation
Koh Young Technology, Inc. 23-Mar-20 South Korea 1Directors RelatedElect Director Elect Ko Gwang-il as Inside Director
Philippine Seven Corporation 16-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jui-Tang Chen as Director
United Bank Ltd. 25-Mar-20 Pakistan 1Routine/BusinessOther Business Other Business
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Juan Pablo Zucchini as Independent Director
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands 1Directors RelatedElect Director Elect Director Luis Frias
Leon's Furniture Limited 14-May-20 Canada 1Directors RelatedElect Director Elect Director Edward Florian Leon
Bharat Petroleum Corporation Limited
28-Sep-20 India 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Provision of Money for Share Repurchase by the Trust for the Benefit of Employees Under the BPCL Employee Stock Purchase Scheme 2020
Oil & Natural Gas Corporation Limited
09-Oct-20 India 1Directors RelatedElect Director Reelect Rajesh Shyamsunder Kakkar as Director
China Conch Venture Holdings Limited
29-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Eduardo Tavares de Castro as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sonic Automotive, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Victor H. Doolan
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate
Preformed Line Products Company 05-May-20 USA 1Directors RelatedElect Director Elect Director R. Steven Kestner
Quad/Graphics, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director J. Joel Quadracci
Southern National Bancorp of Virginia, Inc.
21-May-20 USA 1Directors RelatedElect Director Elect Director W. Rand Cook
Kansas City Southern 21-May-20 USA 1SH-Dirs' RelatedProvide Right to Act by Written Consent
Provide Right to Act by Written Consent
REGENXBIO Inc. 29-May-20 USA 1Directors RelatedElect Director Elect Director Donald J. Hayden, Jr.
SVMK Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Benjamin C. Spero
GDS Holdings Limited 06-Aug-20 Cayman Islands 1Directors RelatedElect Director Elect Director Gary J. Wojtaszek
Spero Therapeutics, Inc. 27-Oct-20 USA 1Directors RelatedElect Director Elect Director Milind Deshpande
Dairy Farm International Holdings Ltd.
06-May-20 Bermuda 1Directors RelatedElect Director Re-elect Jeremy Parr as Director
Nitori Holdings Co., Ltd. 14-May-20 Japan 1Directors RelatedElect Director Elect Director Nitori, Akio
Colruyt SA 30-Sep-20 Belgium 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Hamamatsu Photonics KK 18-Dec-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Maki, Yuji
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Company's Eligibility for Acquisition by Issuance of Shares
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Transaction Does Not Constitute as Major Asset Restructuring
Pepkor Holdings Ltd. 11-Mar-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation Report on the Remuneration Policy
Samsung BioLogics Co., Ltd. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Rim John Chongbo as Inside Director
Kirin Holdings Co., Ltd. 27-Mar-20 Japan 1SH-CompensationLimit Executive Compensation Reduce Cash Compensation Celling for Directors to JPY 600 Million per Year
POSCO Chemical Co., Ltd. 30-Mar-20 South Korea 1Directors RelatedElect Director Elect Min Gyeong-jun as Inside Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Helixmith Co., Ltd. 31-Mar-20 South Korea 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Incorporation
China National Nuclear Power Co., Ltd.
03-Apr-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Investment Plan
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as Alternate
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Simon Gillham, Management Board Member
Globe Telecom, Inc. 21-Apr-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Aboitiz Equity Ventures, Inc. 27-Apr-20 Philippines 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendment of the Company's Articles of Incorporation
Falabella SA 28-Apr-20 Chile 1Directors RelatedElect Directors (Bundled) Elect Directors
JBS SA 28-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Li Wenxin as Non-Independent Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
HKT Trust & HKT Limited 08-May-20 Cayman Islands 1Directors RelatedElect Director Elect Chung Cho Yee, Mico as Director
X5 Retail Group NV 12-May-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Gareth Penny as Director
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Viacheslav Solomin as Director
Zhejiang Expressway Co., Ltd. 15-May-20 China 1Routine/BusinessAccept Financial Statements and Statutory Reports
Approve 2019 Final Accounts and 2020 Financial Budget
Haitian International Holdings Limited
19-May-20 Cayman Islands 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Zhang Jianfeng as Director and Authorize Board to Fix His Remuneration
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Pronin as Director
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ivan Rodionov as Director
SSY Group Limited 22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Kingsoft Corporation Limited 27-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Magnitogorsk Iron & Steel Works PJSC
29-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Viktor Rashnikov as Director
Polski Koncern Naftowy ORLEN SA 05-Jun-20 Poland 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Statute
Sinopharm Group Co., Ltd. 11-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantees
Winbond Electronics Corp. 12-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect a Representative of Walsin Lihwa Corporation, with Shareholder No. 1, as Non-Independent Director
Guangdong Investment Limited 12-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Chairman and CEO
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Christoph Kneip to the Shareholders' Committee
Pirelli & C. SpA 18-Jun-20 Italy 1SH-Dirs' RelatedElect Supervisory Board Members (Bundled)
Slate 1 Submitted by Marco Polo International Italy Srl and Camfin SpA
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Ban Reprocessing of Spent Nuclear Fuels
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Mau as Director
Dai Nippon Printing Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kitajima, Yoshinari
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Erokhin as Director
Zhejiang Wanfeng Auto Wheel Co. Ltd.
15-Jul-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee to Controlling Shareholder
AVEVA Group Plc 21-Jul-20 United Kingdom 1Directors RelatedElect Director Elect Olivier Blum as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Paschoal Rossetti as Independent Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Criteria to Select Plan Participants
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Conditions for Granting and Lifting of Restrictions on Sales
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member L. Kiesling for Fiscal 2019
Hangzhou Tigermed Consulting Co., Ltd.
20-Oct-20 China 2Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
COSCO SHIPPING Holdings Co., Ltd.
30-Nov-20 China 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wu Dawei as Director
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director Elect Eduardo Henrique de Mello Motta Loyo as Director
TIM Participacoes SA 07-Apr-20 Brazil 2Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
China Aoyuan Group Limited 22-May-20 Cayman Islands 1Directors RelatedElect Director Elect Guo Zi Wen as Director
Ruentex Development Co., Ltd. 09-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect GUO-ZHEN CHANG, with ID No. B100126XXX, as Independent Director
Royal Bank of Scotland Group Plc 29-Apr-20 United Kingdom 1Routine/BusinessApprove Special/Interim Dividends
Approve Special Dividend
CK Hutchison Holdings Limited 14-May-20 Cayman Islands 1Directors RelatedElect Director Elect Edith Shih as Director
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme (Phase I)
Mitsubishi Motors Corp. 18-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tagawa, Joji
Central Japan Railway Co. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Uno, Mamoru
EMS-Chemie Holding AG 08-Aug-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Vicinity Centres 12-Nov-20 Australia 1Directors RelatedElect Director Elect Peter Kahan as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Suzano SA 22-May-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
PT Arwana Citramulia Tbk 03-Mar-20 Indonesia 1Directors RelatedElect Directors (Bundled) Elect Directors and Commissioners
Atrium European Real Estate Ltd. 23-Apr-20 Jersey 1Directors RelatedElect Director Re-elect Lucy Lilley as Director
Century Pacific Food, Inc. 30-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Fernan Victor P. Lukban as Director
HDFC Bank Limited 18-Jul-20 India 1Directors RelatedElect Director Elect Renu Karnad as Director
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico 2Directors RelatedElect Director Elect/Ratify Francisco Garza Zambrano as Director
NOVATEK JSC 24-Apr-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Natalenko as Director
NOVATEK JSC 24-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Gennadii Timchenko as Director
Turkiye Is Bankasi AS 31-Mar-20 Turkey 1Directors RelatedElect Directors (Bundled) Elect Directors
Air Canada 25-Jun-20 Canada 1Preferred/BondholderThe Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a @ Citizen
The Undersigned Hereby Certifies that the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares.
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director
Biohaven Pharmaceutical Holding Company Ltd.
30-Apr-20 Virgin Isl (UK) 1Directors RelatedElect Director Elect Director Declan Doogan
The Kraft Heinz Company 07-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Robert Heller
Strongbridge Biopharma plc 14-May-20 Ireland 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights
Braemar Hotels & Resorts Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Abteen Vaziri
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Heritage Commerce Corp. 21-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Pinterest, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Jeffrey Jordan
Xerox Holdings Corporation 21-May-20 USA 1Directors RelatedElect Director Elect Director Jonathan Christodoro
BankFinancial Corporation 29-May-20 USA 1Directors RelatedElect Director Elect Director F. Morgan Gasior
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Raphael Kubler
TripAdvisor, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director M. Greg O'Hara
Cal-Maine Foods, Inc. 02-Oct-20 USA 1Directors RelatedElect Director Elect Director Max P. Bowman
Legacy Housing Corporation 02-Dec-20 USA 1Directors RelatedElect Director Elect Director Stephen L. Crawford
Deutsche Bank AG 20-May-20 Germany 1SH-Dirs' RelatedRemoval of Existing Board Directors
Dismiss Supervisory Board Member Paul Achleitner
Swedish Match AB 02-Apr-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee
Swisscom AG 06-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Dairy Farm International Holdings Ltd.
06-May-20 Bermuda 1Directors RelatedElect Director Re-elect John Witt as Director
KBC Group SA/NV 07-May-20 Belgium 1Directors RelatedElect Director Elect Erik Clinck as Director
TERNA Rete Elettrica Nazionale SpA
18-May-20 Italy 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Slate 2 Submitted by Institutional Investors (Assogestioni)
Bank Leumi Le-Israel Ltd. 10-Sep-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Signing of Conditional Equity Acquisition Agreement and Its Supplementary Agreement
Hubei Jumpcan Pharmaceutical Co., Ltd.
02-Mar-20 China 1CapitalizationApprove Issuance of Warrants/Convertible Debentures
Approve Authorization of the Board to Handle All Related Matters
Svenska Handelsbanken AB 25-Mar-20 Sweden 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Require a Special Examination Regarding Introduction of Negative Interest Rates and Review of Code of Ethics
Canon, Inc. 27-Mar-20 Japan 1Directors RelatedElect Director Elect Director Mitarai, Fujio
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Turkiye Petrol Rafinerileri AS 01-Apr-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Turkiye Petrol Rafinerileri AS 01-Apr-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
Iberdrola SA 02-Apr-20 Spain 1Directors RelatedElect Director Reelect Inigo Victor de Oriol Ibarra as Director
Shandong Buchang Pharmaceuticals Co., Ltd.
16-Apr-20 China 1Reorg. and MergersAcquire Certain Assets of Another Company
Approve Acquisition of Equity
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Ratify Appointement of Christiane Marcellier as Director
Globe Telecom, Inc. 21-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Delfin L. Lazaro as Director
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Heitor Attilio Gracioso as Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Price and Pricing Basis
Norsk Hydro ASA 11-May-20 Norway 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
Hua Hong Semiconductor Limited 14-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Temenos AG 20-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
AviChina Industry & Technology Company Limited
22-May-20 China 1Routine/BusinessOther Business Other Business by Way of Ordinary Resolution
Sunny Optical Technology (Group) Company Limited
22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Hengtong Optic-Electric Co., Ltd. 28-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Service Agreement
Huaneng Power International, Inc. 16-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Michael Kaschke to the Supervisory Board
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Formosa Taffeta Co., Ltd. 19-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect HONG,FU-YUAN, a Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect C.V. Chen, a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Connie Hsu, a Representative of Huey Kang Investment Corporation with Shareholder No. 92107, as Non-Independent Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Demolish All Nuclear Power Plants
Eurofins Scientific SE 26-Jun-20 Luxembourg 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Public Bank Berhad 29-Jun-20 Malaysia 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration and Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow
GOME Retail Holdings Limited 29-Jun-20 Bermuda 1Directors RelatedElect Director Elect Lee Kong Wai, Conway as Director
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Kuo-Chang Huang (HUANG,GUO-CHANG), with ID No. F12437**** (F124372XXX) as Independent Director
Huadian Power International Corporation Limited
30-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China Literature Limited 30-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
Iliad SA 21-Jul-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Type and Par Value
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Burkhart Grund as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member H.D. Poetsch for Fiscal 2019
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member C. Schoenhardt (from June 21, 2019)for Fiscal 2019
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Tong Guohua Under the 2014 Equity Incentive Plan
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcio de Andrade Schettini as Director
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Benedito Pinto Ferreira Braga Junior as Director
China State Construction Engineering Corp. Ltd.
25-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related-Party Transactions
Sinotrans Limited 01-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Estimated Guarantees of the Company
Hino Motors, Ltd. 22-Jun-20 Japan 1Directors RelatedElect Director Elect Director Ichihashi, Yasuhiko
Peugeot SA 25-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Carlos Tavares, Chairman of the Management Board
Sino Land Company Limited 28-Oct-20 Hong Kong 1Directors RelatedElect Director Elect Adrian David Li Man-kiu as Director
Shenzhen Inovance Technology Co., Ltd.
13-Oct-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Stock Option Incentive Plan and Its Summary
Glodon Co., Ltd. 25-Nov-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Authorization of Board to Handle All Related Matters
KEPCO Plant Service & Engineering Co., Ltd.
26-Mar-20 South Korea 1Directors RelatedAuthorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Authorize Board to Fix Remuneration of Internal Auditor(s)
Sinosoft Technology Group Limited
16-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
MicroPort Scientific Corporation 18-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
PVR Limited 29-Sep-20 India 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Payment of Remuneration to Ajay Bijli as Managing Director and Chairman by Taking into Account the Net Profits of the Company Computed under Section 198 of the Act after Disregarding the Adjustments made
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Petroleo Brasileiro SA 22-Jul-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees: Vote FOR to support the nominees under SLATE A. Vote AGAINST to support the nominees under SLATE B. Otherwise, vote ABSTAIN.
Ayala Land, Inc. 22-Apr-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
PT Bank Rakyat Indonesia (Persero) Tbk
18-Feb-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Board of Company
Compania de Distribucion Integral Logista Holdings SAU
24-Mar-20 Spain 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote on Remuneration Report
Credit Agricole SA 13-May-20 France 1Directors RelatedElect Director Elect Philippe de Waal as Director
Navistar International Corporation 25-Feb-20 USA 1Directors RelatedElect Director Elect Director Jose Maria Alapont
Vericel Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Steven C. Gilman
Enterprise Bancorp, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director Richard W. Main
Mondelez International, Inc. 13-May-20 USA 1SH-CompensationReport on Pay Disparity Consider Pay Disparity Between Executives and Other Employees
CBTX, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Joe E. Penland, Sr.
Coca-Cola European Partners Plc 27-May-20 United Kingdom 1Reorg. and MergersWaive Requirement for Mandatory Offer to All Shareholders
Approve Waiver on Tender-Bid Requirement
DuPont de Nemours, Inc. 27-May-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Approve Creation of an Employee Board Advisory Position
Alphabet Inc. 03-Jun-20 USA 1SH-Other/misc.Gender Pay Gap Report on Gender/Racial Pay Gap
Editas Medicine, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director James C. Mullen
MEDNAX, Inc. 09-Sep-20 USA 1Directors RelatedElect Director Elect Director Manuel Kadre
IDT Corporation 16-Dec-20 USA 1Directors RelatedElect Director Elect Director Liora Stein
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Bernard Arnault, Chairman and CEO
Magnit PJSC 04-Jun-20 Russia 1Routine/BusinessRatify Auditors Ratify IFRS Auditor
Great Wall Motor Company Limited
12-Jun-20 China 1Directors RelatedApprove/Amend Regulations on Board of Directors
Amend Rules and Procedures Regarding Meetings of Board of Directors
Telia Co. AB 02-Apr-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Company Shall Review its Routines around that Letters Shall be Answered within Two Months from the Date of Receipt
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong 1Directors RelatedElect Director Elect Horst Julius Pudwill as Director
Danske Bank A/S 09-Jun-20 Denmark 1SH-Health/Environ.Climate Change Action Request Regarding Sustainability and Responsible Investments
Mizuho Financial Group, Inc. 25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Prohibit Abuse of Dominant Bargaining Position against Shareholder Proponents
Guanghui Energy Co., Ltd. 05-Feb-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantee Plan
Pepkor Holdings Ltd. 11-Mar-20 South Africa 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Financial Assistance in Terms of Section 44 of the Companies Act
POSCO 27-Mar-20 South Korea 2Directors RelatedElect Director Elect Chang In-hwa as Inside Director
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Ratify Appointement of Yves Brassart as Director
Aboitiz Power Corp. 27-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Enrique M. Aboitiz as Director
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Chen Qihang as Supervisor
AAC Technologies Holdings, Inc. 15-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Hytera Communications Corp. Ltd. 28-May-20 China 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors, Supervisors and Senior Management Members
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Pedro E. Roxas as Director
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ma. Lourdes C. Rausa-Chan as Director
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Wang Yan as Director
Pirelli & C. SpA 18-Jun-20 Italy 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Second Section of the Remuneration Report
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Tsai, Hung-Hsiang, a Representative of Chin Shan Investment Co., Ltd. with SHAREHOLDER NO.00000141, as Non-Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wu, Benson, a Representative of Wu Chia Lu Insurance Culture and Education Foundation with SHAREHOLDER NO.00042760, as Non-Independent Director
Chubu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Terminate Contracts to Purchase Electricity Generated with Nuclear Power from Other Companies
Nissan Chemical Corp. 25-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Suzuki, Norihiro
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Guo Guanghui as Director
Sharp Corp. 29-Jun-20 Japan 1Directors RelatedElect Director Elect Director Nomura, Katsuaki
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand 1Directors RelatedElect Director Elect Poramaporn Prasarttong-Osoth as Director
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Target Subscribers and Subscription Method
CPFL Energia SA 27-Jul-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Change and Termination Procedures
Inner Mongolia Yili Industrial Group Co., Ltd.
25-Sep-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Long-term Service Plan Management Rules (Draft)
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Dmitrii Chernyshenko as Director
AGL Energy Limited 07-Oct-20 Australia 1SH-Health/Environ.Report on Climate Change Approve Coal Closure Dates
JBS SA 30-Oct-20 Brazil 1Routine/BusinessMiscellaneous Proposal: Company-Specific
Approve that It Will Be Up to the Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Reorg. and MergersApprove Transaction with a Related Party
Approve Framework Agreement Between the Company and SemiconductorManufacturing North China (Beijing) Corporation and SMNC Framework Agreement Annual Caps
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Focus Media Information Technology Co., Ltd.
31-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ana Luiza Campos Garfinkel as Director
Banco Macro SA 30-Apr-20 Argentina 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Director for a Three-Year Term Nominated by FGS-ANSES
Kering SA 16-Jun-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
Oceana Group Ltd. 03-Mar-20 South Africa 1Directors RelatedElect Director Elect Elton Bosch as Director
Oceana Group Ltd. 03-Mar-20 South Africa 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Financial Assistance in Terms of Section 44 of the Companies Act
MicroPort Scientific Corporation 18-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Executive Share Option Plan
Adopt New Share Option Scheme
Concepcion Industrial Corporation 15-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Raissa C. Hechanova-Posadas as Director
Pandora AS 11-Mar-20 Denmark 1Directors RelatedElect Director Reelect Birgitta Stymne Goransson as Director
Pfizer Inc. 23-Apr-20 USA 1SH-Dirs' RelatedProvide Right to Act by Written Consent
Provide Right to Act by Written Consent
Vericel Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Alan L. Rubino
Ball Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director John A. Hayes
Marten Transport, Ltd. 05-May-20 USA 1Routine/BusinessOther Business Other Business
Lawson Products, Inc. 12-May-20 USA 1Directors RelatedEliminate Cumulative Voting Eliminate Cumulative Voting
Kohl's Corporation 13-May-20 USA 1SH-Dirs' RelatedProvide Right to Act by Written Consent
Provide Right to Act by Written Consent
Medpace Holdings, Inc. 15-May-20 USA 1Directors RelatedElect Director Elect Director Robert O. Kraft
International Bancshares Corporation
18-May-20 USA 1Directors RelatedElect Director Elect Director Douglas B. Howland
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Gregory B. Maffei
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Dana Walden
AssetMark Financial Holdings, Inc. 08-Jun-20 USA 1Directors RelatedElect Director Elect Director Bryan Lin
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Directors RelatedElect Director Reelect Director Bradley Bolzon
BeiGene, Ltd. 17-Jun-20 Cayman Islands 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Mobile TeleSystems PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Artem Zasurskii as Director
China Everbright International Limited
20-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Nokia Oyj 27-May-20 Finland 1SH-Dirs' RelatedCompany-Specific Board-Related Amend Articles Re: Number of Directors; Age Limit of Directors; Strict Gender Balance in Board
Dali Foods Group Company Limited
29-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
ICL-Israel Chemicals Ltd. 30-Jan-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Adecco Group AG 16-Apr-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Appoint Rachel Duan as Member of the Compensation Committee
Tenaris SA 02-Jun-20 Luxembourg 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Mowi ASA 03-Jun-20 Norway 1Directors RelatedElect Director Elect Solveig Strand as New Director
Danske Bank A/S 09-Jun-20 Denmark 1SH-Corp GovernanceCompany-Specific--Governance-Related
Mistrust Towards the Chairman of the Board of Directors and the CEO
Mizuho Financial Group, Inc. 25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Establish Point of Contact for Whistleblowing
Svenska Handelsbanken AB 25-Mar-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Instruct Board to Prepare Proposal for Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Noel Frederic Georges Prioux as Director
GigaDevice Semiconductor (Beijing), Inc.
20-Apr-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Conduct Cash Management
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
JBS SA 28-Apr-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You Like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
As an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Energisa SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcilio Marques Moreira as Independent Director and Andre La Saigne de Botton as Alternate
Poste Italiane SpA 15-May-20 Italy 1SH-Dirs' RelatedElect Supervisory Board Members (Bundled)
Slate 1 Submitted by the Italian Ministry of Economy and Finance
Shanghai 2345 Network Holding Group Co., Ltd.
21-May-20 China 1CapitalizationAmend Articles/Charter to Reflect Changes in Capital
Amend Articles of Association
China Merchants Energy Shipping Co., Ltd.
21-May-20 China 1Routine/BusinessApprove/Amend Regulations on General Meetings
Amend Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors
Manila Electric Company 26-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Elpidio L. Ibañez as Director
Powertech Technology, Inc. 28-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jui-Tsung Chen with ID No. B100071XXX as Independent Director
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Edward Hu
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan
Formosa Taffeta Co., Ltd. 19-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect CAI,TIAN-SYUAN (Tsai Tien-Shuan), a Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director
Emaar Malls PJSC 21-Jun-20 United Arab Emirates
1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Director (Cumulative Voting)
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sugimoto, Yasushi
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
China Literature Limited 30-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Target Subscribers and Subscription Method
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Distribution Arrangement of Undistributed Earnings
Klabin SA 31-Jul-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo Sergio Coutinho Galvao Filho as Director and Vivian do Valle Souza Leao Mikui as Alternate
Folli Follie SA 10-Sep-20 Greece 1Directors RelatedApprove Discharge of Directors and Auditors
Approve Management of Company and Grant Discharge to Auditors in Relation to Drafting and Special Audit of Restated 2018 Financial Statements
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Authorization of Board to Handle All Related Matters
Shanghai Baosight Software Co., Ltd.
13-Oct-20 China 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Wan Hong as Supervisor
China Greatwall Technology Group Co., Ltd.
13-Oct-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Adjust the Deposit and Loan Limit and Extension of Agreement Period of Comprehensive Financial Cooperation Agreement
Thai Oil Public Company Limited 28-Oct-20 Thailand 1Routine/BusinessOther Business Other Business
3SBio, Inc. 06-Nov-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Authorize Board to Deal with All Matters in Relation to the Grant of Awarded Shares to Zhu Zhenping Pursuant to the Share Award Scheme and Grant of Specific Mandate
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Faiz Bin Ishak
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Tan Kai Yong @ Tan Kay Neong
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Pei Leeng
GMO Payment Gateway, Inc. 20-Dec-20 Japan 1Directors RelatedElect Director Elect Director Ainoura, Issei
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Guillermo Ortiz Martinez as Director
Agile Group Holdings Ltd. 11-May-20 Cayman Islands 1Directors RelatedElect Director Elect Kwong Che Keung, Gordon as Director
Aeria, Inc. 30-Mar-20 Japan 1Directors RelatedElect Director Elect Director Kobayashi, Yusuke
Embraer SA 29-Apr-20 Brazil 1Non-Salary Comp.Approve Share Appreciation Rights/Approve Phantom Option Plan
Approve Long-Term Incentive Plan
Duratex SA 30-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Westshore Terminals Investment Corporation
16-Jun-20 Canada 1Directors RelatedElect Director Elect Director Nick Desmarais
Rocky Mountain Dealerships Inc. 29-Apr-20 Canada 1Directors RelatedElect Director Elect Director William DeJong
China Vanke Co., Ltd. 30-Jun-20 China 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ng Kar Ling, Johnny as Director
UPL Limited 31-Aug-20 India 1Directors RelatedElect Director Reelect Hardeep Singh as Director
Teck Resources Limited 21-Apr-20 Canada 1Directors RelatedElect Director Elect Director Quan Chong
Tsingtao Brewery Co., Ltd. 08-Jun-20 China 2Non-Salary Comp.Approve Restricted Stock Plan Approve Mandate Granted by the General Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan
Husqvarna AB 26-Jun-20 Sweden 1Directors RelatedElect Director Reelect Lars Pettersson as Director
Leonardo SpA 20-May-20 Italy 1SH-Dirs' RelatedElect Supervisory Board Members (Bundled)
Slate 1 Submitted by Ministry of Economy and Finance
Mesa Air Group, Inc. 04-Feb-20 USA 1Directors RelatedElect Director Elect Director Mitchell I. Gordon
1st Source Corporation 23-Apr-20 USA 1Directors RelatedElect Director Elect Director Timothy K. Ozark
The Williams Companies, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director Stephen W. Bergstrom
Sonic Automotive, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director David Bruton Smith
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate
Continental Resources, Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Shelly Lambertz
Westlake Chemical Corporation 15-May-20 USA 1Directors RelatedElect Director Elect Director Dorothy C. Jenkins
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
The Cato Corporation 21-May-20 USA 1Antitakeover RelatedPermit Board to Amend Bylaws Without Shareholder Consent
Permit Board to Amend Bylaws Without Shareholder Consent
Gannett Co., Inc. 08-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Oil Co. LUKOIL PJSC 23-Jun-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vagit Alekperov as Director
Liberty Global plc 30-Jun-20 United Kingdom 1Directors RelatedElect Director Elect Director John W. Dick
Catalyst Pharmaceuticals, Inc. 20-Aug-20 USA 1Antitakeover RelatedAdopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Ratify Extension of the Shareholder Rights Plan
TIM Participacoes SA 31-Aug-20 Brazil 1Non-Salary Comp.Amend Restricted Stock Plan Amend Long-Term Incentive Plans
Airbus SE 16-Apr-20 Netherlands 1Directors RelatedApprove Discharge of Board and President
Approve Discharge of Executive Members of the Board of Directors
Partners Group Holding AG 13-May-20 Switzerland 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation Report of Corporate Officers
Kia Motors Corp. 24-Mar-20 South Korea 1Directors RelatedElect Director Elect Ju Woo-jeong as Inside Director
Tele2 AB 11-May-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
The Investigation and Any Measures Should be Presented as soon as possible, however Not Later than AGM 2021
Xinyi Glass Holdings Ltd. 15-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19
Folli Follie SA 20-Feb-20 Greece 1Routine/BusinessOther Business Other Business
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Target Assets and Payment Method
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Resolution Validity Period
Polski Koncern Naftowy ORLEN SA 05-Mar-20 Poland 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Supervisory Board
Elect Supervisory Board Chairman
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Luis Claudio Rapparini Soares as Director and Eduardo Penido Sant'Anna as Alternate
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Henrique Sutton de Sousa Neves as Director and Rosa Evangelina Penido Dalla Vecchia as Alternate
Great Wall Motor Company Limited
15-Apr-20 China 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Expected Amount of Guarantee Provided by the Company to Its Holding Subsidiaries
Hermes International SCA 24-Apr-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Wilson Carnevalli Filho as Director
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Renew Authorization to Increase Share Capital Up to EUR 125 Million within the Framework of Authorized Capital
Swiss Life Holding AG 28-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Inner Mongolia Yitai Coal Co., Ltd. 08-May-20 China 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wong Hin Wing as Director
PT Perusahaan Gas Negara Tbk 15-May-20 Indonesia 1Routine/BusinessAmend Corporate Purpose Amend Article 3 of the Articles of Association
Jardine Cycle & Carriage Limited 22-May-20 Singapore 1Directors RelatedElect Director Elect Anthony Nightingale as Director
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-MingWalter Kwauk
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Restricted Stock Plan Approve Adoption of 2020 RS Plan Limit, 2020 RS Plan Listing Approval, 2020 RS Plan and Related Transactions
SM Prime Holdings, Inc. 15-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Joselito H. Sibayan as Director
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wu, Hsin-Ta, a Representative of Shin Kong Mitsukoshi Development Corp. Ltd. with SHAREHOLDER NO.00026835, as Non-Independent Director
BYD Company Limited 23-Jun-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Authorization to the Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments
Xiaomi Corporation 23-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sartorius Stedim Biotech SA 24-Jun-20 France 1CapitalizationAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million
CCC SA 24-Jun-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
29-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
GOME Retail Holdings Limited 29-Jun-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Bulanov as Director
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wen-yen K. Lin (LIN,GUO-WEN-YAN), with SHAREHOLDER NO.16254 and ID No. A20031**** as Non-Independent Director
QIAGEN NV 30-Jun-20 Netherlands 1Non-Salary Comp.Approve Remuneration Policy Adopt Remuneration Policy for Management Board
Alibaba Health Information Technology Limited
30-Jul-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
APA Group 22-Oct-20 Australia 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Victoria Walker as Director
China Gezhouba Group Co., Ltd. 17-Nov-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Pei Teeng
Barry Callebaut AG 09-Dec-20 Switzerland 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Walvax Biotechnology Co., Ltd. 21-Dec-20 China 1CapitalizationEliminate Preemptive Rights Approve Related Party Transaction in Connection to Waiver of Pre-emptive Rights
Gulf Energy Development Public Co. Ltd.
08-Apr-20 Thailand 1Routine/BusinessOther Business Other Business
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Wharf Real Estate Investment Company Limited
07-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
The Wharf (Holdings) Limited 08-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Shenzhen Investment Limited 26-May-20 Hong Kong 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options Under the Share Option Scheme
Korean Air Lines Co., Ltd. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Lee Su-geun as Inside Director
Postal Savings Bank of China Co., Ltd.
28-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
DaVita Inc. 11-Jun-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Bouygues SA 23-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Philippe Marien
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jackson Medeiros de Farias Schneider as Independent Director
Bharat Petroleum Corporation Limited
28-Sep-20 India 1Non-Salary Comp.Company-Specific Compensation-Related
Approve Secondary Acquisition of Shares Through Trust Route for the Implementation of the BPCL Employee Stock Purchase Scheme 2020
Bayer AG 28-Apr-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board for Fiscal 2019
Jefferies Financial Group Inc. 17-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Leslie E. Murphy
Bloom Energy Corporation 12-May-20 USA 1Directors RelatedElect Director Elect Director Mary K. Bush
Vornado Realty Trust 14-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Charles D. Forman
HF Foods Group Inc. 15-Jun-20 USA 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Certificate of Incorporation to Remove Article Seventh
Zai Lab Limited 04-Sep-20 Cayman Islands 1CapitalizationIncrease Authorized Common Stock
Approve Increase in Authorized Share Capital
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Oil-Dri Corporation of America 08-Dec-20 USA 1Directors RelatedElect Director Elect Director Daniel S. Jaffee
China Everbright International Limited
20-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Magnit PJSC 04-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Makhnev as Director
TravelSky Technology Limited 16-Jan-20 China 1Non-Salary Comp.Approve Share Appreciation Rights/Approve Phantom Option Plan
Approve Phase II H Share Appreciation Rights Scheme and Related Transactions
Telenet Group Holding NV 29-Apr-20 Belgium 1Non-Salary Comp.Approve or Amend Severance Agreements/Change-in-Control Agreements
Approve Change-of-Control Clause Re: Performance Shares, Share Option, and Restricted Share Plans
Standard Chartered Plc 06-May-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
CK Infrastructure Holdings Limited 13-May-20 Bermuda 1Directors RelatedElect Director Elect Chen Tsien Hua as Director
CK Infrastructure Holdings Limited 13-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Wendel SE 02-Jul-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Chairman of the Management Board
Sodexo SA 21-Jan-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Denis Machuel
AECC Aviation Power Co. Ltd. 22-Jan-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve External Guarantee
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Chen Shanzhi Under the 2014 Equity Incentive Plan and Related Transactions
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Share Type, Par Value and Listing Exchange
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Amount of Asset Purchase, Payment Consideration and Issue Scale
Hubei Jumpcan Pharmaceutical Co., Ltd.
02-Mar-20 China 1CapitalizationApprove Issuance of Warrants/Convertible Debentures
Approve Downward Adjustment on Conversion Price of Convertible Bonds
SGS SA 24-Mar-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Appoint Shelby du Pasquier as Member of the Compensation Committee
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Arcelik AS 25-Mar-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
LG Electronics, Inc. 26-Mar-20 South Korea 1Directors RelatedElect Directors (Bundled) Elect two Inside Directors and one Outside Director (Bundled)
Raia Drogasil SA 08-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fernando Carvalho Braga as Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate
Raia Drogasil SA 08-Apr-20 Brazil 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Felipe Elias Ribeiro David as Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder
Industrivarden AB 24-Apr-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Luiz Fernando Furlan as Independent Director
Moscow Exchange MICEX-RTS PJSC
28-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Bella Zlatkis as Director
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1CapitalizationAmend Articles/Charter to Reflect Changes in Capital
Amend Article 13 to Reflect Changes in Capital Re: Item 3.1.4
WEG SA 28-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
WEG SA 28-Apr-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Sidney Victor da Costa Breyer as Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo Kaminitz Peres as Director
Electricite de France SA 07-May-20 France 1CapitalizationAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 365 Million
Hennes & Mauritz AB 07-May-20 Sweden 1Directors RelatedElect Director Reelect Christian Sievert as Director
Budweiser Brewing Company APAC Limited
15-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China National Accord Medicines Corp. Ltd.
15-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Provision of Financial Services
Societe BIC SA 20-May-20 France 1CapitalizationAuthorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Item 17
Powertech Technology, Inc. 28-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect J.S. Leu with Shareholder No. 302, as Non-Independent Director
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Jiao Shuge (alias Jiao Zhen) as Director and Authorize Board to Fix His Remuneration
Winbond Electronics Corp. 12-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jerry Hsu
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Rinat Sabirov as Director
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Shafagat Takhautdinov as Director
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Nurislam Siubaev as Director
International Container Terminal Services, Inc.
18-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Stephen A. Paradies as Director
Sartorius Stedim Biotech SA 24-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Joachim Kreuzburg, Chairman and CEO
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Baba, Chiharu
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Tatung Co. 30-Jun-20 Taiwan 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Association
Remy Cointreau SA 23-Jul-20 France 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital
Remy Cointreau SA 23-Jul-20 France 1CapitalizationAuthorize Capital Increase for Future Share Exchange Offers
Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Shirong Lyu as Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Restriction Period Arrangement
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Listing Location
Wuchan Zhongda Group Co., Ltd. 09-Sep-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Application for Registration and Issuance of Debt Financing Instruments
Bid Corp. Ltd. 26-Nov-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation of Remuneration Policy
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Ahmad Fuaad Bin Mohd Dahalan
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Pei Wenn
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo Sergio Kakinoff as Independent Director
The Wharf (Holdings) Limited 08-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Black Knight, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Richard N. Massey
Best World International Ltd. 22-Jun-20 Singapore 1Directors RelatedElect Director Elect Lee Sen Choon as Director
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Share Option Incentive Scheme of Sinotrans Limited (Revised Draft) and Its Summary
NSK Ltd. 30-Jun-20 Japan 1Directors RelatedElect Director Elect Director Nagahama, Mitsuhiro
Bluescope Steel Limited 19-Nov-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Guangdong Haid Group Co., Ltd. 11-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Application of Comprehensive Bank Credit Lines
SBM Offshore NV 08-Apr-20 Netherlands 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy for Management Board Members
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands 1Directors RelatedElect Director Elect Ji Qin Zhi as Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Brenno Raiko de Souza as Independent Director
Westshore Terminals Investment Corporation
16-Jun-20 Canada 1Directors RelatedElect Director Elect Director M. Dallas H. Ross
Shanghai Industrial Holdings Limited
19-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Hewlett Packard Enterprise Company
01-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Grupo Televisa SAB 28-Apr-20 Mexico 1Directors RelatedApprove Executive Appointment Elect or Ratify Members of Executive Committee
Lazard Ltd 28-Apr-20 Bermuda 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Marathon Petroleum Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Steven A. Davis
Westwood Holdings Group, Inc. 29-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Embraer SA 29-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Consolidate Bylaws
Clearway Energy, Inc. 30-Apr-20 USA 1Directors RelatedElect Director Elect Director Christopher S. Sotos
Lawson Products, Inc. 12-May-20 USA 1Antitakeover RelatedReduce Supermajority Vote Requirement
Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation
Quad/Graphics, Inc. 18-May-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Osmotica Pharmaceuticals plc 20-May-20 Ireland 1Reorg. and MergersWaive Requirement for Mandatory Offer to All Shareholders
Approve Renewal of Waiver of Offer Obligations Under Rule 37 of the Irish Takeover Rules to Enable Buybacks and Redemptions
R1 RCM Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Albert (Bert) R. Zimmerli
Entravision Communications Corporation
28-May-20 USA 1Directors RelatedElect Director Elect Director Martha Elena Diaz
ANI Pharmaceuticals, Inc. 05-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Frank's International N.V. 10-Jun-20 Netherlands 1Directors RelatedElect Director Elect Director D. Keith Mosing
Oil-Dri Corporation of America 08-Dec-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
United Internet AG 20-May-20 Germany 1Directors RelatedCompany Specific--Board-Related Approve Creation of Further Delegation Right for Ralph Dommermuth
Uniper SE 20-May-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Tiina Tuomela to the Supervisory Board
China Hongqiao Group Limited 22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China Coal Energy Company Limited
16-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Capital Expenditure Budget for the Year 2020
Beijing Capital International Airport Company Limited
23-Jun-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Liu Guibin as Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration
Ping An Healthcare & Technology Company Limited
11-Nov-20 Cayman Islands 1Reorg. and MergersApprove Transaction with a Related Party
Approve 2020 Provision of Products and Services Framework Agreement, 2020 Services Purchasing Framework Agreement, 2020 Financial Service Framework Agreement, Proposed Annual Caps and Related Transactions
Kia Motors Corp. 24-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Kim Deok-joong as a Member of Audit Committee
ICL-Israel Chemicals Ltd. 30-Jan-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Svenska Cellulosa AB 31-Mar-20 Sweden 1Directors RelatedElect Director Reelect Barbara Thoralfsson as Director
Beiersdorf AG 29-Apr-20 Germany 1CapitalizationAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Xinyi Glass Holdings Ltd. 15-May-20 Cayman Islands 1Directors RelatedElect Director Elect Lee Yin Yee as Director
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Establish Investigation Committee on Managerial Matters Deemed Detrimental to Shareholders
ICL Group Ltd. 14-Oct-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Husky Energy Inc. 29-Apr-20 Canada 1Directors RelatedElect Director Elect Director Canning K. N. Fok
Hanwha Chemical Corp. 02-Jan-20 South Korea 1Directors RelatedElect Directors (Bundled) Elect Two Inside Directors (Bundled)
Laobaixing Pharmacy Chain JSC 15-Jan-20 China 1Directors RelatedApprove/Amend Regulations on Board of Directors
Amend Rules and Procedures Regarding Meetings of Board of Directors
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
TUI AG 11-Feb-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Vladimir Lukin to the Supervisory Board
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to William Tudor Brown Under the 2014 Equity Incentive Plan and Related Transactions
Hanon Systems 25-Mar-20 South Korea 1Directors RelatedElect Directors (Bundled) Elect Four Outside Directors and One NI-NED (Bundled)
Lotte Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Hwang Gak-gyu as Inside Director
Elsewedy Electric Co. 31-Mar-20 Egypt 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Sitting Fees and Travel Allowances of Directors for FY 2020
Foshan Haitian Flavouring & Food Co., Ltd.
16-Apr-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Funds for Entrusted Asset Management
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
GD Power Development Co., Ltd. 07-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related Party Transaction
Sun Art Retail Group Limited 12-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Bashkirov as Director
Shenzhen Kangtai Biological Products Co., Ltd.
18-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Own Funds to Invest in Financial Products
China Longyuan Power Group Corporation Limited
29-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Magnitogorsk Iron & Steel Works PJSC
29-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Pavel Shiliaev as Director
China Zhongwang Holdings Limited
29-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
PT Bukit Asam Tbk 10-Jun-20 Indonesia 1Routine/BusinessAmend Corporate Purpose Amend Article 3 of the Articles of Association in Relation to Electronically Integrated Business Licensing Services
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan
Orange Polska SA 17-Jun-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
International Container Terminal Services, Inc.
18-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Octavio Victor R. Espiritu as Director
KGHM Polska Miedz SA 19-Jun-20 Poland 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Supervisory Board
Elect Supervisory Board Member
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Maksim Tereshchenko as Director
Kyushu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Add Provision concerning Duration of Operation of Nuclear Power Plants
Sumitomo Realty & Development Co., Ltd.
26-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Terada, Chiyono
Skandinaviska Enskilda Banken AB 29-Jun-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Work for the Swedish Companies Act to Abolish Weighted Voting; and to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Company's Eligibility for Private Placement of Shares
CP All Public Company Limited 16-Jul-20 Thailand 1Directors RelatedElect Director Elect Piyawat Titasattavorakul as Director
Orange Polska SA 27-Aug-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Cyrille Vigneron as Director
Sinopharm Group Co., Ltd. 18-Sep-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Zhuo Fumin as Director and Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him
NanJi E-Commerce Co., Ltd. 18-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve the Supplementary Explanation of the Stock Option Incentive Plan
LPP SA 18-Sep-20 Poland 1CapitalizationAuthorize Share Repurchase Program
Authorize Share Repurchase Program
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
PT Bank Mandiri (Persero) Tbk 21-Oct-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Boards of Company
Woolworths Holdings Ltd. 25-Nov-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
Momentum Metropolitan Holdings Ltd
26-Nov-20 South Africa 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Fees of Ad Hoc Work (Hourly)
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Soo Min
Banco do Brasil SA 09-Dec-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Reorg. and MergersApprove Transaction with a Related Party
Approve Centralized Fund Management Agreement Entered into Among the Company, Semiconductor Manufacturing International (Beijing) Corporation and Semiconductor Manufacturing South China Corporation and Centralized Fund Management Agreement Annual Caps
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Stock Option Incentive Plan and Its Summary
China Education Group Holdings Limited
14-Feb-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Hino Motors, Ltd. 22-Jun-20 Japan 1Directors RelatedElect Director Elect Director Shimo, Yoshio
Zijin Mining Group Co., Ltd. 29-Dec-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Administrative Measures for Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020
Nitto Denko Corp. 19-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Teranishi, Masashi
Ain Holdings, Inc. 30-Jul-20 Japan 1Directors RelatedElect Director Elect Director Mori, Ko
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Oil & Natural Gas Corporation Limited
09-Oct-20 India 1Directors RelatedElect Director Reelect Subhash Kumar as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
KB Financial Group, Inc. 20-Nov-20 South Korea 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Ryu Young-jae as Outside Director - Shareholder Proposal
Mapfre SA 13-Mar-20 Spain 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote on Remuneration Report
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Helio Marcos Coutinho Beltrao as Independent Director
Enel SpA 14-May-20 Italy 1SH-Dirs' RelatedElect Supervisory Board Members (Bundled)
Slate 1 Submitted by Ministry of Economy and Finance
Mitsubishi UFJ Financial Group, Inc.
29-Jun-20 Japan 1Directors RelatedElect Director Elect Director Nomoto, Hirofumi
Natural Grocers by Vitamin Cottage, Inc.
04-Mar-20 USA 1Directors RelatedElect Director Elect Director Zephyr Isely
Grupo Financiero Galicia SA 28-Apr-20 Argentina 1Directors RelatedFix Number of and Elect Directors (Bundled)
Fix Number of and Elect Directors and Alternates
Embraer SA 29-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
Aduro Biotech, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director Ross Haghighat
Edwards Lifesciences Corporation 07-May-20 USA 1SH-Dirs' RelatedProvide Right to Act by Written Consent
Provide Right to Act by Written Consent
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Robert G. Goldstein
International Bancshares Corporation
18-May-20 USA 1Directors RelatedElect Director Elect Director Larry A. Norton
Central Valley Community Bancorp
20-May-20 USA 1Directors RelatedElect Director Elect Director Daniel J. Doyle
CVB Financial Corp. 20-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Xerox Holdings Corporation 21-May-20 USA 1Directors RelatedElect Director Elect Director Scott Letier
GlycoMimetics, Inc. 22-May-20 USA 1Directors RelatedElect Director Elect Director Mark Goldberg
Apollo Commercial Real Estate Finance, Inc.
02-Jun-20 USA 1Directors RelatedElect Director Elect Director Scott S. Prince
FirstCash, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Daniel E. Berce
Moelis & Company 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Kenneth Moelis
Frank's International N.V. 10-Jun-20 Netherlands 1Directors RelatedElect Director Elect Director Michael E. McMahon
Howmet Aerospace Inc. 15-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Element Solutions Inc 16-Jun-20 USA 1Directors RelatedElect Director Elect Director E. Stanley O'Neal
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
E*TRADE Financial Corporation 17-Jul-20 USA 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
CorVel Corporation 31-Jul-20 USA 1Routine/BusinessAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
MEDNAX, Inc. 09-Sep-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
OptimizeRx Corp. 19-Nov-20 USA 1Directors RelatedElect Director Elect Director Gus D. Halas
China Hongqiao Group Limited 22-May-20 Cayman Islands 1Directors RelatedElect Director Elect Zhang Jinglei as Director
Nestle SA 23-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Tele2 AB 11-May-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Plan Financing Through Repurchase of Shares
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Establish Investigation Committee on Nuclear Contamination Resulting from Fukushima Nuclear Accident
Mizuho Financial Group, Inc. 25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Yamamoto, Masami
First Pacific Company Limited 17-Jul-20 Bermuda 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Proposed Acquisition and Related Transactions
IsraCard Ltd. 29-Nov-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ilan Cohen as Director
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands 1Reorg. and MergersApprove Transaction with a Related Party
Approve SMSC Framework Agreement, SMSC Framework Agreement Annual Caps and Related Transactions
GCL System Integration Technology Co., Ltd.
06-Mar-20 China 1Reorg. and MergersApprove Loan Agreement Approve Development of Asset Pooling Business
Yuhan Corp. 20-Mar-20 South Korea 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Incorporation
Haci Omer Sabanci Holding AS 26-Mar-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for 2020
Kirin Holdings Co., Ltd. 27-Mar-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Kikuchi, Kanako
Lotte Corp. 27-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Gwak Soo-geun as a Member of Audit Committee
Lotte Shopping Co., Ltd. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Lee Jae-won as Outside Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
GS Holdings Corp. 27-Mar-20 South Korea 1Directors RelatedElect Directors (Bundled) Elect Two Inside Directors, One Non-Independent Non-Executive Director and One Outside Director (Bundled)
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Leonardo Porciuncula Gomes Pereira as Independent Director
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Board Chairman/Vice-Chairman
Elect Ana Maria Marcondes Penido Sant'Anna as Board Chairman and Ricardo Coutinhode Sena as Board Vice-Chairman
Moscow Exchange MICEX-RTS PJSC
28-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Anatolii Braverman as Director
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Size
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Issue Scale and Amount of Raised Funds
Sun Art Retail Group Limited 12-May-20 Hong Kong 1Directors RelatedElect Director Elect Benoit, Claude, Francois, Marie, Joseph Leclercq as as Director
Universal Robina Corporation 14-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect James L. Go as Director
Magnitogorsk Iron & Steel Works PJSC
29-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei Eremin as Director
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Julian Juul Wolhardt as Director and Authorize Board to Fix His Remuneration
Guangdong Investment Limited 12-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Cheng Mo Chi, Moses as Director
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan
Huaneng Power International, Inc. 16-Jun-20 China 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Liu Jizhen as Director
Formosa Taffeta Co., Ltd. 19-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
Kyushu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Establish Investigation Committee on Illegal Funding concerning Nuclear Power Generation and Related Businesses
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-CompensationLimit/Prohibit Executive Stock-Based Awards
Abolish Equity Compensation System for Directors
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Establish Evacuation Plan and Conduct Evacuation Drills for Nuclear Power Plant Accidents
Shin-Etsu Chemical Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Akiya, Fumio
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jiang-Huei Huang (HUANG,JIAN-HUI), with ID No. P12192**** (P121924XXX) as Non-Independent Director
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Hong-Xin Lin, with ID No. V12013**** (V120130XXX) as Non-Independent Director
Asymchem Laboratories (Tianjin) Co., Ltd.
09-Jul-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
Banco do Brasil SA 30-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Guimaraes Monforte as Independent Director
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Armando Klabin as Director and Wolff Klabin as Alternate
Folli Follie SA 10-Sep-20 Greece 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve Auditors and Fix Their Remuneration for 2019
Accelink Technologies Co., Ltd. 10-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Shares Incentive Plan
LPP SA 18-Sep-20 Poland 1CapitalizationAuthorize Share Repurchase Program
Approve Creation of Reserve Capital for Purposes of Share Repurchase Program
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Ignatev as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Hussain Abdulla to the Supervisory Board
3SBio, Inc. 06-Nov-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Awarded Shares to Zhu Zhenping Pursuant to the Share Award Scheme
Walvax Biotechnology Co., Ltd. 19-Nov-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of Board to Handle All Related Matters
Northam Platinum Ltd. 27-Nov-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
COSCO SHIPPING Holdings Co., Ltd.
30-Nov-20 China 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Yang Zhijian as Director
Geberit AG 01-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Sekisui House, Ltd. 23-Apr-20 Japan 1Directors RelatedElect Director Elect Director Inagaki, Shiro
Nomura Holdings, Inc. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sono, Mari
Sumitomo Mitsui Trust Holdings, Inc.
26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Suzuki, Takeshi
Bouygues SA 23-Apr-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
Sands China Ltd. 19-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Bolsa Mexicana de Valores SAB de CV
12-Jun-20 Mexico 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Ratify Remuneration of Chairman; Ratify Resolutions Approved by Board Meeting on April 21, 2020 Re: Former Chairman Fee
CPMC Holdings Limited 22-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Cheng Yuk Wo as Director
Petroleo Brasileiro SA 22-Jul-20 Brazil 2SH-Dirs' RelatedElect Director Nominated by Preferred Shareholders
Elect Rodrigo de Mesquita Pereira as Director Appointed by Preferred Shareholder
Power Grid Corporation of India Limited
22-Sep-20 India 1Directors RelatedElect Director Reelect Vinod Kumar Singh as Director (Personnel)
Canadian Imperial Bank of Commerce
08-Apr-20 Canada 1SH-CompensationLimit Executive Compensation SP 1: Approve Disclosure of Compensation Ratio
ORIX Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Watanabe, Hiroshi
Grupo Televisa SAB 28-Apr-20 Mexico 2Routine/BusinessAuthorize Board to Ratify and Execute Approved Resolutions
Authorize Board to Ratify and Execute Approved Resolutions
Sonic Automotive, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Jeff Dyke
BlackLine, Inc. 06-May-20 USA 1Directors RelatedElect Director Elect Director Therese Tucker
Zymeworks Inc. 07-May-20 Canada 1Directors RelatedElect Director Elect Director Lota Zoth
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Kevin R. Kennedy
Monmouth Real Estate Investment Corporation
14-May-20 USA 1Directors RelatedElect Director Elect Director Matthew I. Hirsch
CBTX, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Glen W. Morgan
Artisan Partners Asset Management Inc.
02-Jun-20 USA 1Directors RelatedElect Director Elect Director Jeffrey A. Joerres
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Compania de Minas Buenaventura SAA
15-Jul-20 Peru 1Non-Salary Comp.Approve Remuneration Policy Amend Remuneration Policy
Pinduoduo, Inc. 22-Jul-20 Cayman Islands 1Directors RelatedElect Director Elect Director George Yong-Boon Yeo
Liberty Latin America Ltd. 03-Dec-20 Bermuda 1Directors RelatedElect Director Elect Director Paul A. Gould
Lonza Group AG 28-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
SMC Corp. (Japan) 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Takada, Yoshiki
Shui On Land Ltd. 27-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Svenska Cellulosa AB 31-Mar-20 Sweden 1Directors RelatedElect Board Chairman/Vice-Chairman
Elect Par Boman as Board Chair
Taylor Wimpey Plc 23-Apr-20 United Kingdom 1Routine/BusinessApprove Special/Interim Dividends
Approve Special Dividend
Tele2 AB 11-May-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Prepare Proposal to Implement the Elimination of Differentiated Voting Rights
CK Infrastructure Holdings Limited 13-May-20 Bermuda 1Directors RelatedElect Director Elect Chan Loi Shun as Director
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedElect Director Reelect Georges Hayek as Director
Bank Hapoalim BM 22-Oct-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
First Abu Dhabi Bank PJSC 24-Feb-20 United Arab Emirates
1Directors RelatedElect Directors (Bundled) Elect Directors (Bundled)
Pepkor Holdings Ltd. 11-Mar-20 South Africa 1Directors RelatedElect Director Re-elect Jayendra Naidoo as Director
SGS SA 24-Mar-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Appoint Ian Gallienne as Member of the Compensation Committee
Lotte Corp. 27-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Lee Yoon-ho as a Member of Audit Committee
Lotte Shopping Co., Ltd. 27-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Park Jae-wan as a Member of Audit Committee
Iberdrola SA 02-Apr-20 Spain 1Directors RelatedApprove Discharge of Board and President
Approve Discharge of Board
Atacadao SA 14-Apr-20 Brazil 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Stock Option Plan Approved at the June 26, 2017, EGM
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Reelect Stephane Pallez as Director
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Augusto Marques da Cruz Filho as Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Aguas Andinas SA 27-Apr-20 Chile 1Routine/BusinessOther Business Other Business
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Simone Cristina de Paola Barbieri as Director and Pierre Jean Bernard Guiollot as Alternate
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo de Resende Salgado as Independent Director and Antonio Alberto Gouvea Vieira as Alternate
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Isaac Peres as Director
Hennes & Mauritz AB 07-May-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Eliminate Differentiated Voting Rights
PhosAgro PJSC 22-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mikhail Rybnikov as Director
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand 1Directors RelatedElect Director Elect Chong Toh as Director
China Zhongwang Holdings Limited
29-May-20 Cayman Islands 1Directors RelatedElect Director Elect Lo Wa Kei, Roy as Director
Polski Koncern Naftowy ORLEN SA 05-Jun-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect James L. Go as Director
China Power International Development Limited
11-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
SDIC Power Holdings Co., Ltd. 18-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction
Pirelli & C. SpA 18-Jun-20 Italy 1Non-Salary Comp.Approve/Amend Executive Incentive Bonus Plan
Approve Three-year Monetary Incentive Plan
Toray Industries, Inc. 23-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Disclose Listed Subsidiary Management in Corporate Governance Report
Yakult Honsha Co., Ltd. 24-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Machida, Emi
Kyushu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Establish Tritium Contamination Investigation Committee
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Rinnai Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Hayashi, Kenji
Skandinaviska Enskilda Banken AB 29-Jun-20 Sweden 1Directors RelatedElect Director Reelect Jesper Ovesen as Director
Shenergy Co., Ltd. 30-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Francisco Jose Pereira Terra as Director
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roberto Luiz Leme Klabin as Independent Director and Marcelo Bertini de Rezende Barbosa as Alternate
Kumba Iron Ore Ltd. 07-Aug-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation of the Remuneration Policy
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
BYD Company Limited 08-Sep-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Lv Xiang-Yang as Director
Yunnan Energy New Material Co., Ltd.
14-Sep-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve to Carry Out Deposit, Loan and Guarantee Business in Related Banks
Nanyang Topsec Technologies Group, Inc.
28-Sep-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Draft and Summary of Stock Option Incentive Plan and Performance Shares Incentive Plan
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member H.-P. Fischer for Fiscal 2019
JG Summit Holdings, Inc. 20-Oct-20 Philippines 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendment of the Articles of Incorporation in Order to Re-Classify the Preferred Non-Voting Shares into Preferred Voting Shares and Modify the Dividend Features of the Preferred Voting Shares
Wangsu Science & Technology Co., Ltd.
17-Nov-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
Ovctek China, Inc. 27-Nov-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of the Board to Handle All Related Matters
Intuit Inc. 23-Jan-20 USA 1SH-Corp GovernanceCompany-Specific--Governance-Related
Adopt a Mandatory Arbitration Bylaw
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Reinaldo Guerreiro as Director
Nippon Express Co., Ltd. 26-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Nojiri, Toshiaki
Nippon Yusen KK 29-Jun-20 Japan 1Directors RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Alternate Statutory Auditor Matsui, Michio
Motorola Solutions, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Egon P. Durban
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Herman Gref as Director
Total Energy Services Inc. 13-May-20 Canada 1Directors RelatedElect Director Elect Director Andrew Wiswell
Leon's Furniture Limited 14-May-20 Canada 1Routine/BusinessOther Business Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions and Other Business
CRRC Corporation Limited 18-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares
Hero Motocorp Limited 12-Aug-20 India 1Directors RelatedElect Director Reelect Suman Kant Munjal as Director
Bharat Petroleum Corporation Limited
28-Sep-20 India 1Directors RelatedElect Director Reelect K. Ellangovan as Director
Alimentation Couche-Tard Inc. 16-Sep-20 Canada 1SH-Other/misc.Income Inequality SP 3: Adopt a Responsible Employment Policy While Ensuring Its Employees a Living Wage
Power Financial Corporation 11-Feb-20 Canada 1Reorg. and MergersApprove Merger Agreement Approve Reorganization Plan
The RMR Group Inc. 11-Mar-20 USA 1Directors RelatedElect Director Elect Director Rosen Plevneliev
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico 2Directors RelatedElect Director Elect/Ratify Rasmus Christiansen as Director
Sonic Automotive, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director O. Bruton Smith
Vale SA 30-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate
Phillips 66 06-May-20 USA 1Directors RelatedElect Director Elect Director Marna C. Whittington
Boston Scientific Corporation 07-May-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Report on Non-Management Employee Representation on the Board of Directors
Bank of Marin Bancorp 12-May-20 USA 1Directors RelatedElect Director Elect Director Joel Sklar
CoreCivic, Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Mark A. Emkes
China Mobile Limited 20-May-20 Hong Kong 2Directors RelatedElect Director Elect Paul Chow Man Yiu as Director
Sierra Bancorp 27-May-20 USA 1Directors RelatedElect Director Elect Director James C. Holly
FS Bancorp, Inc. 28-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Thorsten Langheim
MobileIron, Inc. 23-Jun-20 USA 1Directors RelatedElect Director Elect Director James Tolonen
Mylan N.V. 30-Jun-20 Netherlands 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
Tootsie Roll Industries, Inc. 31-Aug-20 USA 1Directors RelatedElect Director Elect Director Ellen R. Gordon
58.com Inc. 07-Sep-20 Cayman Islands 1Antitakeover RelatedAdjourn Meeting Adjourn Meeting
Kone Oyj 25-Feb-20 Finland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
Delek Group Ltd. 25-Aug-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
NICE Ltd. (Israel) 10-Sep-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Kangwon Land, Inc. 10-Jan-20 South Korea 1SH-Dirs' RelatedCompany-Specific Board-Related Appoint Moon Tae-gohn as Temporary Chairman of the Board
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Report (Draft) and Summary on Company's Asset Purchase by Issuance of Shares and Related Party Transactions
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Jeon Geum-bae as Inside Director
DAEWOO SHIPBUILDING & MARINE ENGINEERING Co., Ltd.
25-Mar-20 South Korea 1Directors RelatedElect Director Elect Park Du-seon as Inside Director
Lotte Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Kwon O-Gon as Outside Director
KMW, Inc. 27-Mar-20 South Korea 1Directors RelatedAuthorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Authorize Board to Fix Remuneration of Internal Auditor(s)
Hubei Jumpcan Pharmaceutical Co., Ltd.
02-Apr-20 China 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors and Supervisors
Vivendi SA 20-Apr-20 France 1CapitalizationAuthorize Directed Share Repurchase Program
Authorize Specific Buyback Program and Cancellation of Repurchased Share
Moscow Exchange MICEX-RTS PJSC
28-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vadim Kulik as Director
Zhejiang Dahua Technology Co. Ltd.
12-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Robert Edwards as Director
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksandr Lokshin as Director
Sichuan Chuantou Energy Co., Ltd.
19-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Proposal Report for Financing of Company Headquarters
Shanxi Lu'An Environmental Energy Development Co., Ltd.
28-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Provision of Financial Support
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Lee Ka-kit as Director
Industrial and Commercial Bank of China Limited
12-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3SBio, Inc. 19-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Huang Bin as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Formosa Taffeta Co., Ltd. 19-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect LI,MAN-CHUN (Lee Man-Chun), a Representative of CHANGHUA COUNTY PRIVATE LAI SHUWANG SOCIAL WELFARE CHARITY FOUNDATION with SHAREHOLDER NO.0014515, as Non-independent Director
China Feihe Ltd. 22-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Executive Share Option Plan
Adopt 2020 Share Option Scheme
Yakult Honsha Co., Ltd. 24-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Tanigawa, Seijuro
Eurofins Scientific SE 26-Jun-20 Luxembourg 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Huadian Power International Corporation Limited
30-Jun-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wang Xiaobo as Director and Authorize Board to Fix His Remuneration
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Manner and Issue Time
CP All Public Company Limited 16-Jul-20 Thailand 1Directors RelatedElect Director Elect Pittaya Jearavisitkul as Director
AVEVA Group Plc 21-Jul-20 United Kingdom 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Remy Cointreau SA 23-Jul-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcelo de Araujo Noronha as Director
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Mauro Ribeiro Neto as Director
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcelo Jose Ferreira e Silva as Director
WuXi AppTec Co., Ltd. 31-Aug-20 China 2Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization to the Board and/or the Delegate to Handle Matters Pertaining to the H Share Award and Trust Scheme with Full Authority
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Ruggero Magnoni as Director
Visionox Technology, Inc. 18-Sep-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Provision Plan
WUS Printed Circuit (Kunshan) Co., Ltd.
18-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Draft and Summary of Stock Option Incentive Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Employee Share Purchase Plan (Draft) and Summary
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member H.A. Al Abdulla for Fiscal 2019
Eastern Co. (Egypt) 25-Oct-20 Egypt 1Directors RelatedApprove Discharge of Board and President
Approve Board Decisions and Discharge of Chairman and Directors for FY 2020
GD Power Development Co., Ltd. 17-Nov-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to Articles of Association
Walvax Biotechnology Co., Ltd. 19-Nov-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Draft and Summary of Stock Option Incentive Plan
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director Elect Guillermo Ortiz Martinez as Director
Eurazeo SE 30-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Virginie Morgon, Chairman of the Management Board
Shanghai M&G Stationery, Inc. 08-May-20 China 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
Sumitomo Heavy Industries, Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Shimomura, Shinji
Telecom Argentina SA 28-Apr-20 Argentina 1Directors RelatedElect Director Elect Director and Alternate
Bank of Beijing Co., Ltd. 18-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related-party Transaction Special Report
China National Chemical Engineering Co., Ltd.
22-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Investment Plan
Nippon Steel Corp. 24-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Change Company Name
Philippine Seven Corporation 16-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Maria Cristina P. Paterno as Director
Tsingtao Brewery Co., Ltd. 08-Jun-20 China 2Non-Salary Comp.Approve Restricted Stock Plan Approve Restricted A Share Incentive Plan and Its Summary
Smurfit Kappa Group Plc 30-Apr-20 Ireland 1Routine/BusinessApprove Dividends Approve Final Dividend
TIM Participacoes SA 07-Apr-20 Brazil 2Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
Southern First Bancshares, Inc. 12-May-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Lewis Kramer
Travelzoo 29-May-20 USA 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Option Grant to Ralph Bartel
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director James S. Kahan
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Mark S. Shapiro
Syndax Pharmaceuticals, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director Pierre Legault
Altice USA, Inc. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Manon Brouillette
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Executive Committee in the Amount of USD 53,069,700
ServiceNow, Inc. 17-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Hilltop Holdings, Inc. 23-Jul-20 USA 1Directors RelatedElect Director Elect Director A. Haag Sherman
PCSB Financial Corporation 28-Oct-20 USA 1Directors RelatedElect Director Elect Director Richard F. Weiss
Marrone Bio Innovations, Inc. 29-Oct-20 USA 1Directors RelatedElect Director Elect Director Robert A. Woods
Svenska Cellulosa AB 31-Mar-20 Sweden 1Directors RelatedElect Director Reelect Par Boman as Director
Swedish Orphan Biovitrum AB 13-May-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Plan Financing
Power Assets Holdings Limited 13-May-20 Hong Kong 1Directors RelatedElect Director Elect Andrew John Hunter as Director
Wendel SE 02-Jul-20 France 1Non-Salary Comp.Approve Executive Share Option Plan
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans
Ubisoft Entertainment SA 02-Jul-20 France 1Directors RelatedElect Director Reelect Yves Guillemot as Director
Colruyt SA 08-Oct-20 Belgium 1Antitakeover RelatedAuthorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer
Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
IsraCard Ltd. 29-Nov-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Naama Gat as External Director
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Relevant Financial Report and Asset Evaluation Report
Industrial Bank of Korea 25-Mar-20 South Korea 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Total Remuneration of Inside Directors and Outside Directors
Rakuten, Inc. 27-Mar-20 Japan 1Non-Salary Comp.Approve/Amend Bundled Remuneration Plans
Approve Two Types of Deep Discount Stock Option Plans
Elsewedy Electric Co. 31-Mar-20 Egypt 1Directors RelatedApprove Discharge of Board and President
Approve Discharge of Chairman and Directors for FY 2019
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Luiz Carlos Cavalcanti Dutra Junior as Director and Nelson Tambelini Junior as Alternate
China National Medicines Co., Ltd. 23-Apr-20 China 1Reorg. and MergersApprove Loan Agreement Approve Provision of Internal Loan to Wholly-Owned Subsidiary and Controlled Subsidiary
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Target Subscribers and Subscription Method
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Feasibility Analysis Report on the Use of Proceeds
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
WEG SA 28-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles to Comply with New Regulations of Novo Mercado of B3
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Zhou Delai as Independent Director
GD Power Development Co., Ltd. 07-May-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Debt Financing Instruments
SUEZ SA 12-May-20 France 1Directors RelatedElect Director Reelect Isidro Faine Casas as Director
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Boris Kovalchuk as Director
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Chao-Yih Chen, a Representative of Taiwan Sugar Corporation with Shareholder No. 5762, as Non-Independent Director
AEON Co., Ltd. 22-May-20 Japan 1Directors RelatedElect Director Elect Director Okada, Motoya
China Shenhua Energy Company Limited
29-May-20 China 3Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association Regarding Party Committee
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Karita, Tomohide
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Ban Nuclear Power Plant Construction
Huadian Power International Corporation Limited
30-Jun-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wang Dashu as Director and Authorize Board to Fix His Remuneration
Dongxu Optoelectronic Technology Co., Ltd.
20-Jul-20 China 1Routine/BusinessAccept Financial Statements and Statutory Reports
Approve Financial Statements
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Renato Donzelli as Director
Folli Follie SA 10-Sep-20 Greece 1Directors RelatedElect Directors (Bundled) Ratify Director Appointments
GEM Co., Ltd. 18-Sep-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
Will Semiconductor Co., Ltd. Shanghai
22-Sep-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Draft and Summary of Stock Option Plan and Performance Share Incentive Plan
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Chen Shanzhi Under the 2014 Equity Incentive Plan
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roberto Balls Sallouti as Director
Sanlam Ltd. 10-Jun-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
Shimao Property Holdings Limited 27-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Toyoda Gosei Co., Ltd. 12-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Kako, Chika
Samsung Card Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Kwon Oh-Kyu as Outside Director
Central Japan Railway Co. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kaneko, Shin
Sonova Holding AG 11-Jun-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Chongqing Changan Automobile Co. Ltd.
30-Sep-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Signing of Financial Service Agreement with Bingqi Equipment Group Finance Co., Ltd.
Concepcion Industrial Corporation 15-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Raul Anthony A. Concepcion as Director
Chubb Limited 20-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico 2Directors RelatedElect Director Elect/Ratify Luis Chico Pardo as Director
Selcuk Ecza Deposu Ticaret ve Sanayi AS
24-Mar-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration for 2020 and Receive Information on Remuneration Made in 2019
A2A SpA 13-May-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
China Telecom Corporation Limited
26-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company
Globant SA 03-Apr-20 Luxembourg 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Article 10.2 of the Articles of Association
1st Source Corporation 23-Apr-20 USA 1Directors RelatedElect Director Elect Director Vinod M. Khilnani
Grupo Televisa SAB 28-Apr-20 Mexico 1Routine/BusinessApprove Allocation of Income and Dividends
Approve Allocation of Income
Pilgrim's Pride Corporation 29-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Saga Communications, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Timothy J. Clarke
Coca-Cola Consolidated, Inc. 12-May-20 USA 1Directors RelatedElect Director Elect Director David M. Katz
Nordstrom, Inc. 20-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Elanco Animal Health Incorporated
21-May-20 USA 1Directors RelatedElect Director Elect Director Kirk P. McDonald
Arista Networks, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Mark B. Templeton
Alphabet Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Robin L. Washington
Genie Energy Ltd. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director W. Wesley Perry
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Srini Gopalan
T-Mobile US, Inc. 04-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Cowen Inc. 22-Jun-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
United Internet AG 20-May-20 Germany 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Approve Creation of EUR 77.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights
CaixaBank SA 21-May-20 Spain 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
OTSUKA CORP. 27-Mar-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Nakai, Kazuhiko
Orkla ASA 16-Apr-20 Norway 1Directors RelatedElect Director Reelect Liselott Kilaas as Director
Jardine Matheson Holdings Ltd. 07-May-20 Bermuda 1Directors RelatedElect Director Re-elect Anthony Nightingale as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Ban Construction of Higashidori Nuclear Power Plant
Wendel SE 02-Jul-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Bernard Gautier, Management Board Member Until Sept. 9, 2019
Elbit Systems Ltd. 10-Aug-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Hyundai Motor Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Choi Eun-su as Outside Director
GS Retail Co., Ltd. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Seok-hwan as Non-Independent Non-Executive Director
Embotelladora Andina SA 16-Apr-20 Chile 1Routine/BusinessOther Business Other Business
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Herve Philippe, Management Board Member
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Gilles Alix, Management Board Member
China National Medicines Co., Ltd. 23-Apr-20 China 1Reorg. and MergersApprove Loan Agreement Approve Provision of Internal Loan to Beijing Tianxingpuxin Bio-med Sinopharm Holding Co., Ltd. and Related Party Transactions
Hermes International SCA 24-Apr-20 France 1Directors RelatedElect Supervisory Board Member Reelect Eric de Seynes as Supervisory Board Member
Zhejiang Wolwo Bio-Pharmaceutical Co., Ltd.
08-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Purchase Financial Products
Inner Mongolia Yitai Coal Co., Ltd. 08-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee by the Company for Its Holding Subsidiaries
Hua Hong Semiconductor Limited 14-May-20 Hong Kong 1Directors RelatedElect Director Elect Jun Ye as Director
AECC Aviation Power Co. Ltd. 15-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transactions
Sunny Optical Technology (Group) Company Limited
22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Perfect World Co., Ltd. 29-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Funds for Entrusted Asset Management
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Huaneng Power International, Inc. 16-Jun-20 China 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Guo Hongbo as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shanghai Pharmaceuticals Holding Co., Ltd.
23-Jun-20 China 2CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Application for Centralized Registration of Different Types of Debt Financing Instruments (DFI Model)
Takeda Pharmaceutical Co., Ltd. 24-Jun-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director and Audit Committee Member Nominee Ito, Takeshi
Dai Nippon Printing Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Wada, Masahiko
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
PT Barito Pacific Tbk 06-Aug-20 Indonesia 1Routine/BusinessAmend Corporate Purpose Amend Articles of Association in Relation to Electronic Integrated Business Licensing Services (Online Single Submission)
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member S. Sommer for Fiscal 2019
Lojas Renner SA 21-Oct-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Article 16
Kunlun Energy Company Limited 27-Oct-20 Bermuda 1Reorg. and MergersApprove Transaction with a Related Party
Approve New Master Agreement, Continuing Connected Transactions Under Categories (a), (b), (c) and (d), Proposed Annual Caps and Related Transactions
ZTE Corporation 06-Nov-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme
Shoprite Holdings Ltd. 16-Nov-20 South Africa 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Gao Yonggang Under the 2014 Equity Incentive Plan
Compania Cervecerias Unidas SA 15-Apr-20 Chile 1Routine/BusinessOther Business Other Business
Isetan Mitsukoshi Holdings Ltd. 15-Jun-20 Japan 1Directors RelatedElect Director Elect Director Oyamada, Takashi
Bouygues SA 23-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Olivier Bouygues
Cochlear Limited 20-Oct-20 Australia 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Stephen Mayne as Director
CITIC Securities Co., Ltd. 18-Aug-20 China 1SH-Dirs' RelatedCompany-Specific Board-Related Approve Amendments and Improvements to the Articles of Association
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Gree Electric Appliances, Inc. of Zhuhai
01-Jun-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Own Idle Funds for Investment in Financial Products
MGM Resorts International 06-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Tong Ren Tang Technologies Co. Ltd.
18-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure
CPMC Holdings Limited 22-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Fine Organic Industries Limited 18-Sep-20 India 1Directors RelatedElect Director Reelect Tushar Shah as Director
Petroleo Brasileiro SA 22-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fiscal Council Members
Great-West Lifeco Inc. 07-May-20 Canada 1Directors RelatedElect Director Elect Director Paul Desmarais, Jr.
Husqvarna AB 26-Jun-20 Sweden 1Non-Salary Comp.Approve Restricted Stock Plan Approve Performance Share Incentive Program LTI 2020
Selcuk Ecza Deposu Ticaret ve Sanayi AS
24-Mar-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for the 2020 and Receive Information on Donations Made in 2019
Power Corporation of Canada 15-May-20 Canada 1Directors RelatedElect Director Elect Director Andre Desmarais
BRP Inc. 28-May-20 Canada 1Directors RelatedElect Director Elect Director Louis Laporte
Braemar Hotels & Resorts Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Stefani D. Carter
Altisource Portfolio Solutions S.A. 19-May-20 Luxembourg 1Directors RelatedElect Director Elect Director Joseph L. Morettini
JPMorgan Chase & Co. 19-May-20 USA 1SH-Other/misc.Charitable Contributions Report on Charitable Contributions
CenturyLink, Inc. 20-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Eventbrite, Inc. 21-May-20 USA 1Directors RelatedElect Director Elect Director Katherine August-deWilde
Sunrun Inc. 02-Jun-20 USA 1Directors RelatedElect Director Elect Director Edward Fenster
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Frequency Therapeutics, Inc. 11-Jun-20 USA 1Directors RelatedElect Director Elect Director David L. Lucchino
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Appoint Special Examination of the Company's and the Auditors' Actions
SES SA 02-Apr-20 Luxembourg 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Danske Bank A/S 09-Jun-20 Denmark 1SH-Health/Environ.Renewable Energy Investing in Oil, Gas and Coal Must Cease
Galaxy Entertainment Group Limited
10-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Patrick Wong Lung Tak as Director
ORION Corp. (Korea) 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Heo In-cheol as Inside Director
Yunnan Energy New Material Co., Ltd.
08-Apr-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee within the Scope of Consolidated Report
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Renato Torres de Faria as Director and Paulo Marcio de Oliveira Monteiro as Alternate
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Victorio Carlos de Marchi as Director
Aboitiz Power Corp. 27-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mikel A. Aboitiz as Director
Orbia Advance Corporation SAB de CV
28-Apr-20 Mexico 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Chairman of Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee
Lojas Renner SA 29-Apr-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
As a Shareholder, Would You like to Request the Election of a Board Representative in Accordance with Article 17 of the Company's Bylaws?
Electricite de France SA 07-May-20 France 1Directors RelatedElect Director Ratify Appointment of Francois Delattre as Director
RSA Insurance Group Plc 07-May-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
WuXi AppTec Co., Ltd. 15-May-20 China 2Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of External Guarantees for Subsidiaries
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Director Chao-Yih Chen, a Representative of Taiwan Sugar Corporation
AviChina Industry & Technology Company Limited
22-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Ipsen SA 29-May-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of CEO
Severstal PAO 05-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei Mitiukov as Director
Maxis Berhad 15-Jun-20 Malaysia 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Johnny Shih, a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Kwan-Tao Li (K.T. Li), a Representative of U-Ming Corporation with Shareholder No. 27718, as Non-Independent Director
Swire Pacific Limited 24-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Zhuo Ping Zhang as Director
Chubu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Exit from Nuclear Power Generation Business
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Misono, Toyokazu
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Ban Hiring or Service on the Board or at the Company by Former Government Officials
Kaneka Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Tanaka, Minoru
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Viktor Chashchin as Director
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Company's Eligibility for Private Placement of Shares
Eregli Demir ve Celik Fabrikalari TAS
14-Jul-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
Zhejiang Wanfeng Auto Wheel Co. Ltd.
15-Jul-20 China 1Routine/BusinessAccept Financial Statements and Statutory Reports
Approve Annual Report and Summary
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Cyfrowy Polsat SA 23-Jul-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
WUS Printed Circuit (Kunshan) Co., Ltd.
18-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Methods to Assess the Performance of Plan Participants
South32 Ltd. 29-Oct-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Ovctek China, Inc. 27-Nov-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve 2020 Draft and Summary of Performance Shares Incentive Plan
Thales SA 06-May-20 France 1CapitalizationAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
Baloise Holding AG 24-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Eurazeo SE 30-Apr-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
Toly Bread Co. Ltd. 06-May-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Employee Share Purchase Plan (Draft) and Summary
Altus Property Ventures, Inc. 28-Aug-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Cafe de Coral Holdings Limited 03-Sep-20 Bermuda 1Directors RelatedElect Director Elect Chan Yue Kwong, Michael as Director
PVR Limited 29-Sep-20 India 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Payment of Remuneration to Sanjeev Kumar as Joint Managing Director by Taking into Account the Net Profits of the Company Computed under Section 198 of the Act after Disregarding the Adjustments made
Winpak Ltd. 26-Jun-20 Canada 1Directors RelatedElect Director Elect Director Rakel J. Aarnio-Wihuri
Ping An Insurance (Group) Company of China, Ltd.
09-Apr-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Grupo Televisa SAB 28-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) Elect or Ratify Directors Representing Series L Shareholders
Talos Energy Inc. 12-May-20 USA 1Directors RelatedElect Director Elect Director Timothy S. Duncan
Southwestern Energy Company 19-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Netflix, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Reed Hastings
Mobile TeleSystems PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Thomas Holtrop as Director
Weibo Corporation 13-Aug-20 Cayman Islands 1Directors RelatedElect Director Elect Director Gaofei Wang
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Oracle Corporation 04-Nov-20 USA 1Directors RelatedElect Director Elect Director Bruce R. Chizen
eGain Corporation 04-Dec-20 USA 1Directors RelatedElect Director Elect Director Gunjan Sinha
Palo Alto Networks, Inc. 09-Dec-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Tiffany & Co. 30-Dec-20 USA 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
Nexity SA 19-May-20 France 1CapitalizationAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 25 Percent of Issued Capital
Telia Co. AB 02-Apr-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
Danske Bank A/S 09-Jun-20 Denmark 1SH-CompensationNon-Employee Director Compensation
No Increase in the Remuneration of the Board of Directors
Galaxy Entertainment Group Limited
10-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Telefonica SA 11-Jun-20 Spain 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
Volvo AB 18-Jun-20 Sweden 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
Origin Energy Limited 20-Oct-20 Australia 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Company's Constitution
Canon, Inc. 27-Mar-20 Japan 1Directors RelatedElect Director Elect Director Maeda, Masaya
POSCO Chemical Co., Ltd. 30-Mar-20 South Korea 1Directors RelatedAuthorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Authorize Board to Fix Remuneration of Internal Auditor(s)
Koc Holding AS 02-Apr-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for the 2020 and Receive Information on Donations Made in 2019
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Marcelo Pavao Lacerda as Independent Director
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Chairman of Management Board
Chocoladefabriken Lindt & Spruengli AG
24-Apr-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Rudolf Spruengli as Member of the Compensation Committee
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Empresa Nacional de Telecomunicaciones SA
28-Apr-20 Chile 1Directors RelatedElect Directors (Bundled) Elect Directors
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Report on the Usage of Previously Raised Funds
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director Elect Eduardo Kaminitz Peres as Director
Poste Italiane SpA 15-May-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
China Oilfield Services Limited 28-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Toho Co., Ltd. (9602) 28-May-20 Japan 1Directors RelatedElect Director Elect Director Shimatani, Yoshishige
Ipsen SA 29-May-20 France 1Routine/BusinessMiscellaneous Proposal: Company-Specific
Textual References Regarding Change of Codification
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect Alejandro Santo Domingo Davila as Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Report on Climate Change Amend Articles to Add Provision that Utility will Operate to Realize Energy Safety and Sustainability
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Establish Promotion Committee on Nuclear Power Phase-Out
CEZ as 29-Jun-20 Czech Republic 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Amend Business Strategy
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Nikolai Matveev as Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Target Parties and Subscription Manner
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Isabelle Rose Marie de Segur Lamoignon as Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve How to Implement the Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects
Grifols SA 08-Oct-20 Spain 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
China Greatwall Technology Group Co., Ltd.
13-Oct-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
FAST RETAILING CO., LTD. 26-Nov-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Mori, Masakatsu
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of the Board to Handle All Related Matters
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Saeki, Terumichi
Thales SA 06-May-20 France 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million
Toly Bread Co. Ltd. 06-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Invest in Entrusted Financial Products
Embraer SA 29-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
Greentown Service Group Co. Ltd. 19-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Concepcion Industrial Corporation 15-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Renna C. Hechanova-Angeles as Director
Major Cineplex Group Public Co. Ltd.
24-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Spandana Sphoorty Financial Limited
30-Sep-20 India 1Directors RelatedElect Director Reelect Amit Sobti as Director
Ternium SA 05-Jun-20 Luxembourg 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Approve Renewal of the Authorized Share Capital of the Company and Related Authorizations and Waivers and Amend Articles of Association
Linamar Corporation 27-May-20 Canada 1Directors RelatedElect Director Elect Director Linda Hasenfratz
Denison Mines Corp. 25-Jun-20 Canada 1Directors RelatedElect Director Elect Director David D. Cates
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands 1CapitalizationEliminate Preemptive Rights Authorize Board to Exclude Preemptive Rights from Share Issuances
The AES Corporation 23-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors
Westwood Holdings Group, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Geoffrey R. Norman
Preformed Line Products Company 05-May-20 USA 1Directors RelatedElect Director Elect Director J. Ryan Ruhlman
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Nicolet Bankshares, Inc. 11-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director Gregory H. Trepp
Liberty TripAdvisor Holdings, Inc. 19-May-20 USA 1Directors RelatedElect Director Elect Director Albert E. Rosenthaler
Facebook, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Mark Zuckerberg
Artisan Partners Asset Management Inc.
02-Jun-20 USA 1Directors RelatedElect Director Elect Director Stephanie G. DiMarco
MeiraGTx Holdings plc 02-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Director Nicole Seligman
Arcus Biosciences, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Juan Carlos Jaen
Eagle Pharmaceuticals, Inc. 23-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Bluegreen Vacations Holding Corporation
18-Nov-20 USA 1Directors RelatedElect Director Elect Director Jarett S. Levan
Co-Diagnostics, Inc. 16-Dec-20 USA 1Directors RelatedElect Director Elect Director Richard S. Serbin
Deutsche Bank AG 20-May-20 Germany 1SH-Dirs' RelatedCompany-Specific Board-Related Approve Vote of No Confidence Against Management Board Members Christian Sewing, James von Moltke, Frank Kuhnke, and Karl von Rohr
Hyundai Mobis Co., Ltd. 18-Mar-20 South Korea 1Directors RelatedElect Director Elect Karl-Thomas Neumann as Outside Director
Yamazaki Baking Co., Ltd. 27-Mar-20 Japan 1Non-Salary Comp.Approve Retirement Bonuses for Statutory Auditors
Approve Statutory Auditor Retirement Bonus
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles Re: Editorial Changes
Aviva Plc 26-May-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend (Withdrawn)
Mowi ASA 03-Jun-20 Norway 1Directors RelatedElect Director Reelect Cecilie Fredriksen as Director
Korea Gas Corp. 07-Jan-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Nam Young-ju as a Member of Audit Committee
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Share Units to Young Kwang Leei Under the 2014 Equity Incentive Plan and Related Transactions
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve This Transaction Does Not Constitute as Major Restructure Listing
NH Investment & Securities Co., Ltd.
25-Mar-20 South Korea 1Directors RelatedElect Director Elect Lee Jeong-dae as Non-Independent Non-Executive Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Lotte Corp. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Lee Yoon-ho as Outside Director
Iberdrola SA 02-Apr-20 Spain 1Directors RelatedElect Director Reelect Samantha Barber as Director
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Luis Felipe Pedreira Dutra Leite as Director
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Cecilia Sicupira as Director
Aboitiz Equity Ventures, Inc. 27-Apr-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Siegfried Kreutzfeld as Director
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related-party Transactions
Societe BIC SA 20-May-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Corporate Officers
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Kuo-Chih Liu, a Representative of Taipei Fubon Commercial Bank Co Ltd with Shareholder No. 6, as Non-Independent Director
AEON Co., Ltd. 22-May-20 Japan 1Directors RelatedElect Director Elect Director Tsukamoto, Takashi
Beijing Enterprises Water Group Ltd.
09-Jun-20 Bermuda 1Directors RelatedElect Director Elect Wang Kaijun as Director
Avicopter Plc 18-Jun-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to Articles of Association
Sinopec Shanghai Petrochemical Company Limited
18-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2020 Financial Budget Report
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey 1Routine/BusinessMiscellaneous Proposal: Company-Specific
Approve Upper Limit of Sponsorships to Be Made in 2020
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Tsai Hsiung Chang (T.H. Chang), a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Viktor Martynov as Director
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Feasibility Analysis Report on the Use of Proceeds
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
IRPC Public Co., Ltd. 03-Jul-20 Thailand 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve Deloitte Touche Tohmatsu Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You Like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Would You like to Elect One of the Management Fiscal Council Candidates Under a Separate Election for Minority Shareholders?
Sul America SA 29-Jul-20 Brazil 1Directors RelatedAs a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Polyus PJSC 18-Aug-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Said Kerimov as Director
AviChina Industry & Technology Company Limited
11-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Revision of the Maximum Outstanding Daily Balance of Deposit Services for 2020 Under the Existing Financial Services (Supplemental) Framework Agreement and Related Transactions
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Board Chairman/Vice-Chairman
Reelect Paul Desmarais Jr as Board Chairman
China Aoyuan Group Limited 22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Share Option Incentive Scheme of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary
ATOS SE 16-Jun-20 France 1Directors RelatedElect Director Reelect Nicolas Bazire as Director
Contemporary Amperex Technology Co., Ltd.
29-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
Newlink Genetics Corporation 17-Mar-20 USA 1CapitalizationApprove Reverse Stock Split Approve Reverse Stock Split
First Community Bankshares, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director Gary R. Mills
National Health Investors, Inc. 06-May-20 USA 1Directors RelatedElect Director Elect Director W. Andrew Adams
Phillips 66 06-May-20 USA 1Directors RelatedElect Director Elect Director Glenn F. Tilton
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director Thomas T. Rankin
CoreCivic, Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Thurgood Marshall, Jr.
CoreCivic, Inc. 14-May-20 USA 1Directors RelatedElect Director Elect Director Charles L. Overby
Altria Group, Inc. 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
International Bancshares Corporation
18-May-20 USA 1Directors RelatedElect Director Elect Director Irving Greenblum
Targa Resources Corp. 19-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Central Valley Community Bancorp
20-May-20 USA 1Directors RelatedElect Director Elect Director Gary D. Gall
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Maverick Carter
Digital Realty Trust, Inc. 08-Jun-20 USA 1Directors RelatedElect Director Elect Director William G. LaPerch
Expedia Group, Inc. 10-Jun-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Synalloy Corporation 30-Jun-20 USA 1Directors RelatedElect Director (Management) Elect Director James W. Terry, Jr.
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Vicente Ariztegui Andreve
Nexity SA 19-May-20 France 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 25 Percent of Issued Capital
China Mobile Limited 20-May-20 Hong Kong 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1Non-Salary Comp.Approve Alternative Equity Plan Financing
Approve Alternative Equity Plan Financing of LTV 2020
Telenet Group Holding NV 29-Apr-20 Belgium 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Power Assets Holdings Limited 13-May-20 Hong Kong 1Directors RelatedElect Director Elect Li Tzar Kuoi, Victor as Director
Bank Leumi Le-Israel Ltd. 10-Sep-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Raiffeisen Bank International AG 20-Oct-20 Austria 1CapitalizationAuthorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Life Healthcare Group Holdings Ltd.
29-Jan-20 South Africa 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19
GEM Co., Ltd. 06-Mar-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee for Credit Line Bank Application of Subsidiary
Samsung Engineering Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Seo Man-ho as Outside Director
Notre Dame Intermedica Participacoes SA
25-Mar-20 Brazil 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Stock Option Plan Approved at the March 28, 2019, EGM
Davide Campari-Milano SpA 27-Mar-20 Italy 1CapitalizationAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
Authorize Share Repurchase Program and Reissuance of Repurchased Shares
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Simon Gillham, Management Board Member
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roberto Antonio Mendes as Independent Director
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Mauricio Stolle Bahr as Director and Gustavo Henrique Labanca Novo as Alternate
Enel Chile SA 29-Apr-20 Chile 2Routine/BusinessOther Business Other Business
HKT Trust & HKT Limited 08-May-20 Cayman Islands 1Directors RelatedElect Director Elect Srinivas Bangalore Gangaiah as Director
Sino Biopharmaceutical Ltd. 26-May-20 Cayman Islands 1Directors RelatedElect Director Elect Wang Shanchun as Director
Ipsen SA 29-May-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of David Meek, CEO Until Dec. 31, 2019
Severstal PAO 05-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Kulichenko as Director
Zhongsheng Group Holdings Limited
10-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Winbond Electronics Corp. 12-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mr. Jerry Hsu, with ID No. A126637XXX, as Independent Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wu, Tung Ming, a Representative of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Decommission Shimane Nuclear Power Plant and Cancel Kaminoseki Nuclear Power Plant Construction Plan
KOSÉ Corp. 26-Jun-20 Japan 2Non-Salary Comp.Approve Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System
Approve Bonus Related to Retirement Bonus System Abolition
Rinnai Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Narita, Tsunenori
Keio Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Takekawa, Hiroshi
Clariant AG 29-Jun-20 Switzerland 1Routine/BusinessOther Business Additional Voting Instructions - Shareholder Proposals (Voting)
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
Vodacom Group Ltd. 21-Jul-20 South Africa 1Directors RelatedElect Director Elect Pierre Klotz as Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Feasibility Analysis Report on the Use of Proceeds
China Gas Holdings Limited 20-Aug-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member G. Kilian for Fiscal 2019
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member U. Jakob for Fiscal 2019
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member B. Murkovic for Fiscal 2019
AGL Energy Limited 07-Oct-20 Australia 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Company's Constitution
Tonghua Dongbao Pharmaceutical Co., Ltd.
30-Oct-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Authorization of the Board to Handle All Related Matters
ZTE Corporation 06-Nov-20 China 1Non-Salary Comp.Approve Executive Share Option Plan
Approve 2020 Share Option Incentive Scheme (Draft) of ZTE Corporation and Its Summary
Unisplendour Co., Ltd. 16-Nov-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
BOE Technology Group Co., Ltd. 17-Nov-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Draft and Summary of Stock Options and Performance Share Incentive Plan
Seek Limited 19-Nov-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Equity Right to Andrew Bassat
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Amaury de Seze as Director
Luxshare Precision Industry Co. Ltd.
13-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Funds to Purchase Financial Products
Chongqing Changan Automobile Co. Ltd.
30-Sep-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Signing of Financial Service Agreement with Changan Auto Finance Co., Ltd.
Suzano SA 22-May-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Directors (Bundled) Elect Directors
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ricardo Egydio Setubal as Director and Paula Lucas Setubal as Alternate
Evertz Technologies Limited 07-Oct-20 Canada 1Directors RelatedElect Director Elect Director Douglas A. DeBruin
NOVATEK JSC 24-Apr-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Arnaud Le Foll as Director
Rocky Mountain Dealerships Inc. 17-Dec-20 Canada 1Reorg. and MergersApprove Merger Agreement Approve Acquisition by 2223890 Alberta Ltd.
Canadian Imperial Bank of Commerce
08-Apr-20 Canada 1SH-Soc./Human RightsData Security, Privacy, and Internet Issues
SP 3: Update Computer Systems to Increase Competitiveness while Enhancing Privacy Protection
Novartis AG 28-Feb-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Technogym SpA 23-Apr-20 Italy 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Spotify Technology SA 22-Apr-20 Luxembourg 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
Grupo Televisa SAB 28-Apr-20 Mexico 1Routine/BusinessElect Member of X Committee Elect or Ratify Chairman of Corporate Practices Committee
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Vericel Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Kevin E. McLaughlin
BorgWarner Inc. 29-Apr-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Cummins Inc. 12-May-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director Mark R. Belgya
Westlake Chemical Corporation 15-May-20 USA 1Directors RelatedElect Director Elect Director Marius A. Haas
Advance Auto Parts, Inc. 15-May-20 USA 1SH-Dirs' RelatedProvide Right to Act by Written Consent
Provide Right to Act by Written Consent
Bunge Limited 21-May-20 Bermuda 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
PC Connection, Inc. 27-May-20 USA 1Directors RelatedElect Director Elect Director Patricia Gallup
REGENXBIO Inc. 29-May-20 USA 1Directors RelatedElect Director Elect Director A.N. "Jerry" Karabelas
Globus Medical, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director David M. Demski
Moelis & Company 04-Jun-20 USA 1Routine/BusinessOther Business Other Business
Dell Technologies Inc. 29-Jun-20 USA 1Directors RelatedElect Director Elect Director Michael S. Dell
BRT Apartments Corp. 30-Jun-20 USA 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Omnibus Stock Plan
Magnit PJSC 04-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Timothy Demchenko as Director
Jiangsu Expressway Company Limited
23-Jun-20 China 1Reorg. and MergersApprove Loan Agreement Approve Use of Proceeds Raised from the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedElect Director Reelect Nayla Hayek as Director
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
Vivendi SA 20-Apr-20 France 1Directors RelatedElect Supervisory Board Member Reelect Yannick Bollore as Supervisory Board Member
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
JBS SA 28-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Jose Paulo da Silva Filho as Fiscal Council Member and Sandro Domingues Raffai as Alternate
Kuehne + Nagel International AG 05-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Listing Location
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Meeting Requirements for Strategic Investors and Introduction of Strategic Investors
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Boris Aiuev as Director
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Anatolii Gavrilenko as Director
Hengan International Group Company Limited
21-May-20 Cayman Islands 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
Magnitogorsk Iron & Steel Works PJSC
29-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Sergei Ushakov as Director
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Delivery Hero SE 18-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Patrick Kolek to the Supervisory Board as Shareholder Representative
Beijing Enterprises Holdings Limited
18-Jun-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Sartorius Stedim Biotech SA 24-Jun-20 France 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Authorize Capital Issuances for Use in Employee Stock Purchase Plans
Yakult Honsha Co., Ltd. 24-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Tezuka, Seno
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Natalia Gureva as Director
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Surgutneftegas PJSC 30-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladislav Konovalov as Director
Vodacom Group Ltd. 21-Jul-20 South Africa 1Directors RelatedElect Director Re-elect Vivek Badrinath as Director
Cielo SA 24-Jul-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You Like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
As an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
CPFL Energia SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Gustavo Estrella as Director
Magazine Luiza SA 27-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Betania Tanure de Barros as Independent Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Conditional Subscription Agreement and Strategic Cooperation Agreement
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jorge Hilario Gouvea Vieira as Director
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Daniel Miguel Klabin as Director and Amanda Klabin Tkacz as Alternate
PT Gudang Garam Tbk 28-Aug-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Board of Company
Sinopharm Group Co., Ltd. 18-Sep-20 China 1Directors RelatedElect Director and Approve Director's Remuneration
Elect Wu Tak Lung as Director and Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Yves-Thibault De Silguy as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member A. Renschler for Fiscal 2019
Seek Limited 19-Nov-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Wealth Sharing Plan Options and Wealth Sharing Plan Rights to Andrew Bassat
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Noorma Binti Raja Othman
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Kathleen Chew Wai Lin
AviChina Industry & Technology Company Limited
11-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Framework Agreement, Proposed Caps and Related Transactions
SOHO China Ltd. 22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Sumitomo Heavy Industries, Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Okamura, Tetsuya
bioMerieux SA 30-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Vice-CEO
Bouygues SA 04-Sep-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Corporate Officers
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ana Paula Pessoa as Independent Director
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo Rogerio Caffarelli as Independent Director
Tegma Gestao Logistica SA 30-Apr-20 Brazil 1Non-Salary Comp.Company-Specific Compensation-Related
Ratify Remuneration of Company's Management for 2019
Sinosoft Technology Group Limited
16-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Minda Corporation Limited 01-Dec-20 India 1Directors RelatedElect Director Approve Appointment and Remuneration of Aakash Minda as Executive Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Flavio Benicio Jansen Ferreira as Independent Director
Bharat Petroleum Corporation Limited
28-Sep-20 India 1Reorg. and MergersApprove Transaction with a Related Party
Approve Material Related Party Transactions with Bharat Oman Refineries Limited
Credit Agricole SA 13-May-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of CEO
Parker Drilling Company 09-Jan-20 USA 1Antitakeover RelatedAdjourn Meeting Adjourn Meeting
Gladstone Commercial Corporation
07-May-20 USA 1Directors RelatedElect Director Elect Director Anthony W. Parker
Saga Communications, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Warren S. Lada
Intel Corporation 14-May-20 USA 1SH-Other/misc.Gender Pay Gap Report on Global Median Gender/Racial Pay Gap
Vodafone Group Plc 28-Jul-20 United Kingdom 2Directors RelatedElect Director Re-elect David Thodey as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Catalyst Pharmaceuticals, Inc. 20-Aug-20 USA 1Directors RelatedElect Director Elect Director Philip H. Coelho
NIKE, Inc. 17-Sep-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Newmark Group, Inc. 22-Sep-20 USA 1Directors RelatedElect Director Elect Director Michael Snow
Varian Medical Systems, Inc. 15-Oct-20 USA 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
BG Staffing, Inc. 03-Nov-20 USA 1Directors RelatedElect Director Elect Director Douglas E. Hailey
Nexity SA 19-May-20 France 1CapitalizationAuthorize Capital Increase for Future Share Exchange Offers
Authorize Capital Increase of Up to 10 Percent for Future Exchange Offers
TravelSky Technology Limited 27-Feb-20 China 1Directors RelatedElect Director Elect Ngai Wai Fung as Director
Lundin Petroleum AB 31-Mar-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Amend Policy on Remuneration of Group Management to Introduce a Recoupment Policy
Aker BP ASA 16-Apr-20 Norway 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
Telecom Italia SpA 23-Apr-20 Italy 1Non-Salary Comp.Approve Equity Plan Financing Authorize Board to Increase Capital to Service Long Term Incentive Plan
Tele2 AB 11-May-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Plan Financing Through Transfer of Shares to Participants
Swedish Orphan Biovitrum AB 13-May-20 Sweden 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Maximum 33 Million Shares without Preemptive Rights
Electric Power Development Co., Ltd.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Urashima, Akihito
IsraCard Ltd. 16-Jul-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
IsraCard Ltd. 29-Nov-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Danny Yemin as Director
Canopy Growth Corporation 21-Sep-20 Canada 1Non-Salary Comp.Amend Omnibus Stock Plan Re-approve Omnibus Incentive Plan
Folli Follie SA 20-Feb-20 Greece 1Reorg. and MergersCompany Specific Organization Related
Approve Sale of Dufry AG Shares
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey 1Directors RelatedElect Director Ratify Director Appointment
CJ Corp. 30-Mar-20 South Korea 1Directors RelatedElect Director Elect Ryu Chul-kyu as Outside Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Ambev SA 24-Apr-20 Brazil 2Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fiscal Council Members
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Kingdee International Software Group Company Limited
12-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Focus Media Information Technology Co., Ltd.
21-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Purchase Financial Products
China National Building Material Company Limited
22-May-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Debt Financing Instruments and Related Transactions
Visionox Technology, Inc. 22-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
Powertech Technology, Inc. 28-May-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Kenjiro Hara, a Representative of Kioxia Semiconductor Taiwan Corporation with Shareholder No. 2509, as Non-Independent Director
Shanxi Lu'An Environmental Energy Development Co., Ltd.
28-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Service Agreement
Guangzhou Automobile Group Co., Ltd.
29-May-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Authorize Board of Directors to Issue Debt Financing Instruments
Wynn Macau Limited 29-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
PetroChina Company Limited 11-Jun-20 China 2Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve the Guarantees to be Provided to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board
Winbond Electronics Corp. 12-Jun-20 Taiwan 1Reorg. and MergersApprove Amendments to Lending Procedures and Caps
Amend Procedures for Endorsement and Guarantees
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Rafail Nurmukhametov as Director
BYD Company Limited 23-Jun-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Internal Funds of the Company and Its Subsidiaries for Risk-Related Investments and Related Transactions
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Oil Co. LUKOIL PJSC 23-Jun-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Nikolai Nikolaev as Director
TAISEI Corp. 24-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Sato, Yasuhiro
Sartorius Stedim Biotech SA 24-Jun-20 France 1CapitalizationAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
29-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Framework Agreement with China Huaneng Group Co., Ltd. and China Huaneng Finance Co., Ltd.
IRPC Public Co., Ltd. 03-Jul-20 Thailand 1Directors RelatedElect Director Elect Somnuk Bomrungsalee as Director
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Listing Exchange
Electricity Generating Public Company Limited
20-Jul-20 Thailand 1Directors RelatedElect Director Elect Anya Khanthavit as Director
GEM Co., Ltd. 25-Aug-20 China 1Directors RelatedElect Director Elect Tang Xinbing as Non-Independent Director
Central Retail Corp. Public Co. Ltd. 26-Aug-20 Thailand 1Routine/BusinessOther Business Other Business
China Yangtze Power Co., Ltd. 16-Sep-20 China 1Reorg. and MergersApprove Joint Venture Agreement
Approve Introduction of Co-Investors for Power Distribution Project
New Hope Liuhe Co., Ltd. 24-Sep-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Agreement
James Hardie Industries Plc 05-Nov-20 Ireland 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Company's Articles of Association
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Abdullah Bin Syed Abd. Kadir
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Claudio Eugenio Stiller Galeazzi as Independent Director
TE Connectivity Ltd. 11-Mar-20 Switzerland 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Amend Articles of Association Re: Authorized Capital
Shanghai Baosight Software Co., Ltd.
13-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction
Royal Bank of Scotland Group Plc 29-Apr-20 United Kingdom 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sinotrans Limited 01-Jun-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Song Dexing as Director
Contemporary Amperex Technology Co., Ltd.
18-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Credit Line Bank Application
Midea Group Co. Ltd. 22-Jun-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Application for Unified Registration of Varieties of Debt Financing Instruments
China Vanke Co., Ltd. 30-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Zoom Video Communications, Inc. 18-Jun-20 USA 1Directors RelatedElect Director Elect Director Peter Gassner
Cullen/Frost Bankers, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Charles W. Matthews
Jardine Strategic Holdings Ltd. 07-May-20 Bermuda 1Directors RelatedElect Director Re-elect David Hsu as Director
Ain Holdings, Inc. 30-Jul-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Muramatsu, Osamu
Yestar Healthcare Holdings Company Limited
22-May-20 Cayman Islands 1Directors RelatedElect Director Elect Karsono Tirtamarta (Kwee Yoe Chiang) as Director
POYA International Co., Ltd. 23-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Alfredo Egydio Arruda Villela Filho as Director and Ana Lucia de Mattos Barretto Villela as Alternate
Haier Electronics Group Co., Ltd. 23-Jun-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Denison Mines Corp. 25-Jun-20 Canada 1Directors RelatedElect Director Elect Director Jack O.A. Lundin
Standard Bank Group Ltd. 26-Jun-20 South Africa 1Directors RelatedElect Director Re-elect Jacko Maree as Director
Mapfre SA 13-Mar-20 Spain 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
SKF AB 26-Mar-20 Sweden 1Non-Salary Comp.Approve Restricted Stock Plan Approve 2020 Performance Share Program
Enel SpA 14-May-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Scorpio Bulkers Inc. 03-Apr-20 Marshall Isl 1Routine/BusinessRatify Auditors Ratify PricewaterhouseCoopers Audit as Auditors
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Globant SA 03-Apr-20 Luxembourg 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
The Coca-Cola Company 22-Apr-20 USA 1Directors RelatedElect Director Elect Director James Quincey
CenterPoint Energy, Inc. 24-Apr-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
United States Lime & Minerals, Inc.
01-May-20 USA 1Directors RelatedElect Director Elect Director Antoine M. Doumet
Saga Communications, Inc. 11-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director Dennis W. LaBarre
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director George Jamieson
Five9, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Kimberly Alexy
Altisource Portfolio Solutions S.A. 19-May-20 Luxembourg 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
GlycoMimetics, Inc. 22-May-20 USA 1Directors RelatedElect Director Elect Director Patricia Andrews
Twitter, Inc. 27-May-20 USA 1Social ProposalMiscellaneous -- Environmental & Social Counterproposal
Report on Risks of Omitting Viewpoint and Ideology from EEO Policy
UnitedHealth Group Incorporated 01-Jun-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
GoDaddy Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Ryan Roslansky
TripAdvisor, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director Albert E. Rosenthaler
Square, Inc. 16-Jun-20 USA 1Directors RelatedElect Director Elect Director Roelof Botha
Discovery, Inc. 18-Jun-20 USA 1Directors RelatedElect Director Elect Director Robert R. Bennett
PDF Solutions, Inc. 23-Jun-20 USA 1Non-Salary Comp.Amend Qualified Employee Stock Purchase Plan
Amend Qualified Employee Stock Purchase Plan
Global Medical REIT Inc. 02-Sep-20 USA 1Directors RelatedElect Director Elect Director Zhang Jingguo
Aspen Group, Inc. 21-Dec-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Shenzhou International Group Holdings Limited
28-May-20 Cayman Islands 1Directors RelatedElect Director Elect Chen Xu as Director
Royal Dutch Shell Plc 19-May-20 United Kingdom 1Directors RelatedElect Director Re-elect Charles Holliday as Director
Great Wall Motor Company Limited
12-Jun-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect He Ping as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Fortescue Metals Group Ltd. 11-Nov-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Performance Rights to Elizabeth Gaines
Olympus Corp. 30-Jul-20 Japan 1Directors RelatedElect Director Elect Director Fujita, Sumitaka
Jafron Biomedical Co., Ltd. 02-Jan-20 China 1Reorg. and MergersInvestment in Financial Products Approve Extension of Use of Idle Funds for Cash Management
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19
Bankia SA 27-Mar-20 Spain 1CapitalizationAuthorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital
Electrolux AB 31-Mar-20 Sweden 1Non-Salary Comp.Approve Equity Plan Financing Authorize a Transfer of Maximum 25,000 Class B Shares in Connection with 2018 Share Program
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Frederic Crepin, Management Board Member
Globe Telecom, Inc. 21-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jaime Augusto Zobel de Ayala as Director
Ambev SA 24-Apr-20 Brazil 2Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Distribution Arrangement of Cumulative Earnings
Electricite de France SA 07-May-20 France 1CapitalizationAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
Taiwan High Speed Rail Corp. 21-May-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Director Kuo-Chih Liu, a Representative of Taipei Fubon Commercial Bank Co Ltd
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Maksim Oreshkin as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
STMicroelectronics NV 17-Jun-20 Netherlands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Simone Menne to the Supervisory Board
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Nail Maganov as Director
Yanzhou Coal Mining Co., Ltd. 19-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Add Provisions Concerning Management Based on CSR (Facility Safety Enhancement)
Nikon Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Ishihara, Kunio
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wu Xin, a Representative of JINGDIAN INVESTMENT CO., LTD. with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Feasibility Analysis Report on the Use of Proceeds
Cielo SA 24-Jul-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Plan on Private Placement of Shares
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1Routine/BusinessApprove Dividend Distribution Policy
Approve Shareholder Return Plan
Beijing Kunlun Tech Co., Ltd. 17-Aug-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Share Incentive Plan
Prosus NV 18-Aug-20 Netherlands 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
GEM Co., Ltd. 25-Aug-20 China 1Directors RelatedElect Director Elect Pan Feng as Independent Director
REA Group Limited 17-Nov-20 Australia 1Directors RelatedElect Director Elect Nick Dowling as Director
Focus Media Information Technology Co., Ltd.
31-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Employee Share Purchase Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Scentre Group 08-Apr-20 Australia 1Non-Salary Comp.Amend Terms of Outstanding Options
Approve Change to Terms of Grant of Performance Rights to Peter Allen
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Lucas Navarro Prado as Independent Director
Shanghai M&G Stationery, Inc. 08-May-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
Guangzhou R&F Properties Co., Ltd.
29-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Extension of Guarantees by the Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies
Sinotrans Limited 01-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China Communications Construction Company Limited
09-Jun-20 China 1SH-Dirs' RelatedCompany-Specific Board-Related Amend Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee
Mitsubishi Motors Corp. 18-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sono, Kiyoshi
Peugeot SA 25-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Maxime Picat, Member of the Management Board
R & B Food Supply Public Company Limited
31-Jul-20 Thailand 1Directors RelatedElect Director Elect Suppasin Suriya as Director
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Mikhail Kovalchuk as Director
Coal India Ltd. 23-Sep-20 India 1Directors RelatedElect Director Elect Yatinder Prasad as Director and Approve Appointment of Yatinder Prasad as Official Part Time Director
Bharat Petroleum Corporation Limited
28-Sep-20 India 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve BPCL Employee Stock Purchase Scheme 2020
Enbridge Inc. 05-May-20 Canada 1Directors RelatedElect Director Elect Director Gregory L. Ebel
Turkiye Is Bankasi AS 31-Mar-20 Turkey 1CapitalizationAmend Articles/Charter Equity-Related
Amend Article 5 Re: Capital Related
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Scorpio Bulkers Inc. 03-Apr-20 Marshall Isl 1Directors RelatedElect Director Elect Director Roberto Giorgi
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Grupo Televisa SAB 28-Apr-20 Mexico 1Routine/BusinessApprove Financial Statements, Allocation of Income, and Discharge Directors
Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees
Berkshire Hathaway Inc. 02-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Pzena Investment Management, Inc.
19-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Perficient, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Brian L. Matthews
Comcast Corporation 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Edward D. Breen
Safe Bulkers, Inc. 03-Aug-20 Marshall Isl 1Directors RelatedElect Director Elect Director Konstantinos Adamopoulos
The Trade Desk, Inc. 22-Dec-20 USA 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve New Bylaws
Dongfeng Motor Group Company Limited
19-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares
Elbit Systems Ltd. 17-Mar-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Faurecia SA 26-Jun-20 France 1Routine/BusinessMiscellaneous Proposal: Company-Specific
Textual References Regarding Change of Codification
CCR SA 09-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Shandong Buchang Pharmaceuticals Co., Ltd.
16-Apr-20 China 1Reorg. and MergersApprove Loan Agreement Approve Provision of Loan to Controlled Subsidiary
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Alves de Brito as Director
Moscow Exchange MICEX-RTS PJSC
28-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Valerii Goregliad as Director
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Geraldo Luciano Mattos Junior as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ana Paula Kaminitz Peres as Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1Routine/BusinessApprove Dividend Distribution Policy
Approve Shareholder Return Plan
Electricite de France SA 07-May-20 France 1CapitalizationAuthorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
Eni SpA 13-May-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Societe BIC SA 20-May-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation Report
China Resources Beer (Holdings) Company Limited
22-May-20 Hong Kong 1Directors RelatedElect Director Elect Cheng Mo Chi, Moses as Director
Magnitogorsk Iron & Steel Works PJSC
29-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Zumrud Rustamova as Director
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect Paul Cornet de Ways Ruart as Director
PLDT Inc. 09-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Albert F. del Rosario as Director
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Shares to Charles Leland Cooney under the RS Plan
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Jun-20 China 1Reorg. and MergersApprove Joint Venture Agreement
Approve Capital Injection and Equity Transfer
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Paul Achleitner to the Shareholders' Committee
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Christoph Henkel to the Shareholders' Committee
ZTE Corporation 19-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
SM Investments Corp. 24-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jose T. Sio as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sartorius Stedim Biotech SA 24-Jun-20 France 1CapitalizationAuthorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Okihara, Takamune
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Meeting Procedures Amend Articles to Keep Shareholder Meeting Minutes and Disclose Them to Public
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Promote Maximum Disclosure to Gain Trust from Society
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Dmitrii Patrushev as Director
Kaneka Corp. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sugawara, Kimikazu
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Li Man Bun, Brian David as Director
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand 1Directors RelatedElect Director Elect Chuladej Yossundharakul as Director
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Infante Santos de Castro as Director
Sul America SA 29-Jul-20 Brazil 1SH-Dirs' RelatedElect Director Nominated by Preferred Shareholders
Elect Director Appointed by Preferred Shareholder
Jiangsu Hengrui Medicine Co., Ltd. 18-Aug-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Shares Incentive Plan
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Implementation Procedure
Jinyu Bio-Technology Co., Ltd. 03-Sep-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Number and Distribution of the Underlying Stocks of this Incentive Plan
Folli Follie SA 10-Sep-20 Greece 1Directors RelatedApprove Discharge of Board and President
Approve Management of Company for the Fiscal Year 2018 and Discharge Board
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Amend Stock Option and Performance Share Incentive Plan as well Company-level Performance Assessment Related Documents
Shanghai Baosight Software Co., Ltd.
13-Oct-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wang Juan as Non-Independent Director
Electrolux AB 03-Nov-20 Sweden 1Non-Salary Comp.Approve Restricted Stock Plan Approve Performance Share Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Seok Kian
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo Henrique de Mello Motta Loyo as Director
Lee & Man Paper Manufacturing Limited
24-Apr-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Hongkong Land Holdings Ltd. 06-May-20 Bermuda 1Directors RelatedElect Director Re-elect Yiu Kai Pang as Director
Logan Property Holdings Co., Ltd. 22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China CITIC Bank Corporation Limited
20-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
Toyota Industries Corp. 09-Jun-20 Japan 1Directors RelatedElect Director Elect Director Sasaki, Kazue
Bouygues SA 23-Apr-20 France 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Delegate Power to the Board of Directors to Amend the Bylaws to Comply with Legal Changes
AMERCO 20-Aug-20 USA 1Directors RelatedElect Director Elect Director Edward J. (Joe) Shoen
Philippine Seven Corporation 16-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jui-Tien Huang as Director
Bharat Petroleum Corporation Limited
28-Sep-20 India 1Directors RelatedElect Director Elect Rajesh Aggarwal as Director
Champion Iron Limited 28-Aug-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Visa Inc. 28-Jan-20 USA 1Directors RelatedElect Director Elect Director Lloyd A. Carney
Vericel Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Paul K. Wotton
Las Vegas Sands Corp. 14-May-20 USA 1Directors RelatedElect Director Elect Director Patrick Dumont
Intel Corporation 14-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Five9, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Michael Burkland
SilverBow Resources, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Michael Duginski
IMAX Corporation 03-Jun-20 Canada 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Cowen Inc. 22-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Shenzhou International Group Holdings Limited
28-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Uniper SE 20-May-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Sirpa-Helena Sormunen to the Supervisory Board
Magnit PJSC 04-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect James Simmons as Director
Tele2 AB 11-May-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Instruct Board to Prepare Proposal for Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021
Pearson Plc 18-Sep-20 United Kingdom 1Non-Salary Comp.Approve Remuneration Policy Amend Remuneration Policy
Haci Omer Sabanci Holding AS 26-Mar-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Novolipetsk Steel 24-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Vladimir Lisin as Director
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transactions in Connection to Private Placement
WEG SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Martin Werninghaus as Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect W. Don Cornwell as Independent Director
Xinyi Solar Holdings Ltd. 15-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China Resources Beer (Holdings) Company Limited
22-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Wuliangye Yibin Co., Ltd. 29-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related-party Transactions
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
PT Bukit Asam Tbk 10-Jun-20 Indonesia 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Approve Changes in Board of Company
Pirelli & C. SpA 18-Jun-20 Italy 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Ning Gaoning as Board Chair
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
KGHM Polska Miedz SA 19-Jun-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Clariant AG 29-Jun-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Abdullah Alissa as Member of the Compensation Committee
Dino Polska SA 02-Jul-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transactions in Connection to Private Placement
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Gilberto Mifano as Independent Director
Petrobras Distribuidora SA 28-Jul-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
Banco do Brasil SA 30-Jul-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
Klabin SA 31-Jul-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
OFILM Group Co., Ltd. 07-Aug-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Bank Credit and Guarantee Matters
China Gas Holdings Limited 20-Aug-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Shanghai Jahwa United Co., Ltd. 28-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
China Film Co., Ltd. 16-Nov-20 China 1Reorg. and MergersAmend Articles/Bylaws/Charter -- Organization-Related
Amend External Guarantee Management System
GD Power Development Co., Ltd. 17-Nov-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Signing of Financial Services Agreement
BOE Technology Group Co., Ltd. 17-Nov-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Methods to Assess the Performance of Plan Participants
Meituan Dianping 20-May-20 Cayman Islands 1Directors RelatedElect Director Elect Leng Xuesong as Director
Thales SA 06-May-20 France 1Non-Salary Comp.Approve Restricted Stock Plan Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Pargesa Holding SA 06-May-20 Switzerland 1Directors RelatedElect Director Reelect Segolene Gallienne as Director
Shanghai M&G Stationery, Inc. 08-May-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Shares Incentive Plan
bioMerieux SA 30-Jun-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Samsung Fire & Marine Insurance Co., Ltd.
20-Mar-20 South Korea 1Directors RelatedElect Director Elect Park Dae-dong as Outside Director
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands 1Directors RelatedElect Director Elect Yang Shaopeng as Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Winpak Ltd. 26-Jun-20 Canada 1Directors RelatedElect Director Elect Director Martti H. Aarnio-Wihuri
Leonardo SpA 20-May-20 Italy 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Second Section of the Remuneration Report
Barrick Gold Corporation 05-May-20 Canada 1Directors RelatedElect Director Elect Director John L. Thornton
Intuitive Surgical, Inc. 23-Apr-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
LATAM Airlines Group SA 30-Apr-20 Chile 1Directors RelatedElect Directors (Bundled) Elect Directors
Biohaven Pharmaceutical Holding Company Ltd.
30-Apr-20 Virgin Isl (UK) 1Directors RelatedElect Director Elect Director Vlad Coric
Danaher Corporation 05-May-20 USA 1Directors RelatedElect Director Elect Director Teri List-Stoll
Enterprise Bancorp, Inc. 05-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Tenable Holdings, Inc. 28-May-20 USA 1Directors RelatedElect Director Elect Director Richard M. Wells
Silvercrest Asset Management Group Inc.
03-Jun-20 USA 1Directors RelatedElect Director Elect Director Brian D. Dunn
W.R. Berkley Corporation 12-Jun-20 USA 1Directors RelatedElect Director Elect Director Maria Luisa Ferre
Mersana Therapeutics, Inc. 12-Jun-20 USA 1Directors RelatedElect Director Elect Director Lawrence M. Alleva
Mobile TeleSystems PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Kornia as Director
Ennis, Inc. 16-Jul-20 USA 1Routine/BusinessOther Business Other Business
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Livongo Health, Inc. 29-Oct-20 USA 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
Copart, Inc. 04-Dec-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Village Super Market, Inc. 11-Dec-20 USA 1Directors RelatedElect Director Elect Director Robert Sumas
Jiangsu Expressway Company Limited
23-Jun-20 China 1Reorg. and MergersApprove Loan Agreement Approve Use of Proceeds Raised from the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions
Tiger Brands Ltd. 18-Feb-20 South Africa 1Directors RelatedElect Director Re-elect Lawrence Mac Dougall as Director
Elbit Systems Ltd. 26-Feb-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Eiffage SA 22-Apr-20 France 1Routine/BusinessMiscellaneous Proposal: Company-Specific
Textual References Regarding Change of Codification
CK Infrastructure Holdings Limited 13-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedElect Director Reelect Claude Nicollier as Director
Equinor ASA 14-May-20 Norway 1Non-Salary Comp.Approve Equity Plan Financing Approve Equity Plan Financing
Xinyi Glass Holdings Ltd. 15-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Eisai Co., Ltd. 19-Jun-20 Japan 1Directors RelatedElect Director Elect Director Naito, Haruo
Jeronimo Martins SGPS SA 25-Jun-20 Portugal 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Amendment of Clauses 1, 2 and 3 of the Retirement Fund Plan C of the Jeronimo Martins & Associadas Retirement Fund
Elbit Systems Ltd. 10-Aug-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
NICE Ltd. (Israel) 10-Sep-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Life Healthcare Group Holdings Ltd.
29-Jan-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Implementation Report
PT Bank Tabungan Negara (Persero) Tbk
12-Mar-20 Indonesia 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Changes of Company's Pension Fund Adequacy Ratio
DB Insurance Co., Ltd. 13-Mar-20 South Korea 1Directors RelatedElect Directors (Bundled) Elect One Inside Director and Two Outside Directors (Bundled)
Svenska Handelsbanken AB 25-Mar-20 Sweden 1Directors RelatedElect Board Chairman/Vice-Chairman
Reelect Par Boman as Board Chairman
BGF Retail Co., Ltd. 25-Mar-20 South Korea 1Directors RelatedElect Director Elect Hong Jeong-guk as Non-Independent Non-Executive Director
Bankia SA 27-Mar-20 Spain 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
Celltrion, Inc. 27-Mar-20 South Korea 1Directors RelatedElect Director Elect Gi Woo-seong as Inside Director
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo Roberto Reckziegel Guedes as Director and Fernando Santos Salles as Alternate
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Independent Director
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Eduardo Klutzenschell Lisboa as Alternate Director
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Flavia Buarque de Almeida as Independent Director
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ivandre Motiel da Silva as Director
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director Elect John Michael Sullivan as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Kuehne + Nagel International AG 05-May-20 Switzerland 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Creation of CHF 20 Million Pool of Capital without Preemptive Rights
SSY Group Limited 22-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Kunlun Energy Company Limited 27-May-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Wynn Macau Limited 29-May-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Issuance of Shares Under the Employee Ownership Scheme
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong 1Directors RelatedElect Director Elect So Chak Kwong, Jack as Director
Winbond Electronics Corp. 12-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives - Representative of Walsin Lihwa Corporation
BYD Electronic (International) Co., Ltd.
23-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Bangkok Expressway & Metro Public Co. Ltd.
20-Jul-20 Thailand 1Directors RelatedElect Director Elect Phongsarit Tantisuvanitchkul as Director
Dongxu Optoelectronic Technology Co., Ltd.
20-Jul-20 China 1Routine/BusinessAccept Financial Statements and Statutory Reports
Approve Annual Report and Summary
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Edson Rogerio da Costa as Director
Naspers Ltd. 21-Aug-20 South Africa 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Authorise Board to Issue Shares for Cash
MultiChoice Group Ltd. 27-Aug-20 South Africa 1Routine/BusinessElect Member of Audit Committee
Elect Elias Masilela as Member of the Audit Committee
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Source, Quantity and Distribution
BOE Technology Group Co., Ltd. 17-Nov-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Authorization of the Board to Handle All Related Matters
Swiss Prime Site AG 24-Mar-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Sekisui House, Ltd. 23-Apr-20 Japan 1SH-Dirs' RelatedElect Director (Dissident) Elect Shareholder Director Nominee Fujiwara, Motohiko
Scentre Group 08-Apr-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Robinsons Land Corporation 14-May-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Guangzhou R&F Properties Co., Ltd.
29-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Akbank TAS 23-Mar-20 Turkey 1Directors RelatedElect Directors (Bundled) Elect Directors
Greenland Holdings Corp. Ltd. 20-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Investment Amount of the Company's Real Estate Reserves
Shenzhen Overseas Chinese Town Co., Ltd.
20-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to Articles of Association
Kering SA 16-Jun-20 France 1Directors RelatedAmend Articles Board-Related Amend Article 10 of Bylaws Re: Shares Hold by Directors and Employee Representative
Zoom Video Communications, Inc. 18-Jun-20 USA 1Directors RelatedElect Director Elect Director Eric S. Yuan
Tesla, Inc. 22-Sep-20 USA 1Directors RelatedElect Director Elect Director Robyn Denholm
Suzano SA 22-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Maria Priscila Rodini Vansetti Machado as Independent Director
Tingyi (Cayman Islands) Holding Corp.
08-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Helio Carlo de Lamare Cox as Fiscal Council Member and Dimas Lazarini Silveira Costa as Alternate
Sinopec Kantons Holdings Limited 18-Jun-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Philippine Seven Corporation 16-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Jorge L. Araneta as Director
Philippine Seven Corporation 16-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Chi-Chang Lin as Director
Duratex SA 30-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
The Bank of Nova Scotia 07-Apr-20 Canada 1SH-Dirs' RelatedBoard Diversity SP 3: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
24-Aug-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Power Corporation of Canada 15-May-20 Canada 1Directors RelatedElect Director Elect Director Paul Desmarais, Jr.
The Walt Disney Company 11-Mar-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Grupo Televisa SAB 28-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) Elect or Ratify Members of Board, Secretary and Other Officers
Sonic Automotive, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director William R. Brooks
Sonic Automotive, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director John W. Harris, III
General Electric Company 05-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Enterprise Bancorp, Inc. 05-May-20 USA 1Directors RelatedElect Director Elect Director John R. Clementi
W&T Offshore, Inc. 06-May-20 USA 1Directors RelatedElect Director Elect Director Virginia Boulet
Amazon.com, Inc. 27-May-20 USA 1Social ProposalMiscellaneous -- Environmental & Social Counterproposal
Report on Viewpoint Discrimination
CVR Energy, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Patricia A. Agnello
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Christian P. Illek
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Executive Committee in the Amount of USD 2,379,619
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Ennis, Inc. 16-Jul-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Spok Holdings, Inc. 28-Jul-20 USA 1SH-Dirs' RelatedEstablish Term Limits for Directors
Establish Term Limits for Directors
RCI Hospitality Holdings, Inc. 14-Sep-20 USA 1Routine/BusinessOther Business Other Business
PCSB Financial Corporation 28-Oct-20 USA 1Directors RelatedElect Director Elect Director Marsha Gordon
COSCO SHIPPING Ports Limited 21-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China Medical System Holdings Ltd.
04-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Shenzhen Expressway Company Limited
23-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee for Subsidiaries
Heineken Holding NV 23-Apr-20 Netherlands 1CapitalizationAmend Articles/Charter Equity-Related
Amend Article 11 Paragraph 10 of the Articles of Association
Beiersdorf AG 29-Apr-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Wolfgang Herz to the Supervisory Board
KBC Group SA/NV 07-May-20 Belgium 1Directors RelatedElect Director Reelect Sonja De Becker as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
The Swatch Group AG 14-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Georges Hayek as Member of the Compensation Committee
Equinor ASA 14-May-20 Norway 1SH-Other/misc.Animal Welfare Instruct Company to Refrain from Oil and Gas Exploration and Production Activities in CertainAreas
Worldline SA 09-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Gilles Grapinet, Chairman and CEO
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Promote Small-Scale Electricity Transmission System Factoring in Local Characteristics
NICE Ltd. (Israel) 10-Sep-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Telekom Austria AG 24-Sep-20 Austria 1Directors RelatedElect Supervisory Board Member Elect Karin Exner-Woehrer as Supervisory Board Member
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19
HLB Co., Ltd. 30-Mar-20 South Korea 1Directors RelatedElect Director Elect Jin Yang-gon as Inside Director
Koc Holding AS 02-Apr-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
CCR SA 09-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Luiz Alberto Colonna Rosman as Independent Director
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Listing Exchange
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Signing of Shares Subscription Agreement
JBS SA 28-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Demetrius Nichele Macei as Fiscal Council Member and Marcos Godoy Brogiato as Alternate
Energisa SA 28-Apr-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Recordati SpA 29-Apr-20 Italy 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Feasibility Analysis Report on the Use of Proceeds
Kingdee International Software Group Company Limited
12-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tongwei Co., Ltd. 12-May-20 China 1Reorg. and MergersApprove Loan Agreement Approve Bill Pool Business
Universal Robina Corporation 14-May-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Johnson Robert G. Go, Jr. as Director
Shaanxi Coal Industry Co., Ltd. 21-May-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction
Sino Biopharmaceutical Ltd. 26-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand 1Routine/BusinessOther Business Other Business
China Oilfield Services Limited 28-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantees for Other Parties
Thai Oil Public Company Limited 10-Jun-20 Thailand 1Routine/BusinessOther Business Other Business
Avicopter Plc 18-Jun-20 China 1Directors RelatedApprove/Amend Regulations on Board of Directors
Amend Rules and Procedures Regarding Meetings of Board of Directors
Beijing Enterprises Holdings Limited
18-Jun-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Toray Industries, Inc. 23-Jun-20 Japan 1Directors RelatedElect Director Elect Director Deguchi, Yukichi
Cosan SA 29-Jul-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
Banco do Brasil SA 30-Jul-20 Brazil 1Routine/BusinessElect Member of Audit Committee
Approve Remuneration of Audit Committee Members
IRB Brasil Resseguros SA 31-Jul-20 Brazil 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Management Statements for Fiscal Year Ended Dec. 31, 2019, with Qualifications to Former Executives' Reports
Avicopter Plc 09-Sep-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland 1Directors RelatedElect Director Reelect Alan Quasha as Director
Guangzhou Wondfo Biotech Co., Ltd.
15-Sep-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Raised Funds and Own Funds for Cash Management
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of the Board to Handle All Related Matters
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member H. S. Al Jaber for Fiscal 2019
CPFL Energia SA 27-Nov-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Mark Yeoh Seok Kah
Hundsun Technologies, Inc. 25-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Methods to Assess the Performance of Plan Participants
Sinotrans Limited 01-Jun-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme (Phase I)
Motorola Solutions, Inc. 11-May-20 USA 1Directors RelatedElect Director Elect Director Gregory K. Mondre
Sany Heavy Industry Co., Ltd. 12-Jun-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Purchase Financial Products
Zijin Mining Group Co., Ltd. 29-Dec-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Administrative Measures for Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020
HSBC Holdings Plc 24-Apr-20 United Kingdom 1SH-CompensationCompany-Specific--Compensation-Related
Remove the "State Deduction" Feature of the Post 1974 Midland Bank Defined Benefit Pension Scheme
LafargeHolcim Ltd. 12-May-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Peter Paul Wilhelm Grunow as Director and Liliana Faccio Novaretti as Alternate
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Eduardo Augusto Rocha Pocetti as Independent Director and Jose Gomes Rodrigues da Silva as Alternate
Cafe de Coral Holdings Limited 03-Sep-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Abu Dhabi Commercial Bank 18-Mar-20 United Arab Emirates
1Directors RelatedAmend Articles Board-Related Amend Article 17 of Bylaws
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Petroleo Brasileiro SA 22-Jul-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
CRRC Corporation Limited 18-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve 2020 Arrangement of Guarantees
Bayer AG 28-Apr-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board for Fiscal 2019
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Credit Agricole SA 13-May-20 France 1Directors RelatedElect Director Elect Pierre Cambefort as Director
Enel SpA 14-May-20 Italy 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Ingles Markets, Inc. 11-Feb-20 USA 1Directors RelatedElect Director Elect Director Ernest E. Ferguson
ROLLINS, INC. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director R. Randall Rollins
Westwood Holdings Group, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Richard M. Frank
Ball Corporation 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Stuart A. Taylor, II
SailPoint Technologies Holdings, Inc.
05-May-20 USA 1Directors RelatedElect Director Elect Director Michael J. Sullivan
JPMorgan Chase & Co. 19-May-20 USA 1Directors RelatedElect Director Elect Director Lee R. Raymond
Amazon.com, Inc. 27-May-20 USA 1SH-Other/misc.Gender Pay Gap Report on Global Median Gender/Racial Pay Gap
Fidelity National Information Services, Inc.
28-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Alphabet Inc. 03-Jun-20 USA 1SH-Dirs' RelatedAmend Articles Board-Related Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
ANI Pharmaceuticals, Inc. 05-Jun-20 USA 1Directors RelatedElect Director Elect Director David B. Nash
Match Group, Inc. 25-Jun-20 USA 1Directors RelatedClassify the Board of Directors Classify the Board of Directors
PlayAGS, Inc. 01-Jul-20 USA 1Directors RelatedElect Director Elect Director David Lopez
America's Car-Mart, Inc. 26-Aug-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
58.com Inc. 07-Sep-20 Cayman Islands 1Reorg. and MergersApprove Merger Agreement Approve Merger Agreement
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Spero Therapeutics, Inc. 27-Oct-20 USA 1Directors RelatedElect Director Elect Director Jean-Francois Formela
Novo Nordisk A/S 26-Mar-20 Denmark 1Non-Salary Comp.Approve Equity Plan Financing Approve Creation of Pool of Capital for the Benefit of Employees
SMC Corp. (Japan) 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Maruyama, Katsunori
Nexity SA 19-May-20 France 1CapitalizationAuthorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 26-28
China Unicom (Hong Kong) Limited
25-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Great Wall Motor Company Limited
12-Jun-20 China 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration
Eiffage SA 22-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Benoit de Ruffray, Chairman and CEO
Mizuho Financial Group, Inc. 25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Prohibit Abuse of Dominant Bargaining Position against Business Partners
Daimler AG 08-Jul-20 Germany 1Routine/BusinessAmend Articles/Bylaws/Charter -- Routine
Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings
Olympus Corp. 30-Jul-20 Japan 1Directors RelatedElect Director Elect Director Takeuchi, Yasuo
Bank Hapoalim BM 22-Oct-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
FamilyMart Co., Ltd. 22-Oct-20 Japan 1SH-Gen Econ IssuesSeek Sale of Company/Assets Approve Reverse Stock Split to Squeeze Out Minority Shareholders
BCE Inc. 07-May-20 Canada 1SH-Dirs' RelatedBoard Diversity SP 1: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
AECC Aviation Power Co. Ltd. 22-Jan-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Estimated Implementation of Continuing Connected Transactions in 2019
LG Household & Health Care Ltd. 20-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Gi-young as Outside Director
CNP Assurances SA 17-Apr-20 France 1Directors RelatedElect Director Ratify Appointement of Catherine Charrier-Leflaive as Director
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Energisa SA 28-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Paulo Jorge Tavares Almirante as Director and Raphael Vincent Philippe Barreau as Alternate
UBS Group AG 29-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jessica DiLullo Herrin as Independent Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Ian Martin Bickley as Independent Director
Kuehne + Nagel International AG 05-May-20 Switzerland 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors in the Amount of CHF 5 Million
Eni SpA 13-May-20 Italy 1SH-Dirs' RelatedElect Supervisory Board Members (Bundled)
Slate Submitted by Ministry of Economy and Finance
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
PT XL Axiata Tbk 18-May-20 Indonesia 1Non-Salary Comp.Company-Specific Compensation-Related
Grant Authority to Commissioners to Adjust the Issued and Paid-Up Capital in Relation to Implementation of Long Term Incentive Program 2016 - 2020
China Resources Beer (Holdings) Company Limited
22-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China Resources Gas Group Limited
22-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan
Casino, Guichard-Perrachon SA 17-Jun-20 France 1Directors RelatedElect Director Reelect Fonciere Euris as Director
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.GHG Emissions Amend Articles to Add Provisions Concerning Management Based on CSR (Withdrawal from Coal-Fired Power Generation Business)
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Ban Acceptance of Gift Items and Business Entertainment beyond Commercial Practice
China Minsheng Banking Corp., Ltd.
29-Jun-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Financial Bonds and Tier-2 Capital Bonds in the Next Three Years
BR MALLS Participacoes SA 02-Jul-20 Brazil 1Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Manner
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Raised Funds Investment
Asymchem Laboratories (Tianjin) Co., Ltd.
09-Jul-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Share Incentive Plan
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey 1Directors RelatedElect Director Ratify Director Appointment
RUMO SA 22-Jul-20 Brazil 1Non-Salary Comp.Amend Restricted Stock Plan Amend Restricted Stock Plan
Cosan SA 29-Jul-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Marcelo Curti as Fiscal Council Member and Henrique Ache Pillar as Alternate
Cogna Educacao SA 29-Jul-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Alibaba Health Information Technology Limited
30-Jul-20 Bermuda 1Non-Salary Comp.Approve Share Plan Grant Approve Specific Mandate to Grant Awards of Options and/or Restricted Share Units Under the Share Award Scheme
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
PT ACE Hardware Indonesia Tbk 05-Aug-20 Indonesia 1Directors RelatedRatify Changes in the Composition of the Board
Approve Changes in Boards of Company
Logitech International S.A. 09-Sep-20 Switzerland 1Routine/BusinessOther Business Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions
Shanghai Baosight Software Co., Ltd.
13-Oct-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
Tonghua Dongbao Pharmaceutical Co., Ltd.
30-Oct-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Draft and Summary of Stock Option Plan and Performance Share Incentive Plan
BOE Technology Group Co., Ltd. 17-Nov-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Stock Options and Performance Share Grant Plan
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Pei Tsen
Shenzhen Energy Group Co., Ltd. 11-Dec-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Acquisition of Related Guarantee
Stanley Electric Co., Ltd. 24-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kitano, Takanori
AEON Mall Co., Ltd. 19-May-20 Japan 1Directors RelatedElect Director Elect Director Iwamura, Yasutsugu
Shandong Gold Mining Co., Ltd. 24-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
Shenzhen Inovance Technology Co., Ltd.
13-Oct-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Authorization of the Board to Handle All Related Matters
Kering SA 16-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Francois-Henri Pinault, Chairman and CEO
Tingyi (Cayman Islands) Holding Corp.
08-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Yestar Healthcare Holdings Company Limited
22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
PT Selamat Sempurna Tbk 24-Jul-20 Indonesia 1Routine/BusinessAmend Corporate Purpose Amend Article 3 of the Articles of Association in Relation with Main Business Activity
Winpak Ltd. 26-Jun-20 Canada 1Directors RelatedElect Director Elect Director Bruce J. Berry
Tencent Holdings Limited 13-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
A2A SpA 13-May-20 Italy 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Slate Submitted by Municipalities of Brescia and Milan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Verso Corporation 31-Jan-20 USA 1SH-Dirs' RelatedElect Director (Dissident) Elect Director Timothy Lowe
Scorpio Bulkers Inc. 03-Apr-20 Marshall Isl 1Directors RelatedElect Director Elect Director Thomas Ostrander
TEGNA, Inc. 30-Apr-20 USA 1SH-Dirs' RelatedElect Director (Dissident) Elect Director Ellen McClain Haime
Kohl's Corporation 13-May-20 USA 1SH-Other/misc.Animal Welfare Adopt Vendor Policy Regarding Oversight on Animal Welfare Throughout the Supply Chain
Energy Fuels Inc. 27-May-20 Canada 1Non-Salary Comp.Advisory Vote on Say on Pay Frequency
Advisory Vote on Say on Pay Frequency Every Two Year
Valhi, Inc. 28-May-20 USA 1Directors RelatedElect Director Elect Director Robert D. Graham
CRISPR Therapeutics AG 11-Jun-20 Switzerland 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve CHF 915,548 Increase in Authorized Capital
Eagle Pharmaceuticals, Inc. 23-Jun-20 USA 1Directors RelatedElect Director Elect Director Steven B. Ratoff
Oil Co. LUKOIL PJSC 23-Jun-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Viktor Blazheev as Director
Oil Co. LUKOIL PJSC 23-Jun-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Liubov Khoba as Director
Liberty Global plc 30-Jun-20 United Kingdom 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
BRT Apartments Corp. 30-Jun-20 USA 1Directors RelatedElect Director Elect Director Gary Hurand
On Deck Capital, Inc. 07-Oct-20 USA 1Non-Salary Comp.Advisory Vote on Golden Parachutes
Advisory Vote on Golden Parachutes
John B. Sanfilippo & Son, Inc. 28-Oct-20 USA 1Directors RelatedElect Director Elect Director Jim Edgar
Hudson Ltd. 30-Nov-20 Bermuda 1Reorg. and MergersApprove Merger Agreement Approve Merger Agreement
Bill.com Holdings, Inc. 03-Dec-20 USA 1Directors RelatedElect Director Elect Director Peter Kight
Fisher & Paykel Healthcare Corporation Limited
21-Aug-20 New Zealand 1Non-Salary Comp.Approve Increase in Aggregate Compensation Ceiling for Directors
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
Nexity SA 19-May-20 France 1CapitalizationAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Authorize Capitalization of Reserves of Up to 25 Percent for Bonus Issue or Increase in Par Value
China Unicom (Hong Kong) Limited
25-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
The Swatch Group AG 14-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Daniela Aeschlimann as Member of the Compensation Committee
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles Re: Allow Electronic General Meetings
Faurecia SA 26-Jun-20 France 1Directors RelatedElect Director Reelect Michel de Rosen as Director
Bank Leumi Le-Israel Ltd. 10-Sep-20 Israel 1Preferred/BondholderIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
OFILM Group Co., Ltd. 06-Jan-20 China 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Li Shuiping as Non-Independent Director
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Management Board
Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19
Siemens AG 05-Feb-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19
Guanghui Energy Co., Ltd. 05-Feb-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Invest in Financial Products
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Lock-Up Period Arrangement
Turk Hava Yollari AO 31-Mar-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
China National Nuclear Power Co., Ltd.
03-Apr-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jerome Alexis Louis Nanty as Director
New Hope Liuhe Co., Ltd. 28-Apr-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Lock-up Period
Orbia Advance Corporation SAB de CV
28-Apr-20 Mexico 1Directors RelatedElect Director Elect or Ratify Ignacio Del Valle Ruiz as Board Member
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Energisa SA 28-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
ACS Actividades de Construccion y Servicios SA
07-May-20 Spain 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
Inter RAO UES PJSC 19-May-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Denis Fedorov as Director
GCL System Integration Technology Co., Ltd.
12-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Comprehensive Credit Line Bank Application and Provision of Guarantee
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Philipp Scholz to the Supervisory Board
OFILM Group Co., Ltd. 22-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Bank Credit Line and Guarantee Matters
Sartorius Stedim Biotech SA 24-Jun-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Corporate Officers
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1Directors RelatedElect Director Elect Director Morimoto, Takashi
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Routine/BusinessAmend Ordinary Business Items Amend Articles to Add Provisions Concerning Management Based on CSR (Information Disclosure and Dialogue)
Shin-Etsu Chemical Co., Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director Kanagawa, Chihiro
Unisplendour Co., Ltd. 29-Jun-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
GOME Retail Holdings Limited 29-Jun-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Xia-Zhen Yeh (YE,XIAO-ZHEN), a Representative of Bei-Ji Investment Co.,Ltd. with SHAREHOLDER NO.861860 and Administration No. 27981104, as Non-Independent Director
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Resolution Validity Period
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Signing of Share Subscription Agreement with Zhang Xi
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Advanced Info Service Public Co., Ltd.
23-Jul-20 Thailand 1Routine/BusinessOther Business Other Business
Jollibee Foods Corporation 24-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ang Cho Sit as Director
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Vera Lafer as Director and Vera Lafer Lorch Cury as Alternate
Shanghai Jahwa United Co., Ltd. 28-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Share Incentive Plan
ZTE Corporation 06-Nov-20 China 2Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Measures for the Administration of the Management Stock Ownership Scheme of ZTE Corporation
Sasol Ltd. 20-Nov-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation Report of the Remuneration Policy
Geberit AG 01-Apr-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Appoint Werner Karlen as Member of the Compensation Committee
China Education Group Holdings Limited
14-Feb-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Meggitt Plc 23-Apr-20 United Kingdom 1Routine/BusinessApprove Dividends Approve Final Dividend
Guangzhou R&F Properties Co., Ltd.
29-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Extension of Guarantees on Behalf of Subsidiaries, Associates and Joint Ventures in 2019
UniCredit SpA 09-Apr-20 Italy 1Directors RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
China Communications Construction Company Limited
09-Jun-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Debt Financing Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments
Toyota Tsusho Corp. 23-Jun-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Toyoda, Shuhei
Suzano SA 22-May-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Rubens Barletta as Fiscal Council Member and Luiz Gonzaga Ramos Schubert as Alternate
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Solara Active Pharma Sciences Limited
04-Aug-20 India 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Payment of Commission to Non-Executive Directors
Concepcion Industrial Corporation 06-Nov-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
Tsingtao Brewery Co., Ltd. 08-Jun-20 China 2Non-Salary Comp.Approve Restricted Stock Plan Approve Assessment Management Measures for the Restricted A Share Incentive Plan
Deere & Company 26-Feb-20 USA 1Social ProposalAdopt a Policy on Ideological Board Diversity
Disclose Board Qualifications Matrix
W&T Offshore, Inc. 06-May-20 USA 1Directors RelatedElect Director Elect Director S. James Nelson, Jr.
Retrophin, Inc. 15-May-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Systemax Inc. 01-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Sunrun Inc. 02-Jun-20 USA 1Directors RelatedElect Director Elect Director Mary Powell
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Ping Fu
Esquire Financial Holdings, Inc. 24-Jun-20 USA 1Directors RelatedElect Director Elect Director Kevin C. Waterhouse
Liberty Global plc 30-Jun-20 United Kingdom 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
CorVel Corporation 31-Jul-20 USA 1Directors RelatedElect Director Elect Director Steven J. Hamerslag
CorVel Corporation 31-Jul-20 USA 1Directors RelatedElect Director Elect Director Alan R. Hoops
CorVel Corporation 31-Jul-20 USA 1Directors RelatedElect Director Elect Director R. Judd Jessup
RCI Hospitality Holdings, Inc. 14-Sep-20 USA 1Directors RelatedElect Director Elect Director Yura Barabash
Shenzhou International Group Holdings Limited
28-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China Mobile Limited 20-May-20 Hong Kong 2CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Carlsberg A/S 16-Mar-20 Denmark 1Non-Salary Comp.Approve Remuneration Policy Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
Rockwool International A/S 01-Apr-20 Denmark 1Non-Salary Comp.Approve Remuneration Policy Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
Ferrovial SA 16-Apr-20 Spain 1Reorg. and MergersApprove Sale of Company Assets Authorize Board to Continue the Total or Partial Sale of Assets of the Services Division of the Ferrovial Group
Olympus Corp. 30-Jul-20 Japan 1Directors RelatedElect Director Elect Director Iwamura, Tetsuo
NEXON Co., Ltd. 25-Mar-20 Japan 1Directors RelatedElect Director Elect Director Owen Mahoney
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Coca-Cola Bottlers Japan Holdings, Inc.
26-Mar-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Enrique Rapetti
Raia Drogasil SA 08-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Gilberto Lerio as Fiscal Council Member and Flavio Stamm as Alternate
Atacadao SA 14-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Matthieu Dominique Marie Malige as Director
Wolters Kluwer NV 23-Apr-20 Netherlands 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy for Management Board
WEG SA 28-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Validate the Amendment of Articles to Adapt the Resolutions Approved in the Meeting in Relation to the Previous Item
Recordati SpA 29-Apr-20 Italy 1Directors RelatedElect Directors (Bundled) Elect Directors (Bundled)
Recordati SpA 29-Apr-20 Italy 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Second Section of the Remuneration Report
Kingspan Group Plc 01-May-20 Ireland 1Routine/BusinessApprove Dividends Approve Final Dividend
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Company's Eligibility for Private Placement of Shares
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Usage of Raised Funds
SHIMAMURA Co., Ltd. 15-May-20 Japan 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Appoint Statutory Auditor Horinokita, Shigehisa
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee
Hengan International Group Company Limited
21-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Bernard Looney as Director
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
Thai Oil Public Company Limited 10-Jun-20 Thailand 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve PricewaterhouseCoopers ABAS Ltd. as Auditors and Authorize Board to Fix Their Remuneration
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Cheng Shin Rubber Ind. Co., Ltd. 16-Jun-20 Taiwan 1SH-Dirs' RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Non-Independent Director No. 7
Yanzhou Coal Mining Co., Ltd. 19-Jun-20 China 2Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Financial Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to DailyOperations to the Subsidiaries of the Company in Australia
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Pan, Po Tseng with SHAREHOLDER NO.00002068 as Non-Independent Director
Sartorius Stedim Biotech SA 24-Jun-20 France 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Renewable Energy Amend Articles to End Reliance on Nuclear Power
Murata Manufacturing Co. Ltd. 26-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Yamamoto, Takatoshi
Tatung Co. 30-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wen-Yuan Lin, a Representative of JINGDIAN INVESTMENT CO., LTD., with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director
Cielo SA 24-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carlos Motta dos Santos as Director
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Issue Scale
BB Seguridade Participacoes SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Mauro Ribeiro Neto as Director
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roberto Klabin Martins Xavier as Director and Lilia Klabin Levine as Alternate
Jiangsu Hengrui Medicine Co., Ltd. 18-Aug-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Methods to Assess the Performance of Plan Participants
Naspers Ltd. 21-Aug-20 South Africa 1CapitalizationAuthorize Share Repurchase Program
Authorise Repurchase of A Ordinary Shares
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Exercise Price and Price-setting Basis
JG Summit Holdings, Inc. 20-Oct-20 Philippines 1Routine/BusinessApprove Dividends Approve Declaration of a Stock Dividend Equivalent to Five Percent (5%) of the Total Issued and Outstanding Shares of the Corporation
Koolearn Technology Holding Limited
05-Nov-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Korea Electric Power Corp. 09-Nov-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Choi Young-ho as a Member of Audit Committee
Lepu Medical Technology (Beijing) Co., Ltd.
16-Nov-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Authorization of the Board to Handle All Matters Related to the Shareholding Plan
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
23-Nov-20 China 2Reorg. and MergersApprove Spin-Off Agreement Approve Provision of Assured Entitlement to the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited
Pernod Ricard SA 27-Nov-20 France 1Directors RelatedElect Director Reelect Alexandre Ricard as Director
Banco BTG Pactual SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect John Huw Gwili Jenkins as Director
Porto Seguro SA 31-Mar-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Pedro Luiz Cerize as Independent Director
Rio Tinto Limited 07-May-20 Australia 1SH-Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve the Amendments to the Company's Constitution
Air China Limited 26-May-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Grant of General Mandate to the Board to Issue Debt Financing Instruments
Zijin Mining Group Co., Ltd. 29-Dec-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Authorize the Board to Deal with All Matters in Relation to the Restricted A Share Incentive Scheme for 2020
R & B Food Supply Public Company Limited
31-Jul-20 Thailand 1Directors RelatedElect Director Elect Janjida Ratanapoompinyo as Director
PVR Limited 29-Sep-20 India 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Payment of Remuneration to Ajay Bijli as Managing Director and Chairman
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands 1Directors RelatedElect Director Elect Director Maria Judith de Brito
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Sberbank Russia PJSC 25-Sep-20 Russia 2Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Anton Siluanov as Director
China Conch Venture Holdings Limited
29-Jun-20 Cayman Islands 1Directors RelatedElect Director Elect Lau Chi Wah, Alex as Director
Swiss Re AG 17-Apr-20 Switzerland 1Routine/BusinessOther Business Transact Other Business (Voting)
BRP Inc. 28-May-20 Canada 1Directors RelatedElect Director Elect Director Joshua Bekenstein
Constellation Software Inc. 05-Aug-20 Canada 1Directors RelatedElect Director Elect Director John Billowits
Pure Cycle Corporation 15-Jan-20 USA 1Directors RelatedElect Director Elect Director Richard L. Guido
Verso Corporation 31-Jan-20 USA 1Directors RelatedAdopt Majority Voting for Uncontested Election of Directors
Adopt Majority Vote for Election of Directors
Urstadt Biddle Properties Inc. 18-Mar-20 USA 1Directors RelatedElect Director Elect Director Charles D. Urstadt
Vale SA 30-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
TEGNA, Inc. 30-Apr-20 USA 1SH-Dirs' RelatedElect Director (Dissident) Elect Director Soohyung Kim
First Industrial Realty Trust, Inc. 06-May-20 USA 1Routine/BusinessOther Business Other Business
Kronos Worldwide, Inc. 20-May-20 USA 1Directors RelatedElect Director Elect Director Loretta J. Feehan
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Timotheus Hottges
Marlin Business Services Corp. 10-Jun-20 USA 1Directors RelatedElect Director Elect Director Lawrence J. DeAngelo
Element Solutions Inc 16-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Liberty Global plc 30-Jun-20 United Kingdom 1Directors RelatedElect Director Elect Director J. David Wargo
PlayAGS, Inc. 01-Jul-20 USA 1Directors RelatedElect Director Elect Director Anna Massion
Constellation Brands, Inc. 21-Jul-20 USA 1Directors RelatedElect Director Elect Director James A. Locke, III
Bluegreen Vacations Holding Corporation
18-Nov-20 USA 1Directors RelatedElect Director Elect Director Alan B. Levan
CNOOC Limited 21-May-20 Hong Kong 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Kesko Oyj 28-Apr-20 Finland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management
Swedish Orphan Biovitrum AB 13-May-20 Sweden 1Non-Salary Comp.Approve Bonus Matching Plan Approve Long Term Incentive Program (All Employee Program)
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Volvo AB 18-Jun-20 Sweden 1SH-Other/misc.Charitable Contributions Limit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year
AECC Aviation Power Co. Ltd. 24-Feb-20 China 1Reorg. and MergersApprove Acquisition OR Issue Shares in Connection with Acquisition
Approve Delivery Arrangements and Liability for Breach of Contract
Kirin Holdings Co., Ltd. 27-Mar-20 Japan 1SH-Corp GovernanceInitiate Share Repurchase Program
Initiate Share Repurchase Program
Megacable Holdings SAB de CV 23-Apr-20 Mexico 1Directors RelatedElect Directors (Bundled) Elect or Ratify Directors, Secretary and their Respective Alternates
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Lojas Americanas SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Claudio Moniz Barreto Garcia as Director
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? OR In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee?
In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Fabio Colletti Barbosa as Independent Director
Autobio Diagnostics Co., Ltd. 19-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
JCET Group Co., Ltd. 26-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Funds for Financial Products
Rosneft Oil Co. 02-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Faisal Alsuwaidi as Director
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands 1Non-Salary Comp.Approve Share Plan Grant Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen under the RS Plan
Shanghai Jahwa United Co., Ltd. 16-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Daily Related Party Transactions
Casino, Guichard-Perrachon SA 17-Jun-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan 1SH-Health/Environ.Renewable Energy Amend Articles to Promote Energy Systems Using Renewable Energy
Gazprom PJSC 26-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Viktor Zubkov as Director
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Amount and Usage of Raised Funds
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Amount and Usage of Raised Funds
BYD Company Limited 08-Sep-20 China 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Wang Chuan-Fu as Director
VTB Bank PJSC 24-Sep-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Moiseev as Director
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member F.O. Porsche for Fiscal 2019
Koolearn Technology Holding Limited
05-Nov-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Shoprite Holdings Ltd. 16-Nov-20 South Africa 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Implementation of the Remuneration Policy
Seek Limited 19-Nov-20 Australia 1Directors RelatedApprove the Spill Resolution Approve Conditional Spill Resolution
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Keong Yeow
Scentre Group 08-Apr-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Performance Rights to Peter Allen
Fujian Sunner Development Co., Ltd.
17-Apr-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Own Funds to Invest in Entrusted Financial Products
Eurazeo SE 30-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Olivier Millet, Member of Management Board
Agile Group Holdings Ltd. 11-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China Aoyuan Group Limited 22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China Lesso Group Holdings Limited
22-May-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
TANSEISHA Co., Ltd. 23-Apr-20 Japan 1Directors RelatedElect Director Elect Director Aota, Yoshimitsu
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Royal Bank of Scotland Group Plc 29-Apr-20 United Kingdom 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Shanghai Electric Group Company Limited
07-May-20 China 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Approve Maximum Outstanding Amount for Provision of External Guarantees
China Communications Construction Company Limited
09-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve 2020 Estimated Cap for Internal Guarantees of the Group
Sun Hung Kai Properties Limited 05-Nov-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China Merchants Bank Co., Ltd. 23-Jun-20 China 2CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Contemporary Amperex Technology Co., Ltd.
29-Oct-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Authorization of Board to Handle All Related Matters
Rhodes Food Group Holdings Ltd. 20-Feb-20 South Africa 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Place Authorised but Unissued Shares under Control of Directors
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve 2020 Provision of Guarantees by the Company in Respect of the Fixed Asset Loans and Banking Facilities
China Everbright Water Limited 10-Jun-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Estacio Participacoes SA 24-Apr-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend and Renumber Articles
Bharat Petroleum Corporation Limited
28-Sep-20 India 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Offer of Shares Under the BPCL Employee Stock Purchase Scheme 2020 to the Executive/ Whole-time Director(s) of Subsidiary Company(ies) who are on Lien with the Company
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico 2Directors RelatedElect Director Elect/Ratify Aurelio Perez Alonso as Director
Chongqing Rural Commercial Bank Co. Ltd.
20-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Articles of Association
Pioneer Bancorp, Inc. 18-Feb-20 USA 1Directors RelatedElect Director Elect Director Eileen C. Bagnoli
Westwood Holdings Group, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Raymond E. Wooldridge
General Dynamics Corporation 06-May-20 USA 1Directors RelatedElect Director Elect Director Phebe N. Novakovic
SilverBow Resources, Inc. 18-May-20 USA 1Directors RelatedElect Director Elect Director Christoph O. Majeske
Syndax Pharmaceuticals, Inc. 09-Jun-20 USA 1Directors RelatedElect Director Elect Director Fabrice Egros
Southern Copper Corporation 24-Jul-20 USA 1Directors RelatedElect Director Elect Director Enrique Castillo Sanchez Mejorada
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
FutureFuel Corp. 03-Sep-20 USA 1Routine/BusinessOther Business Other Business
Radiant Logistics, Inc. 11-Nov-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Microsoft Corporation 02-Dec-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Report on Employee Representation on the Board of Directors
Village Super Market, Inc. 11-Dec-20 USA 1Directors RelatedElect Director Elect Director John J. Sumas
Atlas Copco AB 23-Apr-20 Sweden 1Directors RelatedElect Board Chairman/Vice-Chairman
Elect Hans Straberg as Board Chairman
Telefonaktiebolaget LM Ericsson 31-Mar-20 Sweden 1SH-Other/misc.Company-Specific -- Shareholder Miscellaneous
Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
The Swatch Group AG 14-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Jean-Pierre Roth as Member of the Compensation Committee
Equinor ASA 14-May-20 Norway 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Instruct Company to Stop All Oil and Gas Activities Outside the Norwegian Continental Shelf
Carrefour SA 29-May-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Chairman and CEO
SJM Holdings Limited 09-Jun-20 Hong Kong 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of Options Under the Share Option Scheme
CCR SA 10-Jan-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
NH Investment & Securities Co., Ltd.
25-Mar-20 South Korea 1Directors RelatedElect Director Elect Lim Byeong-soon as Inside Director to Serve as an Audit Committee Member
Davide Campari-Milano SpA 27-Mar-20 Italy 1Non-Salary Comp.Approve Executive Share Option Plan
Approve Stock Option Plan
Raia Drogasil SA 08-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Mario Antonio Luiz Correa as Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Gilles Alix, Management Board Member
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve/Amend Retirement Plan Approve Additional Pension Scheme Agreement with Cedric de Bailliencourt, Management Board Member
Chocoladefabriken Lindt & Spruengli AG
24-Apr-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Antonio Bulgheroni as Member of the Compensation Committee
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Aboitiz Power Corp. 27-Apr-20 Philippines 1Routine/BusinessRatify Auditors Appoint Company's External Auditor for 2020
Hapvida Participacoes e Investimentos SA
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima as Director
Companhia Siderurgica Nacional 30-Apr-20 Brazil 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Remuneration of Company's Management and Fiscal Council
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Gilberto Mifano as Independent Director
X5 Retail Group NV 12-May-20 Netherlands 1Non-Salary Comp.Approve Remuneration Policy Amend Remuneration Policy for Management Board
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
19-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Rules and Procedures Regarding Meetings of Board of Directors
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
28-May-20 China 2Reorg. and MergersApprove Transaction with a Related Party
Approve Estimates of Ongoing Related Party Transactions for 2020
Severstal PAO 05-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Aleksei Mordashov as Director
Yonyou Network Technology Co., Ltd.
08-Jun-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Draft and Summary of Stock Option and Performance Share Incentive Plan
STMicroelectronics NV 17-Jun-20 Netherlands 1Non-Salary Comp.Approve Share Plan Grant Approve Restricted Stock Grants to President and CEO
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey 1Routine/BusinessApprove Charitable Donations Approve Upper Limit of Donations for 2020
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
China Minsheng Banking Corp., Ltd.
29-Jun-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
29-Jun-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction
Clariant AG 29-Jun-20 Switzerland 1Routine/BusinessOther Business Additional Voting Instructions - Board of Directors Proposals (Voting)
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Indorama Ventures Public Co. Ltd. 30-Jun-20 Thailand 1Directors RelatedElect Director Elect Siri Ganjarerndee as Director
Lenovo Group Limited 09-Jul-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Sul America SA 29-Jul-20 Brazil 1Directors RelatedAs an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Klabin SA 31-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Horacio Lafer Piva as Director and Francisco Amaury Olsen as Alternate
Shenzhen International Holdings Limited
31-Aug-20 Bermuda 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Share Option Scheme
China National Software & Service Co., Ltd.
07-Sep-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Financial Services Agreement
Seek Limited 19-Nov-20 Australia 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Ovctek China, Inc. 27-Nov-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve 2019 Amendment of Performance Shares Incentive Plan and Its Summary
Northam Platinum Ltd. 27-Nov-20 South Africa 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Michael Yeoh Sock Siong
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Yeoh Keong Junn
Joincare Pharmaceutical Group Industry Co., Ltd.
02-Dec-20 China 1Non-Salary Comp.Company-Specific Compensation-Related
Amend Medium and Long-term Business Partner Shareholding Plan (Draft) and its Abstract
Pargesa Holding SA 06-May-20 Switzerland 1Routine/BusinessElect Member of Remuneration Committee
Reappoint Xavier Le Clef as Member of the Compensation Committee
Sino Land Company Limited 28-Oct-20 Hong Kong 1Directors RelatedElect Director Elect Robert Ng Chee Siong as Director
Glodon Co., Ltd. 25-Nov-20 China 1Non-Salary Comp.Approve Omnibus Stock Plan Approve Methods to Assess the Performance of Plan Participants
Ambev SA 24-Apr-20 Brazil 2Directors RelatedIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to the Administrative Rules of Connected Transactions
KMC (Kuei Meng) International, Inc.
24-Jun-20 Taiwan 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Approve Release of Restrictions of Competitive Activities of Directors
Concepcion Industrial Corporation 15-Jul-20 Philippines 1Routine/BusinessOther Business Other Matters
Page Industries Limited 13-Aug-20 India 1Directors RelatedElect Director Reelect V S Ganesh as Director
BANK POLSKA KASA OPIEKI SA 22-May-20 Poland 1Directors RelatedDismiss/Remove Director(s)/Auditor(s) (Non-contentious)
Recall Supervisory Board Member
Avenue Supermarts Limited 01-Sep-20 India 1Directors RelatedElect Director Reelect Chandrashekhar Bhave as Director
Coal India Ltd. 23-Sep-20 India 1Directors RelatedElect Director Reelect Binay Dayal as Director
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico 2Directors RelatedElect Director Elect/Ratify Jose Antonio Perez Anton as Director
UltraTech Cement Ltd. 12-Aug-20 India 1Directors RelatedElect Director Reelect Alka Bharucha as Director
Credit Agricole SA 13-May-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Vice-CEO
Leonardo SpA 20-May-20 Italy 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
Restaurant Brands International Inc.
10-Jun-20 Canada 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
NCR Corporation 21-Apr-20 USA 1Non-Salary Comp.Amend Omnibus Stock Plan Amend Omnibus Stock Plan
Bridgewater Bancshares, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director Thomas P. Trutna
Westwood Holdings Group, Inc. 29-Apr-20 USA 1Directors RelatedElect Director Elect Director Ellen H. Masterson
Vale SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director
Hamilton Beach Brands Holding Company
12-May-20 USA 1Directors RelatedElect Director Elect Director Alfred M. Rankin, Jr.
Invesco Ltd. 14-May-20 Bermuda 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Valhi, Inc. 28-May-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
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Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Diamondback Energy, Inc. 03-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Walmart Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Gregory B. Penner
Ormat Technologies, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Stanley B. Stern
Discovery, Inc. 18-Jun-20 USA 1Directors RelatedElect Director Elect Director David M. Zaslav
IAC/InterActiveCorp 25-Jun-20 USA 1Antitakeover RelatedEliminate/Restrict Right to Act by Written Consent
Restrict Right to Act by Written Consent
Dell Technologies Inc. 29-Jun-20 USA 1Directors RelatedElect Director Elect Director David W. Dorman
Dell Technologies Inc. 29-Jun-20 USA 1Directors RelatedElect Director Elect Director William D. Green
Newmark Group, Inc. 22-Sep-20 USA 1Directors RelatedElect Director Elect Director Virginia S. Bauer
Ferrovial SA 16-Apr-20 Spain 1Non-Salary Comp.Approve Remuneration Policy Amend Remuneration Policy
Adecco Group AG 16-Apr-20 Switzerland 1Directors RelatedElect Director Elect Rachel Duan as Director
KBC Group SA/NV 07-May-20 Belgium 1Directors RelatedElect Director Reelect Theodoros Roussis as Director
ArcelorMittal SA 13-Jun-20 Luxembourg 1Directors RelatedElect Director Reelect Lakshmi N. Mittal as Director
Delek Group Ltd. 25-Aug-20 Israel 1Preferred/BondholderIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
Tele2 AB 11-Sep-20 Sweden 1Non-Salary Comp.Approve Alternative Equity Plan Financing
Approve Alternative Equity Plan Financing
BHP Group Limited 14-Oct-20 Australia 1Directors RelatedElect Director Elect Ken MacKenzie as Director
ICL Group Ltd. 14-Oct-20 Israel 1Directors RelatedIndicate Personal Interest in Proposed Agenda Item
Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
Raiffeisen Bank International AG 20-Oct-20 Austria 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Creation of EUR 100.3 Million Pool of Capital to Guarantee Conversion Rights
Polski Koncern Naftowy ORLEN SA 05-Mar-20 Poland 1SH-Dirs' RelatedRemoval of Existing Board Directors
Recall Supervisory Board Member
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea 1Directors RelatedElect Director Elect Kim Jun-gyu as Outside Director
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Lim Chang-gyu as a Member of Audit Committee
NEXON Co., Ltd. 25-Mar-20 Japan 1Directors RelatedElect Director Elect Director Uemura, Shiro
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Kakao Corp. 25-Mar-20 South Korea 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Incorporation (Board Meeting)
Embotelladora Andina SA 16-Apr-20 Chile 1Directors RelatedElect Directors (Bundled) Elect Directors
Vivendi SA 20-Apr-20 France 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy of Chairman and Members of Supervisory Board
BRF SA 27-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Dan loschpe as Independent Director
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Karin Koogan Breitman as Independent Director and Manoel Arlindo Zaroni Torres as Alternate
WEG SA 28-Apr-20 Brazil 1Directors RelatedAppoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Fiscal Council Members
Shandong Xinchao Energy Corp. Ltd.
30-Apr-20 China 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Wu Haifeng as Supervisor
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Duncan George Osborne as Director
MMC Norilsk Nickel PJSC 13-May-20 Russia 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Directors
Societe BIC SA 20-May-20 France 1CapitalizationAuthorize Share Repurchase Program
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
China Resources Gas Group Limited
22-May-20 Bermuda 1Directors RelatedElect Director Elect Chen Ying as Director
Dassault Systemes SA 26-May-20 France 1Reorg. and MergersCompany Specific Organization Related
Delegate Power to the Board to Carry Mergers by Absorption
Motor Oil (Hellas) Corinth Refineries SA
17-Jun-20 Greece 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote on Remuneration Report
3SBio, Inc. 19-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Semiconductor Manufacturing International Corporation
23-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
BYD Company Limited 23-Jun-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee by the Group
IRB Brasil Resseguros SA 23-Jun-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Evgeniia Grigoreva as Director
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Ban Nuclear Power Generation Business
Grupa LOTOS SA 30-Jun-20 Poland 1Directors RelatedElect Board Chairman/Vice-Chairman
Elect Chairman of Supervisory Board
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Guarantee Provision Plan
Eregli Demir ve Celik Fabrikalari TAS
14-Jul-20 Turkey 1Non-Salary Comp.Approve Remuneration of Executive Directors and/or Non-Executive Directors
Approve Director Remuneration
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Resolution Validity Period
Sul America SA 29-Jul-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Romeu Cortes Domingues as Independent Director
Shenzhen Sunway Communication Co., Ltd.
21-Aug-20 China 1Reorg. and MergersApprove Joint Venture Agreement
Approve Related Party Transaction in Connection to Capital Injection Agreement
Naspers Ltd. 21-Aug-20 South Africa 1Routine/BusinessElect Member of Audit Committee
Elect Steve Pacak as Member of the Audit Committee
Alibaba Pictures Group Limited 10-Sep-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Dongfeng Motor Group Company Limited
25-Sep-20 China 1Routine/BusinessApprove/Amend Regulations on General Meetings
Amend Rules and Procedures Regarding General Meetings of Shareholders
Grifols SA 08-Oct-20 Spain 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote on Remuneration Report
CPFL Energia SA 27-Nov-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Yuehui Pan as Director
YTL Corporation Berhad 01-Dec-20 Malaysia 1Non-Salary Comp.Approve Stock Option Plan Grants
Approve Grant of ESOS Options to Francis Yeoh Sock Ping
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Banco do Brasil SA 09-Dec-20 Brazil 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Article 63
Telefonica Deutschland Holding AG
20-May-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Peter Loescher to the Supervisory Board
Safran SA 28-May-20 France 1Directors RelatedElect Representative of Employee Shareholders to the Board
Elect Carlos Arvizuas as Representative of Employee Shareholders to the Board
SINOPEC Engineering (Group) Co., Ltd.
08-May-20 China 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares
Shimao Property Holdings Limited 27-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
China State Construction Engineering Corp. Ltd.
25-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Investment Budget Report
Bouygues SA 23-Apr-20 France 1Antitakeover RelatedAdopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
Peugeot SA 25-Jun-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Olivier Bourges, Member of the Management Board Since March 1, 2019
American Express Company 05-May-20 USA 1SH-Other/misc.Gender Pay Gap Report on Gender/Racial Pay Gap
Brilliance China Automotive Holdings Limited
26-Jun-20 Bermuda 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2020 Financial Budget
Century Pacific Food, Inc. 30-Jun-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Johnip G. Cua as Director
Estacio Participacoes SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Claudia Sender Ramirez as Independent Director
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands 1Directors RelatedElect Director Elect Director Ricardo Dutra da Silva
Westshore Terminals Investment Corporation
16-Jun-20 Canada 1Directors RelatedElect Director Elect Director Glen Clark
KB Financial Group, Inc. 20-Nov-20 South Korea 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Elect Yun Sun-jin as Outside Director - Shareholder Proposal
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
NOVATEK JSC 24-Apr-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Andrei Akimov as Director
China Resources Land Limited 02-Jun-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Technogym SpA 23-Apr-20 Italy 1Non-Salary Comp.Approve Restricted Stock Plan Approve Performance Shares Plan
NTT DoCoMo, Inc. 16-Jun-20 Japan 1Directors RelatedElect Director Elect Director and Audit Committee Member Sagae, Hironobu
Bridgewater Bancshares, Inc. 28-Apr-20 USA 1Directors RelatedElect Director Elect Director David B. Juran
Liberty TripAdvisor Holdings, Inc. 19-May-20 USA 1Directors RelatedElect Director Elect Director Chris Mueller
Alphabet Inc. 03-Jun-20 USA 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Advisory Vote to Ratify Named Executive Officers' Compensation
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director James Iovine
Live Nation Entertainment, Inc. 03-Jun-20 USA 1Directors RelatedElect Director Elect Director Michael Rapino
T-Mobile US, Inc. 04-Jun-20 USA 1Directors RelatedElect Director Elect Director Ronald D. Fisher
Liberty Global plc 30-Jun-20 United Kingdom 1Directors RelatedElect Director Elect Director JC Sparkman
Liberty Global plc 30-Jun-20 United Kingdom 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Remuneration Report
Houlihan Lokey, Inc. 24-Sep-20 USA 1Directors RelatedElect Director Elect Director Irwin N. Gold
PCSB Financial Corporation 28-Oct-20 USA 1Directors RelatedElect Director Elect Director Michael T. Weber
Marrone Bio Innovations, Inc. 29-Oct-20 USA 1Directors RelatedElect Director Elect Director Pamela G. Marrone
OptimizeRx Corp. 19-Nov-20 USA 1Directors RelatedElect Director Elect Director James Lang
eGain Corporation 04-Dec-20 USA 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Stock Option Plan
Peloton Interactive, Inc. 09-Dec-20 USA 1Directors RelatedElect Director Elect Director Erik Blachford
Palo Alto Networks, Inc. 09-Dec-20 USA 1Directors RelatedElect Director Elect Director Nikesh Arora
Co-Diagnostics, Inc. 16-Dec-20 USA 1Directors RelatedElect Director Elect Director James B. Nelson
BancFirst Corporation 22-Dec-20 USA 1Non-Salary Comp.Amend Executive Share Option Plan
Amend Stock Option Plan
Aristocrat Leisure Limited 20-Feb-20 Australia 1Non-Salary Comp.Approve Share Plan Grant Approve Grant of Performance Rights to Trevor Croker
Credit Suisse Group AG 30-Apr-20 Switzerland 1Routine/BusinessOther Business Additional Voting Instructions - Board of Directors Proposals (Voting)
Television Broadcasts Limited 27-May-20 Hong Kong 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Financial Statements and Statutory Reports
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Faurecia SA 26-Jun-20 France 1Antitakeover RelatedApprove Modification in Share Ownership Disclosure Threshold
Amend Article 31 of Bylaws Re: Shareholding Disclosure Thresholds
OFILM Group Co., Ltd. 06-Jan-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Bank Credit and Guarantee Matters
LONGi Green Energy Technology Co., Ltd.
08-Jan-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve 2020 Provision of Guarantee
AECC Aviation Power Co. Ltd. 22-Jan-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve 2020 Continuing Connected Transactions
McDonald's Holdings Co. (Japan) Ltd.
27-Mar-20 Japan 1Directors RelatedElect Director Elect Director Sarah L. Casanova
Arca Continental SAB de CV 02-Apr-20 Mexico 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Remuneration of Board Committee Members; Elect Chairman of Audit and Corporate Practices Committee
Globe Telecom, Inc. 21-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Samba Natarajan as Director
Megacable Holdings SAB de CV 23-Apr-20 Mexico 1Directors RelatedIndicate X as Independent Board Member
Classification of Principal and Alternate Board Members' Independence
Hermes International SCA 24-Apr-20 France 1Directors RelatedElect Supervisory Board Member Reelect Renaud Mommeja as Supervisory Board Member
ENGIE Brasil Energia SA 28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Jose Pais Rangel as Independent Director and Raquel da Fonseca Cantarino as Alternate
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Pedro Luiz Barreiros Passos as Director
Natura &Co Holding SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Carla Schmitzberger as Independent Director
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Issuance of Shares for a Private Placement
Approve Restriction Period Arrangement
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Report on the Usage of Previously Raised Funds
Ovctek China, Inc. 07-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Investment in Financial Products
ANTA Sports Products Ltd. 11-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Tongwei Co., Ltd. 12-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Muyuan Foods Co., Ltd. 18-May-20 China 1Reorg. and MergersApprove/Amend Loan Guarantee to Subsidiary
Approve Provision of Guarantee
China Resources Gas Group Limited
22-May-20 Bermuda 1Directors RelatedElect Director Elect Yu Hon To, David as Director
Dassault Systemes SA 26-May-20 France 1Non-Salary Comp.Approve Executive Share Option Plan
Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plans
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand 1Directors RelatedElect Director Elect Sophavadee Uttamobol as Director
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand 1Directors RelatedElect Director Elect Bernard Charnwut Chan as Director
Kingsoft Corporation Limited 27-May-20 Cayman Islands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Ipsen SA 29-May-20 France 1Non-Salary Comp.Approve or Amend Severance Agreements/Change-in-Control Agreements
Approve Termination Package of Marc de Garidel, Chairman of the Board
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Reelect Gregoire de Spoelberch as Director
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium 1Directors RelatedElect Director Elect Roberto Thompson Motta as Director
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong 1Directors RelatedElect Director Elect David Li Kwok-po as Director
STMicroelectronics NV 17-Jun-20 Netherlands 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Benedikt-Richard Freiherr von Herman to the Supervisory Board
Henkel AG & Co. KGaA 17-Jun-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Konstantin von Unger to the Shareholders' Committee
Asia Cement Corp. 23-Jun-20 Taiwan 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ruey Long Chen, a Representative of Ta Chu Chemical Fiber Co.,Ltd. with Shareholder No. 225135, as Non-Independent Director
ALROSA PJSC 24-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Anton Siluanov as Director
Tohoku Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Ban Financial Support for Other Nuclear Power Generation Companies
Yuan Longping High-Tech Agriculture Co., Ltd.
06-Jul-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Approve Amendments to Articles of Association
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
IRB Brasil Resseguros SA 31-Jul-20 Brazil 1Directors RelatedIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Dongfeng Motor Group Company Limited
25-Sep-20 China 1Directors RelatedAmend Articles of Association Regarding Party Committee
Amend Rules and Procedures Regarding Meetings of Board of Directors
Volkswagen AG 30-Sep-20 Germany 1Directors RelatedApprove Discharge of Supervisory Board
Approve Discharge of Supervisory Board Member W. Porsche for Fiscal 2019
Shanxi Lu'An Environmental Energy Development Co., Ltd.
25-Nov-20 China 1Reorg. and MergersApprove Loan Agreement Approve Provision of Financial Support
Livzon Pharmaceutical Group Inc. 11-Dec-20 China 1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Granting Mandate to the Board of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company
Cronos Group Inc. 25-Jun-20 Canada 1Directors RelatedElect Director Elect Director Michael Gorenstein
Shanghai Baosight Software Co., Ltd.
29-Apr-20 China 1Non-Salary Comp.Approve Restricted Stock Plan Approve Draft and Summary of Performance Share Incentive Plan
Best World International Ltd. 22-Jun-20 Singapore 1Routine/BusinessApprove Auditors and Authorize Board to Fix Their Remuneration Auditors
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
Guangdong Haid Group Co., Ltd. 11-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Use of Idle Raised Funds and Own Funds for Cash Management
Clear Media Limited 27-May-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Duratex SA 30-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Alfredo Egydio Setubal as Director and Paula Lucas Setubal as Alternate
Linamar Corporation 27-May-20 Canada 1Directors RelatedElect Director Elect Director Frank Hasenfratz
Power Grid Corporation of India Limited
22-Sep-20 India 1Directors RelatedElect Director Reelect Seema Gupta as Director
Brookfield Asset Management Inc. 12-Jun-20 Canada 1SH-CompensationClawback of Incentive Payments SP 2: Amend Clawback Policy to Seek Recoupment of Incentive or Equity-Based Compensation
BRP Inc. 28-May-20 Canada 1Directors RelatedElect Director Elect Director Pierre Beaudoin
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Costco Wholesale Corporation 22-Jan-20 USA 1SH-Dirs' RelatedBoard Diversity Disclose Board Diversity and Qualifications Matrix
Spotify Technology SA 22-Apr-20 Luxembourg 1Directors RelatedElect Director Elect Daniel Ek as A Director
Sociedad Quimica y Minera de Chile SA
23-Apr-20 Chile 1Routine/BusinessOther Business Other Business
NorthWestern Corporation 23-Apr-20 USA 1Routine/BusinessOther Business Other Business
Grupo Televisa SAB 28-Apr-20 Mexico 1CapitalizationAuthorize Share Repurchase Program
Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares
BlackLine, Inc. 06-May-20 USA 1Directors RelatedElect Director Elect Director Thomas Unterman
IDEX Corporation 07-May-20 USA 1SH-Dirs' RelatedCompany-Specific Board-Related Report on Employee Representation on the Board of Directors
Lawson Products, Inc. 12-May-20 USA 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Amend Articles of Incorporation to Modify Stockholder Proposal Procedures
SunPower Corporation 14-May-20 USA 1Directors RelatedElect Director Elect Director Thomas Werner
Entravision Communications Corporation
28-May-20 USA 1Directors RelatedElect Director Elect Director Gilbert R. Vasquez
Apollo Commercial Real Estate Finance, Inc.
02-Jun-20 USA 1Directors RelatedElect Director Elect Director Robert A. Kasdin
Palo Alto Networks, Inc. 09-Dec-20 USA 1Directors RelatedElect Director Elect Director Lorraine Twohill
The Trade Desk, Inc. 22-Dec-20 USA 1CapitalizationCompany Specific - Equity Related
Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Routine/BusinessApprove Special Auditors' Report Regarding Related-Party Transactions
Approve Auditors' Special Report on Related-Party Transactions
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France 1Directors RelatedElect Director Reelect Diego Della Valle as Director
Nexity SA 19-May-20 France 1Directors RelatedElect Representative of Employee Shareholders to the Board
Elect Jean-Paul Belot as Representative of Employee Shareholders to the Board
China Everbright Limited 21-May-20 Hong Kong 1Directors RelatedElect Director Elect Chung Shui Ming, Timpson as Director
Shenzhen Expressway Company Limited
23-Jun-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve 2020 Budget Report
Yara International ASA 07-May-20 Norway 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Tele2 AB 11-May-20 Sweden 1SH-Corp GovernanceCompany-Specific--Governance-Related
Investigate if Current Board Members and Leadership Team Fulfil Relevant Legislative and Regulatory Requirements, as well as the Demands of the Public Opinions' Ethical Values
The Swatch Group AG 14-May-20 Switzerland 1Directors RelatedApprove Remuneration of Directors and/or Committee Members
Approve Variable Remuneration of Executive Directors in the Amount of CHF 6.6 Million
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong 1Directors RelatedElect Director Elect Vincent Ting Kau Cheung as Director
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5b)
Danske Bank A/S 09-Jun-20 Denmark 1SH-Routine/BusinessCompany-Specific -- Miscellaneous
Information Regarding Assessments and Calculations
Danske Bank A/S 09-Jun-20 Denmark 1SH-Dirs' RelatedDeliberations on Possible Legal Action Against Directors/(Internal) Auditors
Forum for Shareholder Proceedings Against Auditors
KION GROUP AG 16-Jul-20 Germany 1Directors RelatedElect Supervisory Board Member Elect Xu Ping to the Supervisory Board
IsraCard Ltd. 29-Nov-20 Israel 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Shai Feldman as Director
OFILM Group Co., Ltd. 06-Jan-20 China 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendments to Articles of Association
PT Perusahaan Gas Negara Tbk 21-Jan-20 Indonesia 1SH-Dirs' RelatedElect a Shareholder-Nominee to the Board (Proxy Access Nominee)
Approve Changes in Board of Commissioners
Airports of Thailand Public Co. Ltd.
24-Jan-20 Thailand 1Routine/BusinessOther Business Other Business
Industrial Bank of Korea 25-Mar-20 South Korea 1Directors RelatedAuthorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Authorize Board to Fix Remuneration of Internal Auditor(s)
Renesas Electronics Corp. 27-Mar-20 Japan 1Non-Salary Comp.Approve Restricted Stock Plan Approve Deep Discount Stock Option Plan
CJ ENM Co., Ltd. 27-Mar-20 South Korea 1Routine/BusinessElect Member of Audit Committee
Elect Choi Joong-kyung as a Member of Audit Committee
CCR SA 09-Apr-20 Brazil 1Routine/BusinessAccept Financial Statements and Statutory Reports
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
Globe Telecom, Inc. 21-Apr-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Romeo L. Bernardo as Director
Ayala Corporation 24-Apr-20 Philippines 1Routine/BusinessOther Business Approve Other Matters
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Ambev SA 24-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Roberto Moses Thompson Motta as Director
Recordati SpA 29-Apr-20 Italy 1Directors RelatedAllow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies
Hundsun Technologies, Inc. 15-May-20 China 1Reorg. and MergersInvestment in Financial Products Approve Overall Plan for Financial Products Investment
Shijiazhuang Yiling Pharmaceutical Co., Ltd.
20-May-20 China 1Routine/BusinessAmend Articles/Bylaws/Charter -- Non-Routine
Approve Amendments to Articles of Association
Genscript Biotech Corp. 01-Jun-20 Cayman Islands 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tatneft PJSC 17-Jun-20 Russia 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Radik Gaizatullin as Director
Beijing Enterprises Holdings Limited
18-Jun-20 Hong Kong 1Directors RelatedElect Director Elect Wu Jiesi as Director
Luye Pharma Group Ltd. 23-Jun-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Kyushu Electric Power Co., Inc. 25-Jun-20 Japan 1SH-Health/Environ.Phase Out Nuclear Facilities Amend Articles to Suspend Operation of Nuclear Power Plants in Genkai Town and Sendai City
PGE Polska Grupa Energetyczna SA
26-Jun-20 Poland 1Directors RelatedAmend Articles Board-Related Amend Statute Re: Supervisory Board
CEZ as 29-Jun-20 Czech Republic 1Non-Salary Comp.Approve Remuneration Policy Approve Remuneration Policy
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China 1CapitalizationApprove Use of Proceeds from Fund Raising Activities
Approve Report on the Usage of Previously Raised Funds
AVEVA Group Plc 21-Jul-20 United Kingdom 1Non-Salary Comp.Amend Restricted Stock Plan Amend Long Term Incentive Plan
RUMO SA 22-Jul-20 Brazil 1SH-Dirs' RelatedAppoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Elect Marcos Tadeu de Siqueira as Fiscal Council Member and Geraldo Affonso Ferreira Filho as Alternate Appointed by Minority Shareholder
Alibaba Health Information Technology Limited
30-Jul-20 Bermuda 1CapitalizationAuthorize Reissuance of Repurchased Shares
Authorize Reissuance of Repurchased Shares
Tianjin Zhonghuan Semiconductor Co., Ltd.
30-Dec-20 China 1Reorg. and MergersApprove Transaction with a Related Party
Approve Related Party Transaction in Connection to Signing of Financial Services Framework Agreement
AerCap Holdings NV 22-Apr-20 Netherlands 1CapitalizationEliminate Preemptive Rights Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c
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# of Items Voted AGST/ABST/WITHHProposal Text
Proposal Type Category
Proposal Code DescriptionMarket Company Name
MeetingDate
Analysis of Votes: AGAINST/ABSTAIN/WITHHOLD (Continued)
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
28-Apr-20 Brazil 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Percentage of Votes to Be Assigned - Elect Mario Engler Pinto Junior as Board Chairman
Best World International Ltd. 22-Jun-20 Singapore 1CapitalizationApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Bank of Beijing Co., Ltd. 18-May-20 China 1Routine/BusinessApprove Provisionary Budget and Strategy for Fiscal Year 20XX
Approve Financial Budget Report
China State Construction Engineering Corp. Ltd.
25-May-20 China 1CapitalizationAuthorize Issuance of Bonds/Debentures
Approve Issuance of Domestic Bonds
Mitsubishi Motors Corp. 18-Jun-20 Japan 1Directors RelatedElect Director Elect Director Miyanaga, Shunichi
Bouygues SA 23-Apr-20 France 1Non-Salary Comp.Advisory Vote to Ratify Named Executive Officers'Compensation
Approve Compensation of Martin Bouygues
bioMerieux SA 30-Jun-20 France 1Non-Salary Comp.Approve Executive Share Option Plan
Authorize up to 10 Percent of Issued Capital for Use in Stock Option Plans
Mahle Metal Leve SA 29-May-20 Brazil 1Directors RelatedAdopt Cumulative Voting for the Election of the Members of the Board of Directors at this Meeting
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
Concepcion Industrial Corporation 15-Jul-20 Philippines 1Directors RelatedElect Director (Cumulative Voting or More Nominees Than Board Seats)
Elect Ma. Victoria Herminia C. Young as Director
Abu Dhabi Commercial Bank 18-Mar-20 United Arab Emirates
1Non-Salary Comp.Approve Qualified Employee Stock Purchase Plan
Approve Qualified Employee Stock Purchase Plan
Birchcliff Energy Ltd. 14-May-20 Canada 1Non-Salary Comp.Amend Executive Share Option Plan
Re-approve Stock Option Plan
Leon's Furniture Limited 14-May-20 Canada 1Directors RelatedElect Director Elect Director Mark Joseph Leon
Linamar Corporation 27-May-20 Canada 1Directors RelatedElect Director Elect Director Mark Stoddart
Winpak Ltd. 26-Jun-20 Canada 1Directors RelatedElect Director Elect Director Kenneth P. Kuchma
There are no votes against policy.
Analysis of Votes Against Policy
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management
Page 267 of 469Page 264 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
The Toronto-Dominion Bank 02-Apr-20 Canada Climate Change Action SH-Health/Environ. SP C: Request to Adopt Targets for Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities
1
Husqvarna AB 26-Jun-20 Sweden Elect Director Directors Related Reelect Katarina Martinson as Director 1
NTT DoCoMo, Inc. 16-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Nakata, Katsumi
1
Tech Data Corporation 12-Feb-20 USA Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
Abbott Laboratories 24-Apr-20 USA Reduce Supermajority Vote Requirement
SH-Corp Governance Adopt Simple Majority Vote 1
TEGNA, Inc. 30-Apr-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Sempra Energy 05-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
W&T Offshore, Inc. 06-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Verizon Communications Inc. 07-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Saga Communications, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Edward K. Christian 1
Saga Communications, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Gary G. Stevens 1
Saga Communications, Inc. 11-May-20 USA Require a Majority Vote for the Election of Directors
SH-Dirs' Related Require a Majority Vote for the Election of Directors
1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director Michael S. Miller 1
Vornado Realty Trust 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Charles A. Koppelman 1
Ribbon Communications Inc. 02-Jun-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
United Therapeutics Corporation
26-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Tootsie Roll Industries, Inc. 31-Aug-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Worthington Industries, Inc. 23-Sep-20 USA Elect Director Directors Related Elect Director Carl A. Nelson, Jr. 1
Radiant Logistics, Inc. 11-Nov-20 USA Elect Director Directors Related Elect Director Richard P. Palmieri 1
OptimizeRx Corp. 19-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Alfonso de Angoitia Noriega 1
Evolution Petroleum Corporation
09-Dec-20 USA Elect Director Directors Related Elect Director Edward J. DiPaolo 1
Page 268 of 469Page 265 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Village Super Market, Inc. 11-Dec-20 USA Elect Director Directors Related Elect Director John P. Sumas 1
Nexity SA 19-May-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
1
Nexity SA 19-May-20 France Approve Issuance of Shares for a Private Placement
Capitalization Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital
1
United Internet AG 20-May-20 Germany Authorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Capitalization Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights
1
China Hongqiao Group Limited
22-May-20 Cayman Islands Elect Director Directors Related Elect Chen Yisong as Director 1
China Coal Energy Company Limited
16-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve 2021 Financial Services Framework Agreement, Annual Caps and Related Transactions
1
Telefonaktiebolaget LM Ericsson
31-Mar-20 Sweden Elect Director Directors Related Reelect Jan Carlson as Director 1
Tenaris SA 02-Jun-20 Luxembourg Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Tenaris SA 02-Jun-20 Luxembourg Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Renewal of the Share Capital Authorization of the Company
1
Wilmar International Limited 12-Jun-20 Singapore Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options and Issuance of Shares Under the Wilmar Executives Share Option Scheme 2019
1
Nagoya Railroad Co., Ltd. 25-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Sassa, Kazuo 1
Jointown Pharmaceutical Group Co., Ltd.
07-Jan-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Funds for Entrusted Asset Management
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Transaction with a Related Party
Reorg. and Mergers Amend the Relevant Provisions of the Financial Services Agreement and Related Party Transactions
1
Polski Koncern Naftowy ORLEN SA
05-Mar-20 Poland Elect a Shareholder-Nominee to the Supervisory Board
SH-Dirs' Related Elect Supervisory Board Member 1
Hyundai Motor Co., Ltd. 19-Mar-20 South Korea Elect Director Directors Related Elect Kim Sang-hyeon as Inside Director 1
Hermes International SCA 24-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Emile Hermes SARL, General Manager
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transactions in Connection to Private Placement
1
Page 269 of 469Page 266 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
CITIC Guoan Information Industry Co., Ltd.
15-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Financing Guarantee Provision for CITIC Guoan Guangshi Network Co., Ltd. from Foreign Trade Leasing Company
1
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee of Wholly-owned Subsidiaries to its Subsidiaries
1
China South Publishing & Media Group Co., Ltd.
20-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve 2019 Daily Related Party Transaction and 2020 Daily Related Party Transactions
1
Yihai International Holding Ltd.
22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Artemio V. Panganiban as Director 1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Manuel L. Argel, Jr. as Director 1
Cheng Shin Rubber Ind. Co., Ltd.
16-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Directors
1
STMicroelectronics NV 17-Jun-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Deutsche Telekom AG 19-Jun-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board for Fiscal 2019
1
Aluminum Corporation of China Limited
23-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Resolution in Relation to Matters on Guarantees of Ningxia Energy and Its Subsidiaries
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Chin-Der Ou, a Representative of Bai Yang Investment Holdings Corporation with Shareholder No. 85666, as Non-Independent Director
1
Heilongjiang Agriculture Co., Ltd.
29-Jun-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
Tenaga Nasional Berhad 30-Jun-20 Malaysia Approve Share Plan Grant Non-Salary Comp. Approve Grant and Issuance of Shares to Amir Hamzah bin Azizan Under the Long Term Incentive Plan
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Dividend Distribution Policy
Routine/Business Approve Shareholder Return Plan 1
Naspers Ltd. 21-Aug-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation of the Remuneration Policy
1
Accelink Technologies Co., Ltd.
10-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Page 270 of 469Page 267 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
WUS Printed Circuit (Kunshan) Co., Ltd.
18-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member F. Witter for Fiscal 2019
1
ZTE Corporation 06-Nov-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Management Stock Ownership Scheme (Draft) of ZTE Corporation and Its Summary
2
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Keong Wei
1
Informa Plc 23-Dec-20 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Encana Corporation 14-Jan-20 Canada Other Business Routine/Business Other Business 1
Sekisui House, Ltd. 23-Apr-20 Japan Elect Director Directors Related Elect Director Abe, Toshinori 1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Victor Delloye as Director 1
Towngas China Company Limited
21-May-20 Cayman Islands Elect Director Directors Related Elect Moses Cheng Mo-chi as Director 1
Shenzhen Investment Limited 26-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Sinotrans Limited 01-Jun-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve Appraisal Measures for Implementation of the Share Option Incentive Scheme of Sinotrans Limited
1
Poly Developments & Holdings Group Co., Ltd.
07-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transactions 1
Tesla, Inc. 22-Sep-20 USA Reduce Supermajority Vote Requirement
SH-Corp Governance Adopt Simple Majority Vote 1
Sands China Ltd. 19-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Clear Media Limited 27-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Philippine Seven Corporation 16-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wen-Chi Wu as Director 1
Li Ning Company Limited 12-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Eduardo Alcaro 1
Cardinal Health, Inc. 04-Nov-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Coal India Ltd. 23-Sep-20 India Elect Director Directors Related Elect V.K. Tiwari as Director and Approve Appointment of V.K. Tiwari as Official Part Time Director
1
UltraTech Cement Ltd. 12-Aug-20 India Elect Director Directors Related Reelect Rajashree Birla as Director 1
Page 271 of 469Page 268 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Parker Drilling Company 09-Jan-20 USA Approve Reverse Stock Split Capitalization Approve Reverse Stock Split 1
Alico, Inc. 27-Feb-20 USA Elect Director Directors Related Elect Director R. Greg Eisner 1
Bank of America Corporation 22-Apr-20 USA Company-Specific--Governance-Related
SH-Corp Governance Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices
1
Capital One Financial Corporation
30-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
NVR, Inc. 05-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Baxter International Inc. 05-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director William H. McDevitt, Jr. 1
NACCO Industries, Inc. 13-May-20 USA Elect Director Directors Related Elect Director Alfred M. Rankin, Jr. 1
Altria Group, Inc. 14-May-20 USA Prepare Tobacco-Related Report SH-Health/Environ. Report on Underage Tobacco Prevention Policies
1
The Interpublic Group of Companies, Inc.
21-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Hemisphere Media Group, Inc.
21-May-20 USA Elect Director Directors Related Elect Director Peter M. Kern 1
Harley-Davidson, Inc. 21-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Liberty Media Corporation 21-May-20 USA Elect Director Directors Related Elect Director David E. Rapley 1
PC Connection, Inc. 27-May-20 USA Elect Director Directors Related Elect Director David Hall 1
Citrix Systems, Inc. 03-Jun-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
FirstCash, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Mikel D. Faulkner 1
TripAdvisor, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director Betsy L. Morgan 1
MobileIron, Inc. 23-Jun-20 USA Elect Director Directors Related Elect Director Kenneth Klein 1
Cal-Maine Foods, Inc. 02-Oct-20 USA Elect Director Directors Related Elect Director Sherman L. Miller 1
Spero Therapeutics, Inc. 27-Oct-20 USA Elect Director Directors Related Elect Director Ankit Mahadevia 1
Oracle Corporation 04-Nov-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Bluegreen Vacations Holding Corporation
18-Nov-20 USA Elect Director Directors Related Elect Director William Nicholson 1
The Trade Desk, Inc. 22-Dec-20 USA Provide Right to Act by Written Consent
Antitakeover Related Provide Right to Act by Written Consent 1
Page 272 of 469Page 269 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Country Garden Holdings Co. Ltd.
21-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Adecco Group AG 16-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Woodside Petroleum Ltd. 30-Apr-20 Australia Report on Climate Change SH-Health/Environ. Approve Paris Goals and Targets 1
Mowi ASA 03-Jun-20 Norway Elect Director Directors Related Elect Bjarne Tellmann as New Director 1
Ubisoft Entertainment SA 02-Jul-20 France Elect Director Directors Related Reelect Gerard Guillemot as Director 1
BHP Group Plc 15-Oct-20 United Kingdom Elect Director Directors Related Re-elect Ken MacKenzie as Director 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Transaction Parties 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Pricing Method and Price 1
Lotte Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Shin Dong-bin as Inside Director 1
Zurich Insurance Group AG 01-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Ratify Appointment of Tony Blanco as Director 1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Authorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Capitalization Authorize Issuance of Warrants/Convertible Bonds/ Other Financial Instruments without Preemptive Rights
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Resolution Validity Period 1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Chao-Tung Wong, a Representative of CHINA STEEL CORPORATION with Shareholder No. 43831, as Non-Independent Director
1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Director Mao-Hsiung Huang, a Representative of TECO Electric and Machinery Co Ltd
1
Welcia Holdings Co., Ltd. 21-May-20 Japan Elect Director Directors Related Elect Director Ikeno, Takamitsu 1
Sino Biopharmaceutical Ltd. 26-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Dassault Systemes SA 26-May-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Bernard Charles, Vice-Chairman and CEO
1
Dassault Systemes SA 26-May-20 France Company Specific Organization Related
Reorg. and Mergers Delegate Power to the Board to Acquire Certain Assets of Another Company
1
Page 273 of 469Page 270 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Marife B. Zamora as Director 1
Telekom Malaysia Bhd. 10-Jun-20 Malaysia Approve Share Plan Grant Non-Salary Comp. Approve Grant of LTIP Awards to Nor Hisham Md Nordin
1
Kia Motors Corp. 10-Jun-20 South Korea Elect Director Directors Related Elect Song Ho-seong as Inside Director 1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Simone Bagel-Trah to the Supervisory Board
1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Simone Bagel-Trah to the Shareholders' Committee
1
Deutsche Telekom AG 19-Jun-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board for Fiscal 2019
1
Yanzhou Coal Mining Co., Ltd. 19-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Poon Chiu Kwok as Director 2
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1
SM Investments Corp. 24-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Tomasa H. Lipana as Director 1
Sartorius Stedim Biotech SA 24-Jun-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
Skandinaviska Enskilda Banken AB
29-Jun-20 Sweden Elect Director Directors Related Reelect Helena Saxon as Director 1
Indorama Ventures Public Co. Ltd.
30-Jun-20 Thailand Other Business Routine/Business Other Business 1
Want Want China Holdings Limited
18-Aug-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
WuXi AppTec Co., Ltd. 31-Aug-20 China Approve Share Plan Grant Non-Salary Comp. Approve Grant of Awards to the Connected Selected Participants
2
Kuehne + Nagel International AG
02-Sep-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Nicolas Bos as Director 1
LPP SA 18-Sep-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Chong Keap Tai @ Cheong Keap Tai
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Pei Cheen
1
Page 274 of 469Page 271 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Livzon Pharmaceutical Group Inc.
11-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Medium to Long-Term Business Partner Share Ownership Scheme (Revised Draft) of the Company and Its Summary
1
TCL Technology Group Corp. 28-Dec-20 China Investment in Financial Products Reorg. and Mergers Approve Adjustment of Securities Investment and Financial Management
1
Sanlam Ltd. 10-Jun-20 South Africa Elect Member of Audit Committee
Routine/Business Elect Kobus Moller as Member of the Audit Committee
1
Fastenal Company 25-Apr-20 USA Report on EEO SH-Other/misc. Prepare Employment Diversity Report 1
CBRE Group, Inc. 14-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Shenzhen Investment Limited 26-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Isetan Mitsukoshi Holdings Ltd.
15-Jun-20 Japan Elect Director Directors Related Elect Director Iijima, Masami 1
Peugeot SA 25-Jun-20 France Adopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Antitakeover Related Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
1
Vicinity Centres 12-Nov-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Rights and Restricted Rights to Grant Kelley
1
S.F. Holding Co., Ltd. 15-Apr-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantee Provision Plan 1
Guangdong Haid Group Co., Ltd.
16-Nov-20 China Approve Loan Agreement Reorg. and Mergers Approve External Financial Assistance 1
Bajaj Auto Limited 14-Mar-20 India Approve Increase in Limit on Foreign Shareholdings
Capitalization Approve Limit on Foreign Portfolio Investors' Investment
1
Aavas Financiers Limited 22-Jul-20 India Elect Director Directors Related Reelect Kartikeya Dhruv Kaji as Director 1
AARTI Industries Limited 21-Sep-20 India Elect Director Directors Related Reelect Manoj M. Chheda as Director 1
Gruma SAB de CV 24-Apr-20 Mexico Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Consolidate Bylaws 1
Turkiye Is Bankasi AS 31-Mar-20 Turkey Approve Discharge of Board and President
Directors Related Approve Discharge of Board 1
Chipbond Technology Corp. 15-Jun-20 Taiwan Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendments to Articles of Association 1
Urstadt Biddle Properties Inc. 18-Mar-20 USA Elect Director Directors Related Elect Director Willis H. Stephens, Jr. 1
Hutchison China MediTech Ltd.
27-Apr-20 Cayman Islands Amend Executive Share Option Plan
Non-Salary Comp. Amend 2015 Share Option Scheme 1
Huntsman Corporation 01-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Verizon Communications Inc. 07-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
CVS Health Corporation 14-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Page 275 of 469Page 272 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Nucor Corporation 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Five9, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Robert Zollars 1
United Airlines Holdings, Inc. 20-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
AMAG Pharmaceuticals, Inc. 02-Jun-20 USA Approve Repricing of Options Non-Salary Comp. Approve Certain Executive Employees Stock Option Exchange Program
1
Moelis & Company 04-Jun-20 USA Elect Director Directors Related Elect Director Navid Mahmoodzadegan 1
TripAdvisor, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director Stephen Kaufer 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Executive Committee in the Amount of USD 3,393,795
1
PT Telekomunikasi Indonesia (Persero) Tbk
19-Jun-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Board of Company 2
National General Holdings Corp.
30-Sep-20 USA Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
John B. Sanfilippo & Son, Inc. 28-Oct-20 USA Elect Director Directors Related Elect Director Ellen C. Taaffe 1
Radiant Logistics, Inc. 11-Nov-20 USA Elect Director Directors Related Elect Director Jack Edwards 1
China Hongqiao Group Limited
22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Tiger Brands Ltd. 18-Feb-20 South Africa Elect Director Directors Related Elect Monwabisi Fandeso as Director 1
Ferrovial SA 16-Apr-20 Spain Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote on Remuneration Report 1
Heineken Holding NV 23-Apr-20 Netherlands Elect Director Directors Related Elect Jean-Francois van Boxmeer as Non-Executive Director
1
Mowi ASA 03-Jun-20 Norway Elect Director Directors Related Elect Alf-Helge Aarskog (Vice Chair) as New Director
1
First Pacific Company Limited 16-Jun-20 Bermuda Elect Director Directors Related Elect Axton Salim as Director 1
First Pacific Company Limited 16-Jun-20 Bermuda Elect Director Directors Related Elect Tedy Djuhar as Director 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Transaction Price 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Undertakings of Remedial Measures by the Relevant Parties in Relation to the Dilution of Current Returns
1
Svenska Handelsbanken AB 25-Mar-20 Sweden Elect Director Directors Related Reelect Jon-Fredrik Baksaas as Director 1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation Report of Corporate Officers
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Aboitiz Power Corp. 27-Apr-20 Philippines Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendment of the Company's Articles of Incorporation
1
Shanghai Electric Power Co., Ltd.
29-Apr-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantees 1
Shenzhen International Holdings Limited
15-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Mao-Hsiung Huang, a Representative of TECO Electric and Machinery Co Ltd with Shareholder No. 11, as Non-Independent Director
1
Jardine Cycle & Carriage Limited
22-May-20 Singapore Elect Director Directors Related Elect Michael Kok as Director 1
China Resources Gas Group Limited
22-May-20 Bermuda Elect Director Directors Related Elect Wang Yan as Director 1
ABC-MART, INC. 28-May-20 Japan Elect Director Directors Related Elect Director Noguchi, Minoru 1
Rosneft Oil Co. 02-Jun-20 Russia Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
GT Capital Holdings, Inc. 05-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Alfred Vy Ty as Director 1
CSPC Pharmaceutical Group Limited
15-Jun-20 Hong Kong Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options Under the Share Option Scheme
1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Hung, Shih Chi, a Representative of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director
1
Komercni banka, a.s. 29-Jun-20 Czech Republic Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Tatung Co. 30-Jun-20 Taiwan Amend Articles/Bylaws/Charter -- Organization-Related
Reorg. and Mergers Approve to Formulate Tatung's Code of Conduct Regarding National Security and Government Information Security for the Major Shareholders and Directors
1
Lenovo Group Limited 09-Jul-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Management System of Employee Share Purchase Plan
1
RUMO SA 22-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Cristina Anne Betts as Fiscal Council Member and Guido Barbosa de Oliveira as Alternate
1
Shanghai Jahwa United Co., Ltd.
28-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Aena S.M.E. SA 29-Oct-20 Spain Company-Specific -- Miscellaneous
SH-Routine/Business Approve Instructions to the Board to Present the Climate Action Plan at the 2021 AGM and Updated Climate Action Reports at the AGM that May be Held as from 2022 (Inclusive) and to Submit them to a Consultative Vote as a Separate Agenda Item
1
Shoprite Holdings Ltd. 16-Nov-20 South Africa Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Fees of the Lead Independent Director 1
Joincare Pharmaceutical Group Industry Co., Ltd.
02-Dec-20 China Company-Specific Compensation-Related
Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Liang Mong Song Under the 2014 Equity Incentive Plan
1
Visionox Technology, Inc. 16-Dec-20 China Company-Specific -- Miscellaneous
SH-Routine/Business Approve Provision of Guarantee for Financial Leasing Business
1
Inner Mongolia Yitai Coal Co., Ltd.
16-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Continuing Connected Transaction of Deposit Services Provided by Yitai Finance to the Company and/or Its Subsidiaries Under the Financial Services Framework Agreement
1
AerCap Holdings NV 22-Apr-20 Netherlands Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Grant Board Authority to Issue Additional Shares
1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Xavier Le Clef as Director 1
Pargesa Holding SA 06-May-20 Switzerland Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Creation of CHF 253 Million Pool of Capital without Preemptive Rights
1
Logan Property Holdings Co., Ltd.
22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Sumitomo Heavy Industries, Ltd.
26-Jun-20 Japan Elect Director Directors Related Elect Director Betsukawa, Shunsuke 1
GS Engineering & Construction Corp.
27-Mar-20 South Korea Elect Director Directors Related Elect Huh Chang-soo as Inside Director 1
China CITIC Bank Corporation Limited
20-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
Toyota Industries Corp. 09-Jun-20 Japan Elect Director Directors Related Elect Director Sasaki, Takuo 1
Ovintiv, Inc. 29-Apr-20 USA Report on Climate Change SH-Health/Environ. Report on Climate Change 1
Peugeot SA 25-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Carlos Tavares, Chairman of the Management Board
1
Ferguson Plc 03-Dec-20 Jersey Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Page 278 of 469Page 275 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Oppein Home Group, Inc. 29-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantee 1
Shandong Gold Mining Co., Ltd.
24-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Framework Agreement with Shandong Gold Group Finance Co., Limited
1
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
15-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds for Cash Management
1
Fu Shou Yuan International Group Limited
09-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands Accept Financial Statements and Statutory Reports
Routine/Business Accept Financial Statements and Statutory Reports
1
Pure Cycle Corporation 15-Jan-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Ball Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Cathy D. Ross 1
Vale SA 30-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director James C. Hale 1
Quad/Graphics, Inc. 18-May-20 USA Elect Director Directors Related Elect Director John C. Fowler 1
Osmotica Pharmaceuticals plc 20-May-20 Ireland Elect Director Directors Related Elect Director David Burgstahler 1
Southwest Airlines Co. 21-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Hemisphere Media Group, Inc.
21-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Chevron Corporation 27-May-20 USA Product Toxicity and Safety SH-Health/Environ. Report on Petrochemical Risk 1
FS Bancorp, Inc. 28-May-20 USA Elect Director Directors Related Elect Director Margaret R. Piesik 1
Alphabet Inc. 03-Jun-20 USA Require a Majority Vote for the Election of Directors
SH-Dirs' Related Require a Majority Vote for the Election of Directors
1
CVR Energy, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Hunter C. Gary 1
Genie Energy Ltd. 04-Jun-20 USA Elect Director Directors Related Elect Director Howard S. Jonas 1
Roku, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Alan Henricks 1
Frequency Therapeutics, Inc. 11-Jun-20 USA Elect Director Directors Related Elect Director Marc A. Cohen 1
HF Foods Group Inc. 15-Jun-20 USA Elect Director Directors Related Elect Director Xiao Mou Zhang (Peter Zhang) 1
Mylan N.V. 30-Jun-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Harry Goldgut 1
eGain Corporation 04-Dec-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
SK hynix, Inc. 20-Mar-20 South Korea Elect Director Directors Related Elect Lee Seok-hee as Inside Director 1
Derwent London Plc 15-May-20 United Kingdom Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Authorise Issue of Equity 1
Carrefour SA 29-May-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Alexandre Bompard, Chairman and CEO
1
Telekom Austria AG 24-Sep-20 Austria Elect Supervisory Board Member Directors Related Elect Alejandro Jimenez as Supervisory Board Member
1
China Merchants Energy Shipping Co., Ltd.
27-Feb-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Service Agreement 1
Wal-Mart de Mexico SAB de CV
24-Mar-20 Mexico Amend Omnibus Stock Plan Non-Salary Comp. Approve Report and Resolutions Re: Employee Stock Purchase Plan
1
Lotte Chemical Corp. 25-Mar-20 South Korea Elect Directors (Bundled) Directors Related Elect One Inside Director, Five Outside Directors and One NI-NED (Bundled)
1
Givaudan SA 25-Mar-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Davide Campari-Milano SpA 27-Mar-20 Italy Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Second Section of the Remuneration Report
1
HLB Co., Ltd. 30-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
Ping An Healthcare & Technology Company Limited
21-Apr-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Energy Absolute Public Co. Ltd.
23-Apr-20 Thailand Elect Director Directors Related Elect Phatcharavat Wongsuwan as Director 1
Cencosud SA 30-Apr-20 Chile Other Business Routine/Business Other Business 1
Universal Robina Corporation 14-May-20 Philippines Other Business Routine/Business Approve Other Matters 1
Zhejiang Expressway Co., Ltd. 15-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions
1
CITIC Guoan Information Industry Co., Ltd.
15-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Financing Guarantee Provision for CITIC Guoan Guangshi Network Co., Ltd. from Bank of Communications Financial Leasing Co., Ltd.
1
Haitian International Holdings Limited
19-May-20 Cayman Islands Elect Director and Approve Director's Remuneration
Directors Related Elect Liu Jianbo as Director and Authorize Board to Fix His Remuneration
1
Haitian International Holdings Limited
19-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
21-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Business Cooperation 1
Page 280 of 469Page 277 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jose Ma. K. Lim as Director 1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect Alexandre Van Damme as Director 1
PetroChina Company Limited 11-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares
2
NTT DATA Corp. 17-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Yamaguchi, Tetsuro
1
Shanghai Pharmaceuticals Holding Co., Ltd.
23-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantees for 2020 2
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Shimizu, Mareshige 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Private Placement of Shares 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Conditional Share Subscription Agreement
1
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Approve Discharge of Board and President
Directors Related Approve Discharge of Board 1
Naspers Ltd. 21-Aug-20 South Africa Authorize Directed Share Repurchase Program
Capitalization Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares
1
Holitech Technology Co. Ltd. 11-Sep-20 China Approve Loan Agreement Reorg. and Mergers Approve to Develop Bill Pool Business and Bill Pledge Guarantee
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member A. Schot for Fiscal 2019
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member U. Hueck (until Feb. 8, 2019) for Fiscal 2019
1
ZTE Corporation 06-Nov-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the 2020 Share Option Incentive Scheme
2
REA Group Limited 17-Nov-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Issuance of 7,093 Performance Rights to Owen Wilson under the REA Group Long-Term Incentive Plan
1
Momentum Metropolitan Holdings Ltd
26-Nov-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation Report 1
Ovctek China, Inc. 27-Nov-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve 2020 Methods to Assess the Performance of Plan Participants
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Keong Yeen
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
FirstRand Ltd. 02-Dec-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
Banco BTG Pactual SA 28-Apr-20 Brazil Elect Director Directors Related Elect Roberto Balls Sallouti as Director 1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Paul Desmarais Jr as Director 1
Samsung Card Co., Ltd. 19-Mar-20 South Korea Elect Director Directors Related Elect Choi Gyu-yeon as Outside Director 1
Centene Corporation 28-Apr-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions Disclosure 1
Sinotrans Limited 01-Jun-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme
1
GF Securities Co., Ltd. 09-Jun-20 China Elect a Shareholder-Nominee to the Board (Proxy Access Nominee)
SH-Dirs' Related Elect Fan Lifu as Director 1
Central Japan Railway Co. 23-Jun-20 Japan Elect Director Directors Related Elect Director Suyama, Yoshiki 1
Contemporary Amperex Technology Co., Ltd.
29-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Shares Incentive Plan
1
Cafe de Coral Holdings Limited
03-Sep-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
CRRC Corporation Limited 18-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Debt Financing Instruments
1
Oil & Natural Gas Corporation Limited
09-Oct-20 India Elect Director Directors Related Elect Rajesh Madanlal Aggarwal as Director 1
China Resources Land Limited 02-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Tencent Holdings Limited 13-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Shanghai Industrial Holdings Limited
19-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Grupo Televisa SAB 28-Apr-20 Mexico Elect Member of Audit Committee
Routine/Business Elect or Ratify Chairman of Audit Committee 1
Truist Financial Corporation 28-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Embraer SA 29-Apr-20 Brazil Approve Director/Officer Liability and Indemnification
Directors Related Amend Articles Re: Indemnity Provision 1
DTE Energy Company 07-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
GlycoMimetics, Inc. 22-May-20 USA Elect Director Directors Related Elect Director Timothy Pearson 1
Exxon Mobil Corporation 27-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Jeffrey T. Hinson 1
Page 282 of 469Page 279 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
General Motors Company 16-Jun-20 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director German Larrea Mota-Velasco 1
CorVel Corporation 31-Jul-20 USA Elect Director Directors Related Elect Director Jean H. Macino 1
BJ's Restaurants, Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Keith E. Pascal 1
Zai Lab Limited 04-Sep-20 Cayman Islands Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Memorandum of Association 1
Marchex, Inc. 01-Oct-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
eGain Corporation 04-Dec-20 USA Amend Qualified Employee Stock Purchase Plan
Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan 1
ZOZO, Inc. 28-Jan-20 Japan Elect Director Directors Related Elect Director Kawabe, Kentaro 1
Nexity SA 19-May-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Vice-CEO 1
Orkla ASA 16-Apr-20 Norway Elect Director Directors Related Reelect Stein Hagen as Director 1
Endesa SA 05-May-20 Spain Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles Re: General Meetings 1
Fuchs Petrolub SE 05-May-20 Germany Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Supervisory Board 1
The Swatch Group AG 14-May-20 Switzerland Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Variable Remuneration of Executive Committee in the Amount of CHF 15.1 Million
1
Chow Tai Fook Jewellery Group Ltd.
30-Jul-20 Cayman Islands Elect Director Directors Related Elect Kwong Che-Keung, Gordon as Director 1
Laobaixing Pharmacy Chain JSC
15-Jan-20 China Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendments to Articles of Association 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19
1
OFILM Group Co., Ltd. 13-Mar-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Bank Credit Line and Guarantee Matters
1
360 Security Technology, Inc. 03-Apr-20 China Approve Director/Officer Liability and Indemnification
Directors Related Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members
1
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Ratify Appointment of Francois Geronde as Director
1
Electricite de France SA 07-May-20 France Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million
1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lee-Ching Ko, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Yangtze Power Co., Ltd.
21-May-20 China Investment in Financial Products Reorg. and Mergers Approve Short-term Fixed Income Investment 1
Beijing SL Pharmaceutical Co., Ltd.
28-May-20 China Investment in Financial Products Reorg. and Mergers Approve Investment in Short-Term Risk Investment
1
Yonyou Network Technology Co., Ltd.
08-Jun-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares
1
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Beijing Enterprises Water Group Ltd.
09-Jun-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Inventec Corp. 12-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Chen, Ruey-Long, with SHAREHOLDER NO.Q100765XXX as Independent Director
1
Nien Made Enterprise Co., Ltd.
16-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Directors
1
Delivery Hero SE 18-Jun-20 Germany Authorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Capitalization Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights
1
Unisplendour Co., Ltd. 29-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Signing of Financial Services Agreement and Provision of Guarantee
1
Tatung Co. 30-Jun-20 Taiwan Company Specific Organization Related
Reorg. and Mergers Approve that the Board of Directors shall Submit the Shareholders Roster to the Related Competent Authorities for the Examination if the Shareholder's Capital Resource is Involved in the Mainland China Capital
1
CPFL Energia SA 27-Jul-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
Inner Mongolia Yili Industrial Group Co., Ltd.
25-Sep-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Draft and Summary on Long-term Service Plan
1
Page 284 of 469Page 281 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
ZTE Corporation 06-Nov-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve 2020 Share Option Incentive Scheme Performance Appraisal System of ZTE Corporation
2
PT Kalbe Farma Tbk 23-Dec-20 Indonesia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association 1
Eurazeo SE 30-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Philippe Audouin, Member of Management Board
1
Pargesa Holding SA 06-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Amaury de Seze as Member of the Compensation Committee
1
UniFirst Corporation 14-Jan-20 USA Elect Director Directors Related Elect Director Raymond C. Zemlin 1
Aeria, Inc. 30-Mar-20 Japan Elect Director Directors Related Elect Director Nagashima, Takayuki 1
AmerisourceBergen Corporation
05-Mar-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Banco Macro SA 30-Apr-20 Argentina Elect Director Directors Related Elect Director to Replace Juan Martin Monge Varela for a One-Year Term
1
Mitsubishi Motors Corp. 18-Jun-20 Japan Elect Director Directors Related Elect Director Masuko, Osamu 1
LE Lundbergforetagen AB 04-Jun-20 Sweden Elect Directors (Bundled) Directors Related Reelect Carl Bennet, Lilian Biner, Mats Guldbrand (Chairman), Louise Lindh, Fredrik Lundberg, Katarina Martinson, Sten Peterson and Lars Pettersson as Directors; Elect Bo Selling as New Director
1
Sino Land Company Limited 28-Oct-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Tong Ren Tang Technologies Co. Ltd.
17-Feb-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association Regarding Party Committee
1
National Central Cooling Co. PJSC
15-Mar-20 United Arab Emirates
Elect Directors (Bundled) Directors Related Elect Directors (Bundled) 1
Major Drilling Group International Inc.
10-Sep-20 Canada Elect Director Directors Related Elect Director John Burzynski 1
Oil & Natural Gas Corporation Limited
09-Oct-20 India Elect Director Directors Related Elect Anurag Sharma as Director (Onshore) 1
China Resources Land Limited 02-Jun-20 Cayman Islands Elect Director Directors Related Elect Chen Ying as Director 1
UltraTech Cement Ltd. 12-Aug-20 India Elect Director Directors Related Approve Rajashree Birla to Continue Office as Non-Executive Director
1
First Financial Corporation 15-Apr-20 USA Elect Director Directors Related Elect Director Gregory L. Gibson 1
Pfizer Inc. 23-Apr-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Ares Commercial Real Estate Corporation
23-Apr-20 USA Elect Director Directors Related Elect Director Caroline E. Blakely 1
International Business Machines Corporation
28-Apr-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Vale SA 30-Apr-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
Page 285 of 469Page 282 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Weis Markets, Inc. 30-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
First Northwest Bancorp 05-May-20 USA Elect Director Directors Related Elect Director Jennifer Zaccardo 1
Emerald Holding, Inc. 13-May-20 USA Elect Director Directors Related Elect Director Michael Alicea 1
Strongbridge Biopharma plc 14-May-20 Ireland Adjourn Meeting Antitakeover Related Adjourn Meeting 1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Micheline Chau 1
Medpace Holdings, Inc. 15-May-20 USA Elect Director Directors Related Elect Director Brian T. Carley 1
Osmotica Pharmaceuticals plc 20-May-20 Ireland Elect Director Directors Related Elect Director Brian Markison 1
Exxon Mobil Corporation 27-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Ormat Technologies, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director David Granot 1
Heritage Insurance Holdings, Inc.
22-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Match Group, Inc. 25-Jun-20 USA Eliminate/Restrict Right to Act by Written Consent
Antitakeover Related Restrict Right to Act by Written Consent 1
Pinduoduo, Inc. 22-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Nanpeng Shen 1
Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Jeffrey S. Berg 1
Hexagon AB 29-Apr-20 Sweden Elect Board of Directors and Auditors (Bundled)
Directors Related Reelect Ola Rollen, Gun Nilsson (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Elect Patrick Soderlund as New Director; Ratify Ernst & Young as Auditors
1
Great Wall Motor Company Limited
12-Jun-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Li Wan Jun as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration
1
EssilorLuxottica SA 25-Jun-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
Telecom Italia SpA 23-Apr-20 Italy Approve Restricted Stock Plan Non-Salary Comp. Approve Long Term Incentive Plan 1
Endesa SA 05-May-20 Spain Approve/Amend Regulations on General Meetings
Routine/Business Amend Articles of General Meeting Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation
1
Worldline SA 09-Jun-20 France Elect Director Directors Related Reelect Aldo Cardoso as Director 1
Raiffeisen Bank International AG
20-Oct-20 Austria Elect Supervisory Board Member Directors Related Elect Erwin Hameseder as Supervisory Board Member
1
Origin Energy Limited 20-Oct-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
First Abu Dhabi Bank PJSC 24-Feb-20 United Arab Emirates
Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Bylaws 1
Turk Hava Yollari AO 31-Mar-20 Turkey Ratify Auditors Routine/Business Ratify External Auditors 1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board
1
Vivendi SA 20-Apr-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Herve Philippe, Management Board Member
1
Hermes International SCA 24-Apr-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of General Managers
1
Aboitiz Power Corp. 27-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Carlos C. Ejercito as Director 1
ENGIE Brasil Energia SA 28-Apr-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
Natura &Co Holding SA 30-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
Empresas CMPC SA 30-Apr-20 Chile Other Business Routine/Business Other Business 1
HKT Trust & HKT Limited 08-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Tongwei Co., Ltd. 12-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use Funds for Financial Management 1
CGN Power Co., Ltd. 20-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares
1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Shien-Quey Kao, a Representative of Management Committee of National Development Fund Executive Yuan with Shareholder No. 38578, as Non-Independent Director
1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Director Kwo-Tsai Wang, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS
1
Polski Koncern Naftowy ORLEN SA
05-Jun-20 Poland Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Consolidated Text of Statute 1
PetroChina Company Limited 11-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Elsie Leung Oi-sie as Director 2
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Casino, Guichard-Perrachon SA
17-Jun-20 France Elect Director Directors Related Reelect David de Rothschild as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Ulrich Lehner to the Shareholders' Committee
1
Henkel AG & Co. KGaA 17-Jun-20 Germany Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Capitalization Approve Creation of EUR 43.8 Million Pool of Capital with Preemptive Rights
1
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey Ratify Auditors Routine/Business Ratify External Auditors 1
China Resources Pharmaceutical Group Limited
22-Jun-20 Hong Kong Elect Director Directors Related Elect Yu Zhongliang as Director 1
Luye Pharma Group Ltd. 23-Jun-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
BYD Company Limited 23-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights
1
Tatung Co. 30-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Directors (Including Independent Directors)
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transactions in Connection to Private Placement
1
Remy Cointreau SA 23-Jul-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of CEO 1
Remy Cointreau SA 23-Jul-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Valerie Chapoulaud-Floquet, CEO
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Management Agency 1
Venustech Group Inc. 15-Oct-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
19-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Shares Incentive Plan
1
ZTE Corporation 06-Nov-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve the 2020 Share Option Incentive Scheme (Draft) of ZTE Corporation and Its Summary
1
ZTE Corporation 06-Nov-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve the Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme
1
BAIC Motor Corporation Limited
18-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
POSCO INTERNATIONAL Corp.
30-Mar-20 South Korea Elect Director Directors Related Elect Jeong Tak as Non-Independent Non-Executive Director
1
Toyota Industries Corp. 09-Jun-20 Japan Elect Director Directors Related Elect Director Toyoda, Tetsuro 1
Bouygues SA 23-Apr-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Corporate Officers
1
CK Asset Holdings Limited 14-May-20 Cayman Islands Elect Director Directors Related Elect Chiu Kwok Hung, Justin as Director 1
Century Pacific Food, Inc. 30-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Leonardo Arthur T. Po as Director 1
The Phoenix Mills Limited 25-Sep-20 India Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Payment of Commission to Non-Executive Independent Directors
1
Illinois Tool Works Inc. 08-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Shanghai Industrial Holdings Limited
19-May-20 Hong Kong Elect Director Directors Related Elect Woo Chia-Wei as Director 1
China Telecom Corporation Limited
26-May-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Debentures, Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures
1
NICHIAS Corp. 26-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Iwabuchi, Isao 1
Capital One Financial Corporation
30-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Stifel Financial Corp. 15-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Stoneridge, Inc. 19-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Gannett Co., Inc. 08-Jun-20 USA Elect Director Directors Related Elect Director Theodore P. Janulis 1
TripAdvisor, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1
Caterpillar Inc. 10-Jun-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Raymond Svider 1
Eagle Pharmaceuticals, Inc. 23-Jun-20 USA Elect Director Directors Related Elect Director Robert Glenning 1
CorVel Corporation 31-Jul-20 USA Elect Director Directors Related Elect Director V. Gordon Clemons 1
KEYENCE Corp. 12-Jun-20 Japan Elect Director Directors Related Elect Director Nakata, Yu 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Elect Director Directors Related Reelect Antonio Belloni as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Kerry Properties Limited 20-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
CaixaBank SA 21-May-20 Spain Elect Director Directors Related Elect Francisco Javier Garcia Sanz as Director 1
Lundin Petroleum AB 31-Mar-20 Sweden Company-Specific--Governance-Related
SH-Corp Governance Instruct Board to Urge Group Management to Promptly Disclose Certain Information and to Take Certain Actions
1
Telefonaktiebolaget LM Ericsson
31-Mar-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing of LTV 2020 1
British American Tobacco plc 30-Apr-20 United Kingdom Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Keihan Holdings Co., Ltd. 19-Jun-20 Japan Elect Director Directors Related Elect Director Kato, Yoshifumi 1
Mizuho Financial Group, Inc. 25-Jun-20 Japan Elect Director Directors Related Elect Director Seki, Tetsuo 1
Wendel SE 02-Jul-20 France Approve Transaction with a Related Party
Reorg. and Mergers Approve Transaction with Corporate Officers 1
Wendel SE 02-Jul-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
1
Erste Group Bank AG 10-Nov-20 Austria Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19
1
Dubai Islamic Bank PJSC 15-Mar-20 United Arab Emirates
Elect Directors (Bundled) Directors Related Elect Directors (Bundled) 1
Svenska Handelsbanken AB 25-Mar-20 Sweden Elect Director Directors Related Reelect Fredrik Lundberg as Director 1
McDonald's Holdings Co. (Japan) Ltd.
27-Mar-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Ellen Caya 1
Globe Telecom, Inc. 21-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Fernando Zobel de Ayala as Director 1
Megacable Holdings SAB de CV
23-Apr-20 Mexico Elect Member of Audit Committee
Routine/Business Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee
1
Hermes International SCA 24-Apr-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
Aboitiz Power Corp. 27-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Romeo L. Bernardo as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Grupo Mexico S.A.B. de C.V. 30-Apr-20 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees
1
Kuehne + Nagel International AG
05-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Appoint Klaus-Michael Kuehne as Member of the Compensation Committee
1
Yantai Jereh Oilfield Services Group Co. Ltd.
08-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Credit Line and Provision of Guarantee 1
X5 Retail Group NV 12-May-20 Netherlands Approve Remuneration of Directors and/or Committee Members
Directors Related Amend Remuneration Policy for Supervisory Board
1
Sun Art Retail Group Limited 12-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction 1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Kwo-Tsai Wang, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director
1
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Helen Y. Dee as Director 1
Inventec Corp. 12-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wea, Chi-Lin, with SHAREHOLDER NO.J100196XXX as Independent Director
1
SM Investments Corp. 24-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Alfredo E. Pascual as Director 1
Jollibee Foods Corporation 24-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Antonio Chua Poe Eng as Director 1
Petrobras Distribuidora SA 28-Jul-20 Brazil Company-Specific Compensation-Related
Non-Salary Comp. Approve Revision of the Remuneration Structure of Company's Management
1
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Amend Performance Shares Incentive Plan and Company-level Performance Assessment Related Documents
1
Shanghai Electric Power Co., Ltd.
27-Oct-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Change of Commitment Period of Assets for Issuance of Shares and Cash Payment to Purchase Assets
1
G-Bits Network Technology (Xiamen) Co., Ltd.
09-Nov-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Stock Option Incentive Plan and Its Summary
1
G-Bits Network Technology (Xiamen) Co., Ltd.
09-Nov-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Compagnie Financiere Richemont SA
17-Nov-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Walvax Biotechnology Co., Ltd.
19-Nov-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
China National Nuclear Power Co., Ltd.
28-Dec-20 China Approve/Amend Regulations on Board of Directors
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Supervisors
1
H. Lundbeck A/S 24-Mar-20 Denmark Elect Director Directors Related Reelect Lars Rasmussen as Director 1
Shanghai Baosight Software Co., Ltd.
29-Apr-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Persimmon Plc 29-Apr-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Cedric Frere as Director 1
Kingboard Holdings Limited 25-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Delta Air Lines, Inc. 18-Jun-20 USA Report on Climate Change SH-Health/Environ. Report on Climate Lobbying 1
Sinotrans Limited 01-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2020 Financial Budget 1
Sino Land Company Limited 28-Oct-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Kering SA 16-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Jean-Francois Palus, Vice-CEO
1
Chubb Limited 20-May-20 Switzerland Elect Board Chairman/Vice-Chairman
Directors Related Elect Evan G. Greenberg as Board Chairman 1
Apple Inc. 26-Feb-20 USA Amend Proxy Access Right SH-Dirs' Related Proxy Access Amendments 1
Urstadt Biddle Properties Inc. 18-Mar-20 USA Elect Director Directors Related Elect Director Kevin J. Bannon 1
Marathon Petroleum Corporation
29-Apr-20 USA Elect Director Directors Related Elect Director J. Michael Stice 1
Eli Lilly and Company 04-May-20 USA Link Executive Pay to Social Criteria
SH-Compensation Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements
1
PNM Resources, Inc. 12-May-20 USA Community -Environment Impact
SH-Health/Environ. Report on Report on Coal Combustion Residual Matters at San Juan Generating Station
1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director John P. Jumper 1
Coca-Cola Consolidated, Inc. 12-May-20 USA Elect Director Directors Related Elect Director J. Frank Harrison, III 1
Fiserv, Inc. 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Hemisphere Media Group, Inc.
21-May-20 USA Elect Director Directors Related Elect Director Leo Hindery, Jr. 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
The Home Depot, Inc. 21-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Congruency Political Analysis and Electioneering Expenditures
1
Facebook, Inc. 27-May-20 USA Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Non-Employee Director Compensation Policy
1
Comcast Corporation 03-Jun-20 USA Elect Director Directors Related Elect Director Gerald L. Hassell 1
Roku, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Neil Hunt 1
Activision Blizzard, Inc. 11-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Dell Technologies Inc. 29-Jun-20 USA Elect Director Directors Related Elect Director Lynn M. Vojvodich 1
Synalloy Corporation 30-Jun-20 USA Elect Director (Management) Directors Related Elect Director Anthony A. Callander 1
CorVel Corporation 31-Jul-20 USA Elect Director Directors Related Elect Director Jeffrey J. Michael 1
Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director William G. Parrett 1
RHI Magnesita NV 18-Jun-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Beijing Capital International Airport Company Limited
23-Jun-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Jiang Ruiming as Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration
1
Aker BP ASA 16-Apr-20 Norway Elect Directors (Bundled) Directors Related Elect Directors 1
Nankai Electric Railway Co., Ltd.
18-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Kunibe, Takeshi 1
Atacadao SA 14-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Globe Telecom, Inc. 21-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jose Teodoro K. Limcaoco as Director 1
Yunnan Baiyao Group Co., Ltd.
21-Apr-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan
1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Amend Articles/Charter to Reflect Changes in Capital
Capitalization Amend Articles to Reflect Changes in Capital Re: Items 1.1.1, 1.1.2 and 1.1.3
1
Yifan Pharmaceutical Co., Ltd. 07-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Own Funds to Invest in Financial Products
1
China Tower Corp. Ltd. 21-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Director Chao-Tung Wong, a Representative of CHINA STEEL CORPORATION
1
Dassault Systemes SA 26-May-20 France Company Specific Organization Related
Reorg. and Mergers Pursuant to Item 17 Above, Delegate Power to the Board to Issue Shares in Connection with Mergers by Absorption
1
Powertech Technology, Inc. 28-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Boris Hsieh, a Representative of GREATEK ELECTRONICS INC. with Shareholder No. 179536, as Non-Independent Director
1
Wynn Macau Limited 29-May-20 Cayman Islands Amend Restricted Stock Plan Non-Salary Comp. Approve Increase the Scheme Limit Under the Employee Ownership Scheme
1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Authorize Board to Deal with All Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions
1
Asia Cement Corp. 23-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve to Lift the Restriction on the Prohibition of Directors' Competition According to Article 209 of the Company Act
1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Distribution Arrangement of Undistributed Earnings
1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Waive Requirement for Mandatory Offer to All Shareholders
Reorg. and Mergers Approve White Wash Waiver and Related Transactions
1
RUMO SA 22-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Francisco Silverio Morales Cespede as Fiscal Council Member and Helio Ribeiro Duarte as Alternate
1
Jollibee Foods Corporation 24-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Artemio V. Panganiban as Director 1
SDIC Power Holdings Co., Ltd.
11-Aug-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors (Revised Draft)
1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve How to Implement the Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects
1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Gary Saage as Director 1
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Nanyang Topsec Technologies Group, Inc.
28-Sep-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member B. Dietze (until May 31, 2019) for Fiscal 2019
1
Wangsu Science & Technology Co., Ltd.
17-Nov-20 China Company-Specific -- Miscellaneous
SH-Routine/Business Approve Use of Funds for Financial Products 1
Informa Plc 23-Dec-20 United Kingdom Approve Restricted Stock Plan Non-Salary Comp. Adopt the Informa Equity Revitalisation Plan 1
IGM Financial Inc. 08-May-20 Canada Elect Director Directors Related Elect Director Paul Desmarais, Jr. 1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Andre Desmarais as Director 1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Michel Pebereau as Director 1
Rio Tinto Limited 07-May-20 Australia Report on Climate Change SH-Health/Environ. Approve Emissions Targets 1
T. Rowe Price Group, Inc. 12-May-20 USA Report on Climate Change SH-Health/Environ. Report on and Assess Proxy Voting Policies in Relation to Climate Change Position
1
Kingboard Laminates Holdings Limited
25-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
NSK Ltd. 30-Jun-20 Japan Adopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Antitakeover Related Approve Takeover Defense Plan (Poison Pill) 1
Mahle Metal Leve SA 29-May-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles and Consolidate Bylaws 1
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand Elect Director Directors Related Elect Phinij Harnphanich as Director 1
PT Nippon Indosari Corpindo Tbk
07-Jul-20 Indonesia Authorize Issuance of Bonds/Debentures
Capitalization Approve Company's Expansion Funding Plan through Sustainable Public Offering of Bonds
1
Petroleo Brasileiro SA 04-Mar-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles and Consolidate Bylaws 1
Denison Mines Corp. 25-Jun-20 Canada Elect Director Directors Related Elect Director Jun Gon Kim 1
Cintas Corporation 27-Oct-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions Disclosure 1
Weichai Power Co., Ltd. 29-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2020 Financial Budget Report 1
Bank of the Philippine Islands 23-Apr-20 Philippines Other Business Routine/Business Approve Other Matters 1
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands Elect Director Directors Related Reelect John Elkann as Executive Director 1
Repsol SA 07-May-20 Spain Approve Discharge of Board and President
Directors Related Approve Discharge of Board 1
Pioneer Bancorp, Inc. 18-Feb-20 USA Elect Director Directors Related Elect Director Madeline D. Taylor 1
Urstadt Biddle Properties Inc. 18-Mar-20 USA Elect Director Directors Related Elect Director Richard Grellier 1
Hutchison China MediTech Ltd.
27-Apr-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Authorise Issue of Equity without Pre-emptive Rights in Connection with an Equity Raise
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Marathon Petroleum Corporation
29-Apr-20 USA Elect Director Directors Related Elect Director Susan Tomasky 1
National General Holdings Corp.
29-Apr-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Clearway Energy, Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Scott Stanley 1
GNC Holdings, Inc. 18-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Osmotica Pharmaceuticals plc 20-May-20 Ireland Elect Director Directors Related Elect Director Joachim Benes 1
The Cato Corporation 21-May-20 USA Elect Director Directors Related Elect Director Pamela L. Davies 1
Coca-Cola European Partners Plc
27-May-20 United Kingdom Elect Director Directors Related Re-elect Irial Finan as Director 1
Amazon.com, Inc. 27-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Valhi, Inc. 28-May-20 USA Elect Director Directors Related Elect Director Loretta J. Feehan 1
Systemax Inc. 01-Jun-20 USA Elect Director Directors Related Elect Director Robert Leeds 1
IMAX Corporation 03-Jun-20 Canada Elect Director Directors Related Elect Director Darren Throop 1
Alphabet Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director K. Ram Shiram 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Ariel Emanuel 1
Ormat Technologies, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Dan Falk 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Elect Director Directors Related Reelect Director Ali Behbahani 1
Agenus Inc. 16-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
IAC/InterActiveCorp 25-Jun-20 USA Amend Articles Board-Related Directors Related Amend Certificate of Incorporation 1
Dell Technologies Inc. 29-Jun-20 USA Elect Director Directors Related Elect Director Egon Durban 1
PCSB Financial Corporation 28-Oct-20 USA Elect Director Directors Related Elect Director Karl A. Thimm 1
Bill.com Holdings, Inc. 03-Dec-20 USA Elect Director Directors Related Elect Director Rene Lacerte 1
China Everbright Limited 21-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Dali Foods Group Company Limited
29-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Jointown Pharmaceutical Group Co., Ltd.
07-Jan-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Attribution of Profit and Loss During the Transition Period and Distribution Arrangement of Undistributed Earnings After Completion of the Transaction
1
Lotte Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Gwak Soo-geun as Outside Director 1
Shandong Buchang Pharmaceuticals Co., Ltd.
16-Apr-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Increase Financing of Subsidiary and Provision of Guarantee
1
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Reelect Christiane Marcellier as Director 1
Hermes International SCA 24-Apr-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
Kuehne + Nagel International AG
05-May-20 Switzerland Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
GD Power Development Co., Ltd.
07-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Supervisors
1
Welcia Holdings Co., Ltd. 21-May-20 Japan Elect Director Directors Related Elect Director Matsumoto, Tadahisa 1
Hengan International Group Company Limited
21-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
SM Prime Holdings, Inc. 15-Jun-20 Philippines Other Business Routine/Business Approve Other Matters 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Lock-up Period 1
Zhejiang Wanfeng Auto Wheel Co. Ltd.
15-Jul-20 China Accept Financial Statements and Statutory Reports
Routine/Business Approve Financial Statements and Financial Budget Report
1
Remy Cointreau SA 23-Jul-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Eric Vallat, CEO 1
Cyfrowy Polsat SA 23-Jul-20 Poland Elect Supervisory Board Member Directors Related Elect Supervisory Board Member 2
Holitech Technology Co. Ltd. 03-Aug-20 China Approve Loan Agreement Reorg. and Mergers Approve Financial Leasing Business and Related Party Transactions
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member W. Weresch (from Feb. 21, 2019) for Fiscal 2019
1
Seek Limited 19-Nov-20 Australia Elect Director Directors Related Elect Vanessa Wallace as Director 1
Bid Corp. Ltd. 26-Nov-20 South Africa Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Evolution Mining Limited 26-Nov-20 Australia Elect Director Directors Related Elect Thomas (Tommy) McKeith as Director 1
Focus Media Information Technology Co., Ltd.
31-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Management Method of Employee Share Purchase Plan
1
H. Lundbeck A/S 24-Mar-20 Denmark Elect Director Directors Related Reelect Lars Holmqvist as Director 1
Page 297 of 469Page 294 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Cadence Design Systems, Inc. 30-Apr-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Gerald Frere as Director 1
Hua Xia Bank Co., Ltd. 15-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
Central Japan Railway Co. 23-Jun-20 Japan Elect Director Directors Related Elect Director Tanaka, Mamoru 1
Zijin Mining Group Co., Ltd. 29-Dec-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted A Share Incentive Scheme for 2020 (Revised Draft) and Its Summary
1
Ain Holdings, Inc. 30-Jul-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Ibayashi, Akira 1
Bajaj Auto Limited 22-Jul-20 India Elect Director Directors Related Reelect Madhurkumar Ramkrishnaji Bajaj as Director
1
China Everbright Water Limited
10-Jun-20 Bermuda Elect Director Directors Related Elect Wang Tianyi as Director 1
CPMC Holdings Limited 22-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve Pan-China (H.K.) CPA Limited as Auditors and Authorize Board to Fix Their Remuneration
1
Petroleo Brasileiro SA 22-Jul-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
China Vanke Co., Ltd. 30-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Authorization of Guarantee by the Company to Its Majority-Owned Subsidiaries
2
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fiscal Council Members 1
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
02-Nov-20 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1
QUALCOMM Incorporated 10-Mar-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Bank of America Corporation 22-Apr-20 USA Gender Pay Gap SH-Other/misc. Report on Gender Pay Gap 1
Abbott Laboratories 24-Apr-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
A10 Networks, Inc. 27-May-20 USA Elect Director Directors Related Elect Director Eric Singer 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Randall T. Mays 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Era Group Inc. 11-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
salesforce.com, inc. 11-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Alibaba Group Holding Limited
30-Sep-20 Cayman Islands Elect Director Directors Related Elect Kabir Misra as Director 2
Marchex, Inc. 01-Oct-20 USA Elect Director Directors Related Elect Director Dennis Cline 1
Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Leon E. Panetta 1
China Hongqiao Group Limited
22-May-20 Cayman Islands Elect Director Directors Related Elect Zheng Shuliang as Director 1
Hyundai Mobis Co., Ltd. 18-Mar-20 South Korea Elect Director Directors Related Elect Chung Eui-sun as Inside Director 1
Shinhan Financial Group Co., Ltd.
26-Mar-20 South Korea Elect Director Directors Related Elect Philippe Avril as Non-Independent Non-Executive Director
1
Power Assets Holdings Limited
13-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Haitong International Securities Group Limited
29-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Wendel SE 02-Jul-20 France Elect Supervisory Board Member Directors Related Elect Thomas de Villeneuv as Supervisory Board Member
1
Livzon Pharmaceutical Group Inc.
11-Feb-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Granting Mandate to the Board of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company
1
First Abu Dhabi Bank PJSC 24-Feb-20 United Arab Emirates
Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Hotel Shilla Co., Ltd. 19-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Share Type and Par Value 1
Electricite de France SA 07-May-20 France Elect Director Directors Related Ratify Appointment of Veronique Bedague-Hamilius as Director
1
Yealink Network Technology Corp. Ltd.
12-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Conduct Cash Management
1
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Anabelle L. Chua as Director 1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Junichi Igarashi as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Telekom Malaysia Bhd. 10-Jun-20 Malaysia Approve Share Plan Grant Non-Salary Comp. Approve Grant of LTIP Awards to Ahmad Hafiz Ibrahim
1
IRB Brasil Resseguros SA 12-Jun-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Johann-Christoph Frey to the Shareholders' Committee
1
Sinopec Shanghai Petrochemical Company Limited
18-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Authorization to the Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments
1
China Gezhouba Group Co., Ltd.
18-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Agreement 1
Polskie Gornictwo Naftowe i Gazownictwo SA
24-Jun-20 Poland Elect Supervisory Board Member Directors Related Elect Supervisory Board Member 1
Chubu Electric Power Co., Inc.
25-Jun-20 Japan Phase Out Nuclear Facilities SH-Health/Environ. Amend Articles to Ban Reprocessing of Spent Nuclear Fuels
1
Sharp Corp. 29-Jun-20 Japan Elect Director Directors Related Elect Director Tai Jeng-Wu 1
Livzon Pharmaceutical Group Inc.
30-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Xie Yun as Director 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Authorization of Board to Handle All Related Matters
1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Share Type and Par Value 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Plan on Private Placement of Shares 1
Electricity Generating Public Company Limited
20-Jul-20 Thailand Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve PricewaterhouseCoopers ABAS Limited as Auditors and Authorize Board to Fix Their Remuneration
1
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
28-Aug-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Grant of General Mandate for Issuing Medium-Term Notes
1
Ninestar Corp. 15-Sep-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Funds for Cash Management 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member H.M. Piech for Fiscal 2019
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member A. Stimoniaris for Fiscal 2019
1
AGL Energy Limited 07-Oct-20 Australia Elect Director Directors Related Elect Peter Botten as Director 1
Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
19-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Qantas Airways Limited 23-Oct-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
JBS SA 30-Oct-20 Brazil Company-Specific -- Miscellaneous
SH-Routine/Business Approve Filing of Lawsuit Against Wesley Mendonca Batista and Joesley Mendonca Batista for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements
1
3SBio, Inc. 06-Nov-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Specific Mandate to Issue Awarded Shares to Zhu Zhenping and Related Transactions
1
Banco BTG Pactual SA 28-Apr-20 Brazil Elect Director Directors Related Elect John Huw Gwili Jenkins as Director 1
Towngas China Company Limited
21-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Guangzhou R&F Properties Co., Ltd.
29-May-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Zheng Ercheng as Director and Authorize Board to Fix His Remuneration
1
TANSEISHA Co., Ltd. 23-Apr-20 Japan Elect Director Directors Related Elect Director Takahashi, Takashi 1
BBMG Corporation 19-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve 2020 Guarantee Authorization to Subsidiaries
2
Sumitomo Chemical Co., Ltd. 24-Jun-20 Japan Elect Director Directors Related Elect Director Tokura, Masakazu 1
Bouygues SA 23-Apr-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Kering SA 16-Jun-20 France Elect Director Directors Related Reelect Jean-Pierre Denis as Director 1
PT Bank Tabungan Pensiunan Nasional Syariah Tbk
16-Apr-20 Indonesia Elect Directors (Bundled) Directors Related Elect Directors, Commissioners and Sharia Supervisory Board
1
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to Articles of Association and Rules of Procedures for General Meetings of Shareholders
1
MicroPort Scientific Corporation
18-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Dynagreen Environmental Protection Group Co., Ltd.
29-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantees in Respect of the Fixed Asset Loans Applied by the Subsidiaries
1
Estacio Participacoes SA 24-Apr-20 Brazil Indicate X as Independent Board Member
Directors Related Approve Classification of Independent Directors 1
BANK POLSKA KASA OPIEKI SA
22-May-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Credit Agricole SA 13-May-20 France Elect Director Directors Related Elect Pascal Lheureux as Director 1
Navistar International Corporation
25-Feb-20 USA Elect Director Directors Related Elect Director Andreas H. Renschler 1
The Goldman Sachs Group, Inc.
30-Apr-20 USA Company-Specific--Governance-Related
SH-Corp Governance Review of Statement on the Purpose of a Corporation
1
Enterprise Bancorp, Inc. 05-May-20 USA Elect Director Directors Related Elect Director Carole A. Cowan 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Zymeworks Inc. 07-May-20 Canada Elect Director Directors Related Elect Director Hollings C. Renton 1
CommScope Holding Company, Inc.
08-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Lawson Products, Inc. 12-May-20 USA Reduce Supermajority Vote Requirement
Antitakeover Related Eliminate Supermajority Vote Requirement to Remove Directors
1
Lawson Products, Inc. 12-May-20 USA Provide Right to Call Special Meeting
Antitakeover Related Provide Right to Call Special Meeting 1
Altria Group, Inc. 14-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
The Western Union Company 14-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions Disclosure 1
Elanco Animal Health Incorporated
21-May-20 USA Elect Director Directors Related Elect Director Michael J. Harrington 1
GoDaddy Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Mark Garrett 1
Expedia Group, Inc. 10-Jun-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions and Expenditures
1
Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director Jerry Fowden 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Xavier Garcia de Quevedo Topete 1
Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Michael T. Fries 1
Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Carl Eschenbach 1
Village Super Market, Inc. 11-Dec-20 USA Elect Director Directors Related Elect Director Nicholas Sumas 1
China Mobile Limited 20-May-20 Hong Kong Approve Executive Share Option Plan
Non-Salary Comp. Adopt Share Option Scheme and Related Transactions
2
Great Wall Motor Company Limited
12-Jun-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Ng Chi Kit as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration
1
Great Wall Motor Company Limited
12-Jun-20 China Amend Articles/Bylaws/Charter -- Organization-Related
Reorg. and Mergers Amend Rules for the Administration of External Guarantees
1
Jiangsu Expressway Company Limited
23-Jun-20 China Approve Loan Agreement Reorg. and Mergers Approve Use of Proceeds Raised from MT Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions
1
Shinhan Financial Group Co., Ltd.
26-Mar-20 South Korea Elect Director Directors Related Elect Park Cheul as Outside Director 1
Orkla ASA 16-Apr-20 Norway Elect Director Directors Related Reelect Nils Selte as Director 1
Dairy Farm International Holdings Ltd.
06-May-20 Bermuda Elect Director Directors Related Re-elect Yiu Kai (Y.K.) Pang as Director 1
Danske Bank A/S 09-Jun-20 Denmark Approve Remuneration Policy Non-Salary Comp. Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Colruyt SA 08-Oct-20 Belgium Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer
Antitakeover Related Authorize Board to Reissue Shares in the Event of a Serious and Imminent Harm
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19
1
Canon, Inc. 27-Mar-20 Japan Elect Director Directors Related Elect Director Tanaka, Toshizo 1
Ping An Healthcare & Technology Company Limited
21-Apr-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
BB Seguridade Participacoes SA
22-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles Re: Chapter IV 1
Chocoladefabriken Lindt & Spruengli AG
24-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
OFILM Group Co., Ltd. 11-May-20 China Company-Specific -- Miscellaneous
SH-Routine/Business Approve Financial Leasing Business and Provision of Guarantee
1
X5 Retail Group NV 12-May-20 Netherlands Approve Share Plan Grant Non-Salary Comp. Approve Restricted Stock Grants to Supervisory Board Members
1
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand Elect Director Directors Related Elect Anon Vangvasu as Director 1
True Corp. Public Co., Ltd. 19-Jun-20 Thailand Elect Director Directors Related Elect Xu Genluo as Director 1
Innolux Corp. 19-Jun-20 Taiwan Authorize Share Repurchase Program
Capitalization Approve Proposal of Transferring Shares Bought Back to Employees at a Price Lower than the Average Price if Actual Purchased Shares
1
China Feihe Ltd. 22-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
BYD Company Limited 23-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Peter Hsu, a Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director
1
CCC SA 24-Jun-20 Poland Elect Supervisory Board Member Directors Related Elect Supervisory Board Member 1
JXTG Holdings, Inc. 25-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Oka, Toshiko
1
Dai Nippon Printing Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Kitajima, Yoshitoshi 1
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
QIAGEN NV 30-Jun-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Iliad SA 21-Jul-20 France Approve Executive Share Option Plan
Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans
1
PT Indofood CBP Sukses Makmur Tbk
03-Aug-20 Indonesia Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Acquisition of the Entire Shares of Pinehill Company Limited
1
Alibaba Pictures Group Limited
10-Sep-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
CD Projekt SA 22-Sep-20 Poland Approve Executive Share Option Plan
Non-Salary Comp. Amend July 28, 2020, AGM, Resolution Re: Incentive Plan
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member O. Blume for Fiscal 2019
1
First Abu Dhabi Bank PJSC 20-Oct-20 United Arab Emirates
Company Specific Organization Related
Reorg. and Mergers Approve Transfer of Ownership of Legacy First Gulf Bank Banking License to ADQ Holding to Establish a Fully Digitalized UAE Bank in Exchange of 10% of the Proposed Bank and an Additional 10% in it's Initial Public Offering
1
Qantas Airways Limited 23-Oct-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Participation of Alan Joyce in the Long Term Incentive Plan
1
Guanghui Energy Co., Ltd. 27-Oct-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Tan Bai as Non-independent Director 1
REA Group Limited 17-Nov-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Issuance of 12,541 Performance Rights to Owen Wilson under the Recovery Incentive Plan
1
Geberit AG 01-Apr-20 Switzerland Elect Director Directors Related Reelect Albert Baehny as Director and as Board Chairman
1
Li & Fung Limited 12-May-20 Bermuda Elect Director Directors Related Elect Allan Wong Chi Yun as Director 1
Equitable Holdings, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Charles G.T. Stonehill 1
Ruentex Development Co., Ltd.
09-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Directors
1
Knight-Swift Transportation Holdings Inc.
19-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
China State Construction Engineering Corp. Ltd.
25-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee 1
AMERCO 20-Aug-20 USA Elect Director Directors Related Elect Director Samuel J. Shoen 1
Oceaneering International, Inc.
08-May-20 USA Elect Director Directors Related Elect Director T. Jay Collins 1
Brilliance China Automotive Holdings Limited
26-Jun-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
KEPCO Plant Service & Engineering Co., Ltd.
26-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
Kansai Nerolac Paints Limited 22-Jun-20 India Elect Director Directors Related Reelect Pradip Panalal Shah as Director 1
Concepcion Industrial Corporation
15-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jose Ma. A. Concepcion III as Director 1
Syngene International Limited 22-Jul-20 India Approve/Amend Employment Agreements
Non-Salary Comp. Approve Appointment and Remuneration of Jonathan Hunt as Managing Director and Chief Executive Officer
1
Winpak Ltd. 26-Jun-20 Canada Elect Director Directors Related Elect Director Ilkka T. Suominen 1
Federal Realty Investment Trust
06-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Husqvarna AB 26-Jun-20 Sweden Elect Board Chairman/Vice-Chairman
Directors Related Appoint Tom Johnstone as Board Chairman 1
Weis Markets, Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Jonathan H. Weis 1
HF Foods Group Inc. 15-Jun-20 USA Elect Director Directors Related Elect Director Zhou Min Ni 1
Square, Inc. 16-Jun-20 USA Elect Director Directors Related Elect Director James McKelvey 1
Dell Technologies Inc. 29-Jun-20 USA Elect Director Directors Related Elect Director Simon Patterson 1
Tootsie Roll Industries, Inc. 31-Aug-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Worthington Industries, Inc. 23-Sep-20 USA Amend Executive Share Option Plan
Non-Salary Comp. Amend Stock Option Plan 1
Cimpress plc 25-Nov-20 Ireland Authorize Reissuance of Repurchased Shares
Capitalization Approve the Price Range for the Reissuance of Treasury Shares
1
Yuexiu Property Company Limited
28-May-20 Hong Kong Elect Director Directors Related Elect Li Feng as Director 1
Yue Yuen Industrial (Holdings) Ltd.
29-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
KAZ Minerals Plc 30-Apr-20 United Kingdom Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Tenaris SA 02-Jun-20 Luxembourg Elect Directors (Bundled) Directors Related Elect Directors (Bundled) 1
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1
Svenska Handelsbanken AB 25-Mar-20 Sweden Elect Director Directors Related Elect Ulf Riese as New Director 1
ICA Gruppen AB 21-Apr-20 Sweden Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
Ambev SA 24-Apr-20 Brazil Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Stock Plan 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Beijing Enlight Media Co., Ltd. 08-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Invest in Financial Products
1
Xinyi Solar Holdings Ltd. 15-May-20 Cayman Islands Elect Director Directors Related Elect Lee Yin Yee as Director 1
Dassault Systemes SA 26-May-20 France Company Specific Organization Related
Reorg. and Mergers Pursuant to Item 21 Above, Delegate Power to the Board to Issue Shares in Connection with Acquisitions
1
Casino, Guichard-Perrachon SA
17-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Exceptional Remuneration for Chairman and CEO Re: FY 2019
1
Swire Pacific Limited 24-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Komercni banka, a.s. 29-Jun-20 Czech Republic Elect Supervisory Board Member Directors Related Elect Maylis Coupet as Supervisory Board Member
1
Skandinaviska Enskilda Banken AB
29-Jun-20 Sweden Elect Board Chairman/Vice-Chairman
Directors Related Reelect Marcus Wallenberg as Chairman of the Board
1
Huadian Power International Corporation Limited
30-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Gou Wei as Director and Authorize Board to Fix His Remuneration
1
Grupa LOTOS SA 30-Jun-20 Poland Elect Supervisory Board Member Directors Related Elect Supervisory Board Member 1
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
Remy Cointreau SA 23-Jul-20 France Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Capitalization Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
1
Klabin SA 31-Jul-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
Kunlun Energy Company Limited
27-Oct-20 Bermuda Approve Transaction with a Related Party
Reorg. and Mergers Approve Revised Annual Caps and Related Transactions
1
South32 Ltd. 29-Oct-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Rights to Graham Kerr 1
JBS SA 30-Oct-20 Brazil Indicate X as Independent Board Member
Directors Related Approve Classification of Gilberto Meirelles Xando Baptista as Independent Director
1
PetroChina Company Limited 05-Nov-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve New Comprehensive Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions
2
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Keong Yuan
1
Meituan Dianping 20-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Jocelyn Lefebvre as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
SOHO China Ltd. 22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Mitsubishi Motors Corp. 18-Jun-20 Japan Elect Director Directors Related Elect Director Kobayashi, Ken 1
Guangdong Haid Group Co., Ltd.
16-Nov-20 China Authorize Use of Financial Derivatives
Capitalization Approve Securities Investment and Derivatives Transactions
1
Glodon Co., Ltd. 25-Nov-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Draft and Summary of Stock Option and Performance Share Incentive Plan
1
Mahle Metal Leve SA 29-May-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Axel Erhard Brod as Fiscal Council Member and Camila Pagliato Figueiredo as Alternate
1
Fu Shou Yuan International Group Limited
09-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Sinopec Kantons Holdings Limited
18-Jun-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Concepcion Industrial Corporation
15-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Cesar A. Buenaventura as Director 1
PT Selamat Sempurna Tbk 24-Jul-20 Indonesia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association 1
Habib Bank Ltd. 30-Mar-20 Pakistan Other Business Routine/Business Other Business 1
Avenue Supermarts Limited 01-Sep-20 India Approve/Amend Employment Agreements
Non-Salary Comp. Approve Reappointment and Remuneration of Elvin Machado as Whole-time Director
1
Solvay SA 12-May-20 Belgium Indicate X as Independent Board Member
Directors Related Indicate Aude Thibaut de Maisieres as Independent Board Member
1
Credit Agricole SA 13-May-20 France Elect Director Directors Related Reelect Gerard Ouvrier-Buffet as Director 1
Johnson & Johnson 23-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Pilgrim's Pride Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Gilberto Tomazoni 1
Pilgrim's Pride Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Denilson Molina 1
TEGNA, Inc. 30-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Great Southern Bancorp, Inc. 06-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
American International Group, Inc.
13-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director David F. Levi 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Fiserv, Inc. 14-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Quad/Graphics, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Jay O. Rothman 1
United Airlines Holdings, Inc. 20-May-20 USA Report on Climate Change SH-Health/Environ. Report on Global Warming-Related Lobbying Activities
1
Southwest Airlines Co. 21-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
PayPal Holdings, Inc. 21-May-20 USA Improve Human Rights Standards or Policies
SH-Soc./Human Rights
Adopt Human and Indigenous People's Rights Policy
1
Xerox Holdings Corporation 21-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
KeyCorp 21-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Eventbrite, Inc. 21-May-20 USA Elect Director Directors Related Elect Director Julia Hartz 1
Digital Realty Trust, Inc. 08-Jun-20 USA Elect Director Directors Related Elect Director Mary Hogan Preusse 1
Editas Medicine, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Akshay K. Vaishnaw 1
General Motors Company 16-Jun-20 USA Improve Human Rights Standards or Policies
SH-Soc./Human Rights
Report on Human Rights Policy Implementation 1
Synalloy Corporation 30-Jun-20 USA Elect Director (Management) Directors Related Elect Director Murray H. Wright 1
Bluegreen Vacations Holding Corporation
18-Nov-20 USA Elect Director Directors Related Elect Director Darwin Dornbush 1
Shinhan Financial Group Co., Ltd.
26-Mar-20 South Korea Elect Director Directors Related Elect as Yuki Hirakawa Outside Director 1
Electric Power Development Co., Ltd.
25-Jun-20 Japan Elect Director Directors Related Elect Director Watanabe, Toshifumi 1
Genmab A/S 26-Mar-20 Denmark Approve Remuneration Policy Non-Salary Comp. Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
1
Elisa Oyj 02-Apr-20 Finland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Stephane Roussel, Management Board Member
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Waive Requirement for Mandatory Offer to All Shareholders
Reorg. and Mergers Approve White Wash Waiver 1
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China Company-Specific--Compensation-Related
SH-Compensation Approve Employee Share Purchase Plan (Draft) and Summary
1
PT Adaro Energy Tbk 20-May-20 Indonesia Amend Corporate Purpose Routine/Business Amend Articles of Association in Relation to Online Single Submission Integrated
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect James L. Go as Director 1
Guangzhou Automobile Group Co., Ltd.
29-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Ipsen SA 29-May-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans
1
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Elect Director Directors Related Elect Ge Li as Director 1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Connected Restricted Shares Pursuant to the Scheme to WilliamRobert Keller
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Champion Lee, a Representative of Far Eastern Medical Foundation with Shareholder No. 22744, as Non-Independent Director
1
Sartorius Stedim Biotech SA 24-Jun-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Indorama Ventures Public Co. Ltd.
30-Jun-20 Thailand Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration
1
Oracle Corp Japan 21-Aug-20 Japan Elect Director Directors Related Elect Director John L. Hall 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Josua Malherbe as Director 1
G-Bits Network Technology (Xiamen) Co., Ltd.
09-Nov-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Coloplast A/S 03-Dec-20 Denmark Amend Articles/Bylaws/Charter -- Routine
Routine/Business Amend Articles Re: Electronic General Meetings 1
Agile Group Holdings Ltd. 11-May-20 Cayman Islands Elect Director Directors Related Elect Hui Chiu Chung, Stephen as Director 1
Towngas China Company Limited
21-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Best World International Ltd. 22-Jun-20 Singapore Elect Director Directors Related Elect Chester Fong Po Wai as Director 1
Embraer SA 29-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Consolidate Bylaws 1
Central Japan Railway Co. 23-Jun-20 Japan Elect Director Directors Related Elect Director Kosuge, Shunichi 1
Wanhua Chemical Group Co. Ltd.
27-Apr-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2019 Investment Plan and 2020 Investment Plan
1
Fu Shou Yuan International Group Limited
09-Jun-20 Cayman Islands Elect Director Directors Related Elect Ho Man as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand Elect Director Directors Related Elect Pumipat Chatnoraset as Director 1
R & B Food Supply Public Company Limited
31-Jul-20 Thailand Elect Director Directors Related Elect Teerapat Yanatornkul as Director 1
Winpak Ltd. 26-Jun-20 Canada Elect Director Directors Related Elect Director Antti I. Aarnio-Wihuri 1
Husqvarna AB 26-Jun-20 Sweden Elect Director Directors Related Reelect Tom Johnstone as Director 1
BRP Inc. 28-May-20 Canada Elect Director Directors Related Elect Director Nicholas G. Nomicos 1
Weis Markets, Inc. 30-Apr-20 USA Require a Majority Vote for the Election of Directors
SH-Dirs' Related Require a Majority Vote for the Election of Directors
1
Duke Energy Corporation 07-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Saga Communications, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Roy F. Coppedge, III 1
Albany International Corp. 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Piper Sandler Companies 15-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Liberty Media Corporation 21-May-20 USA Elect Director Directors Related Elect Director Larry E. Romrell 1
Energy Fuels Inc. 27-May-20 Canada Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency Every Year
1
Amazon.com, Inc. 27-May-20 USA Labor Issues - Discrimination and Miscellaneous
SH-Other/misc. Report on Promotion Velocity 1
Sunrun Inc. 02-Jun-20 USA Elect Director Directors Related Elect Director Leslie Dach 1
Netflix, Inc. 04-Jun-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Mersana Therapeutics, Inc. 12-Jun-20 USA Elect Director Directors Related Elect Director Anna Protopapas 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Carlos Ruiz Sacristan 1
TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Sachin Shah 1
Weibo Corporation 13-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Charles Chao 1
RCI Hospitality Holdings, Inc. 14-Sep-20 USA Elect Director Directors Related Elect Director Arthur Allan Priaulx 1
NIKE, Inc. 17-Sep-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions Disclosure 1
Bluegreen Vacations Holding Corporation
18-Nov-20 USA Elect Director Directors Related Elect Director Joel Levy 1
China Everbright Limited 21-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Aker BP ASA 16-Apr-20 Norway Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Creation of NOK 18 Million Pool of Capital without Preemptive Rights
1
Woodside Petroleum Ltd. 30-Apr-20 Australia Report on Climate Change SH-Health/Environ. Approve Climate Related Lobbying 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
The Swatch Group AG 14-May-20 Switzerland Elect Director Directors Related Reelect Ernst Tanner as Director 1
The Swatch Group AG 14-May-20 Switzerland Elect Director Directors Related Reelect Daniela Aeschlimann as Director 1
Worldline SA 09-Jun-20 France Appoint Censor(s) Routine/Business Ratify Appointment of Johannes Dijsselhof as Censor
1
Telefonica SA 11-Jun-20 Spain Authorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Capitalization Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital
1
Ubisoft Entertainment SA 02-Jul-20 France Approve Executive Share Option Plan
Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers
1
Bank Leumi Le-Israel Ltd. 10-Sep-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Yifat Bitton as Director 1
SKYCITY Entertainment Group Limited
16-Oct-20 New Zealand Elect Director Directors Related Elect Rob Campbell as Director 1
Erste Group Bank AG 10-Nov-20 Austria Amend Articles/Bylaws/Charter -- Routine
Routine/Business Amend Articles Re: Electronic Participation in the General Meeting
1
Sodexo SA 21-Jan-20 France Approve Modification in Share Ownership Disclosure Threshold
Antitakeover Related Amend Article 9.4 of Bylaws Re: Shareholding Disclosure Thresholds
1
PearlAbyss Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Han Jeong-hyeon as Outside Director 1
Vivendi SA 20-Apr-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Arnaud de Puyfontaine, Chairman of the Management Board
1
Hermes International SCA 24-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Corporate Officers 1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Approve or Amend Severance Agreements/Change-in-Control Agreements
Non-Salary Comp. Approve Change-of-Control Clause Re: Option Plan
1
Kuehne + Nagel International AG
05-May-20 Switzerland Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Executive Committee in the Amount of CHF 20 Million
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Target Parties and Subscription Manner
1
PTT Global Chemical Plc 02-Jun-20 Thailand Other Business Routine/Business Other Business 1
Sime Darby Plantation Bhd. 11-Jun-20 Malaysia Elect Director Directors Related Elect Lou Leong Kok as Director 1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Lutz Bunnenberg to the Supervisory Board 1
International Container Terminal Services, Inc.
18-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Cesar A. Buenaventura as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
BYD Electronic (International) Co., Ltd.
23-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Sartorius Stedim Biotech SA 24-Jun-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers
1
Mitsubishi Materials Corp. 30-Jun-20 Japan Elect Director Directors Related Elect Director Wakabayashi, Tatsuo 1
Grupa LOTOS SA 30-Jun-20 Poland Approve Investment in Another Company
Reorg. and Mergers Approve Acquisition of Shares in Increased Share Capital of Grupa Azoty Polyolefins SA
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Lock-up Period 1
Magazine Luiza SA 27-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fiscal Council Members 1
PT Bank Central Asia Tbk 30-Jul-20 Indonesia Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia
1
Want Want China Holdings Limited
18-Aug-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Purpose of Plan 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Jan Rupert as Director 1
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Stock Option Incentive Plan and Its Summary
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member J. Jaervklo for Fiscal 2019
1
Venustech Group Inc. 15-Oct-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Employee Share Purchase Plan (Draft) and Summary
1
APA Group 22-Oct-20 Australia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve the Amendments to the Constitution of APT Investment Trust
1
Ovctek China, Inc. 27-Nov-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve 2019 Methods to Assess the Performance of Plan Participants
1
Geberit AG 01-Apr-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Hartmut Reuter as Member of the Compensation Committee
1
Thales SA 06-May-20 France Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 159 Million
1
J.B. Hunt Transport Services, Inc.
23-Apr-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Hang Lung Properties Ltd. 29-Apr-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Equitable Holdings, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Bertram L. Scott 1
Kingboard Holdings Limited 25-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
OPTORUN Co., Ltd. 25-Mar-20 Japan Elect Director Directors Related Elect Director Min Rin 1
Datang International Power Generation Co., Ltd.
29-Apr-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Financial Proposal of Datang International as the Parent Company for the Year of 2020
1
Oppein Home Group, Inc. 29-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands Elect Director Directors Related Elect Ngai Wai Fung as Director 1
MicroPort Scientific Corporation
18-Jun-20 Cayman Islands Company-Specific Compensation-Related
Non-Salary Comp. Approve Termination of Existing Share Option Scheme
1
R & B Food Supply Public Company Limited
31-Jul-20 Thailand Other Business Routine/Business Other Business 1
Wilcon Depot, Inc. 21-Sep-20 Philippines Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendment to the By-Laws 1
Suprajit Engineering Limited 26-Sep-20 India Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Payment of Remuneration to Harish Hassan Visweswara as Director
1
Cervus Equipment Corporation
23-Apr-20 Canada Approve/Amend Deferred Share Bonus Plan
Non-Salary Comp. Amend Deferred Share Unit Plan 1
Daiwabo Holdings Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Nishimura, Yukihiro 1
Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director Andrew Pastor 1
J & J SNACK FOODS CORP. 11-Feb-20 USA Elect Director Directors Related Elect Director Gerald B. Shreiber 1
Deere & Company 26-Feb-20 USA Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
Routine/Business Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
1
The RMR Group Inc. 11-Mar-20 USA Elect Director Directors Related Elect Director Walter C. Watkins, Jr. 1
Companhia Brasileira de Distribuicao
23-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
Marriott International, Inc. 08-May-20 USA Report on EEO SH-Other/misc. Prepare Employment Diversity Report 1
Strongbridge Biopharma plc 14-May-20 Ireland Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Renew the Board's Authority to Issue Shares Under Irish Law
1
FirstEnergy Corp. 19-May-20 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1
State Street Corporation 20-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Amazon.com, Inc. 27-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Moelis & Company 04-Jun-20 USA Elect Director Directors Related Elect Director Eric Cantor 1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director G. Michael (Mike) Sievert 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Amend Pool of Conditional Capital for Employee Benefit Plans
1
Willis Lease Finance Corporation
21-Jul-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
GDS Holdings Limited 06-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Satoshi Okada 1
RCI Hospitality Holdings, Inc. 14-Sep-20 USA Elect Director Directors Related Elect Director Elaine J. Martin 1
Kimball International, Inc. 27-Oct-20 USA Elect Director Directors Related Elect Director Susan B. Frampton 1
Orkla ASA 16-Apr-20 Norway Elect Director Directors Related Elect Anders Kristiansen as New Director 1
CJ ENM Co., Ltd. 27-Mar-20 South Korea Elect Director Directors Related Elect Choi Joong-kyung as Outside Director 1
Davide Campari-Milano SpA 27-Mar-20 Italy Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Netmarble Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Yanli Piao as Non-Independent Non-Executive Director
1
Hermes International SCA 24-Apr-20 France Elect Supervisory Board Member Directors Related Reelect Dorothee Altmayer as Supervisory Board Member
1
Zhejiang Dahua Technology Co. Ltd.
12-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Credit Line Bank Application and Bill Pool Business
1
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China Company-Specific--Compensation-Related
SH-Compensation Approve Methods to Assess the Performance of Plan Participants
1
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China Approve Dividend Distribution Policy
Routine/Business Approve Shareholder Return Plan 1
Uni-President China Holdings Ltd.
22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
BAIC BluePark New Energy Technology Co., Ltd.
22-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related Party Transactions 1
Zhaojin Mining Industry Company Limited
05-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares
1
Motor Oil (Hellas) Corinth Refineries SA
17-Jun-20 Greece Approve/Amend Profit Sharing Plan
Non-Salary Comp. Approve Profit Sharing to Directors and Key Personnel
1
China Feihe Ltd. 22-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Aluminum Corporation of China Limited
23-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Toray Industries, Inc. 23-Jun-20 Japan Elect Director Directors Related Elect Director Nikkaku, Akihiro 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Central Pattana Public Company Limited
10-Jul-20 Thailand Other Business Routine/Business Other Business 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Report on the Usage of Previously Raised Funds
1
Klabin SA 31-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fiscal Council Members 1
Pick N Pay Stores Limited 04-Aug-20 South Africa Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Directors' Fees for the 2021 and 2022 Annual Financial Periods
1
Prosus NV 18-Aug-20 Netherlands Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy for Executive Directors
1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Grant Price and its Determination Method
1
CD Projekt SA 22-Sep-20 Poland Approve Executive Share Option Plan
Non-Salary Comp. Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares
1
PT Barito Pacific Tbk 24-Sep-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Boards of Directors 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Keong Shyan
1
TE Connectivity Ltd. 11-Mar-20 Switzerland Adjourn Meeting Antitakeover Related Adjourn Meeting 1
AmerisourceBergen Corporation
05-Mar-20 USA Adopt Policy on Bonus Banking SH-Compensation Adopt Policy on Bonus Banking 1
Shenzhen Overseas Chinese Town Co., Ltd.
20-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Application of Credit Lines 1
Sinotrans Limited 01-Jun-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve Share Option Incentive Scheme of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary
1
Mirvac Group 19-Nov-20 Australia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve the Amendments to the Constitution of Mirvac Property Trust
1
China Pacific Insurance (Group) Co. Ltd.
12-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
PT Sarana Meditama Metropolitan Tbk
02-Jun-20 Indonesia Amend Articles Board-Related Directors Related Amend Articles of Association 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
KEPCO Plant Service & Engineering Co., Ltd.
15-Sep-20 South Korea Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lee Jin-ho as Inside Director 1
Husqvarna AB 26-Jun-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Swap Arrangement to Cover Obligations Under LTI 2020
1
BRP Inc. 28-May-20 Canada Elect Director Directors Related Elect Director Jose Boisjoli 1
BRP Inc. 28-May-20 Canada Elect Director Directors Related Elect Director Charles Bombardier 1
Quad/Graphics, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Kathryn Quadracci Flores 1
Amphenol Corporation 20-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Amazon.com, Inc. 27-May-20 USA Community -Environment Impact
SH-Health/Environ. Report on Management of Food Waste 1
Amazon.com, Inc. 27-May-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services
1
Digital Realty Trust, Inc. 08-Jun-20 USA Elect Director Directors Related Elect Director Michael A. Coke 1
Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director Judy A. Schmeling 1
Natural Gas Services Group, Inc.
13-Aug-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Kone Oyj 25-Feb-20 Finland Elect Directors (Bundled) Directors Related Reelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director
1
Jiangsu Expressway Company Limited
23-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2020 Financial Budget Report 1
Woodside Petroleum Ltd. 30-Apr-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Alcon Inc. 06-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
The Swatch Group AG 14-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Claude Nicollier as Member of the Compensation Committee
1
Sankyo Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Tsutsui, Kimihisa 1
Erste Group Bank AG 10-Nov-20 Austria Elect Supervisory Board Member Directors Related Reelect Maximilian Hardegg as Supervisory Board Member
1
IsraCard Ltd. 29-Nov-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Hannah Perry-Zen as External Director 1
OTTOGI Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Ham Young-jun as Inside Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Kirin Holdings Co., Ltd. 27-Mar-20 Japan Performance-Based and/or Time-Based Equity Awards
SH-Compensation Approve Restricted Stock Plan 1
Pan Ocean Co., Ltd. 30-Mar-20 South Korea Elect Director Directors Related Elect Ahn Jung-ho as Inside Director 1
CCR SA 09-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Vivendi SA 20-Apr-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Frederic Crepin, Management Board Member
1
Aboitiz Power Corp. 27-Apr-20 Philippines Other Business Routine/Business Approve Other Matters 1
Empresa Nacional de Telecomunicaciones SA
28-Apr-20 Chile Other Business Routine/Business Other Business 1
Shanghai Electric Power Co., Ltd.
29-Apr-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related-party Transactions 1
Infraestructura Energetica Nova SAB de CV
30-Apr-20 Mexico Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect Maria Asuncion Aramburuzabala as Director
1
NTT DATA Corp. 17-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Obata, Tetsuya
1
International Container Terminal Services, Inc.
18-Jun-20 Philippines Other Business Routine/Business Approve Other Matters 1
Shandong Buchang Pharmaceuticals Co., Ltd.
18-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
BTS Group Holdings Public Company Limited
20-Jul-20 Thailand Other Business Routine/Business Other Business 1
RUMO SA 22-Jul-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Visionox Technology, Inc. 27-Jul-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
PT Bank Central Asia Tbk 30-Jul-20 Indonesia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association 1
Carl Zeiss Meditec AG 06-Aug-20 Germany Elect Supervisory Board Member Directors Related Elect Isabel De Paoli to the Supervisory Board 1
Central Retail Corp. Public Co. Ltd.
26-Aug-20 Thailand Elect Director Directors Related Elect Suthilaksh Chirathivat as Director 1
Raia Drogasil SA 15-Sep-20 Brazil Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted Stock Plan 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Unibail-Rodamco-Westfield SE
10-Nov-20 France Elect a Shareholder-Nominee to the Supervisory Board
SH-Dirs' Related Elect Leon Bressier as Supervisory Board Member
1
Sasol Ltd. 20-Nov-20 South Africa Elect Director Directors Related Re-elect Stephen Westwell as Director 1
Meituan Dianping 20-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Centene Corporation 28-Apr-20 USA Reduce Supermajority Vote Requirement
SH-Corp Governance Eliminate Supermajority Vote Requirement 1
Sinotrans Limited 01-Jun-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve Share Option Incentive Scheme of Sinotrans Limited (Revised Draft) and Its Summary
1
Bouygues SA 23-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Olivier Roussat 1
Greentown Service Group Co. Ltd.
19-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand Elect Director Directors Related Elect Voravee Kiatiniyomsak as Director 1
Duratex SA 30-Apr-20 Brazil Amend Share Matching Plan Non-Salary Comp. Amend Long-Term Incentive Plan 1
Westshore Terminals Investment Corporation
16-Jun-20 Canada Elect Director Directors Related Elect Director William W. Stinson 1
Leon's Furniture Limited 14-May-20 Canada Elect Director Directors Related Elect Director Terrence Thomas Leon 1
UPL Limited 31-Aug-20 India Elect Director Directors Related Reelect Sandra Shrof as Director 1
China Resources Land Limited 02-Jun-20 Cayman Islands Elect Director Directors Related Elect Zhang Dawei as Director 1
Turkiye Is Bankasi AS 31-Mar-20 Turkey Accept Financial Statements and Statutory Reports
Routine/Business Accept Financial Statements and Statutory Reports
1
China Petroleum & Chemical Corp.
19-May-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Debt Financing Instruments
1
Cigna Corporation 22-Apr-20 USA Gender Pay Gap SH-Other/misc. Report on Gender Pay Gap 1
Vericel Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Robert L. Zerbe 1
Aduro Biotech, Inc. 05-May-20 USA Elect Director Directors Related Elect Director Frank Karbe 1
Bloom Energy Corporation 12-May-20 USA Elect Director Directors Related Elect Director Eddy Zervigon 1
Coca-Cola Consolidated, Inc. 12-May-20 USA Approve Recapitalization Plan for all Stock to Have One-vote per Share
SH-Corp Governance Approve Recapitalization Plan for All Stock to Have One-vote per Share
1
Emerald Holding, Inc. 13-May-20 USA Elect Director Directors Related Elect Director Emmanuelle Skala 1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Sheldon G. Adelson 1
Ford Motor Company 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Pinterest, Inc. 21-May-20 USA Elect Director Directors Related Elect Director Jeremy Levine 1
Chevron Corporation 27-May-20 USA Establish Environmental/Social Issue Board Committee
SH-Dirs' Related Establish Board Committee on Climate Risk 1
Travelzoo 29-May-20 USA Approve Repricing of Options Non-Salary Comp. Approve Repricing of Options 1
Apollo Commercial Real Estate Finance, Inc.
02-Jun-20 USA Elect Director Directors Related Elect Director Michael E. Salvati 1
MeiraGTx Holdings plc 02-Jun-20 Cayman Islands Elect Director Directors Related Elect Director Joel S. Marcus 1
Comcast Corporation 03-Jun-20 USA Elect Director Directors Related Elect Director David C. Novak 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director David Drahi 1
Equinix, Inc. 18-Jun-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
TerraForm Power, Inc. 29-Jul-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Arkema SA 19-May-20 France Elect Director Directors Related Reelect Thierry Le Henaff as Director 1
China Medical System Holdings Ltd.
04-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Orion Oyj 06-May-20 Finland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
Olympus Corp. 30-Jul-20 Japan Elect Director Directors Related Elect Director Masuda, Yasumasa 1
Olympus Corp. 30-Jul-20 Japan Elect Director Directors Related Elect Director David Robert Hale 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Transaction Constitutes as Related-party Transaction
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Authorization of the Board to Handle All Related Matters
1
LG Chem Ltd. 20-Mar-20 South Korea Elect Director Directors Related Elect Cha Dong-seok as Inside Director 1
Korea Gas Corp. 27-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
CNH Industrial NV 16-Apr-20 Netherlands Elect Director Directors Related Elect Vagn Sorensen as Non-Executive Director 1
Hypera SA 22-Apr-20 Brazil Approve Bonus Matching Plan Non-Salary Comp. Approve Share Matching Plan 1
Inner Mongolia Yitai Coal Co., Ltd.
08-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee for Commercial Acceptance Bill Financing Business of Its Certain Holding Subsidiaries
1
Shenzhen Sunway Communication Co., Ltd.
13-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Funds to Purchase Financial Products
1
Universal Robina Corporation 14-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Patrick Henry C. Go as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Budweiser Brewing Company APAC Limited
15-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China South Publishing & Media Group Co., Ltd.
20-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Agreement 1
Hengan International Group Company Limited
21-May-20 Cayman Islands Elect Director Directors Related Elect Chan Henry as Director 1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect William F. Gifford, Jr. as Director 1
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands Elect Director Directors Related Elect Lyu Aifeng as Director 1
International Container Terminal Services, Inc.
18-Jun-20 Philippines Ratify Auditors Routine/Business Appoint External Auditors 1
Semiconductor Manufacturing International Corporation
23-Jun-20 Cayman Islands Elect Director Directors Related Elect Tong Guohua as Director 1
SM Investments Corp. 24-Jun-20 Philippines Ratify Auditors Routine/Business Elect SyCip Gorres Velayo & Co. as External Auditor
1
Polskie Gornictwo Naftowe i Gazownictwo SA
24-Jun-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Eurofins Scientific SE 26-Jun-20 Luxembourg Elect Director Directors Related Reelect Gilles Martin as Director 1
Huadian Power International Corporation Limited
30-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Debt Financing Instruments
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Price and Pricing Basis 1
Equatorial Energia SA 17-Jul-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Iliad SA 21-Jul-20 France Approve Transaction with a Related Party
Reorg. and Mergers Approve Transaction with Holdco Re. Entertainment Convention
1
Zhejiang Dahua Technology Co. Ltd.
24-Jul-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Provision for Controlled Subsidiary
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Introduction of Strategic Investor 1
China National Medicines Co., Ltd.
09-Sep-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Agreement 1
OFILM Group Co., Ltd. 28-Sep-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Credit Line and Guarantee 1
AGL Energy Limited 07-Oct-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Rights under the AGL Long Term Incentive Plan to Brett Redman
1
Yandex NV 29-Oct-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights from Share Issuances
1
UBS Group AG 19-Nov-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Polyus PJSC 22-Jun-20 Russia Approve Issuance of Shares for a Private Placement
Capitalization Approve Increase in Share Capital through Issuance of 3,130,000 Ordinary Shares via Closed Subscription
2
Korea Investment Holdings Co., Ltd.
20-Mar-20 South Korea Elect Director Directors Related Elect Hobart Lee Epstein as Outside Director 1
Wheelock & Co. Limited 16-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
bioMerieux SA 30-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman and CEO
1
CITIC Securities Co., Ltd. 23-Jun-20 China Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration
1
Zijin Mining Group Co., Ltd. 29-Dec-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted A Share Incentive Scheme for 2020 (Revised Draft) and Its Summary
1
American Express Company 05-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
IPG Photonics Corporation 28-May-20 USA Board Diversity SH-Dirs' Related Report on Management Team Diversity 1
KEPCO Plant Service & Engineering Co., Ltd.
15-Sep-20 South Korea Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Koo Neung-mo as Outside Director 1
PI Industries Limited 25-Sep-20 India Elect Director Directors Related Reelect Arvind Singhal as Director 1
Oil & Natural Gas Corporation Limited
09-Oct-20 India Elect Director Directors Related Elect Om Prakash Singh as Director (Technology and Field Services)
1
Technogym SpA 23-Apr-20 Italy Approve Equity Plan Financing Non-Salary Comp. Authorize Board to Increase Capital to Service Performance Shares Plan
1
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition
1
Sanofi 28-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019
1
Credit Agricole SA 13-May-20 France Elect Director Directors Related Reelect Daniel Epron as Director 1
Sumitomo Mitsui Financial Group, Inc.
26-Jun-20 Japan Elect Director Directors Related Elect Director Matsumoto, Masayuki 1
Mesa Air Group, Inc. 04-Feb-20 USA Elect Director Directors Related Elect Director Ellen N. Artist 1
AMN Healthcare Services, Inc. 22-Apr-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares
1
SailPoint Technologies Holdings, Inc.
05-May-20 USA Elect Director Directors Related Elect Director William G. Bock 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director J.C. Butler, Jr. 1
SunPower Corporation 14-May-20 USA Elect Director Directors Related Elect Director Thomas Rebeyrol 1
O'Reilly Automotive, Inc. 14-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Kronos Worldwide, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Robert D. Graham 1
HealthStream, Inc. 21-May-20 USA Elect Director Directors Related Elect Director Jeffrey L. McLaren 1
Coherus BioSciences, Inc. 22-May-20 USA Elect Director Directors Related Elect Director James I. Healy 1
Facebook, Inc. 27-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Artisan Partners Asset Management Inc.
02-Jun-20 USA Elect Director Directors Related Elect Director Tench Coxe 1
Booking Holdings Inc. 04-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Sirius XM Holdings Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Patrick Drahi 1
W.R. Berkley Corporation 12-Jun-20 USA Elect Director Directors Related Elect Director Jack H. Nusbaum 1
Discovery, Inc. 18-Jun-20 USA Elect Director Directors Related Elect Director John C. Malone 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Luis Miguel Palomino Bonilla 1
BG Staffing, Inc. 03-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
CSL Limited 14-Oct-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Share Units to Paul Perreault
1
CNOOC Limited 21-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
SES SA 02-Apr-20 Luxembourg Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Swedish Orphan Biovitrum AB 13-May-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Transfer of Shares in Connection with Previous Share Programs
1
Equinor ASA 14-May-20 Norway Climate Change Action SH-Health/Environ. Instruct Company to Set and Publish Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming
1
Total SA 29-May-20 France Climate Change Action SH-Health/Environ. Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly
1
Galaxy Entertainment Group Limited
10-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Bank Leumi Le-Israel Ltd. 10-Sep-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Dorit Diana Salinger Alter as External Director, as Defined in Directive 301 of the Proper Conduct of Banking Business Regulations
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Raiffeisen Bank International AG
20-Oct-20 Austria Elect Supervisory Board Member Directors Related Elect Heinz Konrad as Supervisory Board Member
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19
1
PT Bank Mandiri (Persero) Tbk
19-Feb-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Board of Company 1
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
1
Canon, Inc. 27-Mar-20 Japan Elect Director Directors Related Elect Director Homma, Toshio 1
CJ Corp. 30-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Ryu Chul-kyu as a Member of Audit Committee
1
Aboitiz Power Corp. 27-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Eric Ramon O. Recto as Director 1
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil Elect Director Directors Related Elect Duncan George Osborne as Director 1
Yangzijiang Shipbuilding (Holdings) Ltd.
30-Apr-20 Singapore Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Type and Par Value 1
Betta Pharmaceuticals Co., Ltd.
11-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Comprehensive Financing Application and Guarantee Provision
1
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Comprehensive Financial Services Framework Agreement and other Related Transactions
1
MTN Group Ltd. 21-May-20 South Africa Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Non-executive Directors' Remuneration
1
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Frederick D. Go as Director 1
Dassault Systemes SA 26-May-20 France Company Specific Organization Related
Reorg. and Mergers Pursuant to Item 19 Above, Delegate Power to the Board to Issue Shares in Connection with Spin-Off Agreements
1
Guangzhou Automobile Group Co., Ltd.
29-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association Regarding Party Committee
1
Genscript Biotech Corp. 01-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands Elect Director Directors Related Elect Sun Yuan as Director 1
Winbond Electronics Corp. 12-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives - Representative of Chin-Xin Investment Co., Ltd.
1
Delivery Hero SE 18-Jun-20 Germany Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Chen Kun Chang (C.K. Chang), a Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director
1
GlobalWafers Co., Ltd. 23-Jun-20 Taiwan Approve Amendments to Lending Procedures and Caps
Reorg. and Mergers Amend Procedures for Endorsement and Guarantees
1
PGE Polska Grupa Energetyczna SA
26-Jun-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Indorama Ventures Public Co. Ltd.
30-Jun-20 Thailand Elect Director Directors Related Elect Rathian Srimongkol as Director 1
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand Other Business Routine/Business Other Business 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Listing Exchange 1
Promotora y Operadora de Infraestructura SA
03-Jul-20 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Directors, Members, Chairmen of Audit and Corporate Governance Committees, Committee Members, CEO and Secretary
1
Asymchem Laboratories (Tianjin) Co., Ltd.
09-Jul-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Home Product Center Public Company Limited
10-Jul-20 Thailand Other Business Routine/Business Other Business 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Resolution Validity Period 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Authorization of Board to Handle All Related Matters
1
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Accept Financial Statements and Statutory Reports
Routine/Business Accept Financial Statements 1
BTS Group Holdings Public Company Limited
20-Jul-20 Thailand Elect Director Directors Related Elect Rangsin Kritalug as Director 1
SDIC Power Holdings Co., Ltd.
11-Aug-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Naspers Ltd. 21-Aug-20 South Africa Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Place Authorised but Unissued Shares under Control of Directors
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Conditions for Granting and Exercising Stock Options
1
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Ambu A/S 09-Dec-20 Denmark Amend Articles/Bylaws/Charter -- Routine
Routine/Business Amend Articles Re: Authorization to Hold Completely Electronic General Meetings
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Zhao Haijun Under the 2014 Equity Incentive Plan
1
Jiangsu Expressway Company Limited
23-Apr-20 China Approve Loan Agreement Reorg. and Mergers Approve Loan Agreement Between the Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation
1
Eurazeo SE 30-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Nicolas Huet, Member of Management Board
1
Eurazeo SE 30-Apr-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Sanderson Farms, Inc. 13-Feb-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Human Rights Due Diligence 1
Toyota Industries Corp. 09-Jun-20 Japan Elect Director Directors Related Elect Director Onishi, Akira 1
Ambev SA 24-Apr-20 Brazil Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Stock Plan 1
Jardine Strategic Holdings Ltd.
07-May-20 Bermuda Elect Director Directors Related Re-elect Adam Keswick as Director 1
Alupar Investimento SA 27-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Philippine Seven Corporation 16-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lien-Tang Hsieh as Director 1
Syngene International Limited 22-Jul-20 India Elect Director Directors Related Reelect Vijay Kumar Kuchroo as Director 1
Avenue Supermarts Limited 01-Sep-20 India Elect Director Directors Related Reelect Ramakant Baheti as Director 1
Fraport AG Frankfurt Airport Services Worldwide
26-May-20 Germany Elect Supervisory Board Member Directors Related Elect Michael Boddenberg to the Supervisory Board
1
Acuity Brands, Inc. 08-Jan-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Wells Fargo & Company 28-Apr-20 USA Gender Pay Gap SH-Other/misc. Report on Global Median Gender Pay Gap 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Enel Americas SA 30-Apr-20 Chile Other Business Routine/Business Other Business 2
Clearway Energy, Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Jonathan Bram 1
First Northwest Bancorp 05-May-20 USA Elect Director Directors Related Elect Director Stephen E. Oliver 1
Alexander's, Inc. 14-May-20 USA Elect Director Directors Related Elect Director Russell B. Wight, Jr. 1
The GEO Group, Inc. 19-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Amplify Energy Corp. 20-May-20 USA Elect Director Directors Related Elect Director Scott L. Hoffman 1
Tenable Holdings, Inc. 28-May-20 USA Elect Director Directors Related Elect Director John C. Huffard, Jr. 1
Bloomin' Brands, Inc. 29-May-20 USA Declassify the Board of Directors
SH-Dirs' Related Declassify the Board of Directors 1
Devon Energy Corporation 03-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Marcelo Claure 1
AssetMark Financial Holdings, Inc.
08-Jun-20 USA Elect Director Directors Related Elect Director Rohit Bhagat 1
Zuora, Inc. 23-Jun-20 USA Elect Director Directors Related Elect Director Jason Pressman 1
Esquire Financial Holdings, Inc.
24-Jun-20 USA Elect Director Directors Related Elect Director Robert J. Mitzman 1
McKesson Corporation 29-Jul-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
58.com Inc. 07-Sep-20 Cayman Islands Authorize Board to Ratify and Execute Approved Resolutions
Routine/Business Authorize Board to Ratify and Execute Approved Resolutions
1
Cimpress plc 25-Nov-20 Ireland Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Uniper SE 20-May-20 Germany Elect Supervisory Board Member Directors Related Elect Klaus-Dieter Maubach to the Supervisory Board
1
China Communications Services Corporation Limited
15-Jun-20 China Increase Authorized Common Stock
Capitalization Authorize Board to Increase Registered Capital of the Company and Amend Articles of Association to Reflect Such Increase
1
Raiffeisen Bank International AG
20-Oct-20 Austria Adopt New Articles of Association/Charter
Routine/Business Amend Articles of Association 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19
1
Hengtong Optic-Electric Co., Ltd.
18-Mar-20 China Approve Loan Agreement Reorg. and Mergers Approve Bill Pool Business 1
Samsung BioLogics Co., Ltd. 20-Mar-20 South Korea Elect Director Directors Related Elect Kim Tae-han as Inside Director 1
Celltrion Healthcare Co., Ltd. 27-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
Yunnan Baiyao Group Co., Ltd.
21-Apr-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Draft and Summary of Stock Option Incentive Plan
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Yunnan Baiyao Group Co., Ltd.
21-Apr-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Assessment and Management Measures of the Stock Option Incentive Plan
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Manner and Time 1
Colbun SA 30-Apr-20 Chile Other Business Routine/Business Other Business 1
Yangzijiang Shipbuilding (Holdings) Ltd.
30-Apr-20 Singapore Elect Director Directors Related Elect Xu Wen Jiong as Director 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Manner and Period 1
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Agreement 1
Yihai International Holding Ltd.
22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Connected Restricted Shares Pursuant to the Scheme to WeichangZhou
1
Sinopharm Group Co., Ltd. 11-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares
1
Delivery Hero SE 18-Jun-20 Germany Authorize Use of Financial Derivatives
Capitalization Authorize Use of Financial Derivatives when Repurchasing Shares
1
China Gezhouba Group Co., Ltd.
18-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
CITIC Limited 19-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Eurofins Scientific SE 26-Jun-20 Luxembourg Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Mitsubishi Materials Corp. 30-Jun-20 Japan Elect Director Directors Related Elect Director Sato, Hiroshi 1
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Draft and Summary on Employee Share Purchase Plan
1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Price and Pricing Principle 1
Bangkok Expressway & Metro Public Co. Ltd.
20-Jul-20 Thailand Other Business Routine/Business Other Business 1
CD Projekt SA 28-Jul-20 Poland Approve Executive Share Option Plan
Non-Salary Comp. Approve Incentive Plan 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Nikesh Arora as Director 1
Folli Follie SA 10-Sep-20 Greece Accept Financial Statements and Statutory Reports
Routine/Business Accept 2018 Financial Statements and Statutory Reports
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
OFILM Group Co., Ltd. 28-Sep-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Financial Leasing Business and Provision of Its Guarantee
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member J. Heizmann (until Oct. 1, 2019) for Fiscal 2019
1
Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
19-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Hangzhou Tigermed Consulting Co., Ltd.
20-Oct-20 China Approve/Amend Regulations on General Meetings
Routine/Business Amend Rules and Procedures Regarding General Meetings of Shareholders
2
TURKCELL Iletisim Hizmetleri AS
21-Oct-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 2
Crown Resorts Limited 22-Oct-20 Australia Elect Director Directors Related Elect Guy Jalland as Director 1
Inner Mongolia Yitai Coal Co., Ltd.
16-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Estimation of the Company for the Maximum of Daily Related Party Transactions (B shares) for 2021-2023
1
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Cronos Group Inc. 25-Jun-20 Canada Change Jurisdiction of Incorporation [ ]
Reorg. and Mergers Approve Continuance of Company [OBCA to BCBCA]
1
H. Lundbeck A/S 24-Mar-20 Denmark Approve Remuneration Policy Non-Salary Comp. Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
1
Best World International Ltd. 22-Jun-20 Singapore Accept Financial Statements and Statutory Reports
Routine/Business Adopt Financial Statements and Directors' and Auditors' Reports
1
Korean Air Lines Co., Ltd. 27-Mar-20 South Korea Elect Director Directors Related Elect Woo Gi-hong as Inside Director 1
Embraer SA 29-Apr-20 Brazil Approve Director/Officer Liability and Indemnification
Directors Related Amend Articles Re: Indemnity Provision 1
bioMerieux SA 30-Jun-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans
1
AMERCO 20-Aug-20 USA Company-Specific--Governance-Related
SH-Corp Governance Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2020
1
Haier Electronics Group Co., Ltd.
23-Jun-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Cardinal Health, Inc. 04-Nov-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Bayer AG 28-Apr-20 Germany Elect Supervisory Board Member Directors Related Elect Otmar Wiestler to the Supervisory Board 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Petroleum & Chemical Corp.
19-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares
1
Enzo Biochem, Inc. 25-Feb-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Peter J. Clemens, IV 1
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico Elect Director Directors Related Elect/Ratify Ricardo Guajardo Touche as Director
2
Lantheus Holdings, Inc. 23-Apr-20 USA Elect Director Directors Related Elect Director Frederick Robertson 1
Hutchison China MediTech Ltd.
27-Apr-20 Cayman Islands Elect Director Directors Related Re-elect Simon To as Director 1
Marine Products Corporation 28-Apr-20 USA Elect Director Directors Related Elect Director R. Randall Rollins 1
Gladstone Commercial Corporation
07-May-20 USA Elect Director Directors Related Elect Director Michela A. English 1
Colgate-Palmolive Company 08-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
CVS Health Corporation 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Baker Hughes Company 14-May-20 USA Elect Director Directors Related Elect Director John G. Rice 1
Osmotica Pharmaceuticals plc 20-May-20 Ireland Elect Director Directors Related Elect Director Sriram Venkataraman 1
Amazon.com, Inc. 27-May-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Potential Human Rights Impacts of Customers' Use of Rekognition
1
MicroStrategy Incorporated 27-May-20 USA Elect Director Directors Related Elect Director Michael J. Saylor 1
Discovery, Inc. 18-Jun-20 USA Amend Vote Requirements to Amend Articles/Bylaws/Charter
SH-Dirs' Related Adopt Simple Majority Vote 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman and CEO
1
Greencore Group Plc 28-Jan-20 Ireland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Tanaka, Kotaro 1
Samsung BioLogics Co., Ltd. 20-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
Turk Hava Yollari AO 31-Mar-20 Turkey Amend Articles/Charter Equity-Related
Capitalization Amend Article 6 Re: Capital Related 1
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Reelect Sonia de Demandolx as Director 1
Sika AG 21-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil Elect Director Directors Related Elect Ana Paula Kaminitz Peres as Director 1
SHIMAMURA Co., Ltd. 15-May-20 Japan Approve Retirement Bonuses for Statutory Auditors
Non-Salary Comp. Approve Statutory Auditor Retirement Bonus 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Haitian International Holdings Limited
19-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Wuchan Zhongda Group Co., Ltd.
19-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantee Plan 1
Powertech Technology, Inc. 28-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Dephne Wu, a Representative of KTC-SUN Corp. (KTC-TU Corp.) with Shareholder No. 135526, as Non-Independent Director
1
China Zhongwang Holdings Limited
29-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Casino, Guichard-Perrachon SA
17-Jun-20 France Elect Director Directors Related Elect Saris as Director 1
3SBio, Inc. 19-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Daicel Corp. 19-Jun-20 Japan Approve Allocation of Income and Dividends
Routine/Business Approve Allocation of Income, with a Final Dividend of JPY 18
1
Semiconductor Manufacturing International Corporation
23-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Toray Industries, Inc. 23-Jun-20 Japan Elect Director Directors Related Elect Director Oya, Mitsuo 1
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
30-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares
2
IRPC Public Co., Ltd. 03-Jul-20 Thailand Other Business Routine/Business Other Business 1
Jollibee Foods Corporation 24-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Cezar P. Consing as Director 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Authorization of Board to Handle All Related Matters
1
IRB Brasil Resseguros SA 31-Jul-20 Brazil Accept Financial Statements and Statutory Reports
Routine/Business Accept Financial Statements for Fiscal Year Ended Dec. 31, 2019
1
Pick N Pay Stores Limited 04-Aug-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Anton Rupert as Director 1
Thai Union Group Public Co. Ltd.
16-Sep-20 Thailand Elect Director Directors Related Elect Thamnoon Ananthothai as Director 1
Will Semiconductor Co., Ltd. Shanghai
22-Sep-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Nanyang Topsec Technologies Group, Inc.
28-Sep-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Minsheng Banking Corp., Ltd.
16-Oct-20 China Elect Director Directors Related Elect Peng Xuefeng as Director 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Executive Share Option Plan
Non-Salary Comp. Approve Establishment of New Employees' Share Option Scheme (ESOS)
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Seok Hong
1
Eurazeo SE 30-Apr-20 France Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Capitalization Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value
1
Universal Health Services, Inc.
20-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Towngas China Company Limited
21-May-20 Cayman Islands Elect Director Directors Related Elect Alfred Chan Wing-kin as Director 1
SUNeVision Holdings Ltd. 30-Oct-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
SUNeVision Holdings Ltd. 30-Oct-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Turning Point Brands, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director David Glazek 1
Charter Communications, Inc. 28-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Vericel Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Dominick C. Colangelo 1
Cumulus Media Inc. 30-Apr-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Baxter International Inc. 05-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
The Home Depot, Inc. 21-May-20 USA Stock Retention/Holding Period SH-Compensation Adopt Share Retention Policy For Senior Executives
1
Colony Bankcorp, Inc. 26-May-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Entravision Communications Corporation
28-May-20 USA Elect Director Directors Related Elect Director Paul A. Zevnik 1
Systemax Inc. 01-Jun-20 USA Elect Director Directors Related Elect Director Barry Litwin 1
SVMK Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Ryan Finley 1
SVMK Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Serena J. Williams 1
Gannett Co., Inc. 08-Jun-20 USA Elect Director Directors Related Elect Director Kevin M. Sheehan 1
General Motors Company 16-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Discovery, Inc. 18-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
International Seaways, Inc. 22-Jun-20 Marshall Isl Elect Director Directors Related Elect Director Joseph I. Kronsberg 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Independent Bank Group, Inc. 27-Aug-20 USA Other Business Routine/Business Other Business 1
Cal-Maine Foods, Inc. 02-Oct-20 USA Elect Director Directors Related Elect Director Adolphus B. Baker 1
Petroleo Brasileiro SA 30-Nov-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles and Consolidate Bylaws 1
Royal Dutch Shell Plc 19-May-20 United Kingdom GHG Emissions SH-Health/Environ. Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions
1
Yuexiu Property Company Limited
28-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Great Wall Motor Company Limited
12-Jun-20 China Amend Articles/Bylaws/Charter -- Organization-Related
Reorg. and Mergers Amend Rules for the Administration of External Investment
1
Chow Tai Fook Jewellery Group Ltd.
30-Jul-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Ryman Healthcare Limited 13-Aug-20 New Zealand Approve Increase in Aggregate Compensation Ceiling for Directors
Non-Salary Comp. Approve the Increase in Maximum Aggregate Remuneration of Directors
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19
1
Celltrion Healthcare Co., Ltd. 27-Mar-20 South Korea Elect Director Directors Related Elect David Han as Outside Director 1
Lotte Shopping Co., Ltd. 27-Mar-20 South Korea Elect Director Directors Related Elect Park Jae-wan as Outside Director 1
Davide Campari-Milano SpA 27-Mar-20 Italy Change Jurisdiction of Incorporation [ ]
Reorg. and Mergers Approve Change in the Location of the Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws
1
Atacadao SA 14-Apr-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
Vivendi SA 20-Apr-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
Globe Telecom, Inc. 21-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lang Tao Yih, Arthur as Director 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Pricing Reference Date, Issue Price and Pricing Basis
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Authorization of Board to Handle All Related Matters Regarding Private Placement of New Shares
1
Fibra Uno Administracion SA de CV
30-Apr-20 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Members, Alternates and Secretary (Non-Member) of Technical Committee; Verify Independence Classification
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Authorization of Board to Handle All Related Matters
1
HKT Trust & HKT Limited 08-May-20 Cayman Islands Elect Director Directors Related Elect Aman Mehta as Director 1
ANTA Sports Products Ltd. 11-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Societe BIC SA 20-May-20 France Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Capitalization Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
1
China Resources Gas Group Limited
22-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Victorico P. Vargas as Director 1
Dassault Systemes SA 26-May-20 France Company Specific Organization Related
Reorg. and Mergers Delegate Power to the Board to Carry Spin-Off Agreements
1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect Martin J. Barrington as Director 1
China Resources Pharmaceutical Group Limited
22-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
BYD Electronic (International) Co., Ltd.
23-Jun-20 Hong Kong Elect Director Directors Related Elect Wang Chuan-fu as Director 1
Sartorius Stedim Biotech SA 24-Jun-20 France Approve Issuance of Shares for a Private Placement
Capitalization Approve Issuance of Equity or Equity-Linked Securities for Reserved for Specific Beneficiaries or Qualified Investors, up to Aggregate Nominal Amount of EUR 4 Million
1
CEZ as 29-Jun-20 Czech Republic Elect Member of Audit Committee
Routine/Business Recall and Elect Members of Audit Committee 1
Bangkok Expressway & Metro Public Co. Ltd.
20-Jul-20 Thailand Elect Director Directors Related Elect Supong Chayutsahakij as Director 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Distribution Arrangement of Undistributed Earnings
1
Beijing Kunlun Tech Co., Ltd. 17-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Naspers Ltd. 21-Aug-20 South Africa Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Accounting Treatment 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Rights and Obligations of the Plan Participants and the Company
1
Lepu Medical Technology (Beijing) Co., Ltd.
16-Nov-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve to Implement a Shareholding Plan for the Company's Core Employees
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Hellenic Telecommunications Organization SA
04-Dec-20 Greece Elect a Shareholder-Nominee to the Board (Proxy Access Nominee)
SH-Dirs' Related Elect a Shareholder-Nominee to the Board 2
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Paul Desmarais III as Director 1
Agile Group Holdings Ltd. 11-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
DaVita Inc. 11-Jun-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Zijin Mining Group Co., Ltd. 29-Dec-20 China Approve Restricted Stock Plan Non-Salary Comp. Authorize the Board to Deal with All Matters in Relation to the Restricted A Share Incentive Scheme for 2020
1
Varun Beverages Limited 26-Jun-20 India Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Payment of Profit Related Commission to Non-Executive Directors
1
The Phoenix Mills Limited 25-Sep-20 India Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Payment of Remuneration to Rajendra Kalkar as Whole-Time Director
1
Petroleo Brasileiro SA 22-Jul-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
Woori Financial Group, Inc. 25-Mar-20 South Korea Elect Director Directors Related Elect Son Tae-seung as Inside Director 1
Citigroup Inc. 21-Apr-20 USA Company-Specific--Governance-Related
SH-Corp Governance Review on Governance Documents 1
First Community Bankshares, Inc.
28-Apr-20 USA Elect Director Directors Related Elect Director M. Adam Sarver 1
Embraer SA 29-Apr-20 Brazil Approve Share Appreciation Rights/Approve Phantom Option Plan
Non-Salary Comp. Approve Long-Term Incentive Plan 1
Pilgrim's Pride Corporation 29-Apr-20 USA Community -Environment Impact
SH-Health/Environ. Report on Reduction of Water Pollution 1
Peoples Bancorp of North Carolina, Inc.
07-May-20 USA Elect Director Directors Related Elect Director Robert C. Abernethy 1
Talos Energy Inc. 12-May-20 USA Elect Director Directors Related Elect Director John 'Brad' Juneau 1
Lawson Products, Inc. 12-May-20 USA Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements for Specified Provisions and Opt Out of Section 203 of the Delaware General Corporation Law
1
Union Pacific Corporation 14-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
TPI Composites, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Steven C. Lockard 1
TPI Composites, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Philip J. Deutch 1
Inphi Corporation 21-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Alphabet Inc. 03-Jun-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Alphabet Inc. 03-Jun-20 USA Approve Recapitalization Plan for all Stock to Have One-vote per Share
SH-Corp Governance Approve Recapitalization Plan for all Stock to Have One-vote per Share
1
Roku, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Anthony Wood 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Gerrit Jan Bakker 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Dennis Okhuijsen 1
Catalyst Pharmaceuticals, Inc. 20-Aug-20 USA Other Business Routine/Business Other Business 1
Nexity SA 19-May-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Shui On Land Ltd. 27-May-20 Cayman Islands Elect Director Directors Related Elect David J. Shaw as Director 1
Yuexiu Property Company Limited
28-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Telefonaktiebolaget LM Ericsson
31-Mar-20 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Long-Term Variable Compensation Program 2020 (LTV 2020)
1
First Pacific Company Limited 16-Jun-20 Bermuda Elect Director Directors Related Elect Benny S. Santoso as Director 1
Fattal Holdings (1998) Ltd. 16-Sep-20 Israel Elect Director Directors Related Reelect Herzel Shalem as Director 1
Raiffeisen Bank International AG
20-Oct-20 Austria Elect Supervisory Board Member Directors Related Elect Klaus Buchleitner as Supervisory Board Member
1
Joincare Pharmaceutical Group Industry Co., Ltd.
14-Feb-20 China Company-Specific Compensation-Related
Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Issue Price Adjustment Mechanism 1
ABB Ltd. 26-Mar-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Shenzhen Sunway Communication Co., Ltd.
30-Mar-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Funds to Purchase Financial Products
1
Wolters Kluwer NV 23-Apr-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Anadolu Efes Biracilik ve Malt Sanayii A.S.
28-Apr-20 Turkey Elect Directors (Bundled) and Approve Their Remuneration
Directors Related Elect Directors and Approve Their Remuneration
1
Inner Mongolia Yitai Coal Co., Ltd.
08-May-20 China Investment in Financial Products Reorg. and Mergers Approve the Entrusted Wealth Management with Idle Self-Owned Funds
1
Hua Hong Semiconductor Limited
14-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Hangzhou Hikvision Digital Technology Co., Ltd.
15-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Agreement 1
China National Nuclear Power Co., Ltd.
27-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Province of Guarantee 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
WH Group Limited 02-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
05-Jun-20 China Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors and Senior Management Members
1
Beijing Enterprises Water Group Ltd.
09-Jun-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
CSPC Pharmaceutical Group Limited
15-Jun-20 Hong Kong Elect Director Directors Related Elect Lee Ka Sze, Carmelo as Director 1
Pirelli & C. SpA 18-Jun-20 Italy Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Deutsche Telekom AG 19-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Michael Kaschke to the Supervisory Board 1
Sartorius Stedim Biotech SA 24-Jun-20 France Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Capitalization Authorize Capitalization of Reserves of Up to EUR 4 Million for Bonus Issue or Increase in Par Value
1
ALROSA PJSC 24-Jun-20 Russia Approve Remuneration of Members of Audit Commission
Routine/Business Approve Remuneration of Members of Audit Commission
1
Polskie Gornictwo Naftowe i Gazownictwo SA
24-Jun-20 Poland Dismiss/Remove Director(s)/Auditor(s) (Non-contentious)
Directors Related Recall Supervisory Board Member 1
Skandinaviska Enskilda Banken AB
29-Jun-20 Sweden Elect Director Directors Related Reelect Marcus Wallenberg as Director 1
Promotora y Operadora de Infraestructura SA
03-Jul-20 Mexico Authorize Share Repurchase Program
Capitalization Set Maximum Amount of Share Repurchase Reserve
1
Iliad SA 21-Jul-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of CEO 1
RUMO SA 22-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Marcelo Curti as Fiscal Council Member and Joao Marcelo Peixoto Torres as Alternate
1
Carl Zeiss Meditec AG 06-Aug-20 Germany Elect Supervisory Board Member Directors Related Elect Karl Lamprecht to the Supervisory Board 1
Prosus NV 18-Aug-20 Netherlands Amend Restricted Stock Plan Non-Salary Comp. Amend Prosus Share Award Plan 1
Oracle Corp Japan 21-Aug-20 Japan Elect Director Directors Related Elect Director Kimberly Woolley 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member B. Osterloh for Fiscal 2019
1
Lojas Renner SA 21-Oct-20 Brazil Amend Executive Share Option Plan
Non-Salary Comp. Amend Stock Option Plan Re: Clause 13 1
Lojas Renner SA 21-Oct-20 Brazil Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Stock Plan Re: Clause 8 2
Lepu Medical Technology (Beijing) Co., Ltd.
16-Nov-20 China Approve Spin-Off Agreement Reorg. and Mergers Approve Related Party Transaction in Connection to the Senior Management's Participation in this Shareholding Plan
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Soo Keng
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Beijing Tiantan Biological Products Corp. Ltd.
04-Dec-20 China Amend Articles/Bylaws/Charter -- Organization-Related
Reorg. and Mergers Approve Formulation of Management System of Raised Funds
1
Barry Callebaut AG 09-Dec-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
PT Kalbe Farma Tbk 23-Dec-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Board of Directors 1
Hundsun Technologies, Inc. 25-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
Shanghai M&G Stationery, Inc.
08-May-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Guangzhou R&F Properties Co., Ltd.
29-May-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Wong Chun Bong as Director and Authorize Board to Fix His Remuneration
1
DaVita Inc. 11-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Isetan Mitsukoshi Holdings Ltd.
15-Jun-20 Japan Elect Director Directors Related Elect Director Furukawa, Hidetoshi 1
China Vanke Co., Ltd. 30-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Liu Shuwei as Director 2
Atrium European Real Estate Ltd.
23-Apr-20 Jersey Elect Director Directors Related Re-elect Chaim Katzman as Director 1
BANK POLSKA KASA OPIEKI SA
22-May-20 Poland Elect Supervisory Board Member Directors Related Elect Supervisory Board Member 1
Haier Electronics Group Co., Ltd.
23-Jun-20 Bermuda Approve Share Plan Grant Non-Salary Comp. Approve Allotment and Issuance of New Shares Under the Restricted Share Award Scheme
1
Restaurant Brands International Inc.
10-Jun-20 Canada Report on Environmental Policies
SH-Health/Environ. Report on Comprehensive Policy on Plastic Pollution and Sustainable Packaging
1
Champion Iron Limited 28-Aug-20 Australia Elect Director Directors Related Elect Michael O'Keeffe as Director 1
Lennar Corporation 07-Apr-20 USA Elect Director Directors Related Elect Director Scott Stowell 1
Pfizer Inc. 23-Apr-20 USA Gender Pay Gap SH-Other/misc. Report on Gender Pay Gap 1
First Community Bankshares, Inc.
28-Apr-20 USA Elect Director Directors Related Elect Director C. William Davis 1
Charter Communications, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1
Marathon Petroleum Corporation
29-Apr-20 USA Elect Director Directors Related Elect Director John P. Surma 1
Alaska Air Group, Inc. 07-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Russell A. Colombo 1
Alexander's, Inc. 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
NiSource Inc. 19-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
JPMorgan Chase & Co. 19-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Kronos Worldwide, Inc. 20-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
PayPal Holdings, Inc. 21-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Eventbrite, Inc. 21-May-20 USA Elect Director Directors Related Elect Director Helen Riley 1
Chevron Corporation 27-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Amazon.com, Inc. 27-May-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Human Rights Risk Assessment 1
MeiraGTx Holdings plc 02-Jun-20 Cayman Islands Elect Director Directors Related Elect Director Ellen Hukkelhoven 1
Alphabet Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Alan R. Mulally 1
GoDaddy Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Lee E. Wittlinger 1
Comcast Corporation 03-Jun-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Risks Posed by Failing to Prevent Sexual Harassment
1
Ormat Technologies, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Byron G. Wong 1
Netflix, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Jay C. Hoag 1
Netflix, Inc. 04-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Sirius XM Holdings Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director David M. Zaslav 1
Roku, Inc. 10-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Richard Legault 1
Newmark Group, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Howard W. Lutnick 1
Alibaba Group Holding Limited
30-Sep-20 Cayman Islands Elect Director Directors Related Elect Maggie Wei Wu as Director 2
Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Pamela Thomas-Graham 1
Cisco Systems, Inc. 10-Dec-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Atlas Copco AB 23-Apr-20 Sweden Elect Directors (Bundled) Directors Related Reelect Staffan Bohman, Tina Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect AnnaOhlsson-Leijon and Gordon Riske as New Directors
1
Page 338 of 469Page 335 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
The Swatch Group AG 14-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Nayla Hayek as Member of the Compensation Committee
1
The Swatch Group AG 14-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Ernst Tanner as Member of the Compensation Committee
1
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5a)
1
Television Broadcasts Limited 27-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Top Glove Corporation Bhd 08-Jan-20 Malaysia Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19
1
Yunnan Energy New Material Co., Ltd.
08-Apr-20 China Approve Loan Agreement Reorg. and Mergers Approve Comprehensive Credit Line Bank Application
1
Vivendi SA 20-Apr-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Management Board Members
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Strategic Cooperation Agreement with Strategic Investors
1
GD Power Development Co., Ltd.
07-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
Shenzhen International Holdings Limited
15-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Hangzhou Hikvision Digital Technology Co., Ltd.
15-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Financial Assistance Provision 1
Shaanxi Coal Industry Co., Ltd.
21-May-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Dan Yong as Independent Director 1
Jardine Cycle & Carriage Limited
22-May-20 Singapore Elect Director Directors Related Elect Mark Greenberg as Director 1
Uni-President China Holdings Ltd.
22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Zhongsheng Group Holdings Limited
10-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Casino, Guichard-Perrachon SA
17-Jun-20 France Elect Director Directors Related Reelect Frederic Saint-Geours as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Sartorius Stedim Biotech SA 24-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Corporate Officers 1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Increase Disclosure of Executive Compensation
SH-Compensation Amend Articles to Require Individual Disclosure of Compensation Received after Directors' Departure from the Board
1
China Literature Limited 30-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Mandate to Issue Shares Under the Restricted Share Unit Scheme
1
Iliad SA 21-Jul-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
Jollibee Foods Corporation 24-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Joseph Tanbuntiong as Director 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Formulation of Methods to Assess the Performance of Plan Participants
1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Accounting Treatment Method 1
Yandex NV 29-Oct-20 Netherlands Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 20 Percent of Issued Share Capital
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Cong Jingsheng Jason Under the 2014 Equity Incentive Plan
1
Hualan Biological Engineering, Inc.
15-Apr-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Own Funds to Invest in Financial Products
1
Shanghai Baosight Software Co., Ltd.
29-Apr-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
1
ManpowerGroup, Inc. 08-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
China Lesso Group Holdings Limited
22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Kingboard Laminates Holdings Limited
25-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Peugeot SA 25-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Olivier Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board
1
Ping An Insurance (Group) Co. of China Ltd.
09-Apr-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Poly Developments & Holdings Group Co., Ltd.
07-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantees 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Tesla, Inc. 22-Sep-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand Elect Director Directors Related Elect Pornluck Harnphanich as Director 1
PVR Limited 29-Sep-20 India Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Payment of Remuneration to Sanjeev Kumar as Joint Managing Director
1
Cervus Equipment Corporation
23-Apr-20 Canada Amend Executive Share Option Plan
Non-Salary Comp. Amend Share Option Plan 1
Tencent Holdings Limited 13-May-20 Cayman Islands Elect Director Directors Related Elect Lau Chi Ping Martin as Director 1
Husqvarna AB 26-Jun-20 Sweden Elect Director Directors Related Reelect Daniel Nodhall as Director 1
Restaurant Brands International Inc.
10-Jun-20 Canada Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Minimum Requirements and Standards Related to Workforce Practices
1
Bridgewater Bancshares, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director Todd B. Urness 1
Danaher Corporation 05-May-20 USA Elect Director Directors Related Elect Director Walter G. Lohr, Jr. 1
Enterprise Bancorp, Inc. 05-May-20 USA Elect Director Directors Related Elect Director John A. Koutsos 1
Lawson Products, Inc. 12-May-20 USA Reduce Supermajority Vote Requirement
Antitakeover Related Eliminate Supermajority Vote Requirements to Amend Bylaws
1
Lawson Products, Inc. 12-May-20 USA Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Certificate of Incorporation Regarding Combination Proposals
1
PPL Corporation 13-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
CoreCivic, Inc. 14-May-20 USA Elect Director Directors Related Elect Director Stacia A. Hylton 1
Pacific Mercantile Bancorp 20-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Chevron Corporation 27-May-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Human Rights Practices 1
Alphabet Inc. 03-Jun-20 USA Require Environmental/Social Issue Qualifications for Director Nominees
SH-Dirs' Related Require Independent Director Nominee with Human and/or Civil Rights Experience
1
CVR Energy, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Jonathan Frates 1
Netflix, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Mathias Dopfner 1
Safe Bulkers, Inc. 03-Aug-20 Marshall Isl Approve Reverse Stock Split Capitalization Approve Reverse Stock Split 1
Marrone Bio Innovations, Inc. 29-Oct-20 USA Reduce Supermajority Vote Requirement
SH-Corp Governance Adopt Simple Majority Vote 1
K12 Inc. 15-Dec-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
The Trade Desk, Inc. 22-Dec-20 USA Company Specific--Board-Related
Directors Related Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater
1
Partners Group Holding AG 13-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
China Communications Services Corporation Limited
15-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Tele2 AB 11-May-20 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Based Share Plan LTI 2020
1
Tele2 AB 11-May-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing Through Issuance of Shares
1
The Swatch Group AG 14-May-20 Switzerland Elect Board Chairman/Vice-Chairman
Directors Related Reelect Nayla Hayek as Board Chairman 1
Electric Power Development Co., Ltd.
25-Jun-20 Japan Elect Director Directors Related Elect Director Murayama, Hitoshi 1
Raiffeisen Bank International AG
20-Oct-20 Austria Elect Supervisory Board Member Directors Related Elect Reinhard Mayr as Supervisory Board Member
1
Bank Hapoalim BM 22-Oct-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Issawi Frij as External Director 1
Hyundai Development Co. 25-Mar-20 South Korea Elect Director Directors Related Elect Choi Gyu-yeon as Outside Director 1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Cedric de Bailliencourt, Management Board Member
1
Industrias Penoles SAB de CV 23-Apr-20 Mexico Elect Member of Audit Committee
Routine/Business Elect or Ratify Chairman of Audit and Corporate Practices Committee
1
Hermes International SCA 24-Apr-20 France Approve Executive Share Option Plan
Non-Salary Comp. Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans
1
SHIMAMURA Co., Ltd. 15-May-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Omi, Tetsuya 1
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Manuel V. Pangilinan as Director 1
Kunlun Energy Company Limited
27-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
WH Group Limited 02-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Inventec Corp. 12-Jun-20 Taiwan Amend Articles/Bylaws/Charter -- Organization-Related
Reorg. and Mergers Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Visionox Technology, Inc. 16-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee to Controlling Subsidiary
1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Alexander Birken to the Shareholders' Committee
1
International Container Terminal Services, Inc.
18-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jose C. Ibazeta as Director 1
Delivery Hero SE 18-Jun-20 Germany Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights
1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Yeh, Yun-Wan, a Representative of Shin Kong Mitsukoshi Department Store Co., Ltd. (Shin Kong Mitsukoshi Development Corp. Ltd.) with SHAREHOLDER NO.00026835, as Non-Independent Director
1
Charoen Pokphand Foods Public Co. Ltd.
24-Jun-20 Thailand Elect Director Directors Related Elect Phatcharavat Wongsuwan as Director 1
Grupa LOTOS SA 30-Jun-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Share Subscription Agreement with Zhuhai Gaoling Yicheng Equity Investment Partnership (Limited Partnership)
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Strategic Cooperation Agreement
1
Cosan SA 29-Jul-20 Brazil Company-Specific Compensation-Related
Non-Salary Comp. Ratify Remuneration of Company's Management and Fiscal Council for 2019
1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Adjustment Methods and Procedures 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member H. D. Werner for Fiscal 2019
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member B. Althusmann for Fiscal 2019
1
AGL Energy Limited 07-Oct-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Shenzhen Kaifa Technology Co., Ltd.
30-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Extension of Comprehensive Cooperative Financial Agreement and Related Party Transactions
1
Eurazeo SE 30-Apr-20 France Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Article 25 of Bylaws Re: Extra Dividend for Long Term Registered Shares
1
Mitsubishi Motors Corp. 18-Jun-20 Japan Elect Director Directors Related Elect Director Ikushima, Takahiko 1
Sumitomo Mitsui Trust Holdings, Inc.
26-Jun-20 Japan Elect Director Directors Related Elect Director Kawamoto, Hiroko 1
Peugeot SA 25-Jun-20 France Elect Supervisory Board Member Directors Related Ratify Appointment of Zhang Zutong as Supervisory Board Member
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Mondi Plc 07-May-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
POYA International Co., Ltd. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect LIU ZHI-HONG, with SHAREHOLDER NO.R122163XXX as Independent Director
1
Century Pacific Food, Inc. 30-Jun-20 Philippines Other Business Routine/Business Approve Other Matters 1
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Ternium SA 05-Jun-20 Luxembourg Elect Directors (Bundled) Directors Related Reelect Directors 1
Coal India Ltd. 23-Sep-20 India Elect Director Directors Related Elect S.N. Tiwary as Director and Approve Appointment of S.N. Tiwary as Whole time Director designated as Director (Marketing)
1
China Resources Land Limited 02-Jun-20 Cayman Islands Elect Director Directors Related Elect Yan Biao as Director 1
China Conch Venture Holdings Limited
29-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Bank of Montreal 31-Mar-20 Canada Climate Change Action SH-Health/Environ. SP 3: Assess the Incongruities of Bank's Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change
1
M.D.C. Holdings, Inc. 20-Apr-20 USA Elect Director Directors Related Elect Director David Siegel 1
GlaxoSmithKline Plc 06-May-20 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 2
Advanced Micro Devices, Inc. 07-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Saga Communications, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Clarke R. Brown, Jr. 1
Saga Communications, Inc. 11-May-20 USA Elect Director Directors Related Elect Director G. Dean Pearce 1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Brian M. Sobel 1
NACCO Industries, Inc. 13-May-20 USA Elect Director Directors Related Elect Director Michael S. Miller 1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Irwin Chafetz 1
Workiva Inc. 19-May-20 USA Elect Director Directors Related Elect Director Eugene S. Katz 1
Endurance International Group Holdings, Inc.
20-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
NXP Semiconductors N.V. 27-May-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Systemax Inc. 01-Jun-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Equinix, Inc. 18-Jun-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Ennis, Inc. 16-Jul-20 USA Elect Director Directors Related Elect Director Gary S. Mozina 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Gilberto Perezalonso Cifuentes 1
TerraForm Power, Inc. 29-Jul-20 USA Elect Director Directors Related Elect Director Brian Lawson 1
NetApp, Inc. 10-Sep-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Indutrade AB 02-Jun-20 Sweden Elect Directors (Bundled) Directors Related Reelect Susanna Campbell, Bengt Kjell, Ulf Lundahl, Katarina Martinson (Chair), Krister Mellve, Anders Jernhall, Lars Pettersson and Bo Annvik as Directors
1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Vice-CEO 1
Kerry Properties Limited 20-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Great Wall Motor Company Limited
12-Jun-20 China Approve/Amend Regulations on General Meetings
Routine/Business Amend Rules and Procedures Regarding General Meetings of Shareholders
1
PICC Property & Casualty Co. Ltd.
23-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure
1
Kia Motors Corp. 24-Mar-20 South Korea Elect Director Directors Related Elect Kim Deok-joong as Outside Director 1
Orkla ASA 16-Apr-20 Norway Elect Director Directors Related Elect Anna Mossberg as New Director 1
KBC Group SA/NV 07-May-20 Belgium Elect Director Directors Related Elect Liesbet Okkerse as Director 1
Swedish Orphan Biovitrum AB 13-May-20 Sweden Approve Alternative Equity Plan Financing
Non-Salary Comp. Approve Alternative Equity Plan Financing 1
Andritz AG 07-Jul-20 Austria Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
KION GROUP AG 16-Jul-20 Germany Elect Supervisory Board Member Directors Related Elect Jiang Kui to the Supervisory Board 1
Husky Energy Inc. 29-Apr-20 Canada Elect Director Directors Related Elect Director Victor T. K. Li 1
A.P. Moller-Maersk A/S 23-Mar-20 Denmark Approve Remuneration Policy Non-Salary Comp. Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
1
Tianma Microelectronics Co. Ltd.
07-Apr-20 China Approve Loan Agreement Reorg. and Mergers Approve Comprehensive Credit Line Application 1
Proximus SA 15-Apr-20 Belgium Elect Director Directors Related Elect Director Proposed by the Belgian State 1
Hermes International SCA 24-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Axel Dumas, General Manager
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Authorize Share Repurchase Program
Capitalization Approve Authorization of Board to Handle All Related Matters Regarding Share Repurchase Plan
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
ACS Actividades de Construccion y Servicios SA
07-May-20 Spain Elect Director Directors Related Reelect Mariano Hernandez Herreros as Director
1
ENGIE SA 14-May-20 France Approve or Amend Severance Agreements/Change-in-Control Agreements
Non-Salary Comp. Approve Termination Package of Isabelle Kocher, CEO Until Feb. 24, 2020
1
China Shenhua Energy Company Limited
29-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Entering into the Termination Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions
2
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Bernido H. Liu as Director 1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney under the RS Plan
1
Casino, Guichard-Perrachon SA
17-Jun-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
Avicopter Plc 18-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related Party Transactions 1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lee, Jih-Chu, a Representative of Shin Kong Wu Tung Ching Foundation with SHAREHOLDER NO.00038259, as Non-Independent Director
1
Beijing Tiantan Biological Products Corp. Ltd.
23-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related Party Transactions 1
Rinnai Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director Naito, Hiroyasu 1
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand Elect Director Directors Related Elect Sripop Sarasas as Director 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Conditional Share Subscription Agreement with Strategic Investors
1
Electricity Generating Public Company Limited
20-Jul-20 Thailand Other Business Routine/Business Other Business 1
Vodacom Group Ltd. 21-Jul-20 South Africa Elect Director Directors Related Elect Leanne Wood as Director 1
CD Projekt SA 28-Jul-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Basis and Scope of Incentive Objects 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member H. Diess for Fiscal 2019
1
Venustech Group Inc. 15-Oct-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
JG Summit Holdings, Inc. 20-Oct-20 Philippines Other Business Routine/Business Approve Other Matters 1
Computershare Limited 11-Nov-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Pei Nee
1
POSCO INTERNATIONAL Corp.
30-Mar-20 South Korea Elect Director Directors Related Elect Noh Min-yong as Inside Director 1
Sino Land Company Limited 28-Oct-20 Hong Kong Elect Director Directors Related Elect Thomas Tang Wing Yung as Director 1
PVR Limited 07-Mar-20 India Approve Executive Share Option Plan
Non-Salary Comp. Approve PVR Employee Stock Option Plan 2020 and Grant of Options under the Plan
1
Atrium European Real Estate Ltd.
23-Apr-20 Jersey Elect Director Directors Related Re-elect Neil Flanzraich as Director 1
Power Grid Corporation of India Limited
22-Sep-20 India Elect Director Directors Related Reelect Mohammed Taj Mukarrum as Director (Finance)
1
Credit Agricole SA 13-May-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans with Performance Conditions Attached
1
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
24-Aug-20 Turkey Approve Charitable Donations Routine/Business Receive Information on Donations Made in 2019 and Approve Upper Limit of Donations for 2020
1
Mesa Air Group, Inc. 04-Feb-20 USA Elect Director Directors Related Elect Director Spyridon Skiados 1
Navistar International Corporation
25-Feb-20 USA Elect Director Directors Related Elect Director Christian Schulz 1
LATAM Airlines Group SA 30-Apr-20 Chile Other Business Routine/Business Other Business 1
Vale SA 30-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles and Consolidate Bylaws 1
CSX Corporation 06-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
First Merchants Corporation 13-May-20 USA Elect Director Directors Related Elect Director Michael C. Marhenke 1
The Pennant Group, Inc. 27-May-20 USA Elect Director Directors Related Elect Director John G. Nackel 1
Nu Skin Enterprises, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Zheqing (Simon) Shen 1
Alphabet Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director L. John Doerr 1
CVR Energy, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director SungHwan Cho 1
Comcast Corporation 03-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
TripAdvisor, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director Jay C. Hoag 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Dexter Goei 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
EMCOR Group, Inc. 11-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
PDF Solutions, Inc. 23-Jun-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Liberty Global plc 30-Jun-20 United Kingdom Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Oracle Corporation 04-Nov-20 USA Gender Pay Gap SH-Other/misc. Report on Gender Pay Gap 1
COSCO SHIPPING Ports Limited
21-May-20 Bermuda Elect Director Directors Related Elect Wong Tin Yau, Kelvin as Director 1
COSCO SHIPPING Ports Limited
21-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Tele2 AB 11-May-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing Through Reissuance of Shares
1
Power Assets Holdings Limited
13-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Nitori Holdings Co., Ltd. 14-May-20 Japan Elect Director Directors Related Elect Director Shirai, Toshiyuki 1
Mizuho Financial Group, Inc. 25-Jun-20 Japan Amend Meeting Procedures SH-Routine/Business Amend Articles to Set Threshold of At Least 1000 Letters if Company Is to Set Letter Limit on Reasons for Shareholder Proposals
1
BHP Group Plc 15-Oct-20 United Kingdom Miscellaneous Proposal -- Environmental & Social
Social Proposal Adopt Interim Cultural Heritage Protection Measures
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19
1
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea Elect Director Directors Related Elect Lim Chang-gyu as Outside Director 1
HANWHA SOLUTIONS CORP. 24-Mar-20 South Korea Elect Director Directors Related Elect Shima Satoshi as Outside Director 1
Genmab A/S 26-Mar-20 Denmark Elect Director Directors Related Elect Jonathan Peacock as New Director 1
CJ Corp. 30-Mar-20 South Korea Elect Director Directors Related Elect Song Hyun-seung as Outside Director 1
Electrolux AB 31-Mar-20 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Based Long-Term Incentive Plan (Share Program 2020)
1
Essity AB 02-Apr-20 Sweden Elect Director Directors Related Reelect Par Boman as Director 1
CCR SA 09-Apr-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Use of Proceeds 1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer
Antitakeover Related Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
1
Electricite de France SA 07-May-20 France Authorize Capital Increase for Future Share Exchange Offers
Capitalization Authorize Capital Increase of Up to EUR 145 Million for Future Exchange Offers
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lance Y. Gokongwei as Director 1
Wynn Macau Limited 29-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Winbond Electronics Corp. 12-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect a Representative of Chin-Xin Investment Co., Ltd., with Shareholder No. 10573, as Non-Independent Director
1
Shandong Buchang Pharmaceuticals Co., Ltd.
18-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Application for Financing and Guarantee Provision
1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect a Representative of Shin Cheng Investment Co., Ltd. with SHAREHOLDER NO.00415689, as Non-Independent Director
1
China Resources Pharmaceutical Group Limited
22-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong Elect Director Directors Related Elect Zhuang Yong as Director 1
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
29-Jun-20 China Approve Loan Agreement Reorg. and Mergers Approve Entrusted Borrowing and Loans Business Between the Company and its Subsidiaries
1
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Amend Articles/Charter Equity-Related
Capitalization Amend Article 7 Re: Capital Related 1
Electricity Generating Public Company Limited
20-Jul-20 Thailand Elect Director Directors Related Elect Paisan Mahapunnaporn as Director 1
Zhejiang Conba Pharmaceutical Co., Ltd.
22-Jul-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to Articles of Association 1
RUMO SA 22-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Luis Claudio Rapparini Soares as Fiscal Council Member and Carla Alessandra Trematore as Alternate
1
Remy Cointreau SA 23-Jul-20 France Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights
Capitalization Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
1
Jollibee Foods Corporation 24-Jul-20 Philippines Other Business Routine/Business Approve Other Matters 1
Bosideng International Holdings Limited
21-Aug-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Methods and Procedures to Adjust the Incentive Plan
1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member S. Weil for Fiscal 2019
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Korea Gas Corp. 13-Oct-20 South Korea Elect Director Directors Related Elect Kim Ui-hyeon as Outside Director 1
Growthpoint Properties Ltd. 08-Dec-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation of Remuneration Policy
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Zhou Zixue Under the 2014 Equity Incentive Plan
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to William Tudor Brown Under the 2014 Equity Incentive Plan
1
Jiangsu Expressway Company Limited
23-Apr-20 China Approve Loan Agreement Reorg. and Mergers Approve Loan Agreement Between the Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation
1
Lee & Man Paper Manufacturing Limited
24-Apr-20 Cayman Islands Elect Director Directors Related Elect Chau Shing Yim David as Director 1
Hang Lung Properties Ltd. 29-Apr-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Eurazeo SE 30-Apr-20 France Elect Supervisory Board Member Directors Related Reelect Jean-Charles Decaux as Supervisory Board Member
1
Athene Holding Ltd. 02-Jun-20 Bermuda Elect Director Directors Related Elect Director Arthur Wrubel 1
Athene Holding Ltd. 02-Jun-20 Bermuda Elect Director Directors Related Elect Director Fehmi Zeko 1
Samsung Card Co., Ltd. 19-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Kwon Oh-Kyu as a Member of Audit Committee
1
Hua Xia Bank Co., Ltd. 21-Apr-20 China Company-Specific Compensation-Related
Non-Salary Comp. Approve Formulation of Equity Management Measures
1
Mitsubishi Motors Corp. 18-Jun-20 Japan Elect Director Directors Related Elect Director Sakamoto, Hideyuki 1
Beijing OriginWater Technology Co., Ltd.
02-Sep-20 China Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendments to Articles of Association 1
Tong Ren Tang Technologies Co. Ltd.
17-Feb-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules of Procedures of the Board of Directors Regarding Party Committee
1
PT Bank Tabungan Pensiunan Nasional Syariah Tbk
16-Apr-20 Indonesia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association 1
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland Dismiss/Remove Director(s)/Auditor(s) (Non-contentious)
Directors Related Recall Supervisory Board Member 1
Evertz Technologies Limited 07-Oct-20 Canada Elect Director Directors Related Elect Director Romolo Magarelli 1
Companhia de Saneamento de Minas Gerais
29-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council Members
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
IQVIA Holdings Inc. 06-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Eli Lilly and Company 04-May-20 USA Clawback of Incentive Payments SH-Compensation Clawback Disclosure of Recoupment Activity from Senior Officers
1
General Electric Company 05-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Ecolab Inc. 07-May-20 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1
NACCO Industries, Inc. 13-May-20 USA Elect Director Directors Related Elect Director Britton T. Taplin 1
Las Vegas Sands Corp. 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
The Cato Corporation 21-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Coca-Cola European Partners Plc
27-May-20 United Kingdom Elect Director Directors Related Re-elect Mario Rotllant Sola as Director 1
Exxon Mobil Corporation 27-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
FS Bancorp, Inc. 28-May-20 USA Elect Director Directors Related Elect Director Michael J. Mansfield 1
Systemax Inc. 01-Jun-20 USA Elect Director Directors Related Elect Director Bruce Leeds 1
Systemax Inc. 01-Jun-20 USA Elect Director Directors Related Elect Director Lawrence Reinhold 1
PlayAGS, Inc. 01-Jul-20 USA Elect Director Directors Related Elect Director David Sambur 1
MEDNAX, Inc. 09-Sep-20 USA Elect Director Directors Related Elect Director Waldemar A. Carlo 1
The Procter & Gamble Company
13-Oct-20 USA Community -Environment Impact
SH-Health/Environ. Report on Efforts to Eliminate Deforestation 1
Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Howard Draft 1
Nexity SA 19-May-20 France Elect Director Directors Related Reelect Jerome Grivet as Director 1
Jardine Matheson Holdings Ltd.
07-May-20 Bermuda Elect Director Directors Related Re-elect Adam Keswick as Director 1
The Swatch Group AG 14-May-20 Switzerland Elect Director Directors Related Reelect Jean-Pierre Roth as Director 1
Keihan Holdings Co., Ltd. 19-Jun-20 Japan Elect Director Directors Related Elect Director Ishimaru, Masahiro 1
Hamamatsu Photonics KK 18-Dec-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Kurauchi, Muneo 1
Hengtong Optic-Electric Co., Ltd.
18-Mar-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Provision Plan 1
Arcelik AS 25-Mar-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Sanan Optoelectronics Co. Ltd.
14-May-20 China Approve Remuneration of Directors and/or Committee Members
Directors Related Approve to Adjust the Allowance of Independent Directors
1
WuXi AppTec Co., Ltd. 15-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares
2
BBMG Corporation 19-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares
2
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Director Lee-Ching Ko, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION
1
AviChina Industry & Technology Company Limited
22-May-20 China Other Business Routine/Business Other Business by Way of Special Resolution 1
Livzon Pharmaceutical Group Inc.
25-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
05-Jun-20 China Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Supervisors 1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Shigeki Hayashi as Director 1
Motor Oil (Hellas) Corinth Refineries SA
17-Jun-20 Greece Elect Directors (Bundled) Directors Related Elect Directors (Bundled) 1
STMicroelectronics NV 17-Jun-20 Netherlands Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy for Management Board
1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Inada, Koji 1
Cosan SA 29-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Vanessa Claro Lopes as Fiscal Council Member and Carla Alessandra Trematore as Alternate
1
Beijing Kunlun Tech Co., Ltd. 17-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Time Arrangements 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member M. Heiss for Fiscal 2019
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Chr. Hansen Holding A/S 25-Nov-20 Denmark Climate Change Action SH-Health/Environ. Starting from Financial Year 2020/21, the Company must Apply the Recommendations of the Task Force on Climate-Related Financial Disclosures (TCFD) as the Framework for Climate-Related Disclosure in the Company's Annual Report
1
Shandong Weigao Group Medical Polymer Company Limited
03-Dec-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Mandate for the Issuance of Debt Securities
1
GMO Payment Gateway, Inc. 20-Dec-20 Japan Elect Director Directors Related Elect Director Kumagai, Masatoshi 1
Hundsun Technologies, Inc. 25-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Employee Share Purchase Plan (Draft) and Summary
1
Guangzhou R&F Properties Co., Ltd.
29-May-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Li Helen as Director and Authorize Board to Fix Her Remuneration
1
Swire Properties Ltd. 22-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Banco Macro SA 30-Apr-20 Argentina Elect Director Directors Related Elect Director to Replace Martin Estanislao Gorosito for a Two-Year Term
1
Bayerische Motoren Werke AG 14-May-20 Germany Elect Supervisory Board Member Directors Related Elect Norbert Reithofer to the Supervisory Board
1
Sinotrans Limited 01-Jun-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve Appraisal Measures for Implementation of the Share Option Incentive Scheme of Sinotrans Limited
1
Sinotrans Limited 01-Jun-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme
1
Iida Group Holdings Co., Ltd. 25-Jun-20 Japan Appoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Alternate Statutory Auditor Shimazaki, Makoto
1
Peugeot SA 25-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Michael Lohscheller, Member of the Management Board Since Sept. 1, 2019
1
EMS-Chemie Holding AG 08-Aug-20 Switzerland Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Executive Committee in the Amount of CHF 2.7 Million
1
Sany Heavy Industry Co., Ltd. 12-Jun-20 China Approve Loan Agreement Reorg. and Mergers Approve Bill Pool Business 1
Aggreko Plc 23-Apr-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
Suzano SA 22-May-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Luiz Augusto Marques Paes as Fiscal Council Member and Roberto Figueiredo Mello as Alternate
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Alicorp SAA 23-Jul-20 Peru Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
The Coca-Cola Company 22-Apr-20 USA Product Toxicity and Safety SH-Health/Environ. Report on the Health Impacts and Risks of Sugar in the Company's Products
1
Crown Holdings, Inc. 23-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Pilgrim's Pride Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Andre Nogueira de Souza 1
Sonic Automotive, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director Marcus G. Smith 1
The Goldman Sachs Group, Inc.
30-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Clearway Energy, Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Bruce MacLennan 1
United States Lime & Minerals, Inc.
01-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Berkshire Hathaway Inc. 02-May-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Dominion Energy, Inc. 06-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Dominion Energy, Inc. 06-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
YUM! Brands, Inc. 14-May-20 USA Community -Environment Impact
SH-Health/Environ. Report on Supply Chain Impact on Deforestation
1
Pzena Investment Management, Inc.
19-May-20 USA Elect Director Directors Related Elect Director Charles D. Johnston 1
BlackRock, Inc. 21-May-20 USA Company-Specific--Governance-Related
SH-Corp Governance Report on the Statement on the Purpose of a Corporation
1
Facebook, Inc. 27-May-20 USA Elect Director Directors Related Elect Director Marc L. Andreessen 1
Tenable Holdings, Inc. 28-May-20 USA Elect Director Directors Related Elect Director A. Brooke Seawell 1
Systemax Inc. 01-Jun-20 USA Elect Director Directors Related Elect Director Richard Leeds 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Mark Mullen 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Elect Director Directors Related Reelect Director Katherine A. High 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Oscar Gonzalez Rocha 1
Tapestry, Inc. 05-Nov-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
The Trade Desk, Inc. 22-Dec-20 USA Provide Right to Call Special Meeting
Antitakeover Related Provide Right to Call Special Meeting 1
Airbus SE 16-Apr-20 Netherlands Approve Discharge of Board and President
Directors Related Approve Discharge of Non-Executive Members of the Board of Directors
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Yue Yuen Industrial (Holdings) Ltd.
29-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
GN Store Nord A/S 11-Mar-20 Denmark Elect Director Directors Related Elect Jukka Pekka Pertola as New Director 1
Tele2 AB 11-May-20 Sweden Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
Telenor ASA 11-May-20 Norway Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
1
The Swatch Group AG 14-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Tenaris SA 02-Jun-20 Luxembourg Authorize Share Repurchase Program
Capitalization Approve Share Repurchase 1
voestalpine AG 01-Jul-20 Austria Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy for Supervisory Board
1
Chow Tai Fook Jewellery Group Ltd.
30-Jul-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
1
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Ratify Appointment of Sonia de Demandolx as Director
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Deposit Account of Raised Funds 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Resolution Validity Period 1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Amend Articles/Charter to Reflect Changes in Capital
Capitalization Amend Articles to Reflect Changes in Capital Re: Item 3.1.2
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Plan on Private Placement of Shares 1
Hangzhou Hikvision Digital Technology Co., Ltd.
15-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee to Subsidiaries Including Wholly-owned Subsidiaries and Some Controlled Indirect Subsidiaries
1
Zhejiang NHU Co. Ltd. 21-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Bill Pool Business 1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Shares to Kaixian Chen under the RS Plan
1
Casino, Guichard-Perrachon SA
17-Jun-20 France Elect Director Directors Related Reelect Euris as Director 1
Nissan Chemical Corp. 25-Jun-20 Japan Elect Director Directors Related Elect Director Kinoshita, Kojiro 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Rinnai Corp. 26-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Matsuoka, Masaaki 1
Shenergy Co., Ltd. 30-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related Operational Transactions with Shenneng Group Finance Co., Ltd.
1
CPFL Energia SA 27-Jul-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Consolidate Bylaws 1
PT Gudang Garam Tbk 28-Aug-20 Indonesia Amend Corporate Purpose Routine/Business Amend Article 3 of the Articles of Association in Relation with Business Activity
1
Sinopharm Group Co., Ltd. 18-Sep-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Chen Qiyu as Director and Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him
1
Eastern Co. (Egypt) 25-Oct-20 Egypt Accept Financial Statements and Statutory Reports
Routine/Business Accept Financial Statements and Statutory Reports for FY 2020
1
Shennan Circuits Co., Ltd. 13-Nov-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Service Agreement 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Tan Chien Hwei
1
Sinopharm Group Co. Ltd. 18-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve 2020 Financial Services Framework Agreement, Proposed Annual Caps and Related Transactions
1
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
Thales SA 06-May-20 France Approve Issuance of Shares for a Private Placement
Capitalization Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million
1
Equitable Holdings, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Kristi A. Matus 1
Anhui Conch Cement Company Limited
29-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Hanwha Life Insurance Co., Ltd.
23-Mar-20 South Korea Elect Directors (Bundled) Directors Related Elect Two Inside Directors and Two Outside Directors (Bundled)
1
Greenland Holdings Corp. Ltd. 20-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Provision 1
China Communications Construction Company Limited
09-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares
1
Sumitomo Mitsui Trust Holdings, Inc.
26-Jun-20 Japan Elect Director Directors Related Elect Director Saito, Shinichi 1
Wm Morrison Supermarkets Plc
11-Jun-20 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Peugeot SA 25-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019
1
Shenzhen Inovance Technology Co., Ltd.
13-Oct-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Bajaj Auto Limited 22-Jul-20 India Approve/Amend Employment Agreements
Non-Salary Comp. Approve Reappointment and Remuneration of Rajivnayan Rahulkumar Bajaj as Managing Director & Chief Executive Officer
1
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Grant Board Authority to Issue Special Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares
1
Pandora AS 11-Mar-20 Denmark Approve Remuneration Policy Non-Salary Comp. Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
1
Turkiye Is Bankasi AS 31-Mar-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
Mesa Air Group, Inc. 04-Feb-20 USA Elect Director Directors Related Elect Director Harvey W. Schiller 1
Enzo Biochem, Inc. 25-Feb-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Natural Grocers by Vitamin Cottage, Inc.
04-Mar-20 USA Other Business Routine/Business Other Business 1
Bank of America Corporation 22-Apr-20 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1
1st Source Corporation 23-Apr-20 USA Elect Director Directors Related Elect Director Rex Martin 1
Noble Energy, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director James E. Craddock 1
Vericel Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Heidi Hagen 1
TEGNA, Inc. 30-Apr-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Deborah McDermott 1
Danaher Corporation 05-May-20 USA Elect Director Directors Related Elect Director John T. Schwieters 1
Danaher Corporation 05-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Weyco Group, Inc. 05-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
W&T Offshore, Inc. 06-May-20 USA Elect Director Directors Related Elect Director B. Frank Stanley 1
Talos Energy Inc. 12-May-20 USA Elect Director Directors Related Elect Director Donald R. Kendall, Jr. 1
Lawson Products, Inc. 12-May-20 USA Change Range for Size of the Board
Directors Related Change Range for Size of the Board 1
Patrick Industries, Inc. 14-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Chipotle Mexican Grill, Inc. 19-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
CBTX, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Joseph B. Swinbank 1
Elanco Animal Health Incorporated
21-May-20 USA Elect Director Directors Related Elect Director Deborah T. Kochevar 1
Anthem, Inc. 21-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Chevron Corporation 27-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Facebook, Inc. 27-May-20 USA Elect Director Directors Related Elect Director Peter A. Thiel 1
Conn's, Inc. 28-May-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Systemax Inc. 01-Jun-20 USA Elect Director Directors Related Elect Director Robert D. Rosenthal 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors in the Amount of USD 5,911,650
1
eBay Inc. 29-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Allegiant Travel Company 04-Aug-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Oil-Dri Corporation of America
08-Dec-20 USA Elect Director Directors Related Elect Director Michael A. Nemeroff 1
Eiffage SA 22-Apr-20 France Approve Executive Share Option Plan
Non-Salary Comp. Authorize up to 1 Million Shares for Use in Stock Option Plans
1
Wilmar International Limited 12-Jun-20 Singapore Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
1
Sankyo Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Busujima, Hideyuki 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19
1
Arca Continental SAB de CV 02-Apr-20 Mexico Elect Directors (Bundled) and Approve Their Remuneration
Directors Related Elect Directors, Verify their Independence Classification, Approve their Remuneration and Elect Secretaries
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Commitment Regarding Counter-dilution Measures in Connection to the Private Placement
1
Electricite de France SA 07-May-20 France Approve Issuance of Shares for a Private Placement
Capitalization Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 290 Million
1
Inner Mongolia Yitai Coal Co., Ltd.
08-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
OFILM Group Co., Ltd. 11-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Credit Line and Guarantee 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Investment Plan 1
Societe BIC SA 20-May-20 France Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million
1
Shaanxi Coal Industry Co., Ltd.
21-May-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
SH-Dirs' Related Elect Yang Zhaoqian as Non-Independent Director
1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Min-Ching Liu, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director
1
China Merchants Energy Shipping Co., Ltd.
21-May-20 China Approve/Amend Regulations on Board of Directors
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Supervisors
1
Jardine Cycle & Carriage Limited
22-May-20 Singapore Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
1
Hubei Energy Group Co., Ltd. 28-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Deposit and Loan Related Transaction 1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen
1
China Power International Development Limited
11-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wu, Min Wei, a Representative of Shin Kong Wu Ho-Su Culture and Education Foundation with SHAREHOLDER NO.00038260, as Non-Independent Director
1
Xiaomi Corporation 23-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Shanghai Pharmaceuticals Holding Co., Ltd.
23-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Beijing Tiantan Biological Products Corp. Ltd.
23-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
CEZ as 29-Jun-20 Czech Republic Elect Supervisory Board Members (Bundled)
Directors Related Recall and Elect Supervisory Board Members 1
QIAGEN NV 30-Jun-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Type and Par Value 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Hubei Kaile Science & Technology Co., Ltd.
22-Jul-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantee Provision Plan 1
Jollibee Foods Corporation 24-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect William Tan Untiong as Director 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Company's Eligibility for Private Placement of Shares
1
Bosideng International Holdings Limited
21-Aug-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
28-Aug-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Grant of General Mandate to Guangzhou Pharmaceutical Co., Ltd. for Issuing Medium-Term Notes and Super-Short-Term Debentures
1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Variable Remuneration of Executive Committee in the Amount of CHF 38.3 Million
1
Accelink Technologies Co., Ltd.
10-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Lojas Renner SA 21-Oct-20 Brazil Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Stock Plan Re: Clause 10 1
Guanghui Energy Co., Ltd. 27-Oct-20 China Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Luo Zhijian as Supervisor 1
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Management Method of the Stock Option Incentive Plan
1
Porto Seguro SA 31-Mar-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
Liberty Holdings Ltd. 14-May-20 South Africa Approve/Amend Bundled Remuneration Plans
Non-Salary Comp. Authorise Directors to Issue Any Ordinary Shares of the Company for the Implementation of Any Share Incentive Scheme
1
Wheelock & Co. Limited 16-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
bioMerieux SA 30-Jun-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
1
Atrium European Real Estate Ltd.
23-Apr-20 Jersey Elect Director Directors Related Re-elect Andrew Wignall as Director 1
Century Pacific Food, Inc. 30-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ricardo Gabriel T. Po as Director 1
Philippine Seven Corporation 16-Jul-20 Philippines Other Business Routine/Business Approve Other Matters 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Pacific Insurance (Group) Co., Ltd.
12-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Statute Re: General Meeting, Supervisory Board
2
Leon's Furniture Limited 14-May-20 Canada Elect Director Directors Related Elect Director Alan John Lenczner 1
Daiwabo Holdings Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Arichi, Kunihiko 1
BRP Inc. 28-May-20 Canada Elect Director Directors Related Elect Director Joseph Robbins 1
Tyson Foods, Inc. 06-Feb-20 USA Stock Retention/Holding Period SH-Compensation Adopt Share Retention Policy For Senior Executives
1
The RMR Group Inc. 11-Mar-20 USA Elect Director Directors Related Elect Director Ann Logan 1
Charter Communications, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director Steven A. Miron 1
Weis Markets, Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Harold G. Graber 1
CMS Energy Corporation 01-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Eli Lilly and Company 04-May-20 USA Elect Director Directors Related Elect Director Michael L. Eskew 1
International Paper Company 11-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Lawson Products, Inc. 12-May-20 USA Elect Director Directors Related Elect Director Charles D. Hale 1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director Paul D. Furlow 1
Quad/Graphics, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Christopher B. Harned 1
MGE Energy, Inc. 19-May-20 USA Company-Specific Board-Related SH-Dirs' Related Approve Nomination of Environmental Expert on the Board of Directors
1
Chevron Corporation 27-May-20 USA Report on Climate Change SH-Health/Environ. Report on Climate Lobbying Aligned with Paris Agreement Goals
1
CVR Energy, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director David L. Lamp 1
PDF Solutions, Inc. 23-Jun-20 USA Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
Routine/Business Amend the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
1
Liberty Global plc 30-Jun-20 United Kingdom Elect Director Directors Related Elect Director Miranda Curtis 1
Ennis, Inc. 16-Jul-20 USA Elect Director Directors Related Elect Director Keith S. Walters 1
Newmark Group, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Peter F. Cervinka 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Elect Director Directors Related Reelect Delphine Arnault as Director 1
Kerry Properties Limited 20-May-20 Bermuda Approve Executive Share Option Plan
Non-Salary Comp. Adopt New Share Option Scheme and Terminate Existing Share Option Scheme
1
China Hongqiao Group Limited
22-May-20 Cayman Islands Elect Director Directors Related Elect Yang Congsen as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Shui On Land Ltd. 27-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Shinhan Financial Group Co., Ltd.
26-Mar-20 South Korea Elect Director Directors Related Elect Cho Yong-byoung as Inside Director 1
Bank Hapoalim BM 22-Oct-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Israel Trau as Director 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19
1
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
LG Household & Health Care Ltd.
20-Mar-20 South Korea Elect Director Directors Related Elect Kim Jae-wook as Outside Director 1
Genmab A/S 26-Mar-20 Denmark Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees
1
Haci Omer Sabanci Holding AS
26-Mar-20 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1
Interconexion Electrica SA ESP
27-Mar-20 Colombia Elect Directors (Bundled) Directors Related Elect Directors 1
Kirin Holdings Co., Ltd. 27-Mar-20 Japan Elect Director Directors Related Elect Director Miyoshi, Toshiya 1
Coway Co., Ltd. 30-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
Turk Hava Yollari AO 31-Mar-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
1
CNH Industrial NV 16-Apr-20 Netherlands Elect Director Directors Related Reelect Suzanne Heywood as Executive Director
1
Vivendi SA 20-Apr-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Stephane Roussel, Management Board Member
1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 32,271,657 Shares
1
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil Elect Director Directors Related Elect Jose Isaac Peres as Director 1
AAC Technologies Holdings, Inc.
15-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China National Building Material Company Limited
22-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Specific Mandate to Issue Shares under the 2020 RS Plan
1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Kobayashi, Tetsuya 1
Tohoku Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Kobayashi, Kazuo
1
PTT Public Co., Ltd. 03-Jul-20 Thailand Other Business Routine/Business Other Business 1
CD Projekt SA 28-Jul-20 Poland Approve Executive Share Option Plan
Non-Salary Comp. Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Price and Pricing Basis 1
Sul America SA 29-Jul-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
PT Barito Pacific Tbk 06-Aug-20 Indonesia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association in Relation to Planning and Implementation of General Meeting of Shareholders for Public Company
1
Jiangsu Hengrui Medicine Co., Ltd.
18-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
Will Semiconductor Co., Ltd. Shanghai
22-Sep-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
APA Group 22-Oct-20 Australia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve the Amendments to the Constitution of Australian Pipeline Trust
1
Aspen Pharmacare Holdings Ltd.
09-Dec-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
Thales SA 06-May-20 France Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Capitalization Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
1
Lee & Man Paper Manufacturing Limited
24-Apr-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
The Shizuoka Bank, Ltd. 19-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Nakamura, Isamu 1
Sun Hung Kai Properties Limited
05-Nov-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Li Ning Company Limited 12-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Denison Mines Corp. 25-Jun-20 Canada Elect Director Directors Related Elect Director Ron F. Hochstein 1
UPL Limited 31-Aug-20 India Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Payment of Commission to Non-Executive Directors
1
Chongqing Rural Commercial Bank Co. Ltd.
20-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
Trisura Group Ltd. 17-Jun-20 Canada Elect Director Directors Related Elect Director George E. Myhal 1
Parker Drilling Company 09-Jan-20 USA Approve Stock Split Capitalization Approve Forward Stock Split 1
Tyson Foods, Inc. 06-Feb-20 USA Community -Environment Impact
SH-Health/Environ. Report on Deforestation Impacts in Company's Supply Chain
1
Expeditors International of Washington, Inc.
05-May-20 USA Board Diversity SH-Dirs' Related Adopt a Policy on Board Diversity 1
Century Communities, Inc. 06-May-20 USA Elect Director Directors Related Elect Director John P. Box 1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Steven I. Barlow 1
Workiva Inc. 19-May-20 USA Elect Director Directors Related Elect Director Michael M. Crow 1
Central Valley Community Bancorp
20-May-20 USA Elect Director Directors Related Elect Director Robert J. Flautt 1
Alphabet Inc. 03-Jun-20 USA Improve Human Rights Standards or Policies
SH-Soc./Human Rights
Report on Whistleblower Policies and Practices 1
Quotient Technology Inc. 03-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Caterpillar Inc. 10-Jun-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Mersana Therapeutics, Inc. 12-Jun-20 USA Elect Director Directors Related Elect Director David Mott 1
Dell Technologies Inc. 29-Jun-20 USA Elect Director Directors Related Elect Director Ellen J. Kullman 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Rafael Mac Gregor Anciola 1
Electronic Arts Inc. 06-Aug-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
BG Staffing, Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director C. David Allen, Jr. 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Country Garden Holdings Co. Ltd.
21-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
HIROSE ELECTRIC CO., LTD. 26-Jun-20 Japan Elect Director Directors Related Elect Director Ishii, Kazunori 1
BHP Group Limited 14-Oct-20 Australia Miscellaneous Proposal -- Environmental & Social
Social Proposal Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals
1
IsraCard Ltd. 29-Nov-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ben Sheizaf as Director 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19
1
Livzon Pharmaceutical Group Inc.
11-Feb-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Medium to Long-Term Business Partner Share Ownership Scheme (Draft) of the Company and Its Summary
1
BNK Financial Group, Inc. 20-Mar-20 South Korea Elect Director Directors Related Elect Jeong Gi-young as Outside Director 1
SK Holdings Co., Ltd. 25-Mar-20 South Korea Elect Director Directors Related Elect Jang Dong-hyun as Inside Director 1
Svenska Handelsbanken AB 25-Mar-20 Sweden Elect Director Directors Related Reelect Par Boman as Director 1
Coca-Cola Bottlers Japan Holdings, Inc.
26-Mar-20 Japan Elect Director Directors Related Elect Director Calin Dragan 1
Essity AB 02-Apr-20 Sweden Elect Board Chairman/Vice-Chairman
Directors Related Reelect Par Boman as Board Chairman 1
CITIC Guoan Information Industry Co., Ltd.
15-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Financing Guarantee Provision for CITIC Guoan Guangshi Network Co., Ltd. from Far Eastern Leasing
1
PT Perusahaan Gas Negara Tbk
15-May-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Boards of Company 1
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China Company-Specific--Compensation-Related
SH-Compensation Approve Authorization of Board to Handle All Related Matters
1
Tasly Pharmaceutical Group Co., Ltd.
18-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
BOC Aviation Limited 27-May-20 Singapore Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
BOC Aviation Limited 27-May-20 Singapore Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Nordea Bank Abp 28-May-20 Finland Elect Directors (Bundled) Directors Related Reelect Torbjorn Magnusson (Chairperson), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Pernille Erenbjerg, Kari Jordan, Petra van Hoeken and John Maltby as Directors; Elect Jonas Synnergren as New Director
1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ray C. Espinosa as Director 1
Zhejiang Century Huatong Group Co., Ltd.
19-Jun-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds for Entrusted Asset Management
1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lin, Po Han, a Representative of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director
1
Anglo American Platinum Ltd. 25-Jun-20 South Africa Elect Director Directors Related Re-elect Mark Cutifani as Director 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Demonstration Analysis Report in Connection to Private Placement
1
Shandong Weigao Group Medical Polymer Company Limited
22-Jul-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Remy Cointreau SA 23-Jul-20 France Approve or Amend Severance Agreements/Change-in-Control Agreements
Non-Salary Comp. Approve Termination Package of Eric Vallat, CEO
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Manner and Period 1
Cosan SA 29-Jul-20 Brazil Approve Director/Officer Liability and Indemnification
Directors Related Approve Risk Management Policy for the Company's Management
1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Dongfeng Motor Group Company Limited
25-Sep-20 China Elect Director Directors Related Elect Zhu Yanfeng as Director 1
Pan Pacific International Holdings Corp.
29-Sep-20 Japan Elect Director Directors Related Elect Director Yoshida, Naoki 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member P. Mosch for Fiscal 2019
1
Yandex NV 29-Oct-20 Netherlands Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Grant Board Authority to Issue Class A Shares 1
Wen's Foodstuff Group Co., Ltd.
16-Nov-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Provision Plan 1
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
27-Nov-20 China Investment in Financial Products Reorg. and Mergers Approve Purchase of Bank Financial Products 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Beijing Tiantan Biological Products Corp. Ltd.
04-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Amend and Renew Financial Service Agreement 1
Tianma Microelectronics Co., Ltd.
23-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction in Connection to Signing of Financial Services Agreement
1
Pargesa Holding SA 06-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Future Plc 05-Feb-20 United Kingdom Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Royal Bank of Scotland Group Plc
29-Apr-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
China National Chemical Engineering Co., Ltd.
22-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Provision Plan 1
Magellan Financial Group Ltd. 22-Oct-20 Australia Elect Director Directors Related Elect Robert Fraser as Director 1
Wanhua Chemical Group Co. Ltd.
27-Apr-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee to Subsidiaries and Mutual Guarantees between Subsidiaries
1
Contemporary Amperex Technology Co., Ltd.
18-May-20 China Investment in Financial Products Reorg. and Mergers Investment in Financial Products 1
Saputo Inc. 06-Aug-20 Canada Link Executive Pay to Social Criteria
SH-Compensation SP 1: Incorporation of Environmental, Social and Governance (ESG) Factorsin Executive Compensation
1
Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director Barry Symons 1
Tyson Foods, Inc. 06-Feb-20 USA Elect Director Directors Related Elect Director Barbara A. Tyson 1
Ecopetrol SA 27-Mar-20 Colombia Approve/Amend Regulations on General Meetings
Routine/Business Amend Regulations on General Meetings 1
Huntington Ingalls Industries, Inc.
28-Apr-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Clearway Energy, Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Nathaniel Anschuetz 1
Eli Lilly and Company 04-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
First Northwest Bancorp 05-May-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Enterprise Bancorp, Inc. 05-May-20 USA Elect Director Directors Related Elect Director Normand E. Deschene 1
Enterprise Bancorp, Inc. 05-May-20 USA Elect Director Directors Related Elect Director Joseph C. Lerner 1
Verizon Communications Inc. 07-May-20 USA Submit Severance Agreement (Change-in-Control) to Shareholder Vote
SH-Corp Governance Submit Severance Agreement (Change-in-Control) to Shareholder Vote
1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Norma J. Howard 1
Medpace Holdings, Inc. 15-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Osmotica Pharmaceuticals plc 20-May-20 Ireland Elect Director Directors Related Elect Director Juan Vergez 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Arista Networks, Inc. 27-May-20 USA Elect Director Directors Related Elect Director Nikos Theodosopoulos 1
Facebook, Inc. 27-May-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Civil and Human Rights Risk Assessment
1
Energy Fuels Inc. 27-May-20 Canada Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency Every Three Years
1
REGENXBIO Inc. 29-May-20 USA Elect Director Directors Related Elect Director Daniel Tasse 1
Sirius XM Holdings Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Mark D. Carleton 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Charles Stewart 1
Dollar Tree, Inc. 11-Jun-20 USA GHG Emissions SH-Health/Environ. Report on Greenhouse Gas Emissions Goals 1
MobileIron, Inc. 23-Jun-20 USA Elect Director Directors Related Elect Director Simon Biddiscombe 1
Box, Inc. 15-Jul-20 USA Elect Director Directors Related Elect Director Sue Barsamian 1
Aravive, Inc. 14-Sep-20 USA Elect Director Directors Related Elect Director Eric Zhang 1
Bluegreen Vacations Holding Corporation
18-Nov-20 USA Elect Director Directors Related Elect Director John E. Abdo 1
IDT Corporation 16-Dec-20 USA Elect Director Directors Related Elect Director Bill Pereira 1
The Trade Desk, Inc. 22-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Appoint Censor(s) Routine/Business Appoint Lord Powell of Bayswater as Censor 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Antonio Belloni, Vice-CEO
1
Zhuzhou CRRC Times Electric Co., Ltd.
23-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares
1
Santos Limited 03-Apr-20 Australia Report on Climate Change SH-Health/Environ. Approve Paris Goals and Targets 1
Ubisoft Entertainment SA 02-Jul-20 France Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes
1
Muyuan Foods Co., Ltd. 09-Mar-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
LG Chem Ltd. 20-Mar-20 South Korea Elect Director Directors Related Elect Kwon Young-soo as Non-Independent Non-Executive Director
1
SGS SA 24-Mar-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Emirates Telecommunications Group Co. PJSC
24-Mar-20 United Arab Emirates
Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors for FY 2019 1
SK Innovation Co., Ltd. 26-Mar-20 South Korea Elect Director Directors Related Elect Kim Jong-hoon as Outside Director 1
Lotte Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Kim Byeong-do as Outside Director 1
BRF SA 27-Apr-20 Brazil Approve/Amend Bundled Remuneration Plans
Non-Salary Comp. Amend Stock Option Plan and Share Matching Plan
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Company's Eligibility for Private Placement of Shares
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
1
JBS SA 28-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Adrian Lima da Hora as Fiscal Council Member and Andre Alcantara Ocampos as Alternate
1
Kuehne + Nagel International AG
05-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Appoint Karl Gernandt as Member of the Compensation Committee
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Distribution Arrangement of Undistributed Earnings
1
ACS Actividades de Construccion y Servicios SA
07-May-20 Spain Elect Director Directors Related Reelect Javier Echenique Landiribar as Director 1
ENGIE SA 14-May-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of CEO For Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO
1
Xinyi Solar Holdings Ltd. 15-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Dufry AG 18-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Sichuan Chuantou Energy Co., Ltd.
19-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Production and Operation Plan and Financial Budget Report
1
Meinian Onehealth Healthcare Holdings Co., Ltd.
21-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
Powertech Technology, Inc. 28-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Shigeo Koguchi, a Representative of KTC-SUN Corp. with Shareholder No. 135526, as Non-Independent Director
1
China Longyuan Power Group Corporation Limited
29-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2020 Financial Budget Plan 1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect Paulo Lemann as Director 1
Telekom Malaysia Bhd. 10-Jun-20 Malaysia Approve Share Plan Grant Non-Salary Comp. Approve Grant of LTIP Awards to Noor Kamarul Anuar Nuruddin
1
PT Jasa Marga (Persero) Tbk 11-Jun-20 Indonesia Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association 1
SM Investments Corp. 24-Jun-20 Philippines Other Business Routine/Business Approve Other Matters 1
Clariant AG 29-Jun-20 Switzerland Elect Director Directors Related Reelect Abdullah Alissa as Director 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Size 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Conditional Strategic Cooperation Agreement
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Purpose and Principles 1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Rights and Obligation of Company and Incentive Object
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member J. Hofmann for Fiscal 2019
1
Banco BTG Pactual SA 28-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Barloworld Ltd. 12-Feb-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
Wharf Real Estate Investment Company Limited
07-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Loews Corporation 12-May-20 USA Elect Director Directors Related Elect Director Walter L. Harris 1
Sanderson Farms, Inc. 13-Feb-20 USA Community -Environment Impact
SH-Health/Environ. Report on Water Resource Risks 1
Torii Pharmaceutical Co., Ltd. 26-Mar-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Izumo, Eiichi 1
Samsung Card Co., Ltd. 19-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Choi Gyu-yeon as a Member of Audit Committee
1
CK Hutchison Holdings Limited
14-May-20 Cayman Islands Elect Director Directors Related Elect Kam Hing Lam as Director 1
Central Japan Railway Co. 23-Jun-20 Japan Elect Director Directors Related Elect Director Tsuge, Koei 1
AMADA Co., Ltd. 25-Jun-20 Japan Elect Director Directors Related Elect Director Isobe, Tsutomu 1
Yestar Healthcare Holdings Company Limited
22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Bangkok Chain Hospital Public Company Limited
23-Jun-20 Thailand Other Business Routine/Business Other Business 1
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland Elect Supervisory Board Member Directors Related Elect Supervisory Board Member 1
CRH Medical Corporation 11-Jun-20 Canada Elect Director Directors Related Elect Director Ian Webb 1
Evertz Technologies Limited 07-Oct-20 Canada Elect Director Directors Related Elect Director Rakesh Patel 1
Rheinmetall AG 19-May-20 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Apple Inc. 26-Feb-20 USA Link Executive Pay to Social Criteria
SH-Compensation Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
1
M.D.C. Holdings, Inc. 20-Apr-20 USA Elect Director Directors Related Elect Director Paris G. Reece, III 1
Grupo Televisa SAB 28-Apr-20 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Directors Representing Series D Shareholders
1
Marathon Petroleum Corporation
29-Apr-20 USA Link Executive Pay to Social Criteria
SH-Compensation Report on Integrating Community Impacts Into Executive Compensation Program
1
Arch Coal Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Richard A. Navarre 1
The Hackett Group, Inc. 01-May-20 USA Elect Director Directors Related Elect Director John R. Harris 1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director James A. Ratner 1
Ford Motor Company 14-May-20 USA Approve Recapitalization Plan for all Stock to Have One-vote per Share
SH-Corp Governance Approve Recapitalization Plan for all Stock to Have One-vote per Share
1
McDonald's Corporation 21-May-20 USA Product Toxicity and Safety SH-Health/Environ. Report on Sugar and Public Health 1
Xerox Holdings Corporation 21-May-20 USA Elect Director Directors Related Elect Director Cheryl Gordon Krongard 1
Entravision Communications Corporation
28-May-20 USA Elect Director Directors Related Elect Director Patricia Diaz Dennis 1
GoDaddy Inc. 03-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
FirstCash, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Randel G. Owen 1
Moelis & Company 04-Jun-20 USA Elect Director Directors Related Elect Director Jeffrey Raich 1
Moelis & Company 04-Jun-20 USA Elect Director Directors Related Elect Director Elizabeth Crain 1
W.R. Berkley Corporation 12-Jun-20 USA Elect Director Directors Related Elect Director Mark L. Shapiro 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Alfredo Casar Perez 1
Radiant Logistics, Inc. 11-Nov-20 USA Elect Director Directors Related Elect Director Michael Gould 1
OptimizeRx Corp. 19-Nov-20 USA Elect Director Directors Related Elect Director Patrick Spangler 1
Peloton Interactive, Inc. 09-Dec-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Village Super Market, Inc. 11-Dec-20 USA Elect Director Directors Related Elect Director William Sumas 1
Aspen Group, Inc. 21-Dec-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1
TravelSky Technology Limited 27-Feb-20 China Elect Director Directors Related Elect Cui Zhixiong as Director 1
Taylor Wimpey Plc 23-Apr-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
Fuchs Petrolub SE 05-May-20 Germany Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Television Broadcasts Limited 27-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Haitong International Securities Group Limited
29-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Worldline SA 09-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Marc-Henri Desportes, Vice-CEO
1
Guanghui Energy Co., Ltd. 05-Feb-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related Party Transactions 1
Joincare Pharmaceutical Group Industry Co., Ltd.
14-Feb-20 China Company-Specific Compensation-Related
Non-Salary Comp. Approve Medium and Long-term Business Partner Shareholding Plan (Draft) and its Abstract
1
Shinsegae Co., Ltd. 25-Mar-20 South Korea Elect Director Directors Related Elect Choi Jin-seok as Outside Director 1
Kirin Holdings Co., Ltd. 27-Mar-20 Japan Approve/Amend Bundled Remuneration Plans
Non-Salary Comp. Approve Trust-Type Equity Compensation Plan and Phantom Stock Plan
1
Nokian Renkaat Oyj 02-Apr-20 Finland Authorize Board to Fix Remuneration of External Auditor(s)
Routine/Business Approve Remuneration of Auditors 1
Industrias Penoles SAB de CV 23-Apr-20 Mexico Elect Directors (Bundled) and Approve Their Remuneration
Directors Related Elect or Ratify Directors; Verify Director's Independence Classification; Approve Their Respective Remuneration
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Plan for Private Placement of New Shares
1
Energisa SA 28-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fiscal Council Members 1
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil Company-Specific Compensation-Related
Non-Salary Comp. Ratify Remuneration of Company's Management for 2019
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Conditional Share Subscription Agreement
1
ENGIE SA 14-May-20 France Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Capitalization Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
1
Baoshan Iron & Steel Co., Ltd. 19-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction 1
Yonyou Network Technology Co., Ltd.
08-Jun-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Maxis Berhad 15-Jun-20 Malaysia Elect Director Directors Related Elect Hamidah Naziadin as Director 1
Casino, Guichard-Perrachon SA
17-Jun-20 France Elect Director Directors Related Elect Fimalac as Director 1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Su, Chi Ming with SHAREHOLDER NO.00000012 as Non-Independent Director
1
Toray Industries, Inc. 23-Jun-20 Japan Elect Director Directors Related Elect Director Abe, Koichi 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Koito Manufacturing Co., Ltd. 26-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Suzuki, Yukinobu 1
Air Water Inc. 30-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Tsuneyoshi, Kunihiko 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Size 1
Iliad SA 21-Jul-20 France Approve Transaction with a Related Party
Reorg. and Mergers Approve Transaction with Cyril Poidatz Re. Tripartite Agreement
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transactions in Connection to Private Placement
1
GEM Co., Ltd. 25-Aug-20 China Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association 1
Reinet Investments SCA 25-Aug-20 Luxembourg Authorize Share Repurchase Program
Capitalization Approve Share Repurchase 1
WuXi AppTec Co., Ltd. 31-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Adoption of the H Share Award and Trust Scheme
2
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Validity Period, Grant Date, Lock-up Period, Lift-off Period and Lock-up Period of this incentive plan
1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Johann Rupert as Director and Board Chairman
1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Jean-Blaise Eckert as Director 1
Tonghua Dongbao Pharmaceutical Co., Ltd.
30-Oct-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Computershare Limited 11-Nov-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Rights and Share Appreciation Rights to Stuart Irving
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Geraldine Shushan Dreiser
1
Huazhu Group Limited 23-Dec-20 Cayman Islands Elect Directors (Bundled) Directors Related Elect Lei Cao and Theng Fong Hee as Directors 1
Banco BTG Pactual SA 28-Apr-20 Brazil Elect Director Directors Related Elect Claudio Eugenio Stiller Galeazzi as Independent Director
1
China Everbright Bank Company Limited
26-Mar-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
2
Universal Health Services, Inc.
20-May-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Akbank TAS 23-Mar-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Banco Macro SA 30-Apr-20 Argentina Elect Alternate/Deputy Directors Directors Related Elect Alternate Director to Replace Alejandro Guillermo Chiti for a Two-Year Term
1
Shenzhen Overseas Chinese Town Co., Ltd.
20-May-20 China Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Development of Independent Director Compensation and Treatment Standards
1
Contemporary Amperex Technology Co., Ltd.
18-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Plan 1
MicroPort Scientific Corporation
13-Mar-20 Cayman Islands Approve Executive Share Option Plan
Non-Salary Comp. Adopt Share Option Scheme of MicroPort CardioFlow Medtech Corporation
1
Koh Young Technology, Inc. 23-Mar-20 South Korea Elect Director Directors Related Elect Ko Gwang-il as Inside Director 1
Philippine Seven Corporation 16-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jui-Tang Chen as Director 1
United Bank Ltd. 25-Mar-20 Pakistan Other Business Routine/Business Other Business 1
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Luis Frias 1
Leon's Furniture Limited 14-May-20 Canada Elect Director Directors Related Elect Director Edward Florian Leon 1
Bharat Petroleum Corporation Limited
28-Sep-20 India Company-Specific Compensation-Related
Non-Salary Comp. Approve Provision of Money for Share Repurchase by the Trust for the Benefit of Employees Under the BPCL Employee Stock Purchase Scheme 2020
1
Oil & Natural Gas Corporation Limited
09-Oct-20 India Elect Director Directors Related Reelect Rajesh Shyamsunder Kakkar as Director 1
China Conch Venture Holdings Limited
29-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Sonic Automotive, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director Victor H. Doolan 1
Preformed Line Products Company
05-May-20 USA Elect Director Directors Related Elect Director R. Steven Kestner 1
Duke Energy Corporation 07-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
AbbVie Inc. 08-May-20 USA Link Executive Pay to Social Criteria
SH-Compensation Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
1
Quad/Graphics, Inc. 18-May-20 USA Elect Director Directors Related Elect Director J. Joel Quadracci 1
American Tower Corporation 18-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Southern National Bancorp of Virginia, Inc.
21-May-20 USA Elect Director Directors Related Elect Director W. Rand Cook 1
Amazon.com, Inc. 27-May-20 USA Community -Environment Impact
SH-Health/Environ. Report on Reducing Environmental and Health Harms to Communities of Color
1
REGENXBIO Inc. 29-May-20 USA Elect Director Directors Related Elect Director Donald J. Hayden, Jr. 1
SVMK Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Benjamin C. Spero 1
The TJX Companies, Inc. 09-Jun-20 USA Stock Retention/Holding Period SH-Compensation Stock Retention/Holding Period 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
GDS Holdings Limited 06-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Gary J. Wojtaszek 1
Spero Therapeutics, Inc. 27-Oct-20 USA Elect Director Directors Related Elect Director Milind Deshpande 1
Dairy Farm International Holdings Ltd.
06-May-20 Bermuda Elect Director Directors Related Re-elect Jeremy Parr as Director 1
Nitori Holdings Co., Ltd. 14-May-20 Japan Elect Director Directors Related Elect Director Nitori, Akio 1
Equinor ASA 14-May-20 Norway Renewable Energy SH-Health/Environ. Instruct Board to Present New Direction for the Company Including Phasing Out of AllExploration Activities Within Two Years
1
Colruyt SA 30-Sep-20 Belgium Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Hamamatsu Photonics KK 18-Dec-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Maki, Yuji 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Company's Eligibility for Acquisition by Issuance of Shares
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Transaction Does Not Constitute as Major Asset Restructuring
1
Pepkor Holdings Ltd. 11-Mar-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation Report on the Remuneration Policy
1
Samsung BioLogics Co., Ltd. 20-Mar-20 South Korea Elect Director Directors Related Elect Rim John Chongbo as Inside Director 1
POSCO Chemical Co., Ltd. 30-Mar-20 South Korea Elect Director Directors Related Elect Min Gyeong-jun as Inside Director 1
Helixmith Co., Ltd. 31-Mar-20 South Korea Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Incorporation 1
China National Nuclear Power Co., Ltd.
03-Apr-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Investment Plan 1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Simon Gillham, Management Board Member
1
Globe Telecom, Inc. 21-Apr-20 Philippines Other Business Routine/Business Approve Other Matters 1
Aboitiz Equity Ventures, Inc. 27-Apr-20 Philippines Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendment of the Company's Articles of Incorporation
1
JBS SA 28-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
WEG SA 28-Apr-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
HKT Trust & HKT Limited 08-May-20 Cayman Islands Elect Director Directors Related Elect Chung Cho Yee, Mico as Director 1
X5 Retail Group NV 12-May-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Zhejiang Expressway Co., Ltd. 15-May-20 China Accept Financial Statements and Statutory Reports
Routine/Business Approve 2019 Final Accounts and 2020 Financial Budget
1
Haitian International Holdings Limited
19-May-20 Cayman Islands Elect Director and Approve Director's Remuneration
Directors Related Elect Zhang Jianfeng as Director and Authorize Board to Fix His Remuneration
1
SSY Group Limited 22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Kingsoft Corporation Limited 27-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Polski Koncern Naftowy ORLEN SA
05-Jun-20 Poland Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Statute 1
Sinopharm Group Co., Ltd. 11-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantees 1
Winbond Electronics Corp. 12-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect a Representative of Walsin Lihwa Corporation, with Shareholder No. 1, as Non-Independent Director
1
Guangdong Investment Limited
12-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Casino, Guichard-Perrachon SA
17-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Chairman and CEO 1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Christoph Kneip to the Shareholders' Committee
1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Increase Disclosure of Executive Compensation
SH-Compensation Amend Articles to Require Individual Compensation Disclosure for Directors
2
Dai Nippon Printing Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Kitajima, Yoshinari 1
Zhejiang Wanfeng Auto Wheel Co. Ltd.
15-Jul-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee to Controlling Shareholder
1
AVEVA Group Plc 21-Jul-20 United Kingdom Elect Director Directors Related Elect Olivier Blum as Director 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Criteria to Select Plan Participants 1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Conditions for Granting and Lifting of Restrictions on Sales
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member L. Kiesling for Fiscal 2019
1
Hangzhou Tigermed Consulting Co., Ltd.
20-Oct-20 China Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Association 2
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
COSCO SHIPPING Holdings Co., Ltd.
30-Nov-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
SH-Dirs' Related Elect Wu Dawei as Director 1
Banco BTG Pactual SA 28-Apr-20 Brazil Elect Director Directors Related Elect Eduardo Henrique de Mello Motta Loyo as Director
1
China Aoyuan Group Limited 22-May-20 Cayman Islands Elect Director Directors Related Elect Guo Zi Wen as Director 1
Ruentex Development Co., Ltd.
09-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect GUO-ZHEN CHANG, with ID No. B100126XXX, as Independent Director
1
Royal Bank of Scotland Group Plc
29-Apr-20 United Kingdom Approve Special/Interim Dividends
Routine/Business Approve Special Dividend 1
CK Hutchison Holdings Limited
14-May-20 Cayman Islands Elect Director Directors Related Elect Edith Shih as Director 1
Sinotrans Limited 01-Jun-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme (Phase I)
1
Mitsubishi Motors Corp. 18-Jun-20 Japan Elect Director Directors Related Elect Director Tagawa, Joji 1
Central Japan Railway Co. 23-Jun-20 Japan Elect Director Directors Related Elect Director Uno, Mamoru 1
EMS-Chemie Holding AG 08-Aug-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Vicinity Centres 12-Nov-20 Australia Elect Director Directors Related Elect Peter Kahan as Director 1
PT Arwana Citramulia Tbk 03-Mar-20 Indonesia Elect Directors (Bundled) Directors Related Elect Directors and Commissioners 1
Atrium European Real Estate Ltd.
23-Apr-20 Jersey Elect Director Directors Related Re-elect Lucy Lilley as Director 1
Century Pacific Food, Inc. 30-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Fernan Victor P. Lukban as Director 1
HDFC Bank Limited 18-Jul-20 India Elect Director Directors Related Elect Renu Karnad as Director 1
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico Elect Director Directors Related Elect/Ratify Francisco Garza Zambrano as Director
2
Turkiye Is Bankasi AS 31-Mar-20 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1
Wells Fargo & Company 28-Apr-20 USA Company-Specific--Compensation-Related
SH-Compensation Report on Incentive-Based Compensation and Risks of Material Losses
1
Biohaven Pharmaceutical Holding Company Ltd.
30-Apr-20 Virgin Isl (UK) Elect Director Directors Related Elect Director Declan Doogan 1
Skyworks Solutions, Inc. 06-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
The Kraft Heinz Company 07-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
AbbVie Inc. 08-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Robert Heller 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Strongbridge Biopharma plc 14-May-20 Ireland Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights
1
Braemar Hotels & Resorts Inc. 14-May-20 USA Elect Director Directors Related Elect Director Abteen Vaziri 1
Heritage Commerce Corp. 21-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Pinterest, Inc. 21-May-20 USA Elect Director Directors Related Elect Director Jeffrey Jordan 1
Xerox Holdings Corporation 21-May-20 USA Elect Director Directors Related Elect Director Jonathan Christodoro 1
NextEra Energy, Inc. 21-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Exxon Mobil Corporation 27-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
BankFinancial Corporation 29-May-20 USA Elect Director Directors Related Elect Director F. Morgan Gasior 1
Alphabet Inc. 03-Jun-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Takedown Requests 1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Raphael Kubler 1
TripAdvisor, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director M. Greg O'Hara 1
Electronic Arts Inc. 06-Aug-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Cal-Maine Foods, Inc. 02-Oct-20 USA Elect Director Directors Related Elect Director Max P. Bowman 1
Legacy Housing Corporation 02-Dec-20 USA Elect Director Directors Related Elect Director Stephen L. Crawford 1
Swisscom AG 06-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Dairy Farm International Holdings Ltd.
06-May-20 Bermuda Elect Director Directors Related Re-elect John Witt as Director 1
KBC Group SA/NV 07-May-20 Belgium Elect Director Directors Related Elect Erik Clinck as Director 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Signing of Conditional Equity Acquisition Agreement and Its Supplementary Agreement
1
Hubei Jumpcan Pharmaceutical Co., Ltd.
02-Mar-20 China Approve Issuance of Warrants/Convertible Debentures
Capitalization Approve Authorization of the Board to Handle All Related Matters
1
Canon, Inc. 27-Mar-20 Japan Elect Director Directors Related Elect Director Mitarai, Fujio 1
Turkiye Petrol Rafinerileri AS 01-Apr-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
Turkiye Petrol Rafinerileri AS 01-Apr-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
1
Iberdrola SA 02-Apr-20 Spain Elect Director Directors Related Reelect Inigo Victor de Oriol Ibarra as Director 1
Shandong Buchang Pharmaceuticals Co., Ltd.
16-Apr-20 China Acquire Certain Assets of Another Company
Reorg. and Mergers Approve Acquisition of Equity 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Ratify Appointement of Christiane Marcellier as Director
1
Globe Telecom, Inc. 21-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Delfin L. Lazaro as Director 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Price and Pricing Basis 1
Norsk Hydro ASA 11-May-20 Norway Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
1
Hua Hong Semiconductor Limited
14-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Temenos AG 20-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
AviChina Industry & Technology Company Limited
22-May-20 China Other Business Routine/Business Other Business by Way of Ordinary Resolution 1
Sunny Optical Technology (Group) Company Limited
22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Hengtong Optic-Electric Co., Ltd.
28-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Service Agreement 1
Huaneng Power International, Inc.
16-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares
2
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Michael Kaschke to the Supervisory Board 1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect C.V. Chen, a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Connie Hsu, a Representative of Huey Kang Investment Corporation with Shareholder No. 92107, as Non-Independent Director
1
Eurofins Scientific SE 26-Jun-20 Luxembourg Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Public Bank Berhad 29-Jun-20 Malaysia Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration and Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow
1
GOME Retail Holdings Limited 29-Jun-20 Bermuda Elect Director Directors Related Elect Lee Kong Wai, Conway as Director 1
Huadian Power International Corporation Limited
30-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Literature Limited 30-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
1
Iliad SA 21-Jul-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Type and Par Value 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Burkhart Grund as Director 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member H.D. Poetsch for Fiscal 2019
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member C. Schoenhardt (from June 21, 2019)for Fiscal 2019
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Tong Guohua Under the 2014 Equity Incentive Plan
1
China State Construction Engineering Corp. Ltd.
25-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related-Party Transactions 1
Sinotrans Limited 01-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Estimated Guarantees of the Company 1
Hino Motors, Ltd. 22-Jun-20 Japan Elect Director Directors Related Elect Director Ichihashi, Yasuhiko 1
Peugeot SA 25-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Carlos Tavares, Chairman of the Management Board
1
Sino Land Company Limited 28-Oct-20 Hong Kong Elect Director Directors Related Elect Adrian David Li Man-kiu as Director 1
Shenzhen Inovance Technology Co., Ltd.
13-Oct-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Stock Option Incentive Plan and Its Summary
1
Glodon Co., Ltd. 25-Nov-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
KEPCO Plant Service & Engineering Co., Ltd.
26-Mar-20 South Korea Authorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Directors Related Authorize Board to Fix Remuneration of Internal Auditor(s)
1
Sinosoft Technology Group Limited
16-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
MicroPort Scientific Corporation
18-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
PVR Limited 29-Sep-20 India Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Payment of Remuneration to Ajay Bijli as Managing Director and Chairman by Taking into Account the Net Profits of the Company Computed under Section 198 of the Act after Disregarding the Adjustments made
1
Ayala Land, Inc. 22-Apr-20 Philippines Other Business Routine/Business Approve Other Matters 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
PT Bank Rakyat Indonesia (Persero) Tbk
18-Feb-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Board of Company 1
Compania de Distribucion Integral Logista Holdings SAU
24-Mar-20 Spain Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote on Remuneration Report 1
Credit Agricole SA 13-May-20 France Elect Director Directors Related Elect Philippe de Waal as Director 1
Navistar International Corporation
25-Feb-20 USA Elect Director Directors Related Elect Director Jose Maria Alapont 1
Pfizer Inc. 23-Apr-20 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1
AT&T Inc. 24-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Vericel Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Steven C. Gilman 1
Enterprise Bancorp, Inc. 05-May-20 USA Elect Director Directors Related Elect Director Richard W. Main 1
American Tower Corporation 18-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions and Expenditures
1
CBTX, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Joe E. Penland, Sr. 1
Coca-Cola European Partners Plc
27-May-20 United Kingdom Waive Requirement for Mandatory Offer to All Shareholders
Reorg. and Mergers Approve Waiver on Tender-Bid Requirement 1
Facebook, Inc. 27-May-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Online Child Sexual Exploitation 1
Editas Medicine, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director James C. Mullen 1
MEDNAX, Inc. 09-Sep-20 USA Elect Director Directors Related Elect Director Manuel Kadre 1
Bluegreen Vacations Holding Corporation
18-Nov-20 USA Require a Majority Vote for the Election of Directors
SH-Dirs' Related Require a Majority Vote for the Election of Directors
1
IDT Corporation 16-Dec-20 USA Elect Director Directors Related Elect Director Liora Stein 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Bernard Arnault, Chairman and CEO
1
Magnit PJSC 04-Jun-20 Russia Ratify Auditors Routine/Business Ratify IFRS Auditor 1
Great Wall Motor Company Limited
12-Jun-20 China Approve/Amend Regulations on Board of Directors
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
Santos Limited 03-Apr-20 Australia Report on Climate Change SH-Health/Environ. Approve Climate Related Lobbying 1
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong Elect Director Directors Related Elect Horst Julius Pudwill as Director 1
Guanghui Energy Co., Ltd. 05-Feb-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantee Plan 1
Pepkor Holdings Ltd. 11-Mar-20 South Africa Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Financial Assistance in Terms of Section 44 of the Companies Act
1
POSCO 27-Mar-20 South Korea Elect Director Directors Related Elect Chang In-hwa as Inside Director 2
Page 381 of 469Page 378 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Ratify Appointement of Yves Brassart as Director
1
Aboitiz Power Corp. 27-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Enrique M. Aboitiz as Director 1
Natura &Co Holding SA 30-Apr-20 Brazil Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Directors Related Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
1
AAC Technologies Holdings, Inc.
15-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Hytera Communications Corp. Ltd.
28-May-20 China Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors, Supervisors and Senior Management Members
1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Pedro E. Roxas as Director 1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ma. Lourdes C. Rausa-Chan as Director 1
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong Elect Director Directors Related Elect Wang Yan as Director 1
Pirelli & C. SpA 18-Jun-20 Italy Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Second Section of the Remuneration Report
1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Tsai, Hung-Hsiang, a Representative of Chin Shan Investment Co., Ltd. with SHAREHOLDER NO.00000141, as Non-Independent Director
1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wu, Benson, a Representative of Wu Chia Lu Insurance Culture and Education Foundation with SHAREHOLDER NO.00042760, as Non-Independent Director
1
Nissan Chemical Corp. 25-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Suzuki, Norihiro 1
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong Elect Director Directors Related Elect Guo Guanghui as Director 1
Sharp Corp. 29-Jun-20 Japan Elect Director Directors Related Elect Director Nomura, Katsuaki 1
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand Elect Director Directors Related Elect Poramaporn Prasarttong-Osoth as Director
1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Target Subscribers and Subscription Method
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
CPFL Energia SA 27-Jul-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Change and Termination Procedures 1
Inner Mongolia Yili Industrial Group Co., Ltd.
25-Sep-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Long-term Service Plan Management Rules (Draft)
1
JBS SA 30-Oct-20 Brazil Miscellaneous Proposal: Company-Specific
Routine/Business Approve that It Will Be Up to the Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Transaction with a Related Party
Reorg. and Mergers Approve Framework Agreement Between the Company and SemiconductorManufacturing North China (Beijing) Corporation and SMNC Framework Agreement Annual Caps
1
Focus Media Information Technology Co., Ltd.
31-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
1
Banco Macro SA 30-Apr-20 Argentina Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Director for a Three-Year Term Nominated by FGS-ANSES
1
Kering SA 16-Jun-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
1
Oceana Group Ltd. 03-Mar-20 South Africa Elect Director Directors Related Elect Elton Bosch as Director 1
Oceana Group Ltd. 03-Mar-20 South Africa Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Financial Assistance in Terms of Section 44 of the Companies Act
1
MicroPort Scientific Corporation
18-Jun-20 Cayman Islands Approve Executive Share Option Plan
Non-Salary Comp. Adopt New Share Option Scheme 1
Concepcion Industrial Corporation
15-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Raissa C. Hechanova-Posadas as Director 1
Pandora AS 11-Mar-20 Denmark Elect Director Directors Related Reelect Birgitta Stymne Goransson as Director 1
Cigna Corporation 22-Apr-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Vericel Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Alan L. Rubino 1
Ball Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director John A. Hayes 1
Marten Transport, Ltd. 05-May-20 USA Other Business Routine/Business Other Business 1
Alaska Air Group, Inc. 07-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions Disclosure 1
Marriott International, Inc. 08-May-20 USA Reduce Supermajority Vote Requirement
SH-Corp Governance Eliminate Supermajority Vote Requirement 1
Page 383 of 469Page 380 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Lawson Products, Inc. 12-May-20 USA Eliminate Cumulative Voting Directors Related Eliminate Cumulative Voting 1
Medpace Holdings, Inc. 15-May-20 USA Elect Director Directors Related Elect Director Robert O. Kraft 1
International Bancshares Corporation
18-May-20 USA Elect Director Directors Related Elect Director Douglas B. Howland 1
Chipotle Mexican Grill, Inc. 19-May-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Employment-Related Arbitration 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Gregory B. Maffei 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Dana Walden 1
AssetMark Financial Holdings, Inc.
08-Jun-20 USA Elect Director Directors Related Elect Director Bryan Lin 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Elect Director Directors Related Reelect Director Bradley Bolzon 1
BeiGene, Ltd. 17-Jun-20 Cayman Islands Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
China Everbright International Limited
20-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Dali Foods Group Company Limited
29-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Adecco Group AG 16-Apr-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Appoint Rachel Duan as Member of the Compensation Committee
1
Tenaris SA 02-Jun-20 Luxembourg Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Mowi ASA 03-Jun-20 Norway Elect Director Directors Related Elect Solveig Strand as New Director 1
GigaDevice Semiconductor (Beijing), Inc.
20-Apr-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Conduct Cash Management
1
Shanghai 2345 Network Holding Group Co., Ltd.
21-May-20 China Amend Articles/Charter to Reflect Changes in Capital
Capitalization Amend Articles of Association 1
China Merchants Energy Shipping Co., Ltd.
21-May-20 China Approve/Amend Regulations on General Meetings
Routine/Business Amend Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors
1
Manila Electric Company 26-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Elpidio L. Ibañez as Director 1
Powertech Technology, Inc. 28-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jui-Tsung Chen with ID No. B100071XXX as Independent Director
1
Hansoh Pharmaceutical Group Co., Ltd.
05-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Edward Hu
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan
1
Emaar Malls PJSC 21-Jun-20 United Arab Emirates
Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Director (Cumulative Voting) 1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Sugimoto, Yasushi 1
China Literature Limited 30-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Target Subscribers and Subscription Method
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Distribution Arrangement of Undistributed Earnings
1
Folli Follie SA 10-Sep-20 Greece Approve Discharge of Directors and Auditors
Directors Related Approve Management of Company and Grant Discharge to Auditors in Relation to Drafting and Special Audit of Restated 2018 Financial Statements
1
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
Shanghai Baosight Software Co., Ltd.
13-Oct-20 China Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Wan Hong as Supervisor 1
China Greatwall Technology Group Co., Ltd.
13-Oct-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Adjust the Deposit and Loan Limit and Extension of Agreement Period of Comprehensive Financial Cooperation Agreement
1
Thai Oil Public Company Limited
28-Oct-20 Thailand Other Business Routine/Business Other Business 1
3SBio, Inc. 06-Nov-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Authorize Board to Deal with All Matters in Relation to the Grant of Awarded Shares to Zhu Zhenping Pursuant to the Share Award Scheme and Grant of Specific Mandate
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Faiz Bin Ishak
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Tan Kai Yong @ Tan Kay Neong
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Pei Leeng
1
GMO Payment Gateway, Inc. 20-Dec-20 Japan Elect Director Directors Related Elect Director Ainoura, Issei 1
Agile Group Holdings Ltd. 11-May-20 Cayman Islands Elect Director Directors Related Elect Kwong Che Keung, Gordon as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Aeria, Inc. 30-Mar-20 Japan Elect Director Directors Related Elect Director Kobayashi, Yusuke 1
Embraer SA 29-Apr-20 Brazil Approve Share Appreciation Rights/Approve Phantom Option Plan
Non-Salary Comp. Approve Long-Term Incentive Plan 1
Westshore Terminals Investment Corporation
16-Jun-20 Canada Elect Director Directors Related Elect Director Nick Desmarais 1
Rocky Mountain Dealerships Inc.
29-Apr-20 Canada Elect Director Directors Related Elect Director William DeJong 1
China Vanke Co., Ltd. 30-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ng Kar Ling, Johnny as Director 2
UPL Limited 31-Aug-20 India Elect Director Directors Related Reelect Hardeep Singh as Director 1
Teck Resources Limited 21-Apr-20 Canada Elect Director Directors Related Elect Director Quan Chong 1
Tsingtao Brewery Co., Ltd. 08-Jun-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Mandate Granted by the General Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan
2
Husqvarna AB 26-Jun-20 Sweden Elect Director Directors Related Reelect Lars Pettersson as Director 1
Mesa Air Group, Inc. 04-Feb-20 USA Elect Director Directors Related Elect Director Mitchell I. Gordon 1
1st Source Corporation 23-Apr-20 USA Elect Director Directors Related Elect Director Timothy K. Ozark 1
The Williams Companies, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director Stephen W. Bergstrom 1
Sonic Automotive, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director David Bruton Smith 1
Phillips 66 06-May-20 USA Community -Environment Impact
SH-Health/Environ. Report on Risks of Gulf Coast Petrochemical Investments
1
AbbVie Inc. 08-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Continental Resources, Inc. 14-May-20 USA Elect Director Directors Related Elect Director Shelly Lambertz 1
Cheniere Energy, Inc. 14-May-20 USA Report on Climate Change SH-Health/Environ. Report on Plans to Address Stranded Carbon Asset Risks
1
Westlake Chemical Corporation
15-May-20 USA Elect Director Directors Related Elect Director Dorothy C. Jenkins 1
CF Industries Holdings, Inc. 20-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
The Cato Corporation 21-May-20 USA Permit Board to Amend Bylaws Without Shareholder Consent
Antitakeover Related Permit Board to Amend Bylaws Without Shareholder Consent
1
Gannett Co., Inc. 08-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Caterpillar Inc. 10-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
The Kroger Co. 25-Jun-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Human Rights Due Diligence Process in Operations and Supply Chain
1
Liberty Global plc 30-Jun-20 United Kingdom Elect Director Directors Related Elect Director John W. Dick 1
Catalyst Pharmaceuticals, Inc. 20-Aug-20 USA Adopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Antitakeover Related Ratify Extension of the Shareholder Rights Plan 1
TIM Participacoes SA 31-Aug-20 Brazil Amend Restricted Stock Plan Non-Salary Comp. Amend Long-Term Incentive Plans 1
Airbus SE 16-Apr-20 Netherlands Approve Discharge of Board and President
Directors Related Approve Discharge of Executive Members of the Board of Directors
1
Partners Group Holding AG 13-May-20 Switzerland Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation Report of Corporate Officers
1
Kia Motors Corp. 24-Mar-20 South Korea Elect Director Directors Related Elect Ju Woo-jeong as Inside Director 1
Rockwool International A/S 01-Apr-20 Denmark Community -Environment Impact
SH-Health/Environ. Assess Environmental and Community Impacts from Siting of Manufacturing Facilities and Use of Water
1
Xinyi Glass Holdings Ltd. 15-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19
1
Folli Follie SA 20-Feb-20 Greece Other Business Routine/Business Other Business 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Target Assets and Payment Method 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Resolution Validity Period 1
Polski Koncern Naftowy ORLEN SA
05-Mar-20 Poland Elect a Shareholder-Nominee to the Supervisory Board
SH-Dirs' Related Elect Supervisory Board Chairman 1
Great Wall Motor Company Limited
15-Apr-20 China Company-Specific -- Miscellaneous
SH-Routine/Business Approve Expected Amount of Guarantee Provided by the Company to Its Holding Subsidiaries
1
Hermes International SCA 24-Apr-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Renew Authorization to Increase Share Capital Up to EUR 125 Million within the Framework of Authorized Capital
1
Swiss Life Holding AG 28-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Inner Mongolia Yitai Coal Co., Ltd.
08-May-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
SH-Dirs' Related Elect Wong Hin Wing as Director 1
PT Perusahaan Gas Negara Tbk
15-May-20 Indonesia Amend Corporate Purpose Routine/Business Amend Article 3 of the Articles of Association 1
Jardine Cycle & Carriage Limited
22-May-20 Singapore Elect Director Directors Related Elect Anthony Nightingale as Director 1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-MingWalter Kwauk
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Restricted Stock Plan Non-Salary Comp. Approve Adoption of 2020 RS Plan Limit, 2020 RS Plan Listing Approval, 2020 RS Plan and Related Transactions
1
SM Prime Holdings, Inc. 15-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Joselito H. Sibayan as Director 1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wu, Hsin-Ta, a Representative of Shin Kong Mitsukoshi Development Corp. Ltd. with SHAREHOLDER NO.00026835, as Non-Independent Director
1
BYD Company Limited 23-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Authorization to the Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments
1
Xiaomi Corporation 23-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Sartorius Stedim Biotech SA 24-Jun-20 France Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million
1
CCC SA 24-Jun-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
29-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
GOME Retail Holdings Limited 29-Jun-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Tatung Co. 30-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wen-yen K. Lin (LIN,GUO-WEN-YAN), with SHAREHOLDER NO.16254 and ID No. A20031**** as Non-Independent Director
1
QIAGEN NV 30-Jun-20 Netherlands Approve Remuneration Policy Non-Salary Comp. Adopt Remuneration Policy for Management Board
1
Alibaba Health Information Technology Limited
30-Jul-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Gezhouba Group Co., Ltd.
17-Nov-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Pei Teeng
1
Barry Callebaut AG 09-Dec-20 Switzerland Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Walvax Biotechnology Co., Ltd.
21-Dec-20 China Eliminate Preemptive Rights Capitalization Approve Related Party Transaction in Connection to Waiver of Pre-emptive Rights
1
Gulf Energy Development Public Co. Ltd.
08-Apr-20 Thailand Other Business Routine/Business Other Business 1
Wharf Real Estate Investment Company Limited
07-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
The Wharf (Holdings) Limited 08-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Shenzhen Investment Limited 26-May-20 Hong Kong Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options Under the Share Option Scheme
1
Korean Air Lines Co., Ltd. 27-Mar-20 South Korea Elect Director Directors Related Elect Lee Su-geun as Inside Director 1
Postal Savings Bank of China Co., Ltd.
28-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
DaVita Inc. 11-Jun-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Bouygues SA 23-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Philippe Marien 1
Bharat Petroleum Corporation Limited
28-Sep-20 India Company-Specific Compensation-Related
Non-Salary Comp. Approve Secondary Acquisition of Shares Through Trust Route for the Implementation of the BPCL Employee Stock Purchase Scheme 2020
1
Bayer AG 28-Apr-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board for Fiscal 2019
1
Jefferies Financial Group Inc. 17-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Leslie E. Murphy 1
Bloom Energy Corporation 12-May-20 USA Elect Director Directors Related Elect Director Mary K. Bush 1
Vornado Realty Trust 14-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Charles D. Forman 1
Facebook, Inc. 27-May-20 USA Political Activities and Action SH-Other/misc. Report on Political Advertising 1
Alphabet Inc. 03-Jun-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Arbitration of Employment-Related Claims
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
HF Foods Group Inc. 15-Jun-20 USA Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Certificate of Incorporation to Remove Article Seventh
1
Zai Lab Limited 04-Sep-20 Cayman Islands Increase Authorized Common Stock
Capitalization Approve Increase in Authorized Share Capital 1
Broadridge Financial Solutions, Inc.
19-Nov-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions Disclosure 1
Oil-Dri Corporation of America
08-Dec-20 USA Elect Director Directors Related Elect Director Daniel S. Jaffee 1
China Everbright International Limited
20-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
TravelSky Technology Limited 16-Jan-20 China Approve Share Appreciation Rights/Approve Phantom Option Plan
Non-Salary Comp. Approve Phase II H Share Appreciation Rights Scheme and Related Transactions
1
Telenet Group Holding NV 29-Apr-20 Belgium Approve or Amend Severance Agreements/Change-in-Control Agreements
Non-Salary Comp. Approve Change-of-Control Clause Re: Performance Shares, Share Option, and Restricted Share Plans
1
Standard Chartered Plc 06-May-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
CK Infrastructure Holdings Limited
13-May-20 Bermuda Elect Director Directors Related Elect Chen Tsien Hua as Director 1
CK Infrastructure Holdings Limited
13-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Wendel SE 02-Jul-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman of the Management Board
1
Sodexo SA 21-Jan-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Denis Machuel
1
AECC Aviation Power Co. Ltd. 22-Jan-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve External Guarantee 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19
1
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Chen Shanzhi Under the 2014 Equity Incentive Plan and Related Transactions
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Share Type, Par Value and Listing Exchange
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Amount of Asset Purchase, Payment Consideration and Issue Scale
1
Hubei Jumpcan Pharmaceutical Co., Ltd.
02-Mar-20 China Approve Issuance of Warrants/Convertible Debentures
Capitalization Approve Downward Adjustment on Conversion Price of Convertible Bonds
1
SGS SA 24-Mar-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Appoint Shelby du Pasquier as Member of the Compensation Committee
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Arcelik AS 25-Mar-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
1
LG Electronics, Inc. 26-Mar-20 South Korea Elect Directors (Bundled) Directors Related Elect two Inside Directors and one Outside Director (Bundled)
1
Raia Drogasil SA 08-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fernando Carvalho Braga as Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate
1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Amend Articles/Charter to Reflect Changes in Capital
Capitalization Amend Article 13 to Reflect Changes in Capital Re: Item 3.1.4
1
Electricite de France SA 07-May-20 France Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 365 Million
1
Hennes & Mauritz AB 07-May-20 Sweden Elect Director Directors Related Reelect Christian Sievert as Director 1
Budweiser Brewing Company APAC Limited
15-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China National Accord Medicines Corp. Ltd.
15-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Provision of Financial Services 1
Societe BIC SA 20-May-20 France Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Capitalization Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Item 17
1
Powertech Technology, Inc. 28-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect J.S. Leu with Shareholder No. 302, as Non-Independent Director
1
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands Elect Director and Approve Director's Remuneration
Directors Related Elect Jiao Shuge (alias Jiao Zhen) as Director and Authorize Board to Fix His Remuneration
1
Winbond Electronics Corp. 12-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jerry Hsu
1
International Container Terminal Services, Inc.
18-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Stephen A. Paradies as Director 1
Sartorius Stedim Biotech SA 24-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Joachim Kreuzburg, Chairman and CEO
1
Tohoku Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Baba, Chiharu
1
Remy Cointreau SA 23-Jul-20 France Approve Issuance of Shares for a Private Placement
Capitalization Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Remy Cointreau SA 23-Jul-20 France Authorize Capital Increase for Future Share Exchange Offers
Capitalization Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Restriction Period Arrangement 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Listing Location 1
Wuchan Zhongda Group Co., Ltd.
09-Sep-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Application for Registration and Issuance of Debt Financing Instruments
1
Bid Corp. Ltd. 26-Nov-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation of Remuneration Policy
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Ahmad Fuaad Bin Mohd Dahalan
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Pei Wenn
1
J.B. Hunt Transport Services, Inc.
23-Apr-20 USA Report on Climate Change SH-Health/Environ. Report on Climate Change Initiatives 1
The Wharf (Holdings) Limited 08-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Black Knight, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Richard N. Massey 1
Delta Air Lines, Inc. 18-Jun-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Sexual Harassment Policy 1
Best World International Ltd. 22-Jun-20 Singapore Elect Director Directors Related Elect Lee Sen Choon as Director 1
Sinotrans Limited 01-Jun-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve Share Option Incentive Scheme of Sinotrans Limited (Revised Draft) and Its Summary
1
NSK Ltd. 30-Jun-20 Japan Elect Director Directors Related Elect Director Nagahama, Mitsuhiro 1
Bluescope Steel Limited 19-Nov-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Guangdong Haid Group Co., Ltd.
11-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Application of Comprehensive Bank Credit Lines
1
SBM Offshore NV 08-Apr-20 Netherlands Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy for Management Board Members
1
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands Elect Director Directors Related Elect Ji Qin Zhi as Director 1
Westshore Terminals Investment Corporation
16-Jun-20 Canada Elect Director Directors Related Elect Director M. Dallas H. Ross 1
Shanghai Industrial Holdings Limited
19-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Grupo Televisa SAB 28-Apr-20 Mexico Approve Executive Appointment Directors Related Elect or Ratify Members of Executive Committee
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Lazard Ltd 28-Apr-20 Bermuda Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Marathon Petroleum Corporation
29-Apr-20 USA Elect Director Directors Related Elect Director Steven A. Davis 1
Westwood Holdings Group, Inc.
29-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Embraer SA 29-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Consolidate Bylaws 1
Clearway Energy, Inc. 30-Apr-20 USA Elect Director Directors Related Elect Director Christopher S. Sotos 1
Lawson Products, Inc. 12-May-20 USA Reduce Supermajority Vote Requirement
Antitakeover Related Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation
1
Quad/Graphics, Inc. 18-May-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Osmotica Pharmaceuticals plc 20-May-20 Ireland Waive Requirement for Mandatory Offer to All Shareholders
Reorg. and Mergers Approve Renewal of Waiver of Offer Obligations Under Rule 37 of the Irish Takeover Rules to Enable Buybacks and Redemptions
1
VeriSign, Inc. 21-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
R1 RCM Inc. 27-May-20 USA Elect Director Directors Related Elect Director Albert (Bert) R. Zimmerli 1
Entravision Communications Corporation
28-May-20 USA Elect Director Directors Related Elect Director Martha Elena Diaz 1
ANI Pharmaceuticals, Inc. 05-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Frank's International N.V. 10-Jun-20 Netherlands Elect Director Directors Related Elect Director D. Keith Mosing 1
Oil-Dri Corporation of America
08-Dec-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
United Internet AG 20-May-20 Germany Company Specific--Board-Related
Directors Related Approve Creation of Further Delegation Right for Ralph Dommermuth
1
Uniper SE 20-May-20 Germany Elect Supervisory Board Member Directors Related Elect Tiina Tuomela to the Supervisory Board 1
China Hongqiao Group Limited
22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Coal Energy Company Limited
16-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Capital Expenditure Budget for the Year 2020
1
Beijing Capital International Airport Company Limited
23-Jun-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Liu Guibin as Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Ping An Healthcare & Technology Company Limited
11-Nov-20 Cayman Islands Approve Transaction with a Related Party
Reorg. and Mergers Approve 2020 Provision of Products and Services Framework Agreement, 2020 Services Purchasing Framework Agreement, 2020 Financial Service Framework Agreement, Proposed Annual Caps and Related Transactions
1
Kia Motors Corp. 24-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Kim Deok-joong as a Member of Audit Committee
1
Svenska Cellulosa AB 31-Mar-20 Sweden Elect Director Directors Related Reelect Barbara Thoralfsson as Director 1
Beiersdorf AG 29-Apr-20 Germany Authorize Share Repurchase Program and Reissuance of Repurchased Shares
Capitalization Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
1
Xinyi Glass Holdings Ltd. 15-May-20 Cayman Islands Elect Director Directors Related Elect Lee Yin Yee as Director 1
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Add Provision on Abolition of Advisory Positions
1
Husky Energy Inc. 29-Apr-20 Canada Elect Director Directors Related Elect Director Canning K. N. Fok 1
Hanwha Chemical Corp. 02-Jan-20 South Korea Elect Directors (Bundled) Directors Related Elect Two Inside Directors (Bundled) 1
Laobaixing Pharmacy Chain JSC
15-Jan-20 China Approve/Amend Regulations on Board of Directors
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
TUI AG 11-Feb-20 Germany Elect Supervisory Board Member Directors Related Elect Vladimir Lukin to the Supervisory Board 1
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to William Tudor Brown Under the 2014 Equity Incentive Plan and Related Transactions
1
Hanon Systems 25-Mar-20 South Korea Elect Directors (Bundled) Directors Related Elect Four Outside Directors and One NI-NED (Bundled)
1
Lotte Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Hwang Gak-gyu as Inside Director 1
Elsewedy Electric Co. 31-Mar-20 Egypt Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Sitting Fees and Travel Allowances of Directors for FY 2020
1
Foshan Haitian Flavouring & Food Co., Ltd.
16-Apr-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Funds for Entrusted Asset Management
1
Localiza Rent A Car SA 23-Apr-20 Brazil Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Directors Related Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
1
GD Power Development Co., Ltd.
07-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related Party Transaction 1
Sun Art Retail Group Limited 12-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Shenzhen Kangtai Biological Products Co., Ltd.
18-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Own Funds to Invest in Financial Products
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Longyuan Power Group Corporation Limited
29-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Zhongwang Holdings Limited
29-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
PT Bukit Asam Tbk 10-Jun-20 Indonesia Amend Corporate Purpose Routine/Business Amend Article 3 of the Articles of Association in Relation to Electronically Integrated Business Licensing Services
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan
1
Orange Polska SA 17-Jun-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
International Container Terminal Services, Inc.
18-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Octavio Victor R. Espiritu as Director 1
Sumitomo Realty & Development Co., Ltd.
26-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Terada, Chiyono 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Company's Eligibility for Private Placement of Shares
1
CP All Public Company Limited
16-Jul-20 Thailand Elect Director Directors Related Elect Piyawat Titasattavorakul as Director 1
Orange Polska SA 27-Aug-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Cyrille Vigneron as Director 1
Sinopharm Group Co., Ltd. 18-Sep-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Zhuo Fumin as Director and Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him
1
NanJi E-Commerce Co., Ltd. 18-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve the Supplementary Explanation of the Stock Option Incentive Plan
1
LPP SA 18-Sep-20 Poland Authorize Share Repurchase Program
Capitalization Authorize Share Repurchase Program 1
PT Bank Mandiri (Persero) Tbk
21-Oct-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Boards of Company 1
Woolworths Holdings Ltd. 25-Nov-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
Momentum Metropolitan Holdings Ltd
26-Nov-20 South Africa Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Fees of Ad Hoc Work (Hourly) 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Soo Min
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Transaction with a Related Party
Reorg. and Mergers Approve Centralized Fund Management Agreement Entered into Among the Company, Semiconductor Manufacturing International (Beijing) Corporation and Semiconductor Manufacturing South China Corporation and Centralized Fund Management Agreement Annual Caps
1
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Stock Option Incentive Plan and Its Summary
1
China Education Group Holdings Limited
14-Feb-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Hino Motors, Ltd. 22-Jun-20 Japan Elect Director Directors Related Elect Director Shimo, Yoshio 1
Zijin Mining Group Co., Ltd. 29-Dec-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Administrative Measures for Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020
1
Nitto Denko Corp. 19-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Teranishi, Masashi 1
Ain Holdings, Inc. 30-Jul-20 Japan Elect Director Directors Related Elect Director Mori, Ko 1
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Oil & Natural Gas Corporation Limited
09-Oct-20 India Elect Director Directors Related Reelect Subhash Kumar as Director 1
Loblaw Companies Limited 30-Apr-20 Canada Improve Human Rights Standards or Policies
SH-Soc./Human Rights
SP 1: Enhance the Mandate of the Risk and Compliance Committee to Assign it with Specific Responsibility for Human Rights Risk Assessment, Mitigation and Prevention, Policy Formulation and Adoption
1
Mapfre SA 13-Mar-20 Spain Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote on Remuneration Report 1
Mitsubishi UFJ Financial Group, Inc.
29-Jun-20 Japan Elect Director Directors Related Elect Director Nomoto, Hirofumi 1
Natural Grocers by Vitamin Cottage, Inc.
04-Mar-20 USA Elect Director Directors Related Elect Director Zephyr Isely 1
Stanley Black & Decker, Inc. 17-Apr-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Grupo Financiero Galicia SA 28-Apr-20 Argentina Fix Number of and Elect Directors (Bundled)
Directors Related Fix Number of and Elect Directors and Alternates
1
Embraer SA 29-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
Aduro Biotech, Inc. 05-May-20 USA Elect Director Directors Related Elect Director Ross Haghighat 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Robert G. Goldstein 1
Intel Corporation 14-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
International Bancshares Corporation
18-May-20 USA Elect Director Directors Related Elect Director Larry A. Norton 1
Central Valley Community Bancorp
20-May-20 USA Elect Director Directors Related Elect Director Daniel J. Doyle 1
CVB Financial Corp. 20-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Xerox Holdings Corporation 21-May-20 USA Elect Director Directors Related Elect Director Scott Letier 1
GlycoMimetics, Inc. 22-May-20 USA Elect Director Directors Related Elect Director Mark Goldberg 1
Apollo Commercial Real Estate Finance, Inc.
02-Jun-20 USA Elect Director Directors Related Elect Director Scott S. Prince 1
Comcast Corporation 03-Jun-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
FirstCash, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Daniel E. Berce 1
Moelis & Company 04-Jun-20 USA Elect Director Directors Related Elect Director Kenneth Moelis 1
Frank's International N.V. 10-Jun-20 Netherlands Elect Director Directors Related Elect Director Michael E. McMahon 1
Howmet Aerospace Inc. 15-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Element Solutions Inc 16-Jun-20 USA Elect Director Directors Related Elect Director E. Stanley O'Neal 1
The Kroger Co. 25-Jun-20 USA Recycling SH-Health/Environ. Assess Environmental Impact of Non-Recyclable Packaging
1
E*TRADE Financial Corporation
17-Jul-20 USA Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
CorVel Corporation 31-Jul-20 USA Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
Routine/Business Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
1
MEDNAX, Inc. 09-Sep-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
OptimizeRx Corp. 19-Nov-20 USA Elect Director Directors Related Elect Director Gus D. Halas 1
China Hongqiao Group Limited
22-May-20 Cayman Islands Elect Director Directors Related Elect Zhang Jinglei as Director 1
Tele2 AB 11-May-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing Through Repurchase of Shares
1
Mizuho Financial Group, Inc. 25-Jun-20 Japan Elect Director Directors Related Elect Director Yamamoto, Masami 1
First Pacific Company Limited 17-Jul-20 Bermuda Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Proposed Acquisition and Related Transactions
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
IsraCard Ltd. 29-Nov-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ilan Cohen as Director 1
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands Approve Transaction with a Related Party
Reorg. and Mergers Approve SMSC Framework Agreement, SMSC Framework Agreement Annual Caps and Related Transactions
1
GCL System Integration Technology Co., Ltd.
06-Mar-20 China Approve Loan Agreement Reorg. and Mergers Approve Development of Asset Pooling Business
1
Yuhan Corp. 20-Mar-20 South Korea Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Incorporation 1
Haci Omer Sabanci Holding AS
26-Mar-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for 2020 1
Lotte Corp. 27-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Gwak Soo-geun as a Member of Audit Committee
1
Lotte Shopping Co., Ltd. 27-Mar-20 South Korea Elect Director Directors Related Elect Lee Jae-won as Outside Director 1
GS Holdings Corp. 27-Mar-20 South Korea Elect Directors (Bundled) Directors Related Elect Two Inside Directors, One Non-Independent Non-Executive Director and One Outside Director (Bundled)
1
CCR SA 09-Apr-20 Brazil Elect Board Chairman/Vice-Chairman
Directors Related Elect Ana Maria Marcondes Penido Sant'Anna as Board Chairman and Ricardo Coutinhode Sena as Board Vice-Chairman
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Size 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Issue Scale and Amount of Raised Funds
1
Sun Art Retail Group Limited 12-May-20 Hong Kong Elect Director Directors Related Elect Benoit, Claude, Francois, Marie, Joseph Leclercq as as Director
1
Universal Robina Corporation 14-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect James L. Go as Director 1
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands Elect Director and Approve Director's Remuneration
Directors Related Elect Julian Juul Wolhardt as Director and Authorize Board to Fix His Remuneration
1
Guangdong Investment Limited
12-Jun-20 Hong Kong Elect Director Directors Related Elect Cheng Mo Chi, Moses as Director 1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan
1
Huaneng Power International, Inc.
16-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Liu Jizhen as Director 2
Formosa Taffeta Co., Ltd. 19-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
1
Shin-Etsu Chemical Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Akiya, Fumio 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Asymchem Laboratories (Tianjin) Co., Ltd.
09-Jul-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Matters Related to Performance Share Incentive Plan
1
Folli Follie SA 10-Sep-20 Greece Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve Auditors and Fix Their Remuneration for 2019
1
Accelink Technologies Co., Ltd.
10-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Shares Incentive Plan
1
LPP SA 18-Sep-20 Poland Authorize Share Repurchase Program
Capitalization Approve Creation of Reserve Capital for Purposes of Share Repurchase Program
1
Volkswagen AG 30-Sep-20 Germany Elect Supervisory Board Member Directors Related Elect Hussain Abdulla to the Supervisory Board 1
3SBio, Inc. 06-Nov-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Awarded Shares to Zhu Zhenping Pursuant to the Share Award Scheme
1
Walvax Biotechnology Co., Ltd.
19-Nov-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
Northam Platinum Ltd. 27-Nov-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
COSCO SHIPPING Holdings Co., Ltd.
30-Nov-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
SH-Dirs' Related Elect Yang Zhijian as Director 1
Geberit AG 01-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Sekisui House, Ltd. 23-Apr-20 Japan Elect Director Directors Related Elect Director Inagaki, Shiro 1
Nomura Holdings, Inc. 23-Jun-20 Japan Elect Director Directors Related Elect Director Sono, Mari 1
Sumitomo Mitsui Trust Holdings, Inc.
26-Jun-20 Japan Elect Director Directors Related Elect Director Suzuki, Takeshi 1
Bouygues SA 23-Apr-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
Sands China Ltd. 19-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Bolsa Mexicana de Valores SAB de CV
12-Jun-20 Mexico Approve Remuneration of Directors and/or Committee Members
Directors Related Ratify Remuneration of Chairman; Ratify Resolutions Approved by Board Meeting on April 21, 2020 Re: Former Chairman Fee
1
CPMC Holdings Limited 22-Jun-20 Hong Kong Elect Director Directors Related Elect Cheng Yuk Wo as Director 1
Power Grid Corporation of India Limited
22-Sep-20 India Elect Director Directors Related Reelect Vinod Kumar Singh as Director (Personnel)
1
CGI Inc. 29-Jan-20 Canada Proxy Voting Disclosure SH-Corp Governance SP1: Disclosure of Voting Results by Class of Shares
1
ORIX Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director Watanabe, Hiroshi 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Grupo Televisa SAB 28-Apr-20 Mexico Authorize Board to Ratify and Execute Approved Resolutions
Routine/Business Authorize Board to Ratify and Execute Approved Resolutions
2
Sonic Automotive, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director Jeff Dyke 1
BlackLine, Inc. 06-May-20 USA Elect Director Directors Related Elect Director Therese Tucker 1
Zymeworks Inc. 07-May-20 Canada Elect Director Directors Related Elect Director Lota Zoth 1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Kevin R. Kennedy 1
Laboratory Corporation of America Holdings
13-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Monmouth Real Estate Investment Corporation
14-May-20 USA Elect Director Directors Related Elect Director Matthew I. Hirsch 1
Preferred Bank 19-May-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
CBTX, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Glen W. Morgan 1
McDonald's Corporation 21-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Artisan Partners Asset Management Inc.
02-Jun-20 USA Elect Director Directors Related Elect Director Jeffrey A. Joerres 1
Compania de Minas Buenaventura SAA
15-Jul-20 Peru Approve Remuneration Policy Non-Salary Comp. Amend Remuneration Policy 1
Pinduoduo, Inc. 22-Jul-20 Cayman Islands Elect Director Directors Related Elect Director George Yong-Boon Yeo 1
Liberty Latin America Ltd. 03-Dec-20 Bermuda Elect Director Directors Related Elect Director Paul A. Gould 1
Lonza Group AG 28-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
SMC Corp. (Japan) 26-Jun-20 Japan Elect Director Directors Related Elect Director Takada, Yoshiki 1
Shui On Land Ltd. 27-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Svenska Cellulosa AB 31-Mar-20 Sweden Elect Board Chairman/Vice-Chairman
Directors Related Elect Par Boman as Board Chair 1
Taylor Wimpey Plc 23-Apr-20 United Kingdom Approve Special/Interim Dividends
Routine/Business Approve Special Dividend 1
CK Infrastructure Holdings Limited
13-May-20 Bermuda Elect Director Directors Related Elect Chan Loi Shun as Director 1
The Swatch Group AG 14-May-20 Switzerland Elect Director Directors Related Reelect Georges Hayek as Director 1
First Abu Dhabi Bank PJSC 24-Feb-20 United Arab Emirates
Elect Directors (Bundled) Directors Related Elect Directors (Bundled) 1
Pepkor Holdings Ltd. 11-Mar-20 South Africa Elect Director Directors Related Re-elect Jayendra Naidoo as Director 1
SGS SA 24-Mar-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Appoint Ian Gallienne as Member of the Compensation Committee
1
Lotte Corp. 27-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Lee Yoon-ho as a Member of Audit Committee
1
Page 400 of 469Page 397 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Lotte Shopping Co., Ltd. 27-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Park Jae-wan as a Member of Audit Committee
1
Iberdrola SA 02-Apr-20 Spain Approve Discharge of Board and President
Directors Related Approve Discharge of Board 1
Atacadao SA 14-Apr-20 Brazil Amend Executive Share Option Plan
Non-Salary Comp. Amend Stock Option Plan Approved at the June 26, 2017, EGM
1
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Reelect Stephane Pallez as Director 1
Aguas Andinas SA 27-Apr-20 Chile Other Business Routine/Business Other Business 1
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand Elect Director Directors Related Elect Chong Toh as Director 1
China Zhongwang Holdings Limited
29-May-20 Cayman Islands Elect Director Directors Related Elect Lo Wa Kei, Roy as Director 1
Polski Koncern Naftowy ORLEN SA
05-Jun-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect James L. Go as Director 1
China Power International Development Limited
11-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
SDIC Power Holdings Co., Ltd.
18-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction 1
Pirelli & C. SpA 18-Jun-20 Italy Approve/Amend Executive Incentive Bonus Plan
Non-Salary Comp. Approve Three-year Monetary Incentive Plan 1
Yakult Honsha Co., Ltd. 24-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Machida, Emi 1
Rinnai Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director Hayashi, Kenji 1
Skandinaviska Enskilda Banken AB
29-Jun-20 Sweden Elect Director Directors Related Reelect Jesper Ovesen as Director 1
Shenergy Co., Ltd. 30-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
Kumba Iron Ore Ltd. 07-Aug-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation of the Remuneration Policy
1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
BYD Company Limited 08-Sep-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Lv Xiang-Yang as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Yunnan Energy New Material Co., Ltd.
14-Sep-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve to Carry Out Deposit, Loan and Guarantee Business in Related Banks
1
Nanyang Topsec Technologies Group, Inc.
28-Sep-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Draft and Summary of Stock Option Incentive Plan and Performance Shares Incentive Plan
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member H.-P. Fischer for Fiscal 2019
1
JG Summit Holdings, Inc. 20-Oct-20 Philippines Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendment of the Articles of Incorporation in Order to Re-Classify the Preferred Non-Voting Shares into Preferred Voting Shares and Modify the Dividend Features of the Preferred Voting Shares
1
Wangsu Science & Technology Co., Ltd.
17-Nov-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
Ovctek China, Inc. 27-Nov-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Nippon Express Co., Ltd. 26-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Nojiri, Toshiaki 1
Nippon Yusen KK 29-Jun-20 Japan Appoint Alternate Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Alternate Statutory Auditor Matsui, Michio
1
Motorola Solutions, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Egon P. Durban 1
Total Energy Services Inc. 13-May-20 Canada Elect Director Directors Related Elect Director Andrew Wiswell 1
Leon's Furniture Limited 14-May-20 Canada Other Business Routine/Business Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions and Other Business
1
CRRC Corporation Limited 18-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares
1
Hero Motocorp Limited 12-Aug-20 India Elect Director Directors Related Reelect Suman Kant Munjal as Director 1
Bharat Petroleum Corporation Limited
28-Sep-20 India Elect Director Directors Related Reelect K. Ellangovan as Director 1
Thomson Reuters Corporation 03-Jun-20 Canada Human Rights Risk Assessment SH-Soc./Human Rights
SP 1: Produce a Human Rights Risk Report at Reasonable Cost and Omitting Proprietary Information
1
Power Financial Corporation 11-Feb-20 Canada Approve Merger Agreement Reorg. and Mergers Approve Reorganization Plan 1
Walgreens Boots Alliance, Inc.
30-Jan-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
The RMR Group Inc. 11-Mar-20 USA Elect Director Directors Related Elect Director Rosen Plevneliev 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico Elect Director Directors Related Elect/Ratify Rasmus Christiansen as Director 2
Sonic Automotive, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director O. Bruton Smith 1
Phillips 66 06-May-20 USA Elect Director Directors Related Elect Director Marna C. Whittington 1
Bank of Marin Bancorp 12-May-20 USA Elect Director Directors Related Elect Director Joel Sklar 1
Alexion Pharmaceuticals, Inc. 13-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
CoreCivic, Inc. 14-May-20 USA Elect Director Directors Related Elect Director Mark A. Emkes 1
Northrop Grumman Corporation
20-May-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Human Rights Impact Assessment 1
China Mobile Limited 20-May-20 Hong Kong Elect Director Directors Related Elect Paul Chow Man Yiu as Director 2
Chevron Corporation 27-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
The Southern Company 27-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Facebook, Inc. 27-May-20 USA Require a Majority Vote for the Election of Directors
SH-Dirs' Related Require a Majority Vote for the Election of Directors
1
Sierra Bancorp 27-May-20 USA Elect Director Directors Related Elect Director James C. Holly 1
FS Bancorp, Inc. 28-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Comcast Corporation 03-Jun-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Thorsten Langheim 1
MobileIron, Inc. 23-Jun-20 USA Elect Director Directors Related Elect Director James Tolonen 1
Mylan N.V. 30-Jun-20 Netherlands Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
Tootsie Roll Industries, Inc. 31-Aug-20 USA Elect Director Directors Related Elect Director Ellen R. Gordon 1
58.com Inc. 07-Sep-20 Cayman Islands Adjourn Meeting Antitakeover Related Adjourn Meeting 1
Kone Oyj 25-Feb-20 Finland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Report (Draft) and Summary on Company's Asset Purchase by Issuance of Shares and Related Party Transactions
1
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea Elect Director Directors Related Elect Jeon Geum-bae as Inside Director 1
DAEWOO SHIPBUILDING & MARINE ENGINEERING Co., Ltd.
25-Mar-20 South Korea Elect Director Directors Related Elect Park Du-seon as Inside Director 1
Lotte Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Kwon O-Gon as Outside Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
KMW, Inc. 27-Mar-20 South Korea Authorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Directors Related Authorize Board to Fix Remuneration of Internal Auditor(s)
1
Hubei Jumpcan Pharmaceutical Co., Ltd.
02-Apr-20 China Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors and Supervisors
1
Vivendi SA 20-Apr-20 France Authorize Directed Share Repurchase Program
Capitalization Authorize Specific Buyback Program and Cancellation of Repurchased Share
1
Zhejiang Dahua Technology Co. Ltd.
12-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
Sichuan Chuantou Energy Co., Ltd.
19-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Proposal Report for Financing of Company Headquarters
1
Shanxi Lu'An Environmental Energy Development Co., Ltd.
28-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Provision of Financial Support 1
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong Elect Director Directors Related Elect Lee Ka-kit as Director 1
Industrial and Commercial Bank of China Limited
12-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
3SBio, Inc. 19-Jun-20 Cayman Islands Elect Director Directors Related Elect Huang Bin as Director 1
China Feihe Ltd. 22-Jun-20 Cayman Islands Approve Executive Share Option Plan
Non-Salary Comp. Adopt 2020 Share Option Scheme 1
Yakult Honsha Co., Ltd. 24-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Tanigawa, Seijuro 1
Eurofins Scientific SE 26-Jun-20 Luxembourg Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Huadian Power International Corporation Limited
30-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wang Xiaobo as Director and Authorize Board to Fix His Remuneration
1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Manner and Issue Time 1
CP All Public Company Limited
16-Jul-20 Thailand Elect Director Directors Related Elect Pittaya Jearavisitkul as Director 1
AVEVA Group Plc 21-Jul-20 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Remy Cointreau SA 23-Jul-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
WuXi AppTec Co., Ltd. 31-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization to the Board and/or the Delegate to Handle Matters Pertaining to the H Share Award and Trust Scheme with Full Authority
2
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Ruggero Magnoni as Director 1
Visionox Technology, Inc. 18-Sep-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Provision Plan 1
WUS Printed Circuit (Kunshan) Co., Ltd.
18-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Draft and Summary of Stock Option Incentive Plan
1
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Employee Share Purchase Plan (Draft) and Summary
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member H.A. Al Abdulla for Fiscal 2019
1
Eastern Co. (Egypt) 25-Oct-20 Egypt Approve Discharge of Board and President
Directors Related Approve Board Decisions and Discharge of Chairman and Directors for FY 2020
1
GD Power Development Co., Ltd.
17-Nov-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to Articles of Association 1
Walvax Biotechnology Co., Ltd.
19-Nov-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Draft and Summary of Stock Option Incentive Plan
1
Banco BTG Pactual SA 28-Apr-20 Brazil Elect Director Directors Related Elect Guillermo Ortiz Martinez as Director 1
Eurazeo SE 30-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Virginie Morgon, Chairman of the Management Board
1
Shanghai M&G Stationery, Inc.
08-May-20 China Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Sumitomo Heavy Industries, Ltd.
26-Jun-20 Japan Elect Director Directors Related Elect Director Shimomura, Shinji 1
iA Financial Corporation Inc. 07-May-20 Canada Report on Climate Change SH-Health/Environ. SP 1: Analyze Climate Risk and Report the Results of its Analysis
1
Telecom Argentina SA 28-Apr-20 Argentina Elect Director Directors Related Elect Director and Alternate 1
Bank of Beijing Co., Ltd. 18-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related-party Transaction Special Report
1
China National Chemical Engineering Co., Ltd.
22-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Investment Plan 1
Philippine Seven Corporation 16-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Maria Cristina P. Paterno as Director 1
Tsingtao Brewery Co., Ltd. 08-Jun-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Restricted A Share Incentive Plan and Its Summary
2
Smurfit Kappa Group Plc 30-Apr-20 Ireland Approve Dividends Routine/Business Approve Final Dividend 1
TIM Participacoes SA 07-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
2
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Johnson & Johnson 23-Apr-20 USA Prepare Report on Health Care Reform
SH-Health/Environ. Report on Governance Measures Implemented Related to Opioids
1
International Business Machines Corporation
28-Apr-20 USA Amend Articles/Bylaws/Charter - Removal of Directors
SH-Dirs' Related Amend Governing Documents to allow Removal of Directors
1
Weis Markets, Inc. 30-Apr-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Eastman Chemical Company 07-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Dover Corporation 08-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Southern First Bancshares, Inc.
12-May-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Lewis Kramer 1
Travelzoo 29-May-20 USA Approve Stock Option Plan Grants
Non-Salary Comp. Approve Option Grant to Ralph Bartel 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director James S. Kahan 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Mark S. Shapiro 1
Syndax Pharmaceuticals, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director Pierre Legault 1
Altice USA, Inc. 10-Jun-20 USA Elect Director Directors Related Elect Director Manon Brouillette 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Executive Committee in the Amount of USD 53,069,700
1
ServiceNow, Inc. 17-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Hilltop Holdings, Inc. 23-Jul-20 USA Elect Director Directors Related Elect Director A. Haag Sherman 1
PCSB Financial Corporation 28-Oct-20 USA Elect Director Directors Related Elect Director Richard F. Weiss 1
Marrone Bio Innovations, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director Robert A. Woods 1
Svenska Cellulosa AB 31-Mar-20 Sweden Elect Director Directors Related Reelect Par Boman as Director 1
Swedish Orphan Biovitrum AB 13-May-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing 1
Power Assets Holdings Limited
13-May-20 Hong Kong Elect Director Directors Related Elect Andrew John Hunter as Director 1
Wendel SE 02-Jul-20 France Approve Executive Share Option Plan
Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans
1
Ubisoft Entertainment SA 02-Jul-20 France Elect Director Directors Related Reelect Yves Guillemot as Director 1
Colruyt SA 08-Oct-20 Belgium Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer
Antitakeover Related Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
IsraCard Ltd. 29-Nov-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Naama Gat as External Director 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Relevant Financial Report and Asset Evaluation Report
1
Industrial Bank of Korea 25-Mar-20 South Korea Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Total Remuneration of Inside Directors and Outside Directors
1
Rakuten, Inc. 27-Mar-20 Japan Approve/Amend Bundled Remuneration Plans
Non-Salary Comp. Approve Two Types of Deep Discount Stock Option Plans
1
Elsewedy Electric Co. 31-Mar-20 Egypt Approve Discharge of Board and President
Directors Related Approve Discharge of Chairman and Directors for FY 2019
1
China National Medicines Co., Ltd.
23-Apr-20 China Approve Loan Agreement Reorg. and Mergers Approve Provision of Internal Loan to Wholly-Owned Subsidiary and Controlled Subsidiary
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Target Subscribers and Subscription Method
1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Feasibility Analysis Report on the Use of Proceeds
1
WEG SA 28-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles to Comply with New Regulations of Novo Mercado of B3
1
GD Power Development Co., Ltd.
07-May-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Debt Financing Instruments
1
SUEZ SA 12-May-20 France Elect Director Directors Related Reelect Isidro Faine Casas as Director 1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Chao-Yih Chen, a Representative of Taiwan Sugar Corporation with Shareholder No. 5762, as Non-Independent Director
1
AEON Co., Ltd. 22-May-20 Japan Elect Director Directors Related Elect Director Okada, Motoya 1
China Shenhua Energy Company Limited
29-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association Regarding Party Committee
3
Kyushu Electric Power Co., Inc.
25-Jun-20 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Add Provision on Abolition of Advisory Positions
1
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Karita, Tomohide 1
Huadian Power International Corporation Limited
30-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wang Dashu as Director and Authorize Board to Fix His Remuneration
1
Dongxu Optoelectronic Technology Co., Ltd.
20-Jul-20 China Accept Financial Statements and Statutory Reports
Routine/Business Approve Financial Statements 1
Folli Follie SA 10-Sep-20 Greece Elect Directors (Bundled) Directors Related Ratify Director Appointments 1
GEM Co., Ltd. 18-Sep-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Will Semiconductor Co., Ltd. Shanghai
22-Sep-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Draft and Summary of Stock Option Plan and Performance Share Incentive Plan
1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Chen Shanzhi Under the 2014 Equity Incentive Plan
1
Sanlam Ltd. 10-Jun-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
Shimao Property Holdings Limited
27-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Toyoda Gosei Co., Ltd. 12-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Kako, Chika 1
Samsung Card Co., Ltd. 19-Mar-20 South Korea Elect Director Directors Related Elect Kwon Oh-Kyu as Outside Director 1
Central Japan Railway Co. 23-Jun-20 Japan Elect Director Directors Related Elect Director Kaneko, Shin 1
Sonova Holding AG 11-Jun-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Chongqing Changan Automobile Co. Ltd.
30-Sep-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Signing of Financial Service Agreement with Bingqi Equipment Group Finance Co., Ltd.
1
Concepcion Industrial Corporation
15-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Raul Anthony A. Concepcion as Director 1
Chubb Limited 20-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico Elect Director Directors Related Elect/Ratify Luis Chico Pardo as Director 2
Selcuk Ecza Deposu Ticaret ve Sanayi AS
24-Mar-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration for 2020 and Receive Information on Remuneration Made in 2019
1
China Telecom Corporation Limited
26-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company
1
Globant SA 03-Apr-20 Luxembourg Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Article 10.2 of the Articles of Association
1
1st Source Corporation 23-Apr-20 USA Elect Director Directors Related Elect Director Vinod M. Khilnani 1
Grupo Televisa SAB 28-Apr-20 Mexico Approve Allocation of Income and Dividends
Routine/Business Approve Allocation of Income 1
Pilgrim's Pride Corporation 29-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Saga Communications, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Timothy J. Clarke 1
Coca-Cola Consolidated, Inc. 12-May-20 USA Elect Director Directors Related Elect Director David M. Katz 1
Nordstrom, Inc. 20-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Elanco Animal Health Incorporated
21-May-20 USA Elect Director Directors Related Elect Director Kirk P. McDonald 1
Arista Networks, Inc. 27-May-20 USA Elect Director Directors Related Elect Director Mark B. Templeton 1
Amazon.com, Inc. 27-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Vertex Pharmaceuticals Incorporated
03-Jun-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Alphabet Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Robin L. Washington 1
Genie Energy Ltd. 04-Jun-20 USA Elect Director Directors Related Elect Director W. Wesley Perry 1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Srini Gopalan 1
T-Mobile US, Inc. 04-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
ANI Pharmaceuticals, Inc. 05-Jun-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Omnicom Group Inc. 09-Jun-20 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1
Cowen Inc. 22-Jun-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
United Internet AG 20-May-20 Germany Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Approve Creation of EUR 77.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights
1
CaixaBank SA 21-May-20 Spain Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
1
OTSUKA CORP. 27-Mar-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Nakai, Kazuhiko 1
Orkla ASA 16-Apr-20 Norway Elect Director Directors Related Reelect Liselott Kilaas as Director 1
Jardine Matheson Holdings Ltd.
07-May-20 Bermuda Elect Director Directors Related Re-elect Anthony Nightingale as Director 1
Wendel SE 02-Jul-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Bernard Gautier, Management Board Member Until Sept. 9, 2019
1
Hyundai Motor Co., Ltd. 19-Mar-20 South Korea Elect Director Directors Related Elect Choi Eun-su as Outside Director 1
GS Retail Co., Ltd. 20-Mar-20 South Korea Elect Director Directors Related Elect Kim Seok-hwan as Non-Independent Non-Executive Director
1
Embotelladora Andina SA 16-Apr-20 Chile Other Business Routine/Business Other Business 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Herve Philippe, Management Board Member
1
Vivendi SA 20-Apr-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Gilles Alix, Management Board Member
1
China National Medicines Co., Ltd.
23-Apr-20 China Approve Loan Agreement Reorg. and Mergers Approve Provision of Internal Loan to Beijing Tianxingpuxin Bio-med Sinopharm Holding Co., Ltd. and Related Party Transactions
1
Hermes International SCA 24-Apr-20 France Elect Supervisory Board Member Directors Related Reelect Eric de Seynes as Supervisory Board Member
1
Zhejiang Wolwo Bio-Pharmaceutical Co., Ltd.
08-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Purchase Financial Products
1
Inner Mongolia Yitai Coal Co., Ltd.
08-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee by the Company for Its Holding Subsidiaries
1
Hua Hong Semiconductor Limited
14-May-20 Hong Kong Elect Director Directors Related Elect Jun Ye as Director 1
AECC Aviation Power Co. Ltd. 15-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transactions 1
Sunny Optical Technology (Group) Company Limited
22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Perfect World Co., Ltd. 29-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Funds for Entrusted Asset Management
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Huaneng Power International, Inc.
16-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Guo Hongbo as Director 2
Shanghai Pharmaceuticals Holding Co., Ltd.
23-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Application for Centralized Registration of Different Types of Debt Financing Instruments (DFI Model)
2
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Add Provision on Abolition of Advisory Positions
1
Dai Nippon Printing Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Wada, Masahiko 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
1
PT Barito Pacific Tbk 06-Aug-20 Indonesia Amend Corporate Purpose Routine/Business Amend Articles of Association in Relation to Electronic Integrated Business Licensing Services (Online Single Submission)
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member S. Sommer for Fiscal 2019
1
Lojas Renner SA 21-Oct-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Article 16 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Kunlun Energy Company Limited
27-Oct-20 Bermuda Approve Transaction with a Related Party
Reorg. and Mergers Approve New Master Agreement, Continuing Connected Transactions Under Categories (a), (b), (c) and (d), Proposed Annual Caps and Related Transactions
1
Aena S.M.E. SA 29-Oct-20 Spain Amend Articles/Bylaws/Charter -- Non-Routine
SH-Routine/Business Add New Article 50 bis 1
ZTE Corporation 06-Nov-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme
1
Shoprite Holdings Ltd. 16-Nov-20 South Africa Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Semiconductor Manufacturing International Corporation
15-Dec-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Gao Yonggang Under the 2014 Equity Incentive Plan
1
Compania Cervecerias Unidas SA
15-Apr-20 Chile Other Business Routine/Business Other Business 1
Isetan Mitsukoshi Holdings Ltd.
15-Jun-20 Japan Elect Director Directors Related Elect Director Oyamada, Takashi 1
Bouygues SA 23-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Olivier Bouygues 1
CITIC Securities Co., Ltd. 18-Aug-20 China Company-Specific Board-Related SH-Dirs' Related Approve Amendments and Improvements to the Articles of Association
1
Gree Electric Appliances, Inc. of Zhuhai
01-Jun-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Own Idle Funds for Investment in Financial Products
1
MGM Resorts International 06-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Tong Ren Tang Technologies Co. Ltd.
18-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure
1
CPMC Holdings Limited 22-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Fine Organic Industries Limited
18-Sep-20 India Elect Director Directors Related Reelect Tushar Shah as Director 1
Petroleo Brasileiro SA 22-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fiscal Council Members 1
Brookfield Asset Management Inc.
12-Jun-20 Canada Miscellaneous Proposal -- Environmental & Social
Social Proposal SP 1: Assign an Oversight Responsibility for Human Capital Management to a Board Committee
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Great-West Lifeco Inc. 07-May-20 Canada Elect Director Directors Related Elect Director Paul Desmarais, Jr. 1
Husqvarna AB 26-Jun-20 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Share Incentive Program LTI 2020
1
Selcuk Ecza Deposu Ticaret ve Sanayi AS
24-Mar-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for the 2020 and Receive Information on Donations Made in 2019
1
Power Corporation of Canada 15-May-20 Canada Elect Director Directors Related Elect Director Andre Desmarais 1
BRP Inc. 28-May-20 Canada Elect Director Directors Related Elect Director Louis Laporte 1
International Business Machines Corporation
28-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Braemar Hotels & Resorts Inc. 14-May-20 USA Elect Director Directors Related Elect Director Stefani D. Carter 1
Altisource Portfolio Solutions S.A.
19-May-20 Luxembourg Elect Director Directors Related Elect Director Joseph L. Morettini 1
CenturyLink, Inc. 20-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Eventbrite, Inc. 21-May-20 USA Elect Director Directors Related Elect Director Katherine August-deWilde 1
DuPont de Nemours, Inc. 27-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Sunrun Inc. 02-Jun-20 USA Elect Director Directors Related Elect Director Edward Fenster 1
Netflix, Inc. 04-Jun-20 USA Amend Vote Requirements to Amend Articles/Bylaws/Charter
SH-Dirs' Related Adopt Simple Majority Vote 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Frequency Therapeutics, Inc. 11-Jun-20 USA Elect Director Directors Related Elect Director David L. Lucchino 1
SES SA 02-Apr-20 Luxembourg Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Galaxy Entertainment Group Limited
10-Jun-20 Hong Kong Elect Director Directors Related Elect Patrick Wong Lung Tak as Director 1
ORION Corp. (Korea) 19-Mar-20 South Korea Elect Director Directors Related Elect Heo In-cheol as Inside Director 1
Kirin Holdings Co., Ltd. 27-Mar-20 Japan Elect Director (Dissident) SH-Dirs' Related Elect Shareholder Director Nominee Nicholas E Benes
1
Yunnan Energy New Material Co., Ltd.
08-Apr-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee within the Scope of Consolidated Report
1
Aboitiz Power Corp. 27-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Mikel A. Aboitiz as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Orbia Advance Corporation SAB de CV
28-Apr-20 Mexico Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Chairman of Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee
1
Electricite de France SA 07-May-20 France Elect Director Directors Related Ratify Appointment of Francois Delattre as Director
1
RSA Insurance Group Plc 07-May-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
WuXi AppTec Co., Ltd. 15-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of External Guarantees for Subsidiaries
2
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Director Chao-Yih Chen, a Representative of Taiwan Sugar Corporation
1
AviChina Industry & Technology Company Limited
22-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Ipsen SA 29-May-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of CEO 1
Maxis Berhad 15-Jun-20 Malaysia Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Johnny Shih, a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Kwan-Tao Li (K.T. Li), a Representative of U-Ming Corporation with Shareholder No. 27718, as Non-Independent Director
1
Swire Pacific Limited 24-Jun-20 Hong Kong Elect Director Directors Related Elect Zhuo Ping Zhang as Director 1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Misono, Toyokazu 1
Kaneka Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director Tanaka, Minoru 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Company's Eligibility for Private Placement of Shares
1
Eregli Demir ve Celik Fabrikalari TAS
14-Jul-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
1
Zhejiang Wanfeng Auto Wheel Co. Ltd.
15-Jul-20 China Accept Financial Statements and Statutory Reports
Routine/Business Approve Annual Report and Summary 1
Cyfrowy Polsat SA 23-Jul-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
WUS Printed Circuit (Kunshan) Co., Ltd.
18-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
South32 Ltd. 29-Oct-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Ovctek China, Inc. 27-Nov-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve 2020 Draft and Summary of Performance Shares Incentive Plan
1
Thales SA 06-May-20 France Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Capitalization Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
1
Baloise Holding AG 24-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Eurazeo SE 30-Apr-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
Toly Bread Co. Ltd. 06-May-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Employee Share Purchase Plan (Draft) and Summary
1
Altus Property Ventures, Inc. 28-Aug-20 Philippines Other Business Routine/Business Approve Other Matters 1
Cafe de Coral Holdings Limited
03-Sep-20 Bermuda Elect Director Directors Related Elect Chan Yue Kwong, Michael as Director 1
PVR Limited 29-Sep-20 India Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Payment of Remuneration to Sanjeev Kumar as Joint Managing Director by Taking into Account the Net Profits of the Company Computed under Section 198 of the Act after Disregarding the Adjustments made
1
Winpak Ltd. 26-Jun-20 Canada Elect Director Directors Related Elect Director Rakel J. Aarnio-Wihuri 1
Ping An Insurance (Group) Company of China, Ltd.
09-Apr-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Apple Inc. 26-Feb-20 USA Improve Human Rights Standards or Policies
SH-Soc./Human Rights
Report on Freedom of Expression and Access to Information Policies
1
The Walt Disney Company 11-Mar-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Grupo Televisa SAB 28-Apr-20 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Directors Representing Series L Shareholders
1
Pilgrim's Pride Corporation 29-Apr-20 USA Require a Majority Vote for the Election of Directors
SH-Dirs' Related Require a Majority Vote for the Election of Directors
1
Talos Energy Inc. 12-May-20 USA Elect Director Directors Related Elect Director Timothy S. Duncan 1
Southwestern Energy Company
19-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Netflix, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Reed Hastings 1
Activision Blizzard, Inc. 11-Jun-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions Disclosure 1
Weibo Corporation 13-Aug-20 Cayman Islands Elect Director Directors Related Elect Director Gaofei Wang 1
Oracle Corporation 04-Nov-20 USA Elect Director Directors Related Elect Director Bruce R. Chizen 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
eGain Corporation 04-Dec-20 USA Elect Director Directors Related Elect Director Gunjan Sinha 1
Palo Alto Networks, Inc. 09-Dec-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Aspen Group, Inc. 21-Dec-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Tiffany & Co. 30-Dec-20 USA Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
Nexity SA 19-May-20 France Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 25 Percent of Issued Capital
1
Galaxy Entertainment Group Limited
10-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Telefonica SA 11-Jun-20 Spain Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
1
Volvo AB 18-Jun-20 Sweden Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
Canon, Inc. 27-Mar-20 Japan Elect Director Directors Related Elect Director Maeda, Masaya 1
POSCO Chemical Co., Ltd. 30-Mar-20 South Korea Authorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Directors Related Authorize Board to Fix Remuneration of Internal Auditor(s)
1
Koc Holding AS 02-Apr-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for the 2020 and Receive Information on Donations Made in 2019
1
Vivendi SA 20-Apr-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman of Management Board
1
Chocoladefabriken Lindt & Spruengli AG
24-Apr-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Rudolf Spruengli as Member of the Compensation Committee
1
Empresa Nacional de Telecomunicaciones SA
28-Apr-20 Chile Elect Directors (Bundled) Directors Related Elect Directors 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Report on the Usage of Previously Raised Funds
1
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil Elect Director Directors Related Elect Eduardo Kaminitz Peres as Director 1
China Oilfield Services Limited 28-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Toho Co., Ltd. (9602) 28-May-20 Japan Elect Director Directors Related Elect Director Shimatani, Yoshishige 1
Ipsen SA 29-May-20 France Miscellaneous Proposal: Company-Specific
Routine/Business Textual References Regarding Change of Codification
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect Alejandro Santo Domingo Davila as Director
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Target Parties and Subscription Manner
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve How to Implement the Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects
1
Grifols SA 08-Oct-20 Spain Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
China Greatwall Technology Group Co., Ltd.
13-Oct-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
Unibail-Rodamco-Westfield SE
10-Nov-20 France Elect a Shareholder-Nominee to the Supervisory Board
SH-Dirs' Related Elect Susana Gallardo as Supervisory Board Member
1
FAST RETAILING CO., LTD. 26-Nov-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Mori, Masakatsu 1
China Greatwall Technology Group Co., Ltd.
28-Dec-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Sekisui House, Ltd. 23-Apr-20 Japan Elect Director (Dissident) SH-Dirs' Related Elect Shareholder Director Nominee Christopher Douglas Brady
1
Thales SA 06-May-20 France Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million
1
Toly Bread Co. Ltd. 06-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Invest in Entrusted Financial Products
1
iA Financial Corporation Inc. 07-May-20 Canada Report on Environmental Policies
SH-Health/Environ. SP 2: Adopt Measured Environmental Impact Reduction Objectives with Clearly Identified Targets in its Sustainable Development Policy
1
Embraer SA 29-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
AMERCO 20-Aug-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Tesla, Inc. 22-Sep-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Employee Arbitration 1
Greentown Service Group Co. Ltd.
19-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Concepcion Industrial Corporation
15-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Renna C. Hechanova-Angeles as Director 1
Major Cineplex Group Public Co. Ltd.
24-Jul-20 Thailand Other Business Routine/Business Other Business 1
Spandana Sphoorty Financial Limited
30-Sep-20 India Elect Director Directors Related Reelect Amit Sobti as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Ternium SA 05-Jun-20 Luxembourg Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Approve Renewal of the Authorized Share Capital of the Company and Related Authorizations and Waivers and Amend Articles of Association
1
Linamar Corporation 27-May-20 Canada Elect Director Directors Related Elect Director Linda Hasenfratz 1
Denison Mines Corp. 25-Jun-20 Canada Elect Director Directors Related Elect Director David D. Cates 1
Fiat Chrysler Automobiles NV 26-Jun-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights from Share Issuances
1
Westwood Holdings Group, Inc.
29-Apr-20 USA Elect Director Directors Related Elect Director Geoffrey R. Norman 1
Preformed Line Products Company
05-May-20 USA Elect Director Directors Related Elect Director J. Ryan Ruhlman 1
Colgate-Palmolive Company 08-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Nicolet Bankshares, Inc. 11-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director Gregory H. Trepp 1
Ford Motor Company 14-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Liberty TripAdvisor Holdings, Inc.
19-May-20 USA Elect Director Directors Related Elect Director Albert E. Rosenthaler 1
Facebook, Inc. 27-May-20 USA Elect Director Directors Related Elect Director Mark Zuckerberg 1
Exxon Mobil Corporation 27-May-20 USA Community -Environment Impact
SH-Health/Environ. Report on Risks of Petrochemical Operations in Flood Prone Areas
1
Artisan Partners Asset Management Inc.
02-Jun-20 USA Elect Director Directors Related Elect Director Stephanie G. DiMarco 1
MeiraGTx Holdings plc 02-Jun-20 Cayman Islands Elect Director Directors Related Elect Director Nicole Seligman 1
Alphabet Inc. 03-Jun-20 USA Establish Environmental/Social Issue Board Committee
SH-Dirs' Related Establish Human Rights Risk Oversight Committee
1
Arcus Biosciences, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Juan Carlos Jaen 1
Eagle Pharmaceuticals, Inc. 23-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Bluegreen Vacations Holding Corporation
18-Nov-20 USA Elect Director Directors Related Elect Director Jarett S. Levan 1
Co-Diagnostics, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director Richard S. Serbin 1
Hyundai Mobis Co., Ltd. 18-Mar-20 South Korea Elect Director Directors Related Elect Karl-Thomas Neumann as Outside Director
1
Yamazaki Baking Co., Ltd. 27-Mar-20 Japan Approve Retirement Bonuses for Statutory Auditors
Non-Salary Comp. Approve Statutory Auditor Retirement Bonus 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Aviva Plc 26-May-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend (Withdrawn) 1
Mowi ASA 03-Jun-20 Norway Elect Director Directors Related Reelect Cecilie Fredriksen as Director 1
Korea Gas Corp. 07-Jan-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Nam Young-ju as a Member of Audit Committee
1
Semiconductor Manufacturing International Corporation
13-Feb-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Share Units to Young Kwang Leei Under the 2014 Equity Incentive Plan and Related Transactions
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve This Transaction Does Not Constitute as Major Restructure Listing
1
NH Investment & Securities Co., Ltd.
25-Mar-20 South Korea Elect Director Directors Related Elect Lee Jeong-dae as Non-Independent Non-Executive Director
1
Lotte Corp. 27-Mar-20 South Korea Elect Director Directors Related Elect Lee Yoon-ho as Outside Director 1
Iberdrola SA 02-Apr-20 Spain Elect Director Directors Related Reelect Samantha Barber as Director 1
Aboitiz Equity Ventures, Inc. 27-Apr-20 Philippines Other Business Routine/Business Approve Other Matters 1
China Shipbuilding Industry Group Power Co., Ltd.
19-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related-party Transactions 1
Societe BIC SA 20-May-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Corporate Officers
1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Kuo-Chih Liu, a Representative of Taipei Fubon Commercial Bank Co Ltd with Shareholder No. 6, as Non-Independent Director
1
AEON Co., Ltd. 22-May-20 Japan Elect Director Directors Related Elect Director Tsukamoto, Takashi 1
Beijing Enterprises Water Group Ltd.
09-Jun-20 Bermuda Elect Director Directors Related Elect Wang Kaijun as Director 1
Avicopter Plc 18-Jun-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to Articles of Association 1
Sinopec Shanghai Petrochemical Company Limited
18-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2020 Financial Budget Report 1
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey Miscellaneous Proposal: Company-Specific
Routine/Business Approve Upper Limit of Sponsorships to Be Made in 2020
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Tsai Hsiung Chang (T.H. Chang), a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Feasibility Analysis Report on the Use of Proceeds
1
IRPC Public Co., Ltd. 03-Jul-20 Thailand Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve Deloitte Touche Tohmatsu Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
AviChina Industry & Technology Company Limited
11-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Revision of the Maximum Outstanding Daily Balance of Deposit Services for 2020 Under the Existing Financial Services (Supplemental) Framework Agreement and Related Transactions
1
Pargesa Holding SA 06-May-20 Switzerland Elect Board Chairman/Vice-Chairman
Directors Related Reelect Paul Desmarais Jr as Board Chairman 1
China Aoyuan Group Limited 22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
iA Financial Corporation Inc. 07-May-20 Canada Sustainability Activities and Action
SH-Health/Environ. SP 3: Use the Services of Advisory Experts in Sustainable Development to Adequately Guide the Sustainable Development Committee
1
Sinotrans Limited 01-Jun-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve Share Option Incentive Scheme of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary
1
ATOS SE 16-Jun-20 France Elect Director Directors Related Reelect Nicolas Bazire as Director 1
Contemporary Amperex Technology Co., Ltd.
29-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Newlink Genetics Corporation 17-Mar-20 USA Approve Reverse Stock Split Capitalization Approve Reverse Stock Split 1
Citigroup Inc. 21-Apr-20 USA Amend Proxy Access Right SH-Dirs' Related Amend Proxy Access Right 1
Honeywell International Inc. 27-Apr-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
First Community Bankshares, Inc.
28-Apr-20 USA Elect Director Directors Related Elect Director Gary R. Mills 1
Pilgrim's Pride Corporation 29-Apr-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Human Rights Due Diligence Process 1
National Health Investors, Inc.
06-May-20 USA Elect Director Directors Related Elect Director W. Andrew Adams 1
Phillips 66 06-May-20 USA Elect Director Directors Related Elect Director Glenn F. Tilton 1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director Thomas T. Rankin 1
CoreCivic, Inc. 14-May-20 USA Elect Director Directors Related Elect Director Thurgood Marshall, Jr. 1
CoreCivic, Inc. 14-May-20 USA Elect Director Directors Related Elect Director Charles L. Overby 1
Altria Group, Inc. 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
International Bancshares Corporation
18-May-20 USA Elect Director Directors Related Elect Director Irving Greenblum 1
Targa Resources Corp. 19-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Central Valley Community Bancorp
20-May-20 USA Elect Director Directors Related Elect Director Gary D. Gall 1
Facebook, Inc. 27-May-20 USA Approve Recapitalization Plan for all Stock to Have One-vote per Share
SH-Corp Governance Approve Recapitalization Plan for all Stock to Have One-vote per Share
1
Bloomin' Brands, Inc. 29-May-20 USA GHG Emissions SH-Health/Environ. Report on Greenhouse Gas Emissions Disclosure
1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Maverick Carter 1
Walmart Inc. 03-Jun-20 USA Prepare Report on Health Care Reform
SH-Health/Environ. Report on Supplier Antibiotics Use Standards 1
Digital Realty Trust, Inc. 08-Jun-20 USA Elect Director Directors Related Elect Director William G. LaPerch 1
Expedia Group, Inc. 10-Jun-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
General Motors Company 16-Jun-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Synalloy Corporation 30-Jun-20 USA Elect Director (Management) Directors Related Elect Director James W. Terry, Jr. 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Vicente Ariztegui Andreve 1
The Procter & Gamble Company
13-Oct-20 USA Report on EEO SH-Other/misc. Publish Annually a Report Assessing Diversity and Inclusion Efforts
1
Nexity SA 19-May-20 France Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 25 Percent of Issued Capital
1
China Mobile Limited 20-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Telefonaktiebolaget LM Ericsson
31-Mar-20 Sweden Approve Alternative Equity Plan Financing
Non-Salary Comp. Approve Alternative Equity Plan Financing of LTV 2020
1
Telenet Group Holding NV 29-Apr-20 Belgium Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Power Assets Holdings Limited
13-May-20 Hong Kong Elect Director Directors Related Elect Li Tzar Kuoi, Victor as Director 1
Raiffeisen Bank International AG
20-Oct-20 Austria Authorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Capitalization Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
1
Origin Energy Limited 20-Oct-20 Australia Report on Climate Change SH-Health/Environ. Approve Lobbying and COVID-19 Recovery 1
Life Healthcare Group Holdings Ltd.
29-Jan-20 South Africa Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19
1
GEM Co., Ltd. 06-Mar-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee for Credit Line Bank Application of Subsidiary
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Samsung Engineering Co., Ltd.
19-Mar-20 South Korea Elect Director Directors Related Elect Seo Man-ho as Outside Director 1
Notre Dame Intermedica Participacoes SA
25-Mar-20 Brazil Amend Executive Share Option Plan
Non-Salary Comp. Amend Stock Option Plan Approved at the March 28, 2019, EGM
1
Davide Campari-Milano SpA 27-Mar-20 Italy Authorize Share Repurchase Program and Reissuance of Repurchased Shares
Capitalization Authorize Share Repurchase Program and Reissuance of Repurchased Shares
1
Vivendi SA 20-Apr-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Simon Gillham, Management Board Member
1
Enel Chile SA 29-Apr-20 Chile Other Business Routine/Business Other Business 2
HKT Trust & HKT Limited 08-May-20 Cayman Islands Elect Director Directors Related Elect Srinivas Bangalore Gangaiah as Director 1
Sino Biopharmaceutical Ltd. 26-May-20 Cayman Islands Elect Director Directors Related Elect Wang Shanchun as Director 1
Ipsen SA 29-May-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of David Meek, CEO Until Dec. 31, 2019
1
Zhongsheng Group Holdings Limited
10-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Winbond Electronics Corp. 12-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Mr. Jerry Hsu, with ID No. A126637XXX, as Independent Director
1
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wu, Tung Ming, a Representative of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director
1
KOSÉ Corp. 26-Jun-20 Japan Approve Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System
Non-Salary Comp. Approve Bonus Related to Retirement Bonus System Abolition
2
Rinnai Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director Narita, Tsunenori 1
Keio Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Takekawa, Hiroshi
1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
1
Vodacom Group Ltd. 21-Jul-20 South Africa Elect Director Directors Related Elect Pierre Klotz as Director 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Feasibility Analysis Report on the Use of Proceeds
1
China Gas Holdings Limited 20-Aug-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member G. Kilian for Fiscal 2019
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member U. Jakob for Fiscal 2019
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member B. Murkovic for Fiscal 2019
1
Tonghua Dongbao Pharmaceutical Co., Ltd.
30-Oct-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
ZTE Corporation 06-Nov-20 China Approve Executive Share Option Plan
Non-Salary Comp. Approve 2020 Share Option Incentive Scheme (Draft) of ZTE Corporation and Its Summary
1
Unisplendour Co., Ltd. 16-Nov-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
BOE Technology Group Co., Ltd.
17-Nov-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Draft and Summary of Stock Options and Performance Share Incentive Plan
1
Seek Limited 19-Nov-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Equity Right to Andrew Bassat
1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Amaury de Seze as Director 1
Luxshare Precision Industry Co. Ltd.
13-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Funds to Purchase Financial Products
1
Chongqing Changan Automobile Co. Ltd.
30-Sep-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Signing of Financial Service Agreement with Changan Auto Finance Co., Ltd.
1
Duratex SA 30-Apr-20 Brazil Elect Directors (Bundled) Directors Related Elect Directors 1
Evertz Technologies Limited 07-Oct-20 Canada Elect Director Directors Related Elect Director Douglas A. DeBruin 1
Rocky Mountain Dealerships Inc.
17-Dec-20 Canada Approve Merger Agreement Reorg. and Mergers Approve Acquisition by 2223890 Alberta Ltd. 1
Novartis AG 28-Feb-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Technogym SpA 23-Apr-20 Italy Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Spotify Technology SA 22-Apr-20 Luxembourg Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Grupo Televisa SAB 28-Apr-20 Mexico Elect Member of X Committee Routine/Business Elect or Ratify Chairman of Corporate Practices Committee
1
Vericel Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Kevin E. McLaughlin 1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director Mark R. Belgya 1
Westlake Chemical Corporation
15-May-20 USA Elect Director Directors Related Elect Director Marius A. Haas 1
Bunge Limited 21-May-20 Bermuda Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
PC Connection, Inc. 27-May-20 USA Elect Director Directors Related Elect Director Patricia Gallup 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Lowe's Companies, Inc. 29-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
REGENXBIO Inc. 29-May-20 USA Elect Director Directors Related Elect Director A.N. "Jerry" Karabelas 1
Globus Medical, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director David M. Demski 1
Moelis & Company 04-Jun-20 USA Other Business Routine/Business Other Business 1
Dell Technologies Inc. 29-Jun-20 USA Elect Director Directors Related Elect Director Michael S. Dell 1
BRT Apartments Corp. 30-Jun-20 USA Approve Omnibus Stock Plan Non-Salary Comp. Approve Omnibus Stock Plan 1
Jiangsu Expressway Company Limited
23-Jun-20 China Approve Loan Agreement Reorg. and Mergers Approve Use of Proceeds Raised from the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions
1
The Swatch Group AG 14-May-20 Switzerland Elect Director Directors Related Reelect Nayla Hayek as Director 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
1
Vivendi SA 20-Apr-20 France Elect Supervisory Board Member Directors Related Reelect Yannick Bollore as Supervisory Board Member
1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board
1
JBS SA 28-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Jose Paulo da Silva Filho as Fiscal Council Member and Sandro Domingues Raffai as Alternate
1
Kuehne + Nagel International AG
05-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Listing Location 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Meeting Requirements for Strategic Investors and Introduction of Strategic Investors
1
Hengan International Group Company Limited
21-May-20 Cayman Islands Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
1
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Delivery Hero SE 18-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Patrick Kolek to the Supervisory Board as Shareholder Representative
1
Beijing Enterprises Holdings Limited
18-Jun-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Sartorius Stedim Biotech SA 24-Jun-20 France Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Authorize Capital Issuances for Use in Employee Stock Purchase Plans
1
Yakult Honsha Co., Ltd. 24-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Tezuka, Seno 1
Surgutneftegas PJSC 30-Jun-20 Russia Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Vodacom Group Ltd. 21-Jul-20 South Africa Elect Director Directors Related Re-elect Vivek Badrinath as Director 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Conditional Subscription Agreement and Strategic Cooperation Agreement
1
PT Gudang Garam Tbk 28-Aug-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Board of Company 1
Sinopharm Group Co., Ltd. 18-Sep-20 China Elect Director and Approve Director's Remuneration
Directors Related Elect Wu Tak Lung as Director and Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member A. Renschler for Fiscal 2019
1
Seek Limited 19-Nov-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Wealth Sharing Plan Options and Wealth Sharing Plan Rights to Andrew Bassat
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Noorma Binti Raja Othman
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Kathleen Chew Wai Lin
1
AviChina Industry & Technology Company Limited
11-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Framework Agreement, Proposed Caps and Related Transactions
1
SOHO China Ltd. 22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Sumitomo Heavy Industries, Ltd.
26-Jun-20 Japan Elect Director Directors Related Elect Director Okamura, Tetsuya 1
bioMerieux SA 30-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Vice-CEO 1
Bouygues SA 04-Sep-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Corporate Officers
1
Tegma Gestao Logistica SA 30-Apr-20 Brazil Company-Specific Compensation-Related
Non-Salary Comp. Ratify Remuneration of Company's Management for 2019
1
Sinosoft Technology Group Limited
16-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Minda Corporation Limited 01-Dec-20 India Elect Director Directors Related Approve Appointment and Remuneration of Aakash Minda as Executive Director
1
Bharat Petroleum Corporation Limited
28-Sep-20 India Approve Transaction with a Related Party
Reorg. and Mergers Approve Material Related Party Transactions with Bharat Oman Refineries Limited
1
Credit Agricole SA 13-May-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of CEO 1
Parker Drilling Company 09-Jan-20 USA Adjourn Meeting Antitakeover Related Adjourn Meeting 1
Becton, Dickinson and Company
28-Jan-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
MAXIMUS, Inc. 17-Mar-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Lockheed Martin Corporation 23-Apr-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Eli Lilly and Company 04-May-20 USA Adopt Policy on Bonus Banking SH-Compensation Adopt Policy on Bonus Banking 1
Gladstone Commercial Corporation
07-May-20 USA Elect Director Directors Related Elect Director Anthony W. Parker 1
Saga Communications, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Warren S. Lada 1
Pinnacle West Capital Corporation
20-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Vodafone Group Plc 28-Jul-20 United Kingdom Elect Director Directors Related Re-elect David Thodey as Director 2
Catalyst Pharmaceuticals, Inc. 20-Aug-20 USA Elect Director Directors Related Elect Director Philip H. Coelho 1
NIKE, Inc. 17-Sep-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Newmark Group, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Michael Snow 1
Varian Medical Systems, Inc. 15-Oct-20 USA Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
BG Staffing, Inc. 03-Nov-20 USA Elect Director Directors Related Elect Director Douglas E. Hailey 1
Nexity SA 19-May-20 France Authorize Capital Increase for Future Share Exchange Offers
Capitalization Authorize Capital Increase of Up to 10 Percent for Future Exchange Offers
1
TravelSky Technology Limited 27-Feb-20 China Elect Director Directors Related Elect Ngai Wai Fung as Director 1
Aker BP ASA 16-Apr-20 Norway Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
Telecom Italia SpA 23-Apr-20 Italy Approve Equity Plan Financing Non-Salary Comp. Authorize Board to Increase Capital to Service Long Term Incentive Plan
1
Tele2 AB 11-May-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing Through Transfer of Shares to Participants
1
Swedish Orphan Biovitrum AB 13-May-20 Sweden Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Maximum 33 Million Shares without Preemptive Rights
1
Electric Power Development Co., Ltd.
25-Jun-20 Japan Elect Director Directors Related Elect Director Urashima, Akihito 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
IsraCard Ltd. 29-Nov-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Danny Yemin as Director 1
Canopy Growth Corporation 21-Sep-20 Canada Amend Omnibus Stock Plan Non-Salary Comp. Re-approve Omnibus Incentive Plan 1
Folli Follie SA 20-Feb-20 Greece Company Specific Organization Related
Reorg. and Mergers Approve Sale of Dufry AG Shares 1
Ford Otomotiv Sanayi AS 16-Mar-20 Turkey Elect Director Directors Related Ratify Director Appointment 1
CJ Corp. 30-Mar-20 South Korea Elect Director Directors Related Elect Ryu Chul-kyu as Outside Director 1
Ambev SA 24-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fiscal Council Members 2
Kingdee International Software Group Company Limited
12-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Focus Media Information Technology Co., Ltd.
21-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Purchase Financial Products
1
China National Building Material Company Limited
22-May-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Debt Financing Instruments and Related Transactions
1
Visionox Technology, Inc. 22-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
Powertech Technology, Inc. 28-May-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Kenjiro Hara, a Representative of Kioxia Semiconductor Taiwan Corporation with Shareholder No. 2509, as Non-Independent Director
1
Shanxi Lu'An Environmental Energy Development Co., Ltd.
28-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Service Agreement 1
Guangzhou Automobile Group Co., Ltd.
29-May-20 China Authorize Issuance of Bonds/Debentures
Capitalization Authorize Board of Directors to Issue Debt Financing Instruments
1
Wynn Macau Limited 29-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
PetroChina Company Limited 11-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve the Guarantees to be Provided to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board
2
Winbond Electronics Corp. 12-Jun-20 Taiwan Approve Amendments to Lending Procedures and Caps
Reorg. and Mergers Amend Procedures for Endorsement and Guarantees
1
BYD Company Limited 23-Jun-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Internal Funds of the Company and Its Subsidiaries for Risk-Related Investments and Related Transactions
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
TAISEI Corp. 24-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Sato, Yasuhiro 1
Sartorius Stedim Biotech SA 24-Jun-20 France Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Capitalization Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
1
Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
29-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Framework Agreement with China Huaneng Group Co., Ltd. and China Huaneng Finance Co., Ltd.
1
IRPC Public Co., Ltd. 03-Jul-20 Thailand Elect Director Directors Related Elect Somnuk Bomrungsalee as Director 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Listing Exchange 1
Electricity Generating Public Company Limited
20-Jul-20 Thailand Elect Director Directors Related Elect Anya Khanthavit as Director 1
GEM Co., Ltd. 25-Aug-20 China Elect Director Directors Related Elect Tang Xinbing as Non-Independent Director
1
Central Retail Corp. Public Co. Ltd.
26-Aug-20 Thailand Other Business Routine/Business Other Business 1
China Yangtze Power Co., Ltd.
16-Sep-20 China Approve Joint Venture Agreement
Reorg. and Mergers Approve Introduction of Co-Investors for Power Distribution Project
1
New Hope Liuhe Co., Ltd. 24-Sep-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Agreement 1
James Hardie Industries Plc 05-Nov-20 Ireland Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve the Amendments to the Company's Articles of Association
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Abdullah Bin Syed Abd. Kadir
1
TE Connectivity Ltd. 11-Mar-20 Switzerland Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Amend Articles of Association Re: Authorized Capital
1
Shanghai Baosight Software Co., Ltd.
13-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction 1
Lincoln National Corporation 11-Jun-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Delta Air Lines, Inc. 18-Jun-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Royal Bank of Scotland Group Plc
29-Apr-20 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Sinotrans Limited 01-Jun-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Song Dexing as Director 1
Motorola Solutions, Inc. 11-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Contemporary Amperex Technology Co., Ltd.
18-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Credit Line Bank Application 1
Midea Group Co. Ltd. 22-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Application for Unified Registration of Varieties of Debt Financing Instruments
1
China Vanke Co., Ltd. 30-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
2
Zoom Video Communications, Inc.
18-Jun-20 USA Elect Director Directors Related Elect Director Peter Gassner 1
Cullen/Frost Bankers, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director Charles W. Matthews 1
Jardine Strategic Holdings Ltd.
07-May-20 Bermuda Elect Director Directors Related Re-elect David Hsu as Director 1
Ain Holdings, Inc. 30-Jul-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Muramatsu, Osamu 1
Yestar Healthcare Holdings Company Limited
22-May-20 Cayman Islands Elect Director Directors Related Elect Karsono Tirtamarta (Kwee Yoe Chiang) as Director
1
POYA International Co., Ltd. 23-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
1
Haier Electronics Group Co., Ltd.
23-Jun-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Denison Mines Corp. 25-Jun-20 Canada Elect Director Directors Related Elect Director Jack O.A. Lundin 1
Standard Bank Group Ltd. 26-Jun-20 South Africa Elect Director Directors Related Re-elect Jacko Maree as Director 1
Mapfre SA 13-Mar-20 Spain Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
SKF AB 26-Mar-20 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve 2020 Performance Share Program 1
Scorpio Bulkers Inc. 03-Apr-20 Marshall Isl Ratify Auditors Routine/Business Ratify PricewaterhouseCoopers Audit as Auditors
1
Globant SA 03-Apr-20 Luxembourg Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Citigroup Inc. 21-Apr-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
The Coca-Cola Company 22-Apr-20 USA Elect Director Directors Related Elect Director James Quincey 1
Bank of America Corporation 22-Apr-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Pfizer Inc. 23-Apr-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
CenterPoint Energy, Inc. 24-Apr-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
United States Lime & Minerals, Inc.
01-May-20 USA Elect Director Directors Related Elect Director Antoine M. Doumet 1
Saga Communications, Inc. 11-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director Dennis W. LaBarre 1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director George Jamieson 1
O'Reilly Automotive, Inc. 14-May-20 USA Report on EEO SH-Other/misc. Report on Material Human Capital Risks 1
Five9, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Kimberly Alexy 1
Altisource Portfolio Solutions S.A.
19-May-20 Luxembourg Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
JPMorgan Chase & Co. 19-May-20 USA Report on Climate Change SH-Health/Environ. Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.
1
OGE Energy Corp. 21-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
GlycoMimetics, Inc. 22-May-20 USA Elect Director Directors Related Elect Director Patricia Andrews 1
GoDaddy Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Ryan Roslansky 1
TripAdvisor, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director Albert E. Rosenthaler 1
Square, Inc. 16-Jun-20 USA Elect Director Directors Related Elect Director Roelof Botha 1
Discovery, Inc. 18-Jun-20 USA Elect Director Directors Related Elect Director Robert R. Bennett 1
PDF Solutions, Inc. 23-Jun-20 USA Amend Qualified Employee Stock Purchase Plan
Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan 1
McKesson Corporation 29-Jul-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
McKesson Corporation 29-Jul-20 USA Company-Specific--Governance-Related
SH-Corp Governance Report on the Statement on the Purpose of a Corporation
1
Global Medical REIT Inc. 02-Sep-20 USA Elect Director Directors Related Elect Director Zhang Jingguo 1
Aspen Group, Inc. 21-Dec-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Shenzhou International Group Holdings Limited
28-May-20 Cayman Islands Elect Director Directors Related Elect Chen Xu as Director 1
Royal Dutch Shell Plc 19-May-20 United Kingdom Elect Director Directors Related Re-elect Charles Holliday as Director 1
Great Wall Motor Company Limited
12-Jun-20 China Elect a Shareholder-Nominee to the Board (Proxy Access Nominee)
SH-Dirs' Related Elect He Ping as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Fortescue Metals Group Ltd. 11-Nov-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Rights to Elizabeth Gaines
1
Olympus Corp. 30-Jul-20 Japan Elect Director Directors Related Elect Director Fujita, Sumitaka 1
BHP Group Plc 15-Oct-20 United Kingdom Miscellaneous Proposal -- Environmental & Social
Social Proposal Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals
1
Jafron Biomedical Co., Ltd. 02-Jan-20 China Investment in Financial Products Reorg. and Mergers Approve Extension of Use of Idle Funds for Cash Management
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19
1
Bankia SA 27-Mar-20 Spain Authorize Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights
Capitalization Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital
1
Electrolux AB 31-Mar-20 Sweden Approve Equity Plan Financing Non-Salary Comp. Authorize a Transfer of Maximum 25,000 Class B Shares in Connection with 2018 Share Program
1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Frederic Crepin, Management Board Member
1
Globe Telecom, Inc. 21-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jaime Augusto Zobel de Ayala as Director 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Distribution Arrangement of Cumulative Earnings
1
Electricite de France SA 07-May-20 France Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Capitalization Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
1
Taiwan High Speed Rail Corp. 21-May-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Director Kuo-Chih Liu, a Representative of Taipei Fubon Commercial Bank Co Ltd
1
STMicroelectronics NV 17-Jun-20 Netherlands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights
1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Simone Menne to the Supervisory Board 1
Yanzhou Coal Mining Co., Ltd. 19-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
2
Nikon Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Ishihara, Kunio
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Feasibility Analysis Report on the Use of Proceeds
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Plan on Private Placement of Shares 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Dividend Distribution Policy
Routine/Business Approve Shareholder Return Plan 1
Beijing Kunlun Tech Co., Ltd. 17-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Share Incentive Plan
1
Prosus NV 18-Aug-20 Netherlands Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
GEM Co., Ltd. 25-Aug-20 China Elect Director Directors Related Elect Pan Feng as Independent Director 1
REA Group Limited 17-Nov-20 Australia Elect Director Directors Related Elect Nick Dowling as Director 1
Focus Media Information Technology Co., Ltd.
31-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Employee Share Purchase Plan 1
Scentre Group 08-Apr-20 Australia Amend Terms of Outstanding Options
Non-Salary Comp. Approve Change to Terms of Grant of Performance Rights to Peter Allen
1
Shanghai M&G Stationery, Inc.
08-May-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Guangzhou R&F Properties Co., Ltd.
29-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Extension of Guarantees by the Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies
1
Sinotrans Limited 01-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Communications Construction Company Limited
09-Jun-20 China Company-Specific Board-Related SH-Dirs' Related Amend Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee
1
Mitsubishi Motors Corp. 18-Jun-20 Japan Elect Director Directors Related Elect Director Sono, Kiyoshi 1
Peugeot SA 25-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Maxime Picat, Member of the Management Board
1
R & B Food Supply Public Company Limited
31-Jul-20 Thailand Elect Director Directors Related Elect Suppasin Suriya as Director 1
Coal India Ltd. 23-Sep-20 India Elect Director Directors Related Elect Yatinder Prasad as Director and Approve Appointment of Yatinder Prasad as Official Part Time Director
1
Bharat Petroleum Corporation Limited
28-Sep-20 India Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve BPCL Employee Stock Purchase Scheme 2020
1
Enbridge Inc. 05-May-20 Canada Elect Director Directors Related Elect Director Gregory L. Ebel 1
Turkiye Is Bankasi AS 31-Mar-20 Turkey Amend Articles/Charter Equity-Related
Capitalization Amend Article 5 Re: Capital Related 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
SNC-Lavalin Group Inc. 07-May-20 Canada Require Environmental/Social Issue Qualifications for Director Nominees
SH-Dirs' Related SP 1: Integrate ESG Criteria into Performance Evaluation of Executive Officers
1
Scorpio Bulkers Inc. 03-Apr-20 Marshall Isl Elect Director Directors Related Elect Director Roberto Giorgi 1
Grupo Televisa SAB 28-Apr-20 Mexico Approve Financial Statements, Allocation of Income, and Discharge Directors
Routine/Business Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees
1
Berkshire Hathaway Inc. 02-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Bristol-Myers Squibb Company
05-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Gilead Sciences, Inc. 06-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
Pzena Investment Management, Inc.
19-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Perficient, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Brian L. Matthews 1
Alphabet Inc. 03-Jun-20 USA Link Executive Pay to Social Criteria
SH-Compensation Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
1
Comcast Corporation 03-Jun-20 USA Elect Director Directors Related Elect Director Edward D. Breen 1
Fortinet, Inc. 19-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Safe Bulkers, Inc. 03-Aug-20 Marshall Isl Elect Director Directors Related Elect Director Konstantinos Adamopoulos 1
The Trade Desk, Inc. 22-Dec-20 USA Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve New Bylaws 1
Dongfeng Motor Group Company Limited
19-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares
1
Faurecia SA 26-Jun-20 France Miscellaneous Proposal: Company-Specific
Routine/Business Textual References Regarding Change of Codification
1
Shandong Buchang Pharmaceuticals Co., Ltd.
16-Apr-20 China Approve Loan Agreement Reorg. and Mergers Approve Provision of Loan to Controlled Subsidiary
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Dividend Distribution Policy
Routine/Business Approve Shareholder Return Plan 1
Electricite de France SA 07-May-20 France Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Capitalization Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Societe BIC SA 20-May-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation Report 1
China Resources Beer (Holdings) Company Limited
22-May-20 Hong Kong Elect Director Directors Related Elect Cheng Mo Chi, Moses as Director 1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect Paul Cornet de Ways Ruart as Director 1
PLDT Inc. 09-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Albert F. del Rosario as Director 1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Shares to Charles Leland Cooney under the RS Plan
1
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Jun-20 China Approve Joint Venture Agreement
Reorg. and Mergers Approve Capital Injection and Equity Transfer 1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Paul Achleitner to the Shareholders' Committee
1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Christoph Henkel to the Shareholders' Committee
1
ZTE Corporation 19-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
SM Investments Corp. 24-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jose T. Sio as Director 1
Sartorius Stedim Biotech SA 24-Jun-20 France Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Capitalization Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Okihara, Takamune 1
Kaneka Corp. 26-Jun-20 Japan Elect Director Directors Related Elect Director Sugawara, Kimikazu 1
China Overseas Land & Investment Ltd.
26-Jun-20 Hong Kong Elect Director Directors Related Elect Li Man Bun, Brian David as Director 1
Bangkok Dusit Medical Services Public Co. Ltd.
02-Jul-20 Thailand Elect Director Directors Related Elect Chuladej Yossundharakul as Director 1
Jiangsu Hengrui Medicine Co., Ltd.
18-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Shares Incentive Plan
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Implementation Procedure 1
Jinyu Bio-Technology Co., Ltd.
03-Sep-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Number and Distribution of the Underlying Stocks of this Incentive Plan
1
Shenzhen Goodix Technology Co., Ltd.
22-Sep-20 China Approve Omnibus Stock Plan Non-Salary Comp. Amend Stock Option and Performance Share Incentive Plan as well Company-level Performance Assessment Related Documents
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Shanghai Baosight Software Co., Ltd.
13-Oct-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wang Juan as Non-Independent Director 1
Electrolux AB 03-Nov-20 Sweden Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Share Plan 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Seok Kian
1
Lee & Man Paper Manufacturing Limited
24-Apr-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Hongkong Land Holdings Ltd. 06-May-20 Bermuda Elect Director Directors Related Re-elect Yiu Kai Pang as Director 1
Logan Property Holdings Co., Ltd.
22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China CITIC Bank Corporation Limited
20-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
Toyota Industries Corp. 09-Jun-20 Japan Elect Director Directors Related Elect Director Sasaki, Kazue 1
Bouygues SA 23-Apr-20 France Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Delegate Power to the Board of Directors to Amend the Bylaws to Comply with Legal Changes
1
AMERCO 20-Aug-20 USA Elect Director Directors Related Elect Director Edward J. (Joe) Shoen 1
Philippine Seven Corporation 16-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jui-Tien Huang as Director 1
Bharat Petroleum Corporation Limited
28-Sep-20 India Elect Director Directors Related Elect Rajesh Aggarwal as Director 1
Champion Iron Limited 28-Aug-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Visa Inc. 28-Jan-20 USA Elect Director Directors Related Elect Director Lloyd A. Carney 1
Vericel Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Paul K. Wotton 1
Union Pacific Corporation 14-May-20 USA Report on Climate Change SH-Health/Environ. Report on Climate Change 1
Las Vegas Sands Corp. 14-May-20 USA Elect Director Directors Related Elect Director Patrick Dumont 1
Intel Corporation 14-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Five9, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Michael Burkland 1
SilverBow Resources, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Michael Duginski 1
The Home Depot, Inc. 21-May-20 USA Report on EEO SH-Other/misc. Prepare Employment Diversity Report and Report on Diversity Policies
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
IMAX Corporation 03-Jun-20 Canada Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Cowen Inc. 22-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Shenzhou International Group Holdings Limited
28-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Uniper SE 20-May-20 Germany Elect Supervisory Board Member Directors Related Elect Sirpa-Helena Sormunen to the Supervisory Board
1
Pearson Plc 18-Sep-20 United Kingdom Approve Remuneration Policy Non-Salary Comp. Amend Remuneration Policy 1
Haci Omer Sabanci Holding AS
26-Mar-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transactions in Connection to Private Placement
1
Xinyi Solar Holdings Ltd. 15-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Resources Beer (Holdings) Company Limited
22-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Wuliangye Yibin Co., Ltd. 29-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related-party Transactions 1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
KGHM Polska Miedz SA 19-Jun-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Clariant AG 29-Jun-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Abdullah Alissa as Member of the Compensation Committee
1
Dino Polska SA 02-Jul-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transactions in Connection to Private Placement
1
Petrobras Distribuidora SA 28-Jul-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
Banco do Brasil SA 30-Jul-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
OFILM Group Co., Ltd. 07-Aug-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Bank Credit and Guarantee Matters 1
China Gas Holdings Limited 20-Aug-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Shanghai Jahwa United Co., Ltd.
28-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
China Film Co., Ltd. 16-Nov-20 China Amend Articles/Bylaws/Charter -- Organization-Related
Reorg. and Mergers Amend External Guarantee Management System
1
GD Power Development Co., Ltd.
17-Nov-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Signing of Financial Services Agreement
1
BOE Technology Group Co., Ltd.
17-Nov-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Meituan Dianping 20-May-20 Cayman Islands Elect Director Directors Related Elect Leng Xuesong as Director 1
Thales SA 06-May-20 France Approve Restricted Stock Plan Non-Salary Comp. Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
1
Pargesa Holding SA 06-May-20 Switzerland Elect Director Directors Related Reelect Segolene Gallienne as Director 1
Shanghai M&G Stationery, Inc.
08-May-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Shares Incentive Plan
1
bioMerieux SA 30-Jun-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Samsung Fire & Marine Insurance Co., Ltd.
20-Mar-20 South Korea Elect Director Directors Related Elect Park Dae-dong as Outside Director 1
SITC International Holdings Company Limited
29-Apr-20 Cayman Islands Elect Director Directors Related Elect Yang Shaopeng as Director 1
Winpak Ltd. 26-Jun-20 Canada Elect Director Directors Related Elect Director Martti H. Aarnio-Wihuri 1
Leonardo SpA 20-May-20 Italy Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Second Section of the Remuneration Report
1
Barrick Gold Corporation 05-May-20 Canada Elect Director Directors Related Elect Director John L. Thornton 1
Intuitive Surgical, Inc. 23-Apr-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
LATAM Airlines Group SA 30-Apr-20 Chile Elect Directors (Bundled) Directors Related Elect Directors 1
Biohaven Pharmaceutical Holding Company Ltd.
30-Apr-20 Virgin Isl (UK) Elect Director Directors Related Elect Director Vlad Coric 1
Danaher Corporation 05-May-20 USA Elect Director Directors Related Elect Director Teri List-Stoll 1
Enterprise Bancorp, Inc. 05-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
General Dynamics Corporation
06-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
Tenable Holdings, Inc. 28-May-20 USA Elect Director Directors Related Elect Director Richard M. Wells 1
Silvercrest Asset Management Group Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Brian D. Dunn 1
W.R. Berkley Corporation 12-Jun-20 USA Elect Director Directors Related Elect Director Maria Luisa Ferre 1
Mersana Therapeutics, Inc. 12-Jun-20 USA Elect Director Directors Related Elect Director Lawrence M. Alleva 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Ennis, Inc. 16-Jul-20 USA Other Business Routine/Business Other Business 1
Livongo Health, Inc. 29-Oct-20 USA Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
Copart, Inc. 04-Dec-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Village Super Market, Inc. 11-Dec-20 USA Elect Director Directors Related Elect Director Robert Sumas 1
Jiangsu Expressway Company Limited
23-Jun-20 China Approve Loan Agreement Reorg. and Mergers Approve Use of Proceeds Raised from the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions
1
Tiger Brands Ltd. 18-Feb-20 South Africa Elect Director Directors Related Re-elect Lawrence Mac Dougall as Director 1
Eiffage SA 22-Apr-20 France Miscellaneous Proposal: Company-Specific
Routine/Business Textual References Regarding Change of Codification
1
CK Infrastructure Holdings Limited
13-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
The Swatch Group AG 14-May-20 Switzerland Elect Director Directors Related Reelect Claude Nicollier as Director 1
Equinor ASA 14-May-20 Norway Approve Equity Plan Financing Non-Salary Comp. Approve Equity Plan Financing 1
Xinyi Glass Holdings Ltd. 15-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Eisai Co., Ltd. 19-Jun-20 Japan Elect Director Directors Related Elect Director Naito, Haruo 1
BHP Group Limited 14-Oct-20 Australia Miscellaneous Proposal -- Environmental & Social
Social Proposal Adopt Interim Cultural Heritage Protection Measures
1
Life Healthcare Group Holdings Ltd.
29-Jan-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Implementation Report 1
PT Bank Tabungan Negara (Persero) Tbk
12-Mar-20 Indonesia Approve/Amend Retirement Plan
Non-Salary Comp. Approve Changes of Company's Pension Fund Adequacy Ratio
1
DB Insurance Co., Ltd. 13-Mar-20 South Korea Elect Directors (Bundled) Directors Related Elect One Inside Director and Two Outside Directors (Bundled)
1
Svenska Handelsbanken AB 25-Mar-20 Sweden Elect Board Chairman/Vice-Chairman
Directors Related Reelect Par Boman as Board Chairman 1
BGF Retail Co., Ltd. 25-Mar-20 South Korea Elect Director Directors Related Elect Hong Jeong-guk as Non-Independent Non-Executive Director
1
Bankia SA 27-Mar-20 Spain Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
1
Celltrion, Inc. 27-Mar-20 South Korea Elect Director Directors Related Elect Gi Woo-seong as Inside Director 1
Multiplan Empreendimentos Imobiliarios SA
30-Apr-20 Brazil Elect Director Directors Related Elect John Michael Sullivan as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Kuehne + Nagel International AG
05-May-20 Switzerland Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Creation of CHF 20 Million Pool of Capital without Preemptive Rights
1
SSY Group Limited 22-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Kunlun Energy Company Limited
27-May-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Wynn Macau Limited 29-May-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Issuance of Shares Under the Employee Ownership Scheme
1
China Resources Power Holdings Company Limited
09-Jun-20 Hong Kong Elect Director Directors Related Elect So Chak Kwong, Jack as Director 1
Winbond Electronics Corp. 12-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives - Representative of Walsin Lihwa Corporation
1
BYD Electronic (International) Co., Ltd.
23-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Bangkok Expressway & Metro Public Co. Ltd.
20-Jul-20 Thailand Elect Director Directors Related Elect Phongsarit Tantisuvanitchkul as Director 1
Dongxu Optoelectronic Technology Co., Ltd.
20-Jul-20 China Accept Financial Statements and Statutory Reports
Routine/Business Approve Annual Report and Summary 1
Naspers Ltd. 21-Aug-20 South Africa Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Authorise Board to Issue Shares for Cash 1
MultiChoice Group Ltd. 27-Aug-20 South Africa Elect Member of Audit Committee
Routine/Business Elect Elias Masilela as Member of the Audit Committee
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Source, Quantity and Distribution 1
BOE Technology Group Co., Ltd.
17-Nov-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Swiss Prime Site AG 24-Mar-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Scentre Group 08-Apr-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Robinsons Land Corporation 14-May-20 Philippines Other Business Routine/Business Approve Other Matters 1
Guangzhou R&F Properties Co., Ltd.
29-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Delta Air Lines, Inc. 18-Jun-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Akbank TAS 23-Mar-20 Turkey Elect Directors (Bundled) Directors Related Elect Directors 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Greenland Holdings Corp. Ltd. 20-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Investment Amount of the Company's Real Estate Reserves
1
Shenzhen Overseas Chinese Town Co., Ltd.
20-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to Articles of Association 1
Kering SA 16-Jun-20 France Amend Articles Board-Related Directors Related Amend Article 10 of Bylaws Re: Shares Hold by Directors and Employee Representative
1
Zoom Video Communications, Inc.
18-Jun-20 USA Elect Director Directors Related Elect Director Eric S. Yuan 1
Tesla, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Robyn Denholm 1
Tesla, Inc. 22-Sep-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Additional Reporting on Human Rights 1
Tingyi (Cayman Islands) Holding Corp.
08-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Mahle Metal Leve SA 29-May-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Helio Carlo de Lamare Cox as Fiscal Council Member and Dimas Lazarini Silveira Costa as Alternate
1
Sinopec Kantons Holdings Limited
18-Jun-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Philippine Seven Corporation 16-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Jorge L. Araneta as Director 1
Philippine Seven Corporation 16-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Chi-Chang Lin as Director 1
Duratex SA 30-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
Genuine Parts Company 27-Apr-20 USA Report on EEO SH-Other/misc. Report on EEO 1
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
24-Aug-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
Power Corporation of Canada 15-May-20 Canada Elect Director Directors Related Elect Director Paul Desmarais, Jr. 1
The Walt Disney Company 11-Mar-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Grupo Televisa SAB 28-Apr-20 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Members of Board, Secretary and Other Officers
1
Sonic Automotive, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director William R. Brooks 1
Sonic Automotive, Inc. 29-Apr-20 USA Elect Director Directors Related Elect Director John W. Harris, III 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
General Electric Company 05-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Enterprise Bancorp, Inc. 05-May-20 USA Elect Director Directors Related Elect Director John R. Clementi 1
W&T Offshore, Inc. 06-May-20 USA Elect Director Directors Related Elect Director Virginia Boulet 1
CVR Energy, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Patricia A. Agnello 1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Christian P. Illek 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Executive Committee in the Amount of USD 2,379,619
1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
Ennis, Inc. 16-Jul-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
RCI Hospitality Holdings, Inc. 14-Sep-20 USA Other Business Routine/Business Other Business 1
PCSB Financial Corporation 28-Oct-20 USA Elect Director Directors Related Elect Director Marsha Gordon 1
COSCO SHIPPING Ports Limited
21-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Medical System Holdings Ltd.
04-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Shenzhen Expressway Company Limited
23-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee for Subsidiaries
1
Heineken Holding NV 23-Apr-20 Netherlands Amend Articles/Charter Equity-Related
Capitalization Amend Article 11 Paragraph 10 of the Articles of Association
1
Beiersdorf AG 29-Apr-20 Germany Elect Supervisory Board Member Directors Related Elect Wolfgang Herz to the Supervisory Board 1
KBC Group SA/NV 07-May-20 Belgium Elect Director Directors Related Reelect Sonja De Becker as Director 1
The Swatch Group AG 14-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Georges Hayek as Member of the Compensation Committee
1
Worldline SA 09-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Gilles Grapinet, Chairman and CEO
1
Telekom Austria AG 24-Sep-20 Austria Elect Supervisory Board Member Directors Related Elect Karin Exner-Woehrer as Supervisory Board Member
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19
1
HLB Co., Ltd. 30-Mar-20 South Korea Elect Director Directors Related Elect Jin Yang-gon as Inside Director 1
Koc Holding AS 02-Apr-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Listing Exchange 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Signing of Shares Subscription Agreement
1
JBS SA 28-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Demetrius Nichele Macei as Fiscal Council Member and Marcos Godoy Brogiato as Alternate
1
Recordati SpA 29-Apr-20 Italy Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Feasibility Analysis Report on the Use of Proceeds
1
Kingdee International Software Group Company Limited
12-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Tongwei Co., Ltd. 12-May-20 China Approve Loan Agreement Reorg. and Mergers Approve Bill Pool Business 1
Universal Robina Corporation 14-May-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Johnson Robert G. Go, Jr. as Director 1
Shaanxi Coal Industry Co., Ltd.
21-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction 1
Sino Biopharmaceutical Ltd. 26-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand Other Business Routine/Business Other Business 1
China Oilfield Services Limited 28-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantees for Other Parties
1
Thai Oil Public Company Limited
10-Jun-20 Thailand Other Business Routine/Business Other Business 1
Avicopter Plc 18-Jun-20 China Approve/Amend Regulations on Board of Directors
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
Beijing Enterprises Holdings Limited
18-Jun-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Toray Industries, Inc. 23-Jun-20 Japan Elect Director Directors Related Elect Director Deguchi, Yukichi 1
Cosan SA 29-Jul-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
Banco do Brasil SA 30-Jul-20 Brazil Elect Member of Audit Committee
Routine/Business Approve Remuneration of Audit Committee Members
1
IRB Brasil Resseguros SA 31-Jul-20 Brazil Accept Financial Statements and Statutory Reports
Routine/Business Accept Management Statements for Fiscal Year Ended Dec. 31, 2019, with Qualifications to Former Executives' Reports
1
Page 441 of 469Page 438 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Avicopter Plc 09-Sep-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction 1
Compagnie Financiere Richemont SA
09-Sep-20 Switzerland Elect Director Directors Related Reelect Alan Quasha as Director 1
Guangzhou Wondfo Biotech Co., Ltd.
15-Sep-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Raised Funds and Own Funds for Cash Management
1
Shenzhen Kingdom Sci-tech Co., Ltd.
16-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member H. S. Al Jaber for Fiscal 2019
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Mark Yeoh Seok Kah
1
Hundsun Technologies, Inc. 25-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Sinotrans Limited 01-Jun-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options and Issuance of Shares Under the Share Option Incentive Scheme (Phase I)
1
Motorola Solutions, Inc. 11-May-20 USA Elect Director Directors Related Elect Director Gregory K. Mondre 1
Sany Heavy Industry Co., Ltd. 12-Jun-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Purchase Financial Products
1
Zijin Mining Group Co., Ltd. 29-Dec-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Administrative Measures for Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020
1
LafargeHolcim Ltd. 12-May-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Cafe de Coral Holdings Limited
03-Sep-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Abu Dhabi Commercial Bank 18-Mar-20 United Arab Emirates
Amend Articles Board-Related Directors Related Amend Article 17 of Bylaws 1
CRRC Corporation Limited 18-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve 2020 Arrangement of Guarantees 1
The Bank of Nova Scotia 07-Apr-20 Canada Improve Human Rights Standards or Policies
SH-Soc./Human Rights
SP 4: Revise Human Rights Policies 1
Bayer AG 28-Apr-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board for Fiscal 2019
1
Credit Agricole SA 13-May-20 France Elect Director Directors Related Elect Pierre Cambefort as Director 1
Enel SpA 14-May-20 Italy Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Ingles Markets, Inc. 11-Feb-20 USA Elect Director Directors Related Elect Director Ernest E. Ferguson 1
Berry Global Group, Inc. 04-Mar-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Abbott Laboratories 24-Apr-20 USA Increase Disclosure of Executive Compensation
SH-Compensation Increase Disclosure of Compensation Adjustments
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
ROLLINS, INC. 28-Apr-20 USA Elect Director Directors Related Elect Director R. Randall Rollins 1
Westwood Holdings Group, Inc.
29-Apr-20 USA Elect Director Directors Related Elect Director Richard M. Frank 1
Ball Corporation 29-Apr-20 USA Elect Director Directors Related Elect Director Stuart A. Taylor, II 1
Bristol-Myers Squibb Company
05-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
SailPoint Technologies Holdings, Inc.
05-May-20 USA Elect Director Directors Related Elect Director Michael J. Sullivan 1
Verizon Communications Inc. 07-May-20 USA Limit Executive Compensation SH-Compensation Eliminate Above-Market Earnings in Executive Retirement Plans
1
JPMorgan Chase & Co. 19-May-20 USA Elect Director Directors Related Elect Director Lee R. Raymond 1
Telephone and Data Systems, Inc.
21-May-20 USA Approve Recapitalization Plan for all Stock to Have One-vote per Share
SH-Corp Governance Approve Recapitalization Plan for all Stock to Have One-vote per Share
1
Fidelity National Information Services, Inc.
28-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Walmart Inc. 03-Jun-20 USA Community -Environment Impact
SH-Health/Environ. Report on Impacts of Single-Use Plastic Bags 1
T-Mobile US, Inc. 04-Jun-20 USA Limit/Prohibit Accelerated Vesting of Awards
SH-Compensation Limit Accelerated Vesting of Equity Awards Upon a Change in Control
1
ANI Pharmaceuticals, Inc. 05-Jun-20 USA Elect Director Directors Related Elect Director David B. Nash 1
Fortinet, Inc. 19-Jun-20 USA Report on EEO SH-Other/misc. Prepare Employment Diversity Report 1
Match Group, Inc. 25-Jun-20 USA Classify the Board of Directors Directors Related Classify the Board of Directors 1
PlayAGS, Inc. 01-Jul-20 USA Elect Director Directors Related Elect Director David Lopez 1
America's Car-Mart, Inc. 26-Aug-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
58.com Inc. 07-Sep-20 Cayman Islands Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1
Spero Therapeutics, Inc. 27-Oct-20 USA Elect Director Directors Related Elect Director Jean-Francois Formela 1
Novo Nordisk A/S 26-Mar-20 Denmark Approve Equity Plan Financing Non-Salary Comp. Approve Creation of Pool of Capital for the Benefit of Employees
1
SMC Corp. (Japan) 26-Jun-20 Japan Elect Director Directors Related Elect Director Maruyama, Katsunori 1
Nexity SA 19-May-20 France Authorize Board to Increase Capital in the Event of Demand Exceeding Amounts Submitted to Shareholder Vote Above
Capitalization Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 26-28
1
China Unicom (Hong Kong) Limited
25-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Great Wall Motor Company Limited
12-Jun-20 China Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration
1
Eiffage SA 22-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Benoit de Ruffray, Chairman and CEO
1
Daimler AG 08-Jul-20 Germany Amend Articles/Bylaws/Charter -- Routine
Routine/Business Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings
1
Olympus Corp. 30-Jul-20 Japan Elect Director Directors Related Elect Director Takeuchi, Yasuo 1
AECC Aviation Power Co. Ltd. 22-Jan-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Estimated Implementation of Continuing Connected Transactions in 2019
1
LG Household & Health Care Ltd.
20-Mar-20 South Korea Elect Director Directors Related Elect Kim Gi-young as Outside Director 1
CNP Assurances SA 17-Apr-20 France Elect Director Directors Related Ratify Appointement of Catherine Charrier-Leflaive as Director
1
Energisa SA 28-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management
1
UBS Group AG 29-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
Kuehne + Nagel International AG
05-May-20 Switzerland Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors in the Amount of CHF 5 Million
1
China Northern Rare Earth (Group) High-Tech Co., Ltd.
18-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
PT XL Axiata Tbk 18-May-20 Indonesia Company-Specific Compensation-Related
Non-Salary Comp. Grant Authority to Commissioners to Adjust the Issued and Paid-Up Capital in Relation to Implementation of Long Term Incentive Program 2016 - 2020
1
China Resources Beer (Holdings) Company Limited
22-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Resources Gas Group Limited
22-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Wuxi Biologics (Cayman), Inc. 09-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan
1
Casino, Guichard-Perrachon SA
17-Jun-20 France Elect Director Directors Related Reelect Fonciere Euris as Director 1
The Chugoku Electric Power Co., Inc.
25-Jun-20 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Add Provision on Abolition of Advisory Positions
1
China Minsheng Banking Corp., Ltd.
29-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Financial Bonds and Tier-2 Capital Bonds in the Next Three Years
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Manner 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Raised Funds Investment 1
Asymchem Laboratories (Tianjin) Co., Ltd.
09-Jul-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Share Incentive Plan
1
Turkiye Garanti Bankasi AS 17-Jul-20 Turkey Elect Director Directors Related Ratify Director Appointment 1
RUMO SA 22-Jul-20 Brazil Amend Restricted Stock Plan Non-Salary Comp. Amend Restricted Stock Plan 1
Cosan SA 29-Jul-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Marcelo Curti as Fiscal Council Member and Henrique Ache Pillar as Alternate
1
Alibaba Health Information Technology Limited
30-Jul-20 Bermuda Approve Share Plan Grant Non-Salary Comp. Approve Specific Mandate to Grant Awards of Options and/or Restricted Share Units Under the Share Award Scheme
1
PT ACE Hardware Indonesia Tbk
05-Aug-20 Indonesia Ratify Changes in the Composition of the Board
Directors Related Approve Changes in Boards of Company 1
Logitech International S.A. 09-Sep-20 Switzerland Other Business Routine/Business Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions
1
Shanghai Baosight Software Co., Ltd.
13-Oct-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
Tonghua Dongbao Pharmaceutical Co., Ltd.
30-Oct-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Draft and Summary of Stock Option Plan and Performance Share Incentive Plan
1
BOE Technology Group Co., Ltd.
17-Nov-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Stock Options and Performance Share Grant Plan
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Pei Tsen
1
Shenzhen Energy Group Co., Ltd.
11-Dec-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Acquisition of Related Guarantee 1
Stanley Electric Co., Ltd. 24-Jun-20 Japan Elect Director Directors Related Elect Director Kitano, Takanori 1
AEON Mall Co., Ltd. 19-May-20 Japan Elect Director Directors Related Elect Director Iwamura, Yasutsugu 1
Shandong Gold Mining Co., Ltd.
24-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
1
Shenzhen Inovance Technology Co., Ltd.
13-Oct-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Authorization of the Board to Handle All Related Matters
1
Kering SA 16-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Francois-Henri Pinault, Chairman and CEO
1
Tingyi (Cayman Islands) Holding Corp.
08-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Yestar Healthcare Holdings Company Limited
22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
PT Selamat Sempurna Tbk 24-Jul-20 Indonesia Amend Corporate Purpose Routine/Business Amend Article 3 of the Articles of Association in Relation with Main Business Activity
1
Winpak Ltd. 26-Jun-20 Canada Elect Director Directors Related Elect Director Bruce J. Berry 1
Tencent Holdings Limited 13-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Verso Corporation 31-Jan-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Timothy Lowe 1
Tyson Foods, Inc. 06-Feb-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Human Rights Risk Assessment Process
1
Scorpio Bulkers Inc. 03-Apr-20 Marshall Isl Elect Director Directors Related Elect Director Thomas Ostrander 1
Kellogg Company 24-Apr-20 USA Reduce Supermajority Vote Requirement
SH-Corp Governance Adopt Simple Majority Vote 1
TEGNA, Inc. 30-Apr-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Ellen McClain Haime 1
Amgen Inc. 19-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Valhi, Inc. 28-May-20 USA Elect Director Directors Related Elect Director Robert D. Graham 1
CRISPR Therapeutics AG 11-Jun-20 Switzerland Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve CHF 915,548 Increase in Authorized Capital
1
Eagle Pharmaceuticals, Inc. 23-Jun-20 USA Elect Director Directors Related Elect Director Steven B. Ratoff 1
Liberty Global plc 30-Jun-20 United Kingdom Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
BRT Apartments Corp. 30-Jun-20 USA Elect Director Directors Related Elect Director Gary Hurand 1
On Deck Capital, Inc. 07-Oct-20 USA Advisory Vote on Golden Parachutes
Non-Salary Comp. Advisory Vote on Golden Parachutes 1
John B. Sanfilippo & Son, Inc. 28-Oct-20 USA Elect Director Directors Related Elect Director Jim Edgar 1
Hudson Ltd. 30-Nov-20 Bermuda Approve Merger Agreement Reorg. and Mergers Approve Merger Agreement 1
Bill.com Holdings, Inc. 03-Dec-20 USA Elect Director Directors Related Elect Director Peter Kight 1
Fisher & Paykel Healthcare Corporation Limited
21-Aug-20 New Zealand Approve Increase in Aggregate Compensation Ceiling for Directors
Non-Salary Comp. Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
1
Nexity SA 19-May-20 France Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
Capitalization Authorize Capitalization of Reserves of Up to 25 Percent for Bonus Issue or Increase in Par Value
1
China Unicom (Hong Kong) Limited
25-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
The Swatch Group AG 14-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Daniela Aeschlimann as Member of the Compensation Committee
1
Faurecia SA 26-Jun-20 France Elect Director Directors Related Reelect Michel de Rosen as Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
OFILM Group Co., Ltd. 06-Jan-20 China Elect a Shareholder-Nominee to the Board (Proxy Access Nominee)
SH-Dirs' Related Elect Li Shuiping as Non-Independent Director 1
Siemens AG 05-Feb-20 Germany Approve Discharge of Management Board
Directors Related Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19
1
Siemens AG 05-Feb-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19
1
Guanghui Energy Co., Ltd. 05-Feb-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Invest in Financial Products
1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Lock-Up Period Arrangement 1
Turk Hava Yollari AO 31-Mar-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
China National Nuclear Power Co., Ltd.
03-Apr-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
New Hope Liuhe Co., Ltd. 28-Apr-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Lock-up Period 1
Orbia Advance Corporation SAB de CV
28-Apr-20 Mexico Elect Director Directors Related Elect or Ratify Ignacio Del Valle Ruiz as Board Member
1
ACS Actividades de Construccion y Servicios SA
07-May-20 Spain Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
1
GCL System Integration Technology Co., Ltd.
12-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Comprehensive Credit Line Bank Application and Provision of Guarantee
1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Philipp Scholz to the Supervisory Board 1
OFILM Group Co., Ltd. 22-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Bank Credit Line and Guarantee Matters
1
Sartorius Stedim Biotech SA 24-Jun-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Corporate Officers
1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Elect Director Directors Related Elect Director Morimoto, Takashi 1
Shin-Etsu Chemical Co., Ltd. 26-Jun-20 Japan Elect Director Directors Related Elect Director Kanagawa, Chihiro 1
Unisplendour Co., Ltd. 29-Jun-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
GOME Retail Holdings Limited 29-Jun-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Resolution Validity Period 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Signing of Share Subscription Agreement with Zhang Xi
1
Advanced Info Service Public Co., Ltd.
23-Jul-20 Thailand Other Business Routine/Business Other Business 1
Jollibee Foods Corporation 24-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ang Cho Sit as Director 1
Insurance Australia Group Ltd.
23-Oct-20 Australia Miscellaneous Proposal -- Environmental & Social
Social Proposal Approve IAG World Heritage Policy 1
Shanghai Jahwa United Co., Ltd.
28-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Share Incentive Plan
1
ZTE Corporation 06-Nov-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Measures for the Administration of the Management Stock Ownership Scheme of ZTE Corporation
2
Unibail-Rodamco-Westfield SE
10-Nov-20 France Elect a Shareholder-Nominee to the Supervisory Board
SH-Dirs' Related Elect Xavier Niel as Supervisory Board Member 1
Sasol Ltd. 20-Nov-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation Report of the Remuneration Policy
1
Geberit AG 01-Apr-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Appoint Werner Karlen as Member of the Compensation Committee
1
China Education Group Holdings Limited
14-Feb-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Meggitt Plc 23-Apr-20 United Kingdom Approve Dividends Routine/Business Approve Final Dividend 1
Guangzhou R&F Properties Co., Ltd.
29-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Extension of Guarantees on Behalf of Subsidiaries, Associates and Joint Ventures in 2019
1
China Communications Construction Company Limited
09-Jun-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Debt Financing Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments
1
Toyota Tsusho Corp. 23-Jun-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Toyoda, Shuhei 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Suzano SA 22-May-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Rubens Barletta as Fiscal Council Member and Luiz Gonzaga Ramos Schubert as Alternate
1
Solara Active Pharma Sciences Limited
04-Aug-20 India Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Payment of Commission to Non-Executive Directors
1
Concepcion Industrial Corporation
06-Nov-20 Philippines Other Business Routine/Business Approve Other Matters 1
Tsingtao Brewery Co., Ltd. 08-Jun-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Assessment Management Measures for the Restricted A Share Incentive Plan
2
Walgreens Boots Alliance, Inc.
30-Jan-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
HCA Healthcare, Inc. 01-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Berkshire Hathaway Inc. 02-May-20 USA Board Diversity SH-Dirs' Related Adopt a Policy on Board Diversity 1
W&T Offshore, Inc. 06-May-20 USA Elect Director Directors Related Elect Director S. James Nelson, Jr. 1
Retrophin, Inc. 15-May-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
United Airlines Holdings, Inc. 20-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Merck & Co., Inc. 26-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Systemax Inc. 01-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Sunrun Inc. 02-Jun-20 USA Elect Director Directors Related Elect Director Mary Powell 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Ping Fu 1
The TJX Companies, Inc. 09-Jun-20 USA Product Toxicity and Safety SH-Health/Environ. Report on Reduction of Chemical Footprint 1
Esquire Financial Holdings, Inc.
24-Jun-20 USA Elect Director Directors Related Elect Director Kevin C. Waterhouse 1
Liberty Global plc 30-Jun-20 United Kingdom Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
CorVel Corporation 31-Jul-20 USA Elect Director Directors Related Elect Director Steven J. Hamerslag 1
CorVel Corporation 31-Jul-20 USA Elect Director Directors Related Elect Director Alan R. Hoops 1
CorVel Corporation 31-Jul-20 USA Elect Director Directors Related Elect Director R. Judd Jessup 1
RCI Hospitality Holdings, Inc. 14-Sep-20 USA Elect Director Directors Related Elect Director Yura Barabash 1
Oracle Corporation 04-Nov-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Shenzhou International Group Holdings Limited
28-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China Mobile Limited 20-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 2
Carlsberg A/S 16-Mar-20 Denmark Approve Remuneration Policy Non-Salary Comp. Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
1
Rockwool International A/S 01-Apr-20 Denmark Approve Remuneration Policy Non-Salary Comp. Approve Guidelines for Incentive-Based Compensation for Executive Management and Board
1
Ferrovial SA 16-Apr-20 Spain Approve Sale of Company Assets
Reorg. and Mergers Authorize Board to Continue the Total or Partial Sale of Assets of the Services Division of the Ferrovial Group
1
Olympus Corp. 30-Jul-20 Japan Elect Director Directors Related Elect Director Iwamura, Tetsuo 1
NEXON Co., Ltd. 25-Mar-20 Japan Elect Director Directors Related Elect Director Owen Mahoney 1
Coca-Cola Bottlers Japan Holdings, Inc.
26-Mar-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Enrique Rapetti
1
Raia Drogasil SA 08-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Gilberto Lerio as Fiscal Council Member and Flavio Stamm as Alternate
1
Wolters Kluwer NV 23-Apr-20 Netherlands Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy for Management Board
1
WEG SA 28-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Validate the Amendment of Articles to Adapt the Resolutions Approved in the Meeting in Relation to the Previous Item
1
Recordati SpA 29-Apr-20 Italy Elect Directors (Bundled) Directors Related Elect Directors (Bundled) 1
Recordati SpA 29-Apr-20 Italy Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Second Section of the Remuneration Report
1
Kingspan Group Plc 01-May-20 Ireland Approve Dividends Routine/Business Approve Final Dividend 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Company's Eligibility for Private Placement of Shares
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Usage of Raised Funds 1
SHIMAMURA Co., Ltd. 15-May-20 Japan Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Appoint Statutory Auditor Horinokita, Shigehisa 1
Zhejiang Longsheng Group Co., Ltd.
18-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee 1
Page 450 of 469Page 447 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Hengan International Group Company Limited
21-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Mengniu Dairy Company Limited
03-Jun-20 Cayman Islands Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
1
Thai Oil Public Company Limited
10-Jun-20 Thailand Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve PricewaterhouseCoopers ABAS Ltd. as Auditors and Authorize Board to Fix Their Remuneration
1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Approve Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan
1
Yanzhou Coal Mining Co., Ltd. 19-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Financial Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to DailyOperations to the Subsidiaries of the Company in Australia
2
Shin Kong Financial Holding Co. Ltd.
19-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Pan, Po Tseng with SHAREHOLDER NO.00002068 as Non-Independent Director
1
Sartorius Stedim Biotech SA 24-Jun-20 France Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million
1
Murata Manufacturing Co. Ltd.
26-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Yamamoto, Takatoshi
1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Issue Scale 1
Jiangsu Hengrui Medicine Co., Ltd.
18-Aug-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Naspers Ltd. 21-Aug-20 South Africa Authorize Share Repurchase Program
Capitalization Authorise Repurchase of A Ordinary Shares 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
02-Sep-20 China Approve Stock Option Plan Grants
Non-Salary Comp. Approve Exercise Price and Price-setting Basis 1
JG Summit Holdings, Inc. 20-Oct-20 Philippines Approve Dividends Routine/Business Approve Declaration of a Stock Dividend Equivalent to Five Percent (5%) of the Total Issued and Outstanding Shares of the Corporation
1
Koolearn Technology Holding Limited
05-Nov-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Korea Electric Power Corp. 09-Nov-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Choi Young-ho as a Member of Audit Committee
1
Lepu Medical Technology (Beijing) Co., Ltd.
16-Nov-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Authorization of the Board to Handle All Matters Related to the Shareholding Plan
1
Page 451 of 469Page 448 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
23-Nov-20 China Approve Spin-Off Agreement Reorg. and Mergers Approve Provision of Assured Entitlement to the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited
2
Pernod Ricard SA 27-Nov-20 France Elect Director Directors Related Reelect Alexandre Ricard as Director 1
Loews Corporation 12-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Air China Limited 26-May-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Grant of General Mandate to the Board to Issue Debt Financing Instruments
1
Zijin Mining Group Co., Ltd. 29-Dec-20 China Approve Restricted Stock Plan Non-Salary Comp. Authorize the Board to Deal with All Matters in Relation to the Restricted A Share Incentive Scheme for 2020
1
R & B Food Supply Public Company Limited
31-Jul-20 Thailand Elect Director Directors Related Elect Janjida Ratanapoompinyo as Director 1
PVR Limited 29-Sep-20 India Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Payment of Remuneration to Ajay Bijli as Managing Director and Chairman
1
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Maria Judith de Brito 1
China Conch Venture Holdings Limited
29-Jun-20 Cayman Islands Elect Director Directors Related Elect Lau Chi Wah, Alex as Director 1
Swiss Re AG 17-Apr-20 Switzerland Other Business Routine/Business Transact Other Business (Voting) 1
BRP Inc. 28-May-20 Canada Elect Director Directors Related Elect Director Joshua Bekenstein 1
Constellation Software Inc. 05-Aug-20 Canada Elect Director Directors Related Elect Director John Billowits 1
Pure Cycle Corporation 15-Jan-20 USA Elect Director Directors Related Elect Director Richard L. Guido 1
Verso Corporation 31-Jan-20 USA Adopt Majority Voting for Uncontested Election of Directors
Directors Related Adopt Majority Vote for Election of Directors 1
Urstadt Biddle Properties Inc. 18-Mar-20 USA Elect Director Directors Related Elect Director Charles D. Urstadt 1
TEGNA, Inc. 30-Apr-20 USA Elect Director (Dissident) SH-Dirs' Related Elect Director Soohyung Kim 1
First Industrial Realty Trust, Inc.
06-May-20 USA Other Business Routine/Business Other Business 1
Verizon Communications Inc. 07-May-20 USA Link Executive Pay to Social Criteria
SH-Compensation Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation
1
Chipotle Mexican Grill, Inc. 19-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Kronos Worldwide, Inc. 20-May-20 USA Elect Director Directors Related Elect Director Loretta J. Feehan 1
The Southern Company 27-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chair 1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Timotheus Hottges 1
Page 452 of 469Page 449 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Marlin Business Services Corp.
10-Jun-20 USA Elect Director Directors Related Elect Director Lawrence J. DeAngelo 1
Element Solutions Inc 16-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Liberty Global plc 30-Jun-20 United Kingdom Elect Director Directors Related Elect Director J. David Wargo 1
PlayAGS, Inc. 01-Jul-20 USA Elect Director Directors Related Elect Director Anna Massion 1
Constellation Brands, Inc. 21-Jul-20 USA Elect Director Directors Related Elect Director James A. Locke, III 1
Bluegreen Vacations Holding Corporation
18-Nov-20 USA Elect Director Directors Related Elect Director Alan B. Levan 1
CNOOC Limited 21-May-20 Hong Kong Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Kesko Oyj 28-Apr-20 Finland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management
1
Barclays Plc 07-May-20 United Kingdom Company-Specific -- Shareholder Miscellaneous
SH-Other/misc. Approve ShareAction Requisitioned Resolution 1
Swedish Orphan Biovitrum AB 13-May-20 Sweden Approve Bonus Matching Plan Non-Salary Comp. Approve Long Term Incentive Program (All Employee Program)
1
Mizuho Financial Group, Inc. 25-Jun-20 Japan Report on Climate Change SH-Health/Environ. Amend Articles to Disclose Plan Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement
1
Origin Energy Limited 20-Oct-20 Australia Miscellaneous Proposal -- Environmental & Social
Social Proposal Approve Consent and Fracking 1
AECC Aviation Power Co. Ltd. 24-Feb-20 China Approve Acquisition OR Issue Shares in Connection with Acquisition
Reorg. and Mergers Approve Delivery Arrangements and Liability for Breach of Contract
1
Megacable Holdings SAB de CV
23-Apr-20 Mexico Elect Directors (Bundled) Directors Related Elect or Ratify Directors, Secretary and their Respective Alternates
1
Fortum Oyj 23-Apr-20 Finland Climate Change Action SH-Health/Environ. Include Paris Agreement 1.5-degree Celsius Target in Articles of Association
1
Groupe Bruxelles Lambert SA 28-Apr-20 Belgium Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Autobio Diagnostics Co., Ltd. 19-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
JCET Group Co., Ltd. 26-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Funds for Financial Products 1
Innovent Biologics, Inc. 12-Jun-20 Cayman Islands Approve Share Plan Grant Non-Salary Comp. Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen under the RS Plan
1
Shanghai Jahwa United Co., Ltd.
16-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Daily Related Party Transactions 1
Page 453 of 469Page 450 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Casino, Guichard-Perrachon SA
17-Jun-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
Chubu Electric Power Co., Inc.
25-Jun-20 Japan GHG Emissions SH-Health/Environ. Amend Articles to Ban Procurement of Electricity Generated with Coal-Fired Power
1
Jiangxi Zhengbang Technology Co., Ltd.
15-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Amount and Usage of Raised Funds 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Amount and Usage of Raised Funds 1
BYD Company Limited 08-Sep-20 China Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Wang Chuan-Fu as Director 1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member F.O. Porsche for Fiscal 2019
1
Koolearn Technology Holding Limited
05-Nov-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Shoprite Holdings Ltd. 16-Nov-20 South Africa Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Implementation of the Remuneration Policy
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Keong Yeow
1
Scentre Group 08-Apr-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Rights to Peter Allen
1
Fujian Sunner Development Co., Ltd.
17-Apr-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Own Funds to Invest in Entrusted Financial Products
1
Eurazeo SE 30-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Olivier Millet, Member of Management Board
1
Agile Group Holdings Ltd. 11-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Aoyuan Group Limited 22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Lesso Group Holdings Limited
22-May-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
TANSEISHA Co., Ltd. 23-Apr-20 Japan Elect Director Directors Related Elect Director Aota, Yoshimitsu 1
Royal Bank of Scotland Group Plc
29-Apr-20 United Kingdom Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Shanghai Electric Group Company Limited
07-May-20 China Company-Specific -- Miscellaneous
SH-Routine/Business Approve Maximum Outstanding Amount for Provision of External Guarantees
1
Page 454 of 469Page 451 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
China Communications Construction Company Limited
09-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve 2020 Estimated Cap for Internal Guarantees of the Group
1
Sun Hung Kai Properties Limited
05-Nov-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China Merchants Bank Co., Ltd.
23-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Contemporary Amperex Technology Co., Ltd.
29-Oct-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Authorization of Board to Handle All Related Matters
1
Rhodes Food Group Holdings Ltd.
20-Feb-20 South Africa Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Place Authorised but Unissued Shares under Control of Directors
1
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve 2020 Provision of Guarantees by the Company in Respect of the Fixed Asset Loans and Banking Facilities
1
China Everbright Water Limited
10-Jun-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
1
Estacio Participacoes SA 24-Apr-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend and Renumber Articles 1
Bharat Petroleum Corporation Limited
28-Sep-20 India Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Offer of Shares Under the BPCL Employee Stock Purchase Scheme 2020 to the Executive/ Whole-time Director(s) of Subsidiary Company(ies) who are on Lien with the Company
1
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico Elect Director Directors Related Elect/Ratify Aurelio Perez Alonso as Director 2
Chongqing Rural Commercial Bank Co. Ltd.
20-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Articles of Association 1
Pioneer Bancorp, Inc. 18-Feb-20 USA Elect Director Directors Related Elect Director Eileen C. Bagnoli 1
Westwood Holdings Group, Inc.
29-Apr-20 USA Elect Director Directors Related Elect Director Raymond E. Wooldridge 1
General Dynamics Corporation
06-May-20 USA Elect Director Directors Related Elect Director Phebe N. Novakovic 1
SilverBow Resources, Inc. 18-May-20 USA Elect Director Directors Related Elect Director Christoph O. Majeske 1
Chipotle Mexican Grill, Inc. 19-May-20 USA Stock Retention/Holding Period SH-Compensation Adopt Share Retention Policy For Senior Executives
1
JPMorgan Chase & Co. 19-May-20 USA Report on Climate Change SH-Health/Environ. Report on Climate Change 1
Lear Corporation 21-May-20 USA Human Rights Risk Assessment SH-Soc./Human Rights
Report on Human Rights Impact Assessment 1
Illumina, Inc. 27-May-20 USA Political Contributions Disclosure
SH-Other/misc. Report on Political Contributions 1
Page 455 of 469Page 452 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Amazon.com, Inc. 27-May-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Products Promoting Hate Speech and Sales of Offensive Products
1
Syndax Pharmaceuticals, Inc. 09-Jun-20 USA Elect Director Directors Related Elect Director Fabrice Egros 1
MobileIron, Inc. 23-Jun-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Southern Copper Corporation 24-Jul-20 USA Elect Director Directors Related Elect Director Enrique Castillo Sanchez Mejorada
1
FutureFuel Corp. 03-Sep-20 USA Other Business Routine/Business Other Business 1
Radiant Logistics, Inc. 11-Nov-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Village Super Market, Inc. 11-Dec-20 USA Elect Director Directors Related Elect Director John J. Sumas 1
Atlas Copco AB 23-Apr-20 Sweden Elect Board Chairman/Vice-Chairman
Directors Related Elect Hans Straberg as Board Chairman 1
The Swatch Group AG 14-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Jean-Pierre Roth as Member of the Compensation Committee
1
Carrefour SA 29-May-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman and CEO
1
SJM Holdings Limited 09-Jun-20 Hong Kong Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of Options Under the Share Option Scheme
1
Tokyo Electric Power Co. Holdings, Inc.
25-Jun-20 Japan Increase Disclosure of Executive Compensation
SH-Compensation Amend Articles to Require Individual Compensation Disclosure for Directors and Executive Officers
1
CCR SA 10-Jan-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
NH Investment & Securities Co., Ltd.
25-Mar-20 South Korea Elect Director Directors Related Elect Lim Byeong-soon as Inside Director to Serve as an Audit Committee Member
1
Davide Campari-Milano SpA 27-Mar-20 Italy Approve Executive Share Option Plan
Non-Salary Comp. Approve Stock Option Plan 1
Raia Drogasil SA 08-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Mario Antonio Luiz Correa as Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate
1
Vivendi SA 20-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Gilles Alix, Management Board Member
1
Vivendi SA 20-Apr-20 France Approve/Amend Retirement Plan
Non-Salary Comp. Approve Additional Pension Scheme Agreement with Cedric de Bailliencourt, Management Board Member
1
Chocoladefabriken Lindt & Spruengli AG
24-Apr-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Antonio Bulgheroni as Member of the Compensation Committee
1
Aboitiz Power Corp. 27-Apr-20 Philippines Ratify Auditors Routine/Business Appoint Company's External Auditor for 2020 1
Page 456 of 469Page 453 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Companhia Siderurgica Nacional
30-Apr-20 Brazil Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Remuneration of Company's Management and Fiscal Council
1
X5 Retail Group NV 12-May-20 Netherlands Approve Remuneration Policy Non-Salary Comp. Amend Remuneration Policy for Management Board
1
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
19-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Rules and Procedures Regarding Meetings of Board of Directors
1
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
28-May-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Estimates of Ongoing Related Party Transactions for 2020
2
Yonyou Network Technology Co., Ltd.
08-Jun-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Draft and Summary of Stock Option and Performance Share Incentive Plan
1
STMicroelectronics NV 17-Jun-20 Netherlands Approve Share Plan Grant Non-Salary Comp. Approve Restricted Stock Grants to President and CEO
1
Aselsan Elektronik Sanayi ve Ticaret AS
19-Jun-20 Turkey Approve Charitable Donations Routine/Business Approve Upper Limit of Donations for 2020 1
ALROSA PJSC 24-Jun-20 Russia Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
China Minsheng Banking Corp., Ltd.
29-Jun-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
29-Jun-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction 1
Clariant AG 29-Jun-20 Switzerland Other Business Routine/Business Additional Voting Instructions - Board of Directors Proposals (Voting)
1
Tatung Co. 30-Jun-20 Taiwan Approve/Amend Regulations on General Meetings
Routine/Business Amend Rules and Procedures Regarding Shareholder's General Meeting
1
Indorama Ventures Public Co. Ltd.
30-Jun-20 Thailand Elect Director Directors Related Elect Siri Ganjarerndee as Director 1
Lenovo Group Limited 09-Jul-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Shenzhen International Holdings Limited
31-Aug-20 Bermuda Amend Executive Share Option Plan
Non-Salary Comp. Amend Share Option Scheme 1
China National Software & Service Co., Ltd.
07-Sep-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Financial Services Agreement 1
Page 457 of 469Page 454 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
JBS SA 30-Oct-20 Brazil Company-Specific -- Miscellaneous
SH-Routine/Business Approve Filing of Lawsuit Against Florisvaldo Caetano de Oliveira and Francisco de Assis e Silva for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements
1
Localiza Rent A Car SA 12-Nov-20 Brazil Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
Directors Related Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
1
Seek Limited 19-Nov-20 Australia Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Ovctek China, Inc. 27-Nov-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve 2019 Amendment of Performance Shares Incentive Plan and Its Summary
1
Northam Platinum Ltd. 27-Nov-20 South Africa Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Michael Yeoh Sock Siong
1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Yeoh Keong Junn
1
Joincare Pharmaceutical Group Industry Co., Ltd.
02-Dec-20 China Company-Specific Compensation-Related
Non-Salary Comp. Amend Medium and Long-term Business Partner Shareholding Plan (Draft) and its Abstract
1
Pargesa Holding SA 06-May-20 Switzerland Elect Member of Remuneration Committee
Routine/Business Reappoint Xavier Le Clef as Member of the Compensation Committee
1
Sino Land Company Limited 28-Oct-20 Hong Kong Elect Director Directors Related Elect Robert Ng Chee Siong as Director 1
Glodon Co., Ltd. 25-Nov-20 China Approve Omnibus Stock Plan Non-Salary Comp. Approve Methods to Assess the Performance of Plan Participants
1
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to the Administrative Rules of Connected Transactions
1
KMC (Kuei Meng) International, Inc.
24-Jun-20 Taiwan Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Approve Release of Restrictions of Competitive Activities of Directors
1
Concepcion Industrial Corporation
15-Jul-20 Philippines Other Business Routine/Business Other Matters 1
Page Industries Limited 13-Aug-20 India Elect Director Directors Related Reelect V S Ganesh as Director 1
BANK POLSKA KASA OPIEKI SA
22-May-20 Poland Dismiss/Remove Director(s)/Auditor(s) (Non-contentious)
Directors Related Recall Supervisory Board Member 1
Avenue Supermarts Limited 01-Sep-20 India Elect Director Directors Related Reelect Chandrashekhar Bhave as Director 1
Coal India Ltd. 23-Sep-20 India Elect Director Directors Related Reelect Binay Dayal as Director 1
Page 458 of 469Page 455 of 466
Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Grupo Aeroportuario del Sureste SA de CV
23-Apr-20 Mexico Elect Director Directors Related Elect/Ratify Jose Antonio Perez Anton as Director
2
UltraTech Cement Ltd. 12-Aug-20 India Elect Director Directors Related Reelect Alka Bharucha as Director 1
Credit Agricole SA 13-May-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Vice-CEO 1
Leonardo SpA 20-May-20 Italy Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Restaurant Brands International Inc.
10-Jun-20 Canada Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
1
NCR Corporation 21-Apr-20 USA Amend Omnibus Stock Plan Non-Salary Comp. Amend Omnibus Stock Plan 1
First Community Bankshares, Inc.
28-Apr-20 USA Advisory Vote on Say on Pay Frequency
Non-Salary Comp. Advisory Vote on Say on Pay Frequency 1
Bridgewater Bancshares, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director Thomas P. Trutna 1
Westwood Holdings Group, Inc.
29-Apr-20 USA Elect Director Directors Related Elect Director Ellen H. Masterson 1
The Goldman Sachs Group, Inc.
30-Apr-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Hamilton Beach Brands Holding Company
12-May-20 USA Elect Director Directors Related Elect Director Alfred M. Rankin, Jr. 1
Invesco Ltd. 14-May-20 Bermuda Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Southwestern Energy Company
19-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
NextEra Energy, Inc. 21-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Valhi, Inc. 28-May-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Diamondback Energy, Inc. 03-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Walmart Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Gregory B. Penner 1
Ormat Technologies, Inc. 03-Jun-20 USA Elect Director Directors Related Elect Director Stanley B. Stern 1
Discovery, Inc. 18-Jun-20 USA Elect Director Directors Related Elect Director David M. Zaslav 1
IAC/InterActiveCorp 25-Jun-20 USA Eliminate/Restrict Right to Act by Written Consent
Antitakeover Related Restrict Right to Act by Written Consent 1
Dell Technologies Inc. 29-Jun-20 USA Elect Director Directors Related Elect Director David W. Dorman 1
Dell Technologies Inc. 29-Jun-20 USA Elect Director Directors Related Elect Director William D. Green 1
Newmark Group, Inc. 22-Sep-20 USA Elect Director Directors Related Elect Director Virginia S. Bauer 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Ferrovial SA 16-Apr-20 Spain Approve Remuneration Policy Non-Salary Comp. Amend Remuneration Policy 1
Adecco Group AG 16-Apr-20 Switzerland Elect Director Directors Related Elect Rachel Duan as Director 1
KBC Group SA/NV 07-May-20 Belgium Elect Director Directors Related Reelect Theodoros Roussis as Director 1
ArcelorMittal SA 13-Jun-20 Luxembourg Elect Director Directors Related Reelect Lakshmi N. Mittal as Director 1
Tele2 AB 11-Sep-20 Sweden Approve Alternative Equity Plan Financing
Non-Salary Comp. Approve Alternative Equity Plan Financing 1
BHP Group Limited 14-Oct-20 Australia Elect Director Directors Related Elect Ken MacKenzie as Director 1
Raiffeisen Bank International AG
20-Oct-20 Austria Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Creation of EUR 100.3 Million Pool of Capital to Guarantee Conversion Rights
1
Polski Koncern Naftowy ORLEN SA
05-Mar-20 Poland Removal of Existing Board Directors
SH-Dirs' Related Recall Supervisory Board Member 1
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea Elect Director Directors Related Elect Kim Jun-gyu as Outside Director 1
Hyundai GLOVIS Co., Ltd. 19-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Lim Chang-gyu as a Member of Audit Committee
1
NEXON Co., Ltd. 25-Mar-20 Japan Elect Director Directors Related Elect Director Uemura, Shiro 1
Kakao Corp. 25-Mar-20 South Korea Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Incorporation (Board Meeting)
1
Embotelladora Andina SA 16-Apr-20 Chile Elect Directors (Bundled) Directors Related Elect Directors 1
Vivendi SA 20-Apr-20 France Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy of Chairman and Members of Supervisory Board
1
WEG SA 28-Apr-20 Brazil Appoint Internal Statutory Auditor(s) [and Approve Auditor's/Auditors' Remuneration]
Directors Related Elect Fiscal Council Members 1
MMC Norilsk Nickel PJSC 13-May-20 Russia Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Directors 1
Societe BIC SA 20-May-20 France Authorize Share Repurchase Program
Capitalization Authorize Repurchase of Up to 10 Percent of Issued Share Capital
1
China Resources Gas Group Limited
22-May-20 Bermuda Elect Director Directors Related Elect Chen Ying as Director 1
Dassault Systemes SA 26-May-20 France Company Specific Organization Related
Reorg. and Mergers Delegate Power to the Board to Carry Mergers by Absorption
1
Motor Oil (Hellas) Corinth Refineries SA
17-Jun-20 Greece Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote on Remuneration Report 1
3SBio, Inc. 19-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Semiconductor Manufacturing International Corporation
23-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
BYD Company Limited 23-Jun-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee by the Group 1
IRB Brasil Resseguros SA 23-Jun-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles 1
Grupa LOTOS SA 30-Jun-20 Poland Elect Board Chairman/Vice-Chairman
Directors Related Elect Chairman of Supervisory Board 1
Jointown Pharmaceutical Group Co., Ltd.
10-Jul-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Guarantee Provision Plan 1
Eregli Demir ve Celik Fabrikalari TAS
14-Jul-20 Turkey Approve Remuneration of Executive Directors and/or Non-Executive Directors
Non-Salary Comp. Approve Director Remuneration 1
Joincare Pharmaceutical Group Industry Co., Ltd.
29-Jul-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Resolution Validity Period 1
Shenzhen Sunway Communication Co., Ltd.
21-Aug-20 China Approve Joint Venture Agreement
Reorg. and Mergers Approve Related Party Transaction in Connection to Capital Injection Agreement
1
Naspers Ltd. 21-Aug-20 South Africa Elect Member of Audit Committee
Routine/Business Elect Steve Pacak as Member of the Audit Committee
1
Alibaba Pictures Group Limited
10-Sep-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Dongfeng Motor Group Company Limited
25-Sep-20 China Approve/Amend Regulations on General Meetings
Routine/Business Amend Rules and Procedures Regarding General Meetings of Shareholders
1
Grifols SA 08-Oct-20 Spain Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote on Remuneration Report 1
YTL Corporation Berhad 01-Dec-20 Malaysia Approve Stock Option Plan Grants
Non-Salary Comp. Approve Grant of ESOS Options to Francis Yeoh Sock Ping
1
Banco do Brasil SA 09-Dec-20 Brazil Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Article 63 1
Telefonica Deutschland Holding AG
20-May-20 Germany Elect Supervisory Board Member Directors Related Elect Peter Loescher to the Supervisory Board 1
SINOPEC Engineering (Group) Co., Ltd.
08-May-20 China Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares
1
Shimao Property Holdings Limited
27-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
China State Construction Engineering Corp. Ltd.
25-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Investment Budget Report 1
Bouygues SA 23-Apr-20 France Adopt, Renew or Amend Shareholder Rights Plan (Poison Pill)
Antitakeover Related Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Peugeot SA 25-Jun-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Olivier Bourges, Member of the Management Board Since March 1, 2019
1
Brilliance China Automotive Holdings Limited
26-Jun-20 Bermuda Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Dynagreen Environmental Protection Group Co., Ltd.
22-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2020 Financial Budget 1
Century Pacific Food, Inc. 30-Jun-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Johnip G. Cua as Director 1
Powszechny Zaklad Ubezpieczen SA
26-May-20 Poland Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
PagSeguro Digital Ltd. 29-Jul-20 Cayman Islands Elect Director Directors Related Elect Director Ricardo Dutra da Silva 1
Westshore Terminals Investment Corporation
16-Jun-20 Canada Elect Director Directors Related Elect Director Glen Clark 1
China Resources Land Limited 02-Jun-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Alimentation Couche-Tard Inc.
16-Sep-20 Canada Link Executive Pay to Social Criteria
SH-Compensation SP 1: Integrate ESG Criteria into in Establishing Executive Compensation
1
Technogym SpA 23-Apr-20 Italy Approve Restricted Stock Plan Non-Salary Comp. Approve Performance Shares Plan 1
NTT DoCoMo, Inc. 16-Jun-20 Japan Elect Director Directors Related Elect Director and Audit Committee Member Sagae, Hironobu
1
Tyson Foods, Inc. 06-Feb-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Bridgewater Bancshares, Inc. 28-Apr-20 USA Elect Director Directors Related Elect Director David B. Juran 1
Kimberly-Clark Corporation 29-Apr-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
PepsiCo, Inc. 06-May-20 USA Amend Articles/Bylaws/Charter - Call Special Meetings
SH-Dirs' Related Reduce Ownership Threshold for Shareholders to Call Special Meeting
1
PepsiCo, Inc. 06-May-20 USA Product Toxicity and Safety SH-Health/Environ. Report on Sugar and Public Health 1
Ameren Corporation 07-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
HP Inc. 12-May-20 USA Provide Right to Act by Written Consent
SH-Dirs' Related Provide Right to Act by Written Consent 1
Prudential Financial, Inc. 12-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
Liberty TripAdvisor Holdings, Inc.
19-May-20 USA Elect Director Directors Related Elect Director Chris Mueller 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Alphabet Inc. 03-Jun-20 USA Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Advisory Vote to Ratify Named Executive Officers' Compensation
1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director James Iovine 1
Live Nation Entertainment, Inc.
03-Jun-20 USA Elect Director Directors Related Elect Director Michael Rapino 1
T-Mobile US, Inc. 04-Jun-20 USA Elect Director Directors Related Elect Director Ronald D. Fisher 1
Liberty Global plc 30-Jun-20 United Kingdom Elect Director Directors Related Elect Director JC Sparkman 1
Liberty Global plc 30-Jun-20 United Kingdom Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Remuneration Report 1
Houlihan Lokey, Inc. 24-Sep-20 USA Elect Director Directors Related Elect Director Irwin N. Gold 1
PCSB Financial Corporation 28-Oct-20 USA Elect Director Directors Related Elect Director Michael T. Weber 1
Marrone Bio Innovations, Inc. 29-Oct-20 USA Elect Director Directors Related Elect Director Pamela G. Marrone 1
OptimizeRx Corp. 19-Nov-20 USA Elect Director Directors Related Elect Director James Lang 1
eGain Corporation 04-Dec-20 USA Amend Executive Share Option Plan
Non-Salary Comp. Amend Stock Option Plan 1
Peloton Interactive, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Erik Blachford 1
Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Nikesh Arora 1
Co-Diagnostics, Inc. 16-Dec-20 USA Elect Director Directors Related Elect Director James B. Nelson 1
BancFirst Corporation 22-Dec-20 USA Amend Executive Share Option Plan
Non-Salary Comp. Amend Stock Option Plan 1
Aristocrat Leisure Limited 20-Feb-20 Australia Approve Share Plan Grant Non-Salary Comp. Approve Grant of Performance Rights to Trevor Croker
1
Credit Suisse Group AG 30-Apr-20 Switzerland Other Business Routine/Business Additional Voting Instructions - Board of Directors Proposals (Voting)
1
Television Broadcasts Limited 27-May-20 Hong Kong Accept Financial Statements and Statutory Reports
Routine/Business Accept Financial Statements and Statutory Reports
1
Faurecia SA 26-Jun-20 France Approve Modification in Share Ownership Disclosure Threshold
Antitakeover Related Amend Article 31 of Bylaws Re: Shareholding Disclosure Thresholds
1
OFILM Group Co., Ltd. 06-Jan-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Bank Credit and Guarantee Matters 1
LONGi Green Energy Technology Co., Ltd.
08-Jan-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve 2020 Provision of Guarantee 1
AECC Aviation Power Co. Ltd. 22-Jan-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve 2020 Continuing Connected Transactions
1
McDonald's Holdings Co. (Japan) Ltd.
27-Mar-20 Japan Elect Director Directors Related Elect Director Sarah L. Casanova 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Arca Continental SAB de CV 02-Apr-20 Mexico Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Remuneration of Board Committee Members; Elect Chairman of Audit and Corporate Practices Committee
1
Globe Telecom, Inc. 21-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Samba Natarajan as Director 1
Megacable Holdings SAB de CV
23-Apr-20 Mexico Indicate X as Independent Board Member
Directors Related Classification of Principal and Alternate Board Members' Independence
1
Hermes International SCA 24-Apr-20 France Elect Supervisory Board Member Directors Related Reelect Renaud Mommeja as Supervisory Board Member
1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Issuance of Shares for a Private Placement
Capitalization Approve Restriction Period Arrangement 1
Guangzhou Kingmed Diagnostics Group Co., Ltd.
07-May-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Report on the Usage of Previously Raised Funds
1
Ovctek China, Inc. 07-May-20 China Investment in Financial Products Reorg. and Mergers Approve Investment in Financial Products 1
ANTA Sports Products Ltd. 11-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Tongwei Co., Ltd. 12-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
Muyuan Foods Co., Ltd. 18-May-20 China Approve/Amend Loan Guarantee to Subsidiary
Reorg. and Mergers Approve Provision of Guarantee 1
China Resources Gas Group Limited
22-May-20 Bermuda Elect Director Directors Related Elect Yu Hon To, David as Director 1
Dassault Systemes SA 26-May-20 France Approve Executive Share Option Plan
Non-Salary Comp. Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plans
1
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand Elect Director Directors Related Elect Sophavadee Uttamobol as Director 1
Bumrungrad Hospital Public Co., Ltd.
27-May-20 Thailand Elect Director Directors Related Elect Bernard Charnwut Chan as Director 1
Kingsoft Corporation Limited 27-May-20 Cayman Islands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Ipsen SA 29-May-20 France Approve or Amend Severance Agreements/Change-in-Control Agreements
Non-Salary Comp. Approve Termination Package of Marc de Garidel, Chairman of the Board
1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Reelect Gregoire de Spoelberch as Director 1
Anheuser-Busch InBev SA/NV 03-Jun-20 Belgium Elect Director Directors Related Elect Roberto Thompson Motta as Director 1
Hong Kong and China Gas Company Limited
05-Jun-20 Hong Kong Elect Director Directors Related Elect David Li Kwok-po as Director 1
STMicroelectronics NV 17-Jun-20 Netherlands Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Capitalization Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Benedikt-Richard Freiherr von Herman to the Supervisory Board
1
Henkel AG & Co. KGaA 17-Jun-20 Germany Elect Supervisory Board Member Directors Related Elect Konstantin von Unger to the Shareholders' Committee
1
Asia Cement Corp. 23-Jun-20 Taiwan Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ruey Long Chen, a Representative of Ta Chu Chemical Fiber Co.,Ltd. with Shareholder No. 225135, as Non-Independent Director
1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Removal of Existing Board Directors
SH-Dirs' Related Remove Incumbent Director Morimoto, Takashi 1
The Kansai Electric Power Co., Inc.
25-Jun-20 Japan Amend Ordinary Business Items SH-Routine/Business Amend Articles to Establish Donation Committee
1
Yuan Longping High-Tech Agriculture Co., Ltd.
06-Jul-20 China Amend Articles of Association Regarding Party Committee
Directors Related Approve Amendments to Articles of Association 1
Dongfeng Motor Group Company Limited
25-Sep-20 China Amend Articles of Association Regarding Party Committee
Directors Related Amend Rules and Procedures Regarding Meetings of Board of Directors
1
Volkswagen AG 30-Sep-20 Germany Approve Discharge of Supervisory Board
Directors Related Approve Discharge of Supervisory Board Member W. Porsche for Fiscal 2019
1
Shanxi Lu'An Environmental Energy Development Co., Ltd.
25-Nov-20 China Approve Loan Agreement Reorg. and Mergers Approve Provision of Financial Support 1
Livzon Pharmaceutical Group Inc.
11-Dec-20 China Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Granting Mandate to the Board of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company
1
Cronos Group Inc. 25-Jun-20 Canada Elect Director Directors Related Elect Director Michael Gorenstein 1
Sekisui House, Ltd. 23-Apr-20 Japan Elect Director (Dissident) SH-Dirs' Related Elect Shareholder Director Nominee Iwasaki, Jiro
1
Shanghai Baosight Software Co., Ltd.
29-Apr-20 China Approve Restricted Stock Plan Non-Salary Comp. Approve Draft and Summary of Performance Share Incentive Plan
1
Best World International Ltd. 22-Jun-20 Singapore Approve Auditors and Authorize Board to Fix Their Remuneration Auditors
Routine/Business Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
1
Guangdong Haid Group Co., Ltd.
11-May-20 China Investment in Financial Products Reorg. and Mergers Approve Use of Idle Raised Funds and Own Funds for Cash Management
1
Clear Media Limited 27-May-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
China High Precision Automation Group Limited
16-Dec-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Linamar Corporation 27-May-20 Canada Elect Director Directors Related Elect Director Frank Hasenfratz 1
Power Grid Corporation of India Limited
22-Sep-20 India Elect Director Directors Related Reelect Seema Gupta as Director 1
BRP Inc. 28-May-20 Canada Elect Director Directors Related Elect Director Pierre Beaudoin 1
Spotify Technology SA 22-Apr-20 Luxembourg Elect Director Directors Related Elect Daniel Ek as A Director 1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Sociedad Quimica y Minera de Chile SA
23-Apr-20 Chile Other Business Routine/Business Other Business 1
NorthWestern Corporation 23-Apr-20 USA Other Business Routine/Business Other Business 1
Grupo Televisa SAB 28-Apr-20 Mexico Authorize Share Repurchase Program
Capitalization Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares
1
Eli Lilly and Company 04-May-20 USA Require Independent Board Chairman
SH-Routine/Business Require Independent Board Chairman 1
BlackLine, Inc. 06-May-20 USA Elect Director Directors Related Elect Director Thomas Unterman 1
Duke Energy Corporation 07-May-20 USA Political Lobbying Disclosure SH-Other/misc. Report on Lobbying Payments and Policy 1
Lawson Products, Inc. 12-May-20 USA Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Amend Articles of Incorporation to Modify Stockholder Proposal Procedures
1
SunPower Corporation 14-May-20 USA Elect Director Directors Related Elect Director Thomas Werner 1
Entravision Communications Corporation
28-May-20 USA Elect Director Directors Related Elect Director Gilbert R. Vasquez 1
Apollo Commercial Real Estate Finance, Inc.
02-Jun-20 USA Elect Director Directors Related Elect Director Robert A. Kasdin 1
Walmart Inc. 03-Jun-20 USA Miscellaneous Proposal -- Environmental & Social
Social Proposal Report on Strengthening Prevention of Workplace Sexual Harassment
1
Palo Alto Networks, Inc. 09-Dec-20 USA Elect Director Directors Related Elect Director Lorraine Twohill 1
The Trade Desk, Inc. 22-Dec-20 USA Company Specific - Equity Related
Capitalization Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock
1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Approve Special Auditors' Report Regarding Related-Party Transactions
Routine/Business Approve Auditors' Special Report on Related-Party Transactions
1
LVMH Moet Hennessy Louis Vuitton SE
30-Jun-20 France Elect Director Directors Related Reelect Diego Della Valle as Director 1
Nexity SA 19-May-20 France Elect Representative of Employee Shareholders to the Board
Directors Related Elect Jean-Paul Belot as Representative of Employee Shareholders to the Board
1
China Everbright Limited 21-May-20 Hong Kong Elect Director Directors Related Elect Chung Shui Ming, Timpson as Director 1
Shenzhen Expressway Company Limited
23-Jun-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve 2020 Budget Report 1
Yara International ASA 07-May-20 Norway Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
1
The Swatch Group AG 14-May-20 Switzerland Approve Remuneration of Directors and/or Committee Members
Directors Related Approve Variable Remuneration of Executive Directors in the Amount of CHF 6.6 Million
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong Elect Director Directors Related Elect Vincent Ting Kau Cheung as Director 1
Techtronic Industries Co., Ltd. 15-May-20 Hong Kong Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5b)
1
KION GROUP AG 16-Jul-20 Germany Elect Supervisory Board Member Directors Related Elect Xu Ping to the Supervisory Board 1
IsraCard Ltd. 29-Nov-20 Israel Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Shai Feldman as Director 1
OFILM Group Co., Ltd. 06-Jan-20 China Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendments to Articles of Association 1
Airports of Thailand Public Co. Ltd.
24-Jan-20 Thailand Other Business Routine/Business Other Business 1
Industrial Bank of Korea 25-Mar-20 South Korea Authorize Board to Fix Remuneration of Internal Statutory Auditor(s)
Directors Related Authorize Board to Fix Remuneration of Internal Auditor(s)
1
Renesas Electronics Corp. 27-Mar-20 Japan Approve Restricted Stock Plan Non-Salary Comp. Approve Deep Discount Stock Option Plan 1
CJ ENM Co., Ltd. 27-Mar-20 South Korea Elect Member of Audit Committee
Routine/Business Elect Choi Joong-kyung as a Member of Audit Committee
1
CCR SA 09-Apr-20 Brazil Accept Financial Statements and Statutory Reports
Routine/Business Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Globe Telecom, Inc. 21-Apr-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Romeo L. Bernardo as Director 1
Ayala Corporation 24-Apr-20 Philippines Other Business Routine/Business Approve Other Matters 1
Recordati SpA 29-Apr-20 Italy Allow Directors to Engage in Commercial Transactions with the Company and/or Be Involved with Other Companies
Directors Related Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies
1
Hundsun Technologies, Inc. 15-May-20 China Investment in Financial Products Reorg. and Mergers Approve Overall Plan for Financial Products Investment
1
Shijiazhuang Yiling Pharmaceutical Co., Ltd.
20-May-20 China Amend Articles/Bylaws/Charter -- Non-Routine
Routine/Business Approve Amendments to Articles of Association 1
Genscript Biotech Corp. 01-Jun-20 Cayman Islands Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Beijing Enterprises Holdings Limited
18-Jun-20 Hong Kong Elect Director Directors Related Elect Wu Jiesi as Director 1
Luye Pharma Group Ltd. 23-Jun-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
PGE Polska Grupa Energetyczna SA
26-Jun-20 Poland Amend Articles Board-Related Directors Related Amend Statute Re: Supervisory Board 1
CEZ as 29-Jun-20 Czech Republic Approve Remuneration Policy Non-Salary Comp. Approve Remuneration Policy 1
Shandong Sinocera Functional Material Co., Ltd.
03-Jul-20 China Approve Use of Proceeds from Fund Raising Activities
Capitalization Approve Report on the Usage of Previously Raised Funds
1
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Proposal TextProposal Type Category
Proposal Code DescriptionMarket
MeetingDateCompany Name
# of items voted AGSTMgmt
Analysis of Votes Against Management (Continued)
AVEVA Group Plc 21-Jul-20 United Kingdom Amend Restricted Stock Plan Non-Salary Comp. Amend Long Term Incentive Plan 1
Alibaba Health Information Technology Limited
30-Jul-20 Bermuda Authorize Reissuance of Repurchased Shares
Capitalization Authorize Reissuance of Repurchased Shares 1
Tianjin Zhonghuan Semiconductor Co., Ltd.
30-Dec-20 China Approve Transaction with a Related Party
Reorg. and Mergers Approve Related Party Transaction in Connection to Signing of Financial Services Framework Agreement
1
AerCap Holdings NV 22-Apr-20 Netherlands Eliminate Preemptive Rights Capitalization Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c
1
Best World International Ltd. 22-Jun-20 Singapore Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
Capitalization Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
1
Bank of Beijing Co., Ltd. 18-May-20 China Approve Provisionary Budget and Strategy for Fiscal Year 20XX
Routine/Business Approve Financial Budget Report 1
China State Construction Engineering Corp. Ltd.
25-May-20 China Authorize Issuance of Bonds/Debentures
Capitalization Approve Issuance of Domestic Bonds 1
Mitsubishi Motors Corp. 18-Jun-20 Japan Elect Director Directors Related Elect Director Miyanaga, Shunichi 1
Bouygues SA 23-Apr-20 France Advisory Vote to Ratify Named Executive Officers'Compensation
Non-Salary Comp. Approve Compensation of Martin Bouygues 1
bioMerieux SA 30-Jun-20 France Approve Executive Share Option Plan
Non-Salary Comp. Authorize up to 10 Percent of Issued Capital for Use in Stock Option Plans
1
Concepcion Industrial Corporation
15-Jul-20 Philippines Elect Director (Cumulative Voting or More Nominees Than Board Seats)
Directors Related Elect Ma. Victoria Herminia C. Young as Director
1
Abu Dhabi Commercial Bank 18-Mar-20 United Arab Emirates
Approve Qualified Employee Stock Purchase Plan
Non-Salary Comp. Approve Qualified Employee Stock Purchase Plan
1
Birchcliff Energy Ltd. 14-May-20 Canada Amend Executive Share Option Plan
Non-Salary Comp. Re-approve Stock Option Plan 1
Leon's Furniture Limited 14-May-20 Canada Elect Director Directors Related Elect Director Mark Joseph Leon 1
Linamar Corporation 27-May-20 Canada Elect Director Directors Related Elect Director Mark Stoddart 1
Winpak Ltd. 26-Jun-20 Canada Elect Director Directors Related Elect Director Kenneth P. Kuchma 1
Company Name Meeting Date Meeting Type Meeting IDMarket
Unvoted Meetings
Bakkafrost P/F Annual 1405261Faroe Islands03-Apr-20
China International Travel Service Corp. Ltd. Special 1392005China18-Feb-20
Hapvida Participacoes e Investimentos SA Special 1483768Brazil19-Nov-20
Magazine Luiza SA Special 1472744Brazil07-Oct-20
Page 468 of 469Page 465 of 466
Company Name Meeting Date Meeting Type Meeting IDMarket
Unvoted Meetings (Continued)
Sany Heavy Industry Co., Ltd. Special 1463056China04-Sep-20
Shanghai Putailai New Energy Technology Co., Ltd. Special 1390283China06-Feb-20
TGS-NOPEC Geophysical Co. ASA Annual 1422682Norway12-May-20
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