An optical head for a magneto-optic disk test system...optic recording. The decision to build a...

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An optical head for a magneto-optic disk test system Item Type text; Thesis-Reproduction (electronic) Authors Bushroe, Frederick Nicholas, 1964- Publisher The University of Arizona. Rights Copyright © is held by the author. Digital access to this material is made possible by the University Libraries, University of Arizona. Further transmission, reproduction or presentation (such as public display or performance) of protected items is prohibited except with permission of the author. Download date 14/06/2021 15:18:24 Link to Item http://hdl.handle.net/10150/277154

Transcript of An optical head for a magneto-optic disk test system...optic recording. The decision to build a...

  • An optical head for a magneto-optic disk test system

    Item Type text; Thesis-Reproduction (electronic)

    Authors Bushroe, Frederick Nicholas, 1964-

    Publisher The University of Arizona.

    Rights Copyright © is held by the author. Digital access to this materialis made possible by the University Libraries, University of Arizona.Further transmission, reproduction or presentation (such aspublic display or performance) of protected items is prohibitedexcept with permission of the author.

    Download date 14/06/2021 15:18:24

    Link to Item http://hdl.handle.net/10150/277154

    http://hdl.handle.net/10150/277154

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    An optical head for a magneto-optic disk test system

    BushToe, Frederick Nicholas,'M.S.

    The University of Arizona, 1989

    U M I 300 N. Zeeb Rd. Ann Arbor, MI 48106

  • AN OPTICAL HEAD FOR A MAGNETO-OPTIC

    DISK TEST SYSTEM

    by

    Frederick Nicholas Bushroe

    A Thesis Submitted to the Faculty of the

    COMMITTEE ON OPTICAL SCIENCES (GRADUATE)

    In Partial Fulfillment of the Requirements For the degree of

    MASTER OF SCIENCE

    In the Graduate College THE UNIVERSITY OF ARIZONA

    1 9 8 9

  • 2

    STATEMENT BY AUTHOR

    This thesis has been submitted in partial fulfillment of requirements for an advanced degree at The University of Arizona and is deposited in the University Library to be made available to borrowers under rules of the Library.

    Brief quotations from this thesis are allowable without special permission, provided that accurate acknowledgment of source is made. Requests for permission for extended quotation from or reproduction of this manuscript in whole or in part may be granted by the head of the major department or the Dean of the Graduate College when in his or her judgment the proposed use of the material is in the interests of scholarship. In all other instances, however, rermission must be obtained from the author.

    SIGNED:

    APPROVAL BY THESIS DIRECTOR

    This thesis has been approved on the date shown below:

    J&nes J. Burke ^Professor of

    Date Optical Sciences

  • 3

    ACKNOWLEDGMENTS

    The optical head for the magneto-optic test system was made possible through the advice, cooperation, and efforts of many individuals. Scott DeVore deserves special thanks for his donated time, enthusiasm, and knowledgeable advice. Scott guided the head design from the beginning and worked with us through the alignment and fabrication processes.

    I also thank my advisor Professor James Burke for his guidance, moral support, and faith in me, during my time at Optical Sciences. I am grateful to Tom Milster for managing our lab group and pulling the test system together in a short period of time.

    I extend my gratitude to the following people and companies for their contributions listed below: Barbara Shula, Henryk Birecki, and John Graves of Hewlett-Packard Labs in Palo Alto, Ca. for the read/write electronics, equipment, and software; IBM, Siemens, and Eastman Kodak for sponsoring the Optical Data Storage Center; David Kay of Eastman Kodak, Glenn Sincerbox and Blair Finkelstein of IBM for their exchange of information on various design issues; Robert Uber for his practical advice and discussions on many aspects of the head; Kevin Erwin our technician for his valuable knowledge of optical and mechanical fabrication techniques; Mark Shi Wang for his willingness to learn the control software and his interfacing abilities; Fred Froehlich and Jim Mueller for their electronic design and fabrication; Bob Trusty for his characterization of the bias coil; Professor Roland Shack for his willingness to answer my questions on optical issues; Dan Vukobratovich for his time spent discussing mechanical issues related to the threaded collimating lens mount and the kinematic head mount; Charlie Brown and Derek Clark for their machine shop skills and cooperation; Tom Walker of OCLI for donation of the partial polarizing beamsplitter; and WYKO Corporation for the use of their Ladite instrument.

    Aiding in the conceptualization of an optical head for a test system, were visits during the summer of 1988 to several companies in the optical storage arena. I am grateful to the following people for helping to arrange these visits: Scott Hamilton, Apex Systems Inc., Boulder, CO; Ron Brown, Applied Magnetics Optical Products Division, Monument, CO; Barbara Shula, Hewlett-Packard, Palo Alto, CA; Martin Chen, IBM Almaden, CA; Mr. O'Connor, Information Systems Inc., Colorado Springs, CO; Ralph Poplawsky, Laser Magnetic Storage, Colorado Springs, CO; Di Chen, Optotec, Colorado Springs, CO; Vincent Tarpey, Pencom, Sunnyvale, CA; and Tim Fayram, Verbatim, Sunnyvale, CA.

    I would also like to thank our secretary Geri Simons for her help and the use of her laser printer. Finally, I wish to thank my mother, father, and family for their encouragement and support throughout my college education.

  • 4

    TABLE OF CONTENTS

    LIST OF ILLUSTRATIONS 5

    LIST OF TABLES 6

    ABSTRACT 7

    INTRODUCTION 8

    OPERATING PRINCIPLES OF THE MAGNETO-OPTIC HEAD 9

    DESIGN OF THE MAGNETO-OPTIC HEAD 20

    Design Tradeoffs and Alternate Configurations 20

    The Semiconductor Laser and Reflected Pulse Phase Delay 25

    Beam Truncation and Collimating Lens Selection 29

    Beam Shaping and Correction of Laser Diode Astigmatism 33

    Optical Path Components 35

    Focus and Tracking Servo Optics 37

    Mechanical Design 39

    ALIGNMENT OF THE OPTICAL HEAD 42

    Optical and Mechanical Alignment 42

    Focus and Tracking Detector Alignment 44

    Alignment of the Beam to the Disk and Related Aberrations 46

    RESULTS 50

    CONCLUSION 55

    APPENDIX A, Commercial Laser Diodes 56

    APPENDIX B, Sharp LT024R10 Characteristics 59

    APPENDIX C, WYKO Ladite Block Diagram 63

    REFERENCES 65

  • 5

    LIST OF ILLUSTRATIONS

    Figure 1. The Write Path and Coil 10

    Figure 2. The Write Process 10

    Figure 3. The Read Path and Polarization Diagrams1 12

    Figure 4. The Complete Head and Read Path 14

    Figure 5. Polarization Traces Showing the Effects of the Waveplates 15

    Figure 6. Astigmatic Focus Servo Method1 18

    Figure 7. Push Pull Radial Tracking1 19

    Figure 8. Reflectivity Sensing WORM or CD Head1 21

    Figure 9. Alternate Configuration of a Magneto-Optic Head7 24

    Figure 10. High Frequency Modulation Timing Diagram11 27

    Figure 11. Laser Noise versus Reflected Pulse Phase Delay10 28

    Figure 12. Truncation versus Spot Diameter, Power and Irradiance 30

    Figure 13. Astigmatism Introduced by Defocus in a 3X Circularizer 34

    Figure 14. The Focus Error Signal 38

    Figure 15 Threaded Mount and Barrel for Collimating Lens Positioning 40

    Figure 16 Typical FES alignment sequence 45

    Figure 17 Intensity Distribution of a Focused Spot Containing Coma16 47

    Figure 18 Coma versus Tilt Angle Between the Beam and Disk Substrate 48

    Figure 19 OPD Wavefront Plot and Beam Wavefront Error Values 51

    Figure 20 Intensity Profiles of The Shaped Beam 52

    Figure 21 Point Spread Function for the Shaped Beam 53

    Figure 22 Photograph of the Optical Head 54

    Figure 23 Laser Power versus Drive Current 60

    Figure 24 Relative Intensity versus Theta Perpendicular 61

    Figure 25 Relative Intensity versus Theta Parallel 62

  • 6

    LIST OF TABLES

    Table 1. Oefocus, Axial Displacement, and Astigmatism 33

    Table 2. 780nm Commercial Laser Diodes 57

    Table 3. 830nm Commercial Laser Diodes 58

  • 7

    ABSTRACT

    Design and operation of a modular optical head for a magneto-optic test system

    are described. Alternate solutions to design problems are discussed. A 30mW semiconductor

    laser with an integrated 250MHz oscillator is selected. The oscillator is used to modulate

    laser read current for a reduction in laser feedback noise. A collimating lens with an

    appropriate focal length is chosen so the beam's truncation at the objective yields the

    maximum write power density. Astigmatism associated with the laser diode is reduced to

    0.125 waves by defocusing the collimating lens and circularizing with an anamorphic prism

    pair. Head components are aligned within several minutes of arc by using alignment

    apertures and an autocollimator. Aberrations due to tilt between the disk and beam are

    examined and coma is found to be the major contributor.

  • 8

    INTRODUCTION

    Magneto-optic recording technology is the most successful erasable optical

    scheme for computer disk data storage. The Optical Data Storage Center at the University

    of Arizona's Optical Sciences Center carries out research on various aspects of magneto-

    optic recording. The decision to build a magneto-optic disk test system for use at the

    Optical Data Storage Center was made in March of 1988. The system's proposed capabilities

    included media characterization as well as bit error testing. The system has since been

    constructed and has demonstrated the abilities to read, write, and erase data. Hewlett-

    Packard supplied the read/write electronics, test equipment, computer hardware, and system

    software. The optics and mechanics for the magneto-optic test system were designed and

    built at the Optical Sciences Center. This thesis is a description of the optical head, its

    design, and fabrication.

    Design of the optical head was influenced by several factors. The academic

    research environment of the system made it necessary to design a modular head to simplify

    future modifications. To allow for easy removal or replacement of the head, it was designed

    with small components and constructed on a single platform.

    Coordinate convention in this manuscript is as follows: the z-axis is the optical

    axis, the x-axis is parallel to the plane containing the head components (horizontal), and the

    y-axis is perpendicular to this plane (vertical). The following sections explain operating

    principles of the head, various design tradeoffs, component selection, optimization, and

    alignment procedures.

  • 9

    OPERATING PRINCIPLES OF THE MAGNETO-OPTIC HEAD

    The Write Path

    The writing process in magneto-optic recording is a thermal magnetic recording

    process. During writing, the focused laser beam heats a small area (Dia. s; Iftm) of a

    magnetic disk in the presence of an external magnetic bias field. The disk contains

    magnetic moments perpendicular to its plane which align with the polarity of the external

    bias field only if the temperature of the media is great enough. Figure 1 shows the write

    path and the coil which produces the external bias field. Assume that all magnetic moments

    on the disk are pointing in one direction as shown in Figure la. The coil's polarity produces

    an external constant bias field (Hf) opposing the direction of the moments on the disk

    (Figure 2b). The moments flip and align with the external bias field when the coercivity of

    the media is lowered by laser heating. A magnetic domain (bit of information) is frozen

    into the media when the laser's thermal energy is removed (Figure 2c), To write a stream of

    data, this process is repeated by pulsing the laser rapidly while the disk spins. Typical laser

    write powers at the disk are S to lOmW. Reversing the coil's field direction and heating the

    media in a continuous path erases data. The moments along a track all point in the same

    direction, and the initial state of Figure 2a is achieved. The media must pass under the

    write head twice to rewrite over existing data, once to erase and a second time to rewrite.

    The Read Path

    The read process in magneto-optic recording is a polarization sensing technique.

    The laser is on continuously and linearly polarized light is incident onto the magnetic media

    as the disk spins. Upon reflection from the media, the polarization state is rotated an

  • 10

    Write Path

    Beam Steering Mirrors

    v

    Collimating ^ Laser & Lens

    1 Prism Pair

    HF Modulator [ Taohs Actuator & Objective

    Disk

    Reference Detector

    -Eg

    •80:20 Partial Polarizing Beam Splitter

    H, Coil

    tan —* Hf

    Figure 1. The Write Path and Coil

    Written "Data' Laser Pulse,

    Figure 2. The Write Process

  • 11

    amount 9* by the Kerr magneto-optic effect. Typical values of 6^ are 0.3 to 0.6 degrees.

    The direction of rotation, clockwise or counterclockwise, depends on the magnetization

    direction of the written domains in the media (Figure 2c).

    A simplified read path is shown in Figure 3 along with corresponding

    polarization diagrams. The dashed and solid arrows in the polarization diagrams depict

    rotation from oppositely oriented domains (logical one's and zero's) on the disk. Note that

    both states do not occur at the same instant in time. The 80:20 partial polarizing

    beamsplitter has the following properties of transmittance and reflectance: Tp = 0.8, Rp =

    0.2, Ts = 0, Rs «• 1.0. A description of the differential detection scheme is as follows.

    Linear p-polarized light is incident upon the disk (a). Its polarization is rotated by ±8fc and

    its amplitude is reduced after reflection (b). All of the s-component (the signal) and 20% of

    the p-component is reflected by the partial polarizing beamsplitter (c). (A fraction of the p-

    component is reflected because it is needed as a reference for the orientation of the s-

    component. If Rp was large then Tp would be small, and the beamsplitter's power

    throughput from the laser to the disk would significantly reduced write power.) If the

    polarization shown in (c) was to go directly into the detection polarizing beamsplitter (A/2

    plate removed) the differential amplifier would yield the same data signal for both a logical

    one and a logical zero because the magnitudes of the p and ^-components are the same.

    However, with the A/2 plate in place (oriented such that its fast axis makes an angle of 22.S

    degrees with the horizontal), the plane of polarization is rotated 45 degrees (d) and the

    differential amplifier's subtraction of the p-channel from the s-channel now produces a data

    signal that is positive or negative depending on the direction of the Kerr rotation.

    The partial polarizing beamsplitter used in combination with differential

    detection produces an increase in signal by a factor of ISO when compared to the signal

    generated by detecting only the .s-component of polarization rotation.1 This boost in signal

  • 12

    Simpl i f ied Read Path

    Data Signal

    Partial Polarizing Beam Splitter Tp =0.8, Ts=0

    Rp=0.2, Rs = 1.0

    0 * (a)'

    (c) v/

  • 13

    is due to a first-order dependence on when using differential detection, as opposed to a

    second order dependence on 0A when detecting only the s-component of polarization.

    Another advantage of differential detection is common mode rejection, a characteristic of

    the differential amplifier which suppress noise caused by intensity fluctuations.

    The complete head is shown in Figure 4. The actual read path employs a A/4

    plate and servo detection optics as shown. The A/4 plate improves the magneto-optic signal

    by compensating for ellipticity in the polarization of the reflected beam. The following

    explanation of how the A/4 plate effects the polarization is aided by the polarization traces

    o f F i g u r e 5 [ A ] t h r o u g h [ F ] , a n d t h e c o r r e s p o n d i n g l a b e l e d p o i n t s i n F i g u r e 4 . F i g u r e s 5 [ A ] t

    [5], and [C] show only the case of a +9* rotation representing a logical one. The initial

    polarization state incident on the media is a linear p-component as previously shown in

    Figure 3a. Figure 5 [A] shows the polarization components after the partial polarizing

    beamsplitter and just before the A/4 plate. In reality |Er | » \Er^ | and Efp and Er^ are out

    of phase by A^. Therefore, the resulting polarization is not linear, but slightly elliptical and

    rotated from the p-axis by the small angle ±9^. The reflected beam then contains two

    forms of information, the Kerr angle Qk and the amount of ellipticity (c, resulting from

    The differential detection scheme as described above can only detect the Ken-

    rotation, thus the information contained in the ellipticity is lost unless it is converted to a

    useful form. Conversion of the ellipticity can be carried out by utilizing a Babinet-Soleil

    compensator or by using a A/4 plate in conjunction with a A/2 plate. Both techniques yield

    an equal increase in the signal to noise ratio. The Babinet-Soleil compensator retards the

    phase of either the p or ^-component such that the two are in phase, producing a purely

    linear state in which the 5-component (the signal) has been maximized. The method using

    the A/4 plate deserves a more detailed description due to its complexity.

    Light incident onto the A/4 plate has the polarization properties shown in

    Figure 5 [A] and described above. The fast axis of the A/4 plate is oriented at 45 degrees to

  • 14

    Head Layout for M-0 Tester

    Collimating Lens -i Laser Sc

    HF Modulator

    Taotis Actuator Sc Objective

    Prism Pair Disk Beam

    Steering Mirrors Reference

    Coil

    30:20 Partial Polarizing Beam Splitter

    X/4 Plate [0.C.D1

    A/2 Plate Quad. Oetectar

    Astigmatic Lens Pair

    Polarizing Beam Splitter

    Data Channel 1 Sc Focus Error Signal Lens

    Data Channel 2 Sc Tracking Error Signal

    Quad. Detector

    Figure 4. The Complete Head and Read Path

  • A. S

    —E&-

    +"e7 S.

    t=0

    t= l

    t=2 t=3

    Figure 5. Polarization Traces Showing the Effects of the Quarter and Half-Waveplates

  • 16

    the p and s-axes. Visualizing the p and ^-components as acted upon separately by the A/4

    plate yields the right and left circular polarized traces as show in Figure 5 [£]. Vector

    addition of the components which sweep out the opposite handed circles produces the ellipse

    shown in Figure S [C]. Note that the major axis of this ellipse is at 45 degrees (ignore the

    phase difference A for now) and the ellipticity ratio (the ratio of the minor axis to major

    axis) depends only on the magnitude of the Kerr component, |£r |. Superimposed

    polarization traces for +0* and -0A signals are shown in Figure 5 [£>]. After the A/4 plate

    light passes through the A/2 plate (oriented such that its fast axis makes an angle of 22.5

    degrees with the horizontal) which rotates the plane of polarization 45 degrees. For a

    maximum difference signal the resulting traces should look like those shown in Figure 5 [F].

    However, because of the initial phase difference A, the major axes of the ellipses do not lie

    on the p and s-axes (see Figure 5 [£]). The A/2 plate is adjusted accordingly (away from its

    22.5 degrees setting) to compensate for this phase difference by rotating the plane of

    polarization so the axes of the ellipses lie on the p and s-axes to obtain a maximum signal to

    noise ratio (see Figure 5 [F]). A mathematical description of this process as well as results

    from increased signal to noise ratios can be found in reference 2 and 3,

    Optical Servo Paths

    Imperfections in disks and drive motors make it necessary to employ active

    servo systems to keep the laser beam in focus and on track as the disk rotates. These servo

    systems sense the position of the focused beam with respect to the disk and send electric

    control signals to an actuator which supports and positions the objective lens. The actuator

    responds by moving the objective in and out along the z-axis to maintain focus, and side to

    side along the x-axis to keep the focused beam on track. The focus servo keeps the beam in

    focus to ±0.5fim or less as it follows displacements of up to 500ftm. The tracking servo

  • 17

    maintains the beam's position on track to ±0.1 pm or better and can follow radial disk

    runouts of 100/wi. The bandwidths of the tracking and focus servos are on the order of 1 to

    5kHz.

    The focus servo scheme used in the optical head was the astigmatic focus

    method, shown in Figure 6. A spherical lens focuses the beam onto a quadrant detector and

    a cylindrical lens introduces astigmatism into the beam. The quadrant detector is placed at

    the circle of least confusion when the beam is in focus on the disk. All four quadrants of

    the detector are uniformly illuminated and the focus error signal (A+C)-(B+D) is zero at the

    in focus condition. When the disk moves in or out of the objective's focal plane the

    reflected beam will converge or diverge. This effectively shifts the primary and secondary

    image planes of the astigmatic system causing orthogonal ellipses to be imaged onto the

    quadrant detector. The focus error signal generated, either positive or negative, is processed

    by servo electronics and a control signal is sent to the actuator to focus the objective.

    The tracking servo scheme employed was the push-pull radial tracking method,

    illustrated in Figure 7. In this scheme diffracted light is reflected from grooves in the

    surface of the disk. The grooves in the disk have a pitch (radial period) of 1.6/jm and an

    optimum depth of A/8. The reflected beam from the media contains a bright zero-order

    beam and two diffracted first-order beams which are equally spaced. Interference of the

    first-order beams with the zero-order beam forms the baseball shaped interference pattern

    shown in Figure 7. The resulting intensity patterns incident upon the quadrant detector are

    shown in the figure. The tracking error signal generated is greater or less than zero

    depending on the direction of the radial offset. As with the focus error signal, this signal is

    processed and a control signal causes the actuator to correct the objective's radial position.

  • ASTIGMATIC FOCUS SERVO METHOD

    Astigmatic Lens System Quad Detector Illumination

    In focus

  • PUSH PULL RADIAL TRACKING METHOD

    (A+O) - (B+C) >0 =0

  • 20

    DESIGN OF THE MAGNETO-OPTIC HEAD

    Design Tradeoffs and Alternate Configurations

    This section describes some of the reasoning that was done during the design

    phase which led to the current head configuration. There are many forms a magneto-optic

    head can take in response to several design problems. Advice on various issues was sought

    from numerous experienced people in the field of magneto-optic recording. Their different

    ideas and sometimes conflicting solutions to problems were appreciated. The following

    paragraphs address several engineering tradeoffs and alternatives.

    A mechanism was needed to translate the laser beam in x and y at the objective

    as well as to control its angle with respect to the z-axis. It was decided that a simple v-

    mount for the laser/beam-shaping assembly and two turning mirrors would do the job in a

    compact fashion. One alterative was an x-y translation stage for the laser assembly and one

    turning mirror for the beam angle adjustment. This would not have been as compact or

    stable. The mirror mounts used were very stable flexure type mounts. These flexure

    mounts are free from stick-slip problems, have low hysteresis, and are more stable over time

    than the traditional ball bearing/spring-loaded thumb screw mounts.

    The laser should be isolated from the reflected return beam to decrease laser

    noise while reading data. The major source of laser noise is optical feedback into the laser

    cavity from reflected light.4 This feedback causes instabilities and random competitive

    mode-hopping in the cavity as well as a decreased power output.6*6 WORM and CD heads

    employ a A/4 plate between the objective and polarizing beamsplitter to combat this problem

    (see Figure 8). After passing through the A/4 plate, circular polarized light is incident on

    the disk. Upon reflection the handedness of the light is changed and after a second pass

    through the A/4 plate the polarization is rotated 90 degrees. The polarizing beamsplitter

  • optical disk

    polarizing beam

    splitter

    circularizing optics collimating / Jens objective lens laser diode / lasi

    (NT mirror p— astigmatic lens

    quad, detector

    Figure 8. Reflectivity Sensing WORM or CD Head1

    N)

  • 22

    then reflects the return light towards the detection channel, isolating the laser from the

    return beam. This will not work for a magneto-optic head since it is required that linear

    polarized light be incident on the media.

    Two options for controlling feedback induced laser noise were considered. In a

    magneto-optic scheme, a polarizing filter and a Faraday rotator can be placed after the laser

    and before the partial polarizing beamsplitter to yield optical isolation. Linear polarized

    light from the laser passes through the polarizer and Faraday rotator, remaining linear while

    its plane of polarization is rotated +45 degrees. The plane of polarization of the return

    reflected light is rotated another +45 degrees after its second pass through the Faraday

    rotator. This 90 degree rotation of the reflected light causes it to be absorbed by the

    orthogonally oriented polarizing filter. This method was not used because of four problems

    associated with Faraday rotators: cost, size, insertion loss, and isolation ratio.4

    The second noise reduction technique examined was high frequency modulation

    of the laser's DC drive current while reading data. A delay exist between the time a

    semiconductor laser is turned on and the time it reaches single mode operation.6 High

    frequency modulation (200MHz to 400MHz) of the laser's drive current from below

    threshold to a level above threshold constrains the cavity to multimode operation. Though

    the laser is not optically isolated, this method represses mode hopping caused by optical

    feedback as well as mode hopping caused by thermal effects. The average optical power out

    of the laser is much more constant and thus amplitude noise is reduced while reading data.

    This technique is easy to implement (as discussed later) and has been shown to produce good

    results.4

    A common alternative to using a partial polarizing beamsplitter to reflect part

    of the p-polarization towards the data channel, is to use a standard polarizing beamsplitter

    rotated slightly in the plane of incidence. Rotation of a standard polarizing beamsplitter

    causes the effect of a partial polarizing beamsplitter by reflecting a fraction of the p-

  • 23

    component towards the data channel. However, this technique complicates the alignment

    and mechanical design of the head. Varying with the beamsplitter's degree of rotation are

    two things: translation of the beam in the aperture of the objective, and the angle of the

    reflected beam towards the data channel. The use of a partial polarizing beamsplitter made

    the mechanical design straightforward and simple.

    The head of Figure 9 illustrates three additional aspects which were considered

    during the design period but were rejected. The first aspect shown is the disk mounted

    horizontal, parallel to the plane of the head. Horizontal mounting of the disk is common in

    most disk test systems. Vertical mounting was decided upon for two reasons. If a glass disk

    shatters in a vertical plane it is less likely to hit and injure someone than if it shatters in a

    horizontal plane. Also, the head optics are more accessible and easily viewed with a vertical

    configuration.

    The second aspect was the separation of the servo channel from the data

    channel via an additional beamsplitter. Data and servo channels are sometimes separated to

    eliminate feedthrough from the servo signals into the data signal. Feedthrough was not

    estimated to be a problem with the servo techniques chosen. The decision to combine the

    data channel and the servo channel simplified the head by reducing the number of optical

    and electrical components. Another benefit gained was a shorter write path which decreases

    laser noise as described later in the discussion of reflected pulse phase delay.

    The third aspect illustrated in Figure 9 is the 45 degrees rotation of the data

    channel instead of using a A/2 plate to rotate the plane of polarization. Rotation of the data

    channel was decided against for mechanical reasons. It is much easier to rotate and adjust a

    single A/2 plate than to mount the data channel on a separate rotatable mount and baseplate.

    It is also easier to keep the data channel aligned if it is mounted in the same plane as the

    other head components. The A/2 plate thus led to a simple, more stable and condensed

    design.

  • (MO-)Konol

    Figure 9. Alternate Configuration of a Magneto-Optic Head7

    to

  • 25

    Another design alternative was to use a Babinet-Soleil compensator instead of

    the A/4 plate. This was decided against because of the size and cost of a Babinet-Soleil

    compensator.

    The choice of astigmatic focus and push pull tracking for the servo systems was

    made because these techniques have been researched extensively and are widely used.1*8

    They are also fairly simple in principle and implementation.

    The Semiconductor Laser and Reflected Pulse Phase Delay

    Magneto-optic recording requires the laser diode to have an output power of

    20mW to 30mW so that about lOmW is incident onto the media during the write process. It

    was decided that the laser diode for the magneto-optic head would be index-guided and

    emit at 780nm. Index-guided lasers tend to have better beam properties, sharper turn on,

    and more linear output/current characteristics than gain-guided lasers.9 Astigmatism

    associated with index-guided lasers is usually 3pm to 5fim, whereas astigmatism associated

    with gain-guided lasers is typically 20pm to 60pm. Also, the intensity profile of gain-

    guided lasers is less Gaussian than that of index-guided lasers and index-guided lasers are

    less prone to feedback.4'9 Index-guided lasers are more desirable for applications that

    require a small spot size.

    A 780nm laser diode was preferred over an 830nm laser diode because reliable

    high power 780nm laser diodes are now available, and areal storage capacity increases as the

    square of the wavelength. Lists of characteristics and prices for commercially available high

    power laser diodes emitting at 780nm and 830nm can be found in Appendix A.

    The laser chosen for the head was an index-guided, 780nm Sharp LT024R10

    with a maximum output power of 30mW. Specifications and characterization data for this

    laser are included in Appendix B. This laser is packaged with a 250MHz integrated

  • 26

    oscillator which modulates the read current (rDCread) down to a hard turn off below

    threshold. This is illustrated in Figure 10; the optical power out (P0) is modulated between

    zero and some read level when the modulator control signal (Vcc) is turned on. This high

    frequency modulation forces the diode to operate multimode, reducing intensity fluctuations

    caused by mode hopping, as previously described.

    The relation between read current modulation frequency and the laser-to-disk

    optical path length, has a strong effect on laser feedback noise. (Do not confuse the

    modulation frequency here with modulation of the laser during writing. This is solely a

    read current modulation technique used to reduce noise by modulating the normally constant

    laser read current.) More specifically, laser feedback noise is a strong function of the phase

    difference between the modulated irradiance leaving the laser and the reflected irradiance

    returning to the laser.10 This noise is smallest if the reflected intensity at the laser is

    minimum when the laser's emitted power reaches a maximum. If however, the reflected

    intensity at the laser is maximum just before the laser's emitted power reaches a maximum,

    the laser is unstable and the feedback induced noise is large. An expression describing the

    phase delay of the reflected laser read pulse is given by:10

    RPPD = /^K360 degrees) [1]

    where RPPD is the Reflected Pulse Phase Delay, / is the modulation frequency, L is the

    optical path length from the laser cavity to the reflective disk, and c is the speed of light in

    air. (The phase delay described here is based on the electrical modulation frequency; it is

    not an interferometric phase delay based on the wavelength of light.)

    The frequency measured for the modulator of the Sharp LT024R10 was / =

    249.4MHz. The optical path length was minimized to yield L = 8 inches. Evaluating the

    expression above with these values yielded a reflected pulse phase delay of 122 degrees.

    Figure 11 is a plot of the laser noise to shot noise ratio versus the reflected pulse phase

    delay. The circles, triangles, and squares represent modulation frequencies of 200, 300, and

  • nruu 20mW

    J u HflAA/l/l/yyVWi/lA/IA/M u L

    High frequency modulator ON

    Figure 10. High Frequency Modulation Timing Diagram11

  • 10000

    K\ H QV

    A nu

    180 360 540 720 000

    phase delay (degrees)

    Figure 11. Laser Noise versus Reflected Pulse Phase Delay10

  • 29

    400MHz respectively. At 122 degrees the laser noise to shot noise ratio is below 10 on the

    logarithmic scale, a respectable value. Note that the minimums in noise repeat every 360

    degrees - at 90 degrees, 450 degrees, etc. To obtain a reflected pulse phase delay of 90

    degrees, with the fixed frequency of the Sharp modulator, the optical path length required is

    about 6 inches. This was too constraining for the small amount of noise reduction gained.

    For a reflected pulse phase delay of 450 degrees the path length would need to be 30 inches.

    Varying the frequency of the modulator allows easy achievement of a 90 degree

    reflected pulse phase delay and relieves the requirement of optimizing the optical path

    length. This requires an external variable high frequency oscillator to modulate the laser's

    drive current during the read operation. One problem with this is that the cables from the

    high frequency oscillator to the laser radiate interference that shows up as noise in the data

    detection electronics.13 This problem is minimized with the Sharp LT024R10, because the

    oscillator and laser are packaged in a common shielded case and the lead lengths are minute.

    The Sharp LT024R10 was an inexpensive, easily implemented off-the-shelf solution to read

    current modulation.

    Beam Truncation and Collimating Lens Selection

    Two factors guided the selection of a lens to collimate the laser's divergent

    output the size of the focusing objective's aperture, and the wider divergence angle of the

    laser's elliptical output beam (Qperp). Filling the objective lens aperture involves tradeoffs

    illustrated by Figure 12. Underfilling the objective considerably with the Gaussian beam's

    1/e1 profile effectively reduces the NAobj. This produces a larger spot size and lower power

    density on the disk. However, transmitted power is very high. Conversely, if the aperture

    is considerably overfilled (uniformly illuminated), the smallest possible spot size is obtained.

    In this case the power density and transmitted power are low. At a point between underfill

  • I '

    Irradiance

    Transmitted Power

    CO 0.5

    0 0.5 1.0 1.5 2.0

    Truncation: DIA,en9 -5- i/e2 DIAgau88jan

    Figure 12. Truncation versus Spot Diameter, Transmitted Power and Peak Irradiance1 o

  • 31

    and overfill the power density reaches a maximum. This occurs when the aperture is

    slightly underfilled at the truncation ratio given by:1

    _DIA \ e*

    objective g 1,12 [2]

    • ^^Gaussian

    As shown below, this ratio is equivalent to truncating the Gaussian at the 1/e*-6 intensity

    level. It was decided that the objective's aperture would be filled to this extent because of

    the high power density obtained and small sacrifice in transmitted power and spot size.

    The objective's aperture was first matched to the beam's intensity

    characteristics. The focal length of the collimating lens to make this match was then

    calculated and a collimating lens was selected. This process is outlined as follows. A

    radially symmetric Gaussian beam intensity profile is given by:

    /(r) » I0e

  • 32

    R - l°»i TM [ioj

    The necessary focal length of the collimating lens (fcou) can then be calculated from

    OT '»«" r I")

    sinfWj

    /coll = U, NA°"I , [12]

    Substituting R from equation [10] into the above equation yields

    NAnM

    1.90 sinjW-j

    The objective in the Taohs-PB7 actuator has a focal length of fobj = 4.3mm and a NA of

    NAobj = 0.5. The Sharp LT024R10 laser's 9perp is 29 degrees. Evaluating expression [12]

    with these values, the desired focal length of the collimating lens was fcoH » 4.52mm. The

    only other criterion to meet in selecting the collimating lens was that its aperture be larger

    than that of the objective's so truncation by the collimator would riot occur. The objective's

    aperture was 4.3mm. The collimating lens selected has a focal length of 4.52mm, an

    aperture diameter of 4.3mm, and an NAcon of 0.48. Inspection of the curves in Figure 12

    about the dashed optimization line reveals that exact optimization is not critical due to the

    flatness of the curves in this region.

    It was not surprising that the collimating lens' focal length and diameter were

    precisely what was needed since the Taohs actuator/objective is one of the most popular

    available. The collimating lens, distributed by Optima, is a four element air spaced lens

    with wavefront aberration typically less than A/10. It was designed for 785nm and all

    surfaces are magnesium fluoride anti-reflection coated. The price is amazingly low at

    $25.00 each in small quantities.

  • 33

    Beam Shaping and Correction of Laser Diode Astigmatism

    The circularizer chosen was a Melles Griot anamorphic prism pair with a fixed

    ellipticity correction ratio of 3 to 1. This was close to the laser's specified ellipticity ratio of

    2.9 to 1. The circularizer stretches the narrow axis of the elliptical beam after collimation,

    giving rise to a circular beam. If the input to the circularizer is an elliptically truncated

    plane wavefront, the output will also be a plane wavefront, since a plane stretched by three

    time in one direction is still a plane. However, if the input is a spherical or astigmatic

    wavefront, the circularizer can introduce or cancel astigmatism by stretching one axis of the

    wavefront. The following is an explanation of how the laser's inherent astigmatism can be

    corrected by defocusing the collimating lens and allowing the beam to pass through the

    anamorphic prism pair.

    The mechanical requirements of positioning the focal point of the collimating

    lens in proximity to the laser diode's facet are stringent. The relation between defocus (lf20)

    in waves and the axial distance Az is given by the relationship,

    = [13]

    For A » 780nm and an NAcotl = 0.48 the values below are obtained.

    ( * ) A t ( n m ) W „ ( A )

    1 6 . 9 0 . 8 9 0 . 1 0 . 6 9 . 0 8 9 0 . 1 4 1 . 0 . 1 2

    Table 1. Defocus, Axial Displacement, and Astigmatism

    Ignore the inherent astigmatism in the laser diode for now. Astigmatism (Wj2) induced by

    the 3X circularizer is related to defocus by W22 = (8/9)W20 as illustrated in Figure 13.

    Defocus produces a spherical wavefront and is not as harmful to the system as astigmatism

    since the focus servo will keep the scanning spot in focus despite a slight divergence in the

    beam. From the table above it is realized that in order to keep astigmatism to about A/10

  • 34

    Astigmatism = (8/9) Defocus For a 3X Prism Circularizer

    OPD Contours - Defocus No Astigmatism

    Shape of Laser Diode's Elliptical Beam Truncates Wavefront

    OPD Cross Sections Truncated by Ellipse

    vY

    I V,x 7 " ' T

    B

    H d/3 |«- h

    A=B(1/9)

    After 3X Circularizer the Beam Is streched 3X along X A and B are still the Same

    Sag = Astigmatism = B-A = B(8/9)

    *

    B is due to Defocus So Astigmatism=(8/9)Defocus

    Figaro 13. Aatigmatism Introduced by Defocus in a 3X Circularizer

  • 35

    the collimating lens must be positioned within about 1 fim of its optimum location. A

    mechanism which allows for this degree of control is described later in the section on

    mechanical design. Owing to the relation between defocus and astigmatism as illustrated in

    Figure 13, it was possible to correct for the laser's inherent astigmatism (an astigmatic length

    of £! 3fim) by adjusting the focus of the collimating lens. As the collimating lens was

    defocused the resulting astigmatism was minimized by monitoring its magnitude on a

    WYKO Ladite phase shifting interferometer (see block diagram in Appendix C). The results

    are presented later.

    Optical Path Components

    Several optical path components which deserve a brief treatment are: the

    magnetic bias coil, the reference detector, the Taohs actuator, the 80:20 partial polarizing

    beamsplitter, the waveplates, and the detection polarizing beamsplitter.

    A magnetic bias coil can be made by winding magnet wire around a piece of

    "soft" steel. An alternative is to use the coil from a 12 volt relay. A relay coil is precisely

    wound, very neat and cheap. A coil from a relay was used in the test head. The coil was

    calibrated with a Gauss meter to measure the magnetic field a fixed distance away as the

    current through the coil was varied. Typical field strength at the disk is 300 Gauss.

    The reference detector is a simple silicon detector just large enough to contain

    the beam without focusing optics. It was tilted to avoid reflection of light back to the laser.

    This external detector can be used to monitor the laser power in a feedback loop to stabilize

    the laser's output power. The photodiode built into the laser diode is not used because it can

    give false power readings due to the difference in emission between the front and back

    facets. Temperature variations of the laser package and noise in the laser caused by

    reflections can also effect the internal photodiode's accuracy.

  • 36

    The Olympus Taohs actuator was chosen mainly because of its proven reliability

    over the years.13 Its size is large compared to other actuators but it is still used in WORM

    drives today since it is dependable. Another plus was that the electrical engineering support

    at Hewlett-Packard was familiar with its electrical drive requirements.

    The 80:20 partial polarizing beamsplitter was donated by OCLI. It has

    polarization phase control built into its coatings which are non-symmetric. The orientation

    of the cube must be correct for it to act as desired with minimal phase retardation of the

    polarization. The exact ratio of Tp to Rp is not critical but it should be realized that the

    fraction, Rp, of the power incident on this beamsplitter is lost on the way to the disk. This

    beamsplitter also cleans up the laser's polarization before the disk, reflecting any unwanted

    s-polarization.

    The half and quarter-waveplates selected were zero-order optically contacted

    waveplates. Zero-order waveplates are less sensitive to wavelength variations, making them

    ideal for laser diode applications. A ±2% deviation from the center wavelength results in a

    0.01 A retardance error (3.6 degrees). These waveplates are also fairly insensitive to

    temperature changes. A typical temperature coefficient is 0.0001A per degree Celsius. The

    waveplates, purchased from Karl Lambrecht, are AR coated and mounted in a small barrel.

    The detection polarizing beamsplitter is a half inch cube, also from Karl

    Lambrecht. Its extinction ratio is 500 or better, and it is AR coated as well. The read path

    function of the servo optics is to focus light onto the quadrant detectors. The signals from

    the quadrants of each detector are summed for the purpose of the differential data channel.

    If the servo channel was separated from the data channel, the data channel detectors would

    be single element detectors.

  • 37

    Focus and Tracking Servo Optics

    The servo optics consist of an astigmatic lens pair in the focusing channel and a

    single element lens in the tracking channel. The servo function of the astigmatic lens pair is

    to introduce astigmatism for focus error detection. These elements are AR coated one inch

    optics, purchased from CVI. The spherical lens of the astigmatic lens pair and the single

    element lens in the tracking channel both have a focal length of 100mm. The cylindrical

    lens has a focal length of 150mm. The active area of the quadrant detectors is 1mm1; each

    quadrant is 0.5mm on a side. The gap between quadrants is 10/wi. These detector were

    purchased from United Detector Technology.

    The focus servo design was done by Scott DeVore with software he had

    previously developed.14 The spherical lens is placed before the cylindrical lens in the beam

    path. The thin lens separation is 46.75mmt and the distance from the rear principal plane of

    the cylindrical lens to the detector plane is 45.22mm. The characteristics expected from the

    design model are shown in Figure 14. Figure 14a is the focus error signal, (A+C)-(B+D)

    normalized by the sum. The horizontal axis of this plot is the displacement of the disk.

    Figure 14b shows the anticipated spot on the detector at five equally spaced increments

    centered at the zero crossing of the focus error signal. The focus error signal is not

    symmetric about the zero crossing, thus the blurs are not symmetric.

    The tracking servo was not simulated since the diffraction pattern is entirely

    dependent upon the various groove structures of the different media used. The only

    requirement is that the spot is centered on the detector. A spot diameter roughly equal to

    the "in focus" spot on the focus servo detector is desired. A 100mm lens was used to project

    the spot onto the detector since the same focal length lens was used in the focus servo

    channel. This was done to keep the two servo channels as symmetric as possible for the sake

    of differential detection.

  • 38

    1.00

    •f§t ilHUUflMi'ftuii ErMA ilfiWL " ' 117577!?-Univarsllv of AZ Itodla T«*t«r — ISO m cvl 17:2C:1S

    /\^

    -1.00 -49.00 FOCU ERROR (unl 43.00

    res 1IHULAT1W: GETECTOA BUJA vm KPUUt Unlwralty of AZ Had la Tutor — ISO m cvl

    il/07/lf 17:30:31

    A / YW ' X? ; y ' /

    B

    Figure 14. The Focus Error Signal (a), and The Intensity on the Detector at Focus and at Two Equally Spaced Locations On Each Side (b)

  • 39

    Mechanical Design

    The mechanical design was the most time consuming aspect of the project.

    Since modularity was a key issue, the majority of components were mounted separately

    within the limits of practicality. The mounts that were designed and machined accounted

    for 65% of the component mounts. Of the mounts that were purchased, 50% required

    machining for modifications. Some of the more interesting aspects of the mechanical design

    are discussed below.

    Micron control of the distance between the collimating lens and the laser's facet

    was needed to correct for astigmatism using defocus, as previously mentioned. Two

    mechanical parts that provided this control are the mount and threaded barrel of Figure 15.

    The threaded barrel that holds the collimating lens is brass and the threaded mount is

    aluminum. The threads on the O.D. of the barrel and I.D. of the mount are 80 pitch, class

    3A threads. Three angular degrees of rotation is a small rotation to achieve with a steady

    hand and a screwdriver, but one degree is difficult without a special lever arm. A three

    degree rotation of an 80 pitch thread yields a 2.6/un displacement and a one degree rotation

    yields a 0.9tim displacement. A special lever arm was designed and it was decided that

    iterative trial and error positioning of the collimating lens would be necessary. Thermal

    calculations for a 5mm length of aluminum revealed a displacement of O.lnm/K, an

    acceptable value over the expected changes in room temperature. Once in position, the

    threaded barrel was held in place by glue. A low viscosity, low shrinkage glue was injected

    - into the glue hole. A set screw was not appropriate because tightening the setscrew would

    displace the barrel more than a micron. The threaded mount fits into a circular hole in the

    barrel of the anamorphic prism beam shaper and is held in place by a set screw. The laser

    is attached to the threaded mount via two small screws.

    Most of the mounts were machined out of standard 6061-T6 rolled aluminum.

  • 40

    Mount

    Laser Diocle

    Threaded Barrel

    -Glue Hole

    Bean Shaper

    •CoUlnating Lens

    Figure 15 Threaded Mount and Barrel for Positioning of the Collimating Lens

  • 41

    The baseplate for the head was made of tooling plate aluminum. This is a cast aluminum (as

    opposed to rolled) which is stiffer and has better thermal properties than 6061-T6

    aluminum.

    The baseplate of the head is attached to the head translation stages through a

    semi-kinematic mount. This mount allows removal and remounting of the head without

    realignment. The angular repeatable accuracy of the head with respect to the disk was

    measured to be 15 seconds of arc.

    Many of the mechanical parts were designed on a computer with a mechanical

    CAD drawing package. The overlay or layer capabilities of the CAD package proved to be

    invaluable, especially for the more complex parts and assemblies. Design error was reduced

    through a visual verification of the proper mating of parts.

  • 42

    ALIGNMENT OF THE OPTICAL HEAD

    Optical and Mechanical Alignment

    The alignment of the laser and beam shaping assembly was done at WYKO

    Corporation with the assistance of the Ladite interferometer. The remaining components

    were aligned as they were fastened to the head's baseplate with the aid of an autocollimator

    and an alignment aperture. The detectors and actuator were mounted on small xyz-mounts

    which were adjusted during operation of the head while viewing signals on oscilloscopes.

    The laser was centered in the aperture of the collimating lens by measuring the

    beam position at the collimating lens, and then about eight feet away in the +z direction.

    Positioning it was not as difficult as trying to compensate for its movement when the two

    mounting screws were tightened. Once the laser was centered, the beam was roughly

    collimated by inspection of the spot size near and far from the laser. Alignment and

    collimation was done at the laser's read power since astigmatism changes with output power

    and it is during reading that we are most concerned with beam quality. The following

    iterative procedure is outlined with numbered steps.

    1) The laser and collimating lens mount were attached to the circularizer and mounted to

    the Ladite.

    2) The laser and collimating lens mount assembly were rotated with respect to the

    circularizer while viewing the intensity pattern in real time. When the intensity pattern was

    circular the circularized setscrew fixed the mount's position.

    3) Data was taken on the amount of astigmatism and the RMS wavefront error with tilt and

    defocus removed.

    4) The laser and collimating lens mount were then removed from the circularizer and the

    collimating lens barrel was defocused slightly by tapping the threaded barrel to produce a

  • 43

    small rotation.

    5) Go to step one and repeat procedure.

    This was done for about 12 iterations until a low value of astigmatism was obtained through

    the proper amount of defocus (see results section). The collimating lens position was fixed

    by gluing its threaded barrel in place. Tilt and defocus were removed from calculation of

    the RMS wavefront error since tilt depends on the alignment of the head with respect to the

    disk, and defocus is corrected by the focus servo and actuator.

    Rough alignment of the beam on the optical head with respect to various

    components was accomplished by passing the beam through an alignment aperture and

    watching the reflected beam on the periphery of the aperture. When the beam passed back

    through aperture the reflective component was roughly in the right place. The alignment

    aperture was a quarter inch diameter rod with a 0.05 inch diameter hole at the optical axis

    height. Two alignment apertures were made. The baseplate was designed with mounting

    holes for these apertures at proper locations.

    The alignment apertures were used to get a component close enough to its

    desired position so that a reflection off of the component could be seen in the field of view

    of the autocollimator. With the autocollimator, the component could be positioned within

    several minutes of arc. Some of the components were shimmed with brass shim stock for

    fine angular adjustments. The following list gives the positional accuracy of several head

    components. The autocollimator's vertical and horizontal cross hair's angular displacements

    are denoted with V and H. WRC implies that the alignment was Within the Resolution of

    the Cross hairs (about IS seconds of arc or less). Minutes of arc is denoted by "min".

    1) P-polarization out of the laser was ±2 degrees to the horizontal

    2) 80:20 PBS - Hi 3 min, V: WRC

    3) Actuator mounting flange, over x^-range of travel - H: WRC, V: 3 min

    4) A/4 plate - ff: WRC, V: WRC

  • 44

    5) A/2 plate - H: 3 min, V: 3 min

    6) Detector PBS - H: 0.5 rain, V: 0.5 min

    7) Disk w.r.t. Beam H: WRC, V: 1 min

    Focus and Tracking Detector Alignment

    The quadrant detectors were initially aligned in x and y by eye. The focus

    servo was aligned by slightly tilting a reflective non-grooved disk and spinning it so it

    moved inside and outside of focus. The focus actuator could also have been ramped in and

    out of focus with a function generator. With the disk wobbling the actuator was disabled.

    All four quadrants of the focus detector were connected to a four channel scope. The

    detector's position was varied until four responses of approximately equal magnitude were

    seen on the scope. The detector was moved around while trying to get the traces of diagonal

    quadrants, (A&C, B&D) to overlap (the cylindrical lens was at 45 degrees to the horizontal).

    Overlapping of diagonal quadrants signified that these quadrants were equally illuminated

    and that the spot was centered. Quadrant scope traces looked like those shown in Figure 16.

    If the diagonal quadrant's traces crossed each other, this signified that the spot was being

    translated on the detector as the disk went through focus. This occurs when the beam is not

    centered in the objective; the chief ray is displaced from the center of the objective. The

    objective was then translated to uncross the traces. This moved the spot on the detector and

    the detector was repositioned until the diagonal quadrants' traces overlapped. This method

    was iterated until the diagonal's traces overlapped and did not cross. The focus servo was

    then able to lock on focus. A detailed and well illustrated method for adjusting an

    astigmatic focus servo can be found in reference 15.

    To align the tracking servo a reflective non- grooved disk was placed on the

    spindle. Each quadrant of the tracking detector was connected to a separate channel of a

  • Figure 16 Typical alignment sequence using a quadrant detector. Both FES and quadrant signals are shown. The alignment progresses from a centered detector with a moving blur (a and b) to a stationary blur that is no longer centered (c and d). At this point the detector needs only to be moved to the center of the blur, and the alignment will be complete.15

  • 46

    four channel oscilloscope. The detector was centered by equalizing the response of all

    quadrants when the beam fell on the detector. A grooved disk was placed on the spindle

    and the tracking servo locked up after some adjustments in the electronics.

    Alignment of the Beam to the Disk and Related Aberrations

    It is critical that the scanning beam be normal to the disk. A tilted disk or

    misaligned head can cause read back errors due to aberrations introduced by the disk's

    protective layer and clear substrate. These layers, treated as one substrate, act as a plane

    parallel plate with a typical refractive index of n = 1.57 and a thickness of T = 1.2mm.18

    Coma can be introduced by a decentered or tilted objective lens, but it is much more

    sensitive to the angle of tilt between the focused beam and the disk substrate. Astigmatism

    is also introduced from this tilt but it is negligible compared to the amount of coma

    introduced by the same tilt angle. The expressions for coma (1K31) and astigmatism (Wiz) in

    terms of waves are given by:16*™

    = t14l

    n^r(NA)2^ ll5]

    where yS is the tilt angle in radians and T is the substrate thickness. If the coma lobe (see

    Figure 17) of the spot on the disk is oriented towards neighboring tracks it can cause cross

    talk16 as well as tracking errors." A quarter wave of coma is about the limit that the system

    can be tolerate.17 A plot of Wai verses /9 in degrees, is shown in Figure 18. Values from

    the head, used in the plot were A=780nm, «=1.57, 7=1.2mm, and NAobj=0.5. The plot shows

    that a tilt of 0.4 degrees produces a quarter wave of coma. The amount of astigmatism

    introduced at this same angle is -0.003 waves, two orders of magnitude less.

    Spherical aberration introduced by the plane parallel plate substrate is given

  • 47

    Figure 17 Intensity Distribution of a Focused Spot Containing Coma18

  • 48

    yd

    7

    0.4 0.6 0.8 1.0 1.2 Beta (degrees)

    1.4 1.6

    Figure 18 Coma versus Tilt Angle Between the Beam and Disk Substrate

  • 49

    by:10

    - T̂(NA>'

    The objective lens is designed to correct for this by introducing the same amount of

    spherical aberration of the opposite sign. The amount of spherical aberration present

    without correction is very large: 4.5 waves for A=780nm, n=1.57, r=1.2mm, and NAobj=0.5.

    Although the objective was designed to correct for this, allowed thickness variations in the

    substrate of ±0.05mm18 can produce ± 0.2 waves of spherical aberration. The objective lens

    in the Taohs actuator was designed for «=1.5, not m=1.57. This difference combined with

    the thickness variations above yields a worst case of 0.29 waves of spherical aberration

    introduced. This would reduce the peak intensity of the focused spot a considerable amount

    (roughly 20%) if no refocusing was done.

    The astigmatic focus servo works to reduce this aberration by introducing

    approximately -0.65 waves of defocus for every one wave of spherical aberration.16 The

    peak intensity after refocusing is only reduced by about 5%.1B The spot quality is then

    considerably better than if no refocusing were done. With spherical aberration introduced in

    the reflected beam, the focus servo tends to refocusing more towards the marginal side of

    focus than the paraxial side.

  • 50

    RESULTS

    An OPD plot and wavefront data from the WYKO Ladite are shown in Figure

    19. The astigmatism value of 0.125 waves in the lower half of the figure was the value that

    was monitored and minimized while adjusting the defocus. The RMS wavefront error is

    0.029 as measured out of the circularizer. If the RMS wavefront error before the objective

    is less than 0.05 it does not have a significant effect on the spot size.19 The intensity

    profiles and point spread function are shown in Figures 20 and 21. The horizontal axis of

    the intensity profiles is scaled such that 1 => 3mm. The vertical axis is not normalized to

    unity at the peak intensity and thus the 1/e2 points are not as indicated. The \/el diameter

    is larger than that shown in the figure.

    The assembled head is shown in Figure 22. The actuator and objective

    assembly is the round object just above and to the right of the watch band. Above and to

    the right of this, with wires coming off of it, is the laser diode and built-in modulator. On

    the left of the figure three electronics boards can be seen. The larger horizontal board to

    the left is a data channel board. The two smaller boards are preamplifier boards for the

    quadrant detectors.

    At the time of this writing the tester has not been calibrated and thus detailed

    test results are not available. The optical head has been shown to read, write, and erase data

    with a carrier to noise ratio of 50dB. This carrier to noise ratio was obtained without the

    A/4 plate in place and without the laser read current modulated. Both the A/4 plate and the

    modulation of the read current will increase the carrier to noise ratio. The current

    configuration of the laser driver does not allow operation of the modulator.

  • Neui Data

    r ois : 0 . 02 9 u / v : 7 0 0 . 0 n m

    0 3 : 4 2 0 7 / 0 9 / 3 9

    OPD

    -a.eg -0.23

    T F

    p — v : 0 . 3 1 3 pupil: 3 7'<

    O r l « n t * t l o n

    • r

    C T r o n t 1

    a.a?

    9, SI

    a. i?0

    o. 093

    - a . BBS

    -ft.144 Ul 1, tr-*0 Li -O.144

    WYKO

    LADITE CVer 4.21] Today's Data: 07/09/89

    New Data Tina: 63:42 Oats: 67/09/89

    SE]DEL ABERRATION COEFFICIENTS OF KWEFRONT: AMT ANGLE TJ LT

    FOCUS AST1C com SPHERICAL

    2.275 0.177 0.125 0.077 0.023

    -259.8

    -38.7 -47.9

    LONGITUOINAL ASTIGMATISM 0.9 ua

    ABERRATIONS REMOVED: TILT FOCUS

    X CENTER V CENTER

    129.0 108.5

    RADIUS

    90.8

    PUPIL: 97X

    OATfl PTS PEAK

    23144 0.176

    VALLEY P-V -6.144 0.313

    RHS 0.029

    ftPOOJZED UEOGE STREHL RATIO 1.00 0.979

    WYKO

    Figure 19 OPD Wavefront Plot and Wavefront Error Values of The Collimated and Circularized Laser Diode Beam

  • New Da ta 03 :42 07 /09 /89

    intensity ;:;,m0,s;s f l p t r t u r > H t d t h : t . A S X P R O r i L E 0 . 7 6 0

    0 . 3 B 0 -

    0. 000 1 . 0 -0.5 0.0 0 .5 1 . 0

    R e l a t i v e D i s t a n c e i n P u p i l

    MYKO

    Neui Da ta 03 :42 07 /09 /09

    INTENSITY p^r-9™ B p i r t u r a H t d t h t 1 . H f l Y P R O F I L 0 . 3 7 4

    0 . 2 1 9 -

    0. 000 0 .5 1 .0 0 .0 1 . 0 -0 .5

    R e l a t i v e D i s t a n c e i n P u p i l

    MYKO

    Figure 20 Intensity Profiles of The Shaped Beam Note; Vertical Scale is Not Normalized

  • N e t u D a t a

    S t r e h 1 : 0 . 9 7 3 5 i : s ! 9 . 3 6 u m f l p o d i z a d

    0*J: 42 07/09/89

    PSF

    l /•

    T F

    u j » / : ? 9 0 . O n m pupil: 3 7

    p l o t I C l I t ! Q . 9 7 Q t t r a h l u n i t s

    Q d e g 9 0 d e g

    - 4 5 d e g

    WYKO

    N e w D a t a

    3s 0) L © C a TJ

  • 54

  • 55

    CONCLUSION

    Operating principles of the head were described in terms of the write path, read

    path, and servo path. Design alternatives were then reviewed and design decisions were

    justified. Key issues of the optical head design were presented. Among these were an

    explanation of reflected pulse phase delay, collimating lens selection for optimum beam

    truncation at the objective, and correction of laser diode astigmatism. Alignment issues

    were then addressed.

    The optical head's capabilities to read, write, and erase data were successfully

    demonstrated. The carrier to noise ratio obtained without complete optimization of circuitry

    and optics is very promising. Meaningful test results will follow the complete calibration

    and interfacing of the system's optics, electronics, and software.

  • APPENDIX A

    Commercial Laser Diodes

  • HIGH POWER LASER DIODES 780 nm

    Mfg. G=Gain Max 0*@ x Astig Price Pt.# I=Index P™ 6° 0£ Pout A (urn) (U.S.Dol)

    Guided (raW) (mW) fom) 1 pc.

    HITACHI 7838G I 20 10 26 20 780 146.00

    MITSUBISHI ML6702A ! 30 12 23 30 780 175.00

    6412N/C I 30 12 21 30 780 175.00 6411A/C 20 12 30 10 780 81.70

    TOSHIBA Told

    121/122 I 20 10 27 20 780 package 127 I 20 10 27 20 780 121T I 30 9 20 30 780

    SHARP LT024 I 30 10 29 20 780 3 260.00 LT024R10 I HF modulation built in 389.00

    SONY SLD201U-3 G 50 14 28 40 780 10 180.00 SLD201V-3 G 50 14 28 40 780 40 180.00 SLD201U G 20 13 28 15 780 4-10 SLD20IV G 20 13 28 15 780 40-60

    Table 2 780nm Commercial Laser Diodes

  • HIGH POWER LASER DIODES - 830 nm

    Mfg. & Mndex Max fif@ Pries Part# G-Gain P„ 9® Si P« A Astig (U.S.Dol)

    Guided (mW) (mW) (nm) (/ttm) 1 pc.

    NEC NDL3I10 30 12 30 830 2 S

    hitachi 8351E 50 9 27 50 830 8.5 1,030.00 8318E 40 11 25 40 830 4 560.00 8312E 20 10 27 10 830 256.00 8312G 20 10 27 10 830 256.00 83143E/G 30 10 27 30 830 307.00 83J5E 20 10 27 10 830 1,030.00

    qrtel XL303 30 30 30 30 835 1,150.00

    MITSUBISHI ML5702A I 30 12 21 30 820 175.00

    5412N I 30 12 23 30 820 175.00 5415N I 30 11 26 30 825 407.50

    toshiba Told

    131/132 I 35 10 27 35 830 131TR I 40 9 20 40 830 131T I31TV I 35 9 20 35 830 13SA I 30 10 27 25 830 136 A I 25 10 27 20 830 137 I 40 10 27 35 830 151/152 I 35 10 27 30 810 153/154 I 25 10 27 20 810 155 A I 25 10 27 20 810 157 I 35 10 27 30 810

    sharp LT015 I 40 10 27 30 830 LTO15RI0 I 40 10 27 30 830 LT016 I 40 810

    PHILIPS amperex CQL61A G 20 35 40 20 820 20 CQL62A G 40 30 38 40 820 20

    SONY SLD202U-3 G 50 13 28 40 820 SLD202V-3 G 50 13 28 40 820 7 SLD20V G 25 13 28 20 820 SO

    Table 3 830nm Commercial Laser Diodes

  • APPENDIX B

    Sharp LT024R10 Characteristics

  • 60

    Optical Power Out VS. Input Current Sharp LT024R10 Laser # 3

    o. ro

    if).

  • 61

    Sharp LT024R10 Laser Diode No. 3

    1.00 -I

    oo

    — 0.50 -Ld

    o.oo TTT ' ' • I | I -40.0-30.0-20.0-10.0 0.0 10.0 20.0 30.0 40.0

    THETA PERPENDICULAR

    Figure 24 Relative latensity versus Theta Perpendicular

  • 62

    Sharp LT024R10 Laser Diode No. 3

    1.00 H

    cn

    L±J

    ^ 0.50 -LLI

    h ;

    0.00 -10.0 -5.0 0.0 5.0 10.0

    THETA PARALLEL

    Figure 25 Relative Intensity versus Theta Parallel

  • APPENDIX C

    WYKO Ladite Block Diagram

  • DETECTOR

    FOUNNQ ynttvt «T FOCUSN6 LOIS

    BEAM SPUTTER ft

    FUP-IM BEAU BLOCK| SHUTTER k—if

    4?=Q= REFERENCE ARM

    COUJUMMB (£N3 FOCUSMO LENS

    77ZZZZZZA

    TOWAlV

    ACCESS APERTURE 'sssssss/y/s/rsssA

    Q BEAU BLOCK

    TEST ARM

    EXTERNAL̂ ALIGNMENT MIRROR

    EXTERNAL l/j CENTERHO MIRROR

    M k UK ID

    FOLDING MIRROR |2

    "ilUP-W ^CENTERING LENS

    BEAM REIMAGMC LENS H

    FUP-IH ALIGNMENT LENS

    W BEAM REniACWO LENS |2

    VAJOFLE ATTENUATOR

    COUJMATMO LENS

    rZT MIRROR

    REIMAGING ARM

    SEAM SHJTIEH f 2

    ENTRANCE PUPfL (THEORETICAL POMT I INCH . „«. ™OU EDGE OF INTERFEROMETER) LASER SOURCE POSITION

    Figure 26 LADITE Block Diagram20 o •Ct

  • 65

    REFERENCES

    1. Sincerbox, G.T., "Miniature optics for optical recording", Gradient-Index Optics and Miniature Optics, Proc. SPIE 935, pg 63-76, (1988)

    2. Wolniansky, P., Chase R., Rosenvold, M., Ruane, Mansuripur M., "Magneto-optical measurements of hysteresis loop and anisotropy energy constants on amorphous Tbx Fej_x alloys" J.Appl.Phys.60(l), (1986)

    3. Milster, T.D., "Characteristics of Phase-compensation Techniques in Magnetooptical Read-back Systems", for publ. in Polarization Considerations for Optical Systems, SPIE, San Diego, CA (1989)

    4. Finkelstein, B.I., "Laser-feedback noise in magneto-optical recording", Optical Storage Technology and Applications, Proc. SPIE 899, pg 69-76, (1988)

    5. Ojima, M., Arimoto, A., "Diode laser noise at video frequencies in optical videodisc players", App. Opt. 25(9), 1404, (1986)

    6. Arimoto, A., Ojima, M., "Optimum Conditions for the High Frequency Noise Reduction Method in Optical Videodisc Players", App, Opt. 25(9), 1398, (1986)

    7. Keppler, and Goldman, "Analysis of Magneto-optic Media for Optical disk drives", Optical Storage technology and Applications, Proc. SPIE 899, pg 69-76 (1988)

    8. Mansuripur, M., "Analysis of astigmatic focusing and push-pull tracking error signals in magnetooptical disk systems", App. Opt. 26(18), pg 3981-3986 (1987)

    9. Hecht, J., The Laser Guidebook, McGraw-Hill, USA, pg 246-270 (1986)

    10. Call, D.E., and Finkelstein, B.I., "Dependence of laser-feedback noise on optical-path length", Optical Data Storage Topcial Meeting SPIE Vol. 1078, pg 272-278 (1989)

    11. Sharp Laser Diode User's Manual, Sharp Corporation, Osaka, Japan (1988)

    12. Private communication with Blair I. Finkelstein, University of Arizona, Optical Sciences Center, (1989)

    13. Private communications with Scott B. Hamilton, Apex Systems, Inc., Boulder, CO (1988)

    14. Private communications with Scott DeVore, University of Arizona, Optical Sciences Center. (1989)

    15. DeVore, S.L., "Simulation Methods for Optical Disk Drive Functions", Ph.D. Dissertation, University of Arizona (1988)

    16. Braat, J., "Read-out of Optical Discs", in Principles of Optical Disc Systems, ed. G. Bouwhuis, Adam Hilger, Bristol (1985)

  • 66

    17. Private communication with Scott L. DeVore, Tom D. Milster, Blair I. Finkelstein, University of Arizona, Optical Sciences Center, (1989)

    18. Zajaczkowski, J.S., "Proposed American National Standard, Unrecorded Optical Media Unit for Digital Information Interchange - 130mm Reversible Optical Disk Cartridge", Revision X3B1I/88-094R2, (1988)

    19. Private communications with Tom Milster, University of Arizona, Optical Sciences Center. (1989)

    20. Instruction Manual for LADITE Laser Diode Tester, WYKO Corporation, Tucson, AZ (1987)