AN ANATOMY OF DISSENT & REPRESSION: The Criminal Justice System and the 2011 Thembelihle Protest

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    AN ANATOMY OFDISSENT & REPRESSION:

    The Criminal Justice System andthe 2011 Thembelihle Protest

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    Acknowledgments

    This research report was written by Michael Clark (legal researcher at SERI) and edited

    by Jackie Dugard (senior researcher at SERI), Kate Tissington (senior researcher at

    SERI), and Lauren Royston (director of research and advocacy at SERI). The field

    research for this report was conducted by Thapelo Tselapedi (research and advocacy

    officer at SERI). Thanks to the Thembelihle Crisis Committee (TCC), Siphiwe Segodi

    and Nicolette Pingo for their helpful participation in the research process.

    The cover photo of this report and photos in the text were taken by Phillip de Wet.

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    Michael Clark

    2014

    AN ANATOMY OFDISSENT & REPRESSION:

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    ACRONYMS

    ANC African National Congress

    ANCYL African National Congress Youth League

    CBO Community Based Organisation

    DA Democratic Alliance

    ISN Informal Settlement Network

    TCC Thembelihle Crisis Committee

    MMC Member of the Mayoral Committee

    MEC Member of the Executive Council

    OKM Operation Khanyisa Movement

    PR Proportional Representation

    POP Public Order Policing

    POPCRU Police and Prisons Civil Rights Union

    SABC South African Broadcasting Corporation

    SAPS South African Police Service

    SERI Socio-Economic Rights Institute of South Africa

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    TABLE OF CONTENTS

    Acronyms ...............................................................................................................iv

    Executive Summary ..............................................................................................3

    1. Introduction ........................................................................................................72. Background and Context ............................................................................. 11

    2.1 Thembelihle Informal Settlement ........................................................................ 11

    2.2 Thembelihle Crisis Committee (TCC) ................................................................ 15

    2.3 2011 Local Government Election ......................................................................... 17

    3. The Thembelihle Protest of September 2011 ....................................... 21

    4. Aftermath of Protest: The Criminal Justice System ........................ 33

    4.1 Arrest of Miya ............................................................................................................ 35

    4.2 Bail Proceedings ....................................................................................................... 38

    4.3 Criminal Prosecution of Thembelihle Protestors ......................................... 47

    5. Popular Dissent and Repression in South Africa ............................... 51

    5.1 Criminalisation of Protest ..................................................................................... 53

    5.2 Increased Police Brutality .....................................................................................54

    5.3 Challenges with Public Order Policing ............................................................ 55

    5.4 Targeting Local Activists .......................................................................................56

    5.5 Abuse of the Criminal Justice System ............................................................. 57

    6. Conclusion ....................................................................................................... 59

    7. Bibliography ..................................................................................................... 61

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    Executive Summary

    Since 2004, and escalating in recent years, South Africa has experienced a significantnumber of local protests in poor urban areas. These protests are often referred to as

    service delivery protests as they are frequently related to the inadequate socio-

    economic conditions of poor communities, including a lack of basic services and social

    amenities. In many respects, these protests can be viewed as a claim for the realisation

    of socio-economic rights by poor communities. The week-long protest in Thembelihle,

    near Lenasia, Johannesburg in September 2011, was such a case. Frustrated by an

    unaccountable and unresponsive local government that frequently disregarded the

    communitys on-going demands for access to adequate basic services, Thembelihle

    residents took to the streets. Their demands, however, were dismissed by local and

    provincial government alike, and met with a forceful police clamp-down. In the aftermath

    of the protest, arrest and criminal prosecution (often on frivolous charges) was used

    to harass community members and specifically to target community leaders, marking

    an alarming trend in which the criminal justice system is used by the government to

    suppress popular dissent.

    This report highlights how these developments contribute to the on-going frustrations

    that many local communities experience while attempting to secure their place in SouthAfricas democracy, and exposes the machinations of the state apparatus, particularly the

    criminal justice system, in attempting to silence dissent. By documenting this case study

    of protest and repression, the report seeks to understand the protest in Thembelihle

    specifically, and rising dissent in South Africa more generally. It aims to illustrate the

    growing trend of state repression of popular protests in poor urban areas and detail

    how the state employs the criminal justice system to vilify, criminalise and suppress local

    communities advocating for socio-economic development.

    Thembelihle Informal SettlementThe Thembelihle informal settlement is located in the south of Johannesburg. It is densely

    populated, with roughly 7 000 households living there. For over a decade before the 2011

    protest, and led by local CBO the Thembelihle Crisis Committee (TCC), the community

    struggled to petition the City of Johannesburg for the provision of basic services at the

    settlement, including electricity, water and sanitation services. Little success, however,

    came out of their efforts. In February 2011, seeing the upcoming local government

    election as an opportunity, Thembelihle residents renewed their petition to the municipal

    authority by mobilising through protest and handing over a memorandum of demands.

    However, in spite of the election as ward councillor of ANC candidate Janice Ndarala,

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    who had participated in the Thembelihle protest in February, no response came from the

    City for the next six months. Relations between the new ward councillor and the TCC

    quickly soured, and no negotiations materialised. Only after another protest march in

    August 2011 did the City acknowledge receipt of the residents demands. However, even

    this acknowledgment was significantly delayed, and the Thembelihle community and

    the TCC became increasingly dissatisfied with the City and ward councillors apparentapathy towards their concerns.

    The Thembelihle Protest of September 2011The now infamous Thembelihle protest, which had as many as 1 500 participants, began

    on 5 September 2011. Protestors blockaded the roads, threw stones at on-coming

    motorists, and damaged public property. Some reported that the tension was further

    exacerbated with the arrival of the Public Order Policing (POP) unit which fired rubber

    bullets and tear gas at the crowd, and made multiple arrests. While the police identified

    TCC leaders as ring leaders who incited the violence, this allegation was disputed by

    TCC members, and the police later recognised that some TCC leaders played a significant

    role in subduing the violence.

    The protest continued into the next days, while the TCC attempted unsuccessfully to

    meet with government officials. However, the MEC for Local Government and Housing

    Humphrey Mmemezi, during his visit to the community on the second day of the protest,

    outright refused to address the communitys grievances, saying that water and electricity

    would not be installed and residents would be relocated. He further suggested that thecommunitys grievances were being used by the TCC (whose preferred ward councillor

    candidate lost in the local government election), and later said that they would deal with

    the protestors. At the same time, the police had begun to clamp down on the protest.

    They entered houses and physically and verbally abused various Thembelihle residents.

    Several members of the community were arrested. There were also allegations that live

    ammunition was fired at a community member. Amidst the chaos, criminal elements

    began to take advantage of the situation, breaking into shops and destroying property.

    On 8 September, the fourth day of the protest, Gauteng Premier Nomvula Mokonyane

    condemned the protestors behaviour at Thembelihle, stating: We will not tolerate

    anarchy and unruly protestors. The police took the statement as implicit authorisation

    for further suppression. After several more arrests, they declared Thembelihle to be

    under control.

    The Criminal Justice SystemOn 13 September Bhayi Bhayi Bhayiza Miya, a prominent community leader and

    spokesperson of the TCC, was arrested on charges of public violence and intimidation.

    While the police alleged that he had been actively avoiding arrest, Miya claimed that he

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    was arrested when he voluntarily attended a meeting scheduled at the police station. In

    spite of the scant evidence assembled against Miya, his bail proceedings were protracted.

    Indeed, it seems that Miya was singled out for his role in the TCC, being the only arrested

    resident denied immediate bail. Additional charges, on which no further evidence was

    provided, were also brought against him and it became apparent that the state sought to

    detain Miya for his role in the protest. Not only did the prosecution attempt to attributeall of the negative consequences of the protest to Miya personally, but it also sought

    to hold Miya in preventative detention, claiming that his release would result in further

    protest action at the settlement. The High Court eventually overturned the trial court

    Magistrates decision to deny bail, and ordered Miyas release on bail. By this time, Miya

    had spent more than a month in detention.

    In the wake of the protest Miya, and 13 other demonstrators (including three minors)

    who took part in the protest, faced criminal prosecution on charges of public violence

    and malicious damage to property. The criminal proceedings were largely based onunsubstantiated charges, with little or no evidence linking any of the accused to the

    commission of criminal acts. It seemed increasingly likely that the main purpose of

    the prosecution was either to punish the residents for having embarked on legitimate

    demonstrations, or derail the protest campaign aimed at socio-economic development

    at the settlement. After a manifestly unlawful delay in proceeding with the case, including

    nine postponements over a period of seven months, the case was struck off the roll.

    Popular Dissent and Repression in South AfricaEvents at Thembelihle raise several significant concerns about government responses tolocal protests and expressions of popular dissent. Over the past few years, the various

    branches and functionaries of government have attempted to suppress such protests

    through various means. The line between protests and criminal activity has been blurred,

    enabling the government to label protests illegal and allowing the police to react with

    increasing brutality. Furthermore, as Miyas arrest and bail proceedings show, local

    community leaders are specifically targeted for arrest and criminal prosecution. Criminal

    charges are often brought against protestors on little or no substantiated evidence, and

    proceedings are excessively delayed to prolong detention and intimidate community

    activists. The criminal justice system is not so much used for the genuine prosecution of

    criminal activity, but is rather employed to deter and suppress popular dissent.

    The Thembelihle communitys frustration with the governments failure to engage with

    their grievances and demands was exacerbated by the governments suppression of

    the protest through the police services and the criminal justice system. It is clear that,

    without the guarantee of the civil and political rights to speak out and collectively

    mobilise through protest, it will be increasingly difficult for communities to assert theirsocio-economic rights.

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    Since 2004, and escalating in recent years, South Africa has experienced a significantmovement of local protests in poor urban areas.1These protests have been referred

    to as service delivery protests as they are frequently related to the inadequate

    socio-economic conditions of poor communities, including a lack of basic services

    and social amenities.2In many respects, the wave of local protests can therefore be

    viewed as a claim for the realisation of socio-economic rights by poor communities.3

    While local protests are undoubtedly related to failures of service delivery, they have

    also been linked to growing dissatisfaction and frustration within communities as they

    struggle to engage an increasingly unresponsive and remote state. In this sense, it hasbecome apparent that communities feel compelled to resort to informal and more

    direct means of engagement, such as protest, in instances where formal participatory

    avenues have been closed down.4Protests are therefore often symptomatic of various

    unsuccessful attempts by local communities to engage with authorities through more

    traditional means.

    It is in this context that this report aims to document the week-long protest that

    erupted in Thembelihle informal settlement near Lenasia, Johannesburg in early

    September 2011. For many of the residents of Thembelihle this protest simply marked

    the latest turn in long-standing struggles to be heard and to improve living conditions

    at the settlement. For others, the protest took on a broader meaning and heralded

    a turning point in local community dissent and more repressive state responses. For

    the non-governmental organisation, the Socio-Economic Rights Institute of South

    Africa (SERI), and civil society more generally, state suppression of the Thembelihle

    1 Although some suggest that the current wave of local protests could be traced back to the apartheid

    era, most commentators date the beginning of the contemporary movement of protests to 2004. SeeP Alexander Rebellion of the Poor: South Africas Service Delivery Protests A Preliminary Analysis(2010) 37(123) Review of African Polical Economyp. 25; and J Dugard Urban Basic Services: Rights,Reality and Resistance in M Langford, B Cousins, J Dugard and T Madlingozi (eds) Socio-EconomicRights in South Africa: Symbols or Substance?(2014) p. 285. On the rising number of protests, see HJain Community Protests in South Africa: Trends, Analysis and Explanaons Community Law Centre(CLC) Local Government Working Paper Series No 1 (2010); and P Alexander, C Runciman and T NgwaneCommunity Protests 2004-2013: Some Research Findings Social Change Research Unit, University ofJohannesburg (2013).

    2 Alexander Rebellion of the Poor (2010)Review of African Polical Economy p. 32; L Sinwell, J Kirshner,K Khumalo, O Manda, P Pfae, C Phokela and C Runciman Service Delivery Protests: Findings from QuickResponse Research on Four Hot Spots Piet Reef, Balfour, Thokoza, Diepsloot Centre for SociologicalResearch, University of Johannesburg (September 2009) p. 2; Dugard Urban Basic Services in Socio-

    Economic Rightspp. 275-277.3 Dugard Urban Basic Services in Socio-Economic Rightspp. 285-294.4 T Madlingozi Post-Apartheid Social Movements and Legal Mobilisaon in Langford et al (eds) Socio-

    Economic Rights(2014) pp. 95-98.

    1. Introduction

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    communitys protest against inadequate services highlighted the intimate relationship

    between socio-economic rights and civil and political rights. This is due to the

    manner in which the community utilised their civil and political entitlements to local

    democratic participation and protest to assert their socio-economic demands, and

    was reinforced by the states clamp down on the civil and political rights of protestors

    in an attempt to suppress such demands. For SERI, the Thembelihle protest markeda clear moment in South Africas post-apartheid era when civil and political rights

    merged with socio-economic rights, and when it became necessary to engage in

    classic human rights defence work.

    This research report documents the Thembelihle protest of September 2011, piecing

    together the triggers of the protest and the actions of various players in the run-

    up to and during the protest. In doing so, the report seeks to analyse the protest

    through a wide lens by placing emphasis not only on the moment of the protest but

    also on unpacking the complicated series of interactions and unsuccessful attempts

    at engagement that gave rise to the protest in the first place. The report further

    examines the consequences of the protest, focusing on the transgression of civil and

    political rights in the wake of the protest, including the unlawful arrest and detention

    of prominent Thembelihle community leader, Bhayi Bhayi Bhayiza Miya.

    In doing so, the report highlights the on-going frustrations that many local

    communities experience when attempting to secure their place in South Africas

    democracy and exposes the machinations of the state apparatus, and particularly thecriminal justice system, in attempting to silence dissent. By documenting this case

    study of protest and repression, the report seeks to contribute towards the historical

    record and understanding of the protest in Thembelihle specifically, and of the rising

    dissent in South Africa more generally. This report thus aims to illustrate the growing

    trend of state repression of popular protests in poor urban areas. In particular, it seeks

    to detail how the state employs the various functions of the criminal justice system

    to vilify, criminalise and suppress local communities advocating for socio-economic

    development.

    Research for this report was conducted in the wake of the Thembelihle protest over

    a number of months in 2012 and 2013. The first phase of research was a review of

    secondary sources, including academic papers, research reports and opinion pieces

    related to protest, state suppression, and the operation of the criminal justice system,

    with an emphasis on South Africa. Thereafter, the research focused on unpacking the

    events that took place during the Thembelihle protest of 2011, and their aftermath,

    to draw potential linkages between the Thembelihle case study and broader trends

    of popular dissent. This entailed a detailed review of the media articles covering

    the Thembelihle protest as well as a comprehensive analysis of the subsequent

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    court proceedings. Finally, the research was based on a number of interviews with

    community members, community-based organisations (CBOs), local government

    officials, the legal representatives of protesting community members and various

    other key stakeholders. The interviews included both individual interviews as well as

    various focus groups.

    Section two of the report sets out the background and the events leading up to the

    week-long protest in Thembelihle in September 2011. In doing so, it details the origin

    and socio-economic context of the settlement and highlights the long-standing

    struggles of the local community, through the CBO the Thembelihle Crisis Committee

    (TCC), to engage with local government and further socio-economic development at

    the settlement. This section underscores the growing frustration of the community as

    their engagements with local government officials become increasingly unsuccessful.

    In navigating some of these engagements, the report argues that a tense political

    relationship existed immediately prior to the eruption of the protest action.

    Subsequently, section three sets out a detailed narrative of the Thembelihle protest as

    well as the states response through its various political and criminal justice functions

    and institutions. This section also outlines the persecution of Thembelihle activists

    in the wake of the protest, through a misapplication or abuse of the criminal justice

    system.

    Section four provides a comprehensive analysis of the use of the criminal justice

    system to silence community activists in the aftermath of the Thembelihle protest. In

    setting out the arrest and bail proceedings of local community leader Miya, and the

    criminal prosecution of various protestors, the report points to a number of serious

    concerns with the South African criminal justice system. These events indicate

    that there are fundamental issues in how the criminal justice system responds to

    protestors. In fact, it is clear that the criminal justice system is increasingly employed

    by the police, prosecutors and local authorities as a mechanism to suppress the

    legitimate expression of popular dissent. Although this may not be true of all protest

    actions, the case study in this report portrays a troubling snapshot of a much larger,

    and seemingly growing, trend of abuse in the criminal justice system.

    Section five considers the issues raised from the case study at a macro level. It

    analyses the increasing trends of popular dissent and repression using the lens of the

    Thembelihle case study. Finally, section six delivers some concluding remarks.

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    2. Background and Context

    2.1 Thembelihle Informal SettlementThembelihle informal settlement is located in the south of Johannesburg, in ward

    8 of Region G. Known as Esigangeni (in the bush in isiZulu) in the 1980s, the

    settlement is in Lenasia, a formerly Indian Group Area. According to Daniel Bovu,

    the first elected councillor of ward 8 and current member of the mayoral committee

    (MMC) for housing in the City of Johannesburg, the area was formed in the mid-1980s

    by people working in a brick making company where SA Block is today.5Initially,

    residents were granted permission to reside in Thembelihle by the government and

    given material to construct informal shelters.6Even then, and still today, Thembelihles

    location far from the City of Johannesburg has meant that residents rely heavily on

    Lenasia for any economic opportunities.

    The settlement is partially regularised and serviced7and very densely populated,

    with households said to number between 7 000 and 8 000.8Between December

    2010 and January 2011, an audit of the settlement found that there were 6 775 informal

    dwellings,9of which 3 597 were primary dwellings and 3 178 were occupied by sub-

    tenants. Moreover, as with all informal settlements, the land on which the settlementis situated has not been proclaimed a formal township. For this reason, the Citys

    electricity distributor, City Power,10has not installed electricity at the settlement. This

    has led to widespread unlawful electricity connections.11

    Since 1992, when the City undertook a geotechnical survey of the settlement, it has

    persistently sought to relocate residents from Thembelihle to the area of Vlakfontein,

    some 10 kilometres to the south of Thembelihle. The 1992 survey revealed that much

    5 Interview with Daniel Bovu, City of Johannesburg (18 November 2012).6 Webber Wentzel Bowens Public Interest and Gender Law Department and Social Corporate Responsibility

    Annual Report(2006) p. 3.7 Centre for Housing Rights and Evicons (COHRE)Any Room for the Poor? Forced Evicons in Johannesburg,

    South Africa(2005) p. 87.8 T Tselapedi and J Dugard Reclaiming Power: A Case Study of the Thembelihle Crisis Commiee in Good

    Governance Learning Network (GGLN)Acve Cizenship Maers (2013) p. 58.9 City Press Persuasion over forceful evicons a priority City Press(16 September 2011).10

    City Power is an independent company, wholly owned by the City. City Power is one of the primaryelectricity providers servicing the greater metropolitan area of Johannesburg. It runs on the same modelas the Citys other municipal-owned enes, Pikitup and Johannesburg Water.

    11 Interview with Janice Ndarala, ward councillor for ward 8, Thembelihle (15 August 2012).

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    The City approaches the High Court

    for an urgent application to evict all

    Thembelihle residents, claiming that the

    presence of dolomite poses an imminent

    threat to the safety of those at the

    settlement. The community opposes the

    eviction, and the City drops the case after

    it fails to take any further steps to secure

    the eviction order.

    The TCC, along with other CBOs,

    form the Operation Khanyisa

    Movement (OKM), which contests

    local government elections in

    areas of Johannesburg.

    On the basis of the geotechnical

    reports, the City declares

    Thembelihle unsuitable for human

    habitation due to the presence

    of dolomite and formally informs

    the community that they will be

    relocated to Vlakfontein. There is

    a partial relocation to Vlakfontein.

    Some residents resist this relocation.

    Thembelihle informal settlement

    is established by rural migrants

    and employees of a brick

    manufacturing company.

    The City of Johannesburg commissions

    a geotechnical survey of the settlement.

    The survey reveals that much of the

    settlement is located on dolomitic land.

    Threats of relocation and eviction begin.

    1980s

    1992

    The City commissions a

    further geotechnical survey

    that substantially confirms the

    findings of the 1992 survey.

    Thembelihle residents form the

    Thembelihle Crisis Committee (TCC)

    and attempt to engage with the Citythrough demonstrations, letters,

    negotiations and court cases.

    BACKGROUND

    1998

    2001-2011

    2002

    2003

    2006

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    of Thembelihle is located on dolomitic land.12 These findings were substantially

    confirmed in another survey conducted in 1998.13

    DOLOMITE IN THE GAUTENG PROVINCE

    Dolomite refers to the geological phenomena of sedimentary rock under the surface ofland which dissolves, over time, in water, resulting in the formation of sinkholes, making

    development potentially risky and expensive. About 25% of Gautengs surface area consists

    of dolomitic land.14According to Urban LandMark:

    Dolomite land is risky for development, but the areas of low risk can be

    developed for housing if special raft foundations are used and if there is a risk

    management plan in place. The Council for Geoscience identifies different risk

    categories for dolomite land: Low risk categories are generally suitable for

    residential development (densities of 30 to 60 dwelling units per hectare);

    Medium risk categories are generally suitable for low density residential

    development (densities of up to 10 dwelling units per hectare for some

    categories, and up to 18 dwelling units per hectare for some categories); and

    High risk categories are not suitable for residential development (but may be

    suitable for other activities).15

    According to Marie Huchzermeyer, professor at the School of Architecture and Planning at the

    University of Witwatersrand, although the presence of dolomite poses a potential obstacle

    to land development, this obstacle can, in certain instances, be overcome by installing

    specialised water management measures or rehabilitating land. She points out that both

    of these measures are provided for and funded in terms of the Upgrading of Informal

    Settlements Programme (UISP) contained in the Department of Human Settlements 2009

    National Housing Code.16

    12 Intraconsult Interim Report to Keeve Steyn Inc on the Engineering Geological Stability Invesgaons on

    Secons of Poron 129, LenasiaReport No. IR69 (May 1992) (the 1992 report). See also COHRE AnyRoom for the Poor?pp. 86-94.13 Council for Geo-Sciences (CGS)Engineering Geological Study of the Greater Lenasia Area for the City of

    Johannesburg Southern Metropolitan Substructure, Parts 1 and 2Report No. 1998-0091 (June 1998) (the1998 report). See also COHREAny Room for the Poor?pp. 86-94.

    14 For more on dolomite generally see M Storie Representaons of Space: A Case of Karst, Community andChange in the Urban Landscape (September 2011), a paper presented at the African Centre for Cies(ACC)/Centre for Urbanism and Built Environment Studies (CUBES) Cies Conference, Cape Town, 7-9September 2011; and M Storie Dolomite Issues in the Gauteng City-Region: Preparing for CommunityEngagement (April 2012), a workshop with community leaders of the Protea South selement and landplanners, 13 April 2012.

    15 Urban LandmarkAccess to Urban Land: A Handbook for Community Organisaons(August 2008) p. 16.See also M Huchzermeyer The struggle forin situ upgrading of informal selements: A reecon on

    cases in Gauteng (2009) 26(1)Development Southern Africapp. 59-73.16 Department of Human Selements (DHS) Upgrading of Informal Selements Programme Part 3 Vol4 of the Naonal Housing Code (2009). See also Huchzermeyer The struggle for in situupgrading ofinformal selements (2009) Development Southern Africapp. 59-73.

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    In 2002, on the basis of these two reports, the City declared Thembelihle unsuitable

    for human habitation. There has been much debate about the veracity and reliability

    of these geological reports. In 2005 the Centre for Housing Rights and Evictions

    (COHRE) pointed out that the reports found that large areas of the settlement

    are suitable for medium to high density residential development if certain water

    management precautions are taken.17

    However, the City argued that the presence ofdolomite meant that the settlement was unsuitable for any residential development

    and that the residents of Thembelihle had to be relocated to Vlakfontein as a

    result. Thembelihle residents have questioned whether the reports were sufficiently

    comprehensive as both reports were based on a survey of an insufficient number of

    exploratory drilling holes.18In the light of the contested interpretation of these reports,

    many Thembelihle residents are concerned that the City may be using the dolomite

    issue as a convenient rationale for its attempts to relocate poor communities even

    further away from the city.

    In 2002 the City formally decided to relocate Thembelihle residents to a housing

    settlement in Vlakfontein. This move was resisted by the community, who argued

    that Vlakfontein was poorly serviced in comparison to Thembelihle.19 According

    to residents, officials employed by the City threatened a number of residents

    into relocating by claiming that their homes would be demolished if they did not

    relocate.20The City, however, claims that it held extensive public meetings and gave

    assurances that no-one would be forcibly relocated without a court order. Despite

    these claims, in June 2002 Wozani Security (colloquially referred to as the Red Ants)

    demolished dwellings and relocated a number of households. The City claimed that

    the relocations were all voluntary, in stark contrast to Thembelihle residents claims

    that the Red Ants attempted to forcibly remove various community members.21

    17

    COHREAny Room for the Poor? pp. 89-90. The 1992 report found that about 60% of the total surfacearea of the selement could be categorised as low to medium risk and was consequently suitablefor housing developments provided that special water management precauons were taken. The 1998report was even more opmisc nding that up to 90% of the surface area of the selement was suitablefor medium or high density housing if special water management precauons were taken. See alsoHuchzermeyer The struggle for in situ upgrading (2009)Development Southern Africapp. 59-73.

    18 See M Mabaso Geotechnical report insucient to remove residents LookLocal (29 June 2012). Thegeological reports expressly recognise that further research is required, which would include a furthersurvey of 82 exploratory drilling holes.

    19 The community resisted the move to Vlakfontein for a number of reasons. Chief among these wasthe fact that Vlakfontein had fewer social amenies and was located further away from the economicopportunies oered by the suburb of Lenasia. COHRE Any Room for the Poor? pp. 89-90; SERI focusgroup interview with the TCC, Thembelihle Community Hall (21 July 2012).

    20

    See City of Johannesburg v Occupiers of the Thembelihle Informal Selement, South Gauteng High Court,Case No. 03/10106, Answering Adavit pp. 10-11; and COHREAny Room for the Poor? pp. 87-89.

    21 See City of Johannesburg v Occupiers of the Thembelihle Informal Selement, South Gauteng High Court,Case No. 03/10106, Founding Adavit p. 6 and p. 11. COHRE Any Room for the Poor? pp. 87-89.

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    In 2003, the City approached the South Gauteng High Court to obtain an urgent

    eviction order authorising the eviction of Thembelihle residents.22According to the

    City, the dolomite risk posed an imminent threat to the safety of those living in the

    informal settlement. The community acquired pro bono legal representation and

    opposed the eviction application. The City never took any further steps to obtain the

    eviction order.23

    However, despite the mobilisation of the community, 647 familieswere relocated to Vlakfontein by the City between 2002 and 2003.24

    2.2 Thembelihle Crisis Committee (TCC)

    Responding to the threat of relocation, residents formed the Thembelihle Crisis

    Committee (TCC) in 2001. The TCC is a membership-based community organisation

    whose leadership comprises of ten people elected by the residents of Thembelihle at

    an annual general meeting.

    The TCC has persistently sought to compel the City, among other things, to undertake

    a comprehensive geotechnical study of the Thembelihle land to properly assess the

    dolomite threat.25The TCC were also instrumental in opposing the eviction order

    brought by the City in 2002.26Moreover, hoping to secure the broader development

    of the settlement, the TCC has consistently campaigned to develop Thembelihle by

    drawing the attention of local and provincial authorities to Thembelihles plight.27

    For example, the TCC has engaged City Power to install electricity at the settlement

    and housing officials to construct state-subsidised housing, and works with localschools to ensure that learners are admitted to and remain in school.28 It has also

    embarked on numerous protests and written countless petitions to raise the profile

    of its struggles. According to Siphiwe Segodi, former chairperson of the TCC, the

    22 See City of Johannesburg v Occupiers of the Thembelihle Informal Selement, South Gauteng High Court,Case No. 03/10106.

    23 COHRE Any Room for the Poor? p. 89; Huchzermeyer The struggle for in situ upgrading of informal

    selements (2009) Development Southern Africapp. 59-73.24 See City of Johannesburg Peace seling in Thembelihle (3 March 2010).25 See COHREAny Room for the Poor? pp. 86-94; and Huchzermeyer The struggle for in situ upgrading of

    informal selements (2009) Development Southern Africapp. 59-73.26 See secon 2.1 of this report.27 For further reading on the TCC, see Tselapedi and Dugard Reclaiming Power in Acve Cizenship

    Maers pp. 57-65; COHRE Any Room for the Poor?; J Dugard, M Ngwenya, K Savage and C AlbertynAccess to Educaon for Learners in Thembelihle Centre for Applied Legal Studies (CALS) Research Report(2006); Huchzermeyer The struggle for in situ upgrading of informal selements (2009) DevelopmentSouthern Africapp. 59-73; N Pingo Instuonalisaon of a Social Movement: The Case of Thembelihle,the Thembelihle Crisis Commiee and the Operaon Khanyisa Movement and the Use of the Brick, theBallot and the Voice Research Report submied for MSc in Development and Planning, University ofWitwatersrand (2013); and SERI Thembelihle: Engaging an Unresponsive State SERI Community

    Pracce Notes Series: Informal Selement Upgrading (2014).28 Tselapedi and Dugard Reclaiming Power inAcve Cizenship Maers pp. 59-60; Dugard et alAccess to

    Educaon for Learnersin Thembelihle.

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    TCC is leading the struggle in resisting the forced removal of the entire informal

    settlement. It is fighting for other basic needs such as running water for each

    yard, water-borne toilets, a clean environment and development of the area into

    a proper township with houses. Most importantly, the TCC also struggles with

    raising political consciousness, particularly on the importance of community

    control of community issues.29

    The TCCs attempts to get the City to abandon its 2002 decision to relocate the

    settlement, as well as to develop the settlement more broadly, have involved a mix of

    formal and informal tactics. These range from formal discussions with City officials

    and bringing urgent applications to court, to unlawfully connecting electricity and

    barricading roads as a form of protest.30These diverse tactics have been aimed at

    resisting relocation and struggling for better municipal services at the settlement.

    2.3 2011 Local Government Election

    The years of struggle and numerous unsuccessful attempts at engagement have taken

    their toll at times. Indeed, after a decade of public demonstrations, letters of demand,

    negotiations with officials, court cases and the partial eviction between 2002 and

    2003 the TCC was losing faith that the City would ever listen to its concerns by 2011.

    However, the 2011 local government election re-energised the TCC as political parties,

    including the governing African National Congress (ANC), became more receptive tocitizens demands. Capitalising on the political moment, it made sense for the TCC

    to scale up engagement, through renewed meetings with City officials as well as

    organising community meetings to mobilise residents.

    On 17 February 2011, thousands of Thembelihle residents gathered at the Citys

    municipal offices to bring their grievances and demands to the attention of the City

    government. One of those gathered at the offices was then local African National

    Congress Youth League (ANCYL) chairperson, Janice Ndarala, who was later elected

    as an ANC ward councillor in the 2011 local government election, beating the candidate

    the TCC supported. A month after receiving the TCCs petition, the City formally

    acknowledged receipt in a letter from the Office of the Speaker of the City Council.31

    In this letter the Speaker apologised for the Citys late response and informed the TCC

    that he had instructed the administration to provide the TCC and the community

    29 S Segodi Thembelihle Crisis Commiee contesng elecons through Operaon Khanyisa MovementDemocrac Social Movement (30 April 2011).

    30 See, generally, Tselapedi and Dugard Reclaiming Power inAcve Cizenship Maers pp. 57-65.31 City of Johannesburg Various service delivery issues on housing, J Water, City Power by people of

    Thembelihle residents (8 March 2011), a leer from the City to the TCC.

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    17 February 2011

    18 May 2011

    RUN UP TO THE PROTEST

    June 2011

    22 August 2011

    29 August 2011

    The TCC petitions the City on

    the provision of services and

    upgrading of the settlement. The

    City acknowledges receipt of the

    petition and promises regular

    monthly updates on the petition.

    However, the City fails to provide

    these monthly updates.

    The local government election

    takes place. Bhayi Bhayi Bhayiza

    Miya, a prominent community

    leader and TCC spokesperson,

    stands for the position of ward

    councillor in the area but loses to

    ANC candidate, Janice Ndarala.

    The City acknowledges

    receipt of the memorandum

    without responding to the

    grievances raised therein. The

    TCC criticises the City for not

    taking the community seriously

    and declares that it has lost

    confidence in the petition

    committee, the City structures,

    Region G administration and the

    Office of the Speaker.

    Relations between ward

    councillor Ndarala and the

    TCC sour over the issue of

    sanitation services at the

    settlement.

    Thembelihle community

    organise a protest march to the

    municipal offices to hand over

    a memorandum outlining their

    grievances and demands to the

    City and ward councillor Ndarala.

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    with monthly updates until the petition is declared closed by the Petitions and Public

    Participation Committee.32However, possibly because officials were caught up in the

    2011 local government election, no communication was forthcoming from the City

    and, on 18 May 2011, the election took place without the City having reverted back to

    the TCC.

    During this time, the TCC, too, seemed to have been caught up in election fever

    as they did not follow up with the City. In the months leading up to the 2011 local

    government election the TCC made use of its organisational muscle in the community

    to garner votes for the Operation Khanyisa Movement (OKM) ward candidate, Bhayi

    Bhayi Bhayiza Miya, who also acted as spokesperson for the TCC. The OKM is an

    organisation that was founded in 2006 to contest local government elections in parts

    of Johannesburg including Thembelihle and Soweto.33 The TCC threw its weight

    behind the OKM because, according to them, the time had come to fight against

    evictions and for basic services from both within and outside local government.34

    The TCCs decision to become more involved in formal politics, through its affiliation

    with OKM, was taken to get closer to the levers of power and decision makers within

    the City and to better understand the processes and systems of local government.35

    The results of the 2011 election were that Miya came in third, winning 450 votes,36

    while Ndarala, representing the ANC, won 52% of the votes (3 657 out of a registered

    total of 6 968).37Though Miya lost the ward councillor seat, another TCC member,

    Simphiwe Zwane, was elected as the OKM Proportional Representation (PR)councillor.38

    Considering that the newly-elected ward councillor participated in the TCC march to

    the Citys municipal offices on 17 February 2011, it might have been expected that the

    TCC would be agreeable to her election and that she would be receptive to the TCCs

    concerns. Furthermore, Miya and Ndarala had a friendly and agreeable relationship,

    both inviting each other to organisational or community meetings and engaging on

    32 Ibid.33 Segodi Thembelihle Crisis Commiee contesng elecons through Operaon Khanyisa Movement

    Democrac Social Movement. For more on the OKM, see generally Pingo Instuonalisaon of a SocialMovement pp. 1-127.

    34 SERI focus group interview with the TCC, Thembelihle Community Hall (21 July 2012).35 Tselapedi and Dugard Reclaiming Power inAcve Cizenship Maersp. 60.36 Independent Electoral Commission of South Africa (IEC) 2011 Municipal Elecons: Results Map (2011):

    hp://maps.elecons.org.za.37 Ibid.38 A PR councillor is elected through a party list and is therefore primarily accountable to the party. The PR

    system gives pares that are relavely popular, but not strong enough to win ward seats, a chance totake part in local government.

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    community issues.39However, unfolding events in the months following the election

    were to exacerbate tensions rather than consolidate the relationship between TCC

    activists and OKM supporters on the one hand, and the new ward councillor and the

    City on the other.

    In June 2011, just over a month after the election, the TCC claimed that a meeting

    scheduled between them, Johannesburg Water (a water services utility company

    owned by the City), ward councillor Ndarala, a contractor from Limpopo and

    the police, to discuss the installation of sanitation services in the area, failed to

    materialise.40According to Ndarala, however, residents did meet with the City at a

    later date.41Whether or not this meeting took place, it is evident that a breakdown in

    communication was emerging between the ward councillor and the TCC. Thus in a

    short space of time, the relationship between anticipated allies in the development of

    Thembelihle had begun to sour and rapidly worsened in the course of the subsequent

    months.

    39 SERI focus group interview with the TCC, Thembelihle Community Hall (21 July 2012). See also State vBhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Adavit of Bhayi Bhayi Moses Miya (22

    September 2011) para 10.40 P RanchodService delivery protests in Thembelihle LookLocal(9 June 2011).41 Interview with Janice Ndarala, Thembelihle (15 August 2012). Ndarala claimed that the delay was a result

    of the City waing on a response from Johannesburg Water.

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    By August 2011 Thembelihle residents had become increasingly dissatisfied with

    the Citys continued delays in addressing their grievances. As a result, on 22 August

    residents once again embarked on a protest march to the municipal offices to hand

    over a memorandum of demands to the local ward councillor.42According to Miya,

    the march aimed to provide the newly elected ward councillor Ndarala with a clearly

    delineated list of Thembelihle residents concerns and demands.43

    The TCC viewed the memorandum of demands as establishing a participatory mandate

    for the councillors tenure.44 It is unclear how the councillor viewed the mandateand in particular the extent to which this conflicted with the mandate of her party,

    the ANC. On paper, the needs and demands outlined by the TCC could probably be

    reconciled with that of the local ANC. However, the demands were politically charged

    given that both the ANC and TCC claimed to represent the community. Adding fuel

    to the fire, the march was led jointly by the TCC and recently elected PR councillor,

    Simphiwe Zwane.

    In the memorandum to the City and councillor Ndarala, the TCC pleaded with her to

    rectify the issue of the supply of water in the community, and made various other

    demands, including:

    y The urgent installation of electricity in the settlement by City Power, as the

    community was willing to pay for electricity;

    y The continued maintenance of public lighting by City Power, to constrain

    increasing criminal activity;

    y The provision of water and urgent attendance to the issues related to water

    pressure in the settlement by Johannesburg Water, as these issues meant that

    many residents were unable to access water services;

    y For the City to investigate possible corruption in the allocation of state-

    subsidised housing and land and that the culprits be brought to book;

    y That Johannesburg Water maintains sewage pipes in the settlement and

    rectify any water leaks;

    42 K Naick March to Municipal oces LookLocal(23 August 2011).43 Interview with Bhayi Bhayi Bhayiza Miya (23 August 2012).44 SERI focus group interview with the TCC, Thembelihle Community Hall (21 July 2012).

    3. The Thembelihle Protestof September 2011

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    Miya distances himself from the

    sporadic eruptions of violence that

    continue to take place at the settlement,

    as criminal elements are increasingly

    taking advantage of the protest.

    Last day of protest.

    Fifth day of protest. The police

    clamp-down on the protest,

    declaring it under control.

    First day of protest. Thembelihle

    residents embark on a large-

    scale disruptive protest,

    barricading roads, throwing

    stones at oncoming motorists

    and damaging public property.

    The police respond with a severe

    clamp-down, firing rubber

    bullets at protestors and making

    multiple arrests.

    Second day of protest. The MEC

    for Local Government and Housing,

    Humphrey Mmemezi, addresses the

    community. He states that services

    cannot be installed at the settlement due

    to the presence of dolomite and thatresidents will be relocated to Vlakfontein

    and Lehae. Later, he is heard on radio

    stating that the authorities will deal

    with protestors.

    5 September 2011

    6 September 2011

    Third day of protest. Residents

    resolve to march to the Protea

    Regional Court to protest

    the arrest of the Thembelihle

    protestors. The TCC notifies

    the police of their intention to

    march. The police claim that

    their protest will be illegal. Fourth day of protest. 50 protestors

    convene at the Protea Regional Court in

    defiance of the police. Criminal elementstake advantage of the relative chaos in

    the settlement and loot shops. Gauteng

    Premier Nomvula Mokonyane, referring

    to the Thembelihle protest, states: You

    must know that when they [the police]

    are provoked they may go to extremes.

    We will not tolerate anarchy and unruly

    protestors.

    PROTEST

    7 September 2011

    8 September 2011

    9 September 2011

    12 September 2011

    15 September 2011

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    y That speed humps, traffic lights or a pedestrian bridge be installed on the K43

    road as people are being killed almost every day; and

    y That all households that are still without the Ventilated Pit Latrines, notoriously

    known as VIP toilets be guaranteed the services before the departure of the

    contractor that was meant to ensure that this happen[ed] in Thembelihle.45

    As evidence of growing divisions between the TCC and councillor Ndarala, the

    memorandum read: [I]t is not true they [the Thembelihle community] do not know

    how expensive electricity is as the incoming ward councillor was quoted in one of

    the local newspapers.46Demanding that electricity be installed, the TCC maintained

    that they had always been prepared to pay for electricity.47 Councillor Ndaralas

    statements to the media about the ignorance of the community clearly struck a nerve

    with the TCC.

    Perhaps unsurprisingly then, given the deteriorating relationship between the

    ward councillor and the TCC, tensions ran high at the presentation of the August

    memorandum. Much later, during Miyas bail application (see section 4.2 below) the

    investigating officer opposing Miyas release on bail alleged that at this meeting Miya,

    along with PR councillor Zwane and two other people, sought to intimidate the ward

    councillor.48According to the police, Miya had threatened her by stating that if the

    police had not been present he would have assaulted her. The police further claimed

    that councillor Zwane shouted out that if councillor Ndarala did not respond to the

    memorandum by 31 August 2011 or if the demands were not met they would burn

    the home of the councillor.49As indicated below, Miya denies that anyone made

    these statements at the August march. It is evident that only a few months after the

    local government election, the relationship between the TCC and the newly-elected

    ward councillor had grown increasingly tense.

    On 29 August the City acknowledged receipt of the TCCs memorandum of demands.50

    The TCC criticised the City because it had responded in seven days instead of the

    three days mentioned in the memorandum. According to the TCC, this delay in

    acknowledging the memorandum indicated that the City did not take the community

    45 TCC Follow up memorandum of grievances and demands from the community of Thembelihle (August2011).

    46 Ibid.47 SERI focus group interview with the TCC, Thembelihle Community Hall (21 July 2012).48 State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Opposing Adavit of Lillian

    Kedibone Ndlovu (22 September 2011) p. 2.49

    State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Opposing Adavit of LillianKedibone Ndlovu (22 September 2011) pp. 2-3. Miya disputes this claim. In support of this statement herefers to the long-standing and apparently friendly relaonship between him and councillor Ndarala.

    50 TCC Ward 08 Acknowledgement of receipt for a peon (30 August 2011).

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    seriously.51The TCC further stated in their response that because the City had kept

    the community in the dark for six months following the 17 February 2011 petition and

    despite having promised to provide regular updates it had lost confidence in the

    petitions committee, the City structures, Region G administration and the Office of

    the Speaker, amongst others.52The online newspaper, the Daily Maverick, describes

    the long history of broken promises, a paternalistic attitude towards residents from

    provincial officials, the trumpeting of development stories that always seem to come

    from elsewhere, the better lives lived by richer communities in close proximity, the

    seeming ineffectiveness of democratic channels, inappropriate spending priorities

    and poor communication53 as contributing to the palpable frustration of many

    residents of Thembelihle as well as the TCC. Rising animosity between the TCC and

    the ward councillor resulted, reflecting a growing distrust and breakdown of the

    relationship between the community and the City more generally.

    It was against this tense backdrop that, in the early hours of the morning of Monday

    5 September 2011, Thembelihle residents embarked on a large scale protest to exert

    direct pressure on the City. According to media reports, to heighten the impact, stick-

    wielding youths prevented motorists and pedestrians from accessing roads around

    the settlement by barricading it with rocks and trash, leading to the closure of Zodiac

    Primary School as well as Azara Secondary School,54and residents blockaded the

    K43 and surrounding roads with boulders and burning tyres.55

    Hemmed in by the barricades, the police failed to curb the waves of stone throwing

    by residents as the running battles continued throughout the morning.56As the

    protest escalated, Lieutenant Colonel Levy Mere, the Operational Commander at the

    Public Order Policing (POP) unit in Johannesburg, reported that he had seen 1 500

    protestors at the settlement.57The POP unit had been called in by the Lenasia branch

    of the South African Police Service (SAPS), but at that point several sub-power

    stations and other public property had already been vandalised and burnt down

    by protestors. It was reported that residents set fire to three load centres, causing

    damage of R1.5 million and depriving most of Lenasia Extensions 9 to 11 of power

    from Monday night to 3am on Wednesday.58However, according to a participant

    51 Ibid.52 Ibid.53 P de Wet Five lessons from Thembelihle Daily Maverick(7 September 2011).54 Naick March to Municipal oces LookLocal.55 K Naick Protests cause havocLookLocal(5 September 2011).56

    Ibid.57 State v Nkosi and Others, Protea Regional Court, Case No. 43/01308/2011, Statement of Levy TshekoLesego Mere (5 September 2011) para 4.

    58 City Press Thembelihle residents block roads City Press(9 September 2011).

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    in the SERI focus group, it was the presence of the POP unit that exacerbated an

    already tense situation at the settlement.59

    According to one newspaper, the protest was volatile for most of the day [5

    September], with police opting to fire rubber bullets and tear gas at the crowd.

    At this point, many children who did not go to school were in the forefront of the

    protest.60 It was also reported that one officer was hit in the head with a rock,

    while a boy, an 11 year old, was shot in the face with a rubber bullet. The boy was at

    home with his mother when a group of armed police officers entered their shack and

    started shooting.61It thus seemed that, by this point, the police and the Thembelihle

    community were fast becoming embroiled in a pitched battle, which had also

    begun to draw in non-protesting residents who were on their way to work. Leaving

    Bangalore Drive, some residents from Extension 11A became frustrated at the inability

    of the police to contain the protest.62

    During the course of the afternoon on that first day of protest, the police made

    several arrests as protestors continued to throw stones at oncoming vehicles. A

    senior police officer and head of visible policing, Colonel Sarah Brunce of the Lenasia

    SAPS, was allegedly told that if she did not release the arrested, Lenasia was going

    to burn.63She does not remember the name of the individual who told her this but

    she identified Miya and PR councillor Zwane, as well as former leader of the TCC,

    Nhlakanipho Wizer Lukhele, and TCC secretary, Phetogo Ghetto Gopane, as the

    supposed ring leaders, because they were the ones whom she alleges managed the

    crowd.64However, during Miyas bail proceedings (see section 4.2 below) it became

    clear that Miya and various other TCC members in fact sought to ensure that the

    protest remained non-violent and, according to the police, Miya was instrumental is

    subduing the violence at various points during the day.65

    By the end of the first day, police spokesperson Katlego Mogale, summed up the

    events as follows: [I]t seems the protest was sparked by the local municipality who

    have yet to respond to residents memorandum of demands following their march

    59 SERI focus group interview with TCC members, Thembelihle Community Hall (21 July 2012).60 S Tau Rubber bullets red in Lenasia protest The Cizen(5 September 2011).61 Ibid.62 Naick Protests cause havoc LookLocal.63 State v Nkosi and Others, Protea Regional Court, Case No. 43/01308/2011, Statement of Sarah Johanna

    Magdelena Bunce (undated).64 State v Nkosi and Others,Protea Regional Court, Case No. 43/01308/2011, Statement of Sarah Johanna

    Magdelena Bunce (undated).

    65 State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Opposing Adavit of LillianKedibone Ndlovu (22 September 2011) p. 4; State v Bhayi Bhayi Miya, Protea Regional Court, Case No.69/4121/11, Transcript of the Court Proceedings before Magistrate Morton (29 September 2011) p. 11.See also secon 4.2 of this report.

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    on August 22.66As Miya later explained, the community had simply had enough and

    he warned that should the City fail to address their concerns, more protest action

    would follow: Our people are very angry, because we have been fighting for service

    delivery and it seems that our calls have been falling on deaf ears. We will continue

    protesting until our demands are met.67Indeed, the protest continued late into the

    night with protestors allegedly throwing stones at cars.

    On Tuesday 6 September, the second day of the protest, it was reported that residents

    fired live ammunition at police, a school and a councillors house.68In response, the

    police fired rubber bullets damaging cars, traffic lights and electricity meters.69

    During the course of the day, the police arrested two young men who they thought

    had hurled stones at them. The two were paraded in front of the crowd gathered 100

    metres away and told to exhort fellow protestors to calm down. They were then set

    free, to the applause of a non-violent group of mostly women nearby. 16 other people

    were arrested on this day.70

    Addressing the community on the second day of protest, MEC Humphrey Mmemezi

    said that people were being sore losers in the local government election, suggesting

    that peoples grievances were being used by those who had lost out politically.71

    According to a participant in the SERI focus group, Mmemezi was later heard on

    a local radio station allegedly stating that they would deal with the protestors.72

    Resisting protestors demands, he further went on to say that water and electricity

    could not be installed at the settlement because of the presence of dolomite and that

    people would be relocated to Lehae Phases 1, 2 and 3 and Vlakfontein Extensions

    1, 2 and 3.73 In relation to these claims, a participant in the SERI focus group said:

    [Politicians] send the police out on us to inconvenience us and our programmes

    which mean they pit us against the police.74

    This statement reveals an interesting perspective from the community which views

    the police not as the target of their frustrations but rather that, as agents of local

    authorities and the state they have the very real potential of standing in the wayof the TCCs struggle for recognition and development of the settlement. As such,

    66 Tau Rubber bullets red in Lenasia protest The Cizen.67 Ibid.68 South African Press Associaon (SAPA) Heavy police conngent remains in Thembelihle IOL News(7

    September 2011).69 Ibid.70 L Sidimba Thembelihle wants more City Press(10 September 2011).71

    SERI focus group interview with TCC members, Thembelihle Community Hall (21 July 2012).72 Ibid.73 LookLocal Thembelihle riots connue LookLocal (6 September 2011).74 Interview with Siphiwe Zwane, TCC acvist and OKM PR councillor, Thembelihle (9 August 2012).

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    the police are viewed by the TCC as instrumental to the widening or narrowing of

    democratic space, which includes the right to protest.

    MEC Mmemezis visit to the settlement signalled both a lack of political engagement

    and a failure to address the concerns of the community by the local and provincial

    state. Thereafter, the police began to shut down democratic space in a more coherent

    manner. The City, and the state more broadly, had closed down avenues of public

    participation and the police were left to treat the protest as a purely criminal matter.

    As a result, the police started clamping down on alleged instigators and specifically

    targeting community activists, including TCC members.

    Nonetheless, responding to MEC Mmemezi, the TCC sought to engage government

    and attempted to meet with him. Despite these attempts at engagement, TCC

    spokesperson Miya warned that if we do not get a positive outcome; we are going

    back to the street.75Miya told the media that residents would be meeting that evening

    to discuss a plan of action.76A witness in the later bail application of Miya (see section

    4.2 of this report) alleged that at this meeting she heard Miya with a loudspeaker

    rallying residents to burn the councillors house because she was moved out of the

    house anyway.77The witness further alleged that Miya told the crowd that there were

    councillor impipis(sell-outs) in the community, giving out information to the ward

    councillor, and that he allegedly named her as one of the impipis.78This allegation

    was later discounted in court, where the investigating officer who opposed Miyas bail

    application expressly disavowed any reliance on her statement.79Miyas version of

    the meeting is that he tried to dissuade the community from burning the councillors

    house by stating that it would be of no use to burn the councillors house.80

    Later in the evening of 6 September, the police returned to the settlement and

    allegedly began to harass community members for supposedly participating in

    the protest action. Among those who were harassed included Dimakado Mokoena

    and Isaac Nishwaxu.81According to Mokoena, the police forced their way into their

    dwelling, assaulted her and Nishwaxu, and were verbally abusive. She claims that thepolice dragged Nishwaxu outside where they proceeded to assault him and fired

    75 A Deklerk Lenasia residents take up Lenasias cause Mail and Guardian(13 September 2011).76 LookLocal Thembelihle riots connue LookLocal.77 State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Adavit of Nomthandazo

    Merriam Bembe (29 September 2011).78 Ibid.79 State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Noce of Appeal (5 October

    2011) paras 9-10. See also secon 4.2 of this report.80 State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Transcript of Court Proceedings

    before Magistrate Morton (29 September 2011) p. 11.81 See State v Nkosi and Others,Protea Regional Court, Case No. 43/01308/2011, Statement of DimakadoMokoena, pp. 1-2. See also State v Nkosi and Others,Protea Regional Court, Case No. 43/01308/2011,Statement of Isaac William Nishwaxu, pp. 1-3.

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    rubber bullets at him at close range.82Thereafter, they arrested Nishwaxu, allegedly

    for participating in the protest.83Another community member, Lloyd Loyiso Baloyi

    was shot in the groin and admitted to Chris Hani Baragwanath Hospital the following

    day.84Baloyis brother claimed that a cartridge from a live round was found outside

    his brothers shack: He was shot at night at around 11pm but, because of the unrest,

    we could not find transport to take him to hospital until 8am the next day.85

    On the third day of protest, Wednesday 7 September, Thembelihle residents resolved

    to march to the Protea Regional Court to protest the arrest of various Thembelihle

    residents. The TCC notified the police of their intention to march but were, at the last

    minute, denied permission to gather, on grounds that arrangements for the march

    had not been finalised.86On this day, there was a heavy police presence at the ward

    councillors house although she was not there.

    A number of factors, including the absence of government representatives in the

    area, led to the police treating the protest as a set of criminal activities to be stamped

    out. During the week they began to search for the main protagonists and instigators

    of the protest. According to Miya, he was aware police were seeking his arrest, and

    that he planned to hand himself over but he was adamant that he had not instigated

    any violence and that, on the contrary, he had been trying to calm down protestors

    and had been on local radio stations during the protests making announcements

    and advising motorists which routes to avoid because of the barricades and the

    stoning of cars.87

    On Thursday 8 September, the fourth day of the protest, the Daily Maverick, reported that:

    [P]atterns have started emerging. Criminals within the township have taken

    advantage of the relative chaos. These are mostly young men who tend to

    emerge at night or after trouble has already started. Young women, on the other

    hand, are constantly at the coal face, and tend to be mightily militant.88

    82 State v Nkosi and Others, Protea Regional Court, Case No. 43/01308/2011, Statement of DimakadoMokoena, pp. 1-2.

    83 It is worth menoning that no formal charges were brought against Nishwaxu.84 A Deklerk Residents up in arms over shoong Mail and Guardian(9 September 2011). See also State v

    Nkosi and Others,Protea Regional Court, Case No. 43/01308/2011, Statement of Lloyd Baloyi, pp. 1-2.85 Deklerk Residents up in arms over shoong Mail and Guardian.86 The nocaon procedure provided for in the Regulaon of Gatherings Act 205 of 1993 (the Gatherings

    Act) is frequently misinterpreted as a permission-seeking procedure. This approach has been rejectedby the Supreme Court of Appeal (SCA) in Garvis v South African Transport and Allied Workers Union2010 (6) SA 280 (WCC) para 12. Johnson and Griths state that the SCA made clear that convenersof a gathering are not applying to the relevant local authority [or police] for permission ... but [are]rather simply advising of their intenon to [gather]. See M Johnson and J Griths The Regulaon of

    Gatherings Act 205 of 1993 LegalCity(27 July 2012).87 P Tau Arrested man said to be peaceful protester The Star(15 September 2011).88 P de Wet Thembelihle: A breakdown of ingredients for a service-delivery riot Daily Maverick (8

    September 2011).

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    Indeed, criminal elements exploiting the state of un-governability that seemed to

    have taken hold of the informal settlement looted Somali and Pakistani shops.

    At the same time, the protest gained momentum when 50 protestors converged at

    the Protea Regional Court in defiance of the polices refusal to grant them permission

    to protest.89A number of residents were subsequently arrested outside the court.90

    According to Miya, the TCC was marching in solidarity with the arrested protestors

    because it wanted to show its support in the same way ANC members did during

    President Jacob Zumas rape trial.91And, according to Miya, the following day would

    see intensified protest in response to the alleged police shooting of Loyiso Baloyi.92

    On the fifth day of the protest, Friday 9 September, the Informal Settlement Network

    (ISN), which describes itself as an agglomeration of settlement-level and national-

    level organisations of the urban poor,93went into Thembelihle to assist those residents

    who were injured and in need of either medical and/or legal support. Attending a

    meeting of 400 residents, ISN listened as community leaders relayed their issues.

    A turning point in the protest occurred on this day, as provincial government

    representatives and the police intensified efforts to halt the protest. During her

    discussion of Gautengs crime statistics the day before, Gauteng Premier Nomvula

    Mokonyane mentioned the Thembelihle protest, commenting that it was unfortunate

    when protesters threw stones at police and undermined their authority and providing

    this warning: You must know that when they [the police] are provoked they may

    go to extremes. We will not tolerate anarchy and unruly protesters.94Mokonyane

    appealed to local residents to help identify those responsible for violence during the

    protest.95This implied authorisation was enough motivation for the police to escalate

    their clamp down, giving rise to more arrests and, by the end of the day the police

    claimed that protests in Thembelihle were under control.96

    However, responding to the clamp down and criminalisation of the protest, it was

    reported that a section of Thembelihle residents angry with the repressive response

    from the authorities, allegedly began to plan further disruptive action at thesettlement.97Acknowledging the stand-off created by the absence of government

    89 See note 86 above.90 K Sibanda ISN acon plan for Thembelihle residents aer bloody service delivery protestsShack / Slum

    Dwellers Internaonal (SDI) South African Alliance(9 September 2011).91 DeklerkResidents up in arms over shoong Mail and Guardian.92 Ibid.93 Sibanda ISN acon plan for Thembelihle residents aer bloody service delivery protests SDI South

    African Alliance.94

    SAPA Thembelihle protests under control: Police The Cizen(9 September 2011).95 Ibid.96 Ibid.97 Sidimba Thembelihle wants more City Press.

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    representatives on the ground in Thembelihle, along with the Citys intransigence

    regarding the communitys concerns, a community member, Elvis Pebane, called for

    an urgent and senior-level intervention from government: Our ward councillors have

    failed us; therefore we are calling on President Zuma, or the Premier of Gauteng

    Nomvula Mokonyane, to address the residents.98 By this time it must have been

    apparent to the TCC and the community that, without the presence of politicalleadership and government officials on the scene, the only interaction they would get

    was from the police, meaning that their socio-economic concerns were no longer on

    the radar. At the same time, the criminal justice system was in full swing attempting

    to quell the criminal elements at work, as well as the legitimate protest of residents.

    Indeed, by this time it had become quite difficult to distinguish the two elements

    and it is likely that at this point the TCC was no longer in control of the protest. As

    a result, on Monday 12 September Miya stopped attending public gatherings and

    began to distance himself from the protest. At the same time, the media attention on

    Thembelihle had created a snowball effect, with residents of Chiawelo (a suburb of

    nearby Soweto) using tactics similar to the Thembelihle residents to protest against

    electricity disconnections.99

    In Thembelihle, the violence seemed to dissipate to a large degree, with the police

    seemingly having regained control of the settlement. The police had begun working

    with the SAPS Crime Intelligence division to identify and arrest protest suspects.

    In addition, an elaborate criminal case was developed against identified community

    activists, including Miya, as well as other community members (including three

    minors).

    On Tuesday 13 September, while the protest continued, the police arrested Miya on

    charges of public violence and intimidation. Two contradictory accounts of how

    Miyas arrest occurred exist, bringing into question the reliability of both accounts.100

    Miya first appeared in court on Thursday 15 September, with the public prosecutor

    resisting bail being awarded. Despite resisting bail on a number of grounds (describedbelow in section 4.2) the prosecution could not proceed with the bail hearing on the

    grounds that the investigating officer in charge of Miyas case was not available. 101

    As a result, the prosecution was awarded a postponement until 22 September (one

    week later), when Miyas bail application would be heard. This marked the beginning

    98 S Tau Free leader, or Lenasia protests connue The Cizen(2011).99 P de Wet Thembelihle vs Chiawelo: A story of power and the cables that bring it Daily Maverick(13

    September 2011).100 See secon 4.1 of this report.101 State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Transcript of Court Proceedings

    before Magistrate Morton (15 September 2011) p. 1.

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    of protracted bail proceedings, which served to detain Miya for over a month. These

    proceedings are outlined in more detail below, where the arguments raised during

    the bail proceedings will be analysed to illustrate how the criminal justice system was

    used to punish Miya for participating in the protest.

    While the Thembelihle protest continued with sporadic gatherings until Thursday 15

    September, the unrest and violence had largely ceased. However, the transgression

    of civil and political rights in the wake of the protests, as detailed in section 4 below,

    demonstrate how the state has become increasingly repressive in its response to

    community mobilisation and popular dissent.

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    4. Aftermath of Protest: TheCriminal Justice System

    The unsettling events that occurred in Thembelihle informal settlement during the

    protest of September 2011, as well as the aftermath, point to a number of serious

    concerns with the South African criminal justice system. These events suggest that

    there are fundamental challenges in how the criminal justice system responds to

    protestors.

    Abuses of power are prevalent, both in the enforcement arm of the criminal justice

    system, where many protestors are subject to forceful conduct and increasing

    brutality by police officers, as well as in the investigative arm, with protestors oftenbeing arrested on frivolous charges.102This, in turn, renders many protestors subject

    to long periods in detention and potentially lengthy criminal cases. These actions are

    pursued by the state despite the fact that the vast majority of criminal charges laid

    against demonstrators are likely to be withdrawn or dismissed for lack of substance

    and evidence.103Moreover, the targeting of community leaders or activists in the wake

    of protests raises doubts about the legitimacy of criminal prosecution of protest-

    related offences, particularly public violence.

    In this section of the report the persecution and prosecution of activists in the

    aftermath of the Thembelihle protests is unpacked, with a specific focus on how

    the criminal justice system is utilised more broadly as a tool to criminalise often

    legitimate protest action and to silence dissent. First, section 4.1 considers the arrest

    of TCC spokesperson and community activist Bhayi Bhayi Miya. It canvasses the

    contradictory accounts of Miyas arrest and the community reaction to his arrest.

    Section 4.2 sets out Miyas protracted bail proceedings, highlighting how the criminal

    justice system and misapplication of the rules related to bail applications were used

    to keep Miya in prison, despite the overwhelming lack of evidence against him. Finally,

    section 4.3 narrates the criminal prosecution of the Thembelihle protestors.

    102

    R Pithouse On State Violence South African Civil Society Informaon Service (SACSIS) (10 May 2011);D Bruce The Road to Marikana: Abuses of Force During Public Order Policing Operaons SACSIS(12October 2012); J Duncan The Criminal Injusce System SACSIS(18 February 2013).

    103 Duncan The Criminal Injusce System SACSIS (18 February 2013).

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    The High Court finally orders Miyas

    release on bail, stating that Miya should

    not spend another day in prison. By

    this time Miya has been in detention for

    over a month.

    Despite a significant lack of

    evidence, Miya is denied bail in

    the Protea Regional Court. Miyas

    legal representatives appeal thisdecision in the High Court.

    Miya is arrested on charges of

    public violence and intimidation.

    The Thembelihle community begins

    to mobilise against Miyas arrest and

    detention.

    13 September 2011

    14 September 2011

    Miya appears in court for the first

    time. The prosecution opposes

    Miyas release on bail. His bail

    proceedings are delayed as the

    investigating officer handling his

    case is not available.

    The prosecution opposes Miyas bail

    application on various grounds and

    charges him with arson and malicious

    damage to property.

    CRIMINAL JUSTICE SYSTEM:

    MIYAS ARREST AND BAIL PROCEEDINGS

    15 September 2011

    22 September 2011

    30 September 2011

    20 October 2011

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    4.1 Arrest of Miya

    As stated above, on Tuesday 13 September the police arrested Miya on charges of

    public violence and intimidation. There are two contradictory accounts of Miyas

    arrest, which are largely irreconcilable, bringing the accuracy of both accounts into

    question.

    According to Miya, he voluntarily went to the Lenasia police station to attend a

    meeting with a police officer, Colonel Barnes.104The meeting was arranged to discuss

    strategies to increase school attendance, as many students had failed to attend during

    the protest. Once at the police station, Miya states that he was arrested. The police,

    however, claimed that Miya evaded arrest for a week despite being aware that they

    sought to apprehend him.105They argue that Miyas arrest had been coincidental as

    they had merely been at the right place at the right time.106It is hard to believe that

    Miyas arrest occurred coincidentally, given the full scale police search party, involving

    the SAPS intelligence unit, which was underway. The police further claimed that an

    unlicensed firearm was found concealed in the police vehicle that transported Miya

    to the police station. Despite this claim, no further evidence or charges in relation to

    the firearm were mentioned at the bail or criminal proceedings brought against Miya.

    The Thembelihle community reacted with condemnation and surprise at Miyas arrest.

    As one of the protestors stated: [Miya] is just one of us, a concerned resident who

    just happened to have been there during the protests ... [He was] mostly calming

    down the community, and asking them to refrain from any violent acts. 107 Some

    described Miya as a peaceful man who was concerned about Thembelihle like all

    of us and was unlikely to get involved in any act of violence.108Another resident,

    Nesta Hadebe, expressed shock at Miyas arrest, saying he was being victimised.109

    The community alleged that Miya had been persecuted and specifically targeted as

    the police considered him to be a leader of the protest and a chief instigator of

    the violence. A community resident, Elvis Pebane, stated that many protestors were

    aware that police have a list of people perceived to be leaders in the protests who

    they want to arrest.110

    104 State v Bhayi Bhayi Miya, Protea Regional Court, Case No. 69/4121/11, Adavit of Bhayi Bhayi MosesMiya (22 September 2011)