Amy J St Eve Financial Disclosure Report for 2010

8/3/2019 Amy J St Eve Financial Disclosure Report for 2010

1/18

AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR Y EAR 2010Report Required by the Ethicsin Government Ac t of l978(5 U .S.C. app. .~.~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l )St. Eve, Amy J .

4 . T i t l e (A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- o r part-time)USDC J - Ac t ive

7 . C h a m b e r s o r O f f i ce A d d r e s s219 South Dea rborn St reetR o o m 1 2 6 0Ch i c a go , I l l i n o i s 6 0 6 0 4

2 . Cou r t o r O r g a n i z a t i o nDis t r i c t Cou r l

3 . D a t e o f R e p o r t05/11/2011

5a. Report Type ( c h e c k a p p r o p r i a t e type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5 b . [] A m e n d e d R e p o r t8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n ed i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

R e v i e w i n g O f f i c e r D a t e

6 . R e p o r t i n g P e r i o d01/0112010

to12/31/ 2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P 0 S I T I 0 N S . ~ R , p o , ~ , g ~ , ,a l v ~ a . o t o , t r ; s , , p p . 9 - 1 3 o f ~ U . g1~ N O N E ( N o reportable posit ions.)

I. Adjunc t P ro fes so r2. B o a r d M e m b er3. B o a r d Me m b e r

4. Member5. B o a r d Me m b e r

POSITION NAME OF ORGANIZATION/ENTITYNorthwes t e rn Law Schoo lFeder a l Bar Assoc ia t ion - - Chicago ChapterDePau l U n ivers i t y Co l lege o f Law - - I n t e llec t ua l P roper ty Law and In fo rma t ionT e c h n o l o g y B o a r dPubl ic Safety Commiss ionerP o s s e F o u n d a t i o n C h i c a g o

I I . A G R E E M E N T S . m , p o , ~ g i , a i v i a a a t o , /y ; s e e p p . 1 4 - 1 6 of filing instructions.)~ (No reportable agreem ent s .)O N E

D A T E PARTIES AND TERMS


2/18

FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r t in gSt . E ve , Am y J .

D a t e o f R e p o r t05/11/2011

I II . N O N - IN V E S T M E N T I N C O M E . tRepo. in~: individual andsp .... ; seepp . 17 -24 o f f i l ing instruct ions. )A. Filers Non-Investment IncomeD N O N E (No reportable income. )on- inves tment

D A T E SOURCE AND TYPE I N C O M E(yours , not spouses)1. 2010 Nor thwes tern Law School ( t each ing) $2,0002.3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - t f y o a were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honorar ia . )D N O N E (No reportable income. )on- inves tment1.20102 .20103.4.

DATE SOURCE AND TYPENorthwestern Medical Facully Foundation

I n t e~ v en t iona l Con s u l t a n t s , L L C

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment .(Includes those to spouse and dependent children; see pp. 2.%27 of filing instructions.)[~] N O N E ( N o reportable reimbursements. )

SOURCE D A T E S LOCATION1 .

2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPag e 3 o f 9

Name of Person Repor t ingSt . E ve , Am y J .

Date o f Repo r t05/11/2011

V . G I F T S . a , c l u ~ e s ,h o ~ 1 o s p o u s e a . d ~ e p o ~ e ~ ch ild ren; s e e p p . 2 8 - 3 1 of filing instruction~)~] N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a . c t .~ e ~ , h o s e o f ~ p o . ~ e a . d d e , e . ~ e . ~ chi ldren; see pp . 3 2 - 3 3 of filing instruction&)N O N E (No reportable l iabi l#ies . )

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUECODE


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!Name of Person Reporting [ Date of Repor~St. Eve, AmyJ.

I0 5 / I 1 / 20 1 I

V II. INVESTM ENTS and TRUSTS - i .... e , , , o lu e , t r a n s a c t i o n s ( t n c lu d e ~ t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f il ln g i n s t ru c t l o n ~ )N O N E (No reportable income, assets, or transactions.)

D es c r i p t i o n o f A s s e t s T r a n s a c t i o n s du r i n g r epo r t i n g pe r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

I n c o m e d u r i n gr e po r t i n g pe r i o d

(I) (2)A m o u n t T y p e ( e . g . ,C o d e 1 div . , r ent ,

( A - H) or in t . )

G r o s s v a l ue a t e ndo f r e po r t i n g pe r i o d(I) (2)

Va lu e V a l u eC o d e 2 Me t h od

( J -P) C o d e 3( Q - W )

( 1 )Type (e.g.,

buy , se l l ,r e d e m p t i o n )

(2} (3) (4) ( 5 )D a t e Va l u e Gain I d e n t i t y o f

mm!dd,~, Cod e 2 Cod e I bu yer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. F id e l i t y G in n ie M a e M u t u a l Fu n d A Div id e n d J2. F id e l i ty M a g e l l a n M u t u a l Fu n d (m o n t h ly A Div id e n d Kpu r ch a se o f $ 25 0 )3. F id e l i ty L o w Pr i c e d S t o c k M u t u a l Fd . & C Dis t r i b u t i on Km o n t h ly p u rc ha s e $ 2 5 04. Fide l i ty Mun i c i pa l Money Marke t A ccoun t A Interest K5. C h a s e ( A c c o u n t s ) B Interest N6. A bbo l l L a bo r a to r ies C o m m o n S to c k N o n e J

7. F i d e l it y C o n t r a f u n d ( M o n t h l y p u r c h a s e o f A Dis t r i b u t i on K$250)8. M i c r o s o f t C o r p . C o m m o n S t o c k A Div id e n d

9. E M C C o r p . C o m m o n S t o c k N o n e J

1 0 . C h e s a p e a k e E n e r g y C o r p . A Div id e n d J1 1 . V a n Ka m p e n E qu i t y T ru s t Sm a l l C a p N o n e JG r o w t h F u n d1 2 . V a n Ka m p e n Am e r i c a n C a p E m e rg in g N o n e JG r o w t h F u n d1 3 . ING In t e rn a t io n a l V a lu e Fu n d B Div id e n d K1 4 . N e u b e r g e r B e n n a n G e n e s i s F u n d A Div id e n d K1 5 . I N G S m a l l C o m p a n y F u n d A A D i v i d e n d K1 6 . L o rd A bbe t t Af f i l i a t e d Fu n d A A Div id e n d J1 7 . B a r r i c k G o l d C o r p . C o m m o n S t o c k A Div id e n d J

TT

T

T

T

T

T

S o l d

T

TT

T

T

T

T

T

T

10/25/10 J A

I. In com e Ga in C odes : A -$1,000 o r les s B =$1,00I - $2 ,500 C =$2,501 - $5,000 D =$5,0OI - $15.000(See Columns B I and IM} F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G = $ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 | t I =$ 1,000,001 - $5.000.000 112 =More t han $5,000,000

2. Valu e C od es J =$15.000 o r less K =$15,001 - $50.0~O L =$50,001 - $100.000 M 25100.0OI - $250.0~O(See C o l um ns C I and D3) N =$250.001 - $500,000 O -$500,001 - $1.000.0~O PI =$1,~O0.001 - $5.0~O.000 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 . 0 O O

P3 =$25,000.001 - $50.000.000 P4 =More than $50.000.0003 . Va l ue Met hod Codes Q =Appra i s a l R ~Co st tR ea l Es la te On ly) S =Assc ssn gn! T = C ~ h M a r k c l(See Cohlmn C2) U =Uc ok Va l ue V -Othe r W -Esl imated

E =$15.001 - $50.000


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FINANCIAL DISCLOSURE REPOR TPage 5 of 9

N a m e o f P e r s o n R e p o r t in gSt . E ve , Am y J .

D a t e o f R e p o r t05/I 1/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o , ~ , , v a t u e , ,~ a , ~ a , ~ i o , ~ (Includes those of spoust and aepen dcnt chilaren: see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n ~ )[ ~ ] NONE (No repo rtable income, asse t s , or t ransact ions . )

D es c r i p t i o n o f A s s e t s T r a n s a c t i o n s du r i n g r epo r t i n g pe r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt f rom pr i or d i sc l osure

I n c o m e d u r in gr e p o r t in g p e r i o d(0 (2)A m o u n t T y p e ( e . g . ,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

(i)T y p ~ ( e . g . ,buy, sell ,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e V a lu e G a i n Iden t i ty o fmm/d&yy Code 2 Code I buyer/seller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 8 . Cisco Sys tems Inc . Commo n S tock N o n e J1 9 . Claymo re Secs . Def ined A Dividend J20 . Mc D o n a l d s C o r p . C S A Dividend K21 . St iefe lN icholaus Money Market B Dividend L22 . I l li n o i s M un i c i p a l Bo nd s A Interest K23 . Fidel i ty S tr a tegic D iv idend/ Inco me A D iv i dend J24 . 5 29 U n iq ue Co l l ege I nv e s ti ng P l a n ( a ge B Interest Mbased) See Note 125 . Peabody Energy Corp . A D iv i dend K26 . Genera l E lec tr ic Compa ny A Div idend K

27 . Fidel i ty Selec t Med ica l Del ivery (month ly A Dividend K$250)28 . Enterta inment B A Div idend J29 . I l l ino i s S ta te Tax Free Bon ds A Interest K30 . I l l ino i s S t a te Col lege Bonds A Interest J31 . Fidel i ty Ba lanced A Div idend J32 . Fidel i ty Lat in Amer ica A D iv i dend J33 . F i d e l it y B l u e C h i p V a l u e F u n d ( S e e No t e 2 B Dividend L

in Par t VII)34 . F ide l i ty Cap i t a l App rec ia t ion Fund (See A Div idend LNo te 2 in Part VII)

TT

TTTTTTT

TTTTTTT

T

I . Income Gain Codes: A =$1,000 o r less B =$1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15.000(See C o l um ns B I and D4 ) F ~$50.001 - $100.000 G = $100.001 - $1.000.000 111 =$1.000.091 - $5,000.000 112 =More lhan $5.000.000

2. Va lu e C o d es J = $15.000 o r les s K =$15.001 - $50.D~0 L =$50.001 - $100.000 M =$100.001 . $250.000|Sc Co lumm CI and D3 ) N =$250.001 - $500.000 O =$500,001 - $1,000.000 PI =$1.000,001 . $5 .000,000 P2 =$5.000,001 - $25.000.000

P3 =$2 5. 000. 001 - $ 5 0 , 0 0 0 , 0 0 0 P4 =Mote lhan $50.000.0003 . Va l ue Met hod Co des Q =Appra i s a l R = Co st (R ea l E sta te O nly) S = Ass es sm en t T =C ash Marke ttSce C o lu m n C 2) U -B o o k Va lu e V =Olher W =Est imaled

E = $ 15 . 0 0 1 - $ 5 0 . 0 0 0


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N a m e o f P e r so n R e p o r t i n gSt . Eve, Amy J .

D a t e o f R e p o r t05/I 1/2011

N O N E (No reportable income, assets, or transactions.)D e s c r i p t io n o f A s s e t s I n c o m e d u r in g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o dI ( , ) ( 2 )P l a c e " I X ) " a f t e r e a c h a s s e t [ A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e i Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r os s v a l ue a t e ndo f r e p o r t i n g p e r i o d(I) (2)V a l u e ValueC o d e 2 M e th o d

( J - P ) C o d e 3

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I) (2) (3) (4) (5 )

T y p e ( g . , D a t e Value Gain I d e n t i t y o fb u y , s e I I , m n ~ d d , / y y Code 2 C ode I buyer!seller

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

35 . Fid elity In tern a tio n a l D isc o very Fd (See N o n e KNote 2 in P ar t VI i)3 6. Fidel i ty Large Ca p Value Fund (See Note 2 A D iv i dend Lin Pa r t VII)3 7. F ide l i ty Mid Cap Grow th Fund (See Note 2 B D iv i dend J

in Par t VII)38 . Fidel i ty Mid Cap Value Fu nd (See Note 2 in B Dividend KPart VII)39 , Fidel i ty Smal l Cap Grow lh Fund (See Note C Dividend K2 in Pa r t VII)40 . Fidel i ty Smal l Cap Value Fun d (See Note 2 C Dividend Kin Pa r t VII)41 . Fidel i ty Tot a l Bo nd Fun d (See Note 2 in C D iv i dend LPart VII)42 . Fidel i ty Emerging M arkets Fund (See Note N o n e2 in Pa r t VII)43 , Smith Ba rney Money Market A Interest

TT

TTT

TT

SoldSold

!01/14/10 K01/14/10 J

AA

44 . St i f e l F inanc ia l Corp . N o n e K T45 . Feder a ted S t r a tegic Mutua l Value Fund CLC N o n e J46 . F ide l i ty Se lec t Ma te r i a l s Mutua l Fun d A Dividend J47 . F i d e li ty Ne w M ar k e t s I n co m e M u t u a l F u n d A Dividend J48 . Monsan to N o n e K T49 . G oldm a n S a c h s Bond s B Interest J T50 . Fidel i ty Gov t Income (See Note 2 in Par t A Dividend K T

Vll )51 . F ide l i ty U.S . T rea su ry M M (See Note 2 in A Dividend K TPart VII)

Bu y

Bu y

01/14/10

01/14/10

K

K

I . Income Gain Codes: A =$1,000 o r les s B =$1,001 - $2,50~ C $2.501 - $5 ,000 D =$5.001 - $15.000(See C o lu mn s BI a n d 134) F =$50.001 - $100,000 G = $100.001 - $1.0~0.000 I 11 =$ 1.0 ~1 .0 01 o $5 .0 00 .0 00 1 12 = Mo r e t ha n $5 .0 0 0.0 0 0

2. Value Codes l =$15.000 ~ less K =$15.001 - $50.0(~ L =$50.001 - $100.00~ M =$100.0~1 - $250.000(See C o l um ns C I and D3) N =$250,001 - $500,000 O =$500.001 - $1.000.000 PI =$1,000.001 - $5.000,0~ P2 -$5.000,001 - $25.000.000

P3 =$25,000.0OI - $50,000,000 P4 =More Ihan $50.000.0003 . Va l ue Mc t hod Codes Q =Appra i s al R =Cost (Real Esla te Only) S =Asscssm,mt T =C ash Marke t(See C o l um n C 2) U =Book Va l uc V =Other W -Es l im a tcd

[ :$15.001- $50.000


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N a m e o f P e r s o n R e p o r t in gSt. Eve, Amy J.

D a t e o f R e p o r t05/I 1/2011

V I I . IN V E S T M E N T S a n d T R U S T S - i. co ,~ e , val.., ,.a.~c,io.s a.a.des ,hose o lspo.se ~.d dep e.de., children; see pp. 3 4 - 6 0 of f i l ing ins truc tions . )D (No r epo r table incom e, asse t s , or t ransact i ons . )ONE

D es c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s s ets ) rep o r tin g perio d

i Cl)P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e (e.g.,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I div . , r ent ,(A-H) o r i n t . )

G r o s s v a l ue a t e nd T r a n s a c t i o n s du r i n g r epo r t i n g pe r i o do f r e po r t i n g pe r i o d

(1 ) (2 ) (I) (2) (3) (4) (5 )V a lu e V a lu e Type (e.g., Date Va lu e Gain Iden t i t y o f

C o d e 2 M etho d b u y, se l l, mm~dd /yy C o d e 2 C o d e I buyer / se l ler( J - P ) C o d e 3 r ed em p tio n ) ( J -P) ( A - H ) ( i f p r iva t e

(Q - W ) tr a n s a c tio n )

52. Fidelity Intl Discovery (See Note 2 in Part A Distribution K TVII) B uy 01/14/10 K

I . Income Gain Codes: A =$1,000 or less B =$1 ,0OI - $ 2 , 5 0 0 C = $2.501 - $5,000 D =$5.001 - $15.000(See C o l um ns B I and D4 ) F =$50,001 - $100,000 G =$100.001 - $1.000.000 III =$1.000.0~1 - $5.000,000 112 =More than $5.000.000

2. Value Codes J = $ 1 5 , 0 0 0 o , - I c s s K =$15.0OI - $50.000 L = $ 5 0 . 0 O I - $ 1 0 0 . 0 O O M = $ 1 O O . 0 O I - $ 2 5 0 . 0 0 0( S e e C o lu m m C I a n d D 3 ) N =$250,001 - $500.000 O =$500.001 - $1,000.000 P I = $ 1. 0~ 3 .0 0 1 . $ 5 ,0 0 0. 00 0 P 2 = $ 5,0 0 0. 00 1 - $2 5, 00 9.0 0 9

P3 =$25.000.0OI - $50.0~O.000 P4 -More t h a n $50. 000.0003 . Va l ue Met hod Co des Q =Appra i sa l R =cost (Re~l Esta te Only) S =Assessment T =C ash Marke t(See Column C2) U =Book Va l ue V =O lher W :Estim a ted

E =$15,001 - $50.000


8/18


N a m e o f P e r so n R e p o r t i n gSt. Eve, Amy J .

D a t e o f R e p o r t05/I 1/2011

V II I. A D D I TI O N A L I N F O R M A T I O N O R E X P L A N A TI O N S . tlndlcatepartofrepor~)NotesI. We made monthly contributions~ to these Fidelity 529 Education Plans. We contributed a total of $3,000 monthly in 2010.2 . ~ ~ e m p l o y e r m a k e s a u t o m a t i c m o n t h l y c o n t r i b u t io n s t o t h e s e f u n d s a s p a r t o ~ r e t i r em e n t p l a n .


9/18


Name of Person Repor t ingSt . E ve , Am y J .

Date o f Repo r t05/I 1/2011

IX. CER TIFICATION.I c e r t if y t h a t a l l i n f o r m a ti o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r ta i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e te t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t ed w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u r e .I further certify that earned income from outside employment and honoraria and the acc eptance of gifts which h ave been reported are incompliance w ith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Jud icial Conference regulations.

Signature: S/Amy J . St. Eve

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A L L S T O F I L E T H I S R E PO R T M A Y B E S U B J E C T T O C I V I LA N D C RI M I N A L S A N CT I O N S (5 U .S.C . a pp . 10 4)

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d min i s t r a t iv e Of f i c e o f t h e Un i t e d S ta t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544


10/18

AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010Report Re quired by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

I . Person Reporting (last name, f irst, middle initial)St . Eve, Amy J .

4. Title (Article Ill judges indicate active or senior status;magiswate judges indicate full- or pard - t ime)

USDC J - Act ive

7. Cham bers or Off ice Address219 So uth Dearbo rn St ree tR o o m 1 2 6 0Chic ag o , I l lin o i s 60604

2. Cour t o r Organiza tionDist r ict Cour t

3. Date of R e p o r t08110/201 I

5a. Repor t T ype (check appropr iate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5 b . [ ] A m e n d e d R e p o r t8.O n the basis of the informat ion contained in this Report and anym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s, i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Of f ice r Date

6. Repor ting P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you hav e no reportable information. Sign on last pag~

I . P O S I T I O N S . ~ R e ~ , o r ~ , g i . a l v ~ , t. n t o , ty ; ~ e e p ~ , . 9-13 of filing instructions,)~] N O N E (No reportable positions.)

1. Adjunc t Profe ssor2. B o a r d M e m b e r3. B o a r d M e m b e r

4. M e m b e r5. B o a r d M e m b e r

POSITION N A M E O F O R G A N I Z A T I O N / E N T I T YNo rthwes te rn Law Sc ho o lFed era l Bar Asso c ia t io n - - Ch ic ag o C hap te rDePaul Un ivers i ty Co l l eg e o f Law -- In te l l ectua l P ro p er ty Law an d In fo rmat io nT e c h n o l o g y B o a r dPub l ic Safe ty Co mmiss io n erPo sse Fo un d a t io n Ch ic ag o

II. AGREEMENTS. m e , o n i .g ~ a ~ v i a . ~ t o , ty ; s e e p v . u - 1 6 o : : # . g instructions.)NONE (No reportable agreements.)

DATEI.2.3.

P A R T I E S A N D T E R M S


11/18

FINANCIAL DISCLOSURE REPOR TPage 2 o f 9

N a m e o f P e ~ o n R e p o r t in gSt. Eve, Amy J .

D a t e o f R e p o r t08/10/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . m e p o ~ n g i n d i v l d u a l a n d s p o a s e : s e e p p . 1 7 -2 4 of filing instroctions.)A. Fliers Non-Investment Income[] NO NE (No reportable non-investment income.)

DATE SOURCE AND TYPE I N C O M E(yours, not spouses)1 . 2 0 1 0 N o r t h w e s t e r n L a w S c h o o l (t e a c h i n g ) $ 2 , 0 0 02 .3 .4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m arried during any portion of the reporting year, complete this section.(Dollar a m o u n t no t requ ired excep t fo r honoraria . )

D (No reportable income.)ONE non-investment

1 .20102 . 2 0 1 03.4.

D A T E S O U R C E A N D T Y P EN or thwes t e rn M edica l Facu l ty Founda t i onIn te rven t io n a l C o n sul t an t s , LLC

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment( Includes those to spouse and dependent ch i ld ren; see pp . 2 5-27 o f f i l ing instruct ions. )

N O N E (No reportable reimbursements.)

S O U R C E D A T ES L O C A T IO N1.2.3.4.5.

PURPOSE ITEM S PAID OR PROV IDED


12/18

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 9

Name of P erson Report ingSt . Eve , Amy J .

Dale of Report08/10/2011

V . G I F T S . a n e l u d ~ those to sp ..... d dependent children; seepp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s th o s e o l s p o u s e o .d d e p e n d e n t children; see p p . 3 2 - 3 3 offiIing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

VALUECODE


13/18


N a m e o f P e r s o n R e p o r t in gS t . Ev e , A my J .

D a t e o f R e p o r t08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ,e . , .~ l ~ , , r a . ~ a c , ~ o n s a n c , u ~ e s , h o , e o / , p o a , e a n d d e p e n d e n , c h i ld r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)D (No reportable assets, orO N E income, transactions.)

A. B. C. D.Description of Assets Incom e during G ross value at end Transac t ions during ~port ing per iod(including trust assetS) reporting period o f r e p o r t i n g p e r i o dI ) ( 2 ) ( I } ( 2 ) Cl) ( 2 ) ( 3 ) ( 4 ) (5)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e . g . , Value V a lue T y p e ( e . g ., D a t e Value Gain Idenlity of

exempt from prior disclosure C ode I d i v . , r e n t , Code 2 M e t h o d buy, sell, m m/ dd /yy C od e 2 C ode I b uye r/se ller(A-II) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

3.4.5.6.7.8.9.

- 10 .II .1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

Fide l ity G inn i e M ac M utua l FundFide l ity Mage l l an M utua l Fund (month lypurchase o f $ 250 )Fide l ity Low Pr i ced S tock M utua l Fd . &month ly pu rchase $ 250Fide l ity Munic ipa l Money M arke t AccountChase (Account s )Abbo t t Labo ra to r i es Co mmo n Sto c kFide l ity Cont ra fund (Mon th ly pu rchase o f$ 250 )Microsof t Corp . Com mon S tockE M C C o r p . C o m m o n S t o ck

Chesapeake Ene rgy Corp .Van Kam p en Equi ty T rus t Smal l CapG rowth FundV a n K a m p e n A m e r i c a n C a p Em e r g i n gG rowth FundING In te rn a t io n a l Va lue Fun dN e u b e r g e r B e r m a n G e n e s is F u n dIN G Sma l l Company Fund ALord Ab be t t Af f i li a t ed Fund ABarr ic k Go ld Co rp . Co mmo n Sto c k

A Dividend J TA Div id en d K TC Distribut ion K TA Interest K TB Interest N T

N o n e J TA Distribut ion K TA Div id en d

N o n e J TA Div id en d J T

N one J TN o n e J T

B Dividend K TA Div id en d K TA Div id en d K TA Div id en d J TA Dividend J T

S o ld 10/25/10 J A

1. Incom e G ain Codes : A = $1.000 or less B $1,001 - $2.500 C = $2,5 01 - $5 .000 D = $5 .001 - $15 ,000(See Columns B I and I)4) F = $ 5 0 . 0 < ) I - $ 1 0 0 , 0 0 0 G =$100.001 - $1.0~0.000 I I I = $ 1. 00 0, 09 1 - $ 5. 00 0. 00 0 1 12 = Mo re th an $ 5. 00 0. 00 0

2 . V a lue C o &s J =$15,0D0 or less K = $1 5 .001 - $50 .000 L ~$50.001 - $100.000 M -$100.001 - $250.0~O(Se e C o lum n s C I a n d D3) N = $250,001 - $500.000 O =$5 00.0O I - $1.000.000 PI =$1.000.001 - $5.000.000 P 2 ~ $ 5 . 0 ~ O . 0 0 1 - $ 2 5 . C ( 1 0 . 0 0 0

P3 =$25.000,001 - $50.0~0,000 P 4 = Mor e t h an $5 0.0~ ) .0003 . Va lu e Meth od Codes Q =Appraisal R =:Cost (Real Es tate Only) S = Assessment T C a . s h M a r k e t(Se e C o lum n C 2) U ~ Book Valu e V :O ~ hcr W -Estim a ted

E = $ 1 5 , 0 0 1 - $ 5 0 . 0 00


14/18

FINANCIAL DISCLOSURE REPORTPage 5 o f 9

N a m e o f P e r s o n R e p o r t in gS t . Ev e , A my J .

D a t e o f R e p o r t08/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactiott~ (includ~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)[] (No r epor table asse ts , orONE incom e, transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g(in c lu d in g tru s t a ss e ts ) re p o rt in g p e rio d

I~ (I) (2)Place "(X)" after each asset I A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e i C o d e 1 di v . , r en t ,

I ( A - H ) or i n t . )

1 8 . Cisc o Sys tems In c . Co mm o n Sto c k N one19 . Claymore Sees. Defined A Dividend

20. McDo na lds Corp . CS A Dividend21. Stiefel Nicholaus M oney M arket B Dividend

22. Illinois Municipal Bonds A I n t e r e s t23 . Fidelity Strategic Dividend/Income A Dividend24. 529 Unique College Investing Plan (age B I n t e r e s tbased) See Note 125. Peabody Energy Corp. A Dividend26 . G e n er a l El ec tr ic Co m p a ny A Dividend

27 . Fid e l i ty Se lec t M ed ic a lDel ivery (mo n th ly A Dividend$250)

28. Entertainment PPTYS Trust Ser V ( s e e n o t e ) A Dividend29. Illinois StateTax Free Bonds A Interest

30. Illinois State College Bonds A Interest

31 . Fide l i ty B a l a n c e d A Dividend32 . Fidelity Latin America A Dividend

33. Fid e l i ty Blue Ch ip Value Fund ( S e e Note 2 B Dividendin Part VII)

34 . Fidel i ty Capi ta l Appreciat ion Fund (See A DividendNote 2 in Part VI I )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)V a l u e V a l u eC o d e 2 M e t h o d(J-p) C o d e 3

j TJ T

K T

L TK TJ T

M T

K T

K TJ T

J T

J Vj T

L TL T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e V a lue Gain Identity o fbuy, sell, m m ! d d , ~ y Code 2 C ode I b uye r/se ller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

I . Income Gain Codes: A =$I,000 or less B =$1.001 - $2.500 C -$2,501 - $5 .000 D =$5,001 - $15,000(Se e C o lum n s B I a n d D4 ) F =$50,001 - $100,000 G =$100.0O I - $1.000.000 III =$1.000,001 - $5 .000.000 112 =More than $5,000JDO

2 . Valu e Codes J = $15 .000 o r le ss K = $15 ,001 - $50 ,000 L -$5 0.0O I - $100.O 00 M =$100.001 - $250,000(Se e C o lum n s C I a n d D3) N =$250.001 - $500,000 O= $500,001 -$1 .000.0OO PI $ 1.000.001 - $5 .000,000 P2 =$5,000.001 - $25,000.000

P 3 = $ 2 5 . 0 O O . 0 0 1 - $ 5 0 . 0 0 0 , 0 0 0 P 4 = Mote t h an $50,000.0003 . Va lu e Meth od Codes Q =Appraisal R -~Sosl (Real Es tate Only) S :As s e s s m e n t T , , = C a s h M a r k e t

(Se e C o lum n C 2) U = Book Valu e V : O~ h c r W - Es t im a te d

E =$15 .0n l - $50 .0~


15/18


N a m e o f P e r s o n R e p o r t in gSt. Eve, Amy J .

Date o f Repo r~0 8 / 1 0 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - in c o ,, , . , a t u e . ~ a , ~ a c t i o ,~ a n c l u d , ~ t h o s e o / s ~ , o , ,, a n d d ~ , ~ n d e n t c h i ld r e n ; s p t ~ 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Income during Transactions during reporting period( i n c l u d i n g t r u s t assets) reporting period

(I) (2)i A m o u n t T y p ~ ( e . g .,C ode I d i v . , r e n t ,( A - H ) o r i n t . )

Place "(X)" a f te r each a sse te x e m p t f r o m p r i o r d i s c l o s u r e

Gro s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)V a lu e V a lu e

C o d e 2 M e t h o d( J - P ) C o d e 3

(i )Type (e.g.,

b uy, se l l ,r e d e m p t i o n )

( 2 ) ( 3 ) ( 4 ) (5)D a t e V a l u e G a i n I d e n t i t y o f

mm/ddh /y Code 2 C ode I b uye r/se ller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

35 .

37.

38.

39.

40 .

41 .

42 .

43.

44.1 4 5 .

1 4 6 .

47 .

48 .

49 .

50 .

51 .

Fidelity Inlemalional Discovery Fd (See None K TNote 2 in Part V II)Fidelity Large Cap Va lue Fund (See Note 2 A Dividend L Tin Part Vll)Fidelity Mid Cap G rowth Fun d (See Note 2 B Dividend J Tin Part VII)Fidelity M id Cap Valu e Fund (See Note 2 in B Dividend K TPart VII)Fidelity Small Cap G rowth Fund (See Note C Dividend K T2 in Part V II)Fidelity Small Cap V alue Fund (See Note 2 C Dividend K Tin Part V II)Fidelity Total Bo nd Fund (See Note 2 in C Dividend L TPart VII)Fidelity Emerging Markets Fund (See Note None S o l d2 in Part V II)Smith Barney M oney Marke t A I n t e r e s t S o l d

01/14/10 K A

01 /14 /10 J A

S t i fe l F i n a n c i a l C o r p . None KFederated Strategic Mutu al Value Fund CL(: None JF i d e l it y S e l e c t M a t e r i a l s M u t u a l F u n d A Dividend JFidelity New Markets Income Mu tual Fund A Dividend JMonsanto None K TGoldm an Sachs Bonds B I n t e r e s t J TFidel i ty Govt Income (See N ote 2 in Par t A D i v i d en d K T B uyVll)Fidel i ty U. S . T r e a s u ry M M ( S e e N o l e 2 in A Dividend K T B u yPa r t VII)

01/14/10 K01/14/10 K

I . Income Gain Codes: A = $1.000 or lcss B = $1,001 - $2.5 00 C =$ 2 .5 0 1 - $ 5 ,0 ~) D =$5.0OI - $15.0~O(Se e C o lum n s B I a n d D4 ) F =$50.0OI - $ 100.000 G =$100.001 - $1.000.000 III =$1.0~0,001 - $5 .000.000 112 =More than $5.00~.1~0

2. Value Cod,-s l $15 .000 o r Icss K = $15 .0O I . $5 0 .000 L = $5 0.0O I - $10~ .00~ M = $10~ .001 - $250.000(Se e C o lum n s C I a n d D3) N -$25 0.001 - $5 00.000 O -$5 0~ .001 - $1.000.000 P I = $1.000.0~ 1 -

P 3 = $ 2 5 . O O 0 . 0 O I - $ 5 0 . 0 0 0 . 0 ~ O P4 =Mo~e than3 . Va lu e Mc lh od Codes Q :Appraisal R ~ os t (R ea l Es ta te O n ly ) S =Asscssm,."nl T =C a s h Ma rk e t

(S,:c Column C2) U = Book Valu e V = O~ h er W = E s l imatcd

E = $1 5 ,001 -$50.O00


16/18


N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tSt. Eve, Amy J . 08/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - ~ n c o m e , , ,a t .e , ,r ., ~ e ,i o ~ a n e l u d ~ ,h o s ~ o / sp o ~ s e o n d d e p e n d e n , children; see p l x 3 4 - 6 0 of filing instructions~)N O N E (No reportable income, assets, or transactions.)

D esc r i p t i on of Asset s( i nc l udi ng t r us t asse t s)

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c lo s u r e

B . C. D.Incom e during Gross value at end Transactions during reporting periodreporting period o f r e p o r t i n g p e r i o d

(1) (2) (I) (2) (I ) (2) (3) (4) (5 ) , A m o u n t T y p e ( e . g ., Value V a lue T y p e ( e . g ., D a t e V alue G ain I d e n t i t y o fC ode I d i v . , r e n t , Code 2 M e t h o d b uy, sell, nurgdd /yy Code 2 C ode I buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

I52 . Fidel i ty Int l Discovery ( S e e N o t e 2 i n P a r t A D i s t r i b u t io n I K TVII) ! B uy 01/14/10 K I

I . Incom e G ain C odes: A = $1.000 o r le ss B = $1,001 - $2.5 00 C = $2,5 01 - $5 ,000 D =$5.001 - $15.000{ See Columns B I and D4 ) F =$50.001 - $ 100,000 G = $100,001 - $ 1.000.000 I I I =$ 1.000,001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15 .000 o less K = $15 .001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.0(}0{Se e C o h lm n s C I a n d D3) N -$25 0.001 - $5 00.000 O =$5 00.001 - $1.000.000 P I = $ 1. 00 0. (30 1 - $5 .0 00 ,0 00 P 2 = $ 5. 00 0. 00 1 - $2 5. 00 0. 00 0

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000.0003. V alue M eth od Codes Q = Appraisal R =C ost (R ea l Es la tc O nly) S = Ass~ ssm en ! T = Cas h Mar ke t(Se e C o lum n C 2) U = B~ : , k Valu e V = O~ h er W = E s l imated

E = $ 1 5 . 0 0 1 - $50,000


17/18


N a m e o f P e r so n R e p o r t i n gSt . Eve , Amy J .

D a t e o f R e p o r t08/10/201 I

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. andlco,e~,ar, o/repo~N o t e sI . We m ad e m o n t h l y c o n t r ib u t i o n s f o r ~ . _~ ~ - . . ~ : .. ~ ~_ ~] t o t h ese F i d e l i t y 529 Ed uc a t i o n P l an s . We c o n t r i b u t ed a t o t a l o f $ 3 ,0 0 0 m o n t h l y i n 20 10 .2 ~ _ . ~ . ~ , ~ e m p l o y e r m a k e s a u t o m a t i c m o n t h l y c o n t r i b u t i o n s t o th e s e f u n d s a s p a r t o ~ r e t i r e m e n t p l a n .3 . O n t h e a m e n d e d r e p o r t - s e c t i o n V I I , E n t e r ta i n m e n t B S t o ck i s E n t e r t a in m e n t P PT Y S T r u s t S e t V C u m u l a t i ve Pe r p PF D R e i t 7 . 7 5 %. I o ve r l o o k e d t h a t I s o l d i to n 9 / 1 7 / 2 0 0 8 w i t h n o g a i n s .


18/18


Name of Per son Repor tingS t . Ev e , A my J .

Date of Report08/10/201 I

IX. CERTIFICATION.I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t r u e , an d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp ro v i s io n s p e rmi t t i n g n o n -d i sc lo su re .I f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l i a n ce wi th t he p ro v i s io n s o f 5 U . S . C . a p p . 5 01 e t . se q . , 5 U . S . C . 73 5 3 , a n d Ju d ic i a l Co n fe re n ce re g u la t i o n s .

Signatu re: S[ Amy J. St . Eve

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S . ( 5 U . S. C . ap p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f ic e o f t h e U n i te d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

Amy J St Eve Financial Disclosure Report for 2010

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Transcript of Amy J St Eve Financial Disclosure Report for 2010