Ethics in Clinical Medicine View from Neurology

OverviewEnd-of-life & life-sustaining decisions

Research

Alan H. Lockwood, MD, FAAN

Program Director, Adult Neurology

• Straightforward• Easy to understand

(not full of jargon) and fairly short

• Ethical principles are parallel to those used in research

• Paperback, relatively inexpensive

• Not based on ACGME core competencies

Overview of Ethical Guidelines

1. Respect for persons1. Avoid deception and non-disclosure

2. Maintain confidentiality

3. Keep promises (don’t make promises you can’t keep!)

2. Beneficence (act in best interest of patient)1. Unwise decisions by patients (duty to listen,

educate, persuade, compromise): patient’s informed decision prevails

2. Conflicts of interest

Overview --- cont3. Allocate resources justly

4. Use ethical guidelines1. Interpret in context of specific case

2. Exceptions may be appropriate

3. Different guidelines may conflict

5. Principles, rules1. Principle = basis for reasoning or a guide for

conduct of procedure

2. Rule = defines conduct, binding

Overview --- cont

5. Principles, rules, duties (cont)2. Rules: generalizations that are narrower

than principles, binding, prohibit specific behaviors, e.g., obtain informed consent prior to surgery

3. Duties: Lo avoids this term, may connote legal as well as ethical obligation (we will try to get to this with discussion of specific cases, e.g., Quinlan, Cruzan, Schiavo, Tarasoff)

Approach to Ethical Dilemmas

Gather informationWhat is the clinical situation?Who is the primary decision-maker?What are the views of the healthcare team and

stakeholders?

Clarify ethical issuesWhat are the pertinent ethical issues and

conflicts?Understand best thinking on the issues

Approach ---- cont

Resolve the dilemmasWhat pragmatic issues complicate case

Hold team meeting

Meet with patient or family or both

Deal with psychosocial issues directly

Ask for help if needed

End-of-Life andLife-Sustaining Decisions

• What is your own personal experience? Have you confronted this dilemma?

• What are your own values that you would invoke in assisting patients and their families in making these decisions?

• What conflicts do you foresee that may arise with regard to your personal values and possible requests by patients or their surrogates?

• How would you deal with these conflicts?

Milestones

• Pure Food and Drug Act (1906)• Nuremberg Code (1948)• National Research Act of 1974 and

Belmont Report – Respect for Persons, Beneficence, Justice

• Declaration of Helsinki (World Medical Assn)

• Common Rule (Applies to US funded studies)

Case Studies

• Tuskegee Syphilis Study (1932 – 1972).• Jesse Gelsinger Case: gene therapy• Hopkins Asthma: death of participant, use

of chemical that was not approved drug, no IND

• Rochester Bronchoscopy case, death of participant from lidocaine

Children’s Environmental Exposure Research Study (CHEERS)

“The purpose of the study is to learn about levels of pesticides and common household chemicals in homes of young children.”

“Collection of accurate micro-environment and macroactivity information for children under the age of 3 years is essential to reduce the default assumptions that are currently being used for quantifying risk.”

Ethics in Public Health ResearchAmerican Journal of Public Health

Human Testing of Pesticides: Ethical and Scientific Considerations.

2004;94:1908-1916