Advanced Patent Analysis Work Book

45
crafting innovation together Advanced Patent Analysis using TRIZ and other techniques Practitioner’s Work Book Crafitti Consulting Crafting Innovation Together Crafitti Innovation Ignition Workshop Series Sep 26-27, 2008, Bangalore, India Delegate Name: Organization: Email-Id: © Crafitti Consulting Private Limited

description

The workbook leads the user through an Advanced Patent Analysis activity using elements of TRIZ - The Theory of Inventive Problem Solving. It can be applied to any patent and used for patent analysis, patent design-around and strengthening of patents.

Transcript of Advanced Patent Analysis Work Book

Page 1: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Advanced Patent Analysis using TRIZ and other techniques

Practitioner’s Work Book

Crafitti ConsultingCrafting Innovation Together

Crafitti Innovation Ignition Workshop SeriesSep 26-27, 2008, Bangalore, India

Delegate Name:

Organization:

Email-Id:

© Crafitti Consulting Private Limited

Page 2: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

What is a Technical System?

Anything that performs a function is a Technical System

Model of a Function

Tool Object

function

Formulation of Functions Correct (If not, Correct it)

Fan cools the Body

Lens magnifies the Object

Hot air dries hair

Incandescent bulb illuminates the room

Air Conditioner improves our comfort

Lightning Rod attracts lightning

Microwave Oven cooks Food

A function is an intended direct (physical) action of the tool on the object

© Crafitti Consulting Private Limited 2

Page 3: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Exercise 5 minutes (group of 4/5)

You are a patent engineer – you received an Invention Disclosure as described below – Please write down an abstract (Maximum 30 words)

A motorbike with wireless connection to a mobile phone. The mobile phone controls the bike. When you buy the bike, mobile phone is given free of cost

© Crafitti Consulting Private Limited 3

Page 4: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Exercise 5 minutes (group of 4/5)

You are a patent engineer – you received an Invention Disclosure as described below – Please write down an abstract (Maximum 30 words)

© Crafitti Consulting Private Limited 4

Page 5: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Exercise 5 minutes (group of 4/5)

Exchange the abstract written by your group with the group next to you.

A motorbike with wireless connection to a mobile phone. The mobile phone controls the bike. When you buy the bike, mobile phone is given free of cost

© Crafitti Consulting Private Limited 5

Page 6: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Exercise 5 minutes (group of 4/5)

You are Now a novelty evaluator – you received the abstract of the ID with you – Please make relevant keywords and logical (and, or, not) queries you will use to search for the prior art in the US PTO!

A motorbike with wireless connection to a mobile phone. The mobile phone controls the bike. When you buy the bike, mobile phone is given free of cost

© Crafitti Consulting Private Limited 6

Page 7: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

© Crafitti Consulting Private Limited

Exercise 5 minutes (group of 4/5)

You are Now a novelty evaluator – you received the abstract of the ID with you –Please make relevant keywords and logical (and, or, not) queries you will use to search for the prior art in the US PTO!

7

Page 8: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Analyzing a Patent – The TRIZ Way

Whiteboard Marker having arch shaped housing

© Crafitti Consulting Private Limited 8

Page 9: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

© Crafitti Consulting Private Limited 9

Page 10: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Read the Abstract – Identify the Key Element of Invention

Identify the sentence where the key invention is mentioned?

Can you also identify the function or effect produced by the invention?

© Crafitti Consulting Private Limited 10

Page 11: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Read the Abstract – Identify the Key Element of Invention

Identify the sentence where the key invention is mentioned?

Can you also identify the function or effect produced by the invention?

© Crafitti Consulting Private Limited 11

Page 12: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technical Field and Prior Art Analysis

What system parameter(s) have improved in this invention?

© Crafitti Consulting Private Limited 12

Page 13: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technical Field and Prior Art Analysis

What system parameter(s) have improved with Whiteboard Markers Over Chalk and Blackboard?

What are the system conflicts in Chalk and Blackboard System?

© Crafitti Consulting Private Limited 13

Page 14: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technical Field and Prior Art Analysis

© Crafitti Consulting Private Limited 14

Page 15: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technical Field and Prior Art Analysis

What are the system conflicts in whiteboard marker system?

© Crafitti Consulting Private Limited 15

Page 16: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technical Field and Prior Art Analysis

What are the system conflicts in whiteboard marker system?

© Crafitti Consulting Private Limited 16

Page 17: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technical Field and Prior Art Analysis

What are the system conflicts in all existing whiteboard marker system?

© Crafitti Consulting Private Limited 17

Page 18: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technical Field and Prior Art Analysis

What are the system conflicts in existing whiteboard marker system?

© Crafitti Consulting Private Limited 18

Page 19: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Disclosure of Invention – Technical Problem

What are the system parameters in existing whiteboard marker system that need improvement?

© Crafitti Consulting Private Limited 19

Page 20: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Disclosure of Invention – Technical Solution

© Crafitti Consulting Private Limited 20

Page 21: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

TRIZ 40 Inventive Principles

1. Segmentation2. Extraction3. Local Quality4. Asymmetry5. Combination6. Universality7. ‘Nested Doll’8. Counterweight9. Prior Counter-Action

10. Prior Action11. Prior Cushioning12. Equi-potentiality13. ‘The Other Way Round’14. Spheroidality15. Dynamics16. Partial or Excessive Action17. Another Dimension18. Mechanical Vibration19. Periodic Action20. Continuity of Useful Action

21. Skipping22. ‘Blessing in Disguise’23. Feedback24. Intermediary25. Self-Service26. Copying27. Cheap/Short Living28. Mechanics Substitution29. Pneumatics and Hydraulics30. Flexible Shells/Thin Films31. Porous Materials32. Colour Changes33. Homogeneity34. Discarding and Recovering35. Parameter Changes36. Phase Transitions37. Thermal Expansion38. Strong Oxidants39. Inert Atmosphere40. Composite Materials

© Crafitti Consulting Private Limited 21

Page 22: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Summarize the System Conflicts

System Improving Parameter

Undesired Result (Parameter)

Inventive Principle Used

Chalk and Blackboard

NA

White Board Marker (WBM)

Refillable WBMs

Two Sided WBMs

Arch Shaped WBM(Present Invention)

Two Sided ArchShaped WBM

Three sided WBM

© Crafitti Consulting Private Limited 22

Page 23: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Claims Study

Claim 1

Claim 2

Claim 3

© Crafitti Consulting Private Limited 23

Page 24: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Claim 4

Claim 5

Claim 6

Claims Study (contd)

© Crafitti Consulting Private Limited 24

Page 25: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Claim 7

Claim 8

Claim 9

Claims Study (continued)

© Crafitti Consulting Private Limited 25

Page 26: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Claim 7

Claim 8

Claim 9

Build Claims Hierarchy

Claim 1

Claim 2

Claim 3

Claim 4

Claim 5

Claim 6

Identify: Independent Claims and Dependent Claims

© Crafitti Consulting Private Limited 26

Page 27: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Function and Structure Analysis (FSA) (Identify the Key Elements of the system)

© Crafitti Consulting Private Limited 27

Page 28: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

FSA- Build a Design Structure Matrix (DSM)

SE1 SE2 SE3 SE4 SE5 SE6

SE1

SE2

SE3

SE4

SE5

SE6

© Crafitti Consulting Private Limited

SE: System Element

28

Page 29: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

FSA- Function Analysis

Adequate Useful Action

Absent Useful Action

Inadequate Useful Action

× Harmful Action

© Crafitti Consulting Private Limited 29

Page 30: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of Increasing Degree of Ideality (Cardinal Law) Fully Functional System No Resources No Harm

How close to Ideality is the current Invention?

How can you make it closer to ideality?

1. Law of Increasing Degree of Ideality -Increasing Ratio -> Benefits/Harm (cost)

© Crafitti Consulting Private Limited 30

Page 31: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of Non-uniform evolution of sub-systems More Complex System means more non-uniformity

Which sub-systems are closer to ideality?

What are the conflicts if any sub-systems function is intensified?

2. Law of Non-uniform evolution of subsystems -> Leads to System Conflicts

© Crafitti Consulting Private Limited 31

Page 32: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of Transition to a Higher level system Multi-functional system

What are the Useful functions provided?

What more functions can be combined?

3. Law of Transition to a higher Level system -> from simple to more complex

© Crafitti Consulting Private Limited 32

Page 33: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of Increasing Flexibility Adaptable System

What parts can be made more flexible?

Based on different environments, what changes can be done to make system functional?

4. Law of Increasing dynamism (flexibility) -> More adaptable to change

© Crafitti Consulting Private Limited 33

Page 34: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of Transition to Micro Level Micro level structures

What parts of the system can be replaced by micro structures?

What micro materials are available?

5. Law of Transition to micro-level -> Increasing fragmentation

© Crafitti Consulting Private Limited 34

Page 35: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of Completeness No Human Involvement

What parts of the system has human involvement?

How to eliminate human components?

6. Law of Completeness -> Gradual Elimination of Human Component

© Crafitti Consulting Private Limited 35

Page 36: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of shortening of Energy Flow Path Energy Flow in the system is close to zero

What parts of the system have energy flow?

Can one shorten energy flow?

7. Law of Shortening of Energy Flow Path -> Reduction in Energy/Info transformation stages

© Crafitti Consulting Private Limited 36

Page 37: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of increasing controllability Completely controlled field

What parts of the system non-controllable fields?

How can one control the field – for example changing gravity to electric field?

8. Law of Increasing controllability -> Evolution of controlled interactions of system elements

© Crafitti Consulting Private Limited 37

Page 38: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Law of harmonization of rhythms Perfect resonance of parts

What parts of the system have various time based activities?

How to make these activities in perfect harmony?

9. Law of Harmonization of rhythms -> Synchronization of natural frequencies of elements

© Crafitti Consulting Private Limited 38

Page 39: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Technological Alternatives or Design Around a Patent

Applications of Patent Analysis

Patents as a trigger for Brainstorming

White Space Identification

Opportunity Finding

© Crafitti Consulting Private Limited 39

Page 40: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Map the conflicts identified for the whiteboard marker patent to the Contradiction Matrix and identify the relevant Inventive Principles. Generate ideas for each of those principles to solve the problems or generally think about a new whiteboard marker.

Patent as a Trigger for Brainstorming

© Crafitti Consulting Private Limited

Inventive Principles (#) Possible Ideas

40

Page 41: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

© Crafitti Consulting Private Limited

Ideas Mind Map

41

Page 42: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Designing around the patent means changing theFunction and Structure Analysis Picture in some way so that it is different from the one in the original patent, but that delivers theSame (or better) useful functions to the user. Look at the Function and Structure Analysis picture for the whiteboard marker patent. How can it be altered – can some element be eliminated from the system completely?

Trimming and Design Around a Patent

© Crafitti Consulting Private Limited 42

Page 43: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Trimming and Design Around a Patent (Contd.)

© Crafitti Consulting Private Limited 43

Page 44: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

© Crafitti Consulting Private Limited

Relative Alternative Ranking

Non Infringing Alternative

Technical Feasibility Criticality Economic Feasibility

• Distance from Current Patent

• Novelty

• Capability to Implement

• R&D Effort

• Enhancement in current capability

• Long Term Benefits

• R&D Cost

• Production Cost

ALTERNATIVE I ALTERNATIVE II ALTERNATIVE III ALTERNATIVE IV

Alternative Ranking – Using Analytic Hierarchy Process

ALTERNATIVE V ALTERNATIVE VI

44

Page 45: Advanced Patent Analysis Work Book

cr

af

tin

g i

nn

ov

at

ion

to

ge

th

er

Advanced Patent Analysis using TRIZ and other concepts

Crafitti ConsultingCrafting innovation together . . .

www.crafitti.com

Navneet Bhushan ([email protected])

Karthikeyan Iyer ([email protected])

Crafitti Innovation Ignition Workshop SeriesSep 26-27, 2008, Bangalore, India

45© Crafitti Consulting Private Limited