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NGAN HANG TMCP
NGOAI THlTONG VIET NAM
Dja chi try sa chinh: 198 Tran Quang Khai, Ha Noi
Ma so DN: 0100112437
(cap thay doi Ian 11 ngay 07/11/2014)
S6^W/vcb-CL&TKTH
CQNG H6A XA H0I CHU NGHIAVIET NAMDoc lap - Tu- do - Hanh phiic
Ha Noi, ngayZCthdng 07 nam 2016
BAO CAO TINH HINH QUAN TRI NGAN HANG
6 THANG DAU NAM 2016
Kinh gui: - Uy ban chung khoan Nha nirac
- Sa Giao dich Chung khoan TP. Ho Chi Minh
Ten cong ty niem yet: Ngan hang Thuang mai Co phan Ngoai thuang Viet Nam
Dja chi try so" chinh: so 198 Tran Quang Khai, Ha Noi
Dien thoai: (84.4)39343137; Fax: (84.4) 39360049/38269067
Email: p tkhdqt.ho(g)vietcombank.com.vn
Von dieu le: 26.650.203.340.000 dong
Ma chu-ng khoan: VCB
I. HOAT DONG CUA DAI HOI DONG CO DONG
Ngay 15/4/2016, Ngan hang TMCP Ngoai thuang Viet Nam
(Vietcombank) da to chuc phien hop Dai hoi dong cd dong (DHDCD) thuang
nien Ian thu 9. Tren ca sa cac bao cao, ta trinh va qua qua trinh thao luan,
DHDCD da thong qua cac noi dung chinh sau day:
TT So Nghj
quyet
Ngay Noi dung
1 09/TN2016/
NQ-DHDCD
15/4/2016 Thong qua cac noi dung:
- Cac bao cao ciia: HDQT, cua Ban dieu
hanh, Ban kiem soat ve hoat dong nam 2015
va dinh huang hoat dong nam 2016.
1/45
TT So Nghj
quyet
Ngay Noi dung
- Bao cao tai chinh 2015 dugc kiem toan va
dugc Ban kiem soat tham dinh;
- Dinh huong va cac chi tieu hoat dong kinh
doanh chinh nam 2016 do HDQT trinh
DHDCD;
- Phuong an phan phoi lgi nhuan nam 2015;
- Muc thu lao cho Hoi dong quan tri va Ban
kiem soat nam 2016;
- Phuang an tang von dieu le bang viec phat
hanh co phieu thuang vai ty le 35% cho co
dong hien huu va phat hanh co phieu rieng le.
II. HOAT DONG CUA HOI DONG QUAN TRI (HDQT)
1. Thong tin ve thanh vien HDQT:
Trong 6 thang dau nam 2016, HDQT Ngan hang TMCP Ngoai Thuang
Viet Nam (VCB) da to chuc hop 39 phien (6 phien toan the va 19 phien theo ca
che thuang true va 14 Ian lay y kien bang van ban) de dinh huong, chi dao hoat
dong cua VCB trong tung thai ky, xem xet quyet djnh cac cong viec thuoc tham
quyen xu ly cua HDQT, cung nhu trao doi ve mot so chuyen de cu the khac.
TT Thanh vien Chuc vu Ngay bat So buoi Ty le Ly do
HDQT dau la hop tham khong
thanh vien HDQT du hop tham hop
HDQT tham du•
1Nghiem
Xuan Thanh
Chu tich
HDQT01/11/2014 39/39 100%
Pham Quang TV
2 Dung HDQT,
TGD
01/11/2014 39/39 100%
Nguyen TV
3 Danh Luang HDQT,
PTGD
02/10/2014 6/6 100%
2/45
TT Thanh vien
HDQT
Chucvu•
Ngay bat
dau la
thanh vien
HDQT
So buoi
hop
HDQT
tham du•
Ty le
tham
du hop
Ly do
khong
tham hop
4
Yutaka Abe TV
HDQT,
PTGD
30/09/2012 6/6 100%
5Le Thi Hoa TV
HDQT25/04/2013 39/39 100%
6Nguyen
Manh Hung
TV
HDQT26/12/2014 39/39 100%
7
Nguyen Thi
Dung
TV
HDQT
doc lap
25/04/2013 6/6 100%
Ghi chit:
: Cac ong Nguyen Danh Luang va Yutaka Abe la cac TV HDQTkiem nhiem, chi tinhty le tham gia hop doi vai cac phien hop toan the; Ngoai ra, can cu tinh chat tirng vuviec cu the, thanh vien HDQT Nguyen Danh Luang co the duac mai tham du cacphien hop thuang true nhung khong thong ke tai bang neu tren;: Bd Nguyen ThiDung la TV HDQT doc lap, chi tham gia cac phien hop toan the;
2. Hoat dong giam sat cua HDQT doi vol Ban dieu hanh (Tong giam
doc va cac Pho Tong giam doc):
Hoat dong giam sat cua HDQT doi vai Ban dieu hanh dugc thuc hien theo
Quy che quan tri noi bp ciia ngan hang. Ben canh do, Tong Giam doc cung dong
thai la TV HDQT do vay luon dam bao sir giam sat ciia HDQT trong hoat dong
dieu hanh. Tai cac phien hop thuang ky cua HDQT, Tong Giam doc co bao cao
ve moi mat hoat dong ciia ngan hang; bao cao viec trien khai thuc hien cac Nghj
quyet cua Dai hoi dong co dong (DHDCD), cac Nghj quyet, Quyet dinh cua
HDQT; bao cao mot so chuyen de theo yeu cau ciia HDQT. Mat khac, viec giam
sat ciia HDQT con dugc the hien thong qua hoat dong ciia bp may giam sat
thuoc Ban kiem soat. HDQT da giao cho Ban kiem soat dinh ky hang thang
kiem tra va bao cao tinh hinh thuc hien cac Nghj quyet, Quyet dinh ciia HDQT.
Trong 6 thang dau nam nay, bam sat dien bien thi truong, quan triet cac
phuong cham va quan diem chi dao dieu hanh da dat ra, HDQT da chi dao toan
3/45
he thong nghiem tuc thuc hien cac chii truong, chinh sach ciia Chinh phii,
NHNN; dam nhiem va hoan thanh tot cac nhiem vu dugc giao, gop phan on djnh
vT mo va thiic day tang truong kinh te xa hoi, the hien vai tro tien phong, vj the
ciia mot NHTM chii dao trong he thong. Viec phan cong nhiem vu dugc HDQT
thuc hien chi tiet tai tung vj tri lanh dao. Cung vai do, VCB da co nhieu doi mai
trong chi dao dieu hanh dac biet la vai cong tac khach hang; cong tac lap, giao
ke hoach, dieu hanh kinh doanh bam sat ke hoach, danh gia ke hoach; kjp thai
ghi nhan va xu ly cac vuong mac phat sinh ciia cac chi nhanh; de cao cong tac
quan tri riii ro. Viec ket noi chat che giua Chi nhanh va TSC, giua VCB vai cac
ca quan chuc nang trong cong tac xii ly thu hoi ng co van de da tiep tuc tao ra
nhung chuyen bien quan trong trong cong tac xii ly, thu hoi ng xau, ng ngoai
bang.
Cong tac kiem tra giam sat ciia VCB co nhieu buoc chuyen bien, bp may
Kiem tra npi bp tai Tru Sa chinh va cac khu vuc da phat huy dugc vai tro va vj
tri dpc lap trong viec kiem tra, giam sat, canh bao nii ro. Cong tac kiem tra, kiem
soat da bao quat cac llnh vuc hoat dong va dugc thuc hien co trgng tarn; chat
lugng cac khuyen nghj, ghi nhan dugc nang cao.
Doi vai viec trien khai cac du an nang cao nang lire quan trj va hoat dong,
HDQT da thuang xuyen giam sat, danh gia va co chi dao quyet liet, thuang
xuyen, kjp thai. Nguon nhan luc cho cong tac quan trj du an dupe chii trong tang
cuong, quy che quan ly du an dugc ra soat hoan thien... do do tien dp va chat
lugng trien khai nhieu du an da dugc kiem soat tot.
3. Hoat dong cua cac Uy ban thuoc HDQT:
Hien tai VCB co 03 Uy ban thuoc HDQT la: Uy ban Quan ly nii ro, Uy
ban Nhan sir va Uy ban Chien luge. Cac Uy ban hoat dong theo Quy che to chuc
va hoat dong ciia tung Uy ban do HDQT ban hanh.
Uy ban Quan ly nii ro tham mini cho HDQT trong viec phe duyet cac
chinh sach va djnh huong phii hop trong tung thai ky lien quan den cac loai nii
ro (nii ro tin dung, nii ro thj truong, nii ro hoat dong...), bao gom ca viec xac
djnh cac ty le, gioi han/han che va miic dp chap nhan nii ro ciia Ngan hang.
Trong nam 6 thang dau nam 2016, Uy ban Quan ly nii ro da to chuc 2 phien hop
djnh ky, phoi hop voi cac phong ban co lien quan de tiep tuc xay dung va hoan
thien cac quy che ciia VCB, tham mini de xuat cho HDQT ve cac chien luge,j
chinh sach quan ly nii ro, cac bien phap phong ngua nii ro tren nhieu mat hoat4/45
dong. Uy ban cung dong vai tro tich cue trong viec xiic tien trien khai cac sang
kien nham tung buoc ap dung Basel II theo 16 trinh da dugc phe duyet.
Uy ban nhan sir la uy ban co vai tro tham muu, tu van cho HDQT doi vaif » r t J *
cac van de lien quan den nhan sir, che dp tien luong, thu lao, tien thuang va cac
chinh sach dai ngp khac ciia VCB. Sau khi dupe dong bp cac van ban quy che ve
quan ly can bp, UBNS da tich cue, chii dong trong viec danh gia quan ly can bp
thuoc phan cap tham quyen. Trong thai gian qua, viec bo nhiem, bo nhiem lai
cac chuc vu lanh dao thuoc Tru So chinh va cac don vj kinh doanh deu dupe
thong qua boi UBNS, gop phan nang cao nang lire, chat lugng trong viec quan
ly can bo.
Uy ban Chien luge tham muu cho HDQT trong viec xay dung chien luge
phat triln kinh doanh ciia Ngan hang, bao gom ca danh gia thuc trang, muc tieutong thi, tarn nhin dai han, djnh huong chien luge, cac chi tieu kinh doanh chotung giai doan, giai phap va 16 trinh thuc hien. Uy ban da tham muu cho HDQT
trong viec dua ra cac djnh huong hoat dong ciia nam; dau moi chuan bj bao cao,
lam viec vai cac don vj lien quan ve viec danh gia thuc hien De an tai co cau
ngan hang, tham gia xay dung phuong an tang von dieu le.
4. Cac Nghj quyet cua HDQT:
Trong 6 thang dau nam 2016, HDQT da ban hanh 159 nghj quyet. Chi tiet
dupe thong ke 6 Phu luc 01 dinh kern.
III. BAN KIEM SOAT
1. Thong tin ve thanh vien BKS
TTThanh
vien BKSChuc vu
•
Ngay batdau/khong
con la thanh
vien BKS
So buoi
hop BKStham du
•
Tyletham
dir hop
Lydokhong
tham du•
h9P
1 Ba TruongLe Hien
Truong ThangBKS 6/2008
2/2 100%
2 Ba La ThjHong Minh
Thanh
vien
BKS
Thang6/2008
2/2 100%
3 Ba Do ThjMai Huong
Thanh
vien
BKS
Thang6/2008
2/2 100%
5/45
TTThanh
vien BKS
Ba Vu ThjBich Van
Chuc vu
Thanh
vien
BKS
Ngay batdau/khong
con la thanh
vien BKS
Thang4/2011
So buoi
hop BKStham du
2/2
Tyletham
du hop
100%
Lydokhong
tham du
hop
2. Hoat dong giam sat cua BKS doi vol HDQT, Ban Giam doc dieu
hanh va co dong:
BKS da thuc hien giam sat HDQT, BDH trong viec thuc hien cac djnh
huong va muc tieu kinh doanh nam 2016 ciia VCB dugc DHDCD thong qua,giam sat viec tuan thu quy djnh ciia phap luat, Dieu le Ngan hang trong viecquan tri, dieu hanh. Nhin chung, trong 6 thang dau nam 2016, HDQT va BDHda chi dao, dieu hanh hoat dong kinh doanh ciia VCB theo diing muc tieu, cac
chi tieu kinh doanh dat kit qua tot so vai ke hoach de ra; HDQT va BDH datuan thu cac quy djnh ciia Luat TCTD va Dieu le Ngan hang trong quan trj, dieu
hanh.
Thuc hien theo quy djnh cua Luat TCTD, BKS da thuc hien theo doi danhsach co dong sang lap, co dong Ion va ngudi co lien quan ciia TV HDQT, TV
BKS, TGD va cap nhat thong tin djnh ky. Trong 06 thang dau nam 2016, taiVCB phat sinh mot giao djch npi bp mua co phieu VCB, giao djch dugc thuchien diing quy djnh ve cong bo thong tin tren thj truong chung khoan.
3. Su phoi hop hoat dong giua BKS doi vol hoat dong cua HDQT,
Ban Giam doc dieu hanh va cac can bo quan ly khac:
Thuc hien Quy che quan trj npi bp VCB, BKS thuang xuyen tham gia cac
cupc hop thuang xuyen/djnh ky ciia HDQT/thuong true HDQT, cac cupc hopgiao ban hang thang ciia BDH. BKS cung dupe cung cap cac thong tin, tai lieuve cong tac quan ly, dieu hanh va hoat dong kinh doanh ciia ngan hang phuc vucho viec kiem soat ciia BKS. Cac thanh vien BKS dugc tham gia cac khoa hoc,
hoi thao nghiep vu nhim nang cao kien thuc quan trj, dieu hanh ngan hang.
Thong qua hoat dong kilm soat, BKS da dua ra cac de xuat, kien nghj vaiHDQT, BDH cac bien phap tang cuang kiem soat, giam thieu nii ro, dam bao
tuan thu cac quy dinh cua Phap luat, Dieu le va cac quy djnh npi bp, gop phan
6/45
nang cao chat lugng, hieu qua hoat dong cua Ngan hang va hoan thanh tot nhiem
vu kinh doanh 6 thang dau nam 2016 ciia VCB.
4. Hoat dong khac cua BKS (neu co):
Trong 06 thang dau nam 2016, BKS da thuc hien cong tac tham djnh
BCTC nam 2015 va 06 thang dau nam 2016, to chuc thuc hien 08 cupc kiem
toan npi bp doi vai cac hoat dong nghiep vu tai cac Chi nhanh, thuc hien giam
sat vai cac mang hoat dong ciia ngan hang, theo doi viec tuan thu cac ty le dam
bao an toan...
Trong 6 thang dau nam 2016, BKS dang trien khai Du an nang cao nang
luc kiem toan npi bp theo yeu cau ciia Hiep uoc von Basel II va Du an kiem
toan cong nghe thong tin, thuc hien dao tao can bp thuoc BKS...
IV. DAO TAO VE QUAN TRI
Cac khoa dao tao ve quan trj cong ty dugc HDQT, Ban dieu hanh bo tri
tham gia trong thai gian phii hop.
7/45
V. DANH SACH VE NGlTCfl CO LIEN QUAN
1. Danh sach ve nguoi co lien quan
TT
TEN TO
CHlTC/CA
NHAN
TAI KHOAN
GIAO DICH
CHUNGKHOAN
(NEU CO)
CHlTC
VU•
SO CMND /
DKKD
Dja chi Tru Sochinh
Thoi diem
bat dau la
nguoi co lienquan
Thoi diem
khong con languoi co lien
quan
Lydo
I HOI DONG QUAN TRI
1NGHIEM XUAN
THANH
Chii tich
HDQT
198 Tran QuangKhai, Hoan
Kiem, Ha Npi
01/11/2014
2PHAM QUANGDUNG
Uy vien
HDQT,
Tongr
Giam doc
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
01/11/2014
3NGUYEN DANH
LUTJNG
UV
HDQT,
PHO
TONG
GIAM
DOC
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
02/10/2014
4NGUYEN MANH
HUNG
UYVIEN
HDQT
198 Tran Quang
Khai, Hoan26/12/2014
8/45
,. . . .._•.,. -... • •,.. .
7
II
TEN TO
CHUC/CA
NHAN
LE THI HOA
YUTAKA ABE
NGUYEN THJ
DUNG
TAIKHOAN
GIAO DICH
CHUNGKHOAN
(NEU CO)
BAN KIEM SOAT
TRUONG LE
HIEN
LA THI HONG
CHlTC
V\J
UY VIEN
HDQT
UYVIEN
HDQT,
PHO
TONG
GIAM
DOC
UY VIEN
HDQT
TRTJ6NG
BKS
THANH
SO CMND /
DKKD
Dia chi Tru So• •
chinh
Kiem, Ha Npi
198 Tran QuangKhai, Hoan
Kiem, Ha Npi
198 Tran QuangKhai, Hoan
Kiem, Ha Npi
198 Tran Quang
Khai, Hoanr
Kiem, Ha Npi
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
198 Tran Quang
9/45
Thoi diem
bat dau la
nguoi co lienquan
25/4/2013
25/4/2013
25/4/2013
25/4/2013
25/4/2013
Thoi diem
khong con languoi co lien
quan
•-•-
Lydo
TT
TEN TO
CHUt/CA
NHAN
TAIKHOAN
GIAO DICH
CHUNG
KHOAN
(NEU CO)
CHlTC
VU•
SO CMND /
DKKD
Dja chi Tru Sochinh
Thoi diem
bat dau la
nguoi co lienquan
Thoi diem
khong con languoi co lien
quan
Lydo
MINH VIEN
BKS
Khai, Hoan
Kiem, Ha Npi
3DO THI MAI
HUONG
THANH
VIEN
BKS
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
25/4/2013
4VU THI BICH
VAN
THANH
VIEN
BKS
25 Ly ThuangKiet, Hoan
Kiem, Ha Npi
25/4/2013
III BAN DIEU HANH
1PHAM QUANG
DUNG
TONG
giAmDOC
Da neu tai muc 1.2
2NGUYEN THI
KIM OANH
PHO
TONG
GIAM
DOC
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
26/12/2014
3TRUONG THI
THUYNGA
PHO
TONG
So 5 Me Linh
Quan 1 Tp HCM1/12/2012
10/45
1 "• -
TT
TEN TO
CHLTC/CA
NHAN
TAI KHOAN
GIAO DICH
CHUNG
KHOAN
(NEU CO)
CHlTC SO CMND /
DKKD
Dja chi Tru Sochinh
Thoi diem
bat dau la
nguoi co lienquan
Thoi diem
khong con languoi co lien
quan
Lydo
GIAM
DOC
4DAO MINH
TUAN
PHO
TONG
GIAM
DOC
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
15/6/2012
5 DAO HAO
PHO
TONG
GIAM
DOC
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
1/8/2015
6PHAM THANH
HAPHO
TGD
198 Tran QuangKhai, Hoan
Kiem, Ha Npi
1/8/2015
7PHAM MANH
THANG
PHO
TONG
GIAM
DOC
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
10/3/2014
8 DINH THI THAIPHO
TONG
>
198 Tran QuangKhai, Hoan
01/6/2015
11/45
JMJhH- iyi^Mi
TT
TEN TO
CHUC/CA
NHAN
TAIKHOAN
GIAO DICH
CHUNG
KHOAN
(NEU CO)
CHlTC
vySO CMND /
DKKD
Dja chi Tru Sochinh
Thoi diem
bat dau la
nguoi co lienquan
Thoi diem
khong con languoi co lien
quan
Lydo
GIAM
DOC
Kiem, Ha Npi
9NGUYEN DANH
WONG
PHO
TONG
GIAM
DOC
Da neu tai muc 1.3
10 YUTAKA ABE
PHO
TONG
giAmDOC
Da neu tai muc 1.6
IV KE TOAN TRUTJNG
1
PHUNG
NGUYEN HAI
YEN
KE
toAntrltcjng
198 Tran Quang
Khai, Hoan
Kiem, Ha Npi
16/6/2011
IV CONG TY CO LIEN QUAN
Cong ty TNHHMot thanh vien
cho thue tai chinh
Tang 04, toa nha25T1,N05,
duong HoangDao Thiiy,
25/5/1998
12/45
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2. Giao dich giua ngan hang voi nguoi co lien quan cua ngan hang
Khong co
3. Giao dich giua nguoi noi bo ngan hang, nguoi co lien quan cua
nguoi noi bo voi cong ty con, cong ty do ngan hang nam quyen kiem soat
Khong co
4. Giao dich giua ngan hang voi cac doi tuong khac
4.1. Giao dich giua ngan hang voi cong ty ma thanh vien HDQT/BKS/
Tong Giam doc da va dang la thanh vien sang lap hoac thanh vien HDQT/Tong
Giam doc trong thai gian 3 nam tra lai day: Khong co.
4.2. Giao dich giua ngan hang voi cong ty ma nguoi co lien quan cua
thanh vien HDQT, thanh vien Ban Kiem soat, dieu hanh la thanh vien HDQT,
Tong Giam doc: Khong co.
4.3. Cac giao dich khac ciia ngan hang (neu co) co the mang lai lai ich
vat chat hoac phi vat chat doi voi thanh vien HDQT, thanh vien Ban Kiem soat,
Tong Giam doc: Khong co.
VI. GIAO DICH CO PHIEU CUA NGUTJI N0I BO VA NGI/CH
LIEN QUAN CUA NGUTJI NOI BO
1. Danh sach nguoi noi bo va nguoi co lien quan cua nguoi noi bo
Chi tiet dugc thong ke tai Phu luc 2 dinh kem.
2. Giao djch cua nguoi noi bo va nguoi co lien quan doi voi co phieu
cua ngan hang
TT Nguoi thuc
hien giao
dich•
Chuc vu So co phieu so
huu dau ky
So co phieu so
huu cuoi ky
Lydo
tang,
giamSo co
phieu
Ty le % So co
phieu
Ty le %
1 6ng NghiemXuan Thanh
Chii tich
HDQT
11.500 0,00043 21.500 0,00081 Mua
14/45
VII. CAC VAN DE CAN LUTJ Y KHAC
Khong co
TM. HQI DONG QUAN TRI
IU TICHNat nhan:
- Nhu dk giii (bao cao);- TV HDQT (dS biet);
Nguoi CBTT theo uy quyen (de cong bo);- Liru: Ban CL&TKTH. /
Nghiem Xuan Thanh
15/55
PHU LUC 1: CAC NGHI QUYET HDQT BAN HANH TRONG 6THANG DAUNAM 2016
STT So Nghj Quyet Ngay Noi dung
1 01/NQ-VCB-HDQT 13/01/2016
Phe duyet cap giai han tin dungdoi voi khach hang thuoc thamquyen HDQT
2 02/NQ-VCB-HDQT 13/01/2016
Phe duyet chii truong tai troASXH nam 2015 de xay dungtruong tieu hoc Chau Hoa,huyen Giong Trom, Ben Tre
3 03/NQ-VCB-HDQT 18/01/2016Phe duyet thay doi dia diem tryso Chi nhanh VCB Dong Nai
4 04/NQ-VCB-HDQT 19/01/2016Phe duyet mo hinh to chuc Chinhanh VCB Thanh Hoa
5 05/NQ-VCB-HDQT 15/01/2016Phe duyet phan phoi quy KTPLnhan dip Tet 2016
6 06/NQ-VCB-HDQT 19/01/2016
Phe duyet nhan chuyen nhuongQSD dat va QSH tai san trendat lam PGD Bong San thuocChi nhanh VCB Quy Nhan
7 07/NQ-VCB-HDQT 19/01/2016Phe duyet thay doi dai dien vonVCBtaiVCBF
808A/NQ-VCB-
HDQT19/01/2016
Phe duyet chu truong trien khaidau tu he thong LOS cho VCB
9 08/NQ-VCB-HDQT 19/01/2016
Phe duyet bo nhiem Pho Giamdoc Chi nhanh VCB Nam Ha
Noi
10 09/NQ-VCB-HDQT 20/01/2016
Phe duyet chii truong thueCong ty luat tu van dam phanhop dong du an Nang cao nangluc kiem tra, kiem toan npi bova chuyen doi chuc nang kiemtoan noi bo ciia VCB
11 10/NQ-VCB-HDQT 25/01/2016
Phe duyet dieu dong can bo giuchuc vu tai Chi nhanh VCB
Quang Ninh, Hai Phong
12 11/NQ-VCB-HDQT 25/01/2016
Phe duyet nhan sir cac chinhanh VCB tren dia ban Binh
Duong
13 12/NQ-VCB-HDQT 03/02/2016Phe duyet xep loai Chi nhanhVCB nam 2015
16/45
14 13/NQ-VCB-HDQT 28/01/2016
Phe duyet cap giai han tin dungdoi voi khach hang thuoc thamquyen HDQT
15 14/NQ-VCB-HDQT 03/02/2016
•?
Phe duyet tin dung thuoc thamquyen HDQT
16 15/NQ-VCB-HDQT 03/02/2016
• s -n
Phe duyet huong dan chuyenxep luong theo Bell Curve
17 16/NQ-VCB-HDQT 03/02/2016
Nghj quyet chi dao hoat dongkinh doanh phien hop thuangky thang 02/2016
18 17/NQ-VCB-HDQT 03/02/2016
7 •
Phe duyet cap giai han tin dungdoi vai khach hang thuoc thamquyen HDQT
19 18/NQ-VCB-HDQT 16/02/2016
Phe duyet ve viec to chuc Daihoi dong co dong thuang nien2016
20 19/NQ-VCB-HDQT 17/02/2016
Phe duyet dieu chinh thang,bang luong dong bao hiem xahoi cho can bo VCB
21 20/NQ-VCB-HDQT 19/02/2016
Phe duyet ban hanh Quy dinhve phuong phap danh gia vaTham quyen xu ly nii ro hoatdong tai VCB
22 21/NQ-VCB-HDQT 19/02/2016Phe duyet viec ra soat He thongXHTD noi bp ciia VCB
23 22/NQ-VCB-HDQT 19/02/2016Phe duyet ra soat Chinh sach duphong nii ro ciia VCB
24 23/NQ-VCB-HDQT 19/02/2016
r _
Phe duyet cap giai han tin dungdoi vai khach hang thuoc thamquyen HDQT
25 24/NQ-VCB-HDQT 18/02/2016
Phe duyet ban hanh quy dinh veGiai han tin dung doi voiKhach hang doanh nghiep
26 25/NQ-VCB-HDQT 18/02/2016Phe duyet bo nhiem lai Giamdoc Chi nhanh VCB Trung Do
27 26/NQ-VCB-HDQT 19/02/2016Phe duyet nhan su Chi nhanhVCB Nhan Trach, Dong Nai
28 27/NQ-VCB-HDQT 22/02/2016
Phe duyet chuyen tiep ke hoachmua van phong/nha dat tu nam2015 sang nam 2016 va pheduyet quyet dinh dau tu nhanchuyen nhupng QSD dat dS xaydung tru so PGD Cai Lay - Chi
17/45
nhanh VCB Tien Giang
29 28/NQ-VCB-HDQT 19/02/2016
t 1—
Phe duyet ban hanh Quy che tochuc va hoat dpng ciia Hpidong tin dung Doanh nghiepVCB
30 29/NQ-VCB-HDQT 19/02/2016
" 7 1—
Phe duyet ban hanh Quy che tochuc va hoat dpng ciia Hpidong tin dung Dinh che taichinh VCB
31 30/NQ-VCB-HDQT 19/02/2016Phe duyet giao nhiem vu kiemsoat vien, kiem toan vien
32 31/NQ-VCB-HDQT 19/02/2016
1 ' *Phe duyet quyet dinh dau tu vathuc hien du an PMO Basel II
33 32/NQ-VCB-HDQT 19/02/2016Phe duyet chii truong thoai vondau tu ciia VCB
34 33/NQ-VCB-HDQT 22/02/2016Phe duyet ke hoach XDCB2016 ciia VCB
35 34/NQ-VCB-HDQT 22/02/2016
* 1
Phe duyet dieu chinh tien dpxay dung try so VCB tai Ba Ria- Vung Tau
36 35/NQ-VCB-HDQT 22/02/2016
' i %"^ 1 * "~Z 'Phe duyet chuyen tiep ke hoachmua van phong/nha dat tu nam2015 sang nam 2016 va pheduyet quyet dinh dau tu nhanchuyen nhupng QSD dat de xaydung try so try so Chi nhanhVCB Ha Nam
37 36/NQ-VCB-HDQT 22/02/2016Phe duyet phuong an xay dungtru so Chi nhanh VCB Phii Tho
38 37/NQ-VCB-HDQT 22/02/2016
7
Phe duyet chii truong ban daugia cong khai tai san ciia VCB
39 38/NQ-VCB-HDQT 22/02/2016
Phe duyet nhan su phu trachdieu hanh Chi nhanh VCB
Long Khanh
40 40/NQ-VCB-HDQT 25/02/2016
7
Mot so nhiem vu trong tamtrong hoat dpng kinh doanh vaquan tri dieu hanh
41 41/NQ-VCB-HDQT 25/02/2016
— : ^
Phe duyet gia han hop dongthuc hien du an thay the hethdng CB
42 42/NQ-VCB-HDQT 25/02/2016Phe duyet phuong an phongchong khung bo ciia VCB
18/45
43 43/NQ-VCB-HDQT 25/02/2016
r *
Phe duyet dieu chinh thai giantrien khai Goi thau so 01 ciia
Du an Quan ly nii ro gian Ianciia VCB
44 44/NQ-VCB-HDQT 25/02/2016Phe duyet chii truong mua tryso Chi nhanh VCB Nam Dinh
45 45/NQ-VCB-HDQT 19/02/2016
* 7
Phe duyet dau tu he thong daotao true tuyen E learning
46 46/NQ-VCB-HDQT 25/02/2016
Phe duyet chii truong dieudpng, bo nhiem va bo nhiem laimot so nhan su trong he thongVCB
47 47/NQ-VCB-HDQT 08/03/2016
Phe duyet bo nhiem lai Giamdoc Chi nhanh VCB Ninh
Thuan
48 48/NQ-VCB-HDQT 09/03/2016Phe duyet ban hanh Quy chephong chong nia tien ciia VCB
49 49/NQ-VCB-HDQT 09/03/2016Phe duyet nhan su Giam docChi nhanh VCB Ha'Tinh
50 50/NQ-VCB-HDQT 09/03/2015Phe duyet bo nhiem lai can bpTSC
51 51/NQ-VCB-HDQT 17/03/2016Phe duyet ban hanh npi quy laodpng ciia VCB
52 52/NQ-VCB-HDQT 18/03/2016
'. ,
Phe duyet chii truong bo nhiemGiam doc Chi nhanh VCB Kon
Turn
53 53/NQ-VCB-HDQT 21/03/2016
Phe duyet ke hoach lua chpnnha thau doi voi goi thau PMOBasel II
54 55/NQ-VCB-HDQT 21/03/2016
7 ~ ~f
Phe duyet cap giai han tin dungdoi vai khach hang thuoc thamquyen HDQT
55 56/NQ-VCB-HDQT 21/03/2016
7 -
Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQT
56 57/NQ-VCB-HDQT 21/03/2016
7
Phe duyet cap giai han tin dungdoi voi khach hang thuoc thamquyen HDQT
57 58/NQ-VCB-HDQT 22/03/2016
Phe duyet chii truong thanh lapbp phan QLRR CNTT truethuoc Phong QLRRHD
58 59/NQ-VCB-HDQT 22/03/2016
i _7 _, r
Phe duyet y kien bieu quyet daidien von VCB tai Quy bao lanh
19/45
tin dung nhan dan TP HCM
59 60/NQ-VCB-HDQT 22/03/2016Phe duyet chuong trinh Ban lenam 2016 ciia VCB
60 61/NQ-VCB-HDQT 22/03/2016Phe duyet chuong trinh phattrien khach hang
61 62/NQ-VCB-HDQT 29/03/2016
' 7 1—
Phe duyet cap tin dung doi voikhach hang thuoc tham quyenHDQT
6262A/NQ-VCB-
HDQT29/03/2016
Phe duyet tarn phan phoi QuyKTPL '
63 63/NQ-VCB-HDQT 30/03/2016Phe duyet giao nhiem vu PGDdieu hanh VCB Phu Tho
64 64/NQ-VCB-HDQT 30/03/2016
Phe duyet danh gia tinh hinhthuc hien Ke hoach 2015 ciia
cac Phong/Ban/Trung tarn taiTSC
6564A/NQ-VCB-
HDQT30/03/2016
*
Phe duyet tin dung thuoc thamquyen HDQT
66 65/NQ-VCB-HDQT 30/03/2016
Nghj quyet chi dao kinh doanhphien hop thuang ky thang4/2016
67 66/NQ-VCB-HDQT 30/03/2016Phe duyet tai lieu hop DHDCDthuang nien nam 2016
68 68/NQ-VCB-HDQT 13/04/2016Phe duyet chii truong bo nhiemtai TSC
69 69/NQ-VCB-HDQT 14/04/2016
j—
Phe duyet ban hanh Quy chequan ly cong ty con ciia VCB
70 70/NQ-VCB-HDQT 14/04/2016Phe duyet tiep tuc cii dai dienvon VCB tai PVD
71 71/NQ-VCB-HDQT 14/04/2014Phe duyet chii truong dieu dpngnhan su TT CNTT ciia VCB
72 73/NQ-VCB-HDQT 14/04/2016
Phe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQT
73 75/NQ-VCB-HDQT 22/04/2016
n ~
Phe duyet chii truong bo nhiem,bo nhiem lai mot so nhan su cac
Chi nhanh trong he thong VCB
74 76/NQ-VCB-HDQT 14/04/2016
Phe duyet ke hoach mua samTSCD (khong bao g6m TBTH)thue mua van phong, thue kholuu tru chung tu, thue dat vanhan chuyen nhupng QSD dat
20/45
nam 2016 ciia VCB
75 77/NQ-VCB-HDQT 14/04/2016
r
Phe duyet ke hoach ngan sachQuang cao khuyen mai nam2016 ciia VCB
76 78/NQ-VCB-HDQT 14/04/2016
7
Phe duyet ke hoach ASXH nam2016 ciia VCB va chii truong,ke hoach mot so chuong trinhASXH nam 2016
77 79/NQ-VCB-HDQT 14/04/2016
^
Phe duyet chii truong dau tuxay dung cong trinh try so VCBDong Thap
78 80/NQ- VCB-HDQT 14/04/2016
Phe duyet chii truong dau tuxay dung cong trinh try so VCBLang Son
79 83/NQ-VCB-HDQT 14/04/2016
Phe duyet chii truong dau tuxay dung cong trinh try so VCBBac Lieu
80 84/NQ-VCB-HDQT 14/04/:£016
7
Phe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQT
81 85/NQ-VCB-HDQT 14/04/:>016
_ X „*. f . _
Phe duyet cap giai han tin dungdoi voi khach hang thuoc thamquyen HDQT
82 88/NQ-VCB-HDQT 22/04/2016
Phe duyet tuyen dung va bonhiem Pho giam doc TT CNTTVCB
83 89/NQ-VCB-HDQT 26/04/2016
Phe duyet ngan sach cacchuong trinh canh tranh lai suatnam 2016
84 90/NQ-VCB-HDQT 26/04/2016Phe duyet chu truong phat hanhtrai phieu nam 2016 ciia VCB
85 91/NQ-VCB-HDQT 07/05/2015
Phe duyet chii truong va dutoan chi phi lua chpn tu van Duan hoan thien khung QLRRTTtheo yeu cau Basel II
86 93/NQ-VCB-HDQT 26/04/2016
f ^
Phe duyet bao cao tien dp trienkhai chuong trinh Basel IIthang 3 nam 2016
87 94/NQ-VCB-HDQT 26/04/2016Phe duyet thue tu van 6 sangkien Du an CTOM
88 95/NQ-VCB-HDQT 26/04/2016Phe duyet cap tin dung doi voikhach hang thuoc tham quyen
21/45
HDQT
89 96/NQ-VCB-HDQT 26/04/2016
Phe duyet cap tin dung doi voikhach hang thuoc tham quyenHDQT
90 97/NQ-VCB-HDQT 26/04/2016
Phe duyet chii truong tai troASXH nam 2016 de xay dungtruong hoc tren dia ban tinhLang Son
91 99/NQ-VCB-HDQT 26/04/2016
Phe duyet cap tin dung doi voikhach hang thuoc tham quyenHDQT
92 100/NQ-VCB-HDQT 06/05/2016
f -
Nghj quyet chi dao hoat dpngkinh doanh phien thuang kythang 05/2016
93 101/NQ-VCB-HDQT 09/05/2016
Phe duyet chii truong, bo nhiemlai, mien nhiem doi voi mot sonhan su trong he thong VCB
94 102/NQ-VCB-HDQT 09/05/2016Phe duyet chii truong nhan suVFC
95 102A/NQ-VCB-HDQT 09/05/2016Phe duyet thay doi dai dien vonVCB tai VFC
96 103/NQ-VCB-HDQT 09/05/2016
Phe duyet thanh lap Hpi dongsang kien VCB va ban hanhQuy che to chuc hoat dpng ciiaHpi dong sang kien VCB
97 104/NQ-VCB-HDQT 09/05/2016Phe duyet thanh lap BanHDHCN ngan hang ciia VCB
98 105/NQ-VCB-HDQT 09/05/2016
Phe duyet bao cao nghien cuukha thi va Ke hoach lua chpnnha thau Du an dau tu xay dungcong trinh try so Chi nhanhVCB Kon Turn
99 106/NQ-VCB-HDQT 09/05/2016
Phe duyet dieu chinh ke hoachdau thau du an xay dung khociia VCB tai Hung Yen
100 107/NQ-VCB-HDQT 13/05/2016
Phe duyet ket qua xep hang Chinhanh, Cong ty true thuoc nam2016
101 108/NQ-VCB-HDQT 12/05/2016Phe duyet ke hoach lao dpngnam 2016 ciia VCB
102 109/NQ-VCB-HDQT 13/05/2016Phe duyet khoan cap gioi hantin dung doi voi khach hang
22/45
thuoc tham quyen HDQT
103 110/NQ-VCB-HDQT 13/05/2016Phe duyet mo hinh to chuc ciiaVCBL
104 111/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai VCBT ve
ke hoach kinh doanh 2016 ciia
VCBT
105 112/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai VBB vkke hoach kinh doanh 2016 ciia
VBB
106 113/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai VCBM va
ke hoach kinh doanh 2016 ciia
VCBM
107 114/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VFC
108 115/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VCBS
109 116/NQ-VCB-HDQT 16/05/2016
Phe duyet y kien bieu quyet ciiadaj dien von VCB tai VCBF veke hoach kinh doanh 2016 ciia
VCBF
110 117/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VCBL
111 118/NQ-VCB-HDQT 16/05/2016
Phe duyet cap tin dung doi vaikhach hang thuoc tham quyenHDQT
112 119/NQ-VCB-HDQT 10/05/2016
Phe duyet cap tin dung doi voikhach hang thuoc tham quyenHDQT
113 120/NQ-VCB-HDQT 16/05/2016
Phe duyet dieu chinh khoan captin dung doi voi khach hangthuoc tham quyen HDQT
114 121/NQ-VCB-HDQT 16/05/2016Phe duyet ban hanh Quy che tochuc hoat dpng ciia ALCO
115 122/NQ-VCB-HDQT 16/05/2016
Phe duyet ban hanh Quy dinhve phuong phap djnh gia chiingkhoan no va danh muc ngoaih6i tren kinh doanh thay thequyet djnh 412
23/45
116 123/NQ-VCB-HDQT 16/05/2016
' 1 iPhe duyet dieu chinh khoan captin dung doi voi khach hangthuoc tham quyen HDQT
117 126/NQ-VCB-HDQT 19/05/2016
Phe duyet ban hanh Quy chequan ly viec di nuac ngoai ciiacan bo VCB
118 127/NQ-VCB-HDQT 19/05/2016Phe duyet ban hanh Quy checong bo thong tin ciia VCB
119 128/NQ-VCB-HDQT 19/05/2016
Phe duyet Quy dinh ve chi traphu cap cong viec cho Nguoidai dien theo uy quyen kiemnhiem va Nguoi kiem nhiemkhac ciia VCB tai doanh nghiepkhac
120 129/NQ-VCB-HDQT 19/05/2016
Phe duyet chii truong mua sanpham bao hiem Bao An Gia ciiaVCLI cho nguoi lao dpng VCB
121 130/NQ-VCB-HDQT 19/05/2016
Phe duyet sua doi npi dung phigiao djch uy quyen cho VCBFdau tu
122 131/NQ-VCB-HDQT 19/05/2016Phe duyet gia han thuc hien hopdong du an thay the CB
123 132/NQ-VCB-HDQT 19/05/2016
Phe duyet y kien bieu quyet ciiadai dien von VCB tai Dai hpidong co dong nam 2016 ciiaVNA
124 133/NQ-VCB-HDQT 19/05/2016
Phe duyet thanh lap phongKhach hang doanh nghiep FDItrue thuoc Chi nhanh VCB TP
HCM
125 134/NQ-VCB-HDQT 19/05/2016
Phe duyet cap tin dung chokhach hang thuoc tham quyenHDQT
126 135/NQ-VCB-HDQT 19/05/2016
Phe duyet cap tin dung chokhach hang thuoc tham quyenHDQT
127 136/NQ-VCB-HDQT 24/05/2016
Phe duyet ban hanh Quy dinhve Tham quyen phe duyet tindung doi voi Khach hang thenhan va to chuc ciia VCB
128 137/NQ-VCB-HDQT 19/05/2016
Phe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQT
24/45
129 138/NQ-VCB-HDQT
130 139/NQ-VCB.HDQT
131 140/NQ-VCB-HDQT
132 141/NQ-VCB-HDQT
133 142/NQ-VCB-HDQT
134 143/NQ-VCB-HDQT
135 144/NQ-VCB-HDQT
136 145/NQ-VCB-HDQT
137 146/NQ-VCB-HDQT
138 147A/NQ-VCB-HDQT
139 147/NQ-VCB-HDQT
140 148/NQ-VCB-HDQT
141 149/NQ-VCB-HDQT
142 150/NQ-VCB-HDQT
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
25/05/2016
26/05/2016
25/05/2016
26/05/2016
06/06/2016
06/06/2016
Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQTPhe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQTPhe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQTPhe duyet phuong an phat hanhtrai phieu nam 2016 ciia VCBPhe duyet phuong an kien truecong trinh try so VCB Thu DuePhe duyet sua doi, bo sung quydjnh ve bao cao doi voi cackhoan cap tin dung thuoc thamquyen HDQTPhe duyet quyet toan du an thuetru so Chi nhanh VCB Ha Noi
Phe duyet quyet toan du an thuetry so Chi nhanh VCB ThanhHoa
Phe duyet quyet toan du an thuetry so Chi nhanh VCB Ha Tay
Phe duyet dieu chinh tien dphoan thanh du an va thuc hien
phan con lai ciia goi thau xaylap so 12, thuoc du an xay dungtru so VCB Binh Thuan
Phe duyet chii truong bo nhiem,bo nhiem lai doi voi can bp cacChi nhanh VCB TP HCM, DaNang, Quang Nam, Tra Vinh,Quang Binh, Gia LaiPhe duyet bo nhiem lai Giamdoc Chi nhanh SGD
Nghj quyet chi dao hoat dpngkinh doanh phien thuang kythang 06/2016Phe duyet y kien nguoi dai dienvon VCB tai VCBT ve gia hannhiem ky ciia Tong giam docVCBT
25/45
143 151/NQ-VCB-HDQT 06/06/2016
Phe duyet ban hanh chuongtrinh hanh dpng thuc hanh tietkiem phong chong lang phi nam2016 ciia VCB
144 152/NQ-VCB-HDQT 06/06/2016
* 1
Phe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQT
145 153/NQ-VCB-HDQT 06/06/2016
Phe duyet huong din thuc hienQuy djnh ve GHTD va thamquyen phe duyet tin dung
146 154/NQ-VCB-HDQT 06/06/2016
Phe duyet ke hoach trien khaichi tra co tiic nam 2015 phathanh co phieu tang von dieu letu nguon von chii so huu nam2016
147 156/NQ-VCB.HDQT 06/06/2016Phe duyet ban hanh chinh sachbao dam ciia VCB
148 157/NQ-VCB.HDQT 15/06/2016
Phe duyet chii truong tham giadau gia mua dat xay dung try saChi nhanh VCB Quang Trj
149 158/NQ-VCB.HDQT 15/06/2016
Phe duyet tiep nhan va bonhiem Truong ban hien dai hoacong nghe ngan hang VCB
150 159/NQ-VCB.HDQT 17/06/2016
Phe duyet chii truong tuyendung va cii giu chuc vu PTGDVBB
151 160/NQ-VCB.HDQT 17/06/2016Phe duyet ket qua xep loai Chinhanh VCB Quy I nam 2016
152 161/NQ-VCB.HDQT 17/06/2016Phe duyet don gia tien luonggiao Chi nhanh 2016
153 162/NQ-VCB.HDQT 17/06/2016
— 7 7
Phe duyet thanh lap Ban co vantrien khai phuong an nang caonang luc tai chinh ciia VCB
154 163/NQ-VCB.HDQT 28/06/2016Phe duyet tin dung thuoc thamquyen HDQT
155 164/NQ-VCB.HDQT 28/06/2016
7 3
Phe duyet ban hanh Quy che tochuc va hoat dpng ciia bp mayquan ly ciia cac du an nang caonang luc quan trj va hoatdpngtai VCB
156 165/NQ-VCB.HDQT 28/06/2016
Phe duyet thanh lap van phongdai dien ciia VCB tai khu vuc
phia nam
26/45
157 167/NQ-VCB-HDQT
158 168/NQ-VCB.HDQT
159 169/NQ-VCB.HDQT
28/06/2016
30/06/2016
30/06/2016
Phe duyet bo nhiem TruongVPDD khu vuc phia Nam ciiaVCB
Phe duyet chii truong tai troASXH nam 2016 cho cac tinh
Khanh Hoa, Thai Binh va HaTinh
Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQT
27/45
PHV LyC 2: DANH SACH CO DONG NQI B0 VA NGlTO»I CO LIEN QUAN
TTTEN TO CHlTC/CA
NHAN
TAI
KHOAN
GIAO
DICH
CHU*NG
KHOAN
(NEU CO)
CHLTC
VU
SOCMND
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LIEN
HEVCH
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%
GHI
CHU
I HOI DONG QUAN TRI
1NGHIEM XUAN
THANH
Chu
tich•
HDQT
21.500 0,00081
1.1 Nghiem Xuan But Bode 0 0
1.2 Duong Thj Thuan Me de 0 0
1.3 Ha Kim Ngpc Vo 0 0
1.4 Nghiem Xuan Long Con trai 0 0
1.5 Nghiem Ha Linh Con gai 0 0
1.6 Nghiem Thj Thuy Chi gai 4.490 0,00017
1.7 Nghiem Thj Ha Em gai 0 0
1.8 Nghiem Thj Loan Em gai 0 0
1.9 Nghiem Xuan Vupng Em trai 0 0
2 PHAM QUANG Uy vien 2.431 0,0001
28/45
14
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