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A Meso-Scale to Micro -Scale Evaluation of Surface ... · 1. INTRODUCTION Simulations conducted b y...
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A Meso-Scale to Micro-Scale Evaluation of Surface Pavement Impacts to the Urban Heat Island–Aestas Hysteresis Lag
Effect.
Jay S. Golden Director
Sustainable Materials and Renewable Technologies
Program Arizona State University
Main Campus P.O. Box 873211
Tempe, Arizona 85287-3211 Phone / Fax: +1-(480) 965-4951 / (480) 965-8087
Email: [email protected]
Word Count: 9,474 with references
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Abstract
The rapid urbanization of our planet is quickly transitioning regions from
the natural rural vegetation to man-made urban engineered infrastructure. The
anthropogenic-induced change has manifested itself in microscale and
mesoscale increases in temperatures in comparison to adjacent rural regions
which is known as the Urban Heat Island effect (Oke, 1987, Brazel, 2003) and
results in potentially adverse environmental, social and economic consequences
for local and global communities (Golden, 2004).
Prior research has documented between 29% to 45% of the urban fabric
is comprised of paved surfaces to support mobility (Akbari et al. 1999). The
increase of paved surfaces as a function of thermodynamics alters the urban
energy budget due to changes in albedo, thermal mass as well as conduction,
convection and evapotranspiration. This paper is focused on understanding the
interdependency of the paved environment and the urban climate which can be
used as a platform for future mitigative research programs.
Keywords: Urban Climate, Pavements, Thermography, Urban Heat Island,
Sustainable Development.
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”For the truth of the conclusions of physical science,
observation is the supreme Court of Appeal”
Sir Arthur Eddington
1. INTRODUCTION
Simulations conducted by the Lawrence Berkeley National Laboratory indicate
that increasing albedo of 1,250km2 of paved surfaces in Los Angeles, California
by 0.25 would save cooling energy worth $15M year and reduce smog-related
medical and lost-work expenses by $76M per year (Rosenfeld et al. 1998). This
research is focused on the two county urban region of Phoenix, Arizona which is
one of the worlds most rapidly urbanizing regions. In 2004, the City of Phoenix
became the fifth largest city in the United States by population and greater in
geographic extent than the City of Los Angeles, California. Phoenix has an
extreme climate with an average of 89 days per year of 100°F+ (37.7°C+) and
has experienced 143 calendar days of greater than 100°F (37.7°C) as recently as
1989. The region reaches extremely hazardous temperatures as evidenced with
an official daytime high of 122°F (50.4°C) on 26, June 1990 and 121°F (49.4°C)
on 27, July 1995. In addition the Phoenix region has experienced an
0.86ºF/decade-warming rate during the last century which, is one of the highest in
the world. For comparison of varied world cities of different climates, San
Francisco, California was 0.2 ºF /decade; Baltimore, Maryland was 0.2 ºF
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/decade; Washington D.C. was 0.5 ºF /decade; Shanghai, China was 0.2 ºF
/decade; and Tokyo, Japan was 0.6 ºF /decade (Hansen et al. 1999).
<INSERT FIGURE #1 UHI COMPARISON GRAPH>
As presented in Figure #1, a comparison of the Phoenix region annual minimum
high temperatures to adjacent rural settings presents a very pronounced
nocturnal Urban Heat Island Effect (UHI) that corresponds to the rapid
urbanization of the urban region. Official daily temperatures from the National
Weather Service Station at Phoenix Sky Harbor International Airport were
compared to those from the National Park Service Casa Grande Ruins, the first
national archeological preserve in the United States. This rural site is located
approximately 60 miles southeast of Phoenix and has remained rural in
characteristic with a native desert setting and vegetation (creosotebush, white
buresage and salt bush). The temperature readings at the airport (urban setting)
reflect the change in location of the weather station within the boundaries of the
airport in 1978 (central), 1994 (northeast of runways), and 1997 (south of the
runways). In 1950, temperatures in the central urban area located around Sky
Harbor International Airport were six degrees (+6°F / 3.35°C) warmer on an
annual basis than the rural setting. In 2000, the urban region was experiencing
twelve (+12°F / 6.67°C) degrees higher minimum annual temperatures than the
rural setting.
A major influence in the development of the urban heat island is the transition of
the urban region from native vegetation to that of man-made and engineered
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materials that have lower albedo and higher thermal mass. Various studies have
quantified the urban fabric for western urban regions namely through the use of
aerial color orthophotography, the global biosphere emissions and interactions
system (GLOBEIS) model data and land-use/land-cover (LULC) information from
the United Geological Survey (USGS). Rose et al. (2003) identified paved
surfaces cover 29% of the urban fabric while Akbari et al. (1999) detailed that
39% of the area seen from above the urban canopy (tree canopy) consisted of
paved surfaces including roads, parking areas and sidewalks. An evaluation of
entire metropolitan areas of Salt Lake City, Utah, Sacramento, California and
Chicago, Illinois revealed the percentage of paved areas ranged from 30% to
39% as seen above the canopy and 36% to 45% viewed under the canopy layer
(NIPC 1995, Gray and Finster 2000, Akbari et al. 2001). In residential areas, the
paved surfaces were slightly lower at 29% - 32%. This paper is focused on
methods which can be utilized to quantify the impacts of surface engineered
materials to the urban heat island.
2. PRIOR TEMPERAL RESEARCH
Barber (1957) evaluated pavement surface temperatures and temperatures at
3.5 inch (8.9cm) depths with standard weather report information. The weather
parameters used were wind speed, precipitation, air temperature, and solar
radiation. The pavement was considered to be a semi-infinite mass in contact
with air. Barber observed that pavement temperature fluctuations followed a sine
curve with a period of one day. The research and analyses showed that when
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solar radiation was included in the analyses with air temperature, the sine curve
approximation provided reasonable estimates of asphalt surface temperatures.
Straub, et al (1968) developed models to predict pavement temperatures based
on air temperature and solar radiation that included climatic properties of short-
wave and long-wave back radiation, convection, and air temperature.
Rumney and Jimenez (1971) performed a study of pavement temperatures in
southern Arizona to predict maximum surface temperatures. The study collected
pavement temperatures at various depths, as well as the corresponding surface
temperature and rate of incident solar radiation. From this data a set of
correlations were developed that predicted pavement temperatures for a given
set of air temperatures and solar radiation intensities. In South Africa,
Williamson (1972) developed a model by adapting a FORTRAN IV model
developed by Schenk, Jr. (1963) to understand maximum pavement temperature
in the upper levels of a pavement. Results of the analyses indicated that while
variations in the surface absorption coefficient had large effects on temperatures,
variations in other items, such as, emissive power, convection coefficient, and
thermal conductivity had more marginal effects on temperature. In addition, the
model was validated using case studies. Southgate (1968) developed a method
of adjusting pavement deflection measurements to a reference mean pavement
temperature using a five-day air temperature history. A linear relationship was
found between pavement temperatures at a given depth and the sum of the
surface temperature and the five-day mean air temperature history. The method
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was developed using data from Maryland. A model validation was performed
using data from Arizona and New York. The study showed that the model worked
equally well for additional data sets from radically different climates. Surface
temperatures and air temperatures have been measured at different times (Yang,
1972; Asaeda and Wake, 1995) and peak temperatures have been calculated
(Solaimanian and Kennedy 1993; Solaimanian and Bolzan, 1993).
Pomerantz et al. (1997 & 2000) conducted a semi-quantitative connection
between the albedo of pavements and its effect on the diurnal variation of air
temperature in the mild climate of the San Francisco Bay region in California.
Their results indicated an increase in albedo by 0.1 produces a change in
pavement surface temperature of about -4±1°C (-7 ± 2°F) for an isolation of
about 1000 W/m2 for an increase in albedo of 0.1. Increasing wind speed lowers
the surface temperature and diminishes the influence of the change in albedo.
3. RESEARCH PROPOSITION
During 2003 and 2004 a research campaign was undertaken to better
understand the role of highways, roadways, pavements and other surface
engineered materials in regards to the Urban Heat Island effect in the Phoenix,
Arizona region. Specifically, focus was geared towards the urban energy
balance of the engineered materials and their contribution to the nocturnal UHI
effect with the outcome eventually being a preliminary hierarchical ranking of
engineered surface materials contributing to the hysteresis lag effect which could
be modeled as part o f the land use scheme in micro-scale and meso-scale
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models. This would be accomplished utilizing evasive and non-evasive
methodology.
4. RESEARCH METHODOLOGY
4.a. Phase I - Meso-Scale Remote Sensing
The first phase of this effort was the acquisition and assimilation of meso-scale
remote sensing data from the Advanced Spaceborne Thermal Emission and
Reflection Radiometer (ASTER), which is an imaging instrument that is flying on
Terra, a satellite launched in December 1999 as part of NASA's Earth Observing
System (EOS). The ASTER instrument consists of three separate instrument
subsystems (table #1), the Visible and Near Infrared (VNIR), the Shortwave
Infrared (SWIR), and the Thermal Infrared (TIR).
<INSERT TABLE # 1 INSTRUMENT BANDS>
Each subsystem operates in a different spectral region and has its own
telescope(s). The VNIR subsystem consists of two independent telescope
assemblies to minimize image distortion in the backward and nadir looking
telescopes. A time lag occurs between the acquisition of the backward image
and the nadir image. During this time earth rotation displaces the image center.
The VNIR subsystem automatically extracts the correct 4000 pixels based on
orbit position information supplied by the EOS platform. The backward looking
telescope focal plane contains only a single detector array and uses an
interference filter for wavelength discrimination. The focal plane of the nadir
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telescope contains 3 line arrays and uses a dichroic prism and interference filters
for spectral separation allowing all three bands to view the same area
simultaneously. The telescope and detectors are maintained using thermal
control and cooling from a platform provided cold plate.
Unlike the VNIR telescope, the telescope of the TIR subsystem is fixed and both
pointing and scanning is done by the mirror. The VNIR subsystem operates in
three spectral bands at visible and near-IR wavelengths, with a resolution of 15
m. It consists of two telescopes--one nadir-looking with a three-spectral-band
detector, and the other backward-looking with a single-band detector. The
backward-looking telescope provides a second view of the target area for stereo
observations. Cross-track pointing to 24 degrees on either side of the track is
accomplished by rotating the entire telescope assembly. Band separation is
through a combination of dichroic elements and interference filters that allow all
three bands to view the same ground area simultaneously. The data rate is 62
Mbps when all four bands are operating. The SWIR subsystem operates in six
spectral bands in the near-IR region through a single, nadir-pointing telescope
that provides 30 m resolution. The maximum data rate is 23 Mbps. The TIR
subsystem operates in five bands in the thermal infrared region using a single,
fixed-position, nadir-looking telescope with a resolution of 90 m. Unlike the other
instrument subsystems, it has a "whiskbroom" scanning mirror. Each band uses
10 detectors in a staggered array with optical bandpass filters over each detector
element. The maximum data rate is 4.2 Mbps. The scanning mirror functions
both for scanning and cross-track pointing (to ± 8.55 degrees).
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Satellite sensor data acquisition has been used for evaluating the urban surface
temperatures in prior works by Barring et al. (1985), Goldreich (1985) and
Quattrochi and Ridd (1994). As presented in Figure #2, ASTER imagery
captured and synthesized (W. Stefanov - NASA) of the Phoenix, Arizona region
captured on 03 October, 2003 at 22:39 hours provides coarse visual
representation that engineered surfaces, roads, highways and pavements of
parking lots play a significant role in regards to the UHI as well as exhibit variable
surface temperatures related to the hysteresis lag effect.
<INSERT FIGURE #2 HERE – ASTER THERMAL IMAGERY OF PHOENIX>
To aid researchers, the ASTER image was filtered to remove all color bands
except for the top 20% of surface temperatures (figure #3). This provides
researchers the ability to conduct a preliminary assessment of the impacts of
surface engineered materials at near micro-scale and provide for easier definition
of hysteresis lag variability of surface material properties. This “snapshot” in time
reveals the influence of highways and arterials streets as well as increased
surface temperatures of intersections and commercial “strip-mall” and “business
office” parking lots.
However one of the limitations for researching the influences of engineered
materials via satellite imagery is that the thermal infrared bands utilized in
satellite imagery is limited to 90m/pixel. For contrast, the visible to near-infrared
has a 15m/pixel resolution which can provide for defining major land cover
classes, vegetation health and soil properties and shortwave infrared has a
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30m/pixel resolution, which can support identification of such things as urban
surface materials, ecological communities and fugitive dust emissions. The
90m/pixel resolution is too coarse to advance descriptive variances of surface
temperatures. It does however allow the researcher to evaluate meso-scale and
finer surface energy budgets, larger anthropogenic heat sources and heat island
pockets. Beyond the instrumentation limitations, interpretation of the imagery
has been shown to present the potential of biases in apparent surface
temperatures (Roth e t al. 1989) due to the effect of the urban surface structure in
combination with Sun-sensor-surface geometry described as urban surface
anisotropy (Voogt and Oke 1997).
<INSERT FIGURE #3 HERE – TOP 20% ASTER THERMAL IMAGERY OF
PHOENIX>
Based on these preliminary observations, further research was designed and
undertaken to define and quantify surface temperature variances using non-
evasive micro-scale thermography as well as in-situ investigations utilizing
thermocouples at variable depths of each engineered mass.
4.b. MICRO SCALE THERMOGRAPHY
Modern day infrared thermography has its roots with Sir Frederick William
Herschel famous for his discovery of the planet Uranus in 1781. Herschel
worked on calorific rays in the 1800’s and examined how much heat was passed
through the different colored filters he used to observe sunlight. He noted that
filters of different colors seemed to pass different amounts of heat and directed
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sunlight through a glass prism to create a spectrum and then measured the
temperature of each color. Herschel used three thermometers with blackened
bulbs and, for each color of the spectrum, placed one bulb in a visible color while
the other two were placed beyond the spectrum as control samples. As he
measured the individual temperatures of the violet, blue, green, yellow, orange,
and red light, he noticed that all of the colors had temperatures higher than the
controls. Moreover, he found that the temperatures of the colors increased from
the violet to the red part of the spectrum. After noticing this pattern Herschel
decided to measure the temperature just beyond the red portion of the spectrum
where no sunlight was visible (infrared radiation).
Thermography offers a non-evasive analytical method to evaluate thermal
characteristics of surfaces within the urban environment. The other benefit of
thermography is the ability to obtain almost instantaneous results. A campaign
was undertaken during early summer months of 2003 and 2004 in Phoenix.
Primary field research was conducted in the months of May and June which are
characterized by calm clear nights and near summer solstice solar alignment.
The Phoenix region typically enters the summer monsoon in July.
A FLIR Thermacam™ S-60 infrared handheld camera was utilized for this
project. The S-60 system consists of an infrared camera with a built-in 24° lens,
a visual color camera, a laser pointer, and a 4” color LCD on a removable remote
control. The unit has a spectral range of 7.5 to 13µm with a thermal sensitivity of
0.06° at 30°C and a focal plane of 320x240 pixels. The unit is equipped with an
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internal digital camera that can capture a digital image of the IR subject. Images
are stored in either an internal memory or with a memory card.
A field campaign was undertaken which resulted in the collection and
assimilation of over 500 urban surface thermographic images in the Phoenix
region. This included field investigations of highways, arterial streets, pavements
and parking lots, xeric residential, mesic residential, commercial districts,
airports, educational structures and industrial locations throughout the diurnal
cycle. Hand-held thermography provides for immediate “categorization” of
surface temperatures by temperature gradients. However, post use
interpretation of the collected imagery can be accomplished with the utilization of
advanced software. Principal in the evaluation is the need to adjust for distance,
ambient temperature, humidity and emissivity for the material(s) of interest.
These adjustments can be made for each material or structure that is of interest.
As presented in Figure # 4, the IR thermographic unit allows for multiple cross
hair spots that capture surface temperatures and emissivity with individual
adjustments for ambient temperature, reference temperatures and point of shoot
distance. Additionally, manually constructed boxes can be placed within the
image to capture the average temperature for the given material or for various
cross hair spots within the box.
<INSERT FIGURE #4 EXAMPLE IR THERMOGRAPHIC PHOTO>
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4.c. Emissivity
A consideration in reducing bias in thermal infrared evaluations is to correctly
adjust for emissivity, which is defined as the ratio of the emittance of a given
surface at a specified wavelength and temperature to the emittance of an ideal
blackbody at the same wavelength and temperature. Although there exists
various published listings for the emissivity from vendors, field verification for
various materials of concern was undertaken. Several methods have been
developed to calculate the emissivity of different surfaces (Buettner and Kern,
1965; Fuchs and Tanner, 1966; Idso and Jackson, 1968; Zhang et al., 1986; and
Rubio et al., 1997 and 2003). The method utilized for this research was
developed by Reginato of the U.S. Water Conservation Laboratory and described
by Fuchs and Tanner (1966).
<INSERT FIGURE # 5 PHOTO OF CONE SAMPLING DEVICE>
The equipment utilized was an infrared thermometer with a 15 degree field-of-
view and a 8-14µm bandpass inserted into a handmade 63 centimeter-tall
aluminum cone (figure #5). Emissivity is calculated as:
ελ =(T 4/λ - T 4/b) / (T 4/s – T4/b) (1)
where: ελ is the thermal emissivity for the spectral band used in temperature
determinations, Tλ is the brightness temperature in degrees Kelvin of the
exposed surface measure by the radiometer, Tb is the radiation temperature of
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the global background environment (sky brightness temperature), and Ts is the
measured radiation temperature of the surface when covered by the low
emissivity cone which is assumed to be the thermodynamic temperature. The
first part of the process is to obtain sky temperature (Tb) with the infrared
thermometer connected to a data logger. The cone is pointed skyward at 45
degrees from the horizon and collecting 10 measurements in 10 seconds as the
thermometer is rotated in a circle at orientation. The thermometer is then quickly
pointed towards the surface about 1-2 meters distant and 5 -6 readings are
obtained (Tλ). Then the cone with the thermometer is quickly placed over the
surface of interest and once completely covered the first surface temperature
(Ts) reading is recorded. A variation of the cone method is the box method.
There are two variants of the box method, one lid (Combs et al. 1965) and two
lids (Buettner and Kern 1965, Rubio et al. 2003). At the top and bottom of the
box there are two interchangeable lids, the “hot lid” which is warmed up and the
“cold lid”. Both lids have a small hole where the radiometer is placed to read the
radiance from the bottom of the box. Both methods are effective for horizontal
plane emissivity readings in the field with hand-held IR thermography. However,
this quick and simple field verification method is not appropriate when examining
complex vertical planes of the urban fabric. Field trials indicated that published
emissivity readings (table 2) provide high confidence levels and even with slight
variances in emissivity values, surface temperature value variations are
negligible.
<INSERT TABLE #2 TYPICAL URBAN EMISSIVITY VALUES>
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5. CONTROL SITE EVALUATIONS
A control site was provided by the Arizona Department of Transportation (ADOT)
in Phoenix, Arizona. ADOT and local vendors provided materials plus labor and
placed variable surface materials in place per standard DOT specifications
(figure #6). Research was undertaken to investigate both the level of accuracy of
the use of handheld thermography and to quantify the thermal variability of un-
shaded highway and pavement materials.
Insert Figure #6 (digital picture of the sampling site)
The research was carried out with both flexible and rigid pavements. The
research pads as described below were constructed with a typical sub-base
course which is the layer between the base course and the subgrade. The sub-
base course functions as a structural support. A base course, is the layer
immediately beneath the surface course and provides additional load distribution
and contributes to drainage. Finally, the last layer and the focus of this specific
research report is the surface course which is the layer in contact with the traffic
loads and direct solar energy influences. The surface course can be subdivided
into two layers; the wearing course and the binder course. Five different
pavement materials were initially evaluated. All materials had been fully cured.
5.a Conventional Concrete
Conventional concrete is a rigid pavement unlike bituminous materials which are
regarded as flexible pavements. Conventional pavements comprise only about
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7% of paved roads in the United States (FHWA, 2002). Rigid pavements
distribute their load over a wide area of the subgrade due to stiffness where as
flexible pavements tend to distribute loads over a smaller area of the subgrade.
A 30.5 cm x 3.66m x 3.66m (12” x 12’ x 12’) standard 4000 lb. slap of concrete
was sampled. Portland Cement Concrete (PCC) is a concrete aggregate (56%
by weight), sand (33%) and Portland Cement binder (11% by weight).
5.b Conventional Concrete with Crumb Rubber
In the United States, the Intermodal Surface Transportation Efficiency Act of
1991 (since expired) mandated states to incorporate waste tires into asphalt
mixes (ISTEA 1991). This led to various states to experiment with crumb rubber.
Shredding waste tires and removing steel debris found in steel-belted tires
generates crumb rubber (CR). There are three mechanical methods used to
shred apart these tires to CR: the crackermill, granulator, and micromill methods.
CR can also be manufactured through the cryogenation method; this method
involves fracturing the rubber after reducing the temperature with liquid nitrogen
(Chesner et al., 1998). CR contains fine rubber particles ranging in size from
0.075-mm to no more than 4.75-mm. CR can be blended into bituminous
concrete by either a wet or dry process. In the wet process, the CR acts as an
asphalt modifier prior to the addition of aggregates; however, this process
requires costly special equipment. In the dry process, CR constitutes a portion of
the fine aggregate prior to the addition of the asphalt cement (Trepanier, J. 1995
& Volle, T. 2000).
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The research bed measured 30.5 cm x 3.66m x 3.66m (12” x 12’ x 12’) with a
standard 4000 lb. slap of concrete that was modified with 40 lbs. of crumb rubber
per cubic yard.
5.c Hot Mix Asphalt (Asphalt Concrete)
Hot mix asphalt (HMA) is also know as asphalt concrete (AC or ACP), asphalt,
blacktop or bitumen. For clarity HMA is used in this document. HMA is a
concrete (93% by weight) with an asphalt binder (7% by weight). AC is the
major paving material for urban streets by a ratio of 9 to 1 (Pomerantz et al. 1997
& 2004). There are a variety of HMA distinguished by design and production
such as dense grade, gap grade and open grade mixes. Dense grade is an
impermeable pavement. A 45.72 m (150’) x 5.49 m (18’) segment of dense
graded asphalt with aggregate that produces a continual grading and low air
voids was divided so that on the north side was a 10.2 cm (4”) depth and on the
south side a 5.1 cm (2”) depth was sampled. Dense graded asphalt concretes
are usually applied for surface course and as the name would imply, the material
is generally impermeable. HMA with a 5% binder at two lifts of 3” to 4” (7.6cm to
10.2cm) is the most common residential and arterial street pavement. HMA is
used in parking lots at a 2” to 3” (5.1cm-7.6cm) depth over a 6” (15.2cm) base of
ABC.
From a sustainability imperative, approximately 100 million tons of HMA is
recycled in the United States as “reclaimed asphalt pavement “(RAP) primarily
during resurfacing and widening projects (APA, 2001). RAP is normally added at
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10 to 30 percent by weight. Additionally, recycled glass is also used as an
aggregate into HMA base course up to 15% by weight of aggregate.
5.d Ultra Thin Whitetopping
In this process, 50 to 100 millimeters of high-strength, fiber reinforced concrete is
placed over a milled surface of distressed Hot Mix Asphalt. Ultra-thin
Whitetopping (UTW) overlays are generally 63 millimeters (2.5”) and 89mm (3.5”)
and have 0.9m (3’), 1.2m (4’) and 1.8m (6’) joint spacing. A 10.2 cm x 3.66 m x
15.24m (4” x 12’ x 50’) slab of ultra thin white (UTW) with 3lbs. fibermesh
polyprop fibers per cubic yard was analyzed. UTW is used as a pavement
maintenance and rehabilitation material. UTW dates back in the United States to
1991 with test sections laid in Louisville, Kentucky (Cement Association 2004). a
bonded, fiber reinforced Portland cement concrete overlay which is generally
used on paving materials that have failed due to rutting or general deterioration.
UTW is usually placed after the existing roadway is milled to a uniform depth and
cleaned. The UTW is placed directly on the milled asphalt surface and finished
with joint spacing at three-foot (0.91m) squares.
5.e Asphalt Rubber – Asphalt Concrete
A product which dates back to the 1940’s but which is re-entering the urban
surface market as an emerging technology is Rubberized Asphalt (RA). Its origin
goes back to the U.S. Rubber Reclaiming Company, which marketed, a
devulcanized recycled rubber product, called Ramflex.™ and later modified in the
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mid-1970’s by the Arizona Refining Company Inc. Later in the 1960’s, Charles
MacDonald then the City of Phoenix, Arizona Materials Engineer experimented
with mixing crumb rubber from ground tires with asphalt. This resulted in the
paten known as the MacDonald Process or Wet Process for making Asphalt
Rubber (AR). The Arizona Department of Transportation (ADOT) was one of the
first agencies to experiment with the use of asphalt rubber as a stress absorbing
membrane and as an interlayer under a hot mix asphalt surfacing. ARAC uses
almost twice the amount of binder than traditional HMA (8% to 4.5%). Of the 8%
binder approximately 80% is an asphalt binder and 20% of the 8% is crumb
rubber. The cost of ARAC is approximately $40 per ton (Arizona) vs. $25 per ton
costs of HMA. ARAC is primarily utilized for road rehabilitation projects.
5.f Quality Control Measures
A weather station was placed at the research facility to acquire diurnal
meteorological data. An adjacent Maricopa County Flood Control District
weather station was also utilized to validate conditions. Thermocouples were
utilized to verify the accuracy of hand held thermography as well as to quantify
sub-surface temperatures. Thermocouple sensors consists o f two dissimilar
metals, joined together at one end, which produce a small voltage at given
temperatures. This voltage is measured and interpreted by a thermocouple
thermometer. Self contained sensors that contain a battery, clock, temperature
sensor and memory by Command Center™ which have a sensor accuracy of
±1°C and a range of -10° to 85°C were used. Each sensor can store 2,048
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readings and can be set to sample at adjusted intervals by easy to use computer
software. Each sensor is 1/4” x 3/4” in diameter with cable length typically of 12’.
The battery life for each sensor is rated for up to 10 years. The variable surfaces
were cored and the thermocouples were placed inside the cored asphalt based
materials below ground surface at 1.27 cm (0.5”), 3.81 cm (1.5”), 7.62 cm (3.0”)
and, 19.05 cm (7.5”). Thermocouplers were placed within the concrete cores
(figure #7) at 1.27 cm (0.5”), 5.08 cm (2.0”), 10.16 cm (4.0”), 15.24 cm (6.0”) and,
30.48 cm (12.0”) below ground surface.
<Figure #7 INSERT PHOTOGRAPH # picture of core and thermocouples>
Direct readings were set for every twenty minutes during the complete diurnal
cycle. Handheld IR thermography was obtained during the diurnal cycle on a
two-hour basis with the aid of an elevated mechanical two-person lift of
approximately 9.14 meters (30 feet).
5.g Solar Radiance and Other Meteorological Influences
Surface material evaluations were made in conjunction with detailed
meteorological observations. For the period of 00:00 hours on 26 June 2004 to
09:00 hours on 27 June 2004, ambient temperature, humidity, wind direction,
wind strength, rainfall and solar irradiance were collected every twenty minutes.
The presented data was selected due to the very calm, clear days with low
humidity and average elevated ambient temperatures. During the diurnal cycle,
maximum wind speeds reached an un-sustained 9.654 km/hr at 12:00 hours and
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16:00 hours with a diurnal average of 3.28 km/hr wind speed. Humidity reached
a maximum percent of 27 at 09:00 hours with and average of 16% relative
humidity. Minimum ambient temperature was 27.5°C at 04:00 on 26 June 2004.
That temperature was sustained for twenty minutes. Maximum temperature
reached 46°C at 14:20 hours on 26 June 2004 and was sustained for twenty
minutes. Sunrise for that date was 05:20 hours with sunset at 19:42 hours.
Solar irradiance as measured in W/m2 was first recorded at 06:45 on 26 June
2004 at 9 W/m2, reached a maximum of 945 W/m2 from 12:20 hours to 12:40
hours and with a last recorded reading of 4 W/m2 at 19:45 hours.
6. Comparative Analysis Handheld Thermography v. In-situ
Thermocouples
Phase II of this project was to evaluate the relative accuracy of evaluating
surface temperatures of the urban fabric utilizing handheld thermography in an
effort to gain greater resolution in comparison to satellite remote sensing. Data
was retrieved from the two day period ending July 24, 2004. The period had
variable climatic inputs as the 23 of July was cloudy while 24 July was a clear sky
day. Research compared surface thermal imagery approximately 2 meters in
distance to thermocouplers placed “near surface” (1.27cm) below ground surface
for each material. As presented in Figure #8, the temperal difference between
the Thermal IR imagery to that of the thermocouples for a common 12” pour of
concrete was less than ±10% (±7.81%) with the average variance at ±0.78.
INSERT FIGURE # 8 GRAPH OF THERMAL IR VS THERMOCOUPLES
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The handheld thermographic IR unit was evaluated in a similar manner to other
engineered surface materials such as asphalt and variations of concrete by
thickness and aggregates. The results of those evaluations were consistent with
the 12” (30.5cm) Portland concrete cement slab and the other sampled surface
materials. A portable Ranger® ST infrared thermometer from Raytek was
utilized as an additional means to verify the use of the hand-held thermography
unit. The results were consistent with the percent of accuracy as the
thermocouples with surface temperature readings within ±5%.
7. SURFACE MATERIAL EVALUATIONS
Phase III of this research effort evaluated variability between ambient air and
surface temperatures of the seven separate materials during 26 June to 27 June
2004 (warmest days). The materials were free from vertical geometric influences
as well as anthropogenic sources. The results indicated that the coolest
maximum static surface temperature was conventional concrete at 329ºK
followed by (increasing temporal order) (2) both ultra-thin whitetopping and
conventional concrete with crumb rubber at 330.5K (3) at 336.5ºK conventional
hot mix asphalt, (4) asphalt rubber asphalt concrete at 337.5ºK, (5) hot mix
asphalt thin at 338ºK and the surface material with the highest surface
temperature was ARAC thin at 339ºK.
However, there was no direct correlation between surface material types and the
maximum temperature and the coolest temperature. The material which had the
lowest surface temperature during the diurnal cycle was UTW at 303.5ºK
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followed by, (2) both conventional concrete and crumb rubber concrete a t 304ºK,
(4) ARAC had a minimum surface temperature of 305ºK, (5) was ARAC mix thin
at 305.5ºK, (6) HMA thin at 305.5ºK and the warmest minimum surface
temperature was (7) conventional hot mix asphalt at 307ºK. The diurnal
temperature variations including the ?T for each material in comparison to
ambient air temperatures is presented as Figure # 9.
<INSERT FIGURE # 9 Diurnal Variability of Surface Materials>
The diurnal rates of heating and cooling of both the surface materials and
ambient air shows a sharper rate of temporal rise versus rate of cooling (figure
#10). The rate of heating is 1.1ºK per hour for ambient air temperature, 1.4 ºK for
concrete rubber, 1.5ºK for conventional concrete, 1.6 º UTW, 1.7ºK for dense
grade hot mix asphalt, 1.8 ºK for both the thick side of the asphalt rubber asphalt
concrete (ARAC) and for the thin side of the hot mix asphalt and, 1.9 ºK for the
thin ARAC.
<INSERT FIGURE #10 SURFACE MATERIAL HEATING RATES>
The cooling rates (figure 11) were 1.1ºK per hour for thick ARAC, 1.0ºK for both
blends (thick and thin) of hot mix asphalt, and the thin layer of ARAC, 0.9ºK for
ambient air and UTW and, 0.8ºK per hour cooling rate for concrete rubber and
conventional concrete.
<INSERT FIGURE #11 SURFACE MATERIAL COOLING RATES>
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7.a VARIABILITY INFLUENCES
7.a.1 Albedo
During July 2004, slight albedo alterations were made to the existing sampled
materials. Solar radiation includes visible light typically 43% of solar energy,
near infrared light (52%), and ultraviolet light (5%). The albedo of a material is
the fraction of light incident that is reflected from a surface.
a = flux of reflected radiation (2)
Incoming short-wave radiation (K?) is controlled by the azimuth (O) and zenith (?)
angles of the Sun relative to the horizon, with a maximum at the local solar noon
(Oke 1987). ? is not a perfect constant throughout the day however, K? can be
expected to be reduced in proportion to K? since the surface is not opaque to
short-wave radiation (? short = 0). Therefore the percent of K? that is not reflected
is absorbed which can be represented as:
K* = K?- K? (3) = K? (1-a)
A field survey of each material of interest was conducted on a calm, clear day to
determine albedo. A pyranometer was used to measure the intensity of the solar
radiation by converting light into a DC voltage which was fed into a voltmeter and
data logger. Table # 3 provides typical urban material albedos as well as albedo
measurements from a July 2004 field survey. Prior research had been
Flux of incident radiation
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conducted by Bolz and Tuve (1973) who documented AC pavement albedos
from 0.05 to 0.15 with aging as a factor.
<INSERT TABLE 3 – PAVEMENT MEASUREMENTS HERE>
As presented in Figure # 12, material pavements are closely aligned with solar
radiance rather than ambient temperature. Thus albedo is of importance in
developing UHI mitigation strategies.
<Insert Figure 12 graph of material, solar radiance and ambient
temperature>
The asphalt rubber- asphalt concrete-thin had the lowest-? pavement (0.12) as
well as the highest peak surface temperature of 340°K (67°C). This is in
comparison to the conventional concrete test pad with the highest-? pavement of
0.46 and a surface temperature of 324°K (51°C). The difference in the peak
temperature is 16° (C & K) or an apparent dependence of the change in
temperature on the change in albedo was:
??/?? = -4.7°K/0.1 (4)
This is consistent with prior works including those carried out by Lawrence
Berkley National Laboratory which resulted in ??/?? ranges of -3.9°C/0.1 to -
7°C/0.1.
7.b Material Modification – Albedo and Porosity
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In exploring the role of albedo, modifications were made to the surface layer of
low albedo materials in the test pads.
Consumer spray application white paint was purchased and applied in an
approximate 1m x 1m squares centered in all the flexible pavement materials.
As presented, in figure #13, the surface temperature of the10.2cm thick pad (4” –
10.2cm) of asphalt rubber-asphalt concrete went from the highest temperature of
340°K (67°C) to the lowest surface temperature of all pavements both flexible
and rigid,at 324°K (51°C) with an albedo increase from .13 to .26. The -
12.3°K/.01 is far higher than typical albedo mitigation rates. Additionally, while
the surface temperature of the modified ARAC is the same as conventional
concrete (tied as the overall lowest surface temperatures) the ARAC had a .20
darker albedo than the conventional concrete. The ARAC is an open-graded
HMA mixture which is designed to be water permeable and is comprised on
crushed stone or gravel with very small percentage of manufactured sands.
<INSERT FIGURE #13 ALBEDO MODIFICATION TO PAVEMENT CHART>
Further evaluation of the role of porosity with surface temperatures was
undertaken by examining ASTER thermal imagery of interstate road sections
with Asphalt Rubber-Asphalt Concrete-Friction Course layers in the Phoenix
region. As presented in Figure #14, the segment of the interstate highway with
the ARAC-FC provided a reduced surface temperature resolution.
<INSERT Figure #14> Role of Porosity on Highways
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Crumb rubber as an additive either to asphalt, concrete or as a friction course
layer has the potential of reducing diurnal surface temperatures including on
roads where convective forces from traffic are present. In addition to the micro-
scale urban climate benefits, porous concretes and asphalts have environmental
benefits such as noise reduction and more efficient management of surface
water (stormwater) run-off. The addition of an asphalt-rubber friction course as
well as porous concretes on highways has been documented to reduce traffic
noise up to 10dB’s. An increase of 3 dB’s doubles the energy or intensity, and
an increase of 6dB’s quadruples the energy or intensity (Danish Road Institute,
2001).
Historically, sound barriers have been extensively utilized as a means to reduce
pavement noise in populace areas. However, sound barriers can act to reduce
convective air movements and themselves act as conductive agents. Porous
materials alter the generation of noise by minimizing the air pumping between the
tire and road surfaces as well as to absorb sound through internal friction.
The utilization of crumb rubber provides for the management of waste tires which
typically amount to 0.915 to 1.0 tires per person, per year (California EPA, 2003).
In the Phoenix, Arizona region large scale waste tire fires has been a more
common occurrence as exemplified by a 3 million waste tire fire on the Gila River
Indian Community on the southern side of the Phoenix region. This fire took over
two weeks to extinguish and caused various air quality and water quality adverse
impacts.
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8. DISCUSSION
Two distinct areas of research were conducted in regards to the role of surface
pavements in regards to the urban heat island. The first goal was to quantify the
utilization and accuracy of hand-held IR themography units to examine surface
temperatures of the urban fabric in urban settings. Thermal satellite imagery
provides researchers a first level examination of regional surface temperatures
but has drawbacks including coarse resolution and the inability to design pre-
determined timed intervals for data assimilation during the diurnal cycle due to
the planetary rotation of the satellite. As presented, hand-held IR cameras
provide a relatively easy to use instrument to acquire surface temperatures on a
as-needed basis. Additionally, IR themography allows for the acquisition and
assimilation of data from multiple areas of interest without evasive
instrumentation such as thermocouples, which can present a safety hazard for
the collector of data on heavy traffic areas.
Secondly, this investigation examined the role of pavements in the Urban Heat
Island as a function of increased thermal storage, lower permeability and lower
albedo. The urban heat island needs to be considered in terms of the micro-
scale and meso-scale. At the micro-scale level, issues of human comfort, energy
consumption and water consumption are in play. At the meso-scale level, social
considerations of air quality, health and quality of life are of significance.
Sustainable engineering practices call for the evaluation of the economic,
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environmental and social impacts as a result of our utilization of man-made
materials in urban areas. As presented in this research, the regulatory
framework to mitigate the urban heat island by increasing albedo has been
modified to introduce the coupled benefits of albedo and porosity. This mitigation
method can potentially provide for a more sustainable approach to the urban
heat island effect.
Further research is being undertaken to evaluate this mitigation method in
regards to life cycle management. Additionally, the findings will be evaluated for
the two very distinct classes of surface pavements – highways and roads vs.
parking lot pavements. Research is also being conducted in regards to canopy
converge mitigation of pavements and coupled benefits of canopy coverage with
modified surface pavements (porosity and albedo) to the micro-climate and
meso-climate. The answers to these research questions will provide a platform
to facilitate the implementation of appropriate pavement designs to aid in the
mitigation of the negative impacts of the urban heat island effect from
pavements.
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9. ACKNOWLDEGEMENTS
The author wishes to express his sincere appreciation to Dr. Kamil Kaloush, from
the Civil and Environmental Engineering Department and the Advance Materials
Laboratory at Arizona State University for his guidance and tremendous support
during the hot summer months, Professor Peter Guthrie Director of the Centre for
Sustainable Development and the Department of Engineering at the University of
Cambridge, Mr. Mark Belshe, Vice President of FNF Construction for support in
material applications, the Arizona Department of Transportation, Dr. William
Stefanov of NASA for providing remote sensing assistance and Dr. Nancy
Selover, Assistant State Climatologist in Arizona for the use of various
instrumentation.
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Development of Pavement Cooling Charts. Canadian Journal of Civil
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Wilson, A.H. 1976. The Distribution of Temperatures in Experimental Pavements
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Book Company.
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ambient radiation, emissivity and truth temperature of a greybody; Methods and
experimental results. Appl. Optics. 25:3683-3689.
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Figure #1 – Role of Urbanization on Regional Climate. Source. Golden, J.S.
2004.
Rapid Urbanization & the Urban Heat Island EffectAnnual Minimum Temperatures
Phoenix, Arizona v. Rural SettingBrazel, A. & J. Golden 2004
58
63
68
73
78
83
1960 1970 1980 1990 2000
Deg
rees
F
0
500,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
Pop
ulat
ion
Sky Harbor Airport(Urban) Casa Grande NationalMonument (Rural)Regional UrbanPopulationExpon. (Regional Urban
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Subsystem Band No. Spectral Range Spatial Resolution
VNIR 1 2
3N 3B
0.52 - 0.60 0.63 - 0.69 0.78 - 0.86 0.78 - 0.86
15m
SWIR 4 5 6 7 8 9
1.600 - 1.700 2.145 - 2.185 2.185 - 2.225 2.235 - 2.285 2.295 - 2.365 2.360 - 2.430
30m
TIR 10 11 12 13 14
8.125 - 8.475 8.475 - 8.825 8.925 - 9.275 10.25 - 10.95 10.95 - 11.65
90m
Table # 1 ASTER Spectral Passband Courtesy of JPL - NASA
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Figure #2. ASTER Satellite Thermal Image of the Greater Phoenix Region.
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Figure #3 Top 20% Surface Temperatures from ASTER Thermal Imagery.
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Figure #4 Thermal IR Thermographic Photograph of Various Surface Pavements
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Figure #5 Emissivity Cone Sampling Device
To be included.
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Table #2. Typical Urban Emissivity Values. Sources: Gubareff et al. 1960, Wood et al. 1964
Category Sub-Category Temperature
°C emissivity Aluminum Commercial Sheet 100 0.090 Asphalt Ambient 0.90-0.98 Brick Building 1000 0.45 Red, rough, no gross irregularities 20 0.93 Grog, brick, glazed 1100 0.75 Silica brick 1000 0.8 Fire Brick 1000 0.75 Concrete 0-100 0.94 Concrete Tiles 1000 0.63 Glass Smooth 0-200 0.95 Paint, Lacquers, Varnishes Alum. Paint 0-100 0.55 Bronze Paint 0-100 0.8 Black Glass Paint 0-100 0.9 White Lacquer 0-100 0.95 Green paint 0-100 0.95 Gray paint 0-100 0.95 Lamp black 0-100 0.95 Gold Enamel 0-100 0.37 Black shiny lacquer, sprayed on iron 24 0.875 Black shiny shellac on tinned iron sheet 21 0.821 Black matte shellac 77-146 0.91
Black on white lacquer 38-93 0.800-0.950
Flat black lacquer 38-93 0.960-0.980
Steel Not Oxidized 100-1200 0.35 Lightly Oxidized 100-1200 0.45-.50
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Figure #6. Pavement Sampling Location.
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Figure #7. Picture of thermocouple sampling devices placed into cores.
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Figure #8. Graph of Thermal IR vs. Thermocouple Readings.
Comparative of Thermographic IR Surface Temperature vs. In-Situ Thermocouple. Conventional Concrete.
Phoenix, Arizona 23-24 July 2004 J.S. Golden
30
33
36
39
42
45
48
51
54
57
12:0
0 A
M
4:00
AM
6:00
AM
9:00
AM
12:0
0 P
M
3:00
PM
10:0
0 P
M
2:00
AM
4:00
AM
6:00
AM
9:00
AM
12:0
0 P
M
2:00
PM
3:00
PM
23-Jul-04 24-Jul-04
Tem
per
atu
re in
C
Themocouple
Hand-Held Thermal IR
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Figure #9. Diurnal Variability of Surface Materials.
Diurnal Variability of Surface Materials 26 June - 27 June 2004 Phoenix, Arizona
J.S. Golden
0
5
10
15
20
25
30
35
40
AMBIE
NT TE
MPERA
TURE
Hot M
ix Asph
alt
ARAC
Thick
HMA T
hin
ARAC
MIX T
HIN
Crumb R
ubber
Conv.
Concr
ete UTW
Material Type
Del
ta T
in
Deg
rees
K o
f a
Mat
eria
ls M
in
and
Max
Tem
p.
280
290
300
310
320
330
340
350
Min
/ M
ax T
emp
erat
ure
in K
Variability in C
Min. Temp in K
Max. Temp inK
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The Hysteresis Lag Effect with Thermodynamic Factors Phoenix Arizona 26-27 June 2004
J.S. Golden
0100200300400500600700800900
1000
6/26/2
004 0
:00 1:00
2:00
3:00
4:005:0
06:0
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:0018
:0019
:0020
:0021
:0022
:0023
:00
24:00
:00
Date and Time
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lar
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W
/m2
300305310315320325330335340345
Tem
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atu
res
in
Deg
rees
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Solar Radiance W/m2
ARAC Mix Thin in Deg K
Ambient Temp in K
Figure #10. Surface Material Heating Rates.
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Figure #11. Surface Material Cooling Rates.
Cooling Rate of Surface Materials 26 June 2004 Phoenix, Arizona
J.S. Golden
300
302
304
306
308
310
312
314
316
318
320
322
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:00
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000 7
:00
6/26/2
000 8
:00
6/26/2
000 9
:00
Date and Time Hourly Interval
Tem
per
atu
re in
K
Dense Grade HMA ThickThick AR Gap Mix
Dense Grade HMA ThinARAC Mix
Concrete RubberConcrete
UTW AMBIENT TEMPERATURE
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Adapted from: Oke, 1987 and Heat Storage of Pavement and Pomerantz et al.
2000.
Table #3. Typical Urban Pavement Measurements.
Material Albedo Heat
Conductivity Specific
Heat Porosity (W/mC) (J/cm3/C) % Soils Dark, wet 0.05 0.17 1.94 16.5 Light, dry 0.40 0.04 1.15 16.5
Desert 0.20-0.45
Grass Long 0.16 Short 0.26
Asphalt new 0.05-0.10 0.74 1.42 8.9
worn 0.10-0.15
Gray Portland Cement new
0.35-0.40 1.69 2.07 -
worn 0.20-0.30
White Portland Cement new
0.70-0.80
worn 0.40-0.60
Sand 0.07 0.61 30
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Figure #12. Effect of Solar Radiance and Albedo to Surface Temperatures.
INFLUENCE OF ALBEDO ON PAVEMENT SURFACES 24 July 2004 – Phoenix, Arizona
J.S. Golden
K? K? a Surface Temperature in
°F Temperature in
°K
HMA Thin 827.25 167.28 0.20 146 336 HMA Thin with White Paint 863.24 220.00 0.25 137 331 HMA Thick 863.16 146.35 0.17 145 336 HMA Thick with White Paint 863.24 221.42 0.26 133 329 Chip Seal Standard 863.09 130.20 0.15 145 336 12" Concrete 827.11 376.67 0.46 124 324 Crumb Rubber Concrete 845.09 356.28 0.42 129 327 Asphalt Rubber Thick 844.76 111.65 0.13 152 340 Asphalt Rubber Thick with White Paint 862.80 223.25 0.26 124 324 UTW 862.80 369.49 0.43 129 327 Asphalt Rubber Thin 862.80 106.42 0.12 153 340 Asphalt Rubber Thin with White Paint 844.75 105.45 0.12 149 338
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Table 13. Albedo Modification of Pavements.
Albedo v. Surface Temperature 24 July 2004 Phoenix, Arizona
J.S. Golden
0.10
0.120.14
0.160.18
0.200.220.24
0.260.28
0.300.32
0.340.360.38
0.400.42
0.440.46
0.48
12"Concrete
CrumbRubber
Concrete UTW HMA Thin
HMA Thinwith White
PaintHMAThick
HMAThick with
WhitePaint
Chip SealStandard
AsphaltRubberThick
AsphaltRubber
Thick withWhitePaint
AsphaltRubberThin
AsphaltRubber
Thin withWhitePaint
Alb
edo
50.00
54.00
58.00
62.00
66.00
70.00
Su
rfac
e T
emp
erat
ure
in C
a
Surface Temperature
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Figure 14. Porosity and Pavements. ASTER imagery of pavement variations. Phoenix, Arizona October 30, 2003.
Interstate-10 with ACAR-FC
Interstate-10 with
Conventional Concrete