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Return r%f Or nni72tinn Exam t From Inrnma TnvOMB No 1545-0047

Form990 W pUnder section 501(c ), 527, or 4947 ( a)(1) of the Internal Revenue Code (except privatefoundations)

► Do not enter social security numbers on this form as it may be made publicDepartment of the ► Information about Form 990 and its instructions is at www IRS gov/form990Internal Revenue Ser ice

A For the 2016 calendar year, or tax year II

B Check if applicableC Name of organization

71 Address changeJOHNS HOPKINS UNIVERSITY

q Name change

q Initial return Doing business as

Final- I II/ - I n naLeu

Number and street (or P O box if mail is not delivered to street address) Room/suite L I eiepnune nurnuer

q Amended return 3910 KESWICK ROAD NO N4327B(443) 997-8155

q Application pendingCity or town, state or province, country, and ZIP or foreign postal codeBALTIMORE, MD 21211

G Gross receipts $ 9,86 0,426,000

F Name and address of principal officer H(a) Is this a group return forDANIEL G ENNIS

subordinates? No3910 KESWICK ROAD NO N4327BBALTIMORE, MD 21211 H(b) Are all subordinates

YElincluded? es oI Tax-exempt status R 501(c)(3) q 501(c) ( ) A (insert no 4947(a)(1)q or El 527 ( )If "No," attach a list see instructions

J Website : ► WWW JHU EDU H(c) Group exemption number ► 8238

K Form of organization 9 Corporation q Trust q Association q Other ► L Year of formation 1867 M State of legal domicileMD

NLi^ Summary

1 Briefly describe the organization's mission or most significant activitiesTO EDUCATE STUDENTS, TO FOSTER INDEPENDENT & ORIGINAL RESEARCH, AND TO SHARE BENEFITS DISCOVERED

w

p 2 Check this box Po, El if the organization discontinued its operations or disposed of more than 25% of its net assets3 Number of voting members of the governing body (Part VI, line 1a) . . . . . . . 3 37

v.4 Number of independent voting members of the governing body (Part VI, line 1b) 4 31

5 Total number of individuals employed in calendar year 2016 (Part V, line 2a) 5 43,925

6 Total number of volunteers (estimate if necessary) . . . 6 1,900

7a Total unrelated business revenue from Part VIII, column (C), line 12 . . . . . . 7a 22,647,000

b Net unrelated business taxable income from Form 990-T, line 34 . . . . . . . . 7b -9,113,262

Prior Year Current Year

8 Contributions and grants (Part VIII line 1h) . . . . . . . . 1 914 949 000 2 192 834 000, , , , , , ,

9 Program service revenue (Part VIII, line 2g) . . . 3,793,450,000 4,015,104,000

10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . . 278,409,000 243,939,000

11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 59,664,000 21,979,000

12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) 6,046,472,000 6,473,856,000

13 Grants and similar amounts paid (Part IX, column (A), lines 1-3 . 839,341,000 808,658,000

14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 0

15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 3,175,033,000 3,432,046,000

16a Professional fundraising fees (Part IX, column (A), line 11e) 1,384,000 999,000

b Total fundraising expenses (Part IX, column (D), line 25) 0,71,937,000

17 Other expenses (Part IX, column (A), lines 11a-11d, llf-24e) . 1,638,584,000 1,733,691,000

18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 5,654,342,000 5,975,394,000

19 Revenue less expenses Subtract line 18 from line 12 392,130,000 498,462,000

T Beginning of Current Year End of Year

20 Total assets (Part X, line 16) . 9,228,229,000 10,053,429,000

21 Total liabilities (Part X, line 26) . . . . . . . . . . 3,627,867,000 3,579,377,000

Z1 22 Net assets or fund balances Subtract line 21 from line 20 5,600,362,000 6,474,052,000

Si g nature BlockUnder penalties of perjury, I declare that I have examined this return, incluknowledge and belief, it is true, correct, and complete Declaration of prepaany knowledge

SignSignature of officer

Here DANIEL G ENNIS SR VP OF FINANCE & ADMINISTRATION

Type or print name and title

Print/Type preparer's name Preparer's signature

PaidPreparer Firm's name ►

Use OnlyFirm's address ►

May the IRS discuss this return with the preparer shown above? (see instrui

inning 07-01-2016 . and endina 06-30-2017

2016

D Employer identification number

52-0595110

For Paperwork Reduction Act Notice, see the separate instructio

Form 990 (2016)

Statement of Program Service Accomplishments

Check if Schedule 0 contains a response or note to any line in this Part III . . . . . . . . . . . . . .

1 Briefly describe the organization's mission

THE MISSION OF THE JOHNS HOPKINS UNIVERSITY IS TO EDUCATE ITS STUDENTS AND CULTIVATE THEIR CAPACITY FOR LIFE-LONG LEARNING,TO FOSTER INDEPENDENT AND ORIGINAL RESEARCH, AND TO BRING THE BENEFITS OF DISCOVERY TO THE WORLD

2

3

4

Did the organization undertake any significant program services during the year which were not listed on

the prior Form 990 or 990 - EZ? . . . . . . . . . . . . . . . . . . . . . q Yes 2 No

If "Yes ," describe these new services on Schedule 0

Did the organization cease conducting , or make significant changes in how it conducts , any program

services? . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes 9 No

If "Yes ," describe these changes on Schedule 0

Describe the organization ' s program service accomplishments for each of its three largest program services , as measured by expensesSection 501 ( c)(3) and 501 ( c)(4) organizations are required to report the amount of grants and allocations to others, the totalexpenses , and revenue , if any , for each program service reported

4a (Code ) ( Expenses $ 5,226,978, 000 including grants of $ 808,658,000 ( Revenue $

See Additional Data

3 ,890,215,000

4b (Code ) ( Expenses $ 97,141,000 including grants of $ ) (Revenue $

See Additional Data

102,242,000

4c (Code ) ( Expenses $ 115,394,000 including grants of $ ) (Revenue $

See Additional Data

(Code ) ( Expenses $ 50,362, 000 including grants of $ ) ( Revenue $

LIBRARIES

4d Other program services ( Describe in Schedule 0

(Expenses $ 50,362,000 including grants of $ ) (Revenue $

4e Total program service expenses 11o, 5,489 , 875,000

Form 990 (2016)

Form 990 (2016)

Checklist of Req uired Schedules

Yes No

1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Yes

Schedule A . . . . . . . . . . . . . . . . . . . . . 1

2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? °^ . 2 Yes

3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates No

for public office? If "Yes," complete Schedule C, Part I °^ . 3

4 Section 501(c )( 3) organizations.Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year?

If "Yes, " complete Schedule C, Part II . . . . . . . . . . . . . . 4 Yes

5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues,assessments, or similar amounts as defined in Revenue Procedure 98-197

NIf "Yes, " complete Schedule C, Part III . . . . . . . . . . . . . . . . 5 o

6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the rightto provide advice on the distribution or investment of amounts in such funds or accounts?

YIf "Yes, " complete Schedule D, Part I ti) . . . . . . . . . . . . . . . . 6 es

7 Did the organization receive or hold a conservation easement, including easements to preserve open space,N

the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II tj . . 7 o

8 Did the organization maintain collections of works of art, historical treasures, or other similar assets?Y

If "Yes, " complete Schedule D, Part III . . . . . . . . . . . . . 8 es

9 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodianfor amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt negotiation

Yservices7If "Yes," complete Schedule D, Part IV tj . 9 es

10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 Yespermanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V 1i . .

11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX,or X as applicable

a Did the organization report an amount for land, buildings, and equipment in Part X, line 10?

If "Yes, " complete Schedule D, Part VI . . . . . . . . . . . . . . . . . . . I la Yes

b Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more of its total

assets reported in Part X, line 167 If "Yes," complete Schedule D, Part VII 1i . 'lb Yes

c Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more of its

total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII. . . . . . . Sic

d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported

in Part X, line 16? If "Yes," complete Schedule D, Part IX _ . . . . . . . . . . . . Ild Yes

e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, PartX tjIle Yes

f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addressesllf Yes

the organization's liability for uncertain tax positions under FIN 48 (ASC 740)' If "Yes," complete Schedule D, Part X °^

12a Did the organization obtain separate, independent audited financial statements for the tax year?

If "Yes, " complete Schedule D, Parts XI and XII Ij . .

b Was the organization included in consolidated, independent audited financial statements for the tax year?

If "Yes, " and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional

13 Is the organization a school described in section 170(b)(1)(A)(ii)7 If "Yes," complete Schedule E Ij

14a Did the organization maintain an office, employees, or agents outside of the United States?

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising,business, investment, and program service activities outside the United States, or aggregate foreign investments

valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV . . . . . . . . . Ij

15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any

foreign organization? If "Yes, " complete Schedule F, Parts II and IV . . . . . Ij

16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to

or for foreign individuals? If "Yes, " complete Schedule F, Parts III and IV . . . Ij

17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,

column (A), lines 6 and lie? If "Yes, " complete Schedule G, PartI (see instructions) . . . . ij

18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII,

lines 1c and 8a' If "Yes," complete Schedule G, Part II . . . . . . . . . . . . Ij

19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes,"

complete Schedule G, Part III . . . . . . . . . . . . . . . . . . . ij

No

12a No

12b Yes

13 Yes

14a Yes

14b I Yes

Yes15

Yes16

Yes17

18 Yes

19 No

Form 990 (2016)

Form 990 (2016)

Checklist of Required Schedules (continued)

Yes No

20a Did the organization operate one or more hospital facilities? If " Yes," complete Schedule H . 20a No

b If "Yes " to line 20a , did the organization attach a copy of its audited financial statements to this return?20b

21 Did the organization report more than $5 , 000 of grants or other assistance to any domestic organization or domestic 21 Yes

government on Part IX, column (A), line 1' If "Yes, " complete Schedule I, Parts I and II . . . . . Ij

22 Did the organization report more than $5 , 000 of grants or other assistance to or for domestic individuals on Part IX, 22column ( A), line 27 If " Yes, " complete Schedule I, Parts I and III . . . . . . . . °^ Yes

23 Did the organization answer " Yes" to Part VII, Section A, line 3, 4 , or 5 about compensation of the organization'scurrent and former officers , directors , trustees , key employees , and highest compensated employees? If "Yes," 23 Yes

complete Schedule J . . . . . . . . . . . . . . . . . . . . . . . Ij

24a Did the organization have a tax - exempt bond issue with an outstanding principal amount of more than $100,000 as ofthe last day of the year , that was issued after December 31, 20027 If " Yes, "answer lines 24b through 24d and

complete Schedule K If "No," go to line 25a . . . . . . . . . . . . . . . 24aYes

b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?24b No

c Did the organization maintain an escrow account other than a refunding escrow at any time during the yearto defease any tax-exempt bonds? . . . . . . . . . . . . . . 24c No

d Did the organization act as an " on behalf of" issuer for bonds outstanding at any time during the year? . 24d No

25a Section 501(c )( 3), 501(c)(4), and 501(c )( 29) organizations.Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes,"

complete Schedule L, Part I . °^ 2.5a No

b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, andthat the transaction has not been reported on any of the organization ' s prior Forms 990 or 990 - EZ7 25b No

If "Yes, " complete Schedule L, Part I . . . . . . . . . . . . . . . . . . . Ij

26 Did the organization report any amount on Part X, line 5, 6 , or 22 for receivables from or payables to any current orformer officers , directors , trustees, key employees , highest compensated employees , or disqualified persons? 26 YesIf "Yes, " complete Schedule L, Part II . . . . . . . . . . . . . . . . Ij

27 Did the organization provide a grant or other assistance to an officer , director, trustee , key employee, substantialcontributor or employee thereof , a grant selection committee member, or to a 35 % controlled entity or family member 27 No

of any of these persons? If " Yes," complete Schedule L , Part III . . . . . . . . . Ij

28 Was the organization a party to a business transaction with one of the following parties ( see Schedule L, Part IVinstructions for applicable filing thresholds , conditions , and exceptions)

a A current or former officer , director , trustee , or key employee? If "Yes," complete Schedule L,

Part IV . . . . . . . . . . . . . . . . . . . . . . . . . 28a Yes

b A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part

IV . . . . . . . . . . . . . . 28b Yes

c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an

officer, director, trustee, or direct or indirect owner? If "Yes, " complete Schedule L, Part IV . . . tj 28c Yes

29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M 29 Yes

30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation

contributions? If "Yes," complete Schedule M . . . . . . . . . . . . . . 30 Yes

31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I31 No

32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?If "Yes, " complete Schedule N, Part II . 32 No

33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections

301 7701-2 and 301 7701-3' If "Yes," complete Schedule R, Part I . tj 33 Yes

34 Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV and

Part V, line 1 . . . . . . . . . . . . . . . . . . . . . . . . *j 34 Yes

35a Did the organization have a controlled entity within the meaning of section 512(b)(13)' 35a Yes

b If'Yes' to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity

within the meaning of section 512(b)(13)' If "Yes," complete Schedule R, Part V, line 2 . °^ 35b Yes

36 Section 501(c )( 3) organizations . Did the organization make any transfers to an exempt non-charitable related

organization? If "Yes," complete Schedule R, Part V, line 2 . . . . . . . . . . . . . . 36 Yes

37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that

is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI Ij 37 No

38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 11b and 197 Note.All Form 990 filers are required to complete Schedule 0 . . . . . . . . . . 38 Yes

Form 990 (2016)

Form 990 (2016)

MQU Statements Regarding Other IRS Filings and Tax Compliance

Check if Schedule 0 contains a response or note to any line in this Part V .

Yes No

la Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable . la 38,360

b Enter the number of Forms W-2G included in line la Enter -0- if not applicable lb 0

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming(gambling) winnings to prize winners? . . . . . . . . . . . . . . . . . lc Yes

2a Enter the number of employees reported on Form W-3, Transmittal of Wage andTax Statements, filed for the calendar year ending with or within the year covered bythis return . . . . . . . . . . . . . . . . . 2a 43,925

b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? 2b Yes

Note .If the sum of lines la and 2a is greater than 250, you may be required to e-file (see instructions)

3a Did the organization have unrelated business gross income of $1,000 or more during the year? . . . 3a Yes

b If "Yes," has it filed a Form 990-T for this year7If "No" to line 3b, provide an explanation in Schedule 0 . . . 3b Yes

4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, afinancial account in a foreign country (such as a bank account, securities account, or other financial account)?

4a Yes

b AF, AO , BG , BC , UV , IV , ET, GH , GV, HA, HK , IN , ID, IT, KE , LT, LI , MA , MI , MZ , NP , NI , PK , RW , TZ ,TO , UG , UK , VM , CM , CA , CD , CI , ML, WZ , SL, ZA ,

If "Yes " enter the name of the foreign country SF OD BM, , , ,5a Si 34r9E4^f'l^ P^PiI ^^^dj^Fi'e?rf^+4113ÎP fliî ^d fJ4S 3}ta faFVr iW , 6knj gnît ccounts (FBAR)4) ^r 5a

b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b

c If "Yes," to line 5a or 5b, did the organization file Form 8886-T7 .Sc

6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization 6asolicit any contributions that were not tax deductible as charitable contributions? . .

b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts werenot tax deductible? . . . . . . . . . . . . . . . . . . . . . 6b

7 Organizations that may receive deductible contributions under section 170(c).

a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services 7a Yesprovided to the payor7 . .

b If "Yes," did the organization notify the donor of the value of the goods or services provided? . 7b Yes

c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to fileForm 8282? . . . . . . . . . . . . . . . . . . . . . . . . 7c Yes

d If "Yes," indicate the number of Forms 8282 filed during the year . . . 7d 2

e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?7e

f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . 7f

g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 asrequired? . . . . . . . . . . . . . . . . . . . . . 7g

h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form1098-C? . . . . . . . . . . . . . . . . . . . . . . . . . 7h

8 Sponsoring organizations maintaining donor advised funds.Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time duringthe year? . . . . . . . . . . . . . . . . . . . . . . .

8

9a Did the sponsoring organization make any taxable distributions under section 4966? . . . 9a

b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? . . . 9b

10 Section 501(c )( 7) organizations. Enter

a Initiation fees and capital contributions included on Part VIII, line 12 . 10a

b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities 10b

11 Section 501(c )( 12) organizations. Enter

a Gross income from members or shareholders . . . . . . . . Ila

b Gross income from other sources (Do not net amounts due or paid to other sourcesagainst amounts due or received from them ) . . . . . . . . . ilb

12a Section 4947 ( a)(1) non -exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041' 12a

b If "Yes," enter the amount of tax-exempt interest received or accrued during the year12b

13 Section 501(c )( 29) qualified nonprofit health insurance issuers.

No

No

No

No

No

No

No

No

a Is the organization licensed to issue qualified health plans in more than one state7Note . See the instructions foradditional information the organization must report on Schedule 0 13a

b Enter the amount of reserves the organization is required to maintain by the states inwhich the organization is licensed to issue qualified health plans . . . . 13b

c Enter the amount of reserves on hand . 13c

14a Did the organization receive any payments for indoor tanning services during the tax year? . 14a No

b If "Yes," has it filed a Form 720 to report these payments7If "No," provide an explanation in Schedule 0 14b

Form 990 (2016)

Form 990 ( 2016)

Kim=Governance , Management , and DisclosureFor each "Yes" response to lines 2 through 7b below, and for a "No" response to lines8a, 8b, or IOb below, describe the circumstances, processes, or changes in Schedule 0 See instructions

Check if Schedule 0 contains a response or note to any line in this Part VI . . . . . . . . . . . . .

Section A. Governinci Bodv and Management

Yes No

is Enter the number of voting members of the governing body at the end of the tax yearla 37

If there are material differences in voting rights among members of the governingbody, or if the governing body delegated broad authority to an executive committee orsimilar committee, explain in Schedule 0

b Enter the number of voting members included in line la, above, who are independentlb 31

2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any otherofficer, director, trustee, or key employee? . . . . . . . . . . 2 Yes

3 Did the organization delegate control over management duties customarily performed by or under the direct supervision3 No

of officers, directors or trustees, or key employees to a management company or other person? .

4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?. 4 No

5 Did the organization become aware during the year of a significant diversion of the organization's assets? 5 No

6 Did the organization have members or stockholders? . . . . . . . . . . . . . . 6 No

7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or moremembers of the governing body? . . . . . . . . . . . . . . . . . . . 7a No

b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or 7b Nopersons other than the governing body? .

8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year bythe following

a The governing body? . . . . . . . . . . . . . . . . . . . . . . 8a Yes

b Each committee with authority to act on behalf of the governing body? . . . . . . . . . . . 8b Yes

9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at theorganization's mailing address? If "Yes," provide the names and addresses in Schedule 0 . . . . . . 9 No

Section B. Policies (This Section B requests Information about policies not required by the Internal Revenue Code.)

10a Did the organization have local chapters, branches, or affiliates? .

b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,and branches to ensure their operations are consistent with the organization's exempt purposes?

Ila Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing theform? . .

b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990 .

12a Did the organization have a written conflict of interest policy? If "No,"go to line 13 . .

b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise toconflicts? . .

c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe inSchedule 0 how this was done . . . . . . . . . . . . . . . . . . .

13 Did the organization have a written whistleblower policy? . .

14 Did the organization have a written document retention and destruction policy?

15 Did the process for determining compensation of the following persons include a review and approval by independentpersons, comparability data, and contemporaneous substantiation of the deliberation and decision?

a The organization's CEO, Executive Director, or top management official . .

b Other officers or key employees of the organization . .

If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions)

16a Did the organization invest in, contribute assets to, or participate in a Joint venture or similar arrangement with ataxable entity during the year? . .

b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participationin joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exemptstatus with respect to such arrangements?

Section C. Disclosure

10b Yes

Ila Yes

12a Yes

12b Yes

12c Yes

13 Yes

14 Yes

15a Yes

15b Yes

16a Yes

16b Yes

No

17 List the States with which a copy of this Form 990 is required to beAK , MA, MD , MI , MN , NH , NY , OH , OR , PA, SC , WA, CO

18 Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable ), 990, and 990 -T (501(c)(3)s only)available for public inspection Indicate how you made these available Check all that apply

q Own website q Another' s website 9 Upon request q Other ( explain in Schedule 0)

19 Describe in Schedule 0 whether (and if so , how) the organization made its governing documents , conflict of interestpolicy, and financial statements available to the public during the tax year

20 State the name , address , and telephone number of the person who possesses the organization ' s books and recordsJONAS CONTROLLER 3910 KESWICK ROAD SUITE N-5112 BALTIMORE, MD 21211 (443) 997-8155

Yes

10a Yes

Form 990 (2016)

Form 990 (2016)

Compensation of Officers , Directors,Trustees, Key Employees, Highest Compensated Employees,

and Independent Contractors

Check if Schedule 0 contains a response or note to any line in this Part VII . . . . . . . . . . . . . .

Section A. Officers , Directors, Trustees , Key Employees , and Highest Compensated Employees

la Complete this table for all persons required to be listed Report compensation for the calendar year ending with or within the organization's taxyear

• List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amountof compensation Enter -0- in columns (D), (E), and (F) if no compensation was paid

• List all of the organization's current key employees, if any See instructions for definition of "key employee

• List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee)who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from theorganization and any related organizations

• List all of the organization 's former officers, key employees, or highest compensated employees who received more than $100,000of reportable compensation from the organization and any related organizations

• List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of theorganization, more than $10,000 of reportable compensation from the organization and any related organizations

List persons in the following order individual trustees or directors, institutional trustees, officers, key employees, highestcompensated employees, and former such persons

q Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee

(A)Name and Title

(B)Averagehours perweek (listany hours

(C)Position (do not check morethan one box, unless person

is both an officer and adirector/trustee)

(D )Reportable

compensationfrom the

organization (W-

( E)Reportable

compensationfrom relatedorganizations

(F)Estimated

amount of othercompensation

from thefor related

organizationsbelow dotted

line)

1_

I•

-t-

,v

D

2 =

^

T

T

2/1099-MISC) (W- 2/1099-MISC)

organization andrelated

organizations

See Additional Data Table

Form 990 (2016)

Form 990 (2016)

Section A . Officers , Directors , Trustees , Kev Employees , and Highest Compensated Employees (continued)

(A) (B) (C) (D ) ( E) (F)Name and Title Average Position (do not check more Reportable Reportable Estimated

hours per than one box, unless person compensation compensation amount of otherweek (list is both an officer and a from the from related compensationany hours director/trustee) organization (W- organizations (W- from thefor related W = 2/1099-MISC) 2/1099-MISC) organization and

organizations 1 E I ?,LT- related

below dotted R, n ,I, organizationsline) c: D L_

In 2

.t.

Co D

'I• co

L


lb Sub -Total . . . . . . . . . . . . . . . . ►c Total from continuation sheets to Part VII, Section A . . . ►d Total ( add lines lb and 1c ) ► 22,571,899 0 2,792,047

2 Total number of individuals (including but not limited to those listed above) who received more than $100,000of reportable compensation from the organization ► 8,105

Yes I No

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on

line la? If "Yes," complete Schedule J for such individual . . . . . . . . . . . . 3 Yes

For any individual listed on line la, is the sum of reportable compensation and other compensation from theorganization and related organizations greater than $150,000? If "Yes," complete Schedule J for such

individual . . . . . . . . . . . . . . . . . . . . . . . . . 4 Yes

Did any person listed on line la receive or accrue compensation from any unrelated organization or individual for

services rendered to the organization?lf "Yes," complete Schedule J for such person . 5 Yes

Section B. Independent Contractors

1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensationfrom the organization Report compensation for the calendar year ending with or within the organization's tax year

(A) (B) (C)Name and business address Description of services Compensation

WHITING TURNER CONTRACTING COMPANY CONSTRUCTION SERVICES 23,436,164

300 EAST JOPPA RDBALTIMORE, MD 21286

BROADWAY SERVICES SECURITY, PARKING, SHUTTLE, 19,179,673FACILITY MAN

3709 E MONUMENT STBALTIMORE, MD 21205

BON APPETIT MANAGEMENT COOMPANY FOOD SERVICE 14,179,428

100 HAMILTON AVE SUITE 400PALO ALTO, CA 94301

RANDSTAD USA TEMPORARY LABOR 9,581,820

PO BOX 7247-6655PHILADELPHIA, PA 19170

DELTAK EDU LLC ONLINE EDUCATION SERVICES 8 ,585,648

1415 W 22ND STREET 400OAKBROOK, IL 60523

2 Total number of independent contractors ( including but not limited to those listed above ) who received more than $100,000 ofcompensation from the organization ► 704

Form 990 (2016)

Form 990 (2016) Page

Statement of Revenue

Check if Schedule 0 contains a response or note to any line in this Part VIII q

(A) (B) (C) (D)Total revenue Related or Unrelated Revenue

exempt business excluded fromfunction revenue tax under sectionsrevenue 512-514

la Federated campaigns . la

b Membership dues . lb

^j E c Fundraising events . lc 1,652,000

a d Related organizations idtC

e Government grants (contributions) le 1,305 ,234,000

f All other contributions, gifts, grants,p and similar amounts not included

If 885 ,948,00061 above

0 g Noncash contributions includedin lines la -1f $ 44,210,000

U o h Total .Add lines la -1f ► 2,192,834,000

Business Code

2a CONTRACT REVENUE 541700 1,665,644,000 1,665,644,000>

b TUITION AND FEES 611310 918,804,000 918,804,000

C CLINICAL SERVICES 541900 674,433,000 674,433,000

d REIMB FROM AFFILIATES 541900 553,636,000 553,636,0001 1

e SALES - AUXILIARY ENTP 721310 102,314,000 102,242,000 72,000

M 100,273,000 77,698,000 22,575,000f All other program service revenue

0 4,015, 104,000gTotal . Add lines 2a -2f . ►

3 Investment income ( including dividends , interest, and othersimilar amounts ) ► 86,831,000 86,831,000

4 Income from investment of tax-exempt bond proceeds ►

5 Royalties ► 22,060,000 22,060,000

(i) Real (ii) Personal

6a Gross rents

b Less rental expenses

c Rental income or(loss)

d Net rental income o r ( loss) . . . ►

(i) Securities (ii) Other

7a Gross amountfrom sales of 3,543,249,000assets otherthan inventory

b Less cost orother basis and 3,384,674,000 1,467,000sales expenses

C Gain or (loss) 158,575,000 -1,467,000

d Net gain or (loss) ► 157,108,000 157,108,000

8a Gross income from fundraising eventsy (not including $ 1,652,000 of

3C4f

contributions reported on line 1c)See Part IV, line 18 . a 348,000

cc b Less direct expenses . b 429,000

c Net income or (loss ) from fundraising ev ents . 81,000 81,00041 00,

w 9a Gross income from gaming activities0 See Part IV, line 19 . .

a

b Less direct expenses . b

c Net income or (loss ) from gaming activit ies . ►

lOaGross sales of inventory, lessreturns and allowances . .

a

b Less cost of goods sold . b

c Net income or (loss ) from sales of inventory . ►Miscellaneous Revenue Business Code

I l a

b

C

dAll other revenue . .

eTotal . Add lines 11a-11d ►

12 Total revenue . See Instructions ►6,473,856,000 3,992,457,000 22,647,000 265,918,000

Form 990 (2016)

Form 990 (2016)

Statement of Functional ExpensesSection 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A)

Check iF Schedule n contains a res onse or note to , line in this Part IX qV Y

Do not include amounts reported on lines 6b,7b, 8b , 9b, and 10b of Part VIII .

(A)Total expenses

. . . . . .

(B)Program serviceexpenses

. . . . .

(C)Management andgeneral expenses

. . .

(D)Fundraisingexpenses

1 Grants and other assistance to domestic organizations anddomestic governments See Part IV, line 21

367,436,000 367,436,000

2 Grants and other assistance to domestic individuals See PartIV, line 22

339,861,000 339,861,000

3 Grants and other assistance to foreign organizations , foreign

governments , and foreign individuals See Part IV, line 15

and 16

101,361,000 101,361,000

4 Benefits paid to or for members

5 Compensation of current officers , directors , trustees , andkey employees . .

14,661,000 1,441,000 12,226,000 994,000

6 Compensation not included above , to disqualified persons (as

defined under section 4958(f)(1)) and persons described in

section 4958(c)(3)(B) . .

3,987,000 2,518,000 1,469,000

7 Other salaries and wages 2,586,443,000 2,394,914,000 154,466,000 37,063,000

8 Pension plan accruals and contributions ( include section 401

(k) and 403(b) employer contributions) .

235,023,000 224,688,000 8,128,000 2,207,000

9 Other employee benefits . 480,692,000 452,755,000 19,664,000 8,273,000

10 Payroll taxes . 111,240,000 102,629,000 7,009,000 1,602,000

11 Fees for services ( non-employees)

a Management 33,259,000 26,397,000 6,267,000 595,000

b Legal 9,935,000 399,000 9,508,000 28,000

c Accounting . 3,006,000 1,478,000 1,526,000 2,000

d Lobbying . 251,000 251,000

e Professional fundraising services See Part IV, line 17 999,000 999,000

f Investment management fees 26,430,000 26,430,000

g Other ( If line 11g amount exceeds 10% of line 25 , column(A) amount, list line 11g expenses on Schedule 0)

398,324,000 311,709,000 80,438,000 6,177,000

12 Advertising and promotion . 17,361,000 15,390,000 983,000 988,000

13 Office expenses 175,479,000 157,498,000 12,230,000 5,751,000

14 Information technology 51,134,000 43,057,000 7,798,000 279,000

15 Royalties . 21,503,000 11,836,000 9,596,000 71,000

16 Occupancy . 128,553,000 113,345,000 13,046,000 2,162,000

17 Travel 150,748,000 142,787,000 5,023,000 2,938,000

18 Payments of travel or entertainment expenses for anyfederal , state , or local public officials .

19 Conferences , conventions, and meetings . . 15,643,000 14,348,000 1,078,000 217,000

20 Interest . 51,052,000 46,296,000 4,313,000 443,000

21 Payments to affiliates

22 Depreciation , depletion, and amortization . 214,240,000 188,376,000 25,157,000 707,000

23 Insurance . . 79,011,000 77,818,000 1,076,000 117,000

24 Other expenses Itemize expenses not covered above (Listmiscellaneous expenses in line 24e If line 24e amountexceeds 10% of line 25 , column ( A) amount , list line 24eexpenses on Schedule 0 )

a OTHER MISC EXPENSES 211,266,000 206,283,000 4,834,000 149,000

b RESEARCH/ LAB EXPENSES 146,496,000 145,255,000 1,066,000 175,000

c

d

e All other expenses

25 Total functional expenses . Add lines 1 through 24e 5,975,394,000 5,489,875,000 413,582,000 71,937,000

26 Joint costs . Complete this line only if the organizationreported in column ( B) joint costs from a combinededucational campaign and fundraising solicitation

Check here ► q if following SOP 98-2 (ASC 958-720)

Form 990 (2016)

Form 990 (2016)

Balance Sheet

Check if Schedule 0 contains a response or note to any line in this Part IX

(A) (B)Beginning of year End of year

1 Cash-non-interest-bearing . 54,004,000 1 55,617,000

2 Savings and temporary cash investments . 343,079,000 2 289,750,000

3 Pledges and grants receivable, net . 267,125,000 3 470,350,000

4 Accounts receivable, net . . . . . . . . . . . 538,355,000 4 605,589,000

5 Loans and other receivables from current and former officers, directors,trustees, key employees, and highest compensated employees Complete Part 5 1 000 000II of Schedule L

, ,

6 Loans and other receivables from other disqualified persons (as defined undersection 4958(f)(1)), persons described in section 4958(c)(3)(B), andcontributing employers and sponsoring organizations of section 501(c)(9) 6voluntary employees' beneficiary organizations (see instructions) CompletePart II of Schedule L

7 Notes and loans receivable, net . 7

8 Inventories for sale or use . 2,684,000 8 2,607,000

9 Prepaid expenses and deferred charges 54,881,000 9 66,304,000

10a Land, buildings, and equipment cost or otherbasis Complete Part VI of Schedule D 10a 4,964,841,000

b Less accumulated depreciation 10b 2 ,871,751,000 2,026,615,000 10c 2,093,090,000

11 Investments-publicly traded securities 3,029,348,000 11 3,604,433,000

12 Investments-other securities See Part IV, line 11 2,313,603,000 12 2,225,450,000

13 Investments-program-related See Part IV, line 11 . 37,906,000 13 34,673,000

14 Intangible assets . . . . . . . . . . . . . 14

15 Other assets See Part IV, line 11 . . . . . . . . . 560,629,000 15 604,566,000

16 Total assets.Add lines 1 through 15 (must equal line 34) . 9,228,229,000 16 10,053,429,000

17 Accounts payable and accrued expenses 569,539,000 17 586,881,000

18 Grants payable . . 18

19 Deferred revenue 563,785,000 19 605,037,000

20 Tax-exempt bond liabilities 599,902,000 20 538,181,000

21 Escrow or custodial account liability Complete Part IV of Schedule D 530,747,000 21 584,218,000

A 22 Loans and other payables to current and former officers, directors, trustees,

0 key employees, highest compensated employees, and disqualified

cZ persons Complete Part II of Schedule L . 22

23 Secured mortgages and notes payable to unrelated third parties 105,900,000 23 95,356,000

24 Unsecured notes and loans payable to unrelated third parties . 632,641,000 24 664,993,000

25 Other liabilities (including federal income tax, payables to related third parties, 625,353,000 25 504,711,000and other liabilities not included on lines 17-24)Complete Part X of Schedule D

26 Total liabilities .Add lines 17 through 25 . 3,627,867,000 26 3,579,377,000

Organizations that follow SFAS 117 (ASC 958 ), check here ► and

complete lines 27 through 29, and lines 33 and 34.27 Unrestricted net assets 2,402,328,000 27 2,765,453,000

28 Temporarily restricted net assets . . . . . . . . . 1,183,475,000 28 1,328,880,000

29 Permanently restricted net assets 2,014,559,000 29 2,379,719,000

LL_ Organizations that do not follow SFAS 117 (ASC 958),

0 check here ► q and complete lines 30 through 34.30 Capital stock or trust principal or current funds 30,

0s

31 Paid-in or capital surplus, or land, building or equipment fund . . . 31

Q 32 Retained earnings, endowment, accumulated income, or other funds 32

33 Total net assets or fund balances . . . . . . . . 5,600,362,000 33 6,474,052,000

Z 34 Total liabilities and net assets/fund balances . . . . . . 9,228,229,000 34 10,053,429,000

Form 990 (2016)

Form 990 (2016)

Reconcilliation of Net Assets

Check if Schedule 0 contains a response or note to any line in this Part XI . . . . . . . . . . . . . .

1 Total revenue (must equal Part VIII, column (A), line 12) . . . . . . . . . . . 1 6,473,856,000

2 Total expenses (must equal Part IX, column (A), line 25) . . . . . . . . . . . 2 5,975,394,000

3 Revenue less expenses Subtract line 2 from line 1 . . . . . . . . . . . . 3 498,462,000

4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . 4 5,600,362,000

5 Net unrealized gains (losses) on investments . . . . . . . . . . . . . . 5 218,479,000

6 Donated services and use of facilities . 6

7 Investment expenses . . . . . . . . . . . . . . . . . . . . 7

8 Prior period adjustments . . . . . . . . . . . . . . . . . . . . 8

9 Other changes in net assets or fund balances (explain in Schedule 0) . . . . . . 9 156,749,000

10 Net assets or fund balances at end of year Combine lines 3 through 9 (must equal Part X, line 33, column (B)) 10 6,474,052,000

1:M.Wfillid Financial Statements and Reporting

Check if Schedule 0 contains a response or note to any line in this Part XII q

Yes No

1

2a

Accounting method used to prepare the Form 990 q Cash 2 Accrual q Other

If the organization changed its method of accounting from a prior year or checked "Other," explain inSchedule 0

Were the organization's financial statements compiled or reviewed by an independent accountant? a o

b

If'Yes,' check a box below to indicate whether the financial statements for the year were compiled or reviewedseparate basis, consolidated basis, or both

q Separate basis q Consolidated basis q Both consolidated and separate basis

Were the organization's financial statements audited by an independent accountant?

on a

b es

If'Yes,' check a box below to indicate whether the financial statements for the year were audited on a separateconsolidated basis, or both

q Separate basis Consolidated basis q Both consolidated and separate basis

basis,

c If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversightof the audit, review, or compilation of its financial statements and selection of an independent accountant? 2c Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0

3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the SingleAudit Act and OMB Circular A-133? 3a Yes

b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the requiredaudit or audits, explain why in Schedule 0 and describe any steps taken to undergo such audits 3b Yes

Form 990 (2016)

Additional Data

Software ID:

Software Version:

EIN: 52-0595110

Name : JOHNS HOPKINS UNIVERSITY

Form 990 (2016)

Form 990, Part III , Line 4a:INSTRUCTION, RESEARCH AND CLINICAL PRACTICE EDUCATION AND RELATED SERVICES (E G , ROOM AND BOARD) ARE PROVIDED TO OVER 24,000 STUDENTSINCLUDING APPROXIMATELY 14,000 FULL-TIME AND 10,000 PART-TIME STUDENTS RESEARCH AND RELATED SERVICES (E G , RESEARCH TRAINING) ARE PROVIDEDTHROUGH APPROXIMATELY 2,100 GOVERNMENT AND PRIVATE SPONSORS THE UNIVERSITY REMAINS A LEADER AMONG THE NATION'S RESEARCH UNIVERSITIESUNIVERSITY RESEARCH HIGHLIGHTS ARE AVAILABLE AT WWW JHU EDU PROFESSIONAL MEDICAL SERVICES ARE PROVIDED BY MEMBERS OF THE UNIVERSITY'S FACULTYTO PATIENTS AT THE JOHNS HOPKINS HOSPITAL AND OTHER HOSPITALS AND OUTPATIENT CARE FACILITIES IN THE BALTIMORE AREA

Form 990, Part III , Line 4b:AUXILIARY ENTERPRISES INCLUDES SERVICES FURNISHED DIRECTLY OR INDIRECTLY TO STUDENTS, FACULTY AND STAFF AND CHARGES RELATED TO, BUT NOTNECESSARILY EQUAL TO THE COST OF SERVICES TRADITIONALLY THESE SERVICES INCLUDE, FOOD SERVICES, STUDENT HOUSING AND BOOKSTORES ALSO REFLECTEDIN THIS CATEGORY ARE ACTIVITIES RELATED TO VENDING MACHINES, BUS SERVICE AND ATHLETIC CONCESSIONS IN ADDITION, THE UNIVERSITY INCLUDES THEACTIVITIES RELATED TO THE JOHNS HOPKINS UNIVERSITY PRESS FOR PUBLICATION AND DISTRIBUTION OF SCHOLARLY BOOKS, JOURNALS AND ON-LINE COLLECTIONS

Form 990, Part III , Line 4c:STUDENT SERVICES INCLUDES ADMISSIONS AND REGISTAR OFFICES AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'SEMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMALINSTRUCTION PROGRAM EXAMPLES INCLUDE STUDENT SERVICES ADMINISTRATION, SOCIAL AND CULTURAL DEVELOPMENT, COUNSELING AND CAREER GUIDANCE,FINANCIAL AID ADMINISTRATION, STUDENT RECORDS AND STUDENT HEALTH SERVICES

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees , HighestCompensated Erloyees, and Indep ndetg)Cont actors ( C) (D) (E) (F)

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box , unless compensation compensation amount of otherweek (list person is both an officer from the from related compensationany hours and a director/trustee ) organization organizations from thefor related 2, =

-n(W- 2/ 1099- ( W- 2/1099- organization and

organizations 1 ?,L MISC ) MISC) relatedbelow dotted organizations

line)'i.

aD

3^o

'I• ,.o

ARONSON JEFFREY 3 00

...................................................................... ................ X X 0 0 0CHAIR, TRUSTEE

FORSTER LOUIS 3 00

...................................................................... ................ X X 0 0 0VICE CHAIR, TRUSTEE

HODGSON DAVID 3 00

...................................................................... ................ X X 0 0 0VICE CHAIR, TRUSTEE

AGARWAL ASHOK 3 00

...................................................................... ................ X 0 0 0TRUSTEE

ANDERSON A ANTHONY 3 00

...................................................................... ................ X 0 0 0TRUSTEE

ANDERSON JAMES 3 00

...................................................................... ................ X 0 0 0TRUSTEE

BAILEY JANIE 3 00

...................................................................... ................ X 0 0 0TRUSTEE

BARBER JEFFREY 3 00

...................................................................... ................ X 0 0 0TRUSTEE

CHEN CHAOMEI 3 00

...................................................................... ................ x 0 0 0TRUSTEE

CHENAULT-FATTAH RENEE 3 00

...................................................................... ................ x 0 0 0TRUSTEE


Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box, unless compensation compensation amount of otherweek ( list person is both an officer from the from related compensationany hours and a director/trustee) organization organizations from thefor related 2, =

-n(W- 2/ 1099- (W- 2/1099- organization and


line)'i.

aD

3^o

'I• co

CLARVIT CHARLES 3 00

...................................................................... ................ X 0 0 0TRUSTEE

CORDISH BLAKE 3 00

...................................................................... ................ X 0 0 0TRUSTEE

DAIMLER SUSAN 3 00

...................................................................... ................ X 0 0 0TRUSTEE

DRACOPOULOS ANDREAS 3 00

...................................................................... ................ X 0 0 0TRUSTEE

FAXON ROGER 3 00

...................................................................... ................ X 0 0 0TRUSTEE

HANDLEY ALLYSON 3 00

...................................................................... ................ X 0 0 0TRUSTEE

HANEX TAYLOR 3 00

...................................................................... ................ X 0 0 0TRUSTEE

HANKIN MICHAEL 3 00

...................................................................... ................ X 0 0 0TRUSTEE

HOMCY CHARLES 3 00

...................................................................... ................ X 0 0 0TRUSTEE

JALLAL BAHIJA 3 00

...................................................................... ................ X 0 0 0TRUSTEE


Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box , unless compensation compensation amount of otherweek ( list person is both an officer from the from related compensationany hours and a director/trustee ) organization organizations from thefor related 2, =



line)'i.

aD

3^o

'I• co

KUMIN SOLOMON 3 00

...................................................................... ................ X 0 0 0TRUSTEE

LEDER ETHAN 3 00

...................................................................... ................ X 0 0 0TRUSTEE

MARGOLIES ROSS 3 00

...................................................................... ................ X 0 0 0TRUSTEE

MOORE STEPHEN 3 00

...................................................................... ................ X 0 0 0TRUSTEE

MURREN HEATHER 3 00

...................................................................... ................ X 0 0 0TRUSTEE

NOLAN DAVID 3 00

...................................................................... ................ X 0 0 0TRUSTEE

O'HAGAN SARAH 3 00

...................................................................... ................ X 0 0 0TRUSTEE

PEETZ KAREN 3 00

...................................................................... ................ X 0 0 0TRUSTEE

ROGERS BRIAN 3 00

...................................................................... ................ x 0 0 0TRUSTEE

SALANT MARSHAL 3 00

...................................................................... ................ x 0 0 0TRUSTEE

Form 990 , Part VII - Compensation of Officers, Directors,Trustees, Key Employees, HighestCompensated Erloyees, and Indep ndetg)Cont actors ( C) (D) (E) (F)

Name and Title Average Position (do not check more Reportable Reportable Estimatedhours per than one box , unless compensation compensation amount of otherweek ( list person is both an officer from the from related compensationany hours and a director/trustee) organization organizations from thefor related 2, =



line)'i.

aD

3^o

'I• co

SCHARF CHARLES 3 00

...................................................................... ................ X 0 0 0TRUSTEE

SCHEELER CHARLES 3 00

...................................................................... ................ X 0 0 0TRUSTEE

SHATTUCK III MAYO 3 00

...................................................................... ................ X 0 0 0TRUSTEE

STROMBERG WILLIAM 3 00

...................................................................... ................ X 0 0 0TRUSTEE

WINTER JAMES 3 00

...................................................................... ................ X 0 0 0TRUSTEE

YAFFE DAVID 3 00

...................................................................... ................ X 0 0 0TRUSTEE

DANIELS RONALD J 50 00

...................................................................... """"""""' X X 1,337,570 0 427,153PRESIDENT, TRUSTEE

ATES KATHERINE 50 00

...................................................................... """"""""' X 461,984 0 158,970CHIEF OF STAFF

CONWAY HEIDI 50 00

...................................................................... """"""""' X 356,251 0 69,473VP- HUMAN RESOURCES

ENNIS DANIEL G 50 00

...................................................................... """"""""' X 766,188 0 236,485SR VP-FINANCE & ADMINISTRATION


Name and Title Average Position ( do not check more Reportable Reportable Estimatedhours per than one box , unless compensation compensation amount of otherweek ( list person is both an officer from the from related compensationany hours and a director/trustee ) organization organizations from thefor related 2, =

-n(W- 2/1099- (W- 2/1099- organization and

organizations 1 ?,L MISC) MISC) relatedbelow dotted organizations

line)'i.

aD

3^o

'I• co

GRADY HELENE 50 00

...................................................................... """"""""' X 306,526 0 56,272VP-PLANNING & BUDGET

HILL KEITH 22 50

...................................................................... """"""""' X 135,133 0 25,044VP-CORPORATE SECURITY

KUMAR SUNIL 50 00

...................................................................... """"""""' X 422,665 0 34,461SR VP-ACADEMIC AFFAIRS & PROVOST

LEWIS THOMAS 50 00

...................................................................... """"""""' X 312,691 0 42,566VP-GOVERNMENT, COMMUN , PUBLIC AFFAIRS

MARSH MAUREEN 50 00

...................................................................... """"""""' X 313,606 0 36,615SECRETARY OF THE BOARD OF TRUSTEES

MCLEAN ROBERT 50 00

...................................................................... """"""""' X 341,251 0 44,188VP FOR FACILITIES & REAL ESTATE

PINEAU ARTHUR 50 00

...................................................................... """"""""' X 462,061 0 6,647VP AND GENERAL COUNSEL

ROTHMAN PAUL 50 00

...................................................................... """"""""' X 2,617,102 0 519,645CEO & DEAN OF MEDICAL FACULTY

SCHROEDER FREDERIC 50 00

...................................................................... """"""""' X 661,783 0 216,349VP-DEVELOPMENT & ALUMNI REL

SEMMEL RALPH 50 00

...................................................................... """"""""' X 873,475 0 31,377DIRECTOR-APL

Form 990 , Part VII - Compensation of Officers, Directors,Trustees , Key Employees, HighestCompensated Erloyees, and Indep ndetg)Cont actors (C) (D) (E) (F)

Name and Title Average Position ( do not check more Reportable Reportable Estimatedhours per than one box , unless compensation compensation amount of otherweek ( list person is both an officer from the from related compensationany hours and a director/trustee ) organization organizations from thefor related 2, =

-n(W- 2/1099- ( W- 2/1099- organization and


line)'i.

aD

3^o

'I• co

REEL STEPHANIE 50 00

...................................................................... """"""""' X 1,152,645 0 89,633VICE PROVOST FOR INFO TECH & CIO

BREM HENRY 50 00

...................................................................... """"""""' X 1,245,016 0 143,487PROFESSOR (SEE SCHED 0)

BYDON ALI 50 00


LIM MICHAEL 50 00


RIGAMONTI DANIELE 50 00


SPONSELLER PAUL 50 00


BIELER GLENN 50 00

...................................................................... """"""""' X 176,636 0 38,431VP-COMMUNICATIONS & PUBLIC AFFAIRS

CRECELIUS KATHRYN 50 00

...................................................................... """"""""' X 1,007,159 0 49,565VP-INVESTMENTS & CHIEF INVESTMENTS OFFICER

HAYES CHARLENE 50 00

...................................................................... """"""""' X 387,111 0 66,714VP-HUMAN RESOURCES

LIEBERMAN ROBERT 50 00

...................................................................... """"""""' X 560,114 0 99,292SR VP-ACADEMIC AFFAIRS & PROVOST


Name and Title Average Position ( do not check more Reportable Reportable Estimatedhours per than one box , unless compensation compensation amount of otherweek (list person is both an officer from the from related compensationany hours and a director/trustee ) organization organizations from thefor related 2, =

-n(W- 2/1099- ( W- 2/1099- organization and


line)'i.

aD

3^o

'I• co

PHILLIP SPECTOR 50 00

...................................................................... """"""""' X 116,295 0 0VP- TRATEGIC INITIATIVES

GROSSI RICHARD A 50 00

...................................................................... """"""""' X 108,750 0 0SR ASSOCIATE DEAN

KLAG MICHAEL 50 00

...................................................................... """"""""' X 628,486 0 75,894DEAN-SCHOOL OF PUBLIC HEALTH

WALTER JSTARK 50 00

500.. ................................................................... """.. X ,077,184 0 0PROFESSOR (SEE SCHED 0)


SCHEDULE A Public Charity Status and Public SupportOMB No 1545-0047

(Form 990 or Complete if the organization is a section 501(c )( 3) organization or a section2016990EZ) 4947( a)(1) nonexempt charitable trust.

► Attach to Form 990 or Form 990-EZ.

Department of the Trea^un 10, Information about Schedule A (Form 990 or 990- EZ) and its instructions is at • '

Name of the organizationJOHNS HOPKINS UNIVERSITY

Employer identification number

X52-0595110

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is (For lines 1 through 12, check only one box )

1 A church, convention of churches, or association of churches described in section 170 ( b)(1)(A)(i).

2 A school described in section 170 (b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ))

3 A hospital or a cooperative hospital service organization described in section 170(b )( 1)(A)(iii).

4 A medical research organization operated in conjunction with a hospital described in section 170 (b)(1)(A)(iii). Enter the hospital'sname. city. and state

5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv ). (Complete Part II )

6 A federal, state, or local government or governmental unit described in section 170(b )( 1)(A)(v).

7 An organization that normally receives a substantial part of its support from a governmental unit or from the general public described insection 170 ( b)(1)(A)(vi ). (Complete Part II )

8 A community trust described in section 170(b)(1)(A)(vi ) (Complete Part II )

9 An agricultural research organization described in 170(b)(1)(A)(ix ) operated in conjunction with a land-grant college or university or anon-land grant college of agriculture See instructions Enter the name, city, and state of the college or university

10 An organization that normally receives (1) more than 331/3% of its support from contributions, membership fees, and gross receiptsfrom activities related to its exempt functions-subject to certain exceptions, and (2) no more than 331/3% of its support from grossinvestment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June30, 1975 See section 509 (a)(2). (Complete Part III )

11 An organization organized and operated exclusively to test for public safety See section 509(a)(4).

12 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one ormore publicly supported organizations described in section 509(a )( 1) or section 509(a )(2). See section 509(a )(3). Check the boxin lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g

a Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supportedorganization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization You mustcomplete Part IV, Sections A and B.

b Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control ormanagement of the supporting organization vested in the same persons that control or manage the supported organization(s) Youmust complete Part IV, Sections A and C.

c Type III functionally integrated . A supporting organization operated in connection with, and functionally integrated with, itssupported organization(s) (see instructions) You must complete Part IV, Sections A, D, and E.

d Type III non -functionally integrated . A supporting organization operated in connection with its supported organization(s) that is notfunctionally integrated The organization generally must satisfy a distribution requirement and an attentiveness requirement (seeinstructions) You must complete Part IV, Sections A and D, and Part V.

e Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionallyintegrated, or Type III non-functionally integrated supporting organization

f Enter the number of supported organizations

g Provide the following information about the supported organization(s)

(i)Name of supported organization (ii)EIN (iii) Type oforganization

(described on lines1- 10 above (seeinstructions))

( iv)Is the organization listed inyour governing document?

(v)Amount of

monetary support(see instructions)

(vi)Amount of othersupport (seeinstructions)

Yes No

Tota

For Paperwork Reduction Act Notice, see the Instructions for Cat No 11285F Schedule A (Form 990 or 990-EZ) 2016Form 990 or 990-EZ.

Schedule A (Form 990 or 990-EZ) 2016 Page 2

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170 ( b)(1)(A)(vi)

(Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part

III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Su pportCalendar year

(or fiscal year beginning in) ►( a)2012 (b)2013 (c)2014 ( d)2015 ( e)2016 (f)Total

1 Gifts, grants , contributions, andmembership fees received ( Do not 1,679,574,000 1,794,255,000 1,811,897,000 1,914,949,000 2,192,834,000 9,393,509,000

include any " unusual grant ")2 Tax revenues levied for the

organization ' s benefit and eitherpaid to or expended on its behalf

3 The value of services or facilitiesfurnished by a governmental unitto the organization without charge

4 Total . Add lines 1 through 3 1,679,574,000 1,794,255,000 1,811,897,000 1,914,949,000 2,192,834,000 9,393,509,000

5 The portion of total contributionsby each person ( other than agovernmental unit or publiclysupported organization ) included 372,917,645

on line 1 that exceeds 2% of theamount shown on line 11 , column(f)

6 Public support . Subtract line 59,020,591,355

from line 4

Section B. Total SunnortCalendar year

(or fiscal year beginning in) ►7 Amounts from line 48 Gross income from interest,

dividends, payments received onsecurities loans, rents, royaltiesand income from similar sources

Net income from unrelatedbusiness activities, whether or notthe business is regularly carriedonOther income Do not include gainor loss from the sale of capitalassets (Explain in Part VI )Total support . Add lines 7through 10

(a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total

1,679,574,000 1,794,255,000 1,811,897,000 1,914,949,000 2,192,834,000 9,393,509,000

82,080,000 122,302,000 98,546,000 134,312,000 108,891,000 546,131,000

9,939,640,000

Gross receipts from related activities, etc (see instructions) 12 1 18 .113.935.119

13 First five years . If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and stop here ► q. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section C . Computation of Public Support Percentage

14 Public support percentage for 2016 (line 6, column (f) divided by line 11, column (f)) 14 90 750

15 Public support percentage for 2015 Schedule A, Part II, line 14 15 90 440

16a 33 1 / 3% support test-2016 . If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box

and stop here . The organization qualifies as a publicly supported organization ► 2b 33 1 /3% support test-2015 . If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this

box and stop here . The organization qualifies as a publicly supported organization ► q

17a 10%-facts-and-circumstances test-2016 . If the organization did not check a box on line 13, 16a, or 16b, and line 14is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here . Explainin Part VI how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supported

organization ► q

b 10%-facts-and-circumstances test-2015 . If the organization did not check a box on line 13, 16a, 16b, or 17a, and line15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.Explain in Part VI how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly

supported organization ► q

18 Private foundation . If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see

instructions ► q

SChPd uIe A (Fnrm 990 nr 990-FT 17


INOMW Support Schedule for Organizations Described in Section 509(a)(2)

(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. Ifthe organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Su pportCalendar year

(or fiscal year beginning in) ►(a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total

1 Gifts, grants, contributions, andmembership fees received (Do notinclude any "unusual grants ")

2 Gross receipts from admissions,merchandise sold or servicesperformed, or facilities furnished inany activity that is related to theorganization's tax-exempt purpose

3 Gross receipts from activities that arenot an unrelated trade or businessunder section 513

4 Tax revenues levied for theorganization's benefit and either paidto or expended on its behalf

5 The value of services or facilitiesfurnished by a governmental unit tothe organization without charge

6 Total . Add lines 1 through 5

7a Amounts included on lines 1, 2, and3 received from disqualified persons

b Amounts included on lines 2 and 3received from other than disqualifiedpersons that exceed the greater of$5,000 or 1% of the amount on line13 for the year

c Add lines 7a and 7b

8 Public support . (Subtract line 7cfrom line 6 )

Section B. Total Support

Calendar year (a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Total(or fiscal year beginning in) ►

9 Amounts from line 6

10a Gross income from interest,dividends, payments received onsecurities loans, rents, royalties andincome from similar sources

b Unrelated business taxable income(less section 511 taxes) frombusinesses acquired after June 30,1975

c Add lines 10a and 10b

11 Net income from unrelated businessactivities not included in line 10b,whether or not the business isregularly carried on

12 Other income Do not include gain orloss from the sale of capital assets(Explain in Part VI )

13 Total support. (Add lines 9, 10c,11, and 12)

14 First five years . If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,

check this box and stop here ► q

Section C . Com p utation of Public Su pport Percenta g e

15 Public support percentage for 2016 (line 8, column (f) divided by line 13, column (f)) 15

16 Public support percentage from 2015 Schedule A, Part III, line 15 16

Section D. Com p utation of Investment Income Percenta ge

17 Investment income percentage for 2016 (line 10c, column (f) divided by line 13, column (f)) 17

18 Investment income percentage from 2015 Schedule A, Part III, line 17 18

19a 331 /3% support tests-2016 . If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not

more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ► q

b 33 1 /3% support tests-2015 . If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is

not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization ► q

20 Private foundation . If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ► q

Schedule A (Form 990 or 990-EZ) 2016


Supporting Organizations(Complete only if you checked a box on line 12 of Part I If you checked 12a of Part I, complete Sections A and B If you checked 12b ofPart I, complete Sections A and C If you checked 12c of Part I, complete Sections A, D, and E If you checked 12d of Part I, completeSections A and D, and complete Part V

Section A. All SuoDortina Oraanizations

Yes No

1 Are all of the organization's supported organizations listed by name in the organization's governing documents?If "No, " describe in Part VI how the supported organizations are designated If designated by class or purpose,describe the designation If historic and continuing relationship, explain

2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes, " explain in Part VI how the organization determined that the supported organization was describedin section 509(a)(1) or (2) 2

3a Did the organization have a supported organization described in section 501(c)(4), (5), or (6)7 If "Yes," answer (b) and (c)below

3a

b Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfiedthe public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made thedetermination

3b

c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes?" "If Yes, explain in Part VI what controls the organization put in place to ensure such use

3c

4a Was any supported organization not organized in the United States ("foreign supported organization")? If "Yes" and if youchecked 12a or 12b in Part I, answer (b) and (c) below

4a

b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supportedorganization? If "Yes, " describe in Part VI how the organization had such control and discretion despite being controlled orsu ervised b or in connection with its su orted or anizations

4bp y pp g

c Did the organization support any foreign supported organization that does not have an IRS determination under sections501(c)(3) and 509(a)(1) or (2)7 If "Yes, " explain in Part VI what controls the organization used to ensure that all supportto the foreign supported organization was used exclusively for section 170(c)(2)(8) purposes

4c

5a Did the organization add, substitute, or remove any supported organizations during the tax year? If "Yes," answer (b) and(c) below (if applicable) Also, provide detail in Part VI, including (I) the names and EIN numbers of the supportedorganizations added, substituted, or removed, (u) the reasons for each such action, (Ili) the authority under the

'organization s organizing document authorizing such action, and (iv) how the action was accomplished (such as byamendment to the or anizin document)

5ag g

b Type I or Type II only . Was any added or substituted supported organization part of a class already designated in theorganization's organizing document? 5b

c Substitutions only. Was the substitution the result of an event beyond the organization's control? 5c

6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone otherthan (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of itssupported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing

' " "organization s supported organizations? If provide detail in Part VI.Yes, 6

7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined insection 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to asubstantial contributor? If "Yes, " complete Part I of Schedule L (Form 990 or 990-EZ) 7

8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 77 If "Yes,"complete Part I of Schedule L (Form 990 or 990-EZ) 8

9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons asdefined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))' If "Yes,"provide detail in Part VI. 9a

b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supportingorganization had an interest? If "Yes, " provide detail in Part VI. 9b

c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in" "which the supporting organization also had an interest? If provide detail in Part VI.Yes, 9c

10a Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regardingcertain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If "Yes,"answer line IOb below

10a

b Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whetherthe organization had excess business holdings)

10b


Supporting Organizations (continued)

11 Has the organization accepted a gift or contribution from any of the following persons?

a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, thegoverning body of a supported organization?

b A family member of a person described in (a) above?

c A 35% controlled entity of a person described in (a) or (b) above? If "Yes" to a, b, or c, provide detail in Part VI

No

Section B. Type I Supporting Organizations

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint orelect at least a majority of the organization's directors or trustees at all times during the tax year? If "No, " describe in PartVI how the supported organization(s) effectively operated, supervised, or controlled the organization's activities If theorganization had more than one supported organization, describe how the powers to appoint and/or remove directors ortrustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to suchpowers during the tax year

Did the organization operate for the benefit of any supported organization other than the supported organization(s) thatoperated, supervised, or controlled the supporting organization? If "Yes, " explain in Part VI how providing such benefitcarried out the purposes of the supported organization(s) that operated, supervised or controlled the supportingorganization

No

Section C. Type II Supporting Organizations

Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees ofeach of the organization's supported organization(s)? If "No, " describe in Part VI how control or management of thesupporting organization was vested in the same persons that controlled or managed the supported organization(s)

No

Section D. All Type III Supporting Organizations

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization'stax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of theForm 990 that was most recently filed as of the date of notification, and (iii) copies of the organization's governingdocuments in effect on the date of notification, to the extent not previously provided?

Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organizationmaintained a close and continuous working relationship with the supported organization(s)

By reason of the relationship described in (2), did the organization's supported organizations have a significant voice in theorganization's investment policies and in directing the use of the organization's income or assets at all times during the taxyear? If "Yes," describe in Part VI the role the organization's supported organizations played in this regard

No

Section E . Type III Functionally - Integrated Supporting Organizations

1 Check the box next to the method that the organization used to satisfy the Integral Part Test during the year ( see instructions)

a The organization satisfied the Activities Test Complete line 2 below

b The organization is the parent of each of its supported organizations Complete line 3 below

c The organization supported a governmental entity Describe in Part VI how you supported a government entity (see instructions)

Activities Test Answer ( a) and ( b) below.

a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of thesupported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supportedorganizations and explain how these activities directly furthered their exempt purposes, how the organization wasresponsive to those supported organizations, and how the organization determined that these activities constitutedsubstantially all of its activities

b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of theorganization's supported organization (s) would have been engaged in? If "Yes," explain in Part VI the reasons for theorganization's position that its supported organization(s) would have engaged in these activities but for the organization'sinvolvement

Parent of Supported Organizations Answer (a) and (b) below.

a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each ofthe supported organizations? Provide details in Part VI.

b Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of itssupported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard

Yes I No



nj^ Type III Non-Functionally Integrated 509(a )( 3) Supporting Organizations

Page 6

1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov 20, 1970 See instructions . All otherType III non-functionally integrated supporting organizations must complete Sections A through E

Section A - Adjusted Net Income (A) Prior Year (B) Current Year(optional)

1 Net short-term capital gain 1

2 Recoveries of prior-year distributions 2

3 Other gross income (see instructions) 3

4 Add lines 1 through 3 4

5 Depreciation and depletion 5

6 Portion of operating expenses paid or incurred for production or collection of grossincome or for management, conservation, or maintenance of property held forproduction of income (see instructions)

6

7 Other expenses (see instructions) 7

8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year(optional)

1 Aggregate fair market value of all non-exempt-use assets (see instructions for shorttax year or assets held for part of year) 1

a Average monthly value of securities la

b Average monthly cash balances lb

c Fair market value of other non-exempt-use assets Ic

d Total (add lines la, 1b, and 1c) id

e Discount claimed for blockage or other factors(explain in detail in Part VI)

2 Acquisition indebtedness applicable to non-exempt use assets 2

3 Subtract line 2 from line ld 3

4 Cash deemed held for exempt use Enter 1-1/2% of line 3 (for greater amount, seeinstructions) 4

5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5

6 Multiply line 5 by 035 6

7 Recoveries of prior-year distributions 7

8 Minimum Asset Amount (add line 7 to line 6) 8

Section C - Distributable Amount Current Year

1 Adjusted net income for prior year (from Section A, line 8, Column A) 1

2 Enter 85% of line 1 2

3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3

4 Enter greater of line 2 or line 3 4

5 Income tax imposed in prior year 5

6 Distributable Amount . Subtract line 5 from line 4, unless subject to emergencytemporary reduction (see instructions)

6

7 R Check here if the current year is the organization's first as a non-functionally-ininstructions)

tegrat ed Type III supporting org anization (see

SChPd uIe A (Fnrm 990 nr 990-F7) 707 s

Schedule A (Form 990 or 990-EZ) 2016 Page

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)

Section D - Distributions Current Year

1 Amounts paid to supported organizations to accomplish exempt purposes

2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, inexcess of income from activity

3 Administrative expenses paid to accomplish exempt purposes of supported organizations

4 Amounts paid to acquire exempt-use assets

5 Qualified set-aside amounts (prior IRS approval required)

6 Other distributions (describe in Part VI) See instructions

7 Total annual distributions . Add lines 1 through 6

8 Distributions to attentive supported organizations to which the organization is responsive (providedetails in Part VI) See instructions

9 Distributable amount for 2016 from Section C, line 6

10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations ( see

instructions)M

Excess Distributions

(ii)Underdistributions

Pre-2016

(iii)Distributable

Amount for 2016

1 Distributable amount for 2016 from Section C, line6

2 Underdistributions, if any, for years prior to 2016(reasonable cause required--see instructions)

3 Excess distributions carryover, if any, to 2016

a

b

c From 2013.

d From 2014.

e From 2015.

f Total of lines 3a through e

g Applied to underdistributions of prior years

h Applied to 2016 distributable amount

i Carryover from 2011 not applied (seeinstructions)

j Remainder Subtract lines 3g, 3h, and 3i from 3f

4 Distributions for 2016 from Section D, line 7

a Applied to underdistributions of prior years

b Applied to 2016 distributable amount

c Remainder Subtract lines 4a and 4b from 4

5 Remaining underdistributions for years prior to2016, if any Subtract lines 3g and 4a from line 2

(if amount greater than zero, see instructions)

6 Remaining underdistributions for 2016 Subtractlines 3h and 4b from line 1 (if amount greater thanzero, see instructions)

7 Excess distributions carryover to 2017 . Add lines3j and 4c

8 Breakdown of line 7

a

b Excess from 2013. . . . . . .

c Excess from 2014.

d Excess from 2015. . . . . . .

e Excess from 2016. . . . . . .

Schedule A (Form 990 or 990-EZ) (2016)


Supplemental Information.

Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A,lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C,line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V,Section B, line le; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete thispart for any additional information. (See instructions).

Facts And Circumstances Test

l efile GRAPHIC print - DO NOT PROCESS As Filed Data -

SCHEDULE C(Form 990 or 990-EZ)

Department of the Trea^un

Internal Rev enue Ser ice

Political Campaign and Lobbying ActivitiesDLN:93493130025118

OMB No 1545-0047

For Organizations Exempt From Income Tax Under section 501(c) and section 527 2016'Complete if the organization is described below. 'Attach to Form 990 or Form 990-EZ.

'Information about Schedule C ( Form 990 or 990 - EZ) and its instructions is at • . -www.irs.gov/form990 . . -

If the organization answered "Yes" on Form 990, Part IV , Line 3, or Form 990 -EZ, Part V, line 46 ( Political Campaign Activities), then. Section 501(c)(3) organizations Complete Parts I-A and B Do not complete Part I-C• Section 501(c) (other than section 501 ( c)(3)) organizations Complete Parts I-A and C below Do not complete Part I-B• Section 527 organizations Complete Part I-A only

If the organization answered "Yes" on Form 990, Part IV, Line 4 , or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then• Section 501 ( c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A Do not complete Part I1-B• Section 501( c)(3) organizations that have NOT filed Form 5768 ( election under section 501(h)) Complete Part II-B Do not complete Part II-A

If the organization answered "Yes" on Form 990, Part IV, Line 5 ( Proxy Tax ) ( see separate instructions ) or Form 990 - EZ, Part V, line 35c(Proxy Tax) (see separate instructions), then• Section 501 (c)(4), (5), or ( 6) organizations Complete Part IIIName of the organization Employer identification numberJOHNS HOPKINS UNIVERSITY

52-0595110

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1 Provide a description of the organization's direct and indirect political campaign activities in Part IV2 Political expenditures ► $

3 Volunteer hours

Li^j Complete if the organization is exempt under section 501 (c)(3).

1 Enter the amount of any excise tax incurred by the organization under section 4955 ► $

2 Enter the amount of any excise tax incurred by organization managers under section 4955 ► $

3 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? q Yes q No

4a Was a correction made?q Yes q No

b If "Yes," describe in Part IV

Complete if the organization is exempt under section 501(c), except section 501 (c)(3).

1 Enter the amount directly expended by the filing organization for section 527 exempt function activities ► $

2 Enter the amount of the filing organization's funds contributed to other organizations for section 527 exemptfunction activities ► $

3 Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-POL, line 17b ► $

4 Did the filing organization fileForm 1120-POL for this year? q Yes q No

5 Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filingorganization made payments For each organization listed, enter the amount paid from the filing organization's funds Also enter the amountof political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregatedfund or a political action committee (PAC) If additional space is needed, provide information in Part IV

(a) Name (b) Address (c) EIN (d) Amount paid from (e) Amount of politicalfiling organization's contributions receivedfunds If none, enter and promptly and

-0- directly delivered to aseparate political

organization If none,enter -0-

2

3

4

5

6

For Paperwork Reduction Act Notice , see the instructions for Form 990 or 990 -EZ. Cat No 50084S Schedule C ( Form 990 or 990-EZ) 2016

Schedule C (Form 990 or 990-EZ ) 2016 Page 2

Complete if the organization is exempt under section 501 ( c)(3) and filed Form 5768 ( election undersection 501(h)).

A Check ► q if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN,expenses, and share of excess lobbying expenditures)

B Check ► q if the filing organization checked box A and "limited control" provisions aDDly

(a) Filing (b) Affiliatedorganization's group totals

totalsLimits on Lobbying Expenditures

(The term "expenditures" means amounts paid or incurred.)

la Total lobbying expenditures to influence public opinion (grass roots lobbying)

b Total lobbying expenditures to influence a legislative body (direct lobbying)

c Total lobbying expenditures (add lines la and 1b)

d Other exempt purpose expenditures

e Total exempt purpose expenditures (add lines 1c and 1d)

f Lobbying nontaxable amount Enter the amount from the following table in bothcolumns

If the amount on line le, column ( a) or (b) is: he lobbying nontaxable amount is:

Not over $500,000 I20% of the amount on line le

Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000

Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000

Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000

Over $17,000,000 $1,000,000

Grassroots nontaxable amount (enter 25% of line 1f)

Subtract line 1g from line la If zero or less, enter -0-

Subtract line if from line 1c If zero or less, enter -0-

If there is an amount other than zero on either line 1h or line ii, did the organization file Form 4720 reportingsection 4911 tax for this year? q Yes q No

4-Year Averaging Period Under section 501(h)(Some organizations that made a section 501(h) election do not have to complete all of the five

columns below. See the separate instructions for lines 2a through 2f.)

Lobbvina Expenditures During 4-Year Averaaina Period

Calendar year (or fiscal yearbeginning in)

(a) 2013 (b) 2014 (c) 2015 (d) 2016 (e) Total

2a Lobbying nontaxable amount

b Lobbying ceiling amount150% of line 2a, column e

c Total lobbying expenditures

d Grassroots nontaxable amount

e Grassroots ceiling amount(150% of line 2d, column (e))

f Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EL) 2016

Schedule C (Form 990 or 990-EZ) 2016 Page 3

Complete if the organization is exempt under section 501 ( c)(3) and has NOT filed

Form 5768 ( election under section 501(h)).

" "a ( b )

For each Yes response on lines la through 1i below, provide in Part IV a detailed description of the lobbyingactivity Yes No Amount

1 During the year, did the filing organization attempt to influence foreign, national, state or local legislation,including any attempt to influence public opinion on a legislative matter or referendum, through the use of

a Volunteers? No

b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? Yes

c Media advertisements? No

d Mailings to members, legislators, or the public? No

e Publications, or published or broadcast statements? No

f Grants to other organizations for lobbying purposes? No

g Direct contact with legislators, their staffs, government officials, or a legislative body? Yes 1,203,608

h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? No

i Other activities? No

j Total Add lines 1c through 11 1,203,608

2a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? No

b If "Yes," enter the amount of any tax incurred under section 4912

c If "Yes," enter the amount of any tax incurred by organization managers under section 4912

d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year?

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)( 6 ) .

Yes No

Were substantially all (90% or more) dues received nondeductible by members?

Did the organization make only in-house lobbying expenditures of $2,000 or less?

Did the organization agree to carry over lobbying and political expenditures from the prior year?

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6)and if either (a) BOTH Part 111-A, lines 1 and 2, are answered "No" OR (b) Part 111-A, line 3, isanswered "Yes."

1 Dues, assessments and similar amounts from members 1

2 Section 162(e) nondeductible lobbying and political expenditures ( do not include amounts of politicalexpenses for which the section 527(f ) tax was paid).

a Current year 2a

b Carryover from last year 2b

c Total 2c

3 Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues 3

4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess doesthe organization agree to carryover to the reasonable estimate of nondeductible lobbying and politicalexpenditure next year? 4

5 Taxable amount of lobbying and political expenditures (see instructions) 5

Supplemental Information

Provide the descriptions required for Part I-A, line 1, Part I-B, line 4, Part I-C, line 5, Part II-A (affiliated group list), Part II-A, lines 1 and 2 (seeinstructions), and Part II-B, line 1 Also, complete this part for any additional information

Return Reference I Explanation

PART II-B, LINE 1 JOHNS HOPKINS OFFICE OF GOVERNMENT AND COMMUNITY AFFAIRS SERVES AS A RESOURCE FOR POLICYMAKERS AND OTHER JOHNS HOPKINS OFFICIALS AND ADVANCES THE CONGRESSIONAL, STATE, ANDLOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY (JHU) IN FISCAL YEAR2017, MEMBERS OF THE GOVERNMENT AND COMMUNITY AFFAIRS OFFICE LOBBIED FEDERAL, STATE, ANDLOCAL GOVERNMENT OFFICIALS ON MATTERS OF BUDGETS AND APPROPRIATIONS, EDUCATIONINCLUDING HIGHER EDUCATION, K-12 AND EARLY CHILDHOOD, HEALTH CARE INCLUDINGMEDICARE/MEDICAID, SCIENCE AND TECHNOLOGY, TAXATION, LABOR, WORKPLACE AND ANTITRUST,RETIREMENT, AND THE ENVIRONMENT IN ADDITION, GOVERNMENT AND COMMUNITY AFFAIRS LOBBIEDFEDERAL GOVERNMENT OFFICIALS ON MATTERS RELATED TO FOREIGN RELATIONS, PHARMACEUTICALS,AND URBAN DEVELOPMENT POLICY AND LOBBIED BALTIMORE CITY GOVERNMENT OFFICIALS ON MATTERSRELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECH TRANSFER, FISCAL MATTERS, LAND USE,ZONING AND PLANNING ISSUES, TRANSPORTATION AND STREETSCAPES, PEDESTRIAN SAFETY, PUBLICSAFETY, K-12 AND HIGHER EDUCATION, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTHMATTERS, AND YOUTH AND RECREATION PROGRAMS JOHNS HOPKINS OFFICE OF GOVERNMENT ANDCOMMUNITY AFFAIRS SERVES JHU, JOHNS HOPKINS HEALTH SYSTEM AND THE HEALTH SYSTEM'S RELATEDAFFILIATES (JHHS) THE COSTS INCURRED BY THE GOVERNMENT AND COMMUNITY AFFAIRS OFFICE ISSHARED BETWEEN JHU AND JHHS JHU REPORTS LOBBYING EXPENSES GROSS OF ANY REIMBURSEMENT ITRECIEVES FROM JHHS IN ADDITION, DURING THE TAX YEAR EXPENSES WERE PAID TO AN OUTSIDELOBBYING FIRM FOR THE PRIMARY PURPOSE OF ASSISTING JOHNS HOPKINS UNIVERSITY APPLIEDPHYSICS LABORATORY (APL) WITH EXECUTING LEGISLATIVE STRATEGIES TO FURTHER STRENGTHENJHU/APL'S ROLE IN NASA MISSIONS, PROJECTS AND PROGRAMS IN THIS CAPACITY, THE OUTSIDE FIRMOCCASIONALLY INTERACTS WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFFS ON JHU/APL'SBEHALF ALTHOUGH THE FIRM IS AVAILABLE TO ASSIST WITH LEGISLATIVE AND/OR REGULATORYMATTERS IMPACTING JHU/APL'S ROLE IN OTHER SPONSORS' WORK, JHU/APL FOCUSED THE FIRM'SEFFORTS EXCLUSIVELY IN THE DOMAIN OF SPACE EXPLORATION DURING FISCAL YEAR 2017 THE FOCUSIS PRIMARILY ON THE APPROPRIATIONS COMMITTEES WITHIN THE US CONGRESS

Schedule C (Form 990 or 990EZ) 2016

l efile GRAPHIC print - DO NOT PROCESS As Filed Data -

SCHEDULED Supplemental Financial Statements(Form 990)

DLN:93493130025118

OMB No 1545-0047

► Complete if the organization answered " Yes," on Form 990,Part IV, line 6 , 7, 8, 9, 10 , Ila, Ilb , 11c, lld , Ile, hlf, 12a, or 12b.

Department of the Trea"un ► Attach to Form 990.

Internal Revenue Ser. ice Information about Schedule D (Form 990 ) and its instructions is at www. irs.gov/forni990 .


(a) Donor advised funds

JL^ Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

Total number at end of year

Aggregate value of contributions to (duringyear)

Aggregate value of grants from (during year)

Aggregate value at end of year

2016


52-0595110

(b)Funds and other accounts

1 0

0 0

10,000 0

119,875

Did the organization inform all donors and donor advisors in writing that the assets held in donor advisedfunds are the organization's property, subject to the organization's exclusive legal control?

2 Yes q No

6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can beused only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purposeconferring impermissible private benefit? 0 Yes q No

Conservation Easements . Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

1 Purpose(s) of conservation easements held by the organization (check all that apply)

q Preservation of land for public use (e g , recreation or education) q Preservation of an historically important land area

q Protection of natural habitat

q Preservation of open space

q Preservation of a certified historic structure

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservationeasement on the last day of the tax year Held at the End of the Year

Total number of conservation easements 2a

Total acreage restricted by conservation easements 2b

Number of conservation easements on a certified historic structure included in (a) 2c

Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic 2dstructure listed in the National Register

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the

tax year ►

Number of states where property subject to conservation easement is located ►

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations,and enforcement of the conservation easements it holds? q Yes q No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

00,

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)and section 170(h)( 4)(B)(ii)?

q Yes q No

9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, andbalance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describesthe organization's accounting for conservation easements

Organizations Maintaining Collections of Art, Historical Treasures , or Other Similar Assets.Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

la If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works ofart, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,provide, in Part XIII, the text of the footnote to its financial statements that describes these items

b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide thefollowing amounts relating to these items

(i) Revenue included on Form 990, Part VIII, line 1

(ii)Assets included in Form 990, Part X

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide thefollowing amounts required to be reported under SFAS 116 (ASC 958) relating to these items

a Revenue included on Form 990, Part VIII, line 1

b Assets included in Form 990, Part X ► $

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 52283D Schedule D (Form 990) 2016

Schedule D (Form 990) 2016 Page 2

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contnued)

3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collectionitems (check all that apply)

a W Public exhibition d Loan or exchange programs

bR Scholarly research

c 2 Preservation for future generations

e q Other

Provide a description of the organization's collections and explain how they further the organization's exempt purpose inPart XIII

5 During the year, did the organization solicit or receive donations of art, historical treasures or other similarassets to be sold to raise funds rather than to be maintained as part of the organization's collection? q Yes W No

Escrow and Custodial Arrangements.

Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, PartX, line 21.

la Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets notincluded on Form 990, Part X?

q Yes 0 No

b If "Yes," explain the arrangement in Part XIII and complete the following table Amount

c Beginning balance lc

d Additions during the year id

e Distributions during the year le

f Ending balance if

2a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? Yes q No

b If "Yes," explain the arrangement in Part XIII Check here if the explanation has been provided in Part XIII . . . . . . . .

MUM Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

la Beginning of year balance .

b Contributions . .

c Net investment earnings, gains, and losses

d Grants or scholarships . .

e Other expenditures for facilitiesand programs . .

f Administrative expenses

g End of year balance .

(a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back

3,306,987,000 3,326,932,000 3,392,529,000 2,918,546,000 2,593,316,000

230,445,000 155,525,000 83,295,000 121,246,000 113,100,000

405,542,000 -17,203,000 2,129,000 487,871,000 341,414,000

111,383,000 104,933,000 98,729,000 89,587,000 74,759,000

59,275,000 27,698,000 28,033,000 27,380,000 36,708,000

27,565,000 25,636,000 24,259,000 18,167,000 17,817,000

3,744,751,000 3,306,987,000 3,326,932,000 3,392,529,000 2,918,546,000

2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as

a Board designated or quasi-endowment ► 26 750 %

b Permanent endowment ► 53 320 O/o

c Temporarily restricted endowment ► 19 930 %

The percentages on lines 2a, 2b, and 2c should equal 100%

3a Are there endowment funds not in the possession of the organization that are held and administered for theorganization by Yes No

(i) unrelated organizations . . . . . . . . . . . . . . . . 3a(i) Yes

(ii) related organizations . . . . . . . . . . . . . . . . 3a(ii) No

b If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? . . . . . . 3b

4 Describe in Part XIII the intended uses of the organization's endowment funds

LQLW Land , Buildings, and Equipment.

Description of property (a) Cost or other basis(investment)

(b)Cost or other basis (other) (c)Accumulated depreciation (d)Book value

la Land . 110,035,000 110,035,000

b Buildings 3,201,879,000 1,646,750,000 1,555,129,000

c Leasehold improvements 94,663,000 82,753,000 11,910,000

d Equipment . 1,085,572,000 857,830,000 227,742,000

e Other . 472,692,000 284,418,000 188,274,000

Total . Add lines la through le (Column (d) must equal Form 990, Part X, column (B), line 10(c)) . ► 2,093,090,000

Schedule D (Form 990) 2016


Investments-Other Securities . Complete if the organization answered 'Yes' on Form 990, Part IV, line 11b.

See Form 990. Part X. line 12.(a) Description of security or category

(including name of security)( b)Book value (c)Method of valuation

Cost or end-of-year market value

(1)Financlal derivatives . . . . . . . . .

(2)Closely-held equity interests .

(3)Other(A) CASH AND EQUIVALENTS 72,893,000 F

(B) PRIVATE EQUITY AND VENTURE CAPITAL 636,110,000 F

(C) REAL PROPERTY ASSETS 722,885,000 F

(D) ABSOLUTE RETURN FUNDS 793,562,000 F

(D)

(E)

(F)

(G)

(H)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 12) ► 2,225,450,000

Investments- Program Related . Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c.

cZo Pnrm QQl D.rt Y lint 12

(a) Description of investment (b) Book value (c) Method of valuationCost or end - of-year market value

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 13) ►

n 1TMS: Other Assets . Complete if the organization answered 'Yes' on Form 990. Part IV. line lid See Form 990. Part X. line 15

(a) Description (b) Book value

(1) INVESTMENTS IN AND LOANS TO AFFILIATES 258,248,000

(2) INTERESTS IN TRUSTS AND ENDOWMENT FUNDS HELD BY OTHERS 114,085,000

(3) MCIC MALPRACTICE INSURANCE RECOVERIES RECEIVABLE 55,845,000

(4) MCIC INVESTMENT 55,993,000

(5) DEFERRED COMPENSATION 118,782,000

(6) DONATED PROPERTY 1,613,000

(6)

(7)

(8)

(9)

Total . (Column (b) must equal Form 990, Part X, col (B) line 15) ► 604,566,000

jjj^ Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f.See Form 990, Part X, line 25.

1. (a) Description of liability ( b) Book value

(1) Federal income taxes

PENSION & POST-RETIREMENT OBLIGATIONS 192,972,000

SWAP - MARKET VALUE ADJUSTMENT 22,116,000

DEFERRED COMPENSATION LIABILITIES 117,217,000

MCIC MEDICAL MALPRACTICE LIABILITY 116, 605,000

GOVERNMENT LOAN FUND ADVANCES 29,937,000

OTHER LIABILITIES 25,864,000

(7)

(8)

(9)

Total . (Column (b) must equal Fo m 990, Part X, col (B) l ne 25) ► 504,711,000

2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the

organization's liability for uncertain tax positions under FIN 48 (ASC 740) Check here if the text of the footnote has been provided in Part XIII



Reconciliation of Revenue per Audited Financial Statements With Revenue per Return

Com p lete if the org anization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total revenue, gains , and other support per audited financial statements . . . 1 6,358,122,000

2 Amounts included on line 1 but not on Form 990, Part VIII, line 12

a Net unrealized gains ( losses ) on investments 2a 218,479,000

b Donated services and use of facilities . . . . . . 2b

c Recoveries of prior year grants . 2c

d Other (Describe in Part XIII ) . . . . . . . . . . 2d

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . . 2e 218,479,000

3 Subtract line 2e from line 1 . . . . . . . . . . . . . 3 6,139,643,000

4 Amounts included on Form 990, Part VIII, line 12, but not on line 1

a Investment expenses not included on Form 990, Part VIII, line 7b 4a 26,430,000

b Other (Describe in Part XIII ) . . . . . . . . . . 4b 307,783,000

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . 4c 334,213,000

5 Total revenue Add lines 3 and 4c. (This must equal Form 990, Part I, line 12 . 5 6,473,856,000

Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.

Com p lete if the org anization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total expenses and losses per audited financial statements . 1 5,624,242,000

2 Amounts included on line 1 but not on Form 990, Part IX, line 25

a Donated services and use of facilities . . . . . . 2a

b Prior year adjustments . . . . . . . . . 2b

c Other losses . . . . . . . . . . . . . . . 2c

d Other (Describe in Part XIII . . . . . . . . . 2d

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . 2e 0

3 Subtract line 2e from line 1 . . . . . . . . . . . . . 3 5,624,242,000

4 Amounts included on Form 990, Part IX, line 25, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b 4a 26,430,000

b Other (Describe in Part XIII ) . . . . . . . . . . 4b 324,722,000

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . 4c 351,152,000

5 Total expenses Add lines 3 and 4c. (This must equal Form 990, Part I, line 18 . 5 5,975,394,000

Supplemental information

Provide the descriptions required for Part II, lines 3, 5, and 9, Part III, lines la and 4, Part IV, lines lb and 2b,Part V, line 4, Part X, line 2, Part XI, lines 2d and 4b, and Part XII, lines 2d and 4b Also complete this part to provide any additional information

Return Reference Explanation



Schedule D (Form 990) 2015 Page

n 1:$ IU Supplemental Information (continued)

I Return Reference I Explanation


Additional Data

Software ID:

Software Version:

EIN: 52-0595110


Su pp lemental Information


IPART III, LINE 1A

I COLLECTIONSCONTRIBUTIONS

ARE NOTOF WORKS

OOF ARTOR

CAPITALIZEDTREASURES AND SIMILAR ASSETS HELD AS PART OF

Sunnlemental Information


PART III, LINE 4 THE SHERIDAN LIBRARIES' SPECIAL COLLECTIONS INCLUDE 400,000 RARE BOOKS AND PAMPHLETS AND MORE THAN 10,000 LINEAR FEET OF ARCHIVAL AND MANUSCRIPT MATERIAL THE COLLECTION IS PARTICULARLY STRONG IN EARLY MAPS AND ATLASES, INCUNABLES (BOOKS FROM THE FIRST 50 YEARS OF PRINTING), TRAVEL LITERATURE, ARCHITECTURAL HISTORY, EARLY MODERN WORKS FOCUSING ON NATURAL HISTORY AND WUNDERKAMMERN (CABINETS OF CURIOSITY), THE COUNTER REFORMATION, ARTISTS' BOOKS, NINETEENTH CENTURY BALTIMORE IMPRINTS, H L MENCKEN, EZRA POUND, GERTRUDE STEIN, CLASSICS INECONOMIC HISTORY, 19TH AND 20TH CENTURY AVANT GARD AND PROTEST MOVEMENTS, FAKES AND FORGERIES, AND THE HISTORY OF SCIENCE AND TECHNOLOGY THE ARTHUR FRIEDHEIM LIBRARY AT THE PEABODY INSTITUTE CONTAINS RARE BOOKS, SCORES, AND MANUSCRIPTS FROM AS EARLY AS THE 17TH CENTURY HIGHLIGHTS INCLUDE BEETHOVEN'S MANUSCRIPT FOR "DA IST DAS WERK" (WOO 197), MUSIC ANDCORRESPONDENCE WITH DIRECT LINKS TO BALTIMORE, AND LETTERS PENNED BY MENDELSSOHN, LISZT, LANDOWSKA, BLOCH, GRIEG, DICKENS, AND EMERSON THE ARCHIVES OF THE LIBRARY HOLDS THE HISTORICAL RECORDS OF THE INSTITUTE DATING TO ITS FOUNDING IN 1857 AS WELL AS MORE THAN 200 SPEC IALCOLLECTIONS RELATED TO MUSIC AND BALTIMORE HISTORY, INCLUDING RARE MATERIALS ON ROSA PONSELLE, ENRICO CARUSO, PHYLLIS BRYN-JULSON, LEON FLEISHER, CHARLIE BYRD, AND JOHN PENDLET ONKENNEDY THE PEABODY ARCHIVES, THE WILLIAM F LUCAS & FAMILY PAPERS, THE PHYLLIS BRYN-J ULSONCOLLECTION, THE ANDREW S POPE COLLECTION AND THE CHARLIE BYRD COLLECTION ARE ALL HO USED ATTHE PEABODY INSTITUTE OF THE JOHNS HOPKINS UNIVERSITY THE UNIVERSITY'S EVERGREEN MUSEUM ANDLIBRARY HAS FIVE LIBRARY SPACES THAT, TOGETHER, FORM THE JOHN WORK GARRETT LIBR ARY OF THEUNIVERSITY'S SHERIDAN LIBRARIES AND CONTAINS COLLECTIONS OF RARE BOOKS, LITERAR Y WORKS,EARLY MANUSCRIPTS, PAINTINGS, DRAWINGS, ARTIFACTS AND ONE OF THE LARGEST PRIVATE COLLECTIONSOF INCUNABULA IN THE UNITED STATES (BOOKS PRINTED PRIOR TO 1501) THE APPROXIM ATELY THIRTYPERIOD ROOMS CONTAIN FINE AND DECORATIVE ARTS REPRESENTING CIVIL WAR-ERA ROCO CO ANDRENAISSANCE REVIVALS THROUGH TO THE 20TH CENTURY'S COLONIAL, ARTS & CRAFTS, AND EUR OPEAN-BORN MODERNIST MOVEMENTS, THE ONLY EXTANT PRIVATE THEATRE IN BALTIMORE AND TWO ADDIT IONALINTERIORS DESIGNED BY BALLET RUSSES' TASTEMAKER AND CELEBRATED MODERNIST ARTIST L ON BAKST(1866-1924) THE UNIVERSITY'S HOMEWOOD MUSEUM, THE ONE-TIME COUNTRY HOME OF CHARLES CARROLLOF HOMEWOOD (1775-1825) AND HIS WIFE HARRIET CHEW CARROLL (1775-1861) HOUSES A DISTINGUISHED PERMANENT COLLECTION OF 19TH CENTURY FURNISHINGS AND DECORATIVE ARTS THE MAJORITY OF THE COLLECTION IS AMERICAN, WITH A STRONG CONCENTRATION IN HIGH-QUALITY BALTIMOREFURNITURE OF THE PERIOD ENGLISH CERAMICS, SILVER, AND FURNITURE, AS WELL AS ITEMS OF CHIN ESEAND FRENCH MANUFACTURE, ARE REFLECTIVE OF THE IMPORTS AVAILABLE IN EARLY-19TH CENTURYBALTIMORE THE UNIVERSITY MAINTAINS OTHER SPECIALIZED COLLECTIONS IN MEDICINE, INTERNATION ALAFFAIRS, MUSIC, AND EARTH A



PART III, LINE 4 ND SPACE SCIENCE THAT ARE LOCATED ACROSS ITS CAMPUSES THE COLLECTIONS THAT HAVE BEEN DESCRIBED PROVIDE CULTURAL VALUE AND INVALUABLE RESOURCES TO BE USED FOR EDUCATION, RESEARCH,AND TEACHING WITHIN THE JOHNS HOPKINS UNIVERSITY COMMUNITY AS WELL AS ITS SURROUNDING ENVIRONMENT



PART IV, LINE 2B THE UNIVERSITY HAS ENTERED INTO SEPARATE AGREEMENTS WITH THE JOHNS HOPKINS HOSPITALENDOWMENT FUND, INC (JHHEFI),THE EVERGREEN HOUSE FOUNDATION (EHF) AND THE ROBERT GARRETTFUND FOR SURGICAL TREATMENT OF CHILDREN (GARRETT) WHEREBY THOSE ENTITIES TRANSFERRED FUNDSTO THE UNIVERSITY TO INVEST IN THE UNIVERSITY'S ENDOWMENT INVESTMENT POOL (EIP), THEUNIVERSITY MANAGES THESE ASSETS ON THEIR BEHALF THE FUNDS ARE INVESTED WITH OTHERUNIVERSITY ASSETS IN THE UNVERSITY'S NAME AND TITLE, AND IN ACCORDANCE WITH THE UNIVERSITY'SEIP INVESTMENT POLICIES AND OBJECTIVES JHHEFI, EHF, AND GARRETT RECEIVE PAYOUTS AND MAYREQUEST WITHDRAWALS AS SPECIFIED IN THE AGREEMENTS THE ASSETS ARE INCLUDED IN INVESTMENTSON THE BALANCE SHEET



PART V, LINE 4 THE INTENDED USE OF THE UNIVERSITY'S ENDOWMENT FUNDS INCLUDE FACULTY SUPPORT, RESEARCH &INSTRUCTION, SCHOLARSHIP SUPPORT AND PROGRAM SUPPORT THE UNIVERSITY HAS ADOPTEDINVESTMENT POLICIES FOR ITS ENDOWMENT, INCLUDING BOARD-DESIGNATED FUNDS, THAT ATTEMPT TOPROVIDE A PREDICTABLE STREAM OF FUNDING IN SUPPORT OF THE OPERATING BUDGET, WHILE SEEKING TOPRESERVE THE REAL VALUE OF THE ENDOWMENT ASSETS OVER TIME THE UNIVERSITY RELIES ON A TOTALRETURN STRATEGY UNDER WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH APPRECIATION(REALIZED AND UNREALIZED) AND YIELD (INTEREST AND DIVIDENDS)

emental Information

I Return Reference Explanation

PART X, LINE 2

I

STHEUNIVERSITY

TMATERIALATEMENTS

RTANUTAXYPOREVIEWS ITS TAX POSITIONS AND HASSITIONS THAT REQUIRE RECOGNITION IN THEICONSOLIDATED FINANCIAL

emental Information


PART XI, LINEADJJUSTMENTS4B

OTHER

I

LOSS ON DISPOSAL OF

8,000JOINTO VENTURE-

DILUTEDESHARES OFO HHA 3,4D28, 00IDJOI307,319,000NT VENTURE- OTHORYNET ERIODICUND

BENEFIT



PART XII, LINE 4B - OTHER FINANCIAL AID, NETTED IN TUITION 307,319,000 LOSS ON DISPOSAL OF OTHER ASSETS -1,467,000ADJUSTMENTS OTHER FIN-47 ASSET RETIREMENT OBLIGATIONS -144,000 PARKWAY THEATRE PAYMENTS TO MD FILM

FESTIVAL 1,600,000 OTHER NET PERIODIC BENEFIT COSTS 12,884,000 APL VEBA TRUST TRANFER4,523,000 OTHER MISC 7,000



SCHEDULE D, PART XI, LINE 1 RECONCILIATION OF TOTAL REVENUE PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING REVENUES$5,736,558,000 NON-OPERATING CONTRIBUTIONS 472,009,000 NON-OPERATING INVESTMENT RETURN241,541,000 NON-OPERATING OTHER INCOME 9,055,000 NET ASSETS RELEASED FROM RESTRICTIONS(101,041,000) -------------- TOTAL REVENUE [PART XI,LINE 1] = $6,358,122,000

emental Information


1

SCHEDULE D, PART XII, LINE 1 RECONCILIATION OF TOTAL EXPENSES PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING EXPENSES$5,624,242,000 -------------- TOTAL EXPENSES [ PART XIII, LINE 1] $5,624,242,000


SCHEDULE E SchoolsOMB No 1545-0047

(Form 990 or 990-

^.j016EZ)if the organization answered " Yes" on Form 990,

Part IV , line 13 , or Form 990-EZ, Part VI , line 48.

► Attach to Form 990 or Form 990-EZ.Open to Public

► Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990. InspectionDep artment of the Trea^un

Naieldfethieio8genuzation Employer identification numberJOHNS HOPKINS UNIVERSITY

52-0595110

YES NO

1 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,other governing instrument, or in a resolution of its governing body? 1 Yes

2 Does the organization include a statement of its racially nondiscriminatory policy toward students in all itsbrochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? 2 Yes

3 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe If "No,"

please explain If you need more space use Part II 3 Yes

4 Does the organization maintain the following?

a Records indicating the racial composition of the student body, faculty, and administrative staff 4a Yes

b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? 4b Yes

c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? 4c Yes

d Copies of all material used by the organization or on its behalf to solicit contributions? 4d Yes

If you answered "No" to any of the above, please explain If you need more space, use Part II

5 Does the organization discriminate by race in any way with respect to

a Students' rights or privileges? 5a No

b Admissions policies? 5b No

c Employment of faculty or administrative staff 5c No

d Scholarships or other financial assistance? 5d No

e Educational policies? 5e No

f Use of facilities? 5f No

g Athletic programs? 5g No

h Other extracurricular activities? 5h No

If you answered "Yes" to any of the above, please explain If you need more space, use Part II

6a Does the organization receive any financial aid or assistance from a governmental agency? 6a Yes

b Has the organization's right to such aid ever been revoked or suspended? 6b No

If you answered "Yes" to either line 6a or line 6b, explain on Part II

7 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4 05

of Rev Proc 75-50, 1975-2 C B 587, covering racial nondiscrimination? If "No," explain on Part II 7 Yes

Paperwork Reduction Act Notice , see the Instructions for Form 990 or Form 990-EZ. Cat No 50085D Schedule E (Form 990 or 990-EZ ) ( 2016)

Schedule E (Form 990 or 990EZ) (2016) Page 2

Supplemental Information . Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable Also provideany other additional information (see instructions)


SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTSNATIONWIDE AND WORLDWIDE AND MEETS THE CRITERIA OF SECTION4 03 2(B) OF REVENUE PROCEDURE 75-50 THE UNIVERSITY FOLLOWS ARACIALLY NONDISCRIMINATORY POLICY AND PUBLISHES ITS RACIALLYNONDISCRIMINATORY POLICY ON THE UNIVERSITY WEBSITE, IN EACHSCHOOL'S COURSE CATALOG AND IN UNIVERSITY BROCHURES

SCHEDULE E, PART I, LINE 6 THE JOHNS HOPKINS UNIVERSITY RECEIVES NUMEROUS RESEARCHGRANTS AND CONTRACTS FROM VARIOUS GOVERNMENTAL AGENCIESAS WELL AS FUNDS FOR STUDENT AID


SCHEDULE F Statement of Activities Outside the United StatesOMB No 1545-0047

(Form 990)Complete if the organization answered "Yes" to Form 990,I- 2016

Part IV , line 14b , 15, or 16.

► Attach to Form 990 . ► See separate instructions. Open to PublicDepartment of the Trea^un ► Information about Schedule F (Form 990) and its instructions is at www. irs.gov/form990. InspectionInternal Res enue Sen ice



52-0595110

IL^ General Information on Activities Outside the United States . Complete if the organization answered "Yes" toForm 990, Part IV, line 14b.

For grantmakers .Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance's 9 Yes q No

For grantmakers . Describe in Part V the organization's procedures for monitoring the use of its grants and other assistanceoutside the United States

Activites per Region (The following Part I , line 3 table can be duplicated if additional space is needed )

(a) Region (b) Number of (c) Number of (d) Activities conducted in (e) If activity listed in (d) is a (f) Total expendituresoffices in the employees, agents, region (by type) (e g , program service, describe for and investments

region and independent fundraising, program specific type of in regioncontractors in services, investments, grants service(s) in region

region to recipients located in thereg ion )

1) See Add] Data

( 2)

( 3)

( 4)

( 5)

3a Sub-total 18 618 721,753,642

b Total from continuation sheets to 172 6,335 471,409,958Part I

c Totals (add lines 3a and 3b) 190 6,953 1,193,163,600For Paperwork Reduction Act Notice . see the Instructions for Form 990 . Cat No 50082W Schedule F (Form 990) 2016

Schedule F (Form 990) 2016 Page 2

Grants and Other Assistance to Organizations or Entities Outside the United States . Complete if the organization answered "Yes" to Form 990, PartIV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name oforganization

(b) IRS codesection

and EIN (ifa pp licable )

(c) Region (d) Purpose ofgrant

(e) Amount ofcash grant

(f) Manner ofcash

disbursement

(g) Amountof non-cashassistance

(h) Descriptionof non-cashassistance

(i) Method ofvaluation

(book, FMV,a pp raisal, other

( 1) See Add'I Data

( 2)

(3)

(4)

^5) Enter total numb er of recipient organizations listed above that are recog nized as charities by the foreign country, recognized as tax-(6) .

Enter total numb er of other or anizations or entitle . . . . . . . . . . . . . . . . . . . . . . .(7)

433

schedule E (Form 990) 2016(8)

(9)

( 10)

( 11)

( 12)

( 13)

( 14)

( 15)

( 16)


Grants and Other Assistance to Individuals Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance (b) Region (c) Number ofrecipients

(d) Amount ofcash grant

(e) Manner of cashdisbursement

(f) Amount ofnon-cashassistance

(g) Descriptionof non-cashassistance

(h) Method ofvaluation

(book, FMV,a pp raisal, other )

1) See Add'I Data

( 2)

( 3)

(4)

( 5)

( 6)

( 7)

(8)

(9)

( 10)

( 11)

( 12)

( 13)

( 14)

( 15)

( 16)

( 17)

( 18)

Schedule F (Form 990) 2016


Foreign Forms

1 Was the organization a U S transferor of property to a foreign corporation during the tax year? If "Yes, "theorganization may be required to file Form 926, Return by a U S Transferor of Property to a Foreign Corporation (seeInstructions for Form 926) 2 Yes q No

2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may berequired to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt ofCertain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U S Owner (seeInstructions for Forms 3520 and 3520-A)

q Yes No

3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," theorganization may be required to file Form 5471, Information Return of U S Persons with Respect to Certain ForeignCorporations (see Instructions for Form 5471)

9 Yes q No

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electingfund during the tax year? If "Yes,"the organization may be required to file Form 8621, Information Return by aShareholder of a Passive Foreign Investment Company or Qualified Electing Fund (see Instructions for Form 8621) 0 Yes q No

5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," theorganization may be required to file Form 8865, Return of U S Persons with Respect to Certain Foreign Partnerships(see Instructions for Form 8865)

D Yes q No

6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," theorganization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form5713) 9 Yes q No

Schedule F (Form 990) 2016



Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method;amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accountingmethod); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provideany additional information (see instructions).

ReturnReference

Explanation

PART I, THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS OF GRANTS AWARDEDLINE 2 TO THE UNIVERSITY, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC

AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVINGTHE PAYMENT SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVEREQUIREMENTS PRESCRIBED IN 2 CFR 200, AS APPLICABLE SUBRECIPIENTS EXEMPT 2 CFR 200 SINGLE AUDITREQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY THEFEDERAL AGENCIES OR PASS-THROUGH ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIRAGREEMENT

ReturnReference

Explanation

PART I, THE FORM 990 IS BASED ON FINANCIAL STATEMENTS THAT ARE PREPARED USING AN ACCRUAL ACCOUNTINGLINE 3 METHOD TO IDENTIFY EXPENDITURES FOR FOREIGN ACTIVITIES, THE UNIVERSITY ADDED REPORTING ATTRIBUTES

TO THE COST OBJECTS (OR ACCOUNTS) WHERE EXPENSE ACTIVITY IS RECORDED IN ORDER TO IDENTIFY THE IRSREGION AND ACTIVITY TYPE FOR EACH COST OBJECT THE EXPENSES REPORTED ARE THE DIRECT EXPENSES FORACTIVITIES CONDUCTED IN THE REGION BASED ON THE ACCOUNTING RECORDS INCLUDING TRAVEL DIRECTLYCHARGED TO THE ACTIVITIES FOR THE 2016 FORM 990, SCHEDULE F, PART I, THE UNIVERSITY IDENTIFIED CERTAINBUSINESS TRAVEL BETWEEN THE U S AND FOREIGN REGIONS THE AMOUNTS AVAILABLE FROM THE ACCOUNTINGRECORDS ARE IDENTIFIED ON LINE 3 AS "BUSINESS TRAVEL AND INCLUDE EXPENSES FOR EMPLOYEES TO ATTENDAND SPEAK AT SEMINARS AND CONFERENCES IN OTHER COUNTRIES AS WELL AS EXPENSES FOR TRAVEL RELATEDTO PROGRAM SERVICE ACTIVITIES TRAVEL EXPENSES WHICH WERE DIRECT EXPENSES FOR PROGRAM SERVICESOR FUNDRAISING ACTIVITIES CONDUCTED IN REGIONS ARE INCLUDED IN THE AMOUNT REPORTED FOR PROGRAMSERVICE AND FUNDRAISING EXPENDITURES BY REGION


PART III, COL (C) N/A


SCHEDULE F, PART I THE UNIVERSITY'S SCHOOL OF ADVANCED INTERNATIONAL STUDIES OFFERS GRADUATEGENERAL INFORMATION ON EDUCATION IN 3 PRIMARY LOCATIONS WASHINGTON, D C, BOLOGNA, ITALY AND NANJING, CHINAACTIVITIES OUTSIDE THE U S FOR SCHEDULE F REPORTING, FINANCIAL AID FOR STUDENTS ATTENDING SCHOOL AT THE

BOLOGNA OR NANJING LOCATIONS ARE REPORTED BY REGION

Additional Data

Software ID:

Software Version:

EIN: 52-0595110


Form 990 Schedule F Part I - Activities Outside The United States

(a) Region (b) Number of (c) Number of (d) Activities conducted (e) If activity listed in (d) (f) Total expendituresoffices in the employees or in region (by type) (i e , is a program service, for region

region agents in fundraising, program describe specific type ofregion services, grants to service(s) in region

recipients located in theregion)

CENTRAL AMERICA AND THE PROGRAM SERVICES GENERAL SERVICES & 181,135CARIBBEAN ADMINISTRATION

CENTRAL AMERICA AND THE 3 202 PROGRAM SERVICES AND INSTRUCTION & 26,926,458CARIBBEAN GRANTS SPONSORED RESEARCH

CENTRAL AMERICA AND THE BUSINESS TRAVEL N/A 556,316CARIBBEAN





CENTRAL AMERICA AND THE INVESTMENTS N/A 669,011,258CARIBBEAN

EAST ASIA AND THE PACIFIC STUDENT LOANS N/A 825,007

EAST ASIA AND THE PACIFIC 15 416 PROGRAM SERVICES AND INSTRUCTION & 22,581,713GRANTS SPONSORED RESEARCH





EAST ASIA AND THE PACIFIC PROGRAM SERVICES GENERAL SERVICES & 705,379ADMINISTRATION

EAST ASIA AND THE PACIFIC PROGRAM SERVICES PLANT OPERATIONS & 966,376MAINTENANCE

EAST ASIA AND THE PACIFIC BUSINESS TRAVEL N/A 5,978,536





EAST ASIA AND THE PACIFIC INVESTMENTS N/A 4,164,251

EUROPE (INCLUDING ICELAND STUDENT LOANS N/A 2,954,466& GREENLAND)

EUROPE (INCLUDING ICELAND 6 91 PROGRAM SERVICES AND INSTRUCTION & 9,704,450& GREENLAND) GRANTS SPONSORED RESEARCH





EUROPE (INCLUDING ICELAND PROGRAM SERVICES GENERAL SERVICES & 2,494,742& GREENLAND) ADMINISTRATION

EUROPE (INCLUDING ICELAND PROGRAM SERVICES STUDENT SERVICES 1,105,122& GREENLAND)

EUROPE (INCLUDING ICELAND PROGRAM SERVICES LIBRARIES 465,940& GREENLAND)





EUROPE (INCLUDING ICELAND PROGRAM SERVICES PLANT OPERATIONS & 895,812& GREENLAND) MAINTENANCE

EUROPE (INCLUDING ICELAND PROGRAM SERVICES STUDENT AID 8,844& GREENLAND)

EUROPE (INCLUDING ICELAND FUNDRAISING GENERAL SERVICES & 222,348& GREENLAND) ADMINISTRATION





EUROPE (INCLUDING ICELAND BUSINESS TRAVEL N/A 5,977,066& GREENLAND)

EUROPE (INCLUDING ICELAND INVESTMENTS N/A 83,443,361& GREENLAND)

MIDDLE EAST AND NORTH 1 4 PROGRAM SERVICES AND INSTRUCTION & 1,307,840AFRICA GRANTS SPONSORED RESEARCH





MIDDLE EAST AND NORTH BUSINESS TRAVEL N/A 668,504AFRICA

NORTH AMERICA 0 5 PROGRAM SERVICES AND INSTRUCTION & 2,913,853GRANTS SPONSORED RESEARCH

NORTH AMERICA BUSINESS TRAVEL N/A 722,835





RUSSIA AND NEIGHBORING 0 7 PROGRAM SERVICES AND INSTRUCTION & 144,052STATES GRANTS SPONSORED RESEARCH

RUSSIA AND NEIGHBORING BUSINESS TRAVEL N/A 164,061STATES

SOUTH AMERICA 2 14 PROGRAM SERVICES AND INSTRUCTION & 4,695,233GRANTS SPONSORED RESEARCH





SOUTH AMERICA BUSINESS TRAVEL N/A 848,584

SOUTH ASIA 25 1,793 PROGRAM SERVICES AND INSTRUCTION & 57,188,762GRANTS SPONSORED RESEARCH

SOUTH ASIA PROGRAM SERVICES GENERAL SERVICES & 1,100,029ADMINISTRATION





SOUTH ASIA BUSINESS TRAVEL N/A 1,904,548

SUB-SAHARAN AFRICA 138 4,421 PROGRAM SERVICES AND INSTRUCTION & 240,629,489GRANTS SPONSORED RESEARCH

SUB-SAHARAN AFRICA PROGRAM SERVICES GENERAL SERVICES & 662,482ADMINISTRATION





SUB-SAHARAN AFRICA BUSINESS TRAVEL N/A 7,684,573

SUB-SAHARAN AFRICA INVESTMENTS N/A 33,360,175

Form 990 Schedule F Part II - Grants or Entities Outside The United States

(b) IRS code (h) Description (1) Method of

(a) Name of section (d) Purpose of (e) Amount of(f) Manner of Amount ofnt(g)

ofvaluation

organization and EIN(if(c) Region

grant cash grantcash -

non-cash( book, FMVFMV,

applicablcablee))disbursement assistance

assistanceapp raisal,other)

CENTRAL SPONSORED 634,419 WIRE TRANSFER N/A N/AAMERICA AND RESEARCH -THE CARIBBEAN SUB AWARD





ofvaluation










(a) Name of section (d) Purpose of (e) Amount of(f) Manner Amount ofnt

ofvaluation


grant cash grantcash non-cash

non-cash(book, FMVFMV,

applicablecable)applicable)disbursement

assistanceappraisal,other)

CENTRAL SPONSORED 93,193 WIRE TRANSFER N/A N/AAMERICA AND RESEARCH-THE CARIBBEAN SUB AWARD





ofvaluation











ofvaluation



non cash( book, FMVFMV,

applicable)disbursement assistance


EAST ASIA SPONSORED 959,411 WIRE TRANSFER N/A N/AAND THE RESEARCH-PACIFIC SUB AWARD





ofvaluation










(a) Name of section ( d) Purpose of (e) Amount of(f) Manner of Amount ofnt(g)

ofvaluation

organization and EIN(if( c) Region



applicabl

ecable)applicab l e)disbursement


EAST ASIA SPONSORED 97,510 WIRE TRANSFER N/A N/AAND THE RESEARCH - SUBPACIFIC AWARD



(b) IRS code ( h) Description ( 1) Method of


ofvaluation


grant cash grantcash non - cash


applicabl






(b) IRS code ( h) Description ( 1) Method of


ofvaluation




applicabl






(b) IRS code ( h) Description (1) Method of


ofvaluation




applicabl






(b) IRS code (h) Description ( 1) Method of


ofvaluation




applicabl








ofvaluation




applicabl








ofvaluation










(a) Name of section (d) Purpose of (e) Amount of(f) Manner of (g) Amount of

ofvaluation

organization and EIN(if (c) Regiongrant cash grant

cash non-cashnon-cash

(book, FMV,



EUROPE SPONSORED 1,290,145 WIRE TRANSFER N/A N/A(INCLUDING RESEARCH-ICELAND & SUB AWARDGREENLAND)

EUROPE SPONSORED 928,179 WIRE TRANSFER N/A N/A(INCLUDING RESEARCH-ICELAND & SUB AWARDGREENLAND)




ofvaluation



(book, FMV,








ofvaluation


grant cash grantcash -non-cash


applicable)disbursement


MIDDLE EAST SPONSORED 467,790 WIRE TRANSFER N/A N/AAND NORTH RESEARCH-AFRICA SUB AWARD





ofvaluation










(a) Name of section (d) Purpose of (e) Amount of(f) Manner of Amountnt of(g)

ofvaluation






MIDDLE EAST SPONSORED 27,999 WIRE TRANSFER N/A N/AAND NORTH RESEARCH - SUBAFRICA AWARD




(a) Name of section (d) Purpose of (e) Amount of(f) Manner of Amountnt of(g)

ofvaluation









(b) IRS code (h) Description (1) Method ofhod

(a) Name of section (d) Purpose of (e) Amount of(f) Man ner of (g) Amount of

ofvaluation

organization EIN(ifand(c) Region

grant cash grantcash non cash

non-cash( book, FMV,

cable)applicable)

disbursement assistanceassistance

appraisal,other)

NORTH SPONSORED 1,107,716 WIRE TRANSFER N/A N/AAMERICA RESEARCH-

SUB AWARD

NORTH SPONSORED 500,000 WIRE TRANSFER N/A N/AAMERICA RESEARCH-

SUB AWARD



(a) Name of section (d) Purpose of (e) Amount of(f) Manner ofn ofAmountAm

ofvaluation


grant cash grantca non


applicablecable))disbursement assistance



SUB AWARD


SUB AWARD




ofvaluation







SUB AWARD


SUB AWARD




ofvaluation




applicablcablee))disbursement



SUB AWARD


SUB AWARD




ofvaluation







SUB AWARD


SUB AWARD




ofvaluation



(book, FMV,



NORTH AMERICA SPONSORED 10,436 WIRE TRANSFER N/A N/ARESEARCH-SUB AWARD

RUSSIA AND SPONSORED 128,360 WIRE TRANSFER N/A N/ANEIGHBORING RESEARCH-STATES SUB AWARD




ofvaluation



(book, FMV,



RUSSIA AND SPONSORED 15,048 WIRE TRANSFER N/A N/ANEIGHBORING RESEARCH-STATES SUB AWARD

SOUTH AMERICA SPONSORED 762,580 WIRE TRANSFER N/A N/ARESEARCH-SUB AWARD




ofvaluation






SOUTH SPONSORED 552,873 WIRE TRANSFER N/A N/AAMERICA RESEARCH-

SUB AWARD


SUB AWARD




ofvaluation







SUB AWARD


SUB AWARD


(b) IRS code (h) Description (i) Method of


ofvaluation



non-cash(book, FMV,




SUB AWARD

SOUTH ASIA SPONSORED 2,466,831 WIRE TRANSFER N/A N/ARESEARCH-SUB AWARD



(a) Name of section (d) Purpose of (e) Amount of(f) Mann er of (g) Amount of

ofval uation



non-cash( book, FMV,








ofvaluation


grant cash grantca -non

non cash(book, FMVFMV,



SOUTH ASIA SPONSORED 980,702 WIRE TRANSFER N/A N/ARESEARCH - SUBAWARD





ofvaluation









(b) IRS code (h) Description()Method of


ofvaluation



non-cash(book, FMV,



SUB-SAHARAN SPONSORED 4,063,685 WIRE TRANSFER N/A N/AAFRICA RESEARCH-

SUB AWARD


SUB AWARD




ofvaluation



non-cash(book, FMV,




SUB AWARD


SUB AWARD




ofvaluation



non-cash(book, FMV,




SUB AWARD

SUB-SAHARAN SPONSORED 961,107 WIRE TRANSFER N/A N/AAFRICA RESEARCH-

SUB AWARD




ofvaluation



(book, FMV,




SUB AWARD


AWARDSUB




ofvaluation



(book, FMV,




SUB AWARD

SUB-SAHARAN SPONSORED 96,178 WIRE TRANSFER N/A N/AAFRICA RESEARCH -

SUB AWARD




ofvaluation



(book, FMV,




SUB AWARD


SUB AWARD




ofvaluation



(book, FMV,




SUB AWARD

Form 990 Schedule F Part III - Grants and Assistance to Individuals Outside The U S

(a) Type of grant (b) Region (c)Number (d) Amount of (e) Manner of cash (f) Amount of (g) Description of (h) Method ofor assistance of cash grant disbursement non-cash non-cash valuation (book,

recipients assistance assistance FMV, appraisal,other)

HONORARIA EAST ASIA AND 13 13,400 WIRE TRANSFER N/A N/A

THE PACIFIC

HONORARIA EUROPE 65 66,885 WIRE TRANSFER N/A N/A

(INCLUDINGICELAND &GREENLAND)


(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of cash (f) Amount of (g) Description ofassistance of cash grant disbursement non-cash non-cash

recipients assistance assistance

(h) Method ofvaluation (book,FMV, appraisal,

other)

HONORARIA 1NORTH 38 36,604 WIRE TRANSFER N/A N/A

AMERICA

HONORARIA SOUTH ASIA 4 8,500 WIRE TRANSFER N/A N/A




HONORARIA ISUB-SAHARAN 2,465 WIRE TRANSFER N/A

HONORARIA

1MIDDLE EASTAND NORTH

10,950 WIRE TRANSFER N/A


other)


(a) Type of grant (b) Region (c)Number (d) Amount of (e) Manner of (f) Amount of (g) Description of (h) Method ofor assistance of cash grant cash disbursement non-cash non-cash valuation (book,


HONORARIA RUSSIA AND 1 853 WIRE TRANSFER N/A N/A

NEIGHBORINGSTATES

HONORARIA SOUTH AMERICA 8 6,525 WIRE TRANSFER N/A N/A


(a) Type of grant or (b) Region (c)Number (d) Amount of (e) Manner of (f) Amount of (g) Description of (h) Method ofassistance of cash grant cash disbursement non-cash non-cash valuation (book,


HONORARIA CENTRAL 2 700 WIRE TRANSFER N/A N/A

AMERICA ANDTHE CARIBBEAN

SCHOLARSHIPS EUROPE 38 697,511 CREDIT TO N/A N/A

(INCLUDING STUDENT A/R

ICELAND &GREENLAND)





other)

SCHOLARSHIPS EAST ASIA 64 1,046,741 CREDIT TO N/A

AND THE STUDENT A/R

PACIFIC

l efile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93493130025118

SCHEDULE G Supplemental Information Regarding OMB No 1545-0047

(Form 990 or 990-EZ)

2016Fundraising or Gaming ActivitiesComplete if the organization answered " Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the

organization entered more than $15 , 000 on Form 990-EZ , line 6aOpen to Public

Department of the Trea^un ' Attach to Form 990 or Form 990-EZ.InspectionInternal Revenue Service 'Information about Schedule G (Form 990 or 990 - EZ) and its instructions is at www ors gov/form990.

Name of the organization Employer identification numberJOHNS HOPKINS UNIVERSITY

52-0595110

Fundraising Activities . Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

1 Indicate whether the organization raised funds through any of the following activities Check all that apply

a ./ Mail solicitations e ./ Solicitation of non-government grants

b ./ Internet and email solicitations f ./ Solicitation of government grants

c ./ Phone solicitations g ./ Special fundraising events

d R-/ In-person solicitations

2a Did the organization have a written or oral agreement with any individual (including officers, directors, trusteesor key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? 0 Yes El No

b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser isto be compensated at least $5,000 by the organization

(i) Name and address of (ii) Activity (iii) Did (iv) Gross receipts (v) Amount paid to (vi) Amount paid toindividual fundraiser have from activity (or retained by) (or retained by)

or entity (fundraiser) custody or fundraiser listed in organizationcontrol of col (i)

contributions?Yes No

1 TELEMARKETINGRUFFALO NOEL LEVITZ SERVICES FOR1025 KIRKWOOD PARKWAY ANNUAL GIVINGSW PROGRAMS No 1,269,061 756,750 512,311

CEDAR RAPIDS, IA524063018

2 FUNDRAISINGTHE WHELAN GROUP CONSULTANT315 W 36TH STREET No 0 242,280 -242,280

NEW YORK, NY 100183

4

5

6

7

8

9

10

Total ► 1,269,061 999,030 270,031

3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration orlicensing

MD, AL, AK, AR , AZ, CA, CT, CO, DE, FL , GA, HI, ID , IL, IN, IA, KS , KY, LA, ME, MS , MO, MA , MI, MN, MT, NE, NV , NH, NM , NJ, NY, NC, ND , OH, OK,OR, PA , RI, SC, SD, TN , TX, UT, VT, VA, WA, WV, WI, WY, DC----------------------- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

For Paperwork Reduction Act Notice , see the Instructions for Form 990 or 990 -EZ. Cat No 50083H Schedule G ( Form 990 or 990-EZ 2016

Schedule G (Form 990 or 990-EZ) 2016 Page 2

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported morethan $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events withgross receipts greater than $5,000.

(a)Event #1 (b) Event #2 (c)Other events (d)Total events

LAUGHTER IS THE FIESTA 5K 8 (add col (a) throughBEST MEDICINE (event type) (total number) col (c))

(event type)

1 Gross receipts . 565,000 271,000 1,164,000 2,000,000

2 Less Contributions . 498,000 233,000 921,000 1,652,000

3 Gross income (line 1 minusline 2) 67,000 , 38,000 243,000 , 348,000

4 Cash prizes 0 1,000 1,000

W5 Noncash prizes 0 0 20,000 20,000

6 Rent/facility costs . 18,000 0 98,000 116,000

C 7 Food and beverages 61,000 0 80,000 141,000

8 Entertainment 8,000 1,000 9,000

9 Other direct expenses . 41,000 60,000 41,000 142,000

10 Direct expense summary Add lines 4 through 9 in column (d) ► 429,000

11 Net income summary Subtract line 10 from line 3, column (d) ► -81,000

Gaming . Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000on Form 990-EZ, line 6a.

(a) Bingo (b) Pull tabs/Instant(c) Other gaming (d) Total gaming (add

bingo/progressive bingo col (a) through col (c))

1 Gross revenue

uy2 Cash prizes

ti

3 Noncash prizes

ry 4 Rent/facility costs

5 Other direct expenses

q Yes------------- % q Yes----------------- q Yes--------------- - - -

6 Volunteer labor q No q No q No

7 Direct expense summary Add lines 2 through 5 in column (d) ►

8 Net gaming income summary Subtract line 7 from line 1, column (d). ►

9 Enter the state(s) in which the organization conducts gaming activities

a Is the organization licensed to conduct gaming activities in each of these states?

b If "No," explain

-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

10a Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? q Yes q Nob If "Yes," explain

q Yes q No

Schedule G (Form 990 or 990-EZ) 2016

Schedule G (Form 990 or 990-EZ) 2016 Page 3

11 Does the organization conduct gaming activities with nonmembers? q Yes q No

12 Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entityformed to administer charitable gaming?

q Yes q No13 Indicate the percentage of gaming activity conducted in

a The organization's facility 13a %

b An outside facility 13b %

14 Enter the name and address of the person who prepares the organization's gaming/special events books and records

Name ►

Address ► -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

15a Does the organization have a contract with a third party from whom the organization receives gaming

revenueq Yes q No

b If "Yes," enter the amount of gaming revenue received by the organization ► $ and the

amount of gaming revenue retained by the third party ► $

c If "Yes," enter name and address of the third party

Name ► --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

Address ►

16 Gaming manager information

Name ►Gaming manager compensation ► $

-------------------------------Description of services provided ►

q Director/officer q Employee q Independent contractor

17 Mandatory distributions

a Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license?q Yes q No

b Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year 10, $

Supplemental Information . Provide the explanations required by Part I, line 2b, columns (iii) and (v); and PartIII, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additionalinformation (see instructions).


SCHEDULE G, PART I, LINE 2B, COLUMN (V) RUFFALO NOEL LEVITZ PROVIDES A TELEMARKETING SERVICE TO JHU IN WHICH THERE IS A STATEDCONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN QUARTERLYPAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES OTHER FUNDRAISING EXPENSES AREBILLED SEPARATELY DURING THE MONTH INCURRED FOR FISCAL YEAR ENDED JUNE 30, 2017, THEUNIVERSITY PAID RUFFALO NOEL LEVITZ $756,750 FOR PROFESSIONAL FUNDRAISING SERVICES,AND $27,403 FOR OTHER FUNDRAISING EXPENSES, INCLUDING PRINTING, PAPER, POSTAGE THEAGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONALFUNDRAISING SERVICES AND EXPENSE PAYMENTS OR REIMBURSEMENTS THE WHELAN GROUPPROVIDES CONSULTING SERVICE TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THEFISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN MONTHLY PAYMENTS FOR PROFESSIONALFUNDRAISING SERVICES OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THEMONTH INCURRED FOR FISCAL YEAR ENDED JUNE 30, 2017, THE UNIVERSITY PAID THE WHELANGROUP $242,280 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $6,424 FOR OTHERFUNDRAISING EXPENSES, INCLUDING SUPPLIES AND TRAVEL REIMBURSEMENTS THE AGREEMENTAND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISINGSERVICES AND EXPENSE PAYMENTS OR REIMBURSEMENTS

Schedule G (Form 990 or 990-EZ) 2016

l efile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93493130025118

Schedule I OMB No 1545-0047

(Form 990) Grants and Other Assistance to Organizations,2016Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990 , Part IV, line 21 or 22.

Department of the ► Attach to Form 990.Treasury ► Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990 .

Internal Revenue Service

Name of the organization Employer identification number

JOHNS HOPKINS UNIVERSITY52-0595110

General Information on Grants and Assistance

1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, andthe selection criteria used to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . 9 Yes q No

2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States

IL^l Grants and Other Assistance to Domestic Organizations and Domestic Governments . Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than 15.000 Part II can he duplicated if additional space is needed

(a) Name and address of (b) EIN (c) IRC section (d) Amount of cash (e) Amount of non- (f) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance

or government assistance other)


For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50055P Schedule I ( Form 990) 2016

2 Enter total number of section 501 ( c)(3) and government organizations listed in the line 1 table . . . . . . . . . . . . . . . . ► 456

3 Enter total number of other organizations listed in the line 1 table . . . . . . . . . . . . . . . . . . . . . . . ► 376

Schedule I (Form 990) 2016 Page 2

Grants and Other Assistance to Domestic Individuals . Complete if the organization answered "Yes" on Form 990, Part IV, line 22Part III can be du p licated if additional s pace is needed

(a) Type of grant or assistance (b) Number ofrecipients

( c) Amount ofcash grant

(d) Amount ofnon-cash assistance

( e) Method of valuation (book,FMV, appraisal, other)

(f) Description of non-cash assistance

( 1) FELLOWSHIPS 2189 29,415,936 N/A N/A

( 2) HONORARIA 2545 2 , 516,540 N/A N/A

( 3) ACADEMIC AWARDS 1601 2,279,965 N/A N/A

( 4) SCHOLARSHIPS 11419 305,648,349 N/A N/A

(4)

(5)

(6)

(7)

Supplemental Information . Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.


PART I, LINE 2 DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U S THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICEPAYMENTS TO SUBRECIPIENTS, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THEPRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE THIS VERIFICATION INCLUDES SIGN OFF BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THEINVOICE APPROVING IT FOR PAYMENT SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS ASPRESCRIBED IN 2 CFR 200, AS APPLICABLE SUBRECIPIENTS EXEMPT FROM 2 CFR 200 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDSAVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT

Schedule I (Form 990) 2016

Additional Data

Software ID:

Software Version:

EIN: 52-0595110


Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments.



2 CIRCLE INC 45-3989137 387,077 0 N/A N/A RESEARCH SPONSORED22099 THREE NOTCH ROAD SUB-AWARDLEXINGTON PARK, MD 20653

21ST CENTURY SYSTEMS AND 47-1334357 199,250 0 N/A N/A RESEARCH SPONSOREDSOFTWARE SOLUTIONS LLC SUB-AWARD3791 RAISNER COURTWHITE PLAINS, MD206953427




99999 CONSULTING LLC 45-5428863 148,475 0 N/A N/A RESEARCH SPONSORED7032 BRADWOOD COURT SUB-AWARDSPRINGFIELD, VA 22151

AAI CORPORATION DBA 52-0583724 1,536,459 0 N/A N/A RESEARCH SPONSOREDTEXTRON SYSTEMS SUB-AWARDUNMANNED SYSTEMS124 INDUSTRY LANEHUNT VALLEY, MD 210303342




ABINGTON MEMORIAL 23-1352152 501(C)(3) 15,616 0 N/A N/A RESEARCH SPONSOREDHOSPITAL SUB-AWARD1200 OLD YORK RDABINGTON,PA 190013720

ABSL POWER SOLUTIONS INC 20-3905678 541,042 0 N/A N/A RESEARCH SPONSOREDDBA ABSL SPACE PRODUCTS SUB-AWARD1751 S FORDHAM STREETLONGMONT, CO 80503




ABT ASSOCIATES INC 04-2347643 119,833 0 N/A N/A RESEARCH SPONSORED55 WHEELER ST SUB-AWARDCAMBRIDGE, MA 02138

AC CENTER INC 16-1356734 501(C)(3) 39,933 0 N/A N/A RESEARCH SPONSORED259 MONROE AVE SUB-AWARDROCHESTER, NY 14607




ACADEMYHEALTH 52-1260918 501(C)(3) 42,500 0 N/A N/A RESEARCH SPONSORED1150 17TH ST NW SUITE 600 SUB-AWARDWASHINGTON, DC 20036

ACREE TECHNOLOGIES INC 20-1250852 39,997 0 N/A N/A RESEARCH SPONSORED1980D OLIVERA ROAD SUB-AWARDCONCORD, CA 945205454




ADCOLE CORPORATION 04-2224182 59,715 0 N/A N/A RESEARCH SPONSOREDPO BOX 39 SUB-AWARDMARLBOROUGH, MA 01752

ADVANCED ACOUSTIC 20-4992653 30,813 0 N/A N/A RESEARCH SPONSOREDCONCEPTS LLC SUB-AWARD425 OSER AVENUEHAUPPAUGE,NY 11788




ADVANCED THERMAL 20-4535859 22,852 0 N/A N/A RESEARCH SPONSOREDBATTERIES INC SUB-AWARD107 BEAVER COURTCOCKEYSVILLE, MD210302152

AEROJET ROCKETDYNE INC 95-1751500 1,733,770 0 N/A N/A RESEARCH SPONSOREDPO BOX 201452 SUB-AWARDDALLAS, TX 753201452




AEROSPACE CORPORATION 95-2102389 501(C)(3) 101,328 0 N/A N/A RESEARCH SPONSOREDPO BOX 881870/GSAW SUB-AWARDLOS ANGELES, CA 90009

AGILENT TECHNOLOGIES 77-0518772 144,000 0 N/A N/A RESEARCH SPONSORED2850 CENTERVILLE RD SUB-AWARDWILMINGTON, DE 198081644




AKIN INC 38-4005385 160,462 0 N/A N/A RESEARCH SPONSORED1782 21ST AVENUE SUB-AWARDSAN FRANCISCO, CA 94122

ALABAMA DEPARTMENT OF 63-6000619 115 101,207 0 N/A N/A RESEARCH SPONSOREDEDUCATION SUB-AWARD50 N RIPLEY STMONTGOMERY, AL 361302101




ALAMEDA HEALTH SYSTEMS 94-3302014 115 31,106 0 N/A N/A RESEARCH SPONSORED1411 E 31ST ST SUB-AWARDOAKLAND, CA 94602

ALBERT EINSTEIN COLLEGE OF 47-2209056 501(C)(3) 345,069 0 N/A N/A RESEARCH SPONSOREDMEDICINE SUB-AWARD1300 MORRIS PARK AVEBRONX, NY 10461




ALION SCIENCE & 54-2061691 121,555 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY CORPORATION SUB-AWARD1000 BURR RIDGE PKWYBURR RIDGE, IL 60527

ALL HAZARDS CONSORTIUM 26-0275096 167,571 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD7360 GUILFORD DRIVEFREDERICK, MD 21704




ALLEGHENY SINGER 25-1320493 501(C)(3) 28,952 0 N/A N/A RESEARCH SPONSOREDRESEARCH INSTITUTE SUB-AWARDPO BOX 951765CLEVELAND, OH 44193

ALLIANT TECHSYSTEMS 27-4026908 23,541 0 N/A N/A RESEARCH SPONSOREDOPERATIONS LLC SUB-AWARD55 THIOKOI ROADELKTON, MD 21921




ALMAC CLINICAL SERVICES 23-2857741 24,218 0 N/A N/A RESEARCH SPONSOREDLLC SUB-AWARD2661 AUDUBON RDAUDUBON,PA 19403

ALTERA CORPORATION 77-0016691 131,282 0 N/A N/A RESEARCH SPONSORED5525 TWIN KNOLLS RD SUB-AWARDCOLUMBIA, MD 21045




AMAZON WEB SERVICES LLC 20-4938068 30,845 0 N/A N/A RESEARCH SPONSORED410 TERRY AVENUE NORTH SUB-AWARDSEATTLE, WA 981095210

AMERICAN BAR ASSOCIATION 36-0723150 501(C)(6) 101,980 0 N/A N/A RESEARCH SPONSORED1050 CONNECTICUT AVE SW SUB-AWARDSUITE 400WASHINGTON, DC 20036


(a) Name and address oforganization

or government

(b) EIN (c) IRC sectionif applicable

(d) Amount of cashgrant

(e) Amount of non-cash

assistance

(f) Method of valuation(book, FMV, appraisal,

other)

(g) Description ofnon-cash assistance

(h) Purpose of grantor assistance

AMERICAN CANCER SOCIETY 13-1788491 501(C)(3) 19,710 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD250 WILLIAMS ST NW SUITE400ATLANTA, GA 303031002

AMERICAN COLLEGE OF 74-1685515 501(C)(6) 168,497 0 N/A N/A RESEARCH SPONSOREDNURSE MIDWIVES SUB-AWARD8403 COLESVILLE RD SUITE1550SILVER SPRING, MD209106374




AMERICAN COLLEGE OF 36-2217981 501(C)(3) 97,890 0 N/A N/A RESEARCH SPONSOREDOBSTETRICIANS SUB-AWARD409 12TH ST SWWASHINGTON, DC 20024

AMERICAN COLLEGE OF 36-2192800 501(C)(3) 111,353 0 N/A N/A RESEARCH SPONSOREDSURGEONS SUB-AWARD633 N ST CLAIRE STCHICAGO, IL 60611




AMERICAN INSTITUTES FOR 25-0965219 501(C)(3) 12,093 0 N/A N/A RESEARCH SPONSOREDRESEARCH SUB-AWARD1000 THOMAS JEFFERSON STNWWASHINGTON, DC 20007

AMERICAN SYSTEMS 54-0962497 34,931 0 N/A N/A RESEARCH SPONSOREDCORPORATION SUB-AWARDPO BOX 221201CHANTILLY, VA 201531201




AMERICAN UNIVERSITY 53-0196549 501(C)(3) 78,340 0 N/A N/A RESEARCH SPONSORED4400 MASSACHUSETTS AVE SUB-AWARDNWWASHINGTON, DC 200168066

AMJR CONSULTING DBA 47-1324531 50,875 0 N/A N/A RESEARCH SPONSOREDOPENEDSIM SUB-AWARD1012 WILMINGTON WAYREDWOOD CITY, CA 94062




ANDERSON MATRIX 26-2489155 221,216 0 N/A N/A RESEARCH SPONSOREDCONSULTING SUB-AWARD115 EMERALD CHASE CIRCLEJOHNSON CITY, TN 37615

ANTHEM ENGINEERING LLC 46-2821408 965,994 0 N/A N/A RESEARCH SPONSORED8756 BLAZING BROOK WAY SUB-AWARDELKRIDGE, MD 21075




AOAC INTERNATIONAL 53-0029357 501(C)(3) 379,971 0 N/A N/A RESEARCH SPONSORED2275 RESEARCH BLVD 300 SUB-AWARDROCKVILLE, MD 20860

APPLICATIONS SOFTWARE 36-4038140 254,101 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY CORPORATION SUB-AWARD1755 PARK STREET SUITE 100NAPERVILLE,IL 60563


(a) Name and address of ( b) EIN (c ) IRC section (d) Amount of cash (e) Amount of non- (f ) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance


APPLIED AEROSPACE 36-4004211 1,290,074 0 N/A N/A RESEARCH SPONSOREDSTRUCTURES CORP SUB-AWARDPO BOX 6189STOCKTON, CA 95206

APPLIED COHERENT 54-1534159 1,608,589 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY CORPORATION SUB-AWARD112 ELDEN STREETHERNDON,VA 20170


(a) Name and address of ( b) EIN (c ) IRC section (d) Amount of cash (e) Amount of non- (f ) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance


APPLIED MATHEMATICS INC 06-1023352 50,000 0 N/A N/A RESEARCH SPONSORED1622 ROUTE 12 SUB-AWARDGALES FERRY, CT 063350637

APPLIED RESEARCH 31-1139329 5,100 0 N/A N/A RESEARCH SPONSOREDASSOCIATES SUB-AWARD1750 COMMERCE CENTERBLVD NORTHFAIRBORN,OH 45324



or government




assistance


other)



APPLIED RESEARCH 85-0276434 33,883 0 N/A N/A RESEARCH SPONSOREDASSOCIATES INC SUB-AWARD4300 SAN MATEO BLVD NEALBUQUERQUE, NM871101295

ARKANSAS CHILDREN'S 71-0694931 501(C)(3) 48,321 0 N/A N/A RESEARCH SPONSOREDHOSPITAL RESEARCH SUB-AWARDINSTITUTE1 CHILDRENS WAY FINANCIALSERVICESLITTLE ROCK, AR 722023591


(a) Name and address of ( b) EIN (c) IRC section (d) Amount of cash (e) Amount of non- (f ) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal , non-cash assistance or assistance


ARIUM AE LLC 27-4165417 13,468 0 N/A N/A RESEARCH SPONSORED5537 TWIN KNOLLS ROAD SUB-AWARDCOLUMBIA, MD 210453270

ARIZONA ALLIANCE OF 86-0494702 501(C )( 3) 94,753 0 N/A N/A RESEARCH SPONSOREDCOMMUNITY HEALTH SUB-AWARD700 E JEFFERSON ST SUITE100PHOENIX, AZ 85034




ARIZONA STATE UNIVERSITY 86-0196696 115 419,510 0 N/A N/A RESEARCH SPONSOREDPO BOX 873503 SUB-AWARDTEMPE,AZ 852873503

ARRIS A DESIGN STUDIO INC 32-0094062 7,858 0 N/A N/A RESEARCH SPONSORED111 WATER STREET SUITE 300 SUB-AWARDBALTIMORE, MD 21202




AS AND D LLC 46-0504469 56,466 0 N/A N/A RESEARCH SPONSORED7000 MULRKLRK MEADOWS SUB-AWARDDRIVE SUITE100BELTSVILLE, MD 20705

ASSETTINC 54-2025171 77,363 0 N/A N/A RESEARCH SPONSORED11220 ASSETT LOOP SUB-AWARDMANASSAS, VA 201097914




ASSOCIATION OF MATERNAL 52-1529448 501(C)(3) 20,764 0 N/A N/A RESEARCH SPONSOREDAND CHILD HEALTH SUB-AWARD2030 M STEET NWWASHINGTON, DC 20036

ASTOR SERVICES FOR 14-1397918 501(C)(3) 74,365 0 N/A N/A RESEARCH SPONSOREDCHILDREN FAMILIES SUB-AWARD6339 MILL STRHINEBECK,NY 125721427




ATA AEROSPACE LLC 20-5672118 148,627 0 N/A N/A RESEARCH SPONSORED7474 GREEN WAY CENTER SUB-AWARDDRIVEGREENBELT, MD 20770

ATK SPACE SYSTEMS INC 33-0517898 18,846 0 N/A N/A RESEARCH SPONSORED6033 E BANDINI BLVD SUB-AWARDCOMMERCE, CA 900402904




ATLANTIC GENERAL HOSPITAL 52-1656507 501(C)(3) 7,500 0 N/A N/A RESEARCH SPONSORED10320 OLD OCEAN CITY BLVD SUB-AWARDBERLIN, MD 21811

AUBURN UNIVERSITY 63-6000724 115 35,747 0 N/A N/A RESEARCH SPONSORED115 QUAD COURT SUB-AWARDAUBURN, AL 36849




AUGUSTA UNIVERSITY 58-1418202 501(C)(3) 17,022 0 N/A N/A RESEARCH SPONSOREDRESEARCH INSTITUTE INC SUB-AWARDPO BOX 945552ATLANTA,GA 30394

AVENIR HEALTH INC 20-4816286 501(C)(3) 396,019 0 N/A N/A RESEARCH SPONSORED41A NEW LONDON TURNPIKE SUB-AWARDGLASTONBURY, CT 06033




AZURE SUMMIT TECHNOLOGY 26-0528644 624,216 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD3050 CHAIN BRIDGE ROADFAIRFAX,VA 220302834

BACK NINE ENGINEERING INC 20-5997219 121,454 0 N/A N/A RESEARCH SPONSORED11800 BRISTOLWOOD SUB-AWARDTERRACELAUREL, MD 207083182




BAE SYSTEMS IESI 52-2268742 445,810 0 N/A N/A RESEARCH SPONSORED65 SPIT BROOK RD SUB-AWARDNASHUA,NH 030610868

BAE SYSTEMS TECHNOLOGY 22-2466421 32,121 0 N/A N/A RESEARCH SPONSOREDSOLUTIONS & SERVICES INC SUB-AWARD14000 GEORGIA AVESILVER SPRING, MD 20906


(a) Name and address of ( b) EIN (c ) IRC section ( d) Amount of cash ( e) Amount of non- (f) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash ( book, FMV, appraisal , non-cash assistance or assistance


BALL STATE UNIVERSITY 35-6000221 115 72,740 0 N/A N/A RESEARCH SPONSORED2000 UNIVERSITY AVE SUB-AWARDMUNCIE , IN 473061022

BALTIMORE CITY PUBLIC 52-2064235 115 30,470 0 N/A N/A RESEARCH SPONSOREDSCHOOLS SUB-AWARD200 E NORTH AVEBALTIMORE , MD 21202




BANNER GOOD SAMARITAN 86-0492210 501(C)(3) 12,915 0 N/A N/A RESEARCH SPONSOREDMEDICAL CENT SUB-AWARD901 E WILLETTA STPHOENIX, AZ 85006

BANYAN BIOMARKERS INC 20-1449566 5,440 0 N/A N/A RESEARCH SPONSORED13400 PROGRESS BLVD SUB-AWARDALACHUA,FL 32615




BAPTIST HEALTH SOUTH 65-0267668 501(C)(3) 6,421 0 N/A N/A RESEARCH SPONSOREDFLORIDA INC SUB-AWARD1500 SAN REMO AVE SUITE350MIAMI,FL 33143

BARBARA ANN KARMANOS 38-1613280 501(C)(3) 8,375 0 N/A N/A RESEARCH SPONSOREDCANCER CENTER SUB-AWARD4100 JOHN RDETROIT, MI 48201




BAYLOR COLLEGE OF 74-1613878 501(C)(3) 1,595,897 0 N/A N/A RESEARCH SPONSOREDMEDICINE SUB-AWARDONE BAYLOR PLAZA BCM505HOUSTON, TX 77030

BAYLOR UNIVERSITY 74-1159753 501(C)(3) 83,434 0 N/A N/A RESEARCH SPONSOREDPO BOX 97048 SUB-AWARDWACO,TX 767987048




BECK POWELL & PARSONS INC 52-0957991 12,057 0 N/A N/A RESEARCH SPONSORED29 WEST SUSQUEHANNA AVE SUB-AWARDTOWSON, MD 212045217

BELMERO INC 27-5303664 349,200 0 N/A N/A RESEARCH SPONSORED8362 TAMARACK VIG 119-214 SUB-AWARDWOODBURY, MN 55125




BETH ISRAEL DEACONESS 04-2103881 501(C)(3) 14,600 0 N/A N/A RESEARCH SPONSOREDMEDICAL CENTER SUB-AWARD330 BROOKLINE AVEBOSTON, MA 02215

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BIOMEDICAL RESEARCH 36-2229561 501(C)(3) 971,414 0 N/A N/A RESEARCH SPONSOREDINSTITUTE SUB-AWARD12111 PARKLAWN DRIVEROCKVILLE, MD 20852

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BOSTON UNIVERSITY 04-2103547 501(C)(3) 2,107,304 0 N/A N/A RESEARCH SPONSORED25 BUICK ST SUB-AWARDBOSTON, MA 02215




BRIGHAM AND WOMEN'S 04-2312909 501(C)(3) 730,431 0 N/A N/A RESEARCH SPONSOREDHOSPITAL INC SUB-AWARD75 FRANCIS STBOSTON, MA 02115

BRIMROSE TECHNOLOGY CORP 74-3239111 18,281 0 N/A N/A RESEARCH SPONSORED19 LOVETON CIRCLE SUB-AWARDSPARKS, MD 21152




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CALIFORNIA INSTITUTE OF 95-1643307 501(C)(3) 903,928 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY SUB-AWARD1200 E CALIFORNIA BLVDPASADENA, CA 91125




CALIFORNIA PACIFIC MEDICAL 94-0562680 501(C)(3) 8,270 0 N/A N/A RESEARCH SPONSOREDCENTER SUB-AWARD475 BRANNAN ST SUITE 220SAN FRANCISCO, CA 94107

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CANNON WASHINGTON INC 52-1236668 4,594,939 0 N/A N/A RESEARCH SPONSORED1560 WILSON BLVD SUB-AWARDARLINGTON, VA 22209

CARBON-CARBON ADVANCED 75-2181484 880,398 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGIES INC SUB-AWARD4704 EDEN ROADKENNEDALE,TX 76140




CANCER RESEARCH AND 91-1828539 501(C)(3) 145,285 0 N/A N/A RESEARCH SPONSOREDBIOSTATISTICS SUB-AWARD1730 MINOR AVENUE SUITE1900SEATTLE, WA 98101

CARESTREAM HEALTH INC 20-8190334 206,440 0 N/A N/A RESEARCH SPONSORED150 VERONA ST SUB-AWARDROCHESTER, NY 146081733




CARNEGIE MELLON 25-0969449 501(C)(3) 931,663 0 N/A N/A RESEARCH SPONSOREDUNIVERSITY SUB-AWARD5000 FORBES AVEPITTSBURGH, PA 15213

CAROLINAS MEDICAL CENTER 56-0554229 115 368,427 0 N/A N/A RESEARCH SPONSORED1010 EDGEHILL RD N SUB-AWARDCHARLOTTE, NC 28207




CAROLINE FLAGIELLO 47-2877751 14,159 0 N/A N/A RESEARCH SPONSOREDCONSULTING LLC SUB-AWARD1782 21ST AVENUESAN FRANCISCO, CA 94122

CASE WESTERN RESERVE 34-6004382 501(C)(3) 934,641 0 N/A N/A RESEARCH SPONSOREDUNIVERSITY SUB-AWARD2500 METROHEALTH DRIVECLEVELAND, OH 44109




CAUSASCILLC 20-3263417 348,115 0 N/A N/A RESEARCH SPONSOREDPO BOX 627 SUB-AWARDELLICOTT CITY, MD210410627

CDC FOUNDATION 58-2106707 501(C)(3) 322,092 0 N/A N/A RESEARCH SPONSORED55 PARK PL SUB-AWARDATLANTA,GA 30303




CDI LABORATORIES INC 66-0617961 424,211 0 N/A N/A RESEARCH SPONSORED177 BALBOA ST SUB-AWARDMAYAGUEZ,PR 00680

CEDARS SINAI MEDICAL 95-1644600 501(C)(3) 1,406,083 0 N/A N/A RESEARCH SPONSOREDCENTER SUB-AWARD8700 BEVERLY BLVDLOS ANGELES, CA 90048




CENSEO INSIGHT INC 45-4195800 124,827 0 N/A N/A RESEARCH SPONSORED1700 7TH AVENUE SUB-AWARDSEATTLE, WA 98101

CENTER FOR A NEW 20-8084828 501(C)(3) 289,161 0 N/A N/A RESEARCH SPONSOREDAMERICAN SECURITY SUB-AWARD1152 15TH ST NW SUITE 950WASHINGTON, DC 20005




CENTER FOR STRATEGIC AND 52-1501082 501(C)(3) 311,935 0 N/A N/A RESEARCH SPONSORED1616 RHODE ISLAND AVE NW SUB-AWARDWASHINGTON, DC 20036

CENTRAL QUEENS YM & YWHA 11-1633509 501(C)(3) 200,130 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD67-09 108TH STFOREST HILLS, NY 11375




CERNER CORP 43-1196944 5,389 0 N/A N/A RESEARCH SPONSORED2800 ROCKCREEK PKWY SUB-AWARDKANSAS CITY, MO 64117

CHAIN RING LLC 47-4369714 75,000 0 N/A N/A RESEARCH SPONSORED40956 FOREST GLEN DRIVE SUB-AWARDLEESBURG,VA 20175




CHASE BREXTON HEALTH 52-1638592 501(C)(3) 43,001 0 N/A N/A RESEARCH SPONSOREDSERVICES INC SUB-AWARD1111 N CHARLES STBALTIMORE, MD 21201

CHESAPEAKE NETCRAFTSMEN 52-2352885 93,140 0 N/A N/A RESEARCH SPONSOREDLLC SUB-AWARD1290 BAY DALE DRIVE 312ARNOLD, MD 21012




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CHILDREN'S HOSPITAL OF 04-2774441 501(C)(3) 137,853 0 N/A N/A RESEARCH SPONSOREDBOSTON SUB-AWARDRESEARCH FINANCEBOSTON, MA 02241




CHILDREN'S HOSPITAL OF 23-1352166 501(C)(3) 817,599 0 N/A N/A RESEARCH SPONSOREDPHILADELPHIA SUB-AWARD3615 CIVIC CENTER BLVDPHILADELPHIA, PA 19104

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CHILDRENS RESEARCH ISN'T 52-1654453 501(C)(3) 58,910 0 N/A N/A RESEARCH SPONSORED111 MICHIGAN AVE NW SUB-AWARDWASHINGTON, DC 20010

CINCINNATI CHILDRENS 31-0833936 501(C)(3) 470,714 0 N/A N/A RESEARCH SPONSOREDHOSPITAL SUB-AWARD3333 BURNET AVECINCINNATI, OH 45229




CITY OF BOSTON 04-6001380 115 74,275 0 N/A N/A RESEARCH SPONSORED2300 WASHINGTON ST 4 SUB-AWARDFLOORBOSTON, MA 02119

CITY YEAR INC 22-2882549 501(C)(3) 290,546 0 N/A N/A RESEARCH SPONSORED287 COLUMBUS AVE SUB-AWARDBOSTON, MA 02116




CLARK HILL PLC 38-0425840 84,051 0 N/A N/A RESEARCH SPONSORED500 WOODWARD AVE SUITE SUB-AWARD3500DETROIT, MI 48226

CLEVELAND CLINIC 34-0714585 501(C)(3) 46,845 0 N/A N/A RESEARCH SPONSORED9500 EUCLID AVE MAIL CODE SUB-AWARDJJN 5 01CLEVELAND, OH 44193




CO-LAPSE 81-5452482 35,000 0 N/A N/A RESEARCH SPONSORED5909 EASTCLIFF DRIVE SUB-AWARDBALTIMORE, MD 21209

COLD SPRING HARBOR 11-2013303 501(C)(3) 68,367 0 N/A N/A RESEARCH SPONSOREDLABORATORY SUB-AWARDPO BOX 100 1 BUNGTOWN RDCOLD SPRG HARBOR, NY117242213




COLORADO STATE 84-6000545 115 10,036 0 N/A N/A RESEARCH SPONSOREDUNIVERSITY SUB-AWARD1019 CAMPUS DELIVERYFORT COLLINS, CO 80523

COMMAND CANINE LLC 47-2920930 602,717 0 N/A N/A RESEARCH SPONSORED6072 POLLEY AVENUE SUB-AWARDNAPLES, FL 34112




COMMUNITIES IN SCHOOL OF 31-1390077 501(C)(3) 240,000 0 N/A N/A RESEARCH SPONSOREDCENTRAL OH SUB-AWARD510 E NORTH BROADWAY STCOLUMBUS, OH 43214

COMMUNITIES IN SCHOOLS 58-1289174 501(C)(3) 286,233 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD2345 CRYSTAL DRIVE SUITE801ARLINGTON, VA 22202




COMMUNITIES IN SCHOOLS 51-0343981 501(C)(3) 92,512 0 N/A N/A RESEARCH SPONSOREDOF DELAWARE SUB-AWARD101 W LOOKERMAN ST SUITE2ADOVER, DE 19904

COMMUNITIES IN SCHOOLS 38-3257060 501(C)(3) 8,952 0 N/A N/A RESEARCH SPONSOREDOF DETROIT SUB-AWARD5830 FIELD STDETROIT, MI 48213




COMMUNITIES IN SCHOOLS 65-0140488 501(C)(3) 15,524 0 N/A N/A RESEARCH SPONSOREDOF MIAMI INC SUB-AWARD11965 SW 142ND TER SUITE102MIAMI,FL 33186

COMMUNITIES IN SCHOOLS 91-1910330 501(C)(3) 170,207 0 N/A N/A RESEARCH SPONSOREDOF SEATTLE SUB-AWARD2445 THIRD AVE SSEATTLE, WA 98134




COMMUNITIES IN SCHOOLS 23-2410538 501(C)(3) 43,733 0 N/A N/A RESEARCH SPONSOREDPHILADELPHIA SUB-AWARD2000 HAMILTON ST SUITE 201PHILADELPHIA, PA 19130

COMMUNITY PARTNERS 94-3375666 501(C)(3) 13,155 0 N/A N/A RESEARCH SPONSOREDINTERNATIONAL SUB-AWARD2560 NINTH ST SUITE 315 BBERKELEY, CA 947102567




COMPUTER SYSTEMS CENTER 54-1428673 120,750 0 N/A N/A RESEARCH SPONSOREDINCORPORATED SUB-AWARDPO BOX 127SPRINGFIELD, VA 221500127

CONCURRENT TECHNOLOGIES 25-1556708 501(C)(3) 284,881 0 N/A N/A RESEARCH SPONSOREDCORP SUB-AWARD100 CTC DRIVEJOHNSTOWN,PA 15904




CONTAINER RESEARCH 23-1456965 340,594 0 N/A N/A RESEARCH SPONSOREDCORPORATION SUB-AWARD1 HOLLOW HILL ROADGLEN RIDDLE, PA 19073

COOLSTRIDE LLC 47-5406044 45,000 0 N/A N/A RESEARCH SPONSORED14205 WHITE WATER WAY SUB-AWARDDARNESTOWN, MD 20878




CORE GROUP 31-1744950 501(C)(3) 709,203 0 N/A N/A RESEARCH SPONSORED919 18TH ST NW SUITE 350 SUB-AWARDWASHINGTON, DC 20006

CORE SOURCE TECHNOLOGIES 30-0030643 254,040 0 N/A N/A RESEARCH SPONSOREDLLC SUB-AWARD20410 CENTURY BLVDGERMANTOWN, MD 20874




CORNELL UNIVERSITY 15-0532082 501(C)(3) 362,823 0 N/A N/A RESEARCH SPONSORED341 PINE TREE RD SUB-AWARDITHACA,NY 148500022

CORNERTURN LLC 84-1635707 287,272 0 N/A N/A RESEARCH SPONSORED2320 POMONA ROAD SUB-AWARDCORONA, CA 92880




CREARE INC 02-0259551 411,072 0 N/A N/A RESEARCH SPONSORED16 GREAT HOLLOW RD SUB-AWARDHANOVER,NH 03755

CURATORS OF THE 43-6003859 501(C)(3) 42,471 0 N/A N/A RESEARCH SPONSOREDUNIVERSITY OF MISSOURI SUB-AWARD5100 ROCKHILL RDKANSAS CITY, MO 64110




CUSTOM ANALYTICAL 52-1483418 206,896 0 N/A N/A RESEARCH SPONSOREDENGINEERING SYS INC SUB-AWARD13000 TENSOR LANE NEFLINTSTONE, MD 21530

DALLAS COUNTY HOSPITAL 75-6004221 501(C)(3) 188,006 0 N/A N/A RESEARCH SPONSOREDDISTRICT SUB-AWARDPO BOX 660599DALLAS, TX 752660599




DANA FARBER CANCER 04-2263040 501(C)(3) 965,082 0 N/A N/A RESEARCH SPONSOREDINSTITUTE SUB-AWARD450 BROOKLINE AVEBOSTON, MA 02215

DANIEL H WAGNER 23-1677707 378,485 0 N/A N/A RESEARCH SPONSOREDASSOCIATES INC SUB-AWARD559 WEST UWCHLAN AVESUITE 140EXTON,PA 19341




DARTMOUTH MEDICAL 02-0222111 501(C)(3) 245,259 0 N/A N/A RESEARCH SPONSOREDCOLLEGE SUB-AWARD11 ROPE FERRY RDHANOVER,NH 03775

DAVID P MAUNDER 54-1742025 147,538 0 N/A N/A RESEARCH SPONSOREDCONSULTING SERVICES INC SUB-AWARDDBA DPM CONSULTING7430 HERITAGE VILLAGEPLAZAGAINESVILLE,VA 20155




DAVID RICHARDS 130,205 0 N/A N/A RESEARCH SPONSOREDCONSULTING SUB-AWARD145 CIELO LANEBERKELEY SPRINGS, WV254117126

DDL OMNI ENGINEERING LLC 54-1825099 17,980 0 N/A N/A RESEARCH SPONSORED8260 GREENSBORO DRIVE SUB-AWARDMCLEAN,VA 22102




DELTA MICROWAVE INC 95-2955741 106,200 0 N/A N/A RESEARCH SPONSORED300 DEL NORTE BLVD SUB-AWARDOXNARD,CA 93030

DELOITTE FINANCIAL 03-0520745 811,001 0 N/A N/A RESEARCH SPONSOREDADVISORY SERVICES LLP SUB-AWARD1750 TYSONS BLVDMCLEAN,VA 22102




DENVER HEALTH AND 84-1343242 115 38,155 0 N/A N/A RESEARCH SPONSOREDHOSPITAL AUTHORITY SUB-AWARD777 BANNOCK STDENVER,CO 80204

DEPLOYABLE SPACE SYSTEMS 27-1889503 100,019 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD460 WARD DRIVESANTA BARBARA, CA 93111




DES MOINES UNIVERSITY 42-0730347 501(C)(3) 8,538 0 N/A N/A RESEARCH SPONSORED3200 GRAND AVE RYAN HALL SUB-AWARD209DES MOINES, IA 503124104

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or government




assistance


other)



DIGITAL GLOBE INTELLIGENCE 61-1411322 26,691 0 N/A N/A RESEARCH SPONSOREDSOLUTIONS INC SUB-AWARD2325 DULLES CORNERBOULEVARD SUITE800HERNDON,VA 20171

DIGITAL RECEIVER 52-1196343 19,564 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY INC SUB-AWARD12409 MILESTONE CENTERDRIVEGERMANTOWN, MD208767114




DIMAGI INC 93-0573501 75,255 0 N/A N/A RESEARCH SPONSORED245 NORTHEAST CONIFER SUB-AWARDBLVDCORVALLIS, OR 97339

DIRECT DIMENSIONS INC 52-1922277 6,000 0 N/A N/A RESEARCH SPONSORED10310 S DOLFIELD ROAD SUB-AWARDOWINGS MILLS, MD 21117




DISTRIBUTED COMPUTING 54-1970512 90,299 0 N/A N/A RESEARCH SPONSOREDSYSTEM SOLUTIONS SUB-AWARDPROVIDER INC43644 CATTON PLACEASHBURN,VA 201474790

DOMAIN X TECHNOLOGIES 35-2363493 1,038,539 0 N/A N/A RESEARCH SPONSORED4229 LAFAYETTE CENTER SUB-AWARDDRIVECHANTILLY, VA 201511270




DREXEL UNIVERSITY 23-1352630 501(C)(3) 447,659 0 N/A N/A RESEARCH SPONSORED3141 CHESTNUT ST SUB-AWARDPHILADELPHIA, PA 19104

D-TREE INTL INC 65-1217703 501(C)(3) 177,369 0 N/A N/A RESEARCH SPONSORED52 WHITNEY TAVERN RD SUB-AWARDWESTON, MA 02493




DUKE UNIVERSITY 56-0532129 501(C)(3) 3,689,210 0 N/A N/A RESEARCH SPONSORED2200 W MAIN ST SUITE 300 SUB-AWARDDURHAM, NC 27705

DYNAMIC AVIATION GROUP 54-1836461 251,827 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD1402 AIRPORT ROADBRIDGEWATER,VA 22812




EARTHLY DYNAMICS LLC 93-1294076 35,389 0 N/A N/A RESEARCH SPONSORED5759 RIVERSIDE DRIVE SUB-AWARDATLANTA,GA 30327

EAST TENNESSEE STATE 62-6021046 115 30,087 0 N/A N/A RESEARCH SPONSOREDUNIVERSITY SUB-AWARDPO BOX 70565JOHNSON CITY, TN 37614




EASTERN VIRGINIA MEDICAL 54-6055378 501(C)(3) 67,676 0 N/A N/A RESEARCH SPONSOREDSCHOOL SUB-AWARD358 MOWBRAY ARCHNORFOLK, VA 23501

EBL ENGINEERS LLC 52-2280515 52,634 0 N/A N/A RESEARCH SPONSORED8005 HARFORD RD SUB-AWARDBALTIMORE, MD 212345701




ECHO RIDGE LLC 20-5608382 955,122 0 N/A N/A RESEARCH SPONSORED100 CARPENTER DRIVE SUB-AWARDSTERLING, VA 20164

EDO CORPORATION A 11-0707740 624,080 0 N/A N/A RESEARCH SPONSOREDSUBSIDIARY OF EXELIS INC SUB-AWARD585 JOHNSON AVENUEBOHEMIA, NY 117162601




ELIZABETH GLASER 95-4191698 501(C)(3) 40,263 0 N/A N/A RESEARCH SPONSOREDPEDIATRIC AIDS SUB-AWARD1140 CONNECTICUT AVESUITE 200WASHINGTON, DC 20036

EMCUBE INC 54-1685244 211,689 0 N/A N/A RESEARCH SPONSORED1900 N BEAUREGARD STREET SUB-AWARDALEXANDRIA, VA 22311




EMMES CORP 54-1058268 546,955 0 N/A N/A RESEARCH SPONSORED401N WASHINGTON ST SUITE SUB-AWARD700ROCKVILLE, MD 20850

EMORY UNIVERSITY 58-0566256 501(C)(3) 466,766 0 N/A N/A RESEARCH SPONSORED101 WOODRUFF CIR SUITE SUB-AWARD6107ATLANTA,GA 30322




ENGENDER HEALTH 13-1623838 501(C)(3) 967,854 0 N/A N/A RESEARCH SPONSORED440 9TH AVE SUB-AWARDNEW YORK, NY 10001

ENLIGHTEN IT CONSULTING 37-1557009 142,834 0 N/A N/A RESEARCH SPONSOREDLLC SUB-AWARD7467 RIDGE ROADHANOVER, MD 210763118




EOSPACE INC 91-1872866 619,076 0 N/A N/A RESEARCH SPONSORED6222 185TH AVENUE NE SUB-AWARDREDMOND, WA 98052

EPSILON LAMBDA 36-2799281 14,739 0 N/A N/A RESEARCH SPONSOREDELECTRONICS CORP SUB-AWARD396 FENTON LANEWEST CHICAGO, IL 60185


(a) Name and address of ( b) EIN (c ) IRC section ( d) Amount of cash ( e) Amount of non- (f) Method of valuation ( g) Description of (h) Purpose of grantorganization if applicable grant cash ( book, FMV, appraisal, non-cash assistance or assistance


ERAPSCO 35 -1752474 12 ,473 0 N/A N/A RESEARCH SPONSORED5612 JOHNSON LAKE ROAD SUB-AWARDDE LEON SPRING , FL 32130

ERIKSON INSTITUTE 36-2593545 501(C )( 3) 70,615 0 N/A N/A RESEARCH SPONSORED3755 PAYSPHERE CIR SUB-AWARDCHICAGO, IL 60674




FACILITY DYNAMICS 52-1624823 15,886 0 N/A N/A RESEARCH SPONSOREDENGINEERING SUB-AWARD6760 ALEXANDER BELL DRIVECOLUMBIA, MD 21046

FAMILY HEALTH 23-7413005 501(C)(3) 5,630,265 0 N/A N/A RESEARCH SPONSOREDINTERNATIONAL SUB-AWARD359 BLACKWELL ST SUITE 200DURHAM, NC 27701




FAMILY VOICES 65-0430800 501(C)(3) 47,024 0 N/A N/A RESEARCH SPONSORED3701 SAN MATEO BLVD SUITE SUB-AWARD103ALBUQUERQUE, NM 87110

FAR EAST INDUSTRIES INC 52-1847659 99,449 0 N/A N/A RESEARCH SPONSORED8930 OLD ANNAPOLIS RD SUB-AWARDSUITE CCOLUMBIA, MD 21045




FASTABEND SOLUTIONS LLC 47-4390053 69,338 0 N/A N/A RESEARCH SPONSORED1 TAY RIVER SUB-AWARDWILLIAMSBURG, VA231887416

FEINSTEIN ISN'T FOR 11-3418133 501(C)(3) 83,510 0 N/A N/A RESEARCH SPONSOREDMEDICAL RESEARCH SUB-AWARD350 COMMUNITY DRIVEMANHASSET,NY 11030




FENWAY COMMUNITY HEALTH 04-2510564 501(C)(3) 139,111 0 N/A N/A RESEARCH SPONSOREDCENTER INC SUB-AWARD1340 BOYLSTON STREETBOSTON, MA 02215

FILIMON PARTNERS LLC 04-3721089 75,774 0 N/A N/A RESEARCH SPONSORED2852 FORT SCOTT DRIVE SUB-AWARDARLINGTON, VA 222022370




FLORIDA INSTITUTE FOR 20-0760849 501(C)(3) 100,079 0 N/A N/A RESEARCH SPONSOREDHUMAN AND MACHINE SUB-AWARDCOGNITION (IHMC)40 SOUTH ALCANIZ STREETPENSACOLA,FL 325026008

FLORIDA ORTHOPAEDIC ISN'T 59-2929608 64,085 0 N/A N/A RESEARCH SPONSORED5 TAMPA GENERAL CIR SUITE SUB-AWARD710TAMPA, FL 33606




FLORIDA STATE UNIVERSITY 59-1961248 115 24,815 0 N/A N/A RESEARCH SPONSOREDPO BOX 3064162 SUB-AWARDTALLAHASSEE, FL 323064162

FLORIDA STATE UNIVERSITY 59-3211153 501(C)(3) 57,342 0 N/A N/A RESEARCH SPONSOREDRESEARCH FOUNDATION SUB-AWARD97 S WOODWARD AVETALLAHASSEE, FL 32306




FOCUSED ANALYSIS & 52-2187763 6,667 0 N/A N/A RESEARCH SPONSOREDRESEARCH SUB-AWARD11043 BERRYPICK LANECOLUMBIA, MD 21044

FOOD AND DRUG 53-0196965 501(C)(1) 125,000 0 N/A N/A RESEARCH SPONSOREDADMINISTRATIONS SUB-AWARD8455 COLESVILLE ROADSILVER SPRING, MD 20993




FORSECIT SERVICES LLC 81-2352169 34,413 0 N/A N/A RESEARCH SPONSORED10335 MILLPORT DRIVE SUB-AWARDTAMPA, FL 33626

FOSTER-MILLER INC DBA 04-2212281 7,614 0 N/A N/A RESEARCH SPONSOREDQINETIQ NORTH AMERICA SUB-AWARD350 SECOND AVENUEWALTHAM, MA 02451




FOUNDRY INC 54-1858069 32,489 0 N/A N/A RESEARCH SPONSORED767 STACY OAK WAY SUB-AWARDMILLERSVILLE, MD 21108

FRED HUTCHINSON CANCER 23-7156071 501(C)(3) 170,951 0 N/A N/A RESEARCH SPONSOREDRESEARCH CENTER SUB-AWARD1100 FAIRVIEW AVE N PO BOX19024SEATTLE, WA 981091024


(a) Name and address of ( b) EIN (c ) IRC section ( d) Amount of cash ( e) Amount of non- (f) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash ( book, FMV, appraisal, non-cash assistance or assistance


FRIENDS RESEARCH ISN'T 52-0701445 501(C )( 3) 137,675 0 N/A N/A RESEARCH SPONSORED505 BALTIMORE AVE SUB-AWARDBALTIMORE , MD 21204

FRINGE FILMS LLC 81-4188031 35,000 0 N/A N/A RESEARCH SPONSORED4232 FALLS RD SUB-AWARDBALTIMORE , MD 21211




FRONTIER SCIENCE AND TECH 16-1056814 501(C)(3) 1,100,178 0 N/A N/A RESEARCH SPONSORED4033 MAPLE RD SUB-AWARDAMHERST, NY 14226

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GRAY ROCK PROFESSIONAL 49-1290987 776,335 0 N/A N/A RESEARCH SPONSOREDALLIANCE LLC SUB-AWARD3612 GRAY ROCK DRIVEELLICOTT CITY, MD210423704

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HARRIS CORPORATIONEXELIS 45-2083813 145,576 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD7821 ORION AVENUEVAN NUYS,CA 91406

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HARVARD UNIVERSITY 04-2103580 501(C)(3) 6,000 0 N/A N/A RESEARCH SPONSORED20 GARDEN STREET SUB-AWARDCAMBRIDGE, MA 02138




HDR ARCHITECTURE INC 47-0353452 559,878 0 N/A N/A RESEARCH SPONSORED7200 WISCONSIN AVENUE SUB-AWARDBETHESDA, MD 20814

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HEERY INTERNATIONAL INC 58-0827945 257,135 0 N/A N/A RESEARCH SPONSORED8201 CORPORATE DRIVE SUB-AWARDLANDOVER, MD 20785

HEKTOEN INSTITUTE FOR 36-2244897 501(C)(3) 9,756 0 N/A N/A RESEARCH SPONSOREDMEDICAL RESEA SUB-AWARD2240 W OGDEN AVE 2NDFLOORCHICAGO, IL 60612




HENRY FORD HEALTH SYSTEM 38-1357020 501(C)(3) 65,697 0 N/A N/A RESEARCH SPONSORED2799 W GRAND BLVD SUB-AWARDDETROIT, MI 48202

HENRY M JACKSON 52-1317896 501(C)(3) 182,449 0 N/A N/A RESEARCH SPONSOREDFOUNDATION SUB-AWARD4301 JONES BRIDGE RD RMG074BETHESDA, MD 20014




HESPERIAN FOUNDATION 94-6109093 501(C)(3) 58,325 0 N/A N/A RESEARCH SPONSORED1919 ADDISON ST 304 SUB-AWARDBERKLEY, CA 94704

HEWITT ASSOCIATES LLC AON 22-2232264 141,562 0 N/A N/A RESEARCH SPONSOREDCONSULTING INC SUB-AWARDPO BOX 95135CHICAGO,IL 606945135




HILLIS-CARNES ENGINEERING 52-1629263 39,734 0 N/A N/A RESEARCH SPONSOREDASSOCIATION INC SUB-AWARD10975 GUILFORD ROADANNAPOLIS JUNCTION, MD20701

HOLMES-TUCKER 54-1494948 350,951 0 N/A N/A RESEARCH SPONSOREDINTERNATIONAL INC SUB-AWARD21789 N CORAL DRIVELEXINGTON PARK, MD206535518




HOOSIER CANCER RESEARCH 26-0303542 501(C)(3) 95,474 0 N/A N/A RESEARCH SPONSOREDNETWORK INC SUB-AWARD351 W 10TH ST SUITE 330INDIANAPOLIS, IN 46202

HOSPITAL FOR SPECIAL 13-1624135 501(C)(3) 43,472 0 N/A N/A RESEARCH SPONSOREDSURGERY SUB-AWARD535 EAST 70TH STNEW YORK, NY 10021




HOUSTON ACADEMY OF MED 74-1277657 501(C)(3) 24,502 0 N/A N/A RESEARCH SPONSORED1515 HERMAN DR SUB-AWARDHOUSTON, TX 77004

HOWARD UNIVERSITY 53-0204707 501(C)(3) 1,864,624 0 N/A N/A RESEARCH SPONSORED2225 GEORGIA AVE NW 3RD SUB-AWARDFLOORWASHINGTON, DC 20059




HR INVESTMENT 52-1662003 38,943 0 N/A N/A RESEARCH SPONSOREDCONSULTANTS INC SUB-AWARD305 WEST CHESAPEAKEAVENUETOWSON, MD 21204

HRCHITECT INC 04-3491162 40,715 0 N/A N/A RESEARCH SPONSORED6175 MAIN STREET SUB-AWARDFRISCO,TX 75034




HUMACYTE 84-1661297 69,066 0 N/A N/A RESEARCH SPONSORED7020 KIT CREEK RD SUITE 230 SUB-AWARDDURHAM, NC 27709

HUNTSMAN CANCER HOSPITAL 87-0541293 501(C)(3) 104,933 0 N/A N/A RESEARCH SPONSORED1950 CIRCLE OF HOPE SUITE SUB-AWARD2900SALT LAKE CITY, UT841125560




IBIS BIOSCIENCES INC 20-5525912 229,281 0 N/A N/A RESEARCH SPONSORED2251 FARADAY AVENUE SUB-AWARDCARLSBAD,CA 920087209

IBM CORPORATION 13-0871985 95,366 0 N/A N/A RESEARCH SPONSOREDPO BOX 29554 SUB-AWARDRALEIGH, NC 276260554




ILC DOVER LP 51-0281422 352,747 0 N/A N/A RESEARCH SPONSOREDONE MOON WALKER RD SUB-AWARDFREDERICA,DE 19946

IMMEDIATE ACTION MEDICINE 45-4938824 430,000 0 N/A N/A RESEARCH SPONSOREDLLC SUB-AWARD2915 PIEDMONT AVENUEBERKELEY, CA 94705




IMPACT SCIENCE & 02-0479454 48,651 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY INC SUB-AWARD85 NORTHWEST BLVDNASHUA,NH 03063

IMPROVEMENT PATH SYSTEMS 38-3073532 5,718,049 0 N/A N/A RESEARCH SPONSOREDINC SUB-AWARD24843 IVYWOOD DRFARMINGTON HILLS, MI48336




IMSAR LLC 20-1852461 99,956 0 N/A N/A RESEARCH SPONSORED510 W 90 5 SUB-AWARDSALEM,UT 84653

IN SILICO SOLUTIONS 26-0755383 261,485 0 N/A N/A RESEARCH SPONSORED2735 HARTLAND RD SUITE SUB-AWARD301FALLS CHURCH, VA 22043




INDIANA UNIVERSITY 35-6001673 115 462,776 0 N/A N/A RESEARCH SPONSORED30 E KIRKWOOD AVE SUB-AWARDBLOOMINGTON, IN474084003

INDIVUMED INC 20-0825182 110,000 0 N/A N/A RESEARCH SPONSORED139 MARKET ST SUB-AWARDLEWISBURG,PA 178371541




INNOVATIVE CONCEPTS 20-4498382 278,359 0 N/A N/A RESEARCH SPONSOREDENGINEERING INC SUB-AWARD6411 IVY LANEGREENBELT, MD 20770

INNOVATIVE ENGINEERING 33-0648177 97,734 0 N/A N/A RESEARCH SPONSOREDSOLUTIONS SUB-AWARD26200 ADAMS AVEMARRIETA, CA 92562


(a) Name and address of (b) EIN (c) IRC section (d) Amount of cash (e) Amount of non- (f ) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal , non-cash assistance or assistance


INNOVATIVE INTUITIVE 20 -0665257 54,304 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY INC SUB-AWARD711 W KIMBERLY AVEPLACENTIA, CA 92870

INOVA HEALTH SYSTEM 54-1773443 501(C)(3) 48,106 0 N/A N/A RESEARCH SPONSORED3300 GALLOWS RD SUB-AWARDFALLS CHURCH, VA 22042




INPHASE RESEARCH 47-4267753 38,102 0 N/A N/A RESEARCH SPONSOREDCORPORATION SUB-AWARD2751 PROSPERITY AVENUEFAIRFAX, VA 22031

INSTITUTE FOR CLINICAL 52-1336656 501(C)(3) 14,676 0 N/A N/A RESEARCH SPONSOREDRESEARCH INC SUB-AWARD50 IRVING ST NWWASHINGTON, DC 20422




INSTITUTE FOR SYSTEMS 91-2003593 501(C)(3) 195,365 0 N/A N/A RESEARCH SPONSOREDBIOLOGY SUB-AWARD401 TERRY AVE NSEATTLE, WA 98109

INTELLIGENT POWER AND 20-1423902 141,750 0 N/A N/A RESEARCH SPONSOREDENERGY RESEARCH SUB-AWARDCORPORATIONPO BOX 177WEST FRIENDSHIP, MD217940177




INTERMOUNTAIN 94-2854057 501(C)(3) 13,721 0 N/A N/A RESEARCH SPONSOREDNEUROSCIENCES INSTITUTE SUB-AWARD5121 S COTTONWOOD ST 6THFLOORMURRAY,UT 84107

INTERNATIONAL INSTITUTE 23-3069199 501(C)(3) 139,467 0 N/A N/A RESEARCH SPONSOREDFOR RESTORATIVE PRACTICES SUB-AWARD531 MAIN ST PO BOX 229BETHLEHEM,PA 18016




INTERNATIONAL YOUTH 47-5049026 501(C)(3) 106,478 0 N/A N/A RESEARCH SPONSOREDALLIANCE FOR FAMILY SUB-AWARDPLANNING1750 HARVARD ST NW APT 3BWASHINGTON, DC 20009

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INTERSTELLAR LLC 47-5355170 47,500 0 N/A N/A RESEARCH SPONSORED109 BRIGADOON DR SUB-AWARDMADISON, AL 35757

INTRAHEALTH INTL 55-0825466 501(C)(3) 1,067,477 0 N/A N/A RESEARCH SPONSORED6340 QUADRANGLE DR SUITE SUB-AWARD200CHAPEL HILL, NC 27517




INTREPID SOLUTIONS AND 26-3697206 304,019 0 N/A N/A RESEARCH SPONSOREDSERVICES INC SUB-AWARD12001 SUNRISE VALLER DRIVERESTON,VA 20191

ITHAKA HARBORS INC 13-3857105 501(C)(3) 76,936 0 N/A N/A RESEARCH SPONSOREDFINANCIAL SERVICES DEPT SUB-AWARDPORTICO ADDADDNEW YORK, NY 10065




IVY KEY INC 47-3825067 51,000 0 N/A N/A RESEARCH SPONSORED38 W 32ND ST SUITE 1102 SUB-AWARDNEW YORK, NY 10001

IVYSYS TECHNOLOGIES LLC 87-0755160 1,228,822 0 N/A N/A RESEARCH SPONSOREDPO BOX 7655 SUB-AWARDSILVER SPRING, MD 20907




J CRAIG VENTER INSTITUTE 52-1842938 501(C)(3) 41,578 0 N/A N/A RESEARCH SPONSORED9704 MEDICAL CENTER DRIVE SUB-AWARDROCKVILLE, MD 20850

JACKSON LABORATORY 01-0211513 501(C)(3) 28,957 0 N/A N/A RESEARCH SPONSORED610 MAIN ST SUB-AWARDBAR HARBOR, ME 04609




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KODAI FLOW RESEARCH LLC 20-4051811 48,701 0 N/A N/A RESEARCH SPONSORED143 ESSEX STREET SUB-AWARDHAVERHILL, MA 01832

KRATOS TECHNOLOGY & 95-2467354 91,594 0 N/A N/A RESEARCH SPONSOREDTRAINING SOLUTIONS INC SUB-AWARD5200 PHILADELPHIA WAYLANHAM, MD 20706




L-1 STANDARDS AND 52-2311965 420,250 0 N/A N/A RESEARCH SPONSOREDTECHNOLOGY INC SUB-AWARDPO BOX 729NEW WINDSOR, MD217760729

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LEIDOS INC 95-3630868 1,168,245 0 N/A N/A RESEARCH SPONSORED11951 FREEDOM WAY SUB-AWARDRESTON,VA 20190

LEVELFORWARD LLC 47-5227653 393,420 0 N/A N/A RESEARCH SPONSORED1047 DONINGTON CIR SUB-AWARDTOWSON, MD 21203




LGS INNOVATIONS LLC 90-1037841 32,946 0 N/A N/A RESEARCH SPONSORED4090 PREMIER DRIVE SUB-AWARDHIGH POINT, NC 272658142

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LINC LLC 46-2573007 257,995 0 N/A N/A RESEARCH SPONSORED667 F STREET NE SUB-AWARDWASHINGTON, DC 20002

LOCKHEED MARTIN ACULIGHT 91-1581683 16,933 0 N/A N/A RESEARCH SPONSOREDCORP SUB-AWARD22121 20TH AVE SEBOTHELL, WA 98021




LOCKHEED MARTIN 52-1893632 590,645 0 N/A N/A RESEARCH SPONSOREDCORPORATION SUB-AWARDPO BOX 2656LANCASTER, CA 935342656

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LOS ANGELES BIOMEDICAL 95-2138184 501(C)(3) 324,075 0 N/A N/A RESEARCH SPONSOREDRESEARCH SUB-AWARD1124 W CARSON STTORRANCE, CA 90502




LUMINIT LLC 20-3829605 33,751 0 N/A N/A RESEARCH SPONSORED1850 W 205TH STREET SUB-AWARDTORRANCE,CA 905011526

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LYN AEROSPACE LLC 20-4893460 10,906 0 N/A N/A RESEARCH SPONSORED3270 SUNRISE BLVD SUB-AWARDMELBOURNE, FL 32940

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MAC INC 52-0992005 501(C)(3) 107,668 0 N/A N/A RESEARCH SPONSORED909 PROGRESS CIR SUITE 100 SUB-AWARDSALISBURY, MD 21804




MACRO INTL 52-0955232 1,328,459 0 N/A N/A RESEARCH SPONSORED11785 BELTSVILLE DR SUB-AWARDCALVERTON, MD 20705

MAGEE WOMEN'S RESEARCH 25-1462312 501(C)(3) 282,438 0 N/A N/A RESEARCH SPONSOREDINSTITUTE SUB-AWARD3339 WARD STPITTSBURGH, PA 15213




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MAR INCORPORATED 52-2014431 28,512 0 N/A N/A RESEARCH SPONSORED1803 RESEARCH BLVD SUB-AWARDROCKVILLE, MD 208506406

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MARSHALL CRAFT 52-1458091 182,431 0 N/A N/A RESEARCH SPONSOREDASSOCIATES INC SUB-AWARD6112 YORK ROADBALTIMORE, MD 212122611




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UNIVERSITY OF DELAWARE 51-6000297 501(C)(3) 1,436,798 0 N/A N/A RESEARCH SPONSORED224 HULLIHEN HALL SUB-AWARDNEWARK, DE 19716




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UNIVERSITY OF HOUSTON 23-7281200 501(C)(3) 92,667 0 N/A N/A RESEARCH SPONSOREDCOLLEGE OF BUSINESS SUB-AWARDFOUNDATION316 E CULLENHOUSTON, TX 972042015

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UNIVERSITY OF KANSAS 48-1108830 501(C)(3) 12,269 0 N/A N/A RESEARCH SPONSOREDMEDICAL RESEARCH SUB-AWARDINSTITUTE3901 RAINBOW BLVDKANSAS CITY, KS 66160

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VACCO INDUSTRIES 95-1793306 167,000 0 N/A N/A RESEARCH SPONSORED10350 VACCO ST SUB-AWARDSOUTH EL MONTE, CA 91733

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VAN SCOYOC ASSOCIATES INC 52-1710923 166,632 0 N/A N/A RESEARCH SPONSORED101 CONSTITUTION AVENUE SUB-AWARDNWWASHINGTON, DC 20001

VANDERBILT UNIVERSITY 62-0476822 501(C)(3) 605,721 0 N/A N/A RESEARCH SPONSORED3319 W END AVE SUB-AWARDNASHVILLE, TN 372036840




VANTAGE SYSTEMS INC 52-1795685 475,617 0 N/A N/A RESEARCH SPONSORED10210 GREENBELT ROAD SUB-AWARDLANHAM, MD 20706

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VIRGINIA TECH APPLIED 27-1585738 501(C)(3) 63,405 0 N/A N/A RESEARCH SPONSOREDRESEARCH CORPORATION SUB-AWARD2000 KRAFT DRIVEBLACKSBURG,VA 24060




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VULNERABILITY ANALYTICS 46-3549020 231,331 0 N/A N/A RESEARCH SPONSOREDINTERNATIONAL SUB-AWARD3124 ST CHARLES PLACEELLICOTT CITY, MD 21042

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WASHINGTON STATE 91-6001108 501(C)(3) 15,308 0 N/A N/A RESEARCH SPONSOREDUNIVERSITY SUB-AWARDPO BOX 641025PULLMAN, WA 991641025

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WASHINGTON UNIVERSITY 43-0653611 501(C)(3) 779,633 0 N/A N/A RESEARCH SPONSORED660 S EUCLID AVE SUB-AWARDST LOUIS, MO 63110

WAYNE STATE UNIVERSITY 38-6028429 501(C)(3) 345,768 0 N/A N/A RESEARCH SPONSORED5057 WOODWARD AVENUE SUB-AWARDDETROIT, MI 482024050




WAYWARD GIRLS TV SERIES 82-0598220 10,000 0 N/A N/A RESEARCH SPONSORED8518 LINWOOD DR SUB-AWARDELLICOTT CITY, MD 21043

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(a) Name and address of ( b) EIN (c ) IRC section ( d) Amount of cash (e) Amount of non- (f) Method of valuation (g) Description of (h) Purpose of grantorganization if applicable grant cash (book, FMV, appraisal, non-cash assistance or assistance


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WILDLIFE CARE CLINIC 42-6004224 501(C)(3) 46,052 0 N/A N/A RESEARCH SPONSORED3609 ADMINISTRATIVE SUB-AWARDSERVICES BLDGAMES, IA 500113609

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WOODS HOLE 04-2105850 501(C)(3) 270,722 0 N/A N/A RESEARCH SPONSOREDOCEANOGRAPHIC SUB-AWARDINSTITUTION183 OYSTER POND ROADWOODS HOLE, MA 02543




WRIGHT STATE UNIVERSITY 31-0732831 115 13,847 0 N/A N/A RESEARCH SPONSORED3640 COLONEL GLENN HWY SUB-AWARDDAYTON, OH 454350001

YALE UNIVERSITY 06-0646973 501(C)(3) 838,244 0 N/A N/A RESEARCH SPONSORED2 WHITNEY AVE 6TH FLOOR SUB-AWARDNEW HAVEN,CT 06510




ZEDSOFT LLC 81-2473951 156,835 0 N/A N/A RESEARCH SPONSORED300 W LOMBARD STREET SUB-AWARDBALTIMORE, MD 20201

ZEL TECHNOLOGIES LLC 54-1788344 141,117 0 N/A N/A RESEARCH SPONSOREDPO BOX 101624 SUB-AWARDATLANTA, GA 303921624




ZERO GRAVITY CORPORATION 52-1869531 34,170 0 N/A N/A RESEARCH SPONSORED(ZERO-G) SUB-AWARD4601 N FAIRFAX DRIVE SUITE1200ARLINGTON, VA 22203

AMERICAN HEART 52-0607918 501(C )(3) 18,500 0 N/A N/A CONTRIBUTIONASSOCIATION217 E REDWOOD ST SUITE2300BALTIMORE, MD 21202




ASSOCIATED BLACK 52-1427774 501(C)(3) 21,000 0 N/A N/A CONTRIBUTIONCHARITIES1114 CATHEDRAL STBALTIMORE, MD 212015515

BALTIMORE CITY FOUNDATION 52-6000769 501(C )(3) 9,000 0 N/A N/A CONTRIBUTION401 E FAYETTE ST 1ST FLOORBALTIMORE, MD 21202




BALTIMORE FESTIVAL OF THE 52-1559145 501(C)(3) 25,000 0 N/A N/A CONTRIBUTIONARTS INC10 EAST BALTIMORE STREET10TH FLOORBALTIMORE, MD 21202

BETAMORE 52-2156026 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION1111 LIGHT ST 4TH FLOORBALTIMORE, MD 21230




BIOHEALTH INNOVATION 45-3824067 501(C)(3) 125,000 0 N/A N/A CONTRIBUTION22 BALTIMORE ROADROCKVILLE, MD 20850

BOY SCOUTS OF AMERICA 52-0591572 501(C)(3) 13,000 0 N/A N/A CONTRIBUTIONCOUNCIL701 WYMAN PARK DRIVEBALTIMORE, MD 21211




BUDDIES INC 52-6042656 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION301 ELRINO STREETBALTIMORE, MD 21224

BUILDING CONGRESS AND 52-0258830 501(C)(6) 7,575 0 N/A N/A CONTRIBUTIONEXCHANGE600 WASHINGTON AVE ATE100-BBTOWSON, MD 21204




CARNEGIE INSTITUTION OF 53-0196523 501(C)(3) 20,000 0 N/A N/A CONTRIBUTIONWASHINGTON1530 P ST NWWASHINGTON, DC 20005

CATHERINE PUGH INAUGURAL 81-4042775 501(C)(4) 18,750 0 N/A N/A CONTRIBUTIONCOMMITTEEPO BOX 5684BALTIMORE, MD 21211




CHARLES STREET 52-2272852 501(C)(3) 15,000 0 N/A N/A CONTRIBUTIONDEVELOPMENT CORPORATION36 S CHARLES ST 12TH FLOORBALTIMORE, MD 21201

CHESAPEAKE BAY 52-6065757 501(C)(3) 7,500 0 N/A N/A CONTRIBUTIONFOUNDATION6 HERNDON AVEANNAPOLIS, MD 21403




CHILDREN'S CANCER 52-1319756 501(C)( 3) 9,000 0 N/A N/A CONTRIBUTIONFOUNDATION INC5570 STERRETT PL SUITE 204COLUMBIA, MD 21044

EAST BALTIMORE COMMUNITY 26-4739632 501(C)(3) 750,000 30,139 BOOK CLASSROOM AND OUTDOOR CONTRIBUTIONSCHOOL EQUIPMENT/SUPPLIES

2800 N CHARLES STREET NO326BALTIMORE, MD 21218




EAST BALTIMORE 27-0037508 501(C)(3) 1,235,000 N/A N/A CONTRIBUTIONDEVELOPMENT CORPORATION1731 EAST CHASE STREETBALTIMORE, MD 21213

FAMILY TREE INC 52-1110645 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION2108 N CHARLES STREETBALTIMORE, MD 21218




FRIENDS OF THE NATIONAL 52-1832014 501(C)(3) 15,500 0 N/A N/A CONTRIBUTIONINSTITUTE OF NURSINGRESEARCH47595 WATKINS ISLAND SQSTERLING, VA 20165

GAITHERSBURG 52-1077028 501(C)(6) 7,750 0 N/A N/A CONTRIBUTIONGERMANTOWN CHAMBER910 CLOPPER RD SUITE 205NGAITHERSBURG, MD 20878




GREATER REMINGTON 27-2246764 501(C)(3) 20,000 0 N/A N/A CONTRIBUTIONIMPROVEMENT541 W 27TH STBALTIMORE, MD 21211

HEALTH CARE FOR THE 52-1576404 501(C)(3) 17,000 0 N/A N/A CONTRIBUTIONHOMELESS INC421 FALLS WAYBALTIMORE, MD 21202




JDRF INTERNATIONAL 23-1907729 501(C)(3) 5,975 0 N/A N/A CONTRIBUTION891 ELKRIDGE LANDING RDSUITE 150LINTHICUM, MD 21090

JUVENILE DIABETES 23-1907729 501(C)(3) 20,000 0 N/A N/A CONTRIBUTIONRESEARCH FOUNDATION825 HAMMONDS FERRY RDSUITE HLINTHICUM, MD 21090




KOINONIA BAPTIST CHURCH 52-1774175 501(C)(3) 25,000 0 N/A N/A CONTRIBUTION5738 BELAIR RDBALTIMORE, MD 21206

LOYOLA UNIVERSITY 52-0591623 501(C)(3) 8,750 0 N/A N/A CONTRIBUTIONMARYLAND4501 N CHARLES STBALTIMORE, MD 212102699




MARIAN HOUSE INC 52-1243849 501(C )(3) 6,000 0 N/A N/A CONTRIBUTION949 GORSUCH AVEBALTIMORE, MD 21218

MARYLAND CHAMBER OF 52-1784310 501(C)(6) 13,000 0 N/A N/A CONTRIBUTIONCOMMERCE60 WEST STREETANNAPOLIS, MD 214012479




MARYLAND TECHNOLOGY 52-2177960 115 200,000 0 N/A N/A CONTRIBUTIONDEVELOPMENT5565 STERRETT PL SUITE 214COLUMBIA, MD 21044

MEDICAL EDUCATION 47-1139530 501(C)(3) 17,000 0 N/A N/A CONTRIBUTIONRESOURCES INITIATIVE FORTEENS INC5200 EASTERN AVEBALTIMORE, MD 21224




MONTGOMERY COUNTY 30-0495881 501(C)(3) 25,500 0 N/A N/A CONTRIBUTIONCHAMBER51 MONROE ST SUITE 1800ROCKVILLE, MD 20850

MORGAN STATE UNIVERSITY 23-7089143 501(C)(3) 7,000 0 N/A N/A CONTRIBUTIONFOUNDATION1700 E COLDSPRING LNBALTIMORE, MD 21251




MOUNT WASHINGTON 52-0591483 501(C)(3) 7,500 0 N/A N/A CONTRIBUTIONPEDIATRIC HOSPITAL1708 W ROGERS AVEBALTIMORE, MD 21209

NATIONAL ACADEMY OF 53-0196932 501(C)(3) 7,500 0 N/A N/A CONTRIBUTIONSCIENCES500 FIFTH ST NW RM 836WASHINGTON, DC 20001




NATIONAL ASSOCIATION FOR 52-0576923 501(C)(3) 20,000 0 N/A N/A CONTRIBUTIONTHE ADVANCEMENT OFCOLORED PEOPLE8 W 26TH STBALTIMORE, MD 21218

NATIONAL ASSOCIATION OF 62-1312239 501(C)(3) 5,750 0 N/A N/A CONTRIBUTIONHEALTHPO BOX 13515BALTIMORE, MD 21203




NATIONAL BRAIN TUMOR 04-3068130 501(C)(3) 5,600 0 N/A N/A CONTRIBUTIONSOCIETY INC55 CHAPEL ST SUITE 200NEWTON, MA 02458

ORTHOPAEDIC RESEARCH AND 36-6009467 501(C)(3) 32,000 0 N/A N/A CONTRIBUTIONEDUCATION FOUNDATION9400 W HIGGINS RD SUITE215ROSEMONT,IL 60018




THE PRODUCERS CLUB OF 52-1828837 501(C)(3) 1,600,000 0 N/A N/A CONTRIBUTIONMARYLAND INC107 E READ STREETBALTIMORE, MD 21202

RADIOLOGICAL SOCIETY OF 15-0539115 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONNORTH AMERICAPO BOX 4799CAROL STREAM, IL601974799




RESEARCH AMERICA 52-1609875 501(C)(3) 7,500 0 N/A N/A CONTRIBUTIONPO BOX 222451CHANTILLY, VA 201532451

RONALD MCDONALD HOUSE 52-1184957 501(C)(3) 11,250 0 N/A N/A CONTRIBUTION635 W LEXINGTON STBALTIMORE, MD 21201




SOUTHEAST COMMUNITY 52-1034466 501(C)( 3) 58,000 0 N/A N/A CONTRIBUTIONDEVELOPMENT CORPORATION3323 EASTERN AVE SUITE 200BALTIMORE, MD 21224

STEVENSON UNIVERSITY 52-0705392 501(C )(3) 5,500 0 N/A N/A CONTRIBUTION1525 GREENSPRING VALLEYRDSTEVENSON,MD 21153




THE JOURNEY HOME 52-0591543 501(C)(3) 7,500 0 N/A N/A CONTRIBUTION100 S CHARLES ST 5TH FLOORBALTIMORE, MD 21201

THE THORACIC SURGERY 36-3635910 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONFOUNDATION633 N ST CLAIR ST FLOOR 23CHICAGO, IL 60611




UNITED WAY OF CENTRAL 52-0591543 501(C)(3) 9,934 0 N/A N/A CONTRIBUTIONMARYLAND INCPO BOX 1576BALTIMORE, MD 212031576

UNIVERSITY OF MARYLAND 52-1125663 501(C)(3) 25,000 0 N/A N/A CONTRIBUTIONFOUNDATION3300 METZEROTT RDADELPHI, MD 207831690




WATERFRONT PARTNERSHIP 20-3682821 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONOF BALTIMORE650 S EXETER STBALTIMORE, MD 21202

WOMEN'S BOARD OF JOHNS 52-1465301 501(C)(3) 5,750 0 N/A N/A CONTRIBUTIONHOPKINS HOSPITAL600 N WOLFE STBALTIMORE, MD 212870221




YMCA OF CENTRAL MARYLAND 52-0591699 501(C)(3) 15,000 0 N/A N/A CONTRIBUTIONINC303 W CHESAPEAKE AVEBALTIMORE, MD 21204

BASSLINE INC 45-4180105 40,000 0 N/A N/A HONORARIUM7310 EDGEMORE STPROSPECT,KY 40059




CLOTCARE INC 26-1318640 501(C)(3) 10,000 0 N/A N/A HONORARIUMPO BOX 889LAKEHILLS,TX 78063

IMAGE ARTISTS LLC 20-0116624 7,000 0 N/A N/A HONORARIUM7 W 54TH STNEW YORK, NY 10019




KEPPLER ASSOCIATES INC 52-1281937 6,000 0 N/A N/A HONORARIUM3030 CLARENDON BLVD 7THFLOORARLINGTON, VA 22201

NATIONAL BLOOD CLOT 56-2425135 501(C)(3) 10,000 0 N/A N/A HONORARIUMALLIANCE8321 OLD COURTHOUSE RDSUITE 255VIENNA, VA 22182




NORTH AMERICAN 20-4818196 501(C)(3) 10,000 0 N/A N/A HONORARIUMTHROMBOSIS FORUM INC368 BOYLSTON STBROOKLINE, MA 02445

SICK DUCK INC 45-3050998 15,000 0 N/A N/A HONORARIUM2069 CERRO GORDO STLOS ANGELES, CA 90039




TRUSTEES OF COLUMBIA 13-5598093 501(C)(3) 12,500 0 N/A N/A HONORARIUMUNIVERSITY IN THE CITY OFNEW YORK1190 AMSTERDAM AVE MC5501NEW YORK, NY 10027

UAB DEPARTMENT OF 63-6005396 115 42,514 0 N/A N/A HONORARIUMGENETICS720 20TH ST S KAUL 230BIRMINGHAM, AL 35294


Schedule J Compensation Information OMB No 1545-0047

(Form 990)For certain Officers, Directors , Trustees, Key Employees, and Highest

Compensated EmployeesComplete if the organization answered "Yes" on Form 990, Part IV, line 23.00, 20 15

► Attach to Form 990.

Department of the ► Information about Schedule ] ( Form 990) and its instructions is at www. irs.gov /form990 . Ope n to Public

Treasury Inspection

Internal RevenueService



52-0595110

JL^ Questions Regarding Compensation

la Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form990, Part VII, Section A, line la Complete Part III to provide any relevant information regarding these items

- First-class or charter travel r Housing allowance or residence for personal use

r- Travel for companions r- Payments for business use of personal residence

r Tax idemnification and gross-up payments r Health or social club dues or initiation fees

r Discretionary spending account r Personal services (e g , maid, chauffeur, chef)

b If any of the boxes in line la are checked, did the organization follow a written policy regarding payment orreimbursement or provision of all of the expenses described above? If "No," complete Part III to explain

2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by alldirectors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line la?

3 Indicate which, if any, of the following the filing organization used to establish the compensation of theorganization's CEO/Executive Director Check all that apply Do not check any boxes for methodsused by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III

r Compensation committee r Written employment contract

r Independent compensation consultant r Compensation survey or study

- Form 990 of other organizations - Approval by the board or compensation committee

4 During the year, did any person listed on Form 990, Part VII, Section A, line la with respect to the filing organizationor a related organization

a Receive a severance payment or change-of-control payment?

b Participate in, or receive payment from, a supplemental nonqualified retirement plan?

c Participate in, or receive payment from, an equity-based compensation arrangement?

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III

Only 501 ( c)(3), 501 ( c)(4), and 501 ( c)(29) organizations must complete lines 5-9.

5 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the revenues of

a The organization?

b Any related organization?

If "Yes," on line 5a or 5b, describe in Part III

6 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the net earnings of

a The organization?

b Any related organization?

If "Yes," on line 6a or 6b, describe in Part III

7 For persons listed on Form 990, Part VII, Section A, line la, did the organization provide any non-fixedpayments not described in lines 5 and 6? If "Yes," describe in Part III

8 Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that wassubject to the initial contract exception described in Regulations section 53 4958-4(a)(3)? If "Yes," describein Part III

lb

2 1 Yes

No

4a Yes

4b Yes

4c N o

5a Yes

5b N o

6a Yes

6b N o

7 Yes

8 Yes

Yes I No

9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulationssection 53 4958-6(c)? 9 Yes

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat N o 50053T Schedule 3 ( Form 990) 2015

Schedule J (Form 990) 2015 Page 2

Officers , Directors , Trustees , Key Employees , and Highest Compensated Employees . Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule 1, report compensation from the organization on row (i) and from related organizations, described in theinstructions, on row (ii) Do not list any individuals that are not listed on Form 990, Part VIINote . The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line la, applicable column (D) and (E) amounts for that individual

(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation in(ii) (iii) other deferred benefits (B)(i)-(D) column(B) reported

Base(1) compensation

Bonus & incentive Other reportable compensation as deferred on prior

compensation compensation Form 990


Schedule 3 (Form 990) 2015

Schedule J (Form 990) 2015 Page 3


Provide the information, explanation, or descriptions reouired for Part I, lines la, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II Also complete this Dart for any additional information


See Additional Data ^

Schedule 3 (Form 990) 2015

Additional Data

Software ID:

Software Version:

EIN: 52-0595110


Part III, Supplemental Information


FIRST CLASS OR CHARTER TRAVEL THE UNIVERSITY TRAVEL POLICY REQUIRES AIR TRAVEL ACCOMMODATIONS FOR ALL EMPLOYEES TOBE AT THE LOWEST COACH CLASS FARE AVAILABLE THAT MEETS BUSINESS NEEDS THE POLICY DOES ALLOW FOR BUSINESS CLASS AIRFAREON INTERNATIONAL FLIGHTS, BUT FIRST CLASS OR CHARTER TRAVEL IS ONLY ALLOWED IN LIMITED CIRCUMSTANCES WITH APPROPRIATEREVIEW AND APPROVAL AND WHERE THERE IS A BONA FIDE BUSINESS PURPOSE TO JUSTIFY THE ADDITIONAL COST DURING THE TAX YEARFOUR OFFICERS AND TWO FORMER OFFICERS TRAVELED FIRST CLASS OR CHARTER TRAVEL ON LIMITED OCCASION THESE TRAVELEXPENSES WERE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND THEREFORE WERE NOT TREATED AS COMPENSATION TO THE LISTEDINDIVIDUAL TRAVEL FOR COMPANIONS COMPANION OR SPOUSAL TRAVEL IS GENERALLY PROVIDED ONLY IN LIMITED CIRCUMSTANCESWHERE THE TRAVEL SERVES AN ESSENTIAL BUSINESS PURPOSE OF THE UNIVERSITY DURING THE TAX YEAR, ONE OFFICER, ONE HIGHLYCOMPENSATED EMPLOYEE AND ONE FORMER KEY EMPLOYEE EMPLOYEE TRAVELED WITH THEIR SPOUSE ON LIMITED OCCASION WHERE THESPOUSAL TRAVEL WAS DEEMED TO HAVE AN ESSENTIAL BUSINESS PURPOSE,THE AMOUNT WAS NOT TREATED AS COMPENSATION TO THELISTED INDIVIDUAL IN ANY OTHER INSTANCE,THE AMOUNT WAS TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALHOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE THE UNIVERSITY PROVIDES THE PRESIDENT WITH AN ON-CAMPUS RESIDENCE

PART I, LINE 1A (THE "NICHOLS HOUSE") AND REQUIRES THE PRESIDENT TO USE THE HOUSE AS A PRIMARY RESIDENCE THROUGHOUT THE TERM OF OFFICETHE UNIVERSITY ALSO PROVIDES HOUSING TO A HIGHLY COMPENSATED EMPLOYEE WHILE HE IS ON ASSIGNMENT IN THE MIDDLE EASTTHE HOUSE IN THE MIDDLE EAST IS CONSIDERED THE HIGHLY COMPENSATED EMPLOYEE'S PRIMARY RESIDENCE THE PRESIDENT'S USE OFTHE NICHOLS HOUSE AND THE HIGHLY COMPENSATED EMPLOYEE'S HOUSE IN THE MIDDLE EAST IS A CONDITION OF EMPLOYMENT FORBOTH INDIVIDUALS AND FOR THE CONVENIENCE OF THE UNIVERSITY, THEREFORE IT IS EXEMPT FROM TAXATION UNDER INTERNALREVENUE CODE SECTION 119 HEALTH OR SOCIAL CLUB DUES UNIVERSITY POLICY ALLOWS FOR CORPORATE SOCIAL CLUB MEMBERSHIPS,BUT SUCH MEMBERSHIPS ARE FOR STRICT BUSINESS USE SUCH DEPARTMENTAL OR DIVISIONAL MEMBERSHIPS CANNOT BE USED FOR ANYPERSONAL USE AS SUCH, USE OF SUCH MEMBERSHIPS FOR UNIVERSITY BUSINESS IS NOT TREATED AS TAXABLE COMPENSATIONINDIVIDUAL SOCIAL CLUB MEMBERSHIPS PAID FOR BY THE UNIVERSITY, EVEN IF USED PRIMARILY FOR UNIVERSITY BUSINESS,ARETREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL PERSONAL SERVICES THE UNIVERSITY EMPLOYS A HOUSEKEEPER TOCLEAN THE NICHOLS HOUSE AND ALSO PROVIDES THE PRESIDENT WITH A UNIVERSITY EMPLOYED DRIVER TO ACCOMMODATE HISFREQUENT TRAVEL THE PERSONAL AND BUSINESS TIME FOR BOTH THE HOUSEKEEPER AND THE DRIVER ARE LOGGED AND ANY PERSONALUSE IS TREATED AS TAXABLE COMPENSATION TO THE PRESIDENT


WRITTEN POLICIES FOR PAYMENT OR REIMBURSEMENT OR PROVISION OF EXPENSES FOR ITEMS CHECKED IN 1A INGENERAL UNIVERSITY POLICY AND PROCEDURES OR CONTRACTUAL OBLIGATIONS ARE FOLLOWED IN PROVIDING THEABOVE LISTED BENEFITS TO THE LISTED EMPLOYEES THERE ARE NO WRITTEN POLICIES FORTHE PROVISION OF THEPRESIDENT'S HOUSING AND RELATED PERSONAL SERVICE, HOWEVER,THE PROVISIONS ARE INCLUDED IN THE EMPLOYMENTAGREEMENT WITH THE PRESIDENT THE PRESIDENT'S RESIDENCE IS LOCATED ON CAMPUS AND IT IS INCLUDED IN HISEMPLOYMENT AGREEMENT THAT HE WILL LIVE THERE, SO IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODESECTION 119 AND NOT INCLUDED IN THE W-2 THE RESIDENCE PROVIDED TO THE HIGHLY COMPENSATED EMPLOYEE ISLOCATED ON THE COMPOUND WHERE THE PRIMARY PLACE OF WORK IS LOCATED AND THE PROVISION TO PROVIDE SUCH

PART I, LINE 1BHOUSING IS INCLUDED IN THE EMPLOYMENT CONTRACT THIS HOUSING IS EXEMPT FROM TAXATION UNDER INTERNALREVENUE CODE SECTION 119 AND NOT INCLUDED IN THE W-2 THE UNIVERSITY HAS ESTABLISHED WRITTEN POLICIES ANDPROCEDURES GOVERNING THE TRAVEL AND BUSINESS EXPENSES THE POLICIES AND PROCEDURES INCLUDEREQUIREMENTS TO MEET THE IRS ACCOUNTABLE PLAN RULES IT IS THE RESPONSIBILITY OF THE OFFICERS, DIRECTORS,TRUSTEES AND KEY EMPLOYEES TO COMPLY WITH THE WRITTEN POLICIES AND PROCEDURES AND TO EXERCISE GOODJUDGEMENT IN DETERMINING THE BUSINESS PURPOSE TRAVEL AND BUSINESS EXPENSES FOR OFFICERS AND DEANS AREREVIEWED AND APPROVED BY THE OFFICE OF THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR THEOFFICE OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION THE PRESIDENT'S OFFICE REVIEWS ANDAPPROVES TRAVEL AND BUSINESS EXPENSES OF THE SENIOR VICE PRESIDENTS AND THE CHAIR OF THE BOARD OFTRUSTEES REVIEWS AND APPROVES THE PRESIDENT'S TRAVEL AND BUSINESS EXPENSES


PART I, QUESTION 4A DURING CALENDAR YEAR 2016 GLENN BIELER RECEIVED A PAYMENT OF $36,458 ON HISRESIGNATION FROM THE UNIVERSITY ALSO DURING CALENDAR YEAR 2016, KATHRYN CRECELIUS RECEIVED A PAYMENT OF$156,250 ON HER RETIREMENT FROM THE UNIVERSITY PART I, QUESTION 4B THE FOLLOWING AMOUNTS REPRESENTDISTRIBUTIONS MADE TO THE RESPECTIVE INDIVIDUALS FROM A NON-QUALIFIED DEFERRED COMPENSATION PLAN ALL OFTHESE AMOUNTS ARE REPORTED ON THE RESPECTIVE INDIVIDUALS W-2, BOX 11 PAYEE NON-QUALIFIED PLAN --------------

KATHRYN J CRECELIUS $ 21,354 CHARLENE HAYES $ 30,942 MICHAEL LIM $ 9,407 STEPHANIE REEL $303,969 DANIEL RIGAMONTI $ 18,409 PAUL ROTHMAN $ 722,765 PAUL SPONSELLER $ 63,617 WALTER J STARK $2,077,184

PART I, LINES 4A-B THE FOLLOWING REPRESENT AMOUNTS CONTRIBUTED TO NON-QUALIFIED 457(F) DEFERRED COMPENSATION PLANS FORTHE RESPECTIVE OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES PAYEE NON-QUALIFIED PLAN --------

ATES, KATHERINE $ 98,234 RIFLER, GLENN $ 1,147 BREM, HENRY $ 93,870 BYDON, ALI $ 2,376CONWAY, HEIDI $ 10,620 CRECELIUS, KATHRYN $ 24,600 DANIELS, RONALD $294,600 ENNIS, DANIEL $177,488 GRADY,HELENE $ 3,212 HAYES, CHARLENE $ 22,886 KLAG, MICHAEL $ 40,620 KUMAR, SUNIL $ 17,400 LEWIS,THOMAS $ 4,211LIEBERMAN, ROBERT $ 33,781 LIM, MICHAEL $ 2,376 MARSH, MAUREEN $ 2,940 MCLEAN, ROBERT $ 7,590 PINEAU, ARTHUR $2,025 REEL, STEPHANIE $ 51,948 RIGAMONTI, DANIELE $ 3,910 ROTHMAN, PAUL $440,993 SCHROEDER, III, FREDERIC$122,686 SPONSELLER, PAUL $ 13,914


THE SCHOOL OF MEDICINE OFFERS PERFORMANCE SUPPLEMENTS FOR CLINICAL FACULTY, DEPARTMENTAL CHAIRS, ANDVICE DEANS PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE DEAN OFTHE SCHOOL OF MEDICINE PERFORMANCESUPPLEMENTS ARE FIXED INCENTIVE OPPORTUNITIES TIED TO PERFORMANCE OF DEPARTMENTAL, INSTITUTIONAL ANDDISCRETIONARY GOALS PERFORMANCE INDICATORS MEASURE BUDGETARY (INCLUDING PROFITABILITY/EARNINGS),SAFETY,AND SERVICE EXCELLENCE PERFORMANCE THE UNIVERSITY HAS IMPLEMENTED AN INCENTIVE PROGRAM FORDEANS, KEY EMPLOYEES, AND PRINCIPAL ADMINISTRATIVE OFFICERS WITH THE EXCEPTION OF THE PRESIDENT THEINCENTIVES RANGE FROM 0% TO 15% OF BASE SALARY THE INCENTIVE PROGRAM WAS DEVELOPED AND APPROVED BY THECOMPENSATION COMMITTEE OF THE BOARD WITH INPUT TO THE PROGRAM'S STRUCTURE AND ADMINISTRATION PROVIDEDTO THE COMMITTEE BY THE PRESIDENT, SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE VICEPRESIDENT FOR HUMAN RESOURCES IT IS ADMINISTERED BY THE COMPENSATION COMMITTEE OFTHE BOARD ANNUALLY,THE INCENTIVE AWARDS ARE RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE COMPENSATION COMMITTEE OFTHE BOARD THE COMPENSATION COMMITTEE APPROVED A ONE-TIME PROJECT COMPLETION BONUS FOR THE VICEPROVOST FOR INFORMATION TECHNOLOGY AND CHIEF INFORMATION OFFICER THIS WAS IN RECOGNITION OF THE

PART I, LINES 5A, 6A AND 7 SUCCESSFUL IMPLEMENTATION OF A SYSTEM-WIDE ELECTRONIC MEDICAL RECORDS SYSTEM THAT CONCLUDED AT THE ENCOF FISCAL YEAR 2016 IN ADDITION, THE CHIEF INVESTMENT OFFICER IS ELIGIBLE FOR PERFORMANCE SUPPLEMENTSWHICH ARE INCENTIVE OPPORTUNITIES PERFORMANCE SUPPLEMENTS ARE BASED ON PERFORMANCE ON THE QUALITATIVEAND QUANTITATIVE ASPECTS OF THE JOB PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE INVESTMENTCOMMITTEE AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES THE JOHNS HOPKINSAPPLIED PHYSICS LABORATORY (JHU/APL) IMPLEMENTED AN INCENTIVE COMPENSATION PROGRAM FOR THE JHU/APLDIRECTOR THE PROGRAM DESIGN AND STRUCTURE WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE JHU/APLBOARD OF MANAGERS (BOM) THE ANNUAL INCENTIVE FORTHE JHU/APL DIRECTOR RANGES FROM 0% TO 20% OF BASE PAYOVERSIGHT OFTHIS PROGRAM IS PROVIDED BY THE COMPENSATION COMMITTEE OFTHE BOM WITH SUPPORT PROVIDED BYTHE JHU/APL DIRECTOR OF TALENT SERVICES THE SIZE OF THE ANNUAL INCENTIVES AWARDED TO THE JHU/APL DIRECTORIS BASED UPON HIM MEETING SPECIFIC OBJECTIVES APPROVED AT THE BEGINNING OF THE CALENDAR YEAR BY THECOMPENSATION COMMITTEE OF THE BOM IN NOVEMBER OF EACH YEAR,THE BOM COMPENSATION COMMITTEE REVIEWSTHE PROGRESS TOWARDS THE GOALS ACHIEVED BY THE JHU/APL DIRECTOR AND DETERMINES AND APPROVES THEPERCENTAGE OFTHE INCENTIVE EARNED BY THE JHU/APL DIRECTOR


THERE WERE SOME OFFICERS WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS

PART I, LINE 8WERE PAID PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGSECTION 53 4958-4(A)(3) IN EACH INSTANCE,THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSESCONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REG SECTION 53 4958-6(C)


EXPLANATION COMPENSATION FROM UNRELATED ORGANIZATION TO KEITH HILL, VP OF CORPORATE SECURITY ANDDANIELE RIGAMONTI, UNIVERSITY PROFESSOR KEITH HILL IS THE VICE PRESIDENT OF CORPORATE SECURITY FOR BOTHJOHNS HOPKINS UNIVERSITY AND JOHNS HOPKINS HEALTH SYSTEM (JHHS) WHICH IS AN UNRELATED, SEPARATELYGOVERNED ORGANIZATION IN FY17, MR HILL DEVOTED 45% OF HIS EFFORTS TO THE UNIVERSITY AND THEREFORE THE

FORM 990, PART VII, SECTION UNIVERSITY REIMBURSED JHHS FOR 45% OF MR HILL'S TIME THE COMPENSATION AND HOURS REPORTED FOR MR HILL INA, LINE 5 PART VII AND ON SCHEDULE J REPRESENT 45% OFTOTAL COMPENSATION AND BENEFITS PAID TO MR HILL BY JHHS FOR

CALENDAR YEAR 2016 DURING THE 2016 CALENDAR YEAR, JOHNS HOPKINS ARAMCO HEALTHCARE, WHICH IS ANUNRELATED SEPARATELY GOVERNED ORGANIZATION, PAID DR RIGAMONTI $47,899 FOR SERVICES HE PROVIDED THEUNIVERSITY THE COMPENSATION PAID BY JOHNS HOPKINS ARAMCO HEALTHCARE TO DR RIGAMONTI FOR THE 2016CALENDAR YEAR IS INCLUDED IN PART VII AND ON SCHEDULE J

Form 990, Schedule J, Part II - Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation

(i) (ii) (iii)Base Bonus & Other

Compensation incentive reportablecompensation compensation

(C) Retirement and (D ) Nontaxable (E) Total of columns (F) Compensation inother deferred benefits (B)(i)-(D) column (B)compensation reported as deferred

on prior Form 990

1DANIELS RONALD 3 (I) 1,214,281 0 123,289 326,400 100,753 1,764,723 0PRESIDENT, TRUSTEE _ _ _ _ _ _ _ _ _ _ _ _

------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

1ATES KATHERINE (1) 400,942 60,000 1,042 130,034 28,936 620,954 0CHIEF OF STAFF

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

2CONWAY HEIDI (I) 337,486 15,000 3,765 42,420 27,053 425,724 0VP- HUMAN RESOURCES

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

3ENNISDANIELG (I) 667,678 95 000 3 510 209 288 27 197 1 002 673 0SR VP-FINANCE &

, , , , , ,

ADMINISTRATION(II) 0

--- --- --- - - --- --- --- -- ---- --- - - --- --- -- --- --- ---

0 0 0 - - 00 0

4GRADY HELENE (I) 281,526 25,000 0 35,012 21,260 362,798 0VP-PLANNING & BUDGET

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

SHILL KEITH (I) 101,552 28,708 4,873 23,980 1,064 160,177 0VP-CORPORATE SECURITY

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

6KUMAR SUNIL (I) 234,959 150,000 37,706 28,000 6,461 457,126 0SR VP-ACADEMIC AFFAIRS &

-------------PROVOST

(II) 0- - - - - - - - - - - - - - - - - -

0 0 0 - - 00 0

THOMAS7LEWIS (I) 294,019 15,000 3,672 36,011 6,555 355,257 0-GOV

VP-GOVERNMENT, COMMON ,-------------

PUBLICAFFAI(II) 0

- - - - - - - - - - - - - - - - - - - - -- - - - - - - - - - - - - - - - -- - - - - - - - - - - - - - - - - - - -

0 0 0 - - 00 0

SMARSH MAUREEN (I) 288,106288,106 25,000 500 34,740 1,875 350,221 0SECRETARY OF THE BOARDOF TRUSTEES

(II) 0- - - - - - - - - - - - - - - - - -

0 0 0 - - 00 0

9MCLEAN ROBERT (I) 323,623 15 000 2 628 39 390 4 798 385 439 0VP FOR FACILITIES & REAL

------, , , , ,

ESTATE(II) 0

--- --- --- - - --- --- --- -- ---- --- - - --- --- -- --- --- --- --- --- --- -

0 0 0 - - 00 0

10PINEAU ARTHUR (I) 403,968 40,000 18,093 4,675 1,972 468,708 0VP AND GENERAL COUNSEL

------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

11ROTHMAN PAUL (I) ,361,751 507 936 747 415 472 793 46 852 3 136 747 722 765CEO & DEAN OF MEDICAL

-------, , , , , , ,

FACULTY(II) 0

--- --- --- - - --- --- --- -- ---- --- - - --- --- -- --- --- --- --- --- --- -

0 0 0 - - 00 0

1 EDER FREDERIC (I) 574,227 85,000 2,556 154,486 61,863 878,132 0VP-DEVELOPMENT & ALUMNI

-------REL

(II) 0 0 0 0 - - 00 0

13SEMMELRALPH (I) 697,361 125,244 50,870 27,825 3,552 904,852 0DIRECTOR-APL

------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

14REEL STEPHANIE (I)

-

578,948 255,000 318,697 83,748 5,885 1,242,278 303,969VICE PROVOST FOR INFO

-------TECH &CIO

(II) 0- - - - - - - - - - - - - - - - - -

0 0 0 - - 00 0

15BREM HENRY (1) 1,039,416 205,600 0 125,670 17,817 1,388,503 0PROFESSOR (SEE SCHED 0)

--

(II) 0 0 0 0 - - 00 0

(I) 274,415 1,149,065 1,308 34,176 21,406 1,480,370 0PROFESSOR (SEE SCHED O) _ _

(II) 0 0 0 0 - - 00 0

PROFESSOR (SEE SCHED 0)(I) 278,360

--1,022,887 9,407 34,176 12,162 1,356,992 9,407

(II) 0 0 0 0 - - 00 0

(I) 329,583 338,973 821,758 35,710 93,040 1,619,064 18,409PROFESPROFESSOR (SEE SCHED 0) _ _ _ _ _ _ _

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------(II) 0 0 0 0 - - 0

0 0

19SPONSELLER PAUL (I) 369,352 1,085,492 63,617 45,714 47,402 1,611,577 63,617PROFESSOR (SEE SCHED 0)

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - -

-------------(II) 0 0 0 0 - - 0

0 0

Form 990, Schedule J, Part II - Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation

(i) (ii) (iii)Base Bonus & Other

Compensation incentive reportablecompensation compensation

(C) Retirement and (D ) Nontaxable (E) Total of columns (F) Compensation inother deferred benefits (B)(I)-(D) column (B)compensation reported as deferred

on prior Form 990

21BIELER GLENN (I) 114,531 0 62,105 14,527 23,904 215,067 0VP-COMMUNICATIONS &PUBLIC AFFAIRS

(II) 0--- --- --- --- --- --- -- --- ---- - -- --- --- -

0 0 0 - - 00 0

1CRECELIUS KATHRYN (I) 333,430 496 125 177 604 40 500 9 065 1 056 724 21 354VP-INVESTMENTS & CHIEF

-------------, , , , , , ,

INVESTMENTSO(II) 0

--- --- --- --- --- --- -- --- ---- - -- --- --- -

0 0 0 - - 00 0

2HAYES CHARLENE (I) 349,039 0 38,072 54,686 12,028 453,825 30,942VP-HUMAN RESOURCES

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

3LIEBERMAN ROBERT (I) 540,114 10 000 10 000 65 581 33 711 659 406 0SR

VP-ACADEMICVP-ACADEMIC AFFAIRS &-------------

, , , , ,

PROVOST(II) 0 0 0 0 - - 0

0 0

4PHILLIP SPECTOR (1) 0 0 116,295 0 0 116,295 0VP- TRATEGIC INITIATIVES

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

5GROSSI RICHARD A (I) 108,750 0 0 0 0 108,750 0SR ASSOCIATE DEAN

------------- ------------- ------------- ------------- ------------ ------------ -------------(II) 0 0 0 0 - - 0

0 0

6KLAG MICHAEL (1) 600,506 20,000 7,980 72,420 3,474 704,380 0DEAN-SCHOOL OF PUBLIC

-------------HEALTH

(II) 0- - - - - - - - - - - - - - - - - -

0 0 0 - - 00 0

7STARK WALTER J (I) 0 0 2,077,184 0 0 2,077,184 2,077,184PROFESSOR (SEE SCHED 0)

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -------------(II) 0 0 0 0 - - 0

0 0


Schedule KSupplemental Information on Tax Exempt Bonds

OMB No 1545-0047

(Form 990)00, 2016Complete if the organization answered "Yes" to Form 990 , Part IV, line 24a. Provide descriptions,

explanations , and any additional information in Part VI.

Department of the Treasury ► Attach to Form 990. Open Pu b lic

Internal Revenue Service ►Information about Schedule K (Form 990 ) and its instructions is at www.irs.gov/forn7990 . , , ,



Bond Issues

(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued ( e) Issue price (f) Description of purpose (g) Defeased ( h) On (i) Poolbehalf of financingissuer

Yes No Yes No Yes No

A MHHEFA 2005A BONDS 52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI X X X

B MHHEFA 2008A BONDS 52-0936091 5742172KO 08-07-2008 135,928 , 983 SEE SCHEDULE K, PART VI X X X

C MHHEFA CP SERIES A TRANCHE 52-0936091 57421PAA3 06-20-2005 11,387 ,000 SEE SCHEDULE K, PART VI X X X7

D MHHEFA CP SERIES A TRANCHE 52-0936091 57421PAA3 01-26-2006 21,713, 000 SEE SCHEDULE K, PART VI X X X8

ja^ Proceeds

A B C D

1 Amount of bonds retired . . . . . . . . . . . . . . . . . 15,000,000 9,484,000 12,428,000

2 Amount of bonds legally defeased . . . . . . . . . . . . . .

3 Total proceeds of issue . . . . . . . . . . . . . . . . . 71,399,299 136,482,944 11,387,000 21,713,000

4 Gross proceeds in reserve funds . . . . . . . .

5 Capitalized interest from proceeds . . . . . . . . . . . . 2,671,827 2,772,524

6 Proceeds in refunding escrows . . . . . . . . . . . . . . .

7 Issuance costs from proceeds . . . . . . . 826,570 872,270

8 Credit enhancement from proceeds . . . . . . . . . . . . .

9 Working capital expenditures from proceeds . 88,150

10 Capital expenditures from proceeds . . . . . . . . . . . . 67,900,902 83,750,000 11,387,000 21,713,000

11 Other spent proceeds . 49,000,000

12 Other unspent proceeds . . . . . . . . . . .

13 Year of substantial completion . . . . . . . . 2007 2010 2005 2005

Yes No Yes No Yes No Yes No

14 Were the bonds issued as part of a current refunding issue? . X X X X

15 Were the bonds issued as part of an advance refunding issue? . X X X X

16 Has the final allocation of proceeds been made? . . . . . . X X X X

17 Does the organization maintain adequate books and records to support the final allocation ofproceeds

X X X X

Private Business Use

A B C D


1 Was the organization a partner in a partnership , or a member of an LLC, which owned propertyX X X X

financed by tax-exempt bonds? .

2 Are there any lease arrangements that may result in private business use of bond -financedX X X X

property?

For Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2016

Schedule K (Form 990) 2016 Page 2

Private Business Use (Continued)

A B C D


3a Are there any management or service contracts that may result in private business use ofX X X X

bond-financed property? .

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outsideX X X

counsel to review any management or service contracts relating to the financed property?

c Are there any research agreements that may result in private business use of bond-financedproperty?. X X X X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X X

4 Enter the percentage of financed property used in a private business use by entities other thana section 501(c)(3) organization or a state or local government . . . . ► 0 % 2 750 % 0 % 0 840 %

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 501(c)(3) 0 % 0 % 0 % 0 %organization, or a state or local government . 1101

6 Total of lines 4 and 5 . 0 % 2 750 % 0 % 0 840 %

7 Does the bond issue meet the private security or payment test? . . . X X X X

8a Has there been a sale or disposition of any of the bond-financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were X X X Xissued?.

b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of

c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1 141-12and 1 145-2?

9 Has the organization established written procedures to ensure that all nonqualified bonds ofthe issue are remediated in accordance with the requirements under X X X XRegulations sections 1 141-12 and 1 145-27.

Arbitrage

A B C D


1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction andPenalty in Lieu of Arbitrage Rebate? .

X X X X

2 If "No" to line 1, did the following apply? . .

a Rebate not due yet? X X X X

b Exception to rebate? . X X X X

c No rebate due? . X X X X

If "Yes" to line 2c, provide in Part VI the date the rebatecomputation was performed .

3 Is the bond issue a variable rate issue? . X X X X

4a Has the organization or the governmental issuer entered into a qualifiedhedge with respect to the bond issue?

X X X X

b Name of provider . . . . . . . . . .

C Term of hedge . . . . . . . . .

d Was the hedge superintegrated? . . . . . .

e Was the hedge terminated? . . . . . . . .

Schedule K (Form 9901 2016


Arbitrage (Continued)

A B C D


5a Were gross proceeds invested in a guaranteed investment contractX X X X

(GIC)?


c Term of GIC . . . . . . . . .

d Was the regulatory safe harbor for establishing the fair market value ofthe GIC satisfied? .

6 Were any gross proceeds invested beyond an available temporaryX X X X

period?

7 Has the organization established written procedures to monitor theX X X X

requirements of section 148' .

Procedures To Undertake Corrective Action

A B C D


Has the organization established written procedures to ensure that violations offederal tax requirements are timely identified and corrected through the

X X X Xvoluntary closing agreement program if self-remediation is not available underapplicable regulations?

Supplemental Information . Provide additional information for responses to questions on Schedule K (see instructions).


ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY(MHHEFA) REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM THE UNIVERSITY USESTHE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT,LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS THENOTES IN EACH SERIES ARE ISSUED IN TRANCHES EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARESEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES WEIGHTED AVERAGE LIFE CALCULATIONS AREPREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUEWITHIN A TRANCHE WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPERTRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED ATSUBSTANTIALLY THE SAME TIME SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPERISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED ANDREPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K ISSUE PRICES FOR ALL ISSUES THAT ARE STILL

SCHEDULE K, PART IOUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL COMBINED DATA IS ALSO REPORTEDIN PARTS II, III AND IV TO SCHEDULE K THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THETRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROMWHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL IN ACCORDANCE WITH THEINSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K THE FINANCIALMARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FORMHHEFA BONDS AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER ISISSUED FOR THE AMOUNTS REMARKETED SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, ANINDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE THIS ISDIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFEOF THE BONDS IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THEFORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I NO ISSUANCE COSTS ARE PAID FROM COMMERCIALPAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARENO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS


ISSUER MHHEFA, CUSIP 574217VC6, DATE 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARL ESCOMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, ANDTHE REMOTE SHELVING FACILITY ISSUER MHHEFA, CUSIP 5742172K0, DATE 8/7/2008 2008A - TO FUNDCONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUIL DING (BOTH ONTHE EAST BALTIMORE CAMPUS), THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC), THE SAN MARTIN CENTERFIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS), AND THE RENOVATIONS OF THE SCHOOLFOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON H OUSE ELEVATOR TOWER ALSO, $49MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMME RCIAL PAPER ($32 5 MILLION RELATED TOMT WASHINGTON SOUTH CAMPUS AND $16 5 MILLION FOR EA STERN HIGH SCHOOL) ISSUER MHHEFA, CUSIP57421PAA3, DATE 6/20/2005 COMMERCIAL PAPER SERI ES A - TRANCHE 7 - TO FUND MINOR RENOVATIONPROJECTS, LIBRARY ACQUISITIONS, INFORMATION TE CHNOLOGY PROJECTS (E G INFORMATION SYSTEMS,COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPM ENT IT PROJECT RELATED ISSUE RETIRED JULY 2012EQUIPMENT RELATED ISSUE RETIRED JULY 2013 RENOVATION RELATED ISSUE RETIRED JANUARY 2014 ISSUERMHHEFA, CUSIP 57421PAA3, DATE 1 /26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION

SCHEDULE K, PART I, COLUMNPROJECTS, LIBRARY ACQUISITIONS , INFORMATION TECHNOLOGY PROJECTS (E G INFORMATION SYSTEMS,

(F), DESCRIPTION OFCOMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT IT PROJECT RELATED ISSUE RETIRED JULY 2012

PURPOSEEQUIPMENT RELATED ISSUE R ETIRED JULY 2013 RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016ISSUER MHHEFA, CUSIP 5 7421PAA3, DATE 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUNDMINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E GINFORMATION SYSTEMS , COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT IT PROJECT RELATEDISSUE RETIRED JULY 2013 EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014 RENOVATION RELATED ISSUERETIRED NOVEM BER 2016 ISSUER MHHEFA, CUSIP 57421PAA3, DATE 8/21/2007 COMMERCIAL PAPER SERIES A- TR ANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGYPROJECTS (E G INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT IT PROJECTRELATED ISSUE RETIRED JULY 2014 EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014 REN OVATION RELATEDISSUE RETIRED NOVEMBER 2016 ISSUER MHHEFA, CUSIP 57421PAA3, DATE 2/15/ 2008 COMMERCIAL PAPERSERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY A CQUISITIONS, INFORMATIONTECHNOLOGY PROJECTS (E G INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) ANDEQUIPMENT IT PROJECT AND EQUIPMENT RELATED ISSUE RETIRED MAY 2015 I SSUER MHHEFA, CUSIP57421NAA8, DATE 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS ANDEQUIPMENT EQUIPMENT RELATED ISSUE RETIRED 2012 ISSUER MH HEFA, CUSIP 57421NAA8, DATE 1/30/2004COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MI NOR RENOVATION PROJECTS, LIBRA


RY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E G INFORMATION SYSTEMS, COMPUTER SOFTW ARE,INFRASTRUCTURE) AND EQUIPMENT IT PROJECT RELATED ISSUE RETIRED JULY 2011 EQUIPMENT RELATED ISSUERETIRED JULY 2012 RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014 ISSUER M HHEFA, CUSIP57421NUT5, DATE 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATIONPROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E G INF ORMATION SYSTEMS,

SCHEDULE K, PART I, COLUMNCOMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT RENOVATION RELATED ISS UE RETIRED FEBRUARY

(F), DESCRIPTION OF2014 IT PROJECTS RELATED ISSUE RETIRED MAY 2015 EQUIPMENT RELATED IS SUE RETIRED MAY 2016 ISSUER

PURPOSEMHHEFA, CUSIP 57421NWE6, DATE 5/14/2009 COMMERCIAL PAPER S ERIES B - TRANCHE 8 - TO FUND MINORRENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E G INFORMATIONSYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQU IPMENT EQUIPMENT RELATED ISSUE RETIREDFEBRUARY 2014 IT PROJECT RELATED ISSUE RETIRED MA Y 2016 ISSUER MHHEFA, CUSIP 574218JW4, DATE6/14/2012 2012A - TO REFINANCE A PORTION 0 F THE 2001B BONDS AND THE 2002A BONDS (ISSUE DATES8/30/01 & 2/13/02 RESPECTIVELY) ISSUER MHHEFA, CUSIP 574218P56, DATE 6/20/13 2013B TO REFINANCETHE 2001B AND 2004A BONDS (I SSUE DATES 8/30/01 & 4/21/04 RESPECTIVELY)

Return Reference

RECONCILIATION OF ISSUEFOR BONDS IN PART ICOMPARED TO PROCEEDS INPART II

Explanation

2005A BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS$2,134,299 $553,961 TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299$136,482,944 2012A BONDS 2013B BONDS TOTALISSUE PRICE - PART I (E) $153,150,000 $99,625,000 NET PREMIUM $25,577,564 $8,453,992

TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $178,727,564 $108,078,992


LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF

SCHEDULE K, PART II$88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNEDPRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THEDEBT SERVICE INTEREST ACCOUNT DURING FY2013


RIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCHGREEMENTS) PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FORAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS ISESTED WITH THE UNIVERSITY'S CONTROLLER THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USEESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSOREDESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAINSAGE BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTINGYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USEF TAX-EXEMPT FINANCED FACILITIES UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENTONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVEEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO

ADDITIONAL EXPLANATION ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCEDFOR PART III FACILITIES THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE

DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT PART III, LINE 3(B) AS NECESSARY ANDAPPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNALCOUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCECOUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHERSUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATEMEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCHFORMS OF THIRD-PARTY AGREEMENTS PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATEDACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATEUSE THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSELTO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ONAN AS-NEEDED BASIS


PART IV, LINE 6 I2008A BONDS WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THEBONDS



OMB No 1545-0047

(Form 990)00, 2016Complete if the organization answered "Yes" to Form 990 , Part IV, line 24a . Provide descriptions,



Internal Revenue Service ►Information about Schedule K (Form 990 ) and its instructions is at www. irs.gov/forn7990 . , , ,



Bond Issues

(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued ( e) Issue price (f) Description of purpose (g) Defeased ( h) On (i) Poolbehalf of financingissuer


A MHHEFA CP SERIES A TRANCHE 52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI X X X9

B MHHEFA CP SERIES A TRANCHE 52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI X X X10

C MHHEFA CP SERIES A TRANCHE 52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI X X X11

D MHHEFA CP SERIES B TRANCHE 52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI X X X4

Proceeds

A B C D

1 Amount of bonds retired . . . . . . . . . 10,928,000 13,073,000 13,971,000 3,859,000


3 Total proceeds of issue . . . . . . . . . . . . . . . . . 16,262,000 21,446,000 35,506,000 7,342,000

4 Gross proceeds in reserve funds . . . . . . . . .

5 Capitalized interest from proceeds . . . . . . . . . . . . .


7 Issuance costs from proceeds . . . . . . . .


9 Working capital expenditures from proceeds . . . . . . . . . . . .

10 Capital expenditures from proceeds . . . . . . . . . . . . 16,262,000 21,446,000 35,506,000 7,342,000

11 Other spent proceeds . . . . . . . . . . . . .


13 Year of substantial completion . . . . . . . . 2006 2006 2007 2003


14 Were the bonds issued as part of a current refunding issue? . . X X X X




X X X X


A B C D


1 Was the organization a partner in a partnership , or a member of an LLC, which owned propertyX X X X


2 Are there any lease arrangements that may result in private business use of bond -financedX X X X

property?

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2016



A B C D


3a Are there any management or service contracts that may result in private business use ofX X X X


b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outsideX X X

counsel to review any management or service contracts relating to the financed property?

c Are there any research agreements that may result in private business use of bond-financedproperty? . . . . . . . . . . . . X X X X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X X X

4 Enter the percentage of financed property used in a private business use by entities other thana section 501(c)(3) organization or a state or local government . . . . ► 0 % 0 % 0 o/ 0 %

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 501(c)(3) 0 % 0 % 0 % 0 %organization, or a state or local government . 1101

6 Total of lines 4and5. 0% 0% 0% 0%

7 Does the bond issue meet the private security or payment test? . . . X X X X

8a Has there been a sale or disposition of any of the bond-financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were X X X Xissued?.



9 Has the organization established written procedures to ensure that all nonqualified bonds ofthe issue are remediated in accordance with the requirements under X X X XRegulations sections 1 141-12 and 1 145-27.

Arbitrage

A B C D



X X X X

2 If "No" to line 1, did the following apply?







X X X X


C Term of hedge . . . . . . . . .






A B C D



(GIC)?


c Term of GIC . . . . . . . . .



period?



JL^ Procedures To Undertake Corrective Action

A B C D




Supplemental Information . Provide additional information for responses to questions on Schedule K (see instructi ons).

Schedule K (Form 990) 2015



OMB No 1545-0047

(Form 990)00, 2016Complete if the organization answered "Yes" to Form 990 , Part IV, line 24a . Provide descriptions,



Internal Revenue Service ►Information about Schedule K (Form 990 ) and its instructions is at www. irs.gov/forn7990 . , , ,



Bond Issues

(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On (i) Poolbehalf of financingissuer


A MHHEFA CP SERIES B TRANCHE 52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI X X X5

B MHHEFA CP SERIES B TRANCHE 52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI X X X7

C MHHEFA CP SERIES B TRANCHE 52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI X X X8

D MHHEFA 2012A BONDS 52-0936091 574218JW4 06-14-2012 153,150,000 SEE SCHEDULE K, PART VI X X X

Proceeds

A B C D

1 Amount of bonds retired . . . . . . . . . 10,335 , 000 21,532,000 13,591,000


3 Total proceeds of issue . . . . . . . . . . . . . . . . . 12,732 ,000 23 ,777,000 22, 643,000 178 ,727,564







10 Capital expenditures from proceeds . . . . . . . . . . . . 12,732, 000 23 ,777,000 22 ,643,000

11 Other spent proceeds . 178,727,564


13 Year of substantial completion . . . . . . . . 2003 2008 2009


14 Were the bonds issued as part of a current refunding issue? . X X X X




X X X X


A B C D


1 Was the organization a partner in a partnership, or a member of an LLC, which owned propertyX X X


2 Are there any lease arrangements that may result in private business use of bond-financedX X X

property?

For Paperwork Reduction Act Notice. see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2016



A B C D


3a Are there any management or service contracts that may result in private business use ofX X X


b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside Xcounsel to review any management or service contracts relating to the financed property?

c Are there any research agreements that may result in private business use of bond-financedproperty?. X X X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X

4 Enter the percentage of financed property used in a private business use by entities other thana section 501(c)(3) organization or a state or local government . . . . ► 0 % 0 % 0 400 0/6

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 501(c)(3) 0 % 0 % 0 0/0organization, or a state or local government . 1101

6 Total of lines 4 and 5 . 0 % 0 0/0 1 0 400 0/6

7 Does the bond issue meet the private security or payment test? . . . X X X

8a Has there been a sale or disposition of any of the bond-financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were X X Xissued?.



9 Has the organization established written procedures to ensure that all nonqualified bonds ofthe issue are remediated in accordance with the requirements under X X XRegulations sections 1 141-12 and 1 145-27.

Arbitrage

A B C D



X X X X








X X X X


C Term of hedge . . . . . . . . .






A B C D



(GIC)?


c Term of GIC . . . . . . . . .



period?




A B C D








OMB No 1545-0047

(Form 990)00, 2016Complete if the organization answered "Yes" to Form 990, Part IV, line 24a . Provide descriptions,



Internal Revenue Service ►Information about Schedule K (Form 990 ) and its instructions is at www.irs.gov/forn7990 . , , ,



Bond Issues

(a) Issuer name ( b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose ( g) Defeased (h) On (i) Poolbehalf of financingissuer


A MHHEFA 2013B BONDS 52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI X X X

Proceeds

A B C D

1 Amount of bonds retired . . . . . . . . . . . . . . . . . .


3 Total proceeds of issue . . . . . . . . . . . . . . . . . 108,078,992



6 Proceeds in refunding escrows . . . . . . . . . . . . . 108,078,992




10 Capital expenditures from proceeds . . . . . . . . . . . . .

11 Other spent proceeds . . . . . . . . . . . . .


13 Year of substantial completion . . . . . . . . .


14 Were the bonds issued as part of a current refunding issue? . . X

15 Were the bonds issued as part of an advance refunding issue? . X

16 Has the final allocation of proceeds been made? . . . . . . X


X


A B C D


1 Was the organization a partner in a partnership, or a member of an LLC, which owned property Xfinanced by tax-exempt bonds? .

2 Are there any lease arrangements that may result in private business use of bond-financed Xproperty?

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50193E Schedule K (Form 990) 2016



A B C D


3a Are there any management or service contracts that may result in private business use of Xbond-financed property? .

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside Xcounsel to review any management or service contracts relating to the financed property?

c Are there any research agreements that may result in private business use of bond-financedproperty? . . . . . . . . . . . . X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X

4 Enter the percentage of financed property used in a private business use by entities other thana section 501(c)(3) organization or a state or local government . . . . ► 0 310

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 501(c)(3) 0 %organization, or a state or local government . ►

6 Total of lines 4 and 5 . . . . . . . . . . . 0 310

7 Does the bond issue meet the private security or payment test? . . . X

8a Has there been a sale or disposition of any of the bond-financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were Xissued?.



9 Has the organization established written procedures to ensure that all nonqualified bonds ofthe issue are remediated in accordance with the requirements under XRegulations sections 1 141-12 and 1 145-27.

Arbitrage

A B C D



X


a Rebate not due yet? X

b Exception to rebate? . X

c No rebate due? . X


3 Is the bond issue a variable rate issue? . X


X


C Term of hedge . . . . . . . . .






A B C D


5a Were gross proceeds invested in a guaranteed investment contract X(GIC)?


c Term of GIC . . . . . . . . .


6 Were any gross proceeds invested beyond an available temporary Xperiod?

7 Has the organization established written procedures to monitor the Xrequirements of section 148' .


A B C D


Has the organization established written procedures to ensure that violations offederal tax requirements are timely identified and corrected through the Xvoluntary closing agreement program if self-remediation is not available underapplicable regulations?




Schedule L Transactions with Interested Persons OMB No 1545-0047

(Form 990 or 990-EZ) ► Complete if the organization answered"Yes" on Form 990, Part IV, lines 25a , 25b, 26, 27, 28a , 28b, or 28c, 2016or Form 990- EZ, Part V, line 38a or 40b.

► Attach to Form 990 or Form 990-EZ.

Department of the ►Information about Schedule L (Form 990 or 990 - EZ) and its instructions is at O pen Pu b lic

Internal Revenue Servicewww.irs . gov/form990 .

Inspection



52-0595110

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only)

Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b

(a) Name of disqualified person (b) Relationship between disqualified person and (c) Description of (d) Corrected?organization transaction Yes No

2 Enter the amount of tax incurred by organization managers or disqualified persons during the year under section4958 . . . ► $

3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization . ► $

Loans to and/or From Interested Persons.Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26, or if the organizationreported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name ofinterestedperson

(b) Relationshipwith

organization

(c) Purposeof loan

(d) Loan to or from theorganization?

(e)Originalprincipalamount

(f)Balance due (g) Indefault?

(h)Approved by

board orcommittee?

(i)Writtenagreement?

To From Yes No Yes No Yes No

(1)RONALDDANIELS

OFFICER RETENTION X 1,000,000 1,000,000 No Yes Yes

Total ► $ 1,000,000 1 1

CMET Grants or Assistance Benefiting Interested Persons.

Complete if the org anization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person (b) Relationship between (c) Amount of assistance (d) Type of assistance (e) Purpose of assistanceinterested person and the

organization

For Paperwork Reduction Act Notice , see the Instructions for Form 990 or 990 -EZ. Cat No 50056A Schedule L ( Form 990 or 990-EZ) 2016

Schedule L (Form 990 or 990-EZ) 2016 Page 2

Business Transactions Involving Interested Persons.

Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.(a) Name of interested person (b) Relationship

between interestedperson and theorganization

(c) Amount oftransaction

(d) Description of transaction (e) Sharingof

organization'srevenues?

Yes No


Supplemental InformationProvide additional information for responses to questions on Schedule L (see instructions)


Schedule L (Form 990 or 990-EZ) 2016

Additional Data

Software ID:

Software Version:

EIN: 52-0595110


Form 990, Schedule L, Part IV - Business Transactions Involving Interested Persons

(a) Name of interested person ( b) Relationship (c) Amount of ( d) Description of transaction (e) Sharingbetween interested transaction ofperson and the organization'sorganization revenues?

Yes No

(1) DAVID C HODGSON TRUSTEE 2,452,500 AN EDUCATIONAL PROGRAM NoTHROUGH THE SCHOOL OFMEDICINE WAS ESTABLISHED TOPROVIDE FULL-TIME, HOME-BASED, EDUCATIONAL SERVICESTO A TRUSTEE'S FAMILYMEMBER THE FAMILYREIMBURSES THE UNIVERSITYFOR ALL THE EXPENSESASSOCIATED WITH THISEDUCATIONAL PROGRAM

(1) CHRISTOPHER ABULARRAGE FAMILY MEMBER OF 446,996 CHRISTOPHER J ABULARRAGE IS NoOFFICER EMPLOYED BY THE UNIVERSITY

AS AN ASSOCIATE PROFESSOROF VASCULAR SURGERY ANDENDOVASCULAR THERAPY AT THESCHOOL OF MEDICINE

Form 990, Schedule L. Part IV - Business Transactions Involving Interested Persons

(a) Name of interested person (b) Relationship (c) Amount of (d) Description of transaction (e) Sharingbetween interested transaction ofperson and the organization'sorganization revenues?

Yes No

(3) NATALIE HENDLER FAMILY MEMBER OF 124,543 NATALIE HENDLER IS EMPLOYED NoFORMER TRUSTEE BY THE UNIVERSITY AS A SENIOR

PROGRAM OFFICER FOR JHPIEGO

(1) LUCY MEONI FAMILY MEMBER OF 120,386 LUCY MEONI IS EMPLOYED BY NoFORMER KEY THE UNIVERSITY AS A JOINTEMPLOYEE FACULTY MEMBER AN

ASSOCIATE SCIENTIST AT THEBLOOMBERG SCHOOL OF PUBLICHEALTH AND A RESEARCHASSOCIATE AT THE SCHOOL OFMEDICINE



Yes No

(5) SUMATI MURLI FAMILY MEMBER OF 65,946 SUMATI MURLI IS EMPLOYED BY NoOFFICER THE UNIVERSITY AS A CLINICAL

RESEARCH PROJECTS DIRECTORAT THE SCHOOL OF MEDICINE

(1) LAUREN OSBORNE FAMILY MEMBER OF 190,463 LAUREN OSBORNE IS EMPLOYED NoFORMER OFFICER BY THE UNIVERSITY AS AN

ASSISTANT PROFESSOR OFPSYCHIATRY & BEHAVIORALSCIENCES AND ASSISTANTDIRECTOR, JOHNS HOPKINSWOMEN'S MOOD DISORDERSCENTER AT THE SCHOOL OFMEDICINE



Yes No

(7) JOANNE ROSEN FAMILY MEMBER OF 153,435 JOANNE D ROSEN IS EMPLOYED NoTRUSTEE/OFFICER BY THE UNIVERSITY AS AN

ASSOCIATE LECTURER AT THEBLOOMBERG SCHOOL OF PUBLICHEALTH

(1) ALISSA ROTHMAN FAMILY MEMBER OF 29,984 ALISSA ROTHMAN IS EMPLOYED NoOFFICER BY THE UNIVERSITY AS A

RESEARCH PROGRAMCOORDINATOR FOR THE SCHOOLOF MEDICINE


(a) Name of interested person ( b) Relationship (c) Amount of ( d) Description of transaction (e) Sharingbetween interested transaction ofperson and the organization'sorganization revenues?

Yes No

(9) SUBSTANTIAL CONTRIBUTOR'S ENTITY ENTITY MORE THAN 248,549 ORDINARY COURSE AND OTHER No35% OWNED BY A SOFTWARE SUBSCRIPTIONSSUBSTANTIALCONTRIBUTOR

(1) GREATER THAN 35% 3,909,741 INVESTMENT FEES NoCENTERBRIDGE PARTNERS LP & AFFILIATED OWNER IS TRUSTEEENTITIES


(a) Name of interested person (b) Relationship (c) Amount of ( d) Description of transaction (e) Sharingbetween interested transaction ofperson and the organization'sorganization revenues?

Yes No

(11) CORDISH POWER PLANT #2 LLC GREATER THAN 35% 353,247 THE UNIVERSITY RENTS NoOWNER IS TRUSTEE PROPERTY FROM THE LLC

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I

SCHEDULE MNoncash Contributions(Form 990)

►Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.

► Attach to Form 990.

Department► Information about Schedule M (Form 990 ) and its instructions is at www.irs.gov/fc

Internal Revenue Ser ice

DLN:93493130025118

OMB No 1545-0047

2016



52-0595110

Types of Property

(a)Check if

applicable

(b)Number of contributions or

items contributed

(c)Noncash contributionamounts reported on

Form 990, Part VIII, line1g

(d)Method of determining

noncash contribution amounts

1 Art-Works of art . . . . X 13

2 Art-Historical treasures

3 Art-Fractional interests

4 Books and publications

5 Clothing and householdgoods . . . . . . .

6 Cars and other vehicles . .

7 Boats and planes . . . .

8 Intellectual property . . .

9 Securities-Publicly traded . X 600 41,145,460 AVG OF HIGH/LOW @ TRANS

10 Securities-Closely held stock

11 Securities-Partnership, LLC,or trust interests . .

X1 478,609 PROCEEDS RECEIEVD

12 Securities-Miscellaneous X 1 28,426 PROCEEDS RECEIVED

13 Qualified conservationcontribution-Historicstructures

14 Qualified conservationcontribution-Other . . .

15 Real estate-Residential X 3 2,558,000 APPRAISED VALUE

16 Real estate-Commercial

17 Real estate-Other . . . X 1

18 Collectibles . . . . . X 15

19 Food inventory . . .

20 Drugs and medical supplies

21 Taxidermy . . . . . .

22 Historical artifacts . . . .

23 Scientific specimens . .

24 Archeological artifacts . . .

25 Other ► (COMPUTER EQUIPMENT )

X 1 0

26 Other ► (MUSICAL INSTRUMENTS

X 14 0

27 Other ► (OTHER EQUIP

X 1 0

28 Other ► (OTHER )

X 12 0

29 Number of Forms 8283 received by thfor which the organization completed

e organizaForm 8283

tion during the tax year for, Part IV, Donee Acknowled

contributionsgement 29 13

Yes No

30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? . . . . . . . . . . . . . . . 30a No

b If "Yes," describe the arrangement in Part II

31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions? 31 Yes

32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncashcontributions? . . . . . . . . . . . . . . . . . . . . . . . . . 32a Yes

b If "Yes," describe in Part II

33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 512273 Schedule M (Form 990 ) ( 2016)

Schedule M ( Form 990 ) ( 2016 ) Page 2

Supplemental Information.

Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in PartI, column (b), the number of contributions, the number of items received, or a combination of both. Also completethis part for any additional information.


PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B) OF PART I

PART I, LINE 32B THE JOHNS HOPKINS UNIVERSITY UTILIZES BROKERAGE FIRMS TO LIQUIDATE OUTRIGHT GIFTS OFSECURITIES, REALTORS TO LIQUIDATE REAL ESTATE, APPRAISERS FOR GIFTS-IN-KIND AND REAL ESTATEAS NECESSARY, AND AN OUTSIDE FIRM THAT MANAGES ALL PLANNED GIFT ASSETS, PAYMENTS AND TAXREPORTING TO LIFE INCOME DONORS

PART I, LINE 33 CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OFCOLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED OTHER NONCASH CONTRIBUTIONS THAT AREDEEMED IMMATERIAL ARE NOT RECOGNIZED OR CAPITALIZED FOR FINANCIAL STATEMENT PURPOSESTHEREFORE SUCH AMOUNTS ARE NOT REPORTED IN COLUMN C

Schedule M (Form 990 (20161


SCHEDULE 0 Supplemental Information to Form 990 or 990-EZOMB No 1545-0047

(Form 990 or 990- Complete to provide information for responses to specific questions on

2016EZ)Form 990 or 990-EZ or to provide any additional information.

► Attach to Form 990 or 990-EZ.► Information about Schedule 0 (Form 990 or 990 - EZ) and its instructions is at • '

Department of the www.irs.gov /form990.



52-0595110

990 Schedule 0, Supplemental Information

ReturnReference

Explanation

BASIS OF 990 THE FORM 990 FOR THE JOHNS HOPKINS UNIVERSITY IS PREPARED USING THE AUDITED FINANCIALPRESENTATION STATEMENTS WHICH INCLUDE THE ACCOUNTS OF THE VARIOUS ACADEMIC AND SUPPORT DIVISIONS, THE

APPLIED PHYSICS LABORATORY, THE JOHNS HOPKINS UNIVERSITY PRESS AND AFFILIATED ORGANIZATIONSWHICH ARE CONTROLLED BY THE UNIVERSITY, INCLUDING JHPIEGO CORPORATION, JOHNS HOPKINS GLOBAL,AND PEABODY INSTITUTE OF THE CITY OF BALTIMORE


Return ExplanationReference

PART I, LINE THE 1900 VOLUNTEERS REPORTED IN PART I OF FORM 990 INCLUDE AN ESTIMATE OF THE NUMBER OF TRUSTEES,6 ADVISORY COUNCIL MEMBERS, MEMBERS OF THE ALUMNI COUNCIL, MEMBERS OF THE HOPKINS PARENTSVOLUNTEERS COUNCIL, ALUMNI AND OTHER LEADERS WHO PLAY A SIGNIFICANT VOLUNTEER ROLE ON BEHALF OF THE

UNIVERSITY


ReturnReference

Explanation

FORM 990, THE BOARD OF TRUSTEES BY-LAWS PROVIDE THAT BETWEEN MEETINGS OF THE BOARD, THE EXECUTIVEPART VI, COMMITTEE MAY EXERCISE "ALL OF THE POWERS OF THE BOARD OF TRUSTEES NOT HEREIN SPECIFICALLYSECTION A, RESERVED TO THE BOARD " THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD AT ITS NEXTLINE 1 MEETING THE EXECUTIVE COMMITTEE MAY NOT REVERSE ANY ACTION OF THE BOARD THE EXECUTIVE

COMMITTEE SHALL HAVE NO FEWER THAN ELEVEN MEMBERS OF THE BOARD OF TRUSTEES, INCLUDING THEPRESIDENT OF THE UNIVERSITY AND THE CHAIR AND VICE CHAIRS OF THE BOARD OF TRUSTEES, WHO AREMEMBERS EX OFFICIO THE CHAIRS OF THE STANDING COMMITTEES ARE MEMBERS OF THE EXECUTIVECOMMITTEE



FORM 990, DAVID HODGSON AND ANDREAS DRACOPOULOUS HAVE A BUSINESS RELATIONSHIP ROSS MARGOLIES ANDPART VI, JEFFREY ARONSON HAVE A BUSINESS RELATIONSHIP DAVID NOLAN AND JAMES WINTER HAVE A BUSINESSSECTION A, RELATIONSHIP WILLIAM STROMBERG AND BRIAN RODGERS HAVE A BUSINESS RELATIONSHIP JAMES WINTER ANDLINE 2 MICHAEL NANKIN HAVE A BUSINESS RELATIONSHIP


ReturnReference

Explanation

FORM 990, THE FORM 990 WAS PREPARED BY THE UNIVERSITY'S TAX OFFICE IN CONJUNCTION WITH VARIOUS OFFICESPART VI, INCLUDING GENERAL ACCOUNTING, INVESTMENT MANAGEMENT, DEVELOPMENT, ACCOUNTS PAYABLE,SECTION B, GOVERNMENT AFFAIRS AND HUMAN RESOURCES THE FORM 990 WAS REVIEWED BY THE CONTROLLER, THELINE 11B SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, GENERAL COUNSEL AND THE EXTERNAL AUDITS

SUB-COMMITTEE OF THE BOARD OF TRUSTEES A FULL COPY OF THE FORM 990 WAS PROVIDED TO THE BOARD OFTRUSTEES BEFORE IT WAS FILED


ReturnReference

Explanation

FORM 990, THE UNIVERSITY HAS A POLICY OF THE BOARD OF TRUSTEES REGARDING CONFLICTS OF INTEREST THAT APPLIESPART VI, TO ALL BOARD MEMBERS, INCLUDING THE FINANCIAL INTERESTS OF THEIR FAMILY MEMBERS T HE POLICYSECTION B, REQUIRES DISCLOSURE OF ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTIC AL TIME IF A BOARDLINE 12C MEMBER IS UNCERTIAN AS TO WHETHER A CONFLICT EXISTS, A FINAL DETERMINATION MAY BE MADE BY MAJORITY

VOTE OF THE BOARD OF TRUSTEES BOARD MEMBERS ARE PROHIBITED F ROM VOTING ON ANY MATTER IN WHICHSUCH MEMBER HAS A POSSIBLE CONFLICT OF INTEREST, AND THE BOARD MEMBER IS NOT COUNTED INDETERMINING A QUORUM THE DISCLOSURE AND ABSTENTION ARE RE FLECTED IN THE MINUTES THE UNIVERSITYHAS A POLICY ON CONFLICT OF INTEREST AND CONFLICT 0 F COMMITMENT THAT APPLIES TO ALL EMPLOYEES OFTHE UNIVERSITY THE POLICY REQUIRES EVERY EM PLOYEE TO SUBMIT A WRITTEN REPORT TO HIS OR HERSUPERVISOR WHENEVER A POSSIBLE CONFLICT OF INTEREST ARISES FROM A PROPOSED ACTIVITY OF THEEMPLOYEE THE EMPLOYEE MAY NOT UNDERTAKE THE ACTIVITY UNLESS AND UNTIL APPROVED BY THESUPERVISOR THE UNIVERSITY HAS A POLICY ON I NSTITUTIONAL CONFLICT OF INTEREST THAT APPLIES TOCERTAIN FINANCIAL INTERESTS OF UNIVERSIT Y OFFICERS, DEANS, PROVOSTS, OTHER INSTITUTIONAL OFFICIALSTHESE INDIVIDUALS MAKE ANNUAL DISCLOSURES OF THEIR FINANCIAL INTERESTS AND FIDUCIARY ROLES ASDEFINED IN THE POLICY AND MUST UPDATE THEIR REPORTS WITHIN A REASONABLE PERIOD OF TIME AFTER THEYLEARN THAT THEIR F INANCIAL INTERESTS HAVE CHANGED THE UNIVERSITY HAS A STATEMENT OF ETHICALSTANDARDS THAT REQUIRES FACULTY AND STAFF TO ABIDE BY ITS CONFLICT OF INTEREST POLICIES THISSTATEMENT A LSO PROHIBITS ACCEPTANCE OF GIFTS AND ENTERTAINMENT IN CERTAIN INSTANCES THEUNIVERSITY H AS AN INTERMEDIATE SANCTIONS POLICY THAT APPLIES TO BOTH CURRENT AND FORMER MEMBERSOF THE BOARD OF TRUSTEES, UNIVERSITY OFFICERS, KEY EMPLOYEES AND FAMILY MEMBERS OF THESE INDIVIDUALS TRUSTEES AND OFFICIALS MAKE AN ANNUAL DISCLOSURE OF CERTAIN FINANCIAL INTERESTS IF A POSSIBLECONFLICT OF INTEREST IS IDENTIFIED, THE INTEREST IS REVIEWED BY THE INTERMEDIAT E SANCTIONS COMMITTEEOF THE BOARD THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES IN SP ECIFIC AREAS FOR EXAMPLE, THEUNIVERSITY HAS A PROCUREMENT CODE OF CONDUCT THAT DISSUADES EMPLOYEES FROM HAVING PERSONALINTERESTS IN SUGGESTING OR SPECIFYING VENDORS THE UNIVERS ITY ALSO HAS A POLICY THAT REQUIRESFINANCIAL AID OFFICERS ANNUALLY TO DISCLOSE CERTAIN FI NANCIAL INTERESTS THE SCHOOL OF MEDICINE HASA POLICY ON INTERACTION WITH INDUSTRY THAT A PPLIES TO CERTAIN FINANCIAL RELATIONSHIPS WITH THEMEDICAL INDUSTRY VARIOUS DIVISIONS OF THE UNIVERSITY HAVE CONFLICT OF INTEREST POLICIES THAT IMPOSEADDITIONAL RESTRICTIONS FOR EXAMPLE, THERE ARE DIVISIONAL CONFLICT OF INTEREST POLICIES RELATING TORESEARCH POSSIBL E CONFLICTS IDENTIFIED UNDER THESE POLICIES MAY BE REVIEWED BY A COMMITTEE WHICHMAKES REC OMMENDATIONS TO A DEAN CONFLICTS ARE MANAGED IN VARIOUS WAYS, WHICH MAY INCLUDEPROHIBITI ON OF THE RESEARCH, PUBLIC DIS



FORM 990, CLOSURE OF THE INTEREST, DIVESTITURE OF FINANCIAL INTERESTS AND OTHER RESTRICTIONS AND CON DITIONSPART VI,SECTION B,LINE 12C


ReturnReference

Explanation

FORM 990, THE UNIVERSITY'S BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE THAT ANNUALLY REVIEWSPART VI, COMPENSATION FOR OFFICERS AND DEANS, WITH THE EXCEPTION OF THE DIRECTOR OF THE APPLIED PHYSICSSECTION B, LABORATORY (APL) THE COMMITTEE IS ADVISED BY A COMPENSATION SURVEY PERFORMED EACH YEAR BY ANLINE 15 INDEPENDENT CONSULTING COMPANY WHICH GATHERS COMPARABLE DATA FROM A GROUP OF PEER

INSTITUTIONS MINUTES OF THE COMPENSATION COMMITTEE AND SUPPORTING MATERIALS PROVIDESUBSTANTIATION OF THE DECISIONS WHICH INCLUDES APPROVAL OF THE COMPENSATION FOR ALL OFFICERS ANDDEANS EXCEPT THE PRESIDENT THE COMPENSATION COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARDTHE FULL BOARD, AFTER REVIEW BY THE COMPENSATION COMMITTEE, REVIEWS AND APPROVES THE PRESIDENT'SCOMPENSATION THE VICE PRESIDENT OF CORPORATE SECURITY IS AN EMPLOYEE OF THE JOHNS HOPKINSHEALTH SYSTEM (JHHS), A SEPARATE LEGAL ENTITY, AND SERVES BOTH JOHNS HOPKINS UNIVERSITY AND JHHSTHE SALARY FOR THE VICE PRESIDENT OF CORPORATE SECURITY IS ANNUALLY REVIEWED BY THE SENIOR VICEPRESIDENT OF FINANCE AND ADMINISTRATION OF JOHNS HOPKINS UNIVERSITY AND THE PRESIDENT OF JHHS WHOMAKE A RECOMMENDATION TO THE JOHNS HOPKINS MEDICINE COMPENSATION COMMITTEE FOR APPROVAL (ONBEHALF OF THE JHHS BOARD) THE APL BOARD OF MANAGERS APPROVES THE COMPENSATION FOR THEDIRECTOR THE APL BOARD OF MANAGERS IS APPOINTED BY THE UNIVERSITY'S TRUSTEE COMMITTEE ON THEAPPLIED PHYSICS LABORATORY THE SALARY FOR OTHER KEY EMPLOYEES AND FORMER OFFICERS ISRECOMMENDED BY THEIR SUPERVISORS AND APPROVED BY MANAGEMENT ONE AND TWO LEVELS UPCOMPARABLE DATA IS USED FOR POSITIONS WITH SIMILAR RESPONSIBILITIES AT PEER INSTITUTIONS



FORM 990, THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITEPART VI, AND UPON REQUEST CERTAIN GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE TOSECTION C, THE PUBLIC ON REQUEST OR, IN SOME CASES, ON THE WEBSITELINE 19


ReturnReference

Explanation

FORM 990, THE FOLLOWING INDIVIDUALS HAVE ADDITIONAL APPOINTMENTS WHICH IMPACT THEIR COMPENSATION HENRYPART VII, BREM HARVEY CUSHING PROFESSOR OF NEUROSURGERY DIRECTOR, DEPARTMENT OF NEUROSURGERYSECTION A, PROFESSOR OF NEUROSURGERY, OPHTHALMOLOGY, ONCOLOGY AND BIOMEDICAL ENGINEERINGCOLUMN A NEUROSURGEON-IN-CHIEF, JOHNS HOPKINS MEDICAL INSTITUTIONS DIRECTOR, HUNTERIAN NEUROSURGICAL

RESEARCH CENTER DIRECTOR, NEUROSURGERY PAIN RESEARCH INSTITUTE AT JOHNS HOPKINS ALI BYDONPROFESSOR OF NEUROLOGICAL SURGERY-SPINE PAUL SPONSELLER PROFESSOR OF ORTHOPEDIC SURGERY ANDPEDIATRIC ORTHOPEDIC SURGERY DIVISION CHIEF OF PEDIATRIC ORTHOPEDIC SURGERY MICHAEL LIMPROFESSOR - NEURO SURGERY NEUROSURGICAL ONCOLOGY PROFESSOR - NEUROLOGICAL SURGERY - BRAINTUMOR ACTING STAFF FULL TIME - NEUROLOGICAL SURGERY PROFESSOR OF ONCOLOGY AND RADIATIONONCOLOGY DANIELE RIGAMONTI PROFESSOR - NEUROLOGICAL SURGERY VASCULAR PROFESSOR -NEUROLOGICAL SURGERY - VASCULAR NEUROSURGERY CEO JOHNS HOPKINS ARAMCO HEALTHCARE



FORM 990, NET UNREALIZED GAINS FROM SWAPS - MARK TO MARKET 11,667,000 CHANGE IN BENEFIT PLAN FUNDED STATUSPART XI, 145,082,000LINE 9

efile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493130025118

SCHEDULE R OMB No 1545-0047Related Organizations and Unrelated Partnerships

2016(Form 990 ) ► Complete if the organization answered "Yes" on Form 990, Part IV, line 33 , 34, 35b, 36, or 37.

Department of ► Attach to Form 990 . ► Information about Schedule R (Form 990 ) and its instructions is at www. irs.gov/form990 . Open

Internal Re^enueService Inspection



52-0595110

Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

See Additional Data Table(a)

Name, address, and EIN (if applicable) of disregarded entity(b)

Primary activity(c)

Legal domicile (stateor foreign country)

(d )Total income

( e)End-of-year assets

(f)Direct controlling

entity

IUUJ= Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or morerelated tax-exempt organizations during the tax year.

Goo Aririihnnal Ilata Tahla

(a)Name, address, and EIN of related organization

(b)Primary activity

(c)Legal domicile (stateor foreign country)

(d )Exempt Code section

( e)Public charity status(if section 501(c)(3))

(f)Direct controlling

entity

(g)Section 512(b)(13) controlled

entity?

Yes No

For Paperwork Reduction Act Notice , see the Instructions for Form 990 . Cat No 50135Y Schedule R (Form 990) 2016

Schedule R (Form 990) 2016 Page 2

Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it hadone or more related organizations treated as a partnership during the tax year.


(a)Name, address, and EIN of

related organization

(b)Primaryactivity

(c)Legal

domicile(state

orforeigncountry)

(d )Direct

controllingentity

( e)Predominant

income(related,unrelated,

excluded fromtax under

sections 512-514)

(f)Share of

total income

(g)Share of

end-of-yearassets

(h )Disproprtionateallocations?

( 1)Code V-UBI

amount in box20 of

Schedule K-1(Form 1065)

(J)General ormanagingpartner?

(k)Percentageownership

Yes No Yes No

Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34because it had one or more related organizations treated as a corporation or trust during the tax year.

(a)Name, address , and EIN of

related organization

(b)Primary activity

(c)Legal

domicile(state or foreign

(d )Direct controlling

entity

( e)Type of entity(C corp, S corp,

or trust)

(f)Share of total

income

(g)Share of end - of-

yearassets

(h)Percentageownership

(1)Section 512(b)(13) controlled

entity?country) Yes No

(1)CHARITABLE REMAINDER TRUSTS (102 TRUSTS)

C/O 3910 KESWICK ROADBALTIMORE, MD 21211

INVESTMENTS MD N/A T 37,700,361 No

Schedule R (Form 990) 2016


Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note . Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule Yes No

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii)annuities, (iii) royalties, or(iv) rent from a controlled entity . la No

b Gift, grant, or capital contribution to related organization (s) . ib Yes

c Gift, grant, or capital contribution from related organization( s) . . . . . . . . . . . . . . . . . . lc Yes

d Loans or loan guarantees to or for related organization ( s) id Yes

e Loans or loan guarantees by related organization( s) . . . . . . . . . . . le No

f Dividends from related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . if No

g Sale of assets to related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . ig No

h Purchase of assets from related organization (s) . . . . . . . . . . . . . . . . . . . . . lh No

i Exchange of assets with related organization( s) . . . . . . . . . . . . . . . . . . . . . . . . . . . Ii No

j Lease of facilities, equipment, or other assets to related organization (s) . . . . . . . . . . . . . . . . . . . . . Sj No

k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . Ilk Yes

I Performance of services or membership or fundraising solicitations for related organization( s) . . . . . . . . . . . . . . . . . . . 11 No

m Performance of services or membership or fundraising solicitations by related organization( s) . lm Yes

in Sharing of facilities, equipment, mailing lists, or other assets with related organization( s) . . . . . . . . . . In Yes

o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . lo Yes

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . 1 1 P I I No

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . Iq Yes

r Other transfer of cash or property to related organization(s) .

s Other transfer of cash or property from related organization(s) .

2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds

(a)Name of related organization

(b)Transactiontype (a-s)

(c)Amount involved

(d)Method of determining amount involved

(1)ASTHMA CENTER LP K 348,152 LEASE AGREEMENT

(2)JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE B 5,981,933 COST REIMBURSEMENT

(3)NEPHROLOGY INV OF ABERDEEN INC S 364,271 PARTNERSHIP DISTRIBUTION

(4)JHU CENTER FOR COMMUNICATIONS PROGRAMS - TANZANIA COMPANY B 1,491,114 COST REIMBURSEMENT

Schedule R (Form 9901 2016


Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) thatwas not a related organization See instructions regarding exclusion for certain investment partnerships

(a)Name, address, and EIN of entity

(b)Primary activity

(c)Legal

domicile(state orforeigncountry)

(d )Predominant

income(related,unrelated,

excluded fromtax under

sections 512-

( e)Are all partners

section501(c)(3)

organizations?

(f)Share of

totalincome

(g)Share of

end-of-yearassets

(h)Disproprtionateallocations?

(1)Code V-UBI

amount in box20

of ScheduleK-1

(Form 1065)

(J)General ormanagingpartner?

(k)Percentageownership

514)Yes No Yes No Yes No

Schedule R (Form 990) 2016



Provide additional information for responses to questions on Schedule R (see instructions)


RELATED TAX-EXEMPT ENTITIES LIST OF ENTITIES INCLUDED IN THE UNIVERSITY'S GROUP EXEMPTION * JHPIEGO CORPORATION [EIN 23-74244441 * JOHNS HOPKINS GLOBAL, INC [EIN 47-5649093] * PEABODY INSTITUTE OF THE CITY OF BALTIMORE [EIN 52-05916271

Schedule R (Form 99O 7076

Additional Data

Software ID:

Software Version:

EIN: 52-0595110


Form 990, Schedule R, Part I - Identification of Disregarded Entities(c)

(a) (b) Legal Domicile ( d) (e) (f)Name, address, and EIN (if applicable) of disregarded entity Primary Activity (State Total income End-of-year assets Direct Controlling

or Foreign EntityCountry)

(1) 11101 JOHNS HOPKINS ROAD TRUST HOLDS TITLE TO REAL MD 0 62,611,839 APPLIED PHYSICS3910 KESWICK ROAD N4327-B ESTATE LABORATORY LLCBALTIMORE, MD 2121152-0595110

(1) 2733 NORTH CHARLES LLC HOLDS TITLE TO REAL MD 50,537 595,000 JOHNS HOPKINS3910 KESWICK ROAD N4327-B ESTATE UNIVERSITYBALTIMORE, MD 2121152-0595110

(2) APPLIED PHYSICS LABORATORY LLC RESEARCH MD 1,434,851,892 850,176,123 JOHNS HOPKINS3910 KESWICK ROAD N4327-B UNIVERSITYBALTIMORE, MD 2121152-0595111

(3) CHARLES & BLACKSTONE APARTMENTS LLC HOLDS TITLE TO REAL MD 2,235,994 18,758,272 JOHNS HOPKINS3910 KESWICK ROAD N4327-B ESTATE UNIVERSITYBALTIMORE, MD 2121152-1990969

(4) FREDERICK NEONATAL SERVICES LLC CLINICAL SERVICES MD 1,550,877 75,725 JOHNS HOPKINS3910 KESWICK ROAD N4327-B UNIVERSITYBALTIMORE, MD 2121152-0595110

(5) JHHC PARTICIPATING PHYSICIANS SERIES MEDICAL SERVICES MD 0 0 JOHNS HOPKINS3910 KESWICK ROAD N4327-B HEALTHCARE LLCBALTIMORE, MD 21211

(6) JH IMAGING LLC MEDICAL SERVICES MD 0 0 JOHNS HOPKINS3910 KESWICK ROAD N4327-B HEALTHCARE LLCBALTIMORE, MD 21211

(7) JHU CLINICAL BILLING LLC BILLING SERVICES MD 183,770 0 JOHNS HOPKINS3910 KESWICK ROAD N4327-B UNIVERSITYBALTIMORE, MD 2121152-0595110

(8) JHU-CHARLES COMMONS LLC HOLDS TITLE TO REAL MD 50,000 53,143,762 JOHNS HOPKINS3910 KESWICK ROAD N4327-B ESTATE UNIVERSITYBALTIMORE, MD 2121152-0595110

(9) JOHNS HOPKINS EMERGENCY MEDICAL SERVICES SERIES EMERGENCY MEDICAL MD 0 0 JOHNS HOPKINS3910 KESWICK ROAD N4327-B SERVICES TO HOWARD HEALTHCARE LLCBALTIMORE, MD 21211 COUNTY GENERAL52-0595110 HOSPITAL

(10) JOHNS HOPKINS MEDICINE INTERNATIONAL-1 INTERNATIONAL HEALTH MD 0 0 JOHNS HOPKINS MEDICINE3910 KESWICK ROAD N4327-B CARE, EDUCATION INTL LLCBALTIMORE, MD 21211

(11) JOHNS HOPKINS SETON PROPERTIES LLC HOLDS TITLE TO REAL MD 0 6,729,367 JOHNS HOPKINS3910 KESWICK ROAD N4327-B ESTATE UNIVERSITYBALTIMORE, MD 2121152-0595110

(12) THE JOHNS HOPKINS UNIVERSITY (USA) FOUNDATION LIMITED PROMOTES EDUCATION UK 165,403 6,660 JOHNS HOPKINS3910 KESWICK ROAD N4327-B UNIVERSITYBALTIMORE, MD 2121152-0595110

(13) MT WASHINGTON NORTH BUSINESS TRUST BUSINESS TRUST - REAL MD 7,919,578 32,103,336 JOHNS HOPKINS3910 KESWICK ROAD N4327-B ESTATE AND RELATED UNIVERSITYBALTIMORE, MD 21211 SERVICES41-6517144

(14) MT WASHINGTON SOUTH BUSINESS TRUST BUSINESS TRUST - REAL MD 8,957,572 24,545,337 JOHNS HOPKINS3910 KESWICK ROAD N4327-B ESTATE AND RELATED UNIVERSITYBALTIMORE, MD 21211 SERVICES51-6539776

(15) PATIENT FIRST SERIES MEDICAL SERVICES MD 0 0 JOHNS HOPKINS3910 KESWICK ROAD N4327-B HEALTHCARE LLCBALTIMORE, MD 21211

(16) STAFFORD APARTMENTS LLC HOLDS TITLE TO REAL MD 0 0 JOHNS HOPKINS3910 KESWICK ROAD N4327-B ESTATE UNIVERSITYBALTIMORE, MD 2121152-0595110

Form 990, Schedule R. Part II - Identification of Related Tax-Exempt Organizations(a) (b) (c) (d ) ( e) (f) (g)

Name, address, and EIN of related organization Primary activity Legal domicile Exempt Code Public charity Direct controlling Section 512(state section status entity (b)(13)

or foreign country) (if section 501(c) controlled(3)) entity?

Yes No

(1) SUBSTANCE AND ABUSE MD 501(C)(3) 509(A)(3), TYPE I JOHNS HOPKINS YesTREATMENT RESEARCH UNIVERSITY

5200 EASTERN AVEBALTIMORE, MD 21211

(1) SUPPORT CULTURAL/EDUC MD 501(C)(3) LINE 12C, III-FI N/A NoFACILITY

4545 NORTH CHARLES STREETBALTIMORE, MD 21210269352-0627782

(2) SOCIAL AWARENESS AND TZ N/A JOHNS HOPKINS YesCOMMUNICATIONS FOR UNIVERSITY

C/O 3910 KESWICK ROAD N4327-B PUBLIC HEALTHBALTIMORE, MD 21211

(3) COMMUNICATIONS BG N/A JOHNS HOPKINS YesPROGRAMS FOR PUBLIC UNIVERSITY

C/O 3910 KESWICK ROAD N4327-B HEALTHBALTIMORE, MD 21211

(4) HOME HEALTH SERVICES MD 501(C)(3) LINE 10 JOHNS HOPKINS YesUNIVERSITY

5901 HOLABIRD AVE STE ABALTIMORE, MD 2122452-1803773

(5) HOME HEALTH SERVICES MD 501(C)(3) LINE 10 JOHNS HOPKINS HOME YesHEALTH CARE GROUP

5901 HOLABIRD AVE STE A INCBALTIMORE, MD 2122452-1803773

(6) COMMUNICATIONS NI N/A JOHNS HOPKINS YesPROGRAMS FOR PUBLIC UNIVERSITY

C/O 3910 KESWICK ROAD N4327-B HEALTHBALTIMORE, MD 21211

(7) EDUCATION HK N/A JOHNS HOPKINS YesUNIVERSITY

C/O 3910 KESWICK ROAD N4327-BBALTIMORE, MD 21211

(8) INVESTMENT TRUST MD 501(C)(3) 509(A)(3), TYPE I JOHNS HOPKINS YesUNIVERSITY

C/O 3910 KESWICK ROAD N4327-BBALTIMORE, MD 2121152-6644093

(9) ADVANCEMENT OF UK N/A NoEDUCATION

C/O 3910 KESWICK ROAD N4327-BBALTIMORE, MD 21211

Form 990, Schedule R. Part III - Identification of Related Organizations Taxable as a Partnership

(c) (e) (h)(j)

(a) (b) Legal (d) Predominant (f) (9) Disproprtionate (i)Genera

(k)

Name, address, and EIN of Primary activityDomicile

St tDirect

C t llincome(related,

Share of total Share of end-of-t

allocations? Code V-UBI amount inor

Mana inPercentage

related organization( a e on ro ing income year asse s

Box 20 of Schedule K-1g g

P t ?ownership

or Entityy excluded from (Form 1065)

ar ner

Foreigntax under

Country)sections512-514)

Yes No Yes No

(1) ASTHMA CENTER LP REAL ESTATE MD N/A RELATED -9,160 87,568 No Yes 1 000 %

3910 KESWICK ROADN4327-BBALTIMORE, MD 2121152-1542228

(1) ASTHMA CENTER LP REAL ESTATE MD N/A RELATED -677,872 6,480,032 No No 74 000 %


(2) 550 BROADWAY LP N/A MD N/A


(3) JHMI UTILITIES LLC UTILITIES SERVICES MD N/A RELATED 2,770,606 169,316,957 No 4,047 Yes 50 000 %TO MEMBERS


(4) MEDICAL SERVICES MD N/A RELATED 9,787,555 123,031,810 No 1,128,895 Yes 50 000 %JOHNS HOPKINS HEALTHCARELLC


(5) INTERNATIONAL MD N/A RELATED 1,529,983 52,049,048 No -7,865,637 Yes 50 000 %JOHNS HOPKINS MEDICINE HEALTH CARE,INTL LLC EDUCATION


(6) CLINICAL SERVICES MD N/A RELATED -199,891 53,662 No Yes 50 000 %HOWARD COUNTY NEONATALSERVICES LLC


(7) LAND HOLDING AND MD N/A RELATED -1,786,295 7,907,111 No Yes 50 000 %JH BROADWAY ACQUIS & DEVELOPMENTDEVELOP LLC


(8) MEDICAL SERVICES MD N/A RELATED No Yes 50 000 %JOHNS HOPKINS MEDICINEALLIANCE FOR PATIENTS LLC


(9) CLINICAL SERVICES MD N/A RELATED 225,622 921,548 No Yes 50 000 %JOHNS HOPKINS SURGERYCENTER SERIES LLC


(10) INTERNET PUBLISHING MD N/A RELATED 5,224 5,657 No Yes 50 000 %MEDBIQUITOUS CONSORTIUMLLC


(11) INVESTMENT HOLDING MD N/A UNRELATED 341,090 314,549 No 341,027 Yes 60 260 %NEPHROLOGY INVESTMENTSOF ABERDEEN LLC


(12) REAL ESTATE MD N/A RELATED -37 8,279,001 No Yes 50 000 %JOHNS HOPKINS HEALTHCARE AND SURGERY CENTERDEVELOPMENT LLC


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