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    [ 238 ]

    International Journal ofEducational Management11/ 6 [1997] 238247

    MCB University Press[ISSN 0951-354X]

    St rategic planning in higher education athlet icdepartments

    Athanasios KriemadisMinistry of Education, Argos, Greece

    The primary purposes of thisstudy were: to determine the

    extent to which the strategicplanning process was beingused in NCAA Division I-A

    athletic departments; toidentify the key factors that

    discourage the above-mentioned departments fromengaging in strategic planning

    activities; to develop andrecommend a generic strate-gic planning process model,

    which could be implementedby the athletic departments;and to examine the relation-

    ships between the extent ofstrategic planning used by the

    athletic departments andthese selected variables: type

    of the university (privateversus public), university size,and background of athleticdirectors. All 106 NCAA Divi-

    sion I-A athletic departmentswere surveyed. The responserate was 72 per cent. Findings

    of this study were as follows:33 (43.4 per cent) of the

    athletic departments wereclassified as strategic plan-ners; insufficient financial

    resources and time were thefactors that highly discour-aged the athletic departments

    from engaging in strategicplanning; a strategic planningprocess model was developed

    and an analysis of its severalcomponents was presented;the extent of strategic plan-

    ning used by the athleticdepartments was not related

    to the type of university,university size, and the back-ground of athletic directors.

    Introduction

    Throughout human history, people have been

    engaged in some sort of planning in order to

    accomplish designated goals and objectives.

    Much of the planning li terature currently

    being publi shed addresses the necessity ofplanning in the profit and non-profit sectors.

    According to Buhler-Mi ko (1985), master

    planning was the vogue in the sixties, long-

    range planning in the seventies, and strategic

    planning for the decades of the eighties and

    nineties (p. 1).

    The business sector of society has long rec-

    ognized that continued profitabili ty requires

    maintaining a strategic fit between the orga-

    nizational goals and capabilities and the

    changing societal and economic conditions.

    As these environmental changes evolved,

    businesses developed planning systems which

    made possible co-ordinated and effectiveresponses to increasing unpredictabil ity,

    novelty, and complexity (Ansoff, 1984).

    According to Bryson (1988), strategic plan-

    ning, which has developed in the private

    sector, can help public and non-profit organi-

    zations anti cipate and respond effectively to

    their dramatically changing environments.

    Most of the fundamental approaches and

    methods of corporate management are appli c-

    able to the public and non-profit management

    area. However, public and non-profit planners

    must be aware that corporate strategic plan-

    ning embraces a range of approaches thatvary in their applicabil ity to the public and

    non-profit sectors and in the conditions that

    govern their successful use (p. 43). Strategic

    thought and action have become increasingly

    important and have been adopted by public

    and non-profit planners to enable them to

    successfully adapt to the future (Bank, 1992;

    Bryson, 1988; Coolbaugh, 1993; Duncan, 1990;

    Espy, 1988; Laycock, 1990; Medley, 1988; Nel-

    son, 1990; Robinson, 1992; Streib and Poister,

    1990; Wi lson, 1990).

    The educational sector has begun to recog-

    nize that planning is necessary in order to

    maintain i ts own responsiveness to a rapidlychanging environment (Agwu, 1992; Busler,

    1992; DeRose, 1986; Hall, 1994; Potgieter, 1992;

    Schi lling, 1987; Schmeltzer, 1983; Smith et a l.,

    1987; Spence, 1982; Walker, 1990; Williams,

    1992). Cameron (1983) stated that the future

    of colleges and universities as organizations

    includes conditi ons of decline which require

    a new set of administrative and organiza-

    tional responses (p. 359). Todays colleges

    and universities have experienced rapid

    change. Educational administrators are con-

    fronted with changes associated with ageing

    facilities, changing technology, changing

    demographics, increasing competition, rising

    costs, funding cuts, etc. Educational adminis-

    trators are challenged to anticipate changes

    and to formulate proactive responses that

    wi ll enhance the educational processes used

    on college and university campuses. Some of

    the major issues educational administrators

    are facing include: the financing of higher

    education; increasing levels of involvement

    by public officials in the processes of higher

    education; and the broadening of the basis for

    knowledge within contemporary society(Ostar, 1989). Confronted with the unprece-

    dented magnitude of changes a number of

    colleges and universities have turned to

    strategic planning which is designed to help

    organizations respond effectively to their

    new situations (Ballou, 1988; Cameron, 1983;

    Kotler and Murphy, 1982; L ivesey, 1990; Man-

    heimer, 1989; Mazur, 1991; Morgan, 1994;

    Reichrath, 1990; Tol l, 1982).

    Since athletic programmes are so much a

    part of higher education institutions, athletic

    departments face the same problems as do

    institutions to which they belong. Athleticadministrators must now deal wi th periods of

    decline, governmental mandates and guide-

    li nes, and financial difficulties (Lewis, 1979).

    Also, emphasis must be on placing the

    athletic department in a competitive position

    in changing environments because athletic

    programmes have evolved to a point where

    they compete for a segment of the entertain-

    ment market. If athletic departments are to

    respond, they must anticipate change and

    adapt programmes and resources to meet

    their mission and objectives (Bucher, 1987).

    Strategic planning may help athletic depart-

    ments anticipate and respond effectively totheir new situations, and develop strategies

    necessary to achieve the athletic departments

    mission and objectives (Dysonet a l., 1989;

    Smith, 1985; Sutton and Migliore, 1988).

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    Athanasios KriemadisStrategic planning in highereducation athletic

    departmentsInternational J ournal ofEducational Management11/ 6 [1997] 238247

    Purpose of the study

    The primary purposes of this study were to

    determine the extent to which the strategic

    planning process is being used in National

    Collegiate Athletic Association (NCAA) Divi-

    sion I-A athletic departments; identify the key

    factors that discourage NCAA Division I-A

    athletic departments from engaging in strate-

    gic planning activities; to develop and recom-

    mend a generic strategic planning process

    model, which can be implemented by NCAA

    Divi sion I -A athletic departments. The devel-

    opment of this model was based on the review

    of li terature and the recommendations from a

    selected number of athletic departments

    which had been identified as strategic plan-ners; and to examine the relationships

    between the extent of strategic planning used

    by NCAA Division I-A athletic departments

    and these selected variables: type of the uni-

    versi ty (public versus private); university

    size; and background of athletic directors.

    The study addressed the following research

    questions and hypotheses.

    Research quest ions

    The research questions to be examined for the

    descriptive part of the study were as follows:1 To what extent is the strategic planning

    process being used in NCAA Division I-A

    athletic departments?

    2 What are the key factors that discourage

    NCAA Division I-A athletic departments

    from engaging in strategic planning activi-

    ties?

    3 Is it possible to develop a generic strategic

    planning process model, which can be

    implemented by NCA A Division I-A

    athletic departments?

    Hypotheses test ed

    1 The extent of strategic planning used by

    NCAA Division I-A athletic departments is

    independent of the type of the university

    (publi c versus private).

    2 The extent of strategic planning used by

    NCAA Division I-A athletic departments is

    independent of university size.

    3 The extent of strategic planning used by

    NCAA Division I-A athletic departments is

    independent of the background of athletic

    directors.

    Signifi cance of t he study

    Leaders and managers of non-profit

    organizations and communities face diffi cult

    challenges in the years ahead. According to

    Bryson (1988), some examples of the several

    trends and events are the demographic

    changes, value shifts, the privatization of thepublic services, shifts in federal and state

    funding priori ties, a volatile economy, and the

    increased importance of the non-profit sector.

    This turbulence is aggravated by the

    increased interconnectedness of the world, so

    that changes anywhere typically result i n

    changes elsewhere (Luke, 1988).

    Athletic administrators, just as non-profit

    leaders and academic administrators, must

    deal with this turbulent environment. More-

    over, intercollegiate athletic programmes have

    evolved to a point where they compete for a

    segment of the entertainment market. Thefuture of intercollegiate athletics will depend

    on the abil ity of the athletic departments to

    respond effectively to their new situations, and

    to develop strategies necessary to achieve the

    athletic departments mission and objectives.

    A number of authors (Ansoff and McDon-

    nell, 1990; Bar ry, 1986; Bryson et a l., 1986, 1987;

    Roweet a l., 1989; Steiner, 1979) argue that

    strategic planning can help organizations in

    this turbulent environment to:

    think strategically and develop effective

    strategies;

    clari fy future direction;

    establish priorities;

    develop a coherent and defensible basis for

    decision making;

    improve organizational performance;

    deal effectively with rapidly changing

    circumstances;

    anticipate future problems and opportuni-

    ties;

    build teamwork and expertise; and

    provide employees with clear objectives

    and directions for the future of the organi-

    zation and increase their motivation and

    satisfaction.

    Newman and Wallender (1987) suggested that

    basic management concepts should be applied

    to both profit and non-profit organizations.

    This study is useful in extending the concept of

    strategic planning to intercollegiate athletics.

    The study will be useful in helping athletic

    administrators to further their understanding

    of the strategic planning process in their

    respective athletic departments. More specifi-

    cally, the present study of strategic planning

    process in NCA A Division I-A athletic depart-

    ments provided information about the extent

    of the strategic planning process currently

    being used in these athletic departments, andthe relationships between the extent of strate-

    gic planning used by NCA A Division I-A ath-

    letic departments and these selected variables:

    type of university (public versus private);

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    Athanasios KriemadisStrategic planning in highereducation athletic

    departmentsInternational J ournal ofEducational Management11/ 6 [1997] 238247

    written, long-range plans; assessed the exter-

    nal and internal environments; and estab-

    li shed strategies based on departments mis-

    sion, objectives. Consequently, 43.4 per cent ofthe athletic departments may be identified as

    strategic planners. The data in Table II also

    reveal that 28 (36.8 per cent) of the athletic

    departments uti li ze wri tten short-range oper-

    ational plans of action and budgets for the

    current fiscal period, whi le 13 (17.1 per cent)

    of the athletic departments have no written

    plans, but instead have developed short-range

    informal, unwritten plans based on the intu-

    ition and experience of the admini strative

    team. A very low percentage of the athletic

    departments (2.6 per cent) i ndicated that they

    had no measurable structured planning.

    Questionnaire item BThe data from the respondents (see Table II I)

    indicate that the external factors considered

    to a very great or great extent by 70 per

    cent or more of the athletic departments when

    formulating their plans were: spectators,

    board of trustees, NCAA Division I-A trends,

    university administrators, educational

    trends,and economic/ tax considerations.

    There were no factors considered to a very

    li ttle or li ttle extent by 70 per cent or more

    of the athletic departments when formulating

    their plans. The factor considered to theleast extent by 60.6 per cent of the athletic

    departments was religious groups.

    Questionnaire item CAs noted in Table IV, it was found that the

    internal factors considered to a very great

    or great extent by 70 per cent or more of the

    athletic departments when formulating their

    plans were: financial performance, adequacy

    of facil ities, coaches opinion, athletes acade-

    mic achievement, athletic performance,

    coaches performance, and athletic depart-

    ments staff performance.

    There were no factors considered to a very

    li ttle or li ttle extent by 70 per cent or more

    of the athletic departments when formulating

    their plans.

    Questionnaire item FThe data displayed in Table V reveal that the

    items incorporated to a very great or

    great extent by 70 per cent or more of the

    athletic departments were: financial plan,

    facilities master plan, and marketing plan.

    There were no items incorporated to a very

    li ttle or li ttle extent by 70 per cent or more

    of the athletic departments.Questionnaire item GThe responding athletic departments (see

    Table VI), util ize short-range plans which

    cover approximately two years, and long-

    Table I I

    Level of planning in NCAA division I-A athletic

    departments

    Plans Frequency Percent age

    Structured long-range 33 43.4Operational 28 36.8Intuitive 13 17.1Unstructured 2 2.6

    Table III

    Extent to which external factors are considered in the planning process (indescending order of consideration)

    Very l it t le Very great

    Fact ors or lit t le Some or great M ean SD

    Spectators 1 (1.3)a 10 (13.2) 65 (85.6) 4.30 0.75Trustees 1 (1.3) 10 (13.2) 65 (85.6) 4.30 0.75University administration 3 (3.9) 15 (19.7) 58 (76.4) 4.17 0.93NCCA trends 2 (2.6) 16 (21.1) 58 (76.3) 4.08 0.86Education trends 1 (1.3) 18 (23.7) 57 (75.0) 3.99 0.74Economic t ax 6 (7.9) 15 (19.7) 55 (72.4) 4.03 0.95Community 2 (2.6) 19 (25.0) 55 (72.4) 4.01 0.82State/ federal 9 (11.8) 16(21.1) 51 (67.1) 3.89 1.05Demographics 10 (13.2) 22 (28.9) 44 (57.9) 3.60 1.07Social trends 7 (9.2) 29 (38.2) 40 (52.7) 3.53 0.94Businesses 9 (11.8) 30 (39.5) 37 (48.7) 3.41 0.86Competitors 14 (18.4) 26 (34.2) 36 (47.4) 3.40 1.03Media 19 (25.0) 22 (28.9) 35 (46.1) 3.27 1.14

    Suppliers 22 (28.9) 21 (27.6) 33 (43.4) 3.17 1.23Parents 15 (19.7) 30 (39.5) 31 (40.8) 3.37 1.06Technology 21 (27.7) 25 (32.9) 30 (39.5) 3.20 1.10Civic organization 27 (35.5) 34 (44.7) 15 (19.7) 2.80 0.94Political trends 27 (35.5) 35 (46.1) 14 (18.5) 2.71 1.07Religious groups 46 (60.6) 17 (22.4) 13 (17.1) 2.32 1.20

    Notes:a Frequency (percentage)

    Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great

    Table IV

    Extent to which internal factors are considered in the planning process (in

    descending order of consideration)

    Very l it t le Very great

    Fact ors or lit t le Some or great M ean SD

    Financial preference 1 (1.3)a 9 (11.8) 66 (86.8) 4.37 0.80Facilities 2 (2.6) 8 (10.5) 66 (86.9) 4.08 0.67Coaches opinion 1 (1.3) 11 (14.5) 64 (84.2) 4.03 0.63Athletic academics 13 (17.1) 63 (82.9) 4.26 0.74Athletic preference 1 (1.3) 14 (18.4) 61 (80.2) 4.08 0.73Coaches preference 3 (3.9) 12 (15.8) 61 (80.3) 4.01 0.76Staff preference 3 (3.9) 14 (18.4) 55 (72.3) 3.92 0.75Administration preference 5 (6.6) 18 (23.7) 53 (69.7) 3.90 0.92Athletes preference 4 (5.3) 26 (34.2) 46 (60.5) 3.75 0.83Athletes opinion 7 (9.2) 23 (30.3) 46 (60.6) 3.64 0.87

    Advisory committ ees 9 (11.8) 34 (44.7) 33 (43.4) 3.42 0.84

    Notes:a Frequency (percentage)

    Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great

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    Athanasios KriemadisStrategic planning in highereducation athletic

    departmentsInternational Journal ofEducational Management11/ 6 [1997] 238247

    range plans which cover approximately six

    and a half years.

    Questionnaire item HThe responding athletic departments haveengaged in long-range planning for about six

    years.

    Questionnaire item IOnly 29 (38.2 per cent) of the athletic depart-

    ments have already established a formal

    planning committee.

    Questionnaire item JWhen athletic departments were asked

    whether they plan to establish a formal plan-

    ning committee within the next two years,

    only eight (10.5 per cent) indicated that they

    plan to establish such a committee.

    Research quest ion 2What are the key factors that discourage

    NCA A Division I-A athletic departments from

    engaging in strategic planning activi ties?

    Questionnaire item DAs mentioned above, 43.4 per cent of the ath-

    letic departments were engaged in strategic

    planning, while 56.6 per cent were not identi-

    fied as strategic planners. The data displayed

    in Table VI I reveal which factors discourage

    those athletic departments not identified as

    strategic planners (56.6 per cent) from engag-

    ing in strategic planning activities. Table VII

    indicates that 46.5 per cent of the athletic

    departments not engaged in strategic plan-

    ning identified insufficient financial

    resources and time as factors that discouragethem to a very great or great extent from

    engaging in strategic planning activi ties. On

    the other hand, there were two factors (lack of

    planning poli cy, and planning not valued by

    athletic departments) that discourage 46 per

    cent or more of the athletic departments not

    engaged in strategic planning to a very li ttle

    or little extent. Interestingly, 60.5 per cent of

    the athletic departments indicated that insuf-

    ficient experience and training was a factor

    that discouraged them to some extent from

    engaging in strategic planning activities.

    Research quest ion 3Is it possible to develop a generic strategic

    planning process model, which can be imple-

    mented by NCA A Division I-A athletic

    departments?

    Figure 1 presents the strategic planning

    process model as developed by the researcher.

    A brief analysis of the several steps involved

    in the strategic planning process follows.

    Strat egic planning process modelStrategy formulation1 Whether developing a new organization or

    reformulating the direction of an ongoingone the culture, poli cies, values, vision,

    mission, and long-term objectives which

    will shape an organizations strategic

    posture must be determined.

    2 The existence of social, politi cal, educa-

    tional, demographic, legal, economic/ tax,

    technological, and competitive changes

    require athletic departments to perform

    an effective external environmental

    assessment of the existing opportunities

    and threats, and in this way to anticipate

    and respond effectively to changes.

    3 Athletic departments should evaluate

    their strengths and weaknesses whichcould influence the future of their survival

    and growth.

    4 Periodically, athletic departments should

    reconsider/ revise their stated values,

    Table V

    Extent to which the athletic departments incorporate the following items (in

    descending order of consideration)

    Very lit t le Very great

    Fact ors or lit t le Some or great M ean SD

    Financial plan 5 (6.6)a 70 (92.1) 4.53 0.62Facilities plan 4 (5.3) 13 (17.1) 58 (76.3) 3.97 0.80Marketing plan 7 (9.2) 12 (15.8) 56 (73.7) 3.97 0.80Human resource plan 10 (13.2) 25 (32.9) 40 (52.6) 3.50 0.84Contingency plan 18 (23.6) 34 (44.7) 21 (27.6) 3.08 0.95

    Notes:a Frequency (percentage)Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great

    Table VII

    Factors that discourage strategic planning in athletic departments (in

    descending order of consideration)

    Very lit t le Very great

    Fact ors or lit t le Some or great M ean SD

    Insufficient finance 12 (27.9)a 11 (25.6) 20 (46.5) 3.35 1.31Insufficient time 11 (25.6) 12 (27.9) 20 (46.5) 3.35 1.09Personnel resistance 18 (41.9) 15 (34.9) 10 (23.3) 2.67 0.99Communication 15 (34.9) 19 (44.2) 9 (21.0) 2.84 0.95Insufficient training 10 (23.3) 26 (60.5) 6 (13.9) 2.86 0.81Planning policy 20 (46.5) 17 (39.5) 6 (13.9) 2.49 1.03

    Planning value 23 (53.5) 14 (32.6) 6 (13.9) 2.26 1.04

    Notes:a Frequency (percentage)Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great

    Table VI

    Number of years short- and long-range plans

    cover

    Plans M ean

    Short-range plans 1.75Long-range plans 6.50

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    Athanasios KriemadisStrategic planning in highereducation athletic

    departmentsInternational J ournal ofEducational Management11/ 6 [1997] 238247

    vision, mission, and long-term objectives in

    order to be responsive to changes occurr ing

    in their external or internal environments.

    5 After the athletic department has estab-

    li shed its long-term objectives (taking intoconsideration external and internal envi-

    ronmental assessments), the selection of

    long-term strategies that meet the depart-

    ments objectives should be undertaken.

    Strategy implementationOnce selection of long-term strategies has

    been made, the next step would be the estab-

    li shment of short-term objectives and short-

    term strategies to achieve long-term objec-

    tives and strategies.

    Strategy evaluationThe final component in the strategic planning

    process is the strategy evaluation and isessential to ensure that stated objectives are

    being achieved. Reviewing internal and

    external factors, measuring performance,

    and taking corrective actions are the activi -

    ties associated with thi s component.

    Hypotheses test ed

    1 The extent of strategic planning used by

    NCAA Division I-A athletic departments is

    independent of the type of university (pub-

    li c versus private).

    Chi-square was performed to determinewhether there was a relationship between

    the extent of strategic planning used by

    NCAA Division I-A athletic departments

    and type of the university (publi c versus

    private). The data displayed in Table VIII

    revealed no significant relationship

    between the two variables.

    2 The extent of strategic planning used by

    NCA A Division I-A athletic departments isindependent of the university size.

    The analysis indicated that there was no

    significant relationship between the extent

    of strategic planning and university size in

    NCA A Division I-A athletic departments

    (see Table IX).

    3 The extent of strategic planning used by

    NCA A Division I-A athletic departments is

    independent of the background of athletic

    directors.

    The data were analysed by using Chi-

    square. The results demonstrated that

    there was no significant relationship

    between the extent of strategic planningused by athletic departments and back-

    ground of athletic directors (see Table X).

    Figure 1

    Strategic planning process model

    Externalenvironmentassessment

    OpportunitiesThreats

    Reconsider/revise

    Culture

    Policies

    Values

    Vision

    Mission

    Long-termobjectives

    Selection oflong-termstrategies

    Establishshort-termobjectives

    Performancemeasurement

    andevaluaton

    Culture

    Policies

    Values

    Vision

    Mission

    Long-termobjectives

    Internalenvironmentassessment

    Strengths

    Weaknesses

    Developshort-termstrategies

    Table VIII

    Chi-square analysis of the extent of strategicplanning and type of university

    Chi-square DF Significance

    0.029 2 0.99

    Table I X

    Chi-square analysis of the extent of strategicplanning and type of university size

    Chi-square DF Significance

    2.06 4 0.72

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    Athanasios KriemadisStrategic planning in highereducation athletic

    departmentsInternational Journal ofEducational Management11/ 6 [1997] 238247

    Discussion, implications andrecommendations

    This study is an attempt to assist the manage-

    ment of athletic departments by identifying

    strategic planning activities util ized by

    NCA A Division I-A athletic departments and

    by introducing a strategic planning process

    model which can be utilized in departmentalplanning. The strategic planning process

    model may help athletic departments to think

    strategically, clarify future direction, deal

    effectively with rapidly changing environ-

    ments, and anticipate and initiate change.

    DiscussionMore than 80 per cent of the athletic depart-

    ments indicated that they were involved in

    strategic planning activi ties such as develop-

    ing vision, mission, goals and objectives, long-

    term and short-term strategies, and evalua-

    tion procedures. However, only 43.4 per cent of

    the athletic departments may be classified asstrategic planners since only that percentage

    met the criteria of: having formalized written,

    long-range plans; having assessed the exter-

    nal and internal environments; and having

    established strategies based on departmental

    mission and objectives. A majority of athletic

    departments (56.6 per cent) were identified as

    non-strategic planners even though they took

    into consideration some of the strategic plan-

    ning process components. They were excluded

    because their planning endeavours fell into

    one of the following categories: they uti li zed

    short-range, written plans of action and bud-gets for current fiscal period (short-range

    planners); they util ized short-range, unwr it-

    ten plans that are stored in the memories of

    the athletic departments administrators

    (intui tive planners); or they did not use any

    measurable planning procedures.

    According to Harvey (1982), the purpose of

    the development of a strategic plan is to main-

    tain or gain a position of advantage in rela-

    tion to competitors. Once the strategic plan i s

    made, the implementation stage of the plan i s

    the critical step. The issue of implementation

    was not ri gorously assessed in thi s study.

    Consequently, it may be questioned whetherthe athletic departments that had been identi-

    fied as strategic planners, actually implement

    the strategic plan when making decisions

    concerning the commitment of departments

    resources towards the desired objectives.

    This position is supported to some degree by

    the following findings surfacing in this study:

    1 A small percentage of the athletic depart-ments (38.2 per cent) have establi shed a

    formal planning committee. In addition,

    long-range planning experience is only

    about six years old. Given the lack of expe-

    rience and a formal planning committee,

    it does not seem li kely that many of the

    athletic departments systematically

    adhere in the entire strategic planning

    process, i.e. formulation, implementation,

    and evaluation.

    2 There seem to be differi ng opini ons con-

    cerning the number of years the short- and

    long-range plans should cover. With theexternal environment changing so rapidly,

    athletic departments must realize that

    they have to reduce the period of time the

    short- and long-range plans cover.

    3 Athletic departments do not seem to suffi-

    ciently consider the human resources

    factor and the development of contingency

    plans in their planning activities. These

    two support activities are time consuming.

    Since time and expertise are two signifi-

    cant factors that influence athletic depart-

    ments not to plan, these two factors might

    also be significant in athletic departments

    not implementing the strategic plan. To

    the contrary, the strategic planning li tera-

    ture indicates that significant considera-

    tion must be given to the development of a

    human resources plan. David (1989) sug-

    gested that even a well-designed strategic

    plan can fail if insufficient attention is

    given to the human resources dimension.

    Regarding the importance of developing

    contingency plans, Pearce and Robinson

    (1985) stated that for organizations to improve

    their abili ty to cope with change, they must

    adopt a contingency approach to strategicplanning and must develop contingency

    plans. The success of the strategy chosen is

    contingent to varying degrees on future con-

    ditions. Based on this important observation,

    administrators should identify scenarios,

    develop alternatives, and formulate contin-

    gency strategies for the athletic department.

    In this way, they wil l always anticipate and

    respond to changes effectively.

    A small percentage of Division I-A athletic

    departments are financially self-supporting

    (Atwell et a l., 1980; Raiborn, 1990). Athletic

    directors, already under financial duress, have

    not seen the value of uti li zing scarce resourcesfor engaging in strategic planning activities.

    Since contradictory findings have been drawn

    from studies concerning the relationship

    between strategic planning and financial

    Table X

    Chi-square analysis of the extent of strategic

    planning and background of athletic directors

    Chi-square DF Significance

    6.75 4 0.15

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    performance, athletic directors may not wish

    to expend resources on an unproven ven-

    ture. Insufficient training in strategic plan-

    ning practices may be another factor whi chdiscourages athletic directors from engaging

    in strategic planning. The availability, cost,

    and time for training does not readily lend

    itself to the needs of athletic departments to

    become proficient in the strategic planning

    process.

    The study provided evidence that the extent

    of strategic planning used by NCAA Divi sion

    I-A athletic departments does not seem to be

    related to the type of university, university

    size, and background of athletic directors.

    According to Steiss (1985), the concept of

    strategic planning first found application inthe private sector. The strategic planning

    process was designed to provide direction to

    the organization and guide all its operational

    activi ties. However, most of the fundamental

    approaches, methods, and procedures of

    strategic planning are directly applicable to

    the public or non-profit sector. Based on this

    observation, this author is wondering why

    athletic departments in private universi ties

    have not taken greater advantage of this plan-

    ning process when compared with public

    universities.

    David (1989) noted that strategic planning

    in small fir ms is more informal than in largefirms. It was surprising to this author that

    large universities have not adopted a strate-

    gic planning approach to decision making to

    a greater extent when compared with small

    universities.

    Whi le some athletic directors had work

    experiences from the private sector, it would

    seem that they either did not transfer their

    knowledge and experiences in strategic plan-

    ning or had not acquired the necessary ski lls

    in strategic planning to be able to transfer

    them to the athletic departments environ-

    ment. This may be attributed to the fact thatthe athletic department decision makers may

    lack the necessary human and financial

    resources to undertake strategic planning

    activities. Another possible reason could be

    that university administration does not

    encourage the formulation and implementa-

    tion of the strategic planning process in ath-

    letic department decision making.

    ImplicationsThe findings presented and discussed above

    have implications for the development and

    use of the strategic planni ng process in ath-

    letic departments:1 The proposed strategic planning process

    model is a way of helping athletic adminis-

    trators think and act strategically. By rec-

    ognizing and analysing key variables in

    the proposed model, athletic departments

    will be better able to: establish and periodi-

    cally review mission and objective state-

    ments; identify external and internal vari -ables and their i nterrelationships; and

    formulate, implement, and evaluate their

    strategies. The identification of these vari -

    ables wi ll contribute to the development of

    realistic decisions in the light of their

    future consequences.

    2. Since the two most significant constraints to

    strategic planning were insufficient finan-

    cial resources and time, athletic depart-

    ments need to recognize these constraints

    and be willing to commit the financial

    resources and time, if they are to support

    the implementation of the strategic plan.3 If strategic planning is to be considered as

    an important administrative responsibili ty

    (as suggested by the li terature), and if

    another significant constraint to strategic

    planning is insufficient training and experi -

    ence in planning procedures, then athletic

    departments should provide necessary

    planning skills through educational pro-

    grammes. In this way, decision makers will

    begin to consider strategic planning as one

    of their primary responsibili ties rather

    than an additional task. Educational pro-

    grammes emphasizing such ski lls as human

    relations, analytical thinking, time manage-ment, and participatory decision making

    can greatly assist athletic departments in

    carrying out the strategic planning process.

    4. In developing the strategic planning

    process model, those who were identified

    as strategic planners indicated that they

    relied heavily on the experti se of consul-

    tants. It would, therefore, seem advisable

    that outside consultation and facil itation

    can help athletic administrators in the

    application of the strategic planning

    process for their respective departments.

    Recommendations for further studyThe li terature in the area of strategic plan-

    ning in intercollegiate athletics is very l im-

    ited. There appears to be an ever increasing

    interest in this area, and further studies

    could prove to be beneficial. Based on the

    findings of this study, the following recom-

    mendations are offered for future research:

    1 Follow-up studies should be done to the

    same sample in three to five years to inves-

    tigate possible changes in the util ization of

    the strategic planning process.

    2 Research needs to be done to the same

    population (NCAA Division I-A athleticdepartments) to assess quali tatively the

    extent of strategic planning.

    Qualitative case studies rely on data

    obtained from interviews, observations,

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    Athanasios KriemadisStrategic planning in highereducation athletic

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    and the study of official documents. Some

    of the intervi ew and observation issues

    would address membership of the planning

    committee, the type of data used in plan-ning, the methods used to obtain the data,

    the type of leadership behaviour which

    appears to be needed to ensure the success

    of the planning effort, and the resistance

    that is encountered in gaining commit-

    ment to strategic planning. The study of

    official documents would reveal the extent

    to which these documents address them-

    selves to strategic issues such as the exter-

    nal or internal environmental assessment.

    3 A comparative study of strategic planning

    should be conducted among the NCAA

    Divisions (I, II , and III ).4 A useful investigation might also be under-

    taken to assess the relationship between the

    extent of strategic planning activi ties used

    by athletic departments and the financial

    performance or productivi ty of these

    departments. It would be necessary to estab-

    li sh which measures of financial perfor-

    mance or productivi ty would be appropri-

    ate. A suggestion concerning a measure of

    financial performance for athletic depart-

    ments might be the percentage of self-gener-

    ated revenue. Examples of self-generated

    revenue are ticket sales, concessions, spon-

    sorships, TV and radio, etc., as opposed to

    university funding. Another suggestion

    concerning a measure of productivi ty of

    athletic departments might be the in-con-

    ference and national performance of the

    total athletic programme.

    5 Fi nally, future research should be designed

    to establish the validity and reliabili ty of a

    strategic planning survey instrument

    which could be used in any NCAA athletic

    department to evaluate the quantity and

    quality of strategic planning activi ties

    which are occurring, and the effectiveness

    of the implementation of those strategicplans that have been developed.

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