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[ 238 ]
International Journal ofEducational Management11/ 6 [1997] 238247
MCB University Press[ISSN 0951-354X]
St rategic planning in higher education athlet icdepartments
Athanasios KriemadisMinistry of Education, Argos, Greece
The primary purposes of thisstudy were: to determine the
extent to which the strategicplanning process was beingused in NCAA Division I-A
athletic departments; toidentify the key factors that
discourage the above-mentioned departments fromengaging in strategic planning
activities; to develop andrecommend a generic strate-gic planning process model,
which could be implementedby the athletic departments;and to examine the relation-
ships between the extent ofstrategic planning used by the
athletic departments andthese selected variables: type
of the university (privateversus public), university size,and background of athleticdirectors. All 106 NCAA Divi-
sion I-A athletic departmentswere surveyed. The responserate was 72 per cent. Findings
of this study were as follows:33 (43.4 per cent) of the
athletic departments wereclassified as strategic plan-ners; insufficient financial
resources and time were thefactors that highly discour-aged the athletic departments
from engaging in strategicplanning; a strategic planningprocess model was developed
and an analysis of its severalcomponents was presented;the extent of strategic plan-
ning used by the athleticdepartments was not related
to the type of university,university size, and the back-ground of athletic directors.
Introduction
Throughout human history, people have been
engaged in some sort of planning in order to
accomplish designated goals and objectives.
Much of the planning li terature currently
being publi shed addresses the necessity ofplanning in the profit and non-profit sectors.
According to Buhler-Mi ko (1985), master
planning was the vogue in the sixties, long-
range planning in the seventies, and strategic
planning for the decades of the eighties and
nineties (p. 1).
The business sector of society has long rec-
ognized that continued profitabili ty requires
maintaining a strategic fit between the orga-
nizational goals and capabilities and the
changing societal and economic conditions.
As these environmental changes evolved,
businesses developed planning systems which
made possible co-ordinated and effectiveresponses to increasing unpredictabil ity,
novelty, and complexity (Ansoff, 1984).
According to Bryson (1988), strategic plan-
ning, which has developed in the private
sector, can help public and non-profit organi-
zations anti cipate and respond effectively to
their dramatically changing environments.
Most of the fundamental approaches and
methods of corporate management are appli c-
able to the public and non-profit management
area. However, public and non-profit planners
must be aware that corporate strategic plan-
ning embraces a range of approaches thatvary in their applicabil ity to the public and
non-profit sectors and in the conditions that
govern their successful use (p. 43). Strategic
thought and action have become increasingly
important and have been adopted by public
and non-profit planners to enable them to
successfully adapt to the future (Bank, 1992;
Bryson, 1988; Coolbaugh, 1993; Duncan, 1990;
Espy, 1988; Laycock, 1990; Medley, 1988; Nel-
son, 1990; Robinson, 1992; Streib and Poister,
1990; Wi lson, 1990).
The educational sector has begun to recog-
nize that planning is necessary in order to
maintain i ts own responsiveness to a rapidlychanging environment (Agwu, 1992; Busler,
1992; DeRose, 1986; Hall, 1994; Potgieter, 1992;
Schi lling, 1987; Schmeltzer, 1983; Smith et a l.,
1987; Spence, 1982; Walker, 1990; Williams,
1992). Cameron (1983) stated that the future
of colleges and universities as organizations
includes conditi ons of decline which require
a new set of administrative and organiza-
tional responses (p. 359). Todays colleges
and universities have experienced rapid
change. Educational administrators are con-
fronted with changes associated with ageing
facilities, changing technology, changing
demographics, increasing competition, rising
costs, funding cuts, etc. Educational adminis-
trators are challenged to anticipate changes
and to formulate proactive responses that
wi ll enhance the educational processes used
on college and university campuses. Some of
the major issues educational administrators
are facing include: the financing of higher
education; increasing levels of involvement
by public officials in the processes of higher
education; and the broadening of the basis for
knowledge within contemporary society(Ostar, 1989). Confronted with the unprece-
dented magnitude of changes a number of
colleges and universities have turned to
strategic planning which is designed to help
organizations respond effectively to their
new situations (Ballou, 1988; Cameron, 1983;
Kotler and Murphy, 1982; L ivesey, 1990; Man-
heimer, 1989; Mazur, 1991; Morgan, 1994;
Reichrath, 1990; Tol l, 1982).
Since athletic programmes are so much a
part of higher education institutions, athletic
departments face the same problems as do
institutions to which they belong. Athleticadministrators must now deal wi th periods of
decline, governmental mandates and guide-
li nes, and financial difficulties (Lewis, 1979).
Also, emphasis must be on placing the
athletic department in a competitive position
in changing environments because athletic
programmes have evolved to a point where
they compete for a segment of the entertain-
ment market. If athletic departments are to
respond, they must anticipate change and
adapt programmes and resources to meet
their mission and objectives (Bucher, 1987).
Strategic planning may help athletic depart-
ments anticipate and respond effectively totheir new situations, and develop strategies
necessary to achieve the athletic departments
mission and objectives (Dysonet a l., 1989;
Smith, 1985; Sutton and Migliore, 1988).
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Athanasios KriemadisStrategic planning in highereducation athletic
departmentsInternational J ournal ofEducational Management11/ 6 [1997] 238247
Purpose of the study
The primary purposes of this study were to
determine the extent to which the strategic
planning process is being used in National
Collegiate Athletic Association (NCAA) Divi-
sion I-A athletic departments; identify the key
factors that discourage NCAA Division I-A
athletic departments from engaging in strate-
gic planning activities; to develop and recom-
mend a generic strategic planning process
model, which can be implemented by NCAA
Divi sion I -A athletic departments. The devel-
opment of this model was based on the review
of li terature and the recommendations from a
selected number of athletic departments
which had been identified as strategic plan-ners; and to examine the relationships
between the extent of strategic planning used
by NCAA Division I-A athletic departments
and these selected variables: type of the uni-
versi ty (public versus private); university
size; and background of athletic directors.
The study addressed the following research
questions and hypotheses.
Research quest ions
The research questions to be examined for the
descriptive part of the study were as follows:1 To what extent is the strategic planning
process being used in NCAA Division I-A
athletic departments?
2 What are the key factors that discourage
NCAA Division I-A athletic departments
from engaging in strategic planning activi-
ties?
3 Is it possible to develop a generic strategic
planning process model, which can be
implemented by NCA A Division I-A
athletic departments?
Hypotheses test ed
1 The extent of strategic planning used by
NCAA Division I-A athletic departments is
independent of the type of the university
(publi c versus private).
2 The extent of strategic planning used by
NCAA Division I-A athletic departments is
independent of university size.
3 The extent of strategic planning used by
NCAA Division I-A athletic departments is
independent of the background of athletic
directors.
Signifi cance of t he study
Leaders and managers of non-profit
organizations and communities face diffi cult
challenges in the years ahead. According to
Bryson (1988), some examples of the several
trends and events are the demographic
changes, value shifts, the privatization of thepublic services, shifts in federal and state
funding priori ties, a volatile economy, and the
increased importance of the non-profit sector.
This turbulence is aggravated by the
increased interconnectedness of the world, so
that changes anywhere typically result i n
changes elsewhere (Luke, 1988).
Athletic administrators, just as non-profit
leaders and academic administrators, must
deal with this turbulent environment. More-
over, intercollegiate athletic programmes have
evolved to a point where they compete for a
segment of the entertainment market. Thefuture of intercollegiate athletics will depend
on the abil ity of the athletic departments to
respond effectively to their new situations, and
to develop strategies necessary to achieve the
athletic departments mission and objectives.
A number of authors (Ansoff and McDon-
nell, 1990; Bar ry, 1986; Bryson et a l., 1986, 1987;
Roweet a l., 1989; Steiner, 1979) argue that
strategic planning can help organizations in
this turbulent environment to:
think strategically and develop effective
strategies;
clari fy future direction;
establish priorities;
develop a coherent and defensible basis for
decision making;
improve organizational performance;
deal effectively with rapidly changing
circumstances;
anticipate future problems and opportuni-
ties;
build teamwork and expertise; and
provide employees with clear objectives
and directions for the future of the organi-
zation and increase their motivation and
satisfaction.
Newman and Wallender (1987) suggested that
basic management concepts should be applied
to both profit and non-profit organizations.
This study is useful in extending the concept of
strategic planning to intercollegiate athletics.
The study will be useful in helping athletic
administrators to further their understanding
of the strategic planning process in their
respective athletic departments. More specifi-
cally, the present study of strategic planning
process in NCA A Division I-A athletic depart-
ments provided information about the extent
of the strategic planning process currently
being used in these athletic departments, andthe relationships between the extent of strate-
gic planning used by NCA A Division I-A ath-
letic departments and these selected variables:
type of university (public versus private);
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Athanasios KriemadisStrategic planning in highereducation athletic
departmentsInternational J ournal ofEducational Management11/ 6 [1997] 238247
written, long-range plans; assessed the exter-
nal and internal environments; and estab-
li shed strategies based on departments mis-
sion, objectives. Consequently, 43.4 per cent ofthe athletic departments may be identified as
strategic planners. The data in Table II also
reveal that 28 (36.8 per cent) of the athletic
departments uti li ze wri tten short-range oper-
ational plans of action and budgets for the
current fiscal period, whi le 13 (17.1 per cent)
of the athletic departments have no written
plans, but instead have developed short-range
informal, unwritten plans based on the intu-
ition and experience of the admini strative
team. A very low percentage of the athletic
departments (2.6 per cent) i ndicated that they
had no measurable structured planning.
Questionnaire item BThe data from the respondents (see Table II I)
indicate that the external factors considered
to a very great or great extent by 70 per
cent or more of the athletic departments when
formulating their plans were: spectators,
board of trustees, NCAA Division I-A trends,
university administrators, educational
trends,and economic/ tax considerations.
There were no factors considered to a very
li ttle or li ttle extent by 70 per cent or more
of the athletic departments when formulating
their plans. The factor considered to theleast extent by 60.6 per cent of the athletic
departments was religious groups.
Questionnaire item CAs noted in Table IV, it was found that the
internal factors considered to a very great
or great extent by 70 per cent or more of the
athletic departments when formulating their
plans were: financial performance, adequacy
of facil ities, coaches opinion, athletes acade-
mic achievement, athletic performance,
coaches performance, and athletic depart-
ments staff performance.
There were no factors considered to a very
li ttle or li ttle extent by 70 per cent or more
of the athletic departments when formulating
their plans.
Questionnaire item FThe data displayed in Table V reveal that the
items incorporated to a very great or
great extent by 70 per cent or more of the
athletic departments were: financial plan,
facilities master plan, and marketing plan.
There were no items incorporated to a very
li ttle or li ttle extent by 70 per cent or more
of the athletic departments.Questionnaire item GThe responding athletic departments (see
Table VI), util ize short-range plans which
cover approximately two years, and long-
Table I I
Level of planning in NCAA division I-A athletic
departments
Plans Frequency Percent age
Structured long-range 33 43.4Operational 28 36.8Intuitive 13 17.1Unstructured 2 2.6
Table III
Extent to which external factors are considered in the planning process (indescending order of consideration)
Very l it t le Very great
Fact ors or lit t le Some or great M ean SD
Spectators 1 (1.3)a 10 (13.2) 65 (85.6) 4.30 0.75Trustees 1 (1.3) 10 (13.2) 65 (85.6) 4.30 0.75University administration 3 (3.9) 15 (19.7) 58 (76.4) 4.17 0.93NCCA trends 2 (2.6) 16 (21.1) 58 (76.3) 4.08 0.86Education trends 1 (1.3) 18 (23.7) 57 (75.0) 3.99 0.74Economic t ax 6 (7.9) 15 (19.7) 55 (72.4) 4.03 0.95Community 2 (2.6) 19 (25.0) 55 (72.4) 4.01 0.82State/ federal 9 (11.8) 16(21.1) 51 (67.1) 3.89 1.05Demographics 10 (13.2) 22 (28.9) 44 (57.9) 3.60 1.07Social trends 7 (9.2) 29 (38.2) 40 (52.7) 3.53 0.94Businesses 9 (11.8) 30 (39.5) 37 (48.7) 3.41 0.86Competitors 14 (18.4) 26 (34.2) 36 (47.4) 3.40 1.03Media 19 (25.0) 22 (28.9) 35 (46.1) 3.27 1.14
Suppliers 22 (28.9) 21 (27.6) 33 (43.4) 3.17 1.23Parents 15 (19.7) 30 (39.5) 31 (40.8) 3.37 1.06Technology 21 (27.7) 25 (32.9) 30 (39.5) 3.20 1.10Civic organization 27 (35.5) 34 (44.7) 15 (19.7) 2.80 0.94Political trends 27 (35.5) 35 (46.1) 14 (18.5) 2.71 1.07Religious groups 46 (60.6) 17 (22.4) 13 (17.1) 2.32 1.20
Notes:a Frequency (percentage)
Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great
Table IV
Extent to which internal factors are considered in the planning process (in
descending order of consideration)
Very l it t le Very great
Fact ors or lit t le Some or great M ean SD
Financial preference 1 (1.3)a 9 (11.8) 66 (86.8) 4.37 0.80Facilities 2 (2.6) 8 (10.5) 66 (86.9) 4.08 0.67Coaches opinion 1 (1.3) 11 (14.5) 64 (84.2) 4.03 0.63Athletic academics 13 (17.1) 63 (82.9) 4.26 0.74Athletic preference 1 (1.3) 14 (18.4) 61 (80.2) 4.08 0.73Coaches preference 3 (3.9) 12 (15.8) 61 (80.3) 4.01 0.76Staff preference 3 (3.9) 14 (18.4) 55 (72.3) 3.92 0.75Administration preference 5 (6.6) 18 (23.7) 53 (69.7) 3.90 0.92Athletes preference 4 (5.3) 26 (34.2) 46 (60.5) 3.75 0.83Athletes opinion 7 (9.2) 23 (30.3) 46 (60.6) 3.64 0.87
Advisory committ ees 9 (11.8) 34 (44.7) 33 (43.4) 3.42 0.84
Notes:a Frequency (percentage)
Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great
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Athanasios KriemadisStrategic planning in highereducation athletic
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range plans which cover approximately six
and a half years.
Questionnaire item HThe responding athletic departments haveengaged in long-range planning for about six
years.
Questionnaire item IOnly 29 (38.2 per cent) of the athletic depart-
ments have already established a formal
planning committee.
Questionnaire item JWhen athletic departments were asked
whether they plan to establish a formal plan-
ning committee within the next two years,
only eight (10.5 per cent) indicated that they
plan to establish such a committee.
Research quest ion 2What are the key factors that discourage
NCA A Division I-A athletic departments from
engaging in strategic planning activi ties?
Questionnaire item DAs mentioned above, 43.4 per cent of the ath-
letic departments were engaged in strategic
planning, while 56.6 per cent were not identi-
fied as strategic planners. The data displayed
in Table VI I reveal which factors discourage
those athletic departments not identified as
strategic planners (56.6 per cent) from engag-
ing in strategic planning activities. Table VII
indicates that 46.5 per cent of the athletic
departments not engaged in strategic plan-
ning identified insufficient financial
resources and time as factors that discouragethem to a very great or great extent from
engaging in strategic planning activi ties. On
the other hand, there were two factors (lack of
planning poli cy, and planning not valued by
athletic departments) that discourage 46 per
cent or more of the athletic departments not
engaged in strategic planning to a very li ttle
or little extent. Interestingly, 60.5 per cent of
the athletic departments indicated that insuf-
ficient experience and training was a factor
that discouraged them to some extent from
engaging in strategic planning activities.
Research quest ion 3Is it possible to develop a generic strategic
planning process model, which can be imple-
mented by NCA A Division I-A athletic
departments?
Figure 1 presents the strategic planning
process model as developed by the researcher.
A brief analysis of the several steps involved
in the strategic planning process follows.
Strat egic planning process modelStrategy formulation1 Whether developing a new organization or
reformulating the direction of an ongoingone the culture, poli cies, values, vision,
mission, and long-term objectives which
will shape an organizations strategic
posture must be determined.
2 The existence of social, politi cal, educa-
tional, demographic, legal, economic/ tax,
technological, and competitive changes
require athletic departments to perform
an effective external environmental
assessment of the existing opportunities
and threats, and in this way to anticipate
and respond effectively to changes.
3 Athletic departments should evaluate
their strengths and weaknesses whichcould influence the future of their survival
and growth.
4 Periodically, athletic departments should
reconsider/ revise their stated values,
Table V
Extent to which the athletic departments incorporate the following items (in
descending order of consideration)
Very lit t le Very great
Fact ors or lit t le Some or great M ean SD
Financial plan 5 (6.6)a 70 (92.1) 4.53 0.62Facilities plan 4 (5.3) 13 (17.1) 58 (76.3) 3.97 0.80Marketing plan 7 (9.2) 12 (15.8) 56 (73.7) 3.97 0.80Human resource plan 10 (13.2) 25 (32.9) 40 (52.6) 3.50 0.84Contingency plan 18 (23.6) 34 (44.7) 21 (27.6) 3.08 0.95
Notes:a Frequency (percentage)Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great
Table VII
Factors that discourage strategic planning in athletic departments (in
descending order of consideration)
Very lit t le Very great
Fact ors or lit t le Some or great M ean SD
Insufficient finance 12 (27.9)a 11 (25.6) 20 (46.5) 3.35 1.31Insufficient time 11 (25.6) 12 (27.9) 20 (46.5) 3.35 1.09Personnel resistance 18 (41.9) 15 (34.9) 10 (23.3) 2.67 0.99Communication 15 (34.9) 19 (44.2) 9 (21.0) 2.84 0.95Insufficient training 10 (23.3) 26 (60.5) 6 (13.9) 2.86 0.81Planning policy 20 (46.5) 17 (39.5) 6 (13.9) 2.49 1.03
Planning value 23 (53.5) 14 (32.6) 6 (13.9) 2.26 1.04
Notes:a Frequency (percentage)Scaling: 1 =very little; 2 =little; 3 =some; 4 =great; 5=very great
Table VI
Number of years short- and long-range plans
cover
Plans M ean
Short-range plans 1.75Long-range plans 6.50
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Athanasios KriemadisStrategic planning in highereducation athletic
departmentsInternational J ournal ofEducational Management11/ 6 [1997] 238247
vision, mission, and long-term objectives in
order to be responsive to changes occurr ing
in their external or internal environments.
5 After the athletic department has estab-
li shed its long-term objectives (taking intoconsideration external and internal envi-
ronmental assessments), the selection of
long-term strategies that meet the depart-
ments objectives should be undertaken.
Strategy implementationOnce selection of long-term strategies has
been made, the next step would be the estab-
li shment of short-term objectives and short-
term strategies to achieve long-term objec-
tives and strategies.
Strategy evaluationThe final component in the strategic planning
process is the strategy evaluation and isessential to ensure that stated objectives are
being achieved. Reviewing internal and
external factors, measuring performance,
and taking corrective actions are the activi -
ties associated with thi s component.
Hypotheses test ed
1 The extent of strategic planning used by
NCAA Division I-A athletic departments is
independent of the type of university (pub-
li c versus private).
Chi-square was performed to determinewhether there was a relationship between
the extent of strategic planning used by
NCAA Division I-A athletic departments
and type of the university (publi c versus
private). The data displayed in Table VIII
revealed no significant relationship
between the two variables.
2 The extent of strategic planning used by
NCA A Division I-A athletic departments isindependent of the university size.
The analysis indicated that there was no
significant relationship between the extent
of strategic planning and university size in
NCA A Division I-A athletic departments
(see Table IX).
3 The extent of strategic planning used by
NCA A Division I-A athletic departments is
independent of the background of athletic
directors.
The data were analysed by using Chi-
square. The results demonstrated that
there was no significant relationship
between the extent of strategic planningused by athletic departments and back-
ground of athletic directors (see Table X).
Figure 1
Strategic planning process model
Externalenvironmentassessment
OpportunitiesThreats
Reconsider/revise
Culture
Policies
Values
Vision
Mission
Long-termobjectives
Selection oflong-termstrategies
Establishshort-termobjectives
Performancemeasurement
andevaluaton
Culture
Policies
Values
Vision
Mission
Long-termobjectives
Internalenvironmentassessment
Strengths
Weaknesses
Developshort-termstrategies
Table VIII
Chi-square analysis of the extent of strategicplanning and type of university
Chi-square DF Significance
0.029 2 0.99
Table I X
Chi-square analysis of the extent of strategicplanning and type of university size
Chi-square DF Significance
2.06 4 0.72
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Athanasios KriemadisStrategic planning in highereducation athletic
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Discussion, implications andrecommendations
This study is an attempt to assist the manage-
ment of athletic departments by identifying
strategic planning activities util ized by
NCA A Division I-A athletic departments and
by introducing a strategic planning process
model which can be utilized in departmentalplanning. The strategic planning process
model may help athletic departments to think
strategically, clarify future direction, deal
effectively with rapidly changing environ-
ments, and anticipate and initiate change.
DiscussionMore than 80 per cent of the athletic depart-
ments indicated that they were involved in
strategic planning activi ties such as develop-
ing vision, mission, goals and objectives, long-
term and short-term strategies, and evalua-
tion procedures. However, only 43.4 per cent of
the athletic departments may be classified asstrategic planners since only that percentage
met the criteria of: having formalized written,
long-range plans; having assessed the exter-
nal and internal environments; and having
established strategies based on departmental
mission and objectives. A majority of athletic
departments (56.6 per cent) were identified as
non-strategic planners even though they took
into consideration some of the strategic plan-
ning process components. They were excluded
because their planning endeavours fell into
one of the following categories: they uti li zed
short-range, written plans of action and bud-gets for current fiscal period (short-range
planners); they util ized short-range, unwr it-
ten plans that are stored in the memories of
the athletic departments administrators
(intui tive planners); or they did not use any
measurable planning procedures.
According to Harvey (1982), the purpose of
the development of a strategic plan is to main-
tain or gain a position of advantage in rela-
tion to competitors. Once the strategic plan i s
made, the implementation stage of the plan i s
the critical step. The issue of implementation
was not ri gorously assessed in thi s study.
Consequently, it may be questioned whetherthe athletic departments that had been identi-
fied as strategic planners, actually implement
the strategic plan when making decisions
concerning the commitment of departments
resources towards the desired objectives.
This position is supported to some degree by
the following findings surfacing in this study:
1 A small percentage of the athletic depart-ments (38.2 per cent) have establi shed a
formal planning committee. In addition,
long-range planning experience is only
about six years old. Given the lack of expe-
rience and a formal planning committee,
it does not seem li kely that many of the
athletic departments systematically
adhere in the entire strategic planning
process, i.e. formulation, implementation,
and evaluation.
2 There seem to be differi ng opini ons con-
cerning the number of years the short- and
long-range plans should cover. With theexternal environment changing so rapidly,
athletic departments must realize that
they have to reduce the period of time the
short- and long-range plans cover.
3 Athletic departments do not seem to suffi-
ciently consider the human resources
factor and the development of contingency
plans in their planning activities. These
two support activities are time consuming.
Since time and expertise are two signifi-
cant factors that influence athletic depart-
ments not to plan, these two factors might
also be significant in athletic departments
not implementing the strategic plan. To
the contrary, the strategic planning li tera-
ture indicates that significant considera-
tion must be given to the development of a
human resources plan. David (1989) sug-
gested that even a well-designed strategic
plan can fail if insufficient attention is
given to the human resources dimension.
Regarding the importance of developing
contingency plans, Pearce and Robinson
(1985) stated that for organizations to improve
their abili ty to cope with change, they must
adopt a contingency approach to strategicplanning and must develop contingency
plans. The success of the strategy chosen is
contingent to varying degrees on future con-
ditions. Based on this important observation,
administrators should identify scenarios,
develop alternatives, and formulate contin-
gency strategies for the athletic department.
In this way, they wil l always anticipate and
respond to changes effectively.
A small percentage of Division I-A athletic
departments are financially self-supporting
(Atwell et a l., 1980; Raiborn, 1990). Athletic
directors, already under financial duress, have
not seen the value of uti li zing scarce resourcesfor engaging in strategic planning activities.
Since contradictory findings have been drawn
from studies concerning the relationship
between strategic planning and financial
Table X
Chi-square analysis of the extent of strategic
planning and background of athletic directors
Chi-square DF Significance
6.75 4 0.15
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performance, athletic directors may not wish
to expend resources on an unproven ven-
ture. Insufficient training in strategic plan-
ning practices may be another factor whi chdiscourages athletic directors from engaging
in strategic planning. The availability, cost,
and time for training does not readily lend
itself to the needs of athletic departments to
become proficient in the strategic planning
process.
The study provided evidence that the extent
of strategic planning used by NCAA Divi sion
I-A athletic departments does not seem to be
related to the type of university, university
size, and background of athletic directors.
According to Steiss (1985), the concept of
strategic planning first found application inthe private sector. The strategic planning
process was designed to provide direction to
the organization and guide all its operational
activi ties. However, most of the fundamental
approaches, methods, and procedures of
strategic planning are directly applicable to
the public or non-profit sector. Based on this
observation, this author is wondering why
athletic departments in private universi ties
have not taken greater advantage of this plan-
ning process when compared with public
universities.
David (1989) noted that strategic planning
in small fir ms is more informal than in largefirms. It was surprising to this author that
large universities have not adopted a strate-
gic planning approach to decision making to
a greater extent when compared with small
universities.
Whi le some athletic directors had work
experiences from the private sector, it would
seem that they either did not transfer their
knowledge and experiences in strategic plan-
ning or had not acquired the necessary ski lls
in strategic planning to be able to transfer
them to the athletic departments environ-
ment. This may be attributed to the fact thatthe athletic department decision makers may
lack the necessary human and financial
resources to undertake strategic planning
activities. Another possible reason could be
that university administration does not
encourage the formulation and implementa-
tion of the strategic planning process in ath-
letic department decision making.
ImplicationsThe findings presented and discussed above
have implications for the development and
use of the strategic planni ng process in ath-
letic departments:1 The proposed strategic planning process
model is a way of helping athletic adminis-
trators think and act strategically. By rec-
ognizing and analysing key variables in
the proposed model, athletic departments
will be better able to: establish and periodi-
cally review mission and objective state-
ments; identify external and internal vari -ables and their i nterrelationships; and
formulate, implement, and evaluate their
strategies. The identification of these vari -
ables wi ll contribute to the development of
realistic decisions in the light of their
future consequences.
2. Since the two most significant constraints to
strategic planning were insufficient finan-
cial resources and time, athletic depart-
ments need to recognize these constraints
and be willing to commit the financial
resources and time, if they are to support
the implementation of the strategic plan.3 If strategic planning is to be considered as
an important administrative responsibili ty
(as suggested by the li terature), and if
another significant constraint to strategic
planning is insufficient training and experi -
ence in planning procedures, then athletic
departments should provide necessary
planning skills through educational pro-
grammes. In this way, decision makers will
begin to consider strategic planning as one
of their primary responsibili ties rather
than an additional task. Educational pro-
grammes emphasizing such ski lls as human
relations, analytical thinking, time manage-ment, and participatory decision making
can greatly assist athletic departments in
carrying out the strategic planning process.
4. In developing the strategic planning
process model, those who were identified
as strategic planners indicated that they
relied heavily on the experti se of consul-
tants. It would, therefore, seem advisable
that outside consultation and facil itation
can help athletic administrators in the
application of the strategic planning
process for their respective departments.
Recommendations for further studyThe li terature in the area of strategic plan-
ning in intercollegiate athletics is very l im-
ited. There appears to be an ever increasing
interest in this area, and further studies
could prove to be beneficial. Based on the
findings of this study, the following recom-
mendations are offered for future research:
1 Follow-up studies should be done to the
same sample in three to five years to inves-
tigate possible changes in the util ization of
the strategic planning process.
2 Research needs to be done to the same
population (NCAA Division I-A athleticdepartments) to assess quali tatively the
extent of strategic planning.
Qualitative case studies rely on data
obtained from interviews, observations,
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and the study of official documents. Some
of the intervi ew and observation issues
would address membership of the planning
committee, the type of data used in plan-ning, the methods used to obtain the data,
the type of leadership behaviour which
appears to be needed to ensure the success
of the planning effort, and the resistance
that is encountered in gaining commit-
ment to strategic planning. The study of
official documents would reveal the extent
to which these documents address them-
selves to strategic issues such as the exter-
nal or internal environmental assessment.
3 A comparative study of strategic planning
should be conducted among the NCAA
Divisions (I, II , and III ).4 A useful investigation might also be under-
taken to assess the relationship between the
extent of strategic planning activi ties used
by athletic departments and the financial
performance or productivi ty of these
departments. It would be necessary to estab-
li sh which measures of financial perfor-
mance or productivi ty would be appropri-
ate. A suggestion concerning a measure of
financial performance for athletic depart-
ments might be the percentage of self-gener-
ated revenue. Examples of self-generated
revenue are ticket sales, concessions, spon-
sorships, TV and radio, etc., as opposed to
university funding. Another suggestion
concerning a measure of productivi ty of
athletic departments might be the in-con-
ference and national performance of the
total athletic programme.
5 Fi nally, future research should be designed
to establish the validity and reliabili ty of a
strategic planning survey instrument
which could be used in any NCAA athletic
department to evaluate the quantity and
quality of strategic planning activi ties
which are occurring, and the effectiveness
of the implementation of those strategicplans that have been developed.
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