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LIGHT SPECTRA DISTRIBUTIONS IN TEMPERATE CONIFER-FOREST CANOPY
GAPS, OREGON AND IN TROPICAL CLOUD-FOREST
CANOPY, VENEZUELA
DISSERTATION
Presented to the Graduate Council of the
University of North Texas in Partial
Fulfillment of the Requirements
For the Degree of
DOCTOR OF PHILOSOPHY
By
Susan Monteleone, B.S., M.S.
Denton, TX
December, 1997
Monteleone, Susan, Light spectra distributions in temperate conifer-forest
canopy gaps. Oregon and in tropical cloud forest canopy. Venezuela. Doctor of
Philosophy (Biology), December 1997,198 pp., 5 tables, 66 illustrations,
references, 117 titles.
Light spectra distributions were measured in two different montane
forests: temperate and tropical. Spectral light measurements were made in
different sized canopy gaps in the conifer forest at H. J. Andrews Experimental
Forest in Oregon, USA. Researchers at Oregon State University created these
gaps of 20 m, 30 m, and 50 m in diameter. In the tropical cloud forest, spectral
light measurements were made in two plots that were permanently established at
La Mucuy Parque Nacional in Venezuela, in collaboration with researchers at
Universidad de Los Andes.
In both studies, spectra and distributions of physiologically active light
were analyzed: red, far-red, R/FR ratio, and blue light. Horizontal light
measurements were taken at 1.0 m above the forest floor. Also, light was
measured in vertical profiles. Oregon light measurements were regressed with
numbers of conifer seedlings and basal areas surveyed in the gaps.
Horizontal light distributions varied in both temperate and tropical
systems. Distribution patterns were predicted by the morphology of the canopy
gaps in Oregon, and the relief patterns in Venezuela. Attenuation of light in
forest systems is often assumed exponential following Beer's law, i.e., an
homogeneous path through plant canopy. In Oregon, vertical profiles showed
light in canopy gaps were often not homogeneous. Profiles in Venezuela were
heterogeneous because measurements were taken in full plant canopy.
As distribution of red, far red, and blue light wavelengths, and R/FR ratios
changed along cardinal axes in gaps of different sizes, species' seedling
associations changed. Significant relationships (p < 0.05) between conifer
seedling numbers and basal areas were found. More than 50% of the variation
in seedlings was explained by patterns in light-color distribution. In 30 m gaps,
western Hemlock seedlings were highly significantly affected by red and far red
light (R2 > 90; p < 0.001). Only R/FR ratios were associated significantly with
species distributions in 20 m gaps. Gap sizes strongly affected associations.
37? /iBii
9$%8
LIGHT SPECTRA DISTRIBUTIONS IN TEMPERATE CONIFER-FOREST CANOPY
GAPS, OREGON AND IN TROPICAL CLOUD-FOREST
CANOPY, VENEZUELA
DISSERTATION
Presented to the Graduate Council of the
University of North Texas in Partial
Fulfillment of the Requirements
For the Degree of
DOCTOR OF PHILOSOPHY
By
Susan Monteleone, B.S., M.S.
Denton, TX
December, 1997
ACKNOWLEDGMENTS
This project is the culmination of many hours contributed by willing and
supportive assistants: Magdiel Ablan, and Diana Victoria Acevedo. I thank Dr.
Miguel Acevedo for his encouragement to pursue this research and for making
possible the opportunity to work in Venezuela.
Many thanks are extended to Oregon State University and to H. J.
Andrews Experimental Forest Research Facility. Special thanks to Drs. Andrew
Gray and Thomas Spies for their collaboration on this project and their
cooperation during our stay at H. J. Andrews; and to Art McKee for his logistical
assistance in the use of H. J. Andrews Experimental Forest and associated
facilities.
At the Universidad de Los Andes in Venezuela for their support of this
project. My sincere gratitude and appreciation goes to Dra. Michele Ataroff at
the Center for Ecological Research for her collaboration and tireless support,
and further thanks to Dr. Carlos Estrada for his invaluable assistance while
working on this project at La Mucuy.
TABLE OF CONTENTS
Page
Chapter
1. ROLE OF SHADE AND LIGHT SPECTRA IN FOREST DYNAMICS 1
Introduction Plant perception of shade
Changes in light intensity Changes in light spectra
Proposed mechanisms of light perception in plants Plant photoreceptors Phytochrome Blue absorbing pigment Regulatory function of light via phytochrome Adaptive significance of photoreceptors
Dynamics of light in forest canopies
2. LIGHT SPECTRA SURVEY IN CANOPY GAPS OF A TEMPERATE MONTANE CONIFEROUS FOREST 22
Introduction Methods
Site description Study area Data collection and management Sample plots and one-meter ground measurements Vertical light profiles and attenuation coefficients
Results One-meter ground measurements Vertical light profiles and attenuation coefficients
Discussion
3. LIGHT SPECTRA IN CANOPY GAPS AND TREE SEEDLING ESTABLISHMENT IN A TEMPERATE MONTANE CONIFER FOREST 66
Introduction Methods
Site description and study area Seedling survey Spectral data collection and management PAR in gaps Statistical analysis
Results PAR in gaps Distribution of light and seedlings
Number of seedlings Seedling basal area
Regression of seedling establishment and light quality Analyses by gap size Analyses by axes
Step-wise regression analyses Discussion
4. LIGHT SPECTRA SURVEY IN A TROPICAL MONTANE FOREST LA MUCUY PARQUE NACIONAL IN VENEZUELA 100
Introduction Methods
Site description Data collection and management Sample plots One-meter ground measurements Vertical profiles and attenuation coefficients Hemispherical photographs
Results PAR in forest canopy One-meter ground measurements
Plot A Plot B
Vertical light profiles Plot A Plot B
Extinction coefficients Plot A Plot B
Open-canopy area calculated from hemispherical photographs
Discussion
5. CONCLUSIONS 151
Objectives
6. APPENDIX: TABLES OF RESULTS FROM LINEAR REGRESSION ANALYSIS OF SEEDLING DATA AND CANOPY GAP LIGHT 1623
Table 1 Table 2
7. LITERATURE CITED 180
CHAPTER 1
ROLE OF SHADE AND LIGHT SPECTRA
IN FOREST DYNAMICS
Introduction
Light is one of the most limiting of environmental factors that affects the
establishment, growth, and development of plants. Light has two important
aspects, fluence rates or light intensity and spectral quality, both of which are
effectively altered by shade environments. The plant's perception of shade in
canopy gaps is based on a dichotomy of plant photosynthetic and
photomorphological responses to the light environment.
Plant Perception of Shade
Changes in Light Intensity. -Vegetative canopies present the greatest
adaptive challenge of terrestrial plants to changes in light environments (Holmes
1981). Plants must receive adequate light intensity in a photosynthetically-
active range of radiation (PAR; 400 nm- 700 nm) to maintain their net
photosynthetic capacity. When intensity falls frequently below light compensa-
tion points, the irradiance at which loss of assimilation due to respiration is
balanced by rates of photosynthesis, plants
must adapt to survive. Canopy shade is a reduction in light intensity that causes
2
plant adaptation to maximize net photosynthesis (Schwartz and Koller 1978;
Barrett and Fox 1994; Hirose and Werger 1995).
Plants adapt to radiation environments in vegetation canopies with a
range of shade-tolerant and shade-intolerant responses. In the coniferous
forests of the Oregon Cascades in the Pacific northwest (PNW), Douglas-fir is a
shade-intolerant species, whereas western hemlock and Pacific silver fir are
shade-tolerant species (Franklin 1963; Spies and Franklin 1989,1991; Gray
1995). Shade-tolerant species are morphologically adapted to low light
intensities (Salisbury and Ross 1985). Leaf size, thickness of palisade cells,
and the activation of phytochrome results in the increased production of
chlorophyll to compensate for low light conditions (Kasperbauer 1988).
Seedlings can be shade-tolerant as juveniles to gain early establishment in the
canopy understory. They are maintained in low light until they are released from
light-limited growth in the event of a canopy-gap creation (Oliver and Larson
1996).
Many shade-tolerant species appear to require openings in the canopy to
become established (Uhl et al. 1988; White and Pickett 1985), but some species
are capable of growing directly up into canopies that have reduced densities
(Canham 1989). In the Oregon Cascade old-growth forests, Douglas-fir and
western hemlock are co-dominant in forest stands where major disturbances
have not occurred. Western hemlock canopies are typically dense, reducing
forest-floor light intensities to less than 5% of full sunlight (Spies and Franklin
1989). Seedlings of Douglas-fir, a shade-intolerant species are unable to
3
become established in canopy gaps smaller than 1000 m2. Further, typical gap-
creation events in H. J. Andrews forest, an old-growth experimental forest area
in the PNW, are from standing snags that allow less light to the forest floor than
gaps created by fallen trees.
In the tropics, ecological groups of species have been defined by their
light tolerances (Swaine and Whitmore 1988; Smith and Huston 1989). Pioneer
species are shown to be dependent on gap-phase regeneration for germination
and growth. The trigger for germination in all tropical species (reviewed by
Swaine and Whitmore, 1988) required increased red light observed after canopy
removal, or increased temperatures of soil exposed to direct radiation. Pioneer
species generally show a tendency toward longer seed dormancy than non-
pioneer species, and germination is cued to disturbance indicators linked to
changes in light quality (Brokaw 1985a).
Within non-pioneer or climax species, there is a gradient of seedling
growth responses to exposure to greater amounts of radiation found in different
gap sizes (Swaine and Whitmore 1988). One end of the response continuum
requires great amount of light to grow rapidly. These species tend to have high
mortality in low canopy shade. At the other extreme, some species do not
require great amounts of light for release. These species have slower growth
rates and are less likely to regenerate following catastrophic loss of canopy
cover.
Changes in Light Spectra.-Perception of shade by vegetation is not limited
4
to reduction in light intensities; changes in spectral quality have been shown to
precede alterations in plant resource allocations. One microclimate factor that
has received relatively little attention is the color of light in forest canopy and
gap environments (Woodward 1989; Canham 1989; Poulson and Piatt 1989;
Smith etal. 1992; Clark etal. 1993; Cornelissen 1993; Endler 1993; Jans etal.
1993; Ackerly and Bazzaz 1995), specifically the spatial patterns of color and its
role in the successful establishment and growth of species in a forest gap
(Franco 1986; Casal etal. 1990; Endler 1993). Understanding patterns of the
distribution of colors of light in forest gaps might help to elucidate functional
mechanisms that work in tandem with molecular light receptors in the plant's
cellular membrane (Frankland and Letendre 1978; Raven 1983; Smith etal.
1990; Fosket 1994). Measurements of light across a forest gap show spatial
patterns of color might be correlated to physiological activities of seeds and
seedlings of colonizing species during the forest regeneration phase.
Proposed Mechanism of Light Perception in Plants
Photomorphogenesis is defined as the control of plant development by
ambient light conditions (Smith 1984). Plants respond to variable light
environments with relatively-sophisticated physiological adjustments, e.g.,
protein synthesis or resource allocation. Such responses could account for a
great degree of the morphological plasticity observed in higher plants, e.g.,
heterophylly. Plants use a complex array of photoreceptors to sense and
respond to light conditions as environmental cues. Plant pigments such as
chlorophyll and carotenoids mediate the photosynthetic response in plants.
5
There are photoreceptors in plants such as photochrome, a pigment protein;
cryptochrome, which responds to visible- (primary peak between 420-480 nm)
and near- (secondary peak between 340-380 nm) UV wavelengths; and the blue
light photoreceptor with which plants respond to blue photon fluence rates (Taiz
and Zeiger 1991).
Plant Photoreceptors. - Plants have photoactive pigments that function as
photoreceptors in the perception of changes in spectral quality under vegetation
canopies. Photoreceptor molecules or biological pigments absorb light at
specific wavelengths, activating the signal transduction pathway (Robinson et al.
1993; Fosket 1994). Light is perceived by the plant at the environmental level
via a molecular receptor. Empirical evidence indicates that activation of a
photoreceptor enhances movement of proton and calcium ions across cell
membranes (Raven 1983). Modulation of these ion ports could be important
action sites for photoreceptors.
Photoreceptors are classified into five categories based on structure
(Hendry 1993). Chlorophylls are tetrapyrroles in their cyclic form and
phytochromes are tetrapyrroles in their linear form. Chlorophyll a and b are
dominant in terrestrial plants and have peak absorption in blue, yellow, and red
wavelength ranges. Chlorophylls are the primary pigments in the photosynthetic
activity of plants.
Phytochrome.- Phytochrome belongs to a group of pigments called
tetrapyrroles and accompanies the chlorophylls and hemes. Phytochrome is
composed of an apoprotein covalently attached to a linear tetrapyrrole
6
chromophore (McNellis and Deng 1995). It exists in two interconvertible forms:
Pr, which responds to red (650-680 nm) photon fluence rates and Pfr, which is
converted from Pr when exposed to far red (710-740 nm) photon fluence rates
(Taiz and Zeiger 1991). Phytochrome is synthesized as Pr, the bioactive form.
When exposed to saturating red light, with an absorbance maximum at 665 nm,
about 80% is converted to Pfr in vivo (McNellis and Deng 1995). There are
fluctuations in the pools of Pr and Pfr by synthesis of Pr, by destruction of the Pfr
form by proteolysis, and by slow reversion of Pfr back to the Pr conformation that
takes place in the dark (Taiz and Zeiger 1991).
There are several types of phytochromes identified in Arabidopsis, a
model species for transgenic plants; these molecules are thought to be encoded
by five distinct genes: PHYA, PHYB, PHYC, PHYD, and PHYE. Phytochrome A
is a light-labile protein and is generally isolated in light-etiolated plant tissues
(McNellis and Deng 1995). Concentrations of phytochrome A decrease 100-fold
when plants are exposed to white light. It is held to be the principal receptor for
continuous far red light. High FR/R ratios is one means by that phytochrome A
is thought to facilitate the emergence of seedlings from soil in deep shade light
environments (McNellis and Deng 1995).
Germinability of seeds under plant canopies is dependent, in many
situations, on the red-to-far red ratios (R/FR) reaching the seeds (Grime 1981;
Mohr and Drumm-Herrel 1983). Canopy shade results in the alteration of
spectral composition of light that influences successful regeneration of seedlings
by affecting seed germination and seedling growth. Germination in certain seed
7
species are inhibited by the depletion of red wavelengths as light is filtered
through the canopy. These species normally require a canopy gap to maximize
their germination success. Thus, light conditions of red light relative to far red
light at the top microzone of soils in canopy gaps is a focal factor in the
germination of forest species' seeds (Foster and Janson 1985; Forget 1992 a, b\
Alvarez-Buylla and Garcia-Barrios 1991; Kennedy and Swaine 1992; Hammond
and Brown 1995; Rokich and Bell 1995; Loiselle etal. 1996).
Phytochrome B is a light-stable protein, as are phytochromes C, D, and E.
However, phytochrome B is proposed as the principal receptor for red light, and
hence is postulated to mediate red-light-induced phytochrome responses such
as day length perception via R/FR equilibrium (Vince-Prue 1983; McCormac et
al. 1992) and shade-avoidance responses (Aphalo etal. 1991; McNellis and
Deng 1995).
Plant photoreceptors possibly initiate early signaling events that plants
use to initiate cellular development, and consequently affect morphogenetic
patterns. The hypothesized mode of action for phytochrome regulation of plant
functions is a signal transduction sequence (Raven 1983) perhaps mediated by
calcium uptake and calmodulin activity (Taiz and Zeiger 1991).
Mediation of membrane functions is especially evident during perceived
phytochrome activity in plants. This might be the interaction necessary to
facilitate the controlled uptake of calcium through cell membranes via
membrane-interactive phytochrome. This membrane interactivity could explain
the amplified effects of low concentrations of phytochrome in plant systems
8
through a calmodulin-mediated system (Raven 1983; Taiz and Zeiger 1991).
The effect of phytochrome on plants is categorized by the intensity of light
required to elicit the response (Taiz and Zeiger 1991). Some responses are
elicited by fluence rates as low as 0.1 nmol m2 s"1 (or one-tenth the light emitted
from a single flash of a firefly!) and are called very low fluence (VLF) responses.
This low amount of red light would convert less than 0.02% of the total
phytochrome to Pfr. Exposure to far red light converts 97% of Pfr to Pr, leaving
3% as Pfr, more than enough to elicit VLF responses. Note that far red light
cannot reverse VLF responses. Low fluence (LF) responses are not initiated
until fluence rates reach 1.0 p.mol m2 s"1. These are the classic photoconversion
responses, e.g., lettuce seed germination. Another category of responses is
elicited by high fluences (HF). Continuous radiation periods are required for
hours at fluences in excess of 10 nmol m2. Action spectra for HF responses are
in the far red and blue regions and are not photoreversible.
When responses require such high intensities of light, it might be found
that more than one photoreceptor is involved. Mancinelli (1989) explained that it
is possible that cryptochrome and phytochrome interact and even very low levels
of Pfr might be enough to elicit the interaction. Because it is not possible to
remove all Pfr from plants, we cannot control for the effect of Pfr to isolate the
effect elicited by blue light acting on cryptochrome.
Blue Absorbing Pigment.- There is evidence that suggests that
phytochrome and blue/UV photoreceptors interact at the molecular level ( Mohr
and Drumm-Herrel 1983; Mancinelli 1989; Elmlinger etal. 1994). However, both
9
the mode of expression and the mechanisms of interaction have not been
elucidated. There are four modes of interaction postulated (Mancinelli 1989): 1)
direct interaction between photoreceptors; 2) interaction at the level of the signal
transduction chain; 3) interaction at the level of post-signal transduction
processes; or, 4) independent action. Note that postulate 1 is a photoreceptor
interaction, whereas postulates 2-4 are interactions between products of actions
of the photoreceptors. Both photoreceptors are involved in photoregulation of
plant growth and development (Mancinelli 1989); however, this is not taken as
evidence of interaction. The nature of cryptochrome is yet unknown and
phytochrome is responsive to UV and blue light as well as red and far red light.
Thus, responses to blue light can be mediated by either phytochrome or
cryptochrome.
It has been argued that no blue light receptor exists because only a few
photochemical responses have been observed only when plants are exposed to
blue light. Isolation of the pigment was further confounded by the observed
response of phytochrome to blue wavelengths (Tanno 1983) and the
photoreversal of blue effects by FR exposure (Briggs and lino 1983; Obrenovic
1992). Also, there is an obligate sequence in which the blue "receptor" must be
activated before phytochrome can be initiated in the synthesis of anthocyanins
(Mohrand Drumm-Herrel 1983).
More evidence for the existence of a blue light receptor lies in the
controlled response of stomatal closure by blue light. Both blue and red light are
effective in photosynthesis and also effect stomatal closure. However, blue light
10
was more than twice as effective than red light in stomatal regulation, especially
under low light conditions. Zeiger et al. (1983) have isolated a blue light
photosystem that regulates changes in stomatal opening in Paphiopedilum
harrisianum (family Orchidaceae), a species whose guard cells do not contain
chlorophyll, which regulates uptake of potassium ions. Blue light is thought to
cause potassium ion movement independent of carbon dioxide or auxin
concentrations (Salisbury and Ross 1985). Zeiger etal. (1983) also attributes
any response to red light as an indirect effect to exposure, such as intercellular
changes in carbon dioxide concentrations from photosynthesis or activity of
chlorophyll receptors, an argument that further solidifies their evidence in
support of the existence of a blue light receptor.
Levels of red and blue light vary temporally, seasonally, and with cloud
cover (Holmes and Smith 1977). Generally, blue light is associated with shorter
internodes, smaller leaf areas, reduced growth rates, and increased nitrogen to
carbon ratios (Thomas 1981). Relative amounts of red and blue light in nature
are probably more important than intensities, suggesting that the interaction
between blue light and red and far red light photoreceptors is of evolutionary
importance.
Regulatory Function of Light via Phytochrome.- Phytochrome has a
regulatory function in the expression of nuclear genes, which might play an
integral role in controlling plant functions. Light-regulated elements have been
identified as promoter regions on plant genomes (Taiz and Zeiger 1991). A
protein factor called GT-1 was isolated by Kay et al. (1989). This factor binds to
11
the light-regulated regions of the rbcS genes of different species, making a
promoter not regulated by light into one influenced by light. This is one means
by which phytochrome can act upon the regulation of the expression of genes by
environmental light cues.
In a study by Elmlinger etal. (1994), levels of glutamine synthetase (GS)
in Scots pine was investigated. GS synthesis is reportedly regulated by light in
the genus Pinus. The study of the light-regulated coaction of the synthesis of
isoforms GS2 and Fd-GOGAT showed coordination of both enzymes via
phytochrome and a blue/UV photoreceptor (Elmlinger et al. 1994). In seedlings
less than 10 days old, phytochrome was the photoreceptor regulating enzyme
synthesis. After 20 days, blue light becomes necessary for any further enzyme
synthesis. Further investigation using dichromatic light showed that
phytochrome was the "effector" of GS synthesis under all conditions, and blue
light amplifies the responsiveness of the system towards Pfr. However, if Pfr
levels were kept low, blue light was not able to elicit the synthesis of GS protein.
On the basis of evidence from earlier studies corroborating the current results, it
was observed that coarse regulation of gene expression is mediated by
phytochrome, and "fine-tuning" takes place at the translational or post-
translational level (Elmlinger et al. 1994).
Adaptive Significance of Photoreceptors.- Mohr and Drumm-Herrel (1983)
argue that the amplification of anthocyanin synthesis in response to blue/UV
light is an evolutionary adaptation to production of a protective mechanism to
damaging UV radiation. Other effects of light cues on plant development has an
12
adaptive significance, e.g., shade-avoidance responses. Allocation of resources
toward stem growth to avoid light competition is one such avoidance response to
shading. Neighbor effect due to reflected FR light has been shown to be of
adaptive value to plants on the basis that plants are able to detect slight
changes in the spectral balance via the phytochrome photoreceptor
Ballare etal. 1987, 1990,1991; Smith etal. 1990).
This process is adaptive because strong selection pressure is exerted to
allocate resources on the basis of an economic principal. The more rapidly
competitive situations are detected, the more advantageous is the adaptive
response, and the advantage goes to the most responsive individuals (Bjorkman
and Powles 1981; Franco 1986; Ballare etal. 1987,1990,1991; Begonia and
Aldrich 1990; Casal et al. 1990; Smith et a\. 1990; Baraldi et al. 1992; Davis and
Simmons 1994).
Dynamics of Light in Forest Canopies
The conceptual model of vegetation as a dynamic mosaic, called the gap-
mosaic concept (Watt 1947; Bormann and Likens 1979; Shugart and Urban
1989), has generated an interest in the spatial dynamics of canopy gaps and
understory canopies in forest systems. In the northeastern United States,
researchers have investigated the relative importance of gap geometry or
various predominant microsite factors that are known to affect seedling
establishment and growth, such as changes in soil nutrients and moisture
resulting from gap creation and vegetation succession (Runkle 1982, 1985;
Runkle and Yetter 1987; Whitmore 1989; Battles etal. 1995, 1996; Battles and
13
Fahey 1996).
In the Pacific northwest of the US, where portions of this light study was
conducted, researchers have investigated the spatial and biological dynamics of
natural and artificial gaps and have related the information to the ability of
dominant species to use these sites as regeneration niches. Franklin (1963)
studied the species and the success of regeneration in different types of clear-
cuttings in H. J. Andrews forest. He studied strips oriented north and south,
strips oriented east and west, small patches 0.25-4 acres in size, seed-tree
cutting, and staggered-setting clear cuts. Oriented clear-cutting strips were
distributed across various elevations (2,025-2,650 feet) and slopes (60-40%).
Seed-tree cuttings were designed to leave trees in the clearing to act to reduce
soil temperatures by providing shade in the gap, and to act as a proximal source
of seeds for the regeneration effort.
Stand shade was established using a method described by Silen (1960,
cited in Franklin 1963). This method relates tree height to solar elevation, and
slope percent to amount of shade cast from a stand edge. A significant
relationship (p < 0.05) was determined when stand shade was related to the
establishment of natural regeneration of Douglas-fir seedlings (measured in
number per unit area). And when data from the three major types of cuttings
were pooled (east-west strips, north-south strips, and patch clear cuts), a highly-
significant relationship (p < 0.01) between gap shading and regeneration was
found. The east-to-west-oriented strips and patches tended to have stronger
relationships than plots oriented north-to-south. Apparently, in north-to-south-
14
oriented gaps, soil surfaces reached temperatures that were damaging to the
delicate, newly-established seedlings, whereas, in east-to-west gaps,
intermittent sunlight was less damaging than the continuous exposures in other
gaps.
Shugart (1987) compared the mode of tree death to the mode of tree
regeneration to determine that had the greater effect on observed patterns of
species in the forest. Whereas most biologists group factors affecting tree
regeneration and death into broad categories, Shugart coupled these modes into
four roles that trees play in a forest ecosystem based on the dichotomy of
whether species can produce a gap upon death and whether species require a
gap for regeneration. In role 1, species both require a gap for regeneration and
produce a gap upon their death. Role 2 categorizes species that create a gap
upon death but do not require a gap for regeneration. The third category, role 3,
is a tree that needs a gap to regenerate but does not produce gaps at its own
death. And role 4, trees neither create a gap nor do they require a gap to
regenerate.
A representative species from role 1, the yellow poplar (Uriodendron
tulipifera) or tulip tree commonly found in temperate forests in the southern
Appalachians, is described as a species that attains a large size and creates
gaps upon its demise. In addition, these trees require a canopy gap to
regenerate. Seed germination success is best for this species in sites with
adequate moisture and light, i.e., canopy gaps. Seeds are wind dispersed and
survive for long periods in the seed bank, approximately seven years. Hence,
15
these seeds more than likely use a regeneration event quickly when the
opportunity presents itself. Mature trees of yellow poplar are shade tolerant,
and grow to 50-55 m in the canopy. These trees generally die from windthrow,
and standing snags from this species are rare. Yellow poplar provides an
example of a mode of persistence referred to as "gap-phase replacement"
(Shugart 1987). It is important to note that, although species can be assigned to
the roles Shugart described, the effects are not mutually exclusive; hence,
creation of a gap by a species in role 1 can be used as a regeneration niche by
species occupying role 3 in a forest ecosystem, a species that requires a gap for
regeneration but does not create gaps upon its death.
Boreal species at higher latitudes might be affected strongly by the angle
of incident sunlight. At high latitudes, sun angles are elongated relative to the
earth's surface. Thus, shadows cast by standing trees are longer and the area
shaded by trees in this habitat would be larger than trees of the same type found
at lower latitudes. At higher latitudes, the death of solitary trees and the creation
of a small opening in the canopy might not be effective in releasing subdominant
trees in the lower canopy from their competitive disadvantage. Either their death
would not create a gap of sufficient size to affect shade-intolerant species that
require gap creation (role 3), or boreal trees, if shade-tolerant, would neither
create nor require gaps in their regenerative process and could be categorized
as role 4 species.
After studying a range of spatial and temporal scales of disturbances and
the stereogeometry of gaps created by such disturbances in coniferous forests
16
of the PNW, Spies and Franklin (1989) discussed the dynamics of species
interactions during post-disturbance succession. Douglas-fir, a shade-intolerant
pioneer (Swaine and Whitmore 1988; Whitmore 1989), is known to dominate the
canopy after coarse-scale disturbances that open broad patches in the forest
canopy. Douglas-fir does not regenerate well in small, closed gaps where
shade-tolerant species such as western hemlock, western redcedar, and Pacific
silver fir can invade and eventually dominate the canopy.
Fine-scaled disturbance often affect little more than the crown structure of
overstory species (Spies and Franklin 1989), but coarser-scale disturbances
such as root pathogens, wind damage, or pest infestation tend to change
uniform patches in forest canopy created by narrow-crowned, tall species such
as Douglas-fir or broad-crowned shorter species such as hemlock or redcedar,
into a mosaic of openings used as regeneration niches by established seedlings
in the lower canopy. Even shade-tolerant species usually require canopy gaps
to reach the upper strata in old-growth coniferous forests.
Seedling densities (in number m"2) were greater in gaps of both mature
and old-growth forests than in growth under the canopy. In gaps surveyed,
western hemlock seedlings were found, but Douglas-fir seedlings were not found
to be growing in gaps because gap sizes were insufficient for this shade-
intolerant species that requires gaps 300-1000 m2 in size (Spies et al. 1990). In
addition, gaps tended to play a more important role in old-growth forest
regeneration of hemlock. In mature stands, Douglas-fir crowns transmit a
greater amount of light than in old-growth forests because of canopy morphology
17
differences. Crowns were affected by low leaf-areas in younger trees and by
canopy mortality patterns. Hence, increased light availability is rarely due to the
formation of gaps in mature forests, and hemlock, an extremely shade-tolerant
species, is not limited by this low light environment. In old-growth forests, the
canopy is dominated by western hemlock, a broad, closed-canopied species,
and light beneath is extremely limited. Hence, regeneration in old-growth conifer
forests tends to be limited to areas of gap formation.
In the tropics, investigators have studied canopy gap regimes in context
of the intermediate disturbance hypothesis (Levin and Paine 1974; Connell
1978; Terborgh 1992; Terborgh etal. 1996; Vandermeer etal. 1996) that
presents an explanation for the observation that diversity begets stability in
areas that experience low intensity disturbances, but with greater frequency
(Denslow 1980; Brokaw 1985a, 19856,1987; Alvarez-Buy I la and Garcia-Barrios
1991; Forget 1992; Lowman and Moffett 1993; Steege etal. 1994; Collins etal.
1995; Yavitt etal. 1995).
Denslow (1988) suggests that competition between rain forest species
plays an important role in resource partitioning and that limiting resources differ
among forest gaps of different shapes and sizes. Distribution of resources that
affect the dispersal and establishment of competing trees should vary in gaps of
different spatial and temporal stereogeometry. She proposed that it can be
shown empirically how diversity of habitat form in tropical forests, that creates
greater niche diversity, affects organisms with relatively similar requirements to
coexist.
18
The most conspicuous changing environmental parameter in tropical
canopies is light. Brokaw (19855) suggests that light quality is of greater
importance in gap dynamics than changes in light intensity. Experiments
showed germination of Cecropia obtusifolia is stimulated by exposure to high
R/FR ratios. Experimentally alternating red and far red light exposure of
seedlings showed the necessity for long periods of red light and the fast reversal
of red effect by exposure to far red light. Thus, C. obtusifolia seeds can
distinguish between long exposures found in large gaps versus exposure to
short durations of radiation in small gaps or sunflecks.
In Barro Colorado Island tropical forest, Brokaw (1985a) studied tree
regeneration in 30 gaps of different sizes. He determined that large gaps (> 150
m2) differed from smaller gaps in species composition, growth rate, and size-
class distribution. After six years, recruitment of pioneer species was reduced,
and density declined after an initial peak in some large gaps. This study
supported the conclusion that varied sizes of gaps are an important source of
spatial heterogeneity in the dynamics of this forest.
In a study of resource partitioning in a tropical forest in Malaysia, Brown
and Whitmore (1992) refute the importance of gap size in the contribution of
species diversity by virtue of greater heterogeneity. Rather, this research
corroborates earlier work (Pompa et al. 1988; Canham 1989) that reported on
the relative importance of the frequency of disturbance and the duration of
periods of release from suppression of canopy coverage.
Chazdon et al. (1996) summarized data on understory light regimes in
19
tropical forests presented by researchers worldwide. The light environment in
understory canopy varies resulting from attenuation through foliage, reflectance
from surfaces in forest, and penumbral effects, sunflecks, caused by small holes
in the canopy. Mean intensity of light at the forest floor ranges from 5-25 fimol
m"2 s"1 (PPFD), or 1-3% of full-sky values. Median light intensities are lower
because much of the PPFD is due to sunflecks, which provide above 50 jj.mol m"
2 s"1. R/FR ratios are dramatically reduced in canopy shade, from 1.05-1.35 in
full sunlight to 0.21 in dense shade.
Most research on the influence of light intensity and R/FR ratios has
focused on photosynthetic characteristics of plants. But adaptive responses of
plants in light-limited environments do not adequately explain seedling growth
responses in tropical forest understory. Lee et al. (1996) researched the effect
of PPFD and R/FR ratios on six native Asian tree species. In this experimental
design, researchers varied light intensity independent of changes in R/FR ratio.
Seedlings were assessed by increased seedling height, an indication of
competitive release. Also, stem diameter, stem volume, carbohydrate storage
capacity, and dry mass accumulation were correlated with carbon fixation.
Three levels of intensity were used: low (40% PPFD), medium (11 % PPFD), and
high (3% PPFD). At low and medium intensities, light was enriched in red or far
red wavelengths. At high intensities, light was enriched in red only. Lee et al.
(1996) found seedling height was strongly influenced by both intensity and R/FR
ratios, the effect was most pronounced at 11 % PPFD. Changes in stem
diameter were most affected by altered intensities. And allocation of biomass to
20
roots in all species was most affected by red-enriched, high-light intensities.
Low R/FR conditions reduced allocation to leaves, but varying intensities
generally affected biomass allocations more than changes in R/FR ratios.
Taxa in this study were chosen to represent a broad range of shade-
tolerance responses in rain forest environments, from pioneer, shade-intolerant
species to very shade-tolerant species. As expected, shade-intolerant species
responded to reduced R/FR ratios, but developmental responses between
species were varied and conclusions were tentative.
In summary, the complexity of developmental patterns discussed in the
above studies demonstrate of the subtlety of seedling shade responses to forest
light environments. Ecological differences between species indicates that
molecular mechanisms controlling light responses are inconsistent, i.e., the
"electivity" of species' responses are subjected to selective pressures,
enhancing species' plasticity, even among closely related taxa.
To broaden the understanding how altered light environments distributed
in forest understory might affect seedling growth, I undertook this study to
document and describe relative light conditions in two types of wet, montane
forests: temperate and tropical. In this light survey, a snap-shot in time was
assessed for patterns or tendencies in the distribution of color in six artificially-
created conifer canopy gaps of different sizes in Oregon, and in ~160 m2 of
tropical understory in a cloud forest in Venezuela. Comparisons between
latitudes were not addressed in this study because of the inherent difficulties in
maintaining consistency in sampling techniques between locations. Differences
21
in the angle of incident radiation would also need to be standardized for viable
comparisons. In Oregon, seedling survey data collected by Gray (1995) was
used to assess the significance of distribution patterns in color within conifer
canopy gaps.
CHAPTER 2
LIGHT SPECTRA SURVEY IN CANOPY GAPS OF A TEMPERATE
MONTANE CONIFEROUS FOREST
Introduction
Spectral quality has been shown to vary in forest stands of different
species. Freyman (1968) found that quantity and quality of light can differ
between stands of aspen, lodgepole pine, and Douglas-fir. Floyd et al. (1978)
say that spectra become enriched in green (550 nm) wavelengths relative to
either blue (450 nm) or red (625 nm) wavelengths in canopy stands of mixed oak
and poplar, and the proportion of infrared light transmission increases with stand
density. Messier and Bellefleur (1988) showed that transmission characteristics
of pioneer and climax stands of birch-beech-sugar maple stands differ in light
quantity and quality on sunny versus cloudy days. It has been well established
that changes in the ratio of red and far red light (R/FR) are to be expected in
shade conditions (Franklin and Letendre 1978; Morgan 1981; Mitchell and
Woodward 1988; Kozlowski et al. 1991).
Studies of light intensity and the effect of shade on conifer species
establishment has been discussed by several researchers (Franklin 1963; Spies
et al., 1990; Spies and Franklin 1989,1991). In a comparative study between
sugar maple foliage and red pine canopy, conifers had greater transmission
23
capabilities (Vezina and Boulter 1966). But information about the spectral
distribution of color in a conifer forest canopy gap was absent from the literature.
In this chapter, I document and discuss the spatial patterns of
physiologically-active wavelengths of light in gaps of various sizes, artificially
created in a conifer forest in the PNW. I predicted the following relationships
would be found in the surveyed gaps. Where shading was greatest in the gap, I
anticipated finding lower red and blue percent transmissions, and greater R/FR
ratios. I further conjectured that these patterns would be more evident in the
smaller gaps, because of greater canopy closure.
In Chapter 3, I related these patterns to the observed distributions of
established seedlings of dominant trees which were surveyed by Gray (1995) at
sites along the axes where light data were recorded.
Methods
Site Description
H. J. Andrews Experimental Forest is located 44° 15' N, 122° 15' W in the
Blue River Ranger District of the Willamette National Forest, about 50 miles east
of Eugene, Oregon in the Pacific northwest (PNW). The forest ranges in
elevation from 410 m (1350 feet) to 1630 m (5340 feet). The area contains
approximately 6,400 ha (15,800 acres) of natural forest ecosystems which were
first set aside in 1948 as a research area, and later became one of the 15 major
ecosystems research sites in the US funded through NSFs Long-Term
Ecological Research (LTER) Program.
24
The PNW climate has wet, mild winters and dry, cool summers. In
Andrews at lower elevations (430 m), mean monthly temperatures range from
-17 °C in January to 18 °C in July (USDA Forest Service 1988). Mean annual
precipitation varies with elevation. Snow is more common at higher elevations
than lower elevations. Rainfall ranges from 230 cm at lower elevations to 355 cm
at upper elevations. This rainfall is received mainly from November through
March.
The site is characterized as an old-growth coniferous forest (> 400 y;
USDA Forest Service 1988). The common species of conifers in the lower
elevation forest stands are Douglas-fir (Pseudotsuga menziesii), western
hemlock (Tsuga heterophylla), and western red cedar (Thuja plicata). At upper
elevations are found the noble fir (Abies procera\ a shade-intolerant species),
the Pacific silver fir (Abies amabilis; a shade-tolerant species) and also the
western hemlock and Douglas-fir. After periodic disturbances such as fire,
Douglas-fir is the dominant climax species and develops even-aged, pure
stands. Typical old-growth stands, however, usually exhibit co-dominance
between Douglas-fir and western hemlock. Wildfire has been the natural
disturbance in these old-growth forests. Small-scale disturbances are wind
throw, landslides, pests, and erosion.
25
Study Area
Four sizes of experimental gaps were created in 1990 by a team of
researchers at Oregon State University for a study of tree seedling
establishment in forest gaps (Gray 1995). All gaps possessed the same
southwestern aspect with slopes not exceeding 20%. Gap diameters were
scaled to the average height of trees in the stand. The gap sizes designated by
the gap diameter to tree height ratios were 0.2, 0.4, 0.6, and 1.0. All gaps were
replicated once, with replicated gaps labeled 1 and 2, respectively. The larger
gaps were 50 m in diameter. The remaining gaps were created in proportion to
the size of the largest gap. Gaps of size 0.6 were 60% of the 50 m-diameter,
giving them a diameter of 30 m. Gaps of size 0.4 were 40% of the largest gap,
giving them a diameter of 20 m. Gaps of 20 m most nearly approximated
naturally-occurring gaps in this stand of trees (Gray 1995). Gaps of size 0.2
were not used in this study.
Data Collection and Management
Data on spectral characteristics of light were collected using an Ocean
Optics SD-1000 fiber optic spectrometer, a lightweight and portable field
instrument which measures the electromagnetic spectrum over a UV-visible-NIR
range of 275 nm to 775 nm. The instrument has a spectral bandwidth resolution
(FWHM; full width at half the maximum peak) of 10 nm when used with an 0.2
mm diameter fiber, with a sampling interval of 0.5 nm (specification provided by
the manufacturer). All fibers are 0.22 nominal aperture (NA), and when bare-
26
ended, had a 25 degree field-of-view.
Two data channels collect simultaneous readings from separate optical
fibers conveying light to identical spectral optical units. The master channel was
established as a "reference" fiber which was placed in an area that maximized
an unobstructed view of full sky, i.e., the center of the gap.
The reference light reading was taken in each gap using a bare-ended
optical fiber with a 25 degree field of view attached to an extendable pole to
capture full incident radiation impinging the forest gap. Reference light readings
were taken simultaneously with the sample reading to calculate a percent of light
transmission of the relative incident light received by the gap. In addition, using
a Protomatic PAR light meter, full solar radiation (in foot candles) was measured
in each gap at the same time each light reading was taken in the gap. All light
sampling was completed in a four-hour solar noon window from 1100 h to 1500
h. The light measurements taken at any point along the vegetation transects in
this time frame are best comparable because the sun is at its zenith or nearly so
(Anderson 1966; Evans 1966; Russell etal. 1989).
Sequentially, the height of the pole supporting the reference fiber at the
center of the gaps was altered to be proportional to the difference in the gap's
diameter relative to the largest gap of 50 m. This "reference" pole was set at a
3.0 m height in the 50 m-diameter gap. In the 30 m-diameter gap, the reference
pole was set at 5 m height, and in the smallest gap, at 20 m-diameter, the
reference pole was extended to 7.5 m. The length of the reference pole
27
increased in smaller gaps to compensate for decreased canopy opening.
Assuming an idealized gap geometry and an acceptance angle of a = 25°
for the bare-ended reference fiber, it can be estimated that for a canopy average
height of 60 m, a minimum gap diameter of 60 tan (a / 2) = 28 m was required for
an unobstructed view. Therefore, no obstruction occurred in the mid-sized or
largest gaps. But, in the smaller gap size, 0.04, a proportion of the fiber's field of
view was obstructed. It is possible to estimate what proportion of clear-sky
obstruction occurred in the gaps by estimating the height at which the fiber's
field of view became obstructed and assuming again that the trees bordering the
gaps were on average 60 m in height. In the 20 m gaps, approximately 49% of
the field-of-view was obstructed by the trees at the edge of the gap. It could be
possible to correct reference readings in 20 m gaps using vertical profile light
readings taken from the dirigible (described in a forthcoming section). However,
I proceeded with the analyses in all gaps without adjusting the references in the
two smallest gaps. Future research could be conducted to develop a reference
correction from vertical profiles.
Light to the slave channel was delivered by a "sample" fiber which was
carried to points along the plot axes where downward light spectra were
measured at 1 m height in the gap. Both channels were set up by connections
to two fibers linked by aperture-controlled shutters. The shutter system allows
the operator to close the spectrometer for dark references, measurements which
are subtracted from data to correct for the background electronic noise of the
28
instrument. The reference fiber was a 50 m long with a diameter of 0.2 mm. The
sample fiber was 70 m long with a diameter of 0.2 mm. Both sample and
reference fibers and their shutters were connected to the spectrometer using 1 m
long fibers of 0.2 mm diameter which defined the spectral resolution on both
channels. In every gap, light measurements were taken at a 1 m height in the
gap with a cosine-corrected, hemispherical sensor connected to the sample fiber
optic.
Data files were collected and stored in binary format for compressed file
management until they were processed from binary to ascii format for statistical
and graphical pattern analyses. Percent transmission of light through the
canopy was calculated as sample spectral values divided by reference spectral
values.
Sample Plots and One-meter Ground Measurements
At H. J. Andrews forest, an existing grid system was laid out in a north to
south and east to west direction and marked with PVC stakes at 2 m increments
using a plot-grid method (Gray 1995). I conducted my light surveys in three of
the four sizes of created gaps and used the existing grid pattern for my sampling
design. The designation for all gaps in which light was surveyed are 104, 204,
106, 206, 110, and 210. In the 20 m-diameter gaps (gaps 104 and 204), light
measurements were taken every 4 m along cardinal axes, north to south and
east to west. In the 30 m-diameter gaps (gaps 106 and 206), light
measurements were taken every 6 m along the axes. And in the 50 m-diameter
29
gaps (gaps 110 and 210), light was sampled every 10 m. Increments were
chosen to remain proportional to the size of each gap as denoted by the names
of each size gap in the series; 0.4, 0.6, and 1.0 (Figure 1).
Sunlight was present longest at the eastern end of the east to west axis in
most gaps. Last to receive afternoon sun was the southern edge of the north to
south axis. For example, in gap 104 the sun entered the gap at 90 degrees E at
1200 h and exited the gap at 204 degrees SW between 1500-1630 h (Table 1).
All compass readings were uncorrected to degrees declination and were read to
magnetic north.
Table 1. Angle of entry and exit of the sun along the perimeter of three surveyed forest gaps. No correction to true north was made.
Gap Entry Time Exit Time
radians hours radians hours
104 90 E 1200 204 SW 1630
106 101 SE 1115 200 SW 1630
210 81 NE 1030 205 SW 1630
Notations were made in the field regarding object obstructions in the path
of downward light. This scheme applies to all figures representing light
distributions in all gaps, and the presence of noted obstructions in red light
figures apply to all forthcoming discussions of color distributions and spectral
values recorded in these gaps.
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Vertical Light Profiles and Attenuation Coefficients
A vertical profile of light transmission was measured in a 20 m and 30 m
gap using a helium dirigible. A single-fiber optic with cosine-corrected sensor
attached was secured to the balloon in such a manner as to collect downward
directional light. Measurements were recorded as the balloon was raised in 5 m
increments to a total height of 50 m in gap 104 and a total height of 35 m in gap
106.
Spectral values from an unreferenced sample channel were used in the
vertical light profiles. The data were smoothed by applying a seven-point moving
average to avoid enhancing the high-frequency noise inherent in the sample in
the forthcoming derivative analyses. Each spectral value along the spectral axis
was averaged by the three values both before and after the central point (x3) for
a seven-point average.
„ , '(*o) +'(*i)+'(*2)+'(xs)+'(x4>+t(x5) +t(x6) ... A*3)= (1)
where f(xj is the filtered spectral values at x3 and t(x) is the spectral value at x,.
The next series of values centers on x4) Xg, and so on. The smoothed spectral
data were used in all further analyses of vertical profiles.
The following function gives the derivative of f(x) at a center point x3 using
a seven-point approximation
32
4F(X2) -J(XQ)+9AXX)-45/X2) +45(/X4)-9J(Xs) +F(x6)
dk 60 h (2)
where h is the wavelength (nm) interval between calculation points (Kelly 1967).
The derivative of spectral values was plotted versus wavelength for in-depth,
visual exploratory analysis of specific spectral distributions.
Spectra of light in the 300 nm - 750 nm range were used in comparisons
of light at certain heights in the canopy, and in comparisons within and between
plots. Also, comparisons were made using specific values of actinic
wavelengths of red (660 nm), far red (730 nm) and blue (430) light. Percent
transmission values were averaged ± 5 nm about the action wavelengths listed
above.
There are two approaches to relating how light changes as it passes
through plant canopy (Anderson 1966). One approach is to vertically integrate
and quantify the occurring absorption of light just above the canopy floor. The
other is to estimate the availability of light at points along the plant canopy
expanse. The latter method allows for ecological evaluation of how the light
factor affects the establishment of vegetation distributed throughout the plant
canopy, e.g., epiphytic growth or changes in leaf area indices (LAI) of tree
crowns.
Monochromatic light is believed to be absorbed exponentially, following
Beer's law, as it passes through the atmosphere and canopy (Collingborne
33
1966). Vertical attenuation coefficients (K) were calculated for red (660 nm), far
red (730 nm), and blue (430 nm) wavelengths ( X ) at each canopy height by
applying Beer's Law,
InL-lnl (3)
where K is the attenuation coefficient, I0 is the incident light at the top of the slice
of thickness Z, and I2 is the transmitted light at the bottom of the slice (Figure 2).
Attenuation coefficients were plotted versus canopy height to visually assess
where in the canopy light was most greatly attenuated.
Graphical Presentations
Maximum values were recorded in Table 2. The distribution of light across
primary axes in gaps was assessed across gap sizes. Certain sites in the gaps
received high levels of percent transmission relative to other sites in the gap.
Large ranges in percent transmission presented a problem in standardizing axes
for cross-gap comparisons. Data were normalized by the division of every value
in the gap by the maximal value, returning values ranging uniformly between 0.0
and 1.0.
34
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35
Table 2. Maximum transmissii R/FR ratio values in all ga
on and ps.
Diameter (m) Gap1 % Red % Far Red % Blue R/FR ratio
20 104 0.03 0.03 0.12 8.38
30 106 94.52 191.21 57.60 0.92
50 110 390.22 701.60 69.91 1.61
20 204 0.11 0.18 0.52 1.28
30 206 21.1 28.59 10.66 0.79
50 210 45.69 64.48 27.97 1.09 t Caveat: Gap 110 data are suspect because a different computer program was used to collect values in this gap versus remaining gaps.
Data were presented graphically by gap and also as averages between
two replicate gaps to simplify the comparison of the distribution of light across
the primary axes in the gaps. Because axis ordinates differed between gap
sizes, axes used with averaged data were standardized to facilitate direct
comparisons between sites on each axis. Spectral maps were composed to
assess patterns or trends in the distribution of light in forest gaps of different
sizes. Normalized data were used in these graphical presentations. Also,
maximal values were presented graphically for comparison across all gap sizes.
Results
One-meter Ground Measurements
Figure 3 shows the distribution of the maximal values reported in Table 2
for comparison across gap sizes. R/FR ratio values are read on the secondary
36
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37
axis. There was a clearly increasing trend in maximum values with increasing
gap size. Differences between replicate gaps were also evident. Percent
transmission for red light (1R and 2R) showed large differences for gaps of the
same size.
The following figures show comparisons of light in different gap sizes
across two primary gap axes, north to south and east to west. Along the north to
south axis, all gap sizes received greater average percent transmissions in red
light toward the northern axis (Figure 4). Along the east to west axis, red light
transmission was more irregular but showed increased values toward the center
for all gap sizes.
The distribution of average far red transmissions was similar to red
transmissions along both the north to south and east to west axes in all gaps
(Figure 5). Patterns were complicated for R/FR ratios. Along the north to south
axis, the trend of R/FR ratios was similar between the 30 m and 50 m gaps, but
R/FR ratios switched and were greatest in the north axis of the 30 m-diameter
gaps (Figure 6). Patterns were bimodal for the 50 m gap; peaks occurred in
both sides of the axes. The smaller gaps generally showed greater R/FR ratios
along the west axis.
The distribution of blue light transmission along gap axes showed a clear
pattern in 20 m-diameter gaps, an increasing trend from one side of the gap to
the other was evident along both cardinal axes (Figure 7).
Distribution maps for all wavelengths in one 20 m-diameter gap, gap 104,
38
Figure 4. Distribution of red light averaged between gap replicates (n=2) by size. Data are standardized to the maximum percent transmission value in each individual gap before averaging.
Distribution of red light All gaps avg by size
-0.8 -0.6 -0.4 -0.2 0 0.2 0.4 0.6 0.8 Fraction of diameter N(+) to S(-)
Distribution of red light All gaps avg by size
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-0.8 -0.6 -0.4 -0.2 0 0.2 0.4 0.6 0.8 Fraction of diameter E(+) to W(-)
39
Figure 5. Distribution of far red light averaged between gap replicates (n=2) by size. Data are standardized to the maximum percent transmission value in each individual gap before averaging.
Distribution of far red light All gaps avg by size
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40
Figure 6. Distribution of RFR ratios averaged between gap replicates (n=2) by size. Data are standardized to the maximum percent transmission value in each individual gap before averaging.
Distribution of RFR ratios All gaps avg by size
x j 0 . 6
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41
Figure 7. Distribution of blue light averaged between gap replicates (n=2) by size. Data are standardized to the maximum percent transmission value in each individual gap before averaging.
Distribution of blue light All gaps avg by size
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42
were compared in Figure 8. Similar patterns were observed for red and blue
light along cardinal axes. Comparing far red transmissions and R/FR ratios, an
inverse pattern was observed. Where far red transmissions were low, along the
west and south plot axes, higher R/FR ratios were seen. Transmission
differences were apparently greater in these areas of the gap than where both
red and far red transmissions were high, along the north and east plot axes.
In the second 20 m gap, gap 204, patterns were more complex (Figure 9).
Red and far red transmissions were low along the west axis, but R/FR ratios
were no higher along this axis than others in the gap. Blue transmissions were
uniform, peaking near the center of the gap and declining toward the axes
boundaries, as was also shown in gap 104 (20 m).
In 30 m and 50 m gaps, percent transmission values were distinctly lower
than was found in gaps 20 m in diameter. In the 30 m gaps, few points along the
cardinal axes showed peaks in transmission, and were generally near the center
of the gaps, except for peaks in all wavelengths along the west axis in gap 206
(Figures 10-11). No obstruction or nearby debris in the gap was noted at this
site. And in both gaps, although red and far red transmissions were low,
patterns in R/FR ratios were pronounced, peaking near the center of the gaps
and declining toward the gap edges.
In gap 110, red, far red, and blue transmissions were more pronounced
along the west axis (Figure 12). In gap 210, peaks were observed in red, far
red, and blue wavelengths near the center of the gap, and extended further
43 >* a.
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48
along the north axis (Figure 13). R/FR ratios were more pronounced along the
north to south axes, but were also evident along the east to west axis.
Vertical Light Profiles and Attenuation Coefficients
Figures 14 a and b show the patterns of digital numbers or called
hereafter spectral values (SV) for the full spectrum of light at each height in a
vertical profile in a 20 m-diameter forest opening, gap 104. From 20-50 m
heights, the shape of the spectrum changed only slightly, with a decrease below
8 SV at the peak of the spectrum. From 5-15 m heights, light transmission was
severely curtailed, and values measured were less than 1 SV overall.
At the 50 m height, eight or nine peaks were (see numbered peaks in
Figure 15). These peaks were more greatly attenuated as light moved through
the canopy gap opening. Also, it appears that peaks shifted toward the blue
wavelengths by approximately 25 nm. Peak 1 at 50 m heights was at
approximately 390-400 nm. At the 5 m height, peak 1 was at 375 nm. This shift
is confirmed by the position of peaks 2 and 3 at 50 m versus at 5 m heights.
Extinction coefficients of red, far red, and blue spectral values in gap 104
are shown in Figure 16. The pattern of attenuation at 5 m increments changed
sharply between the 10 and 20 m heights, but remained consistent throughout
the rest of the profile. Hence, from the 45 m to 20 m heights in the canopy, light
was attenuated exponentially, and agrees with the assumptions of a
homogeneous light path which validates the application of Beer's law as it
applies to light transmission through forest canopy gaps.
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Figure 14b. Spectrum at each height in a vertical profile of light in a 20 m diameter forest gap, gap 104.
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54
Figure 17 shows how light changed vertically in a profile of a 20 m-diameter gap.
Data are spectral values; light was not referenced in this profile. Blue light was
the most prominent color throughout the canopy gap profile. Next was red, then
far red light. Spectral values were greater with increased height in the canopy.
At 15 m, all light values fell below 1 SV.
In a 30 m gap, the trend in distribution of color throughout the profile was
similar to trends observed in the 20 m gap, but the magnitude of the spectral
values differed (Figure 18). Whereas blue light (430 nm) reached a magnitude
greater than 6.5 SV in gap 104, blue light only attained 4.5 SV or less in gap
106. The magnitudes of red and far red light were comparable between 20 m
and 30 m gaps.
Comparison of peaks in the derivatives of spectra from 30 m and 5 m
heights in gap 106 showed peaks and trends were very similar, though the
magnitude declined with depth in the canopy gap (Figure 19). Derivatives of
spectra accentuate changes in the peaks and troughs of the distribution of light.
Peaks numbered 1 and 2 were clearly identifiable at both heights in the gap.
Even a diminutive peak numbered 3 on the down-shoulder of peak 2 was
evident. There was no indication of a spectral shift toward the blue or red end of
the spectrum when spectra were compared. Peaks and troughs coincide nicely,
especially the troughs between peaks numbered 10, 11 and 12.
Extinction coefficients in gap 106 were relatively uniform throughout the
plant canopy light profile (Figure 20). Attenuation differences between heights
55
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350 400 450 500 550 600 650 700 750
WAVELENGTH (nm)
57
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59
were small (< 0.2 m"1), and Beer's law of exponential extinction of light holds true
for this conifer light gap.
Figure 21 nicely confirmed the pattern seen in the extinction profile in
gap 106. Light attenuation was uniform at all heights in the canopy, except
between 5 m and 10 m. Light was attenuated for both red and far red light and
less so for blue light at the floor of the canopy gap.
Discussion
There were distinct differences in patterns of both horizontal light
distribution and vertical profiles of light in canopy gaps of different sizes. Trends
were not repeatable between replicated gaps, making predictions about changes
in light distribution patterns difficult based only on gap size. The heterogeneous
nature of resources in any single gap make comparisons difficult between
different sites in a forest, and between gaps of similar size and shape. Gray
(1995), in a study conducted at the same sites as this light survey, attributed the
successful establishment of conifer species to the interaction of several
environmental parameters, such as temperature and moisture, on seedling
establishment. Predictions of seedling establishment based on the relation of
species' shade-tolerances, and gap sizes were not supported in his study.
I hypothesized that where shading was greatest in the gap, lower red and
blue percent transmissions, and greater R/FR ratios would be found. Percent
transmission values estimated where wavelengths were distributed in relation to
full-sky values. In most cases, percent transmission of colors was greatest near
60
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61
the center of gaps, dependent on percent of canopy closure. However, there
were trends that showed lower R/FR ratios in shaded portions of smaller, 20 m
gaps, which supports my second conjecture, that trends associated with gap
shading would be more evident in smaller diameter gaps.
Many previous studies measured light using photon fluence rates. In this
study, changes in light distribution were described using the transmission of light
referenced to full-sky above the canopy. Anderson (1966) states that percent
transmission can underestimate the amount of light actually reaching the canopy
floor. However, simultaneous readings of open sky and "under" canopy should
be more efficient in determining patterns of light distribution in an instantaneous
measurement by minimizing the effect of rapidly changing sky conditions while
taking light surveys.
There are few references in the literature of R/FR ratios in shade under
coniferous evergreen canopies, and none were found for species specific to this
study. Examples of R/FR ratios (using photon fluence ratios) for shade of other
conifer species under clear skies are as follows: spruce 0.15, 0.33; red pine
0.47-0.76, 0.33; white pine 0.25-0.26; and, jack pine 0.32 (Kozlowski et al.
1991). The present study in canopy gaps of primarily Douglas-fir and western
hemlock, R/FR ratios agreed well with those listed above, ranging below a ratio
of 2 in all cases except gap 104 (keeping in mind these readings were taken in a
canopy gap and those listed above were taken in the canopy shade of the
species noted).
62
It is generally assumed that light in a forest canopy is attenuated
exponentially according to Beer's law (Kozlowski etal. 1991) and that a forest
canopy has a photohomeostatic effect, distributing light uniformly throughout the
canopy by transmission and reflectance of light (Larcher 1995). The amount of
incident radiation absorbed is relative to the number of absorbing molecules
along the light path. Beer's law holds true for dilute concentrations of pigments
but fails at increased concentrations of molecules (Salisbury and Ross 1985).
According to the definition discussed above, each layer in the forest
canopy of equal thickness, 5 m, should absorb an equal fraction of light. These
data indicated that the coefficients of extinction were not uniform throughout the
entire canopy-gap light profile. Light did not attenuate uniformly as Beer's law
assumes it must. The increased attenuation of light at distinct strata in the
canopy gap could be due to the stratification in the canopy around gaps.
However, the light continuum in canopy gaps is greatly influenced by the
surrounding border of trees.
The sun is at a lower angle in the northern latitudes and light can
penetrate farther beneath the trees along the southern edge of the gaps (Oliver
and Larson 1996). Light from the edge of a forest stand has been observed to
influence vegetation structure as far as 120 m into the forest stand. Light
photons are spread across a greater area in northern latitudes than areas near
the equator. At northern latitudes, the intensity of light is greatly reduced due to
the increased angle of incidence of light approaching the earth. This increased
63
angle may be related to the increased attenuation of light further into the canopy
gap. Light near the gap floor would be most rapidly attenuated not because of
increased absorbance of light in the gap column but rather because of the
absorbance of light as it cuts a path through a longer portion of the adjacent
stand of trees before reaching some slice in the gap column.
Percent transmissions of these active wavelengths were often below 1 %.
However, it is not currently well understood at what percent of full incident light
actinic wavelengths can have their physiological effect on plants in their natural
environments. Photosynthetic photon flux density (PPFD) is an important
component of the light response of plants in gaps. Intensity of light (PPFD) is
most often strongly correlated to successful establishment of plants in gaps.
However, the in vivo effect of the color component of light in synchrony with the
energy component of light is a little understood facet of photobiology and is an
important focus of this study. In Franklin's (1963) study, shading was shown to
be highly significantly correlated to density of seedling establishment in gaps.
Although not quantified in his study, the effect of shade should be qualitatively
equivalent to an assumed shift in spectral quality, and responses were not
attributable solely due to a quantitative shift in solar energy (PPFD).
In his 1993 paper, Endler discussed the evolutionary effects of forest
spectral composition. He proposed that light environments can be determined
from the geometry of light paths as light intercepts or is transmitted or reflected
by objects in the forest. He reports that various sources of radiance in the
64
environment contribute to the overall effect of color in forest canopy
environments. He delimits four categories that contribute characteristic
radiances to forest environments: forest shade, woodland shade, small gaps,
and large gaps. The angle subtended by these light sources contributes very
strongly to the ambient light.
Gaps are defined as "patches of sunlight" and can range from very small
flecks of sunlight to very large patches of light due to gaps in the canopy. In
small gaps, the influence of solar radiance should dominate the spectrum and
light would be yellowish-brown. In the smaller gap 104, at the 5 m height, light
was distributed between blue (430 nm) and yellow (575 nm) wavelengths. This
would indicate that the coloration would be mostly bluish-greenish, according to
the relative responses; less than 1.5 nm"1 at this range of wavelengths. The
same pattern is evident in gap 106, but the relative responses were lower than
were found in gap 104, ranging less than 0.1 nm*1.
Spectral shifts in the vertical distribution of light were evident in the center
of gaps 104 and 106. Although full sunlight at 50 m height in the gap had strong
peaks throughout the spectral range of wavelengths (300-750 nm), even at 5 m
the spectral values were greatly diminished, especially above 450 nm. In
addition, a slight shift in wavelength peaks was detected between spectra at 50
m and 5 m heights in the 20 m forest gap. The shift was toward the blue
wavelengths. Hence, blue light might play an important role in the inhibition of
seed germination and the growth of seedlings in gaps of 20-30 m. It has been
65
speculated that cryptochrome or blue absorbing pigment might act to accentuate
the phytochrome response at the cellular level, creating an additive response in
plants to blue, red, and far red light (Mohr and Drumm-Herrel 1983; Mancinelli
1989; Elmlinger et at. 1994).
CHAPTER 3
LIGHT SPECTRA IN CANOPY GAPS AND TREE SEEDLING
ESTABLISHMENT IN A TEMPERATE MONTANE
CONIFEROUS FOREST
Introduction
It was the premise of this study to explore the permutations of changing
patterns of spectral light at important sites of seedling regeneration, e.g., forest
gaps. This research was designed with the objective of exploring the hypothesis
that seedling establishment and growth are strongly affected by changes in light
quality in canopy gaps. I hypothesized that patterns in the distribution of light
quality in a forest gap might greatly define the regeneration strategy of
colonizing species. Specifically, I anticipated finding greater seedling
germination and growth of shade-intolerant species in areas of greater percent
transmissions in red light. In areas where greater R/FR ratios would be found, I
proposed to find better germination and growth of gap specialists or shade-
tolerant species. Lastly, I proposed to investigate how blue light related to the
successful establishment of conifer species
Methods
Site Description and Study Area
This study was conducted in the same site described in Chapter 2. See
67
the description in that chapter.
Seedling Survey
Data from a seedling survey in forest gaps completed in the summer of
1995 were provided by Gray (1995) as part of a collaborative effort between
Oregon State University and University of North Texas. Natural regeneration
tree species was surveyed by OSU as part of an ongoing gap dynamics project
in northwestern boreal forest stands. Seedling data were reported along the
cardinal axes and in the quadrat areas of each gap. To correlated the
quantitative seedling data in gaps with the light survey completed in my study, I
grouped the seedling data from areas adjacent to points on the cardinal axes
where light data were taken. In gaps 104 and 204, the area around each point
on each axis was 4 m by 4 m. In gaps 106 and 206, the area around each point
was 6 m by 6 m. And in gaps 110 and 210, the area around each point on the
axes was 10 m by 10 m. The number of established seedlings and seedling
basal area (in 0.1 mm increments) were recorded in the gaps by surveying the
0.25 m2 established vegetation plots in each gap. Total basal areas were
calculated by multiplying the number of seedlings found in a basal area
category; for example, if 3 seedlings were surveyed with 0.2 mm basal
diameters, their total basal area was 0.6 mm. Total basal areas were used in all
assessments and statistical analyses.
Spectral Data Collection and Management
Spectral data collection was described in Chapter 2.
68
PAR in Gaps
Concurrent to spectral readings taken in the gaps, photometric data were
recorded in the center of each gap during the spectral light survey using a field
photometer. Photometers measure light in foot candles (fc) across the
photosynthetically-active wavelengths (PAR; 400-700 nm). Photometer readings
were converted to photosynthetic photon flux density (PPFD) by converting foot
candles to lux (fc / 0.09 = lux). Lux was then converted to PPFD (lux / 51.28205
= micro Einsteins m"2 s"1). PAR was recorded to account for differences in
spectral energy between gaps and during the period of the day surveys were
completed.
Statistical Analyses
One-way analyses of variance were employed to describe differences
between average numbers of seedlings and total seedling basal areas (cm2) in a
gap. Differences between species were assessed by axes in different gap sizes.
Also, differences between axes for each species in a gap was examined.
The effect of actinic light, 1 m above ground level, on seedling
establishment was assessed by regressing seedling species' data, number of
seedlings and seedling basal area (cm), and physiologically-active spectral light;
red (655-665 nm), far red (725-735 nm), blue (425-435 nm), and R/FR ratios.
Linear least-squares regressions (LSR) were used to determine the relationship
between seedling species and species summed as they were distributed along
axes positions in gaps (Zar 1984; SAS Institute Inc. 1990). In addition, LSRs
69
were used to show relationships between seedling data and light in different gap
sizes. Step wise multiple regressions were employed to determine the best
model for seedling-light relationships. Regressions were conducted first on both
numbers of seedlings and on seedling basal areas irrespective of gap size, then
on numbers of seedlings and on seedling basal areas using gap size classes.
Results
PAR in Gaps
Immediately evident is the trend that show the length of time spent
sampling in a gap is proportional to the size of the gap: approximately 1 h in 20
m gaps (gaps 104 and 204); 2 h in 30 m gaps (gaps 106 and 206); and about 3 h
in 50 m gaps (gaps 110 and 210; Figure 1). Gap 110 was not reported because
of technical difficulties taking readings in this gap. PAR at the forest floor in the
center of the gaps was affected by canopy closure differences resulting from the
size of the gaps. In the 20 m diameter gaps, light was below 300 nE m"2 s"1. In
the 30 m gaps, light ranged between 150-1600 \iE m"2 s. Brief reductions in light
were due to clouds passing over the sites. In gap 106, skies became overcast
toward the end of the sampling time. Gaps of 50 m diameter showed light in
these gaps was more consistent and was of greater intensity, ranging from 600-
1600 nE m"2 s. This was most likely resulted from the greater gap opening which
allowed more light to reach the center of the gap for longer periods of the day.
Distribution of Light and Seedlings
Caveat ad nauseam: The proximity of nearby vegetation or overhead
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canopy coverage greatly influenced the resulting light survey. While taking light
readings, transmission of light might have been affected by the proximity of small
shrubs, Viney maples, (Acer circinatum) or by tree limbs or downed stumps
located in the gaps. Although notes of these obstructions were made during the
field survey, supplemental information was obtained from hemispherical photos
taken at each point on gap axes in all gaps surveyed for light.
Number of Seedlings.- Distribution patterns of numbers of seedlings of
different species, Douglas-fir, western Redcedar, and western Hemlock, were
assessed with respect to patterns in spectral light in forest gaps of different
sizes: 20 m, 30 m, and 50 m diameters. Replicates of gap sizes were extremely
heterogeneous and thus, results in gaps were treated as individual samples and
not replicates of gap sizes. The discussion of results reflects this treatment of
the data.
Along north to south and east to west transects in 20 m gaps, less than 30
individuals of any species were found at any point (Figure 2). Douglas-fir did not
occur with great frequency except along the south axis in gap 204. Although, in
gap 104, seedlings were found distributed near the center, in gap 204 seedlings
were found mostly along the east axis or uniformly across the entire north to
south axis. Along every axis, blue light transmission exceeded red and far red
light transmission. Where blue light transmission peaked, and red and far red
light remained low, the occurrence of seedlings coincided in these gaps.
The distribution of R/FR ratios correspond well to the distribution patterns
72
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73
of seedlings in the smaller gaps, especially along north to south axes (Figure 3).
In gap 204, ratios were uniformly distributed along the north to south axis, and
the distribution of seedlings was similar. When R/FR ratios peaked in the south
axis in gap 104, seedling numbers were similarly high.
In 30 m gaps, light transmissions peaked near the center of the gaps,
except for peaks which occurred along the east axis in gap 106 and the west
axis in gap 206 (Figure 4). In these gaps, far red light transmissions exceeded
red, then blue transmissions. In smaller gaps, blue light showed greater
transmissions (Figure 2). Seedlings occurred generally near the center of the
gap, except in gap 106 where > 70 western Hemlock seedlings occurred along
the north axis where all light transmissions were greatly reduced.
Distributions of R/FR ratios in 30 m gaps were not clearly indicative of the
distribution of seedlings in these gaps (Figure 5). Greater numbers of seedlings
were predicted where R/FR ratio transmissions peaked. This was not evident
anywhere except with an increasing trend along the east to west transect of gap
106.
In the largest gaps, far red light transmissions were slightly greater
everywhere except along the north to south transect in gap 110 (Figure 6). In
gap 110, blue light transmission was extremely reduced relative to red and far
red light transmission. In gap 210 along the north to south transect, seedling
numbers were low where light transmissions peaked. However, along the east
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78
to west axis, seedling numbers and light transmission peaks coincided.
Transmission ratios (R/FR) were not indicative of seedling distributions in
gaps 110 and 210 (50 m gaps; Figure 7). Peaks in seedling distribution
occurred near the center of the gaps, but light distribution patterns varied and
did not indicate any patterns in seedling distribution. There were no statistically
significant differences in the distribution of numbers of individuals by species
along axes in different gap sizes (ANOVA; p > 0.05). Thus, no one axis showed
any difference in numbers of individuals along the axes in any gap. Neither was
any species found in significantly greater numbers along a specific axis
orientation in any gap size (ANOVA; p > 0.05).
Seedling Basal Area.- Distribution patterns of seedling basal.areas (cm2)
of different species, Douglas-fir, western Redcedar, and western Hemlock, were
assessed with respect to patterns in spectral light in forest gaps of different
sizes: 20 m, 30 m, and 50 m diameters. Light patterns in this series of figures
are identical to those in figures showing relationships between numbers of
seedlings and light above. Therefore, the discussion of these figures has been
restricted to the distribution of basal areas and relative light patterns in these
gaps. Seedling basal areas were indicative of the successful establishment and
growth of species where distributed in all gaps.
Large western Hemlocks (4-20 cm2) were located at the perimeter of 20 m
gaps along all axes but the east to west axis in gap 104 (Figure 8). Along the
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81
north to south transect in gap 104, there were many small individuals (< 1 cm2;
refer to Figure 2). Distributions of R/FR ratios were variable, and patterns
associated with seedling basal areas were difficult to assess (Figure 9).
In gap 206, western Hemlock seedlings obtained greater basal areas
where light transmissions were reduced (Figure 10). This appeared to be the
case also on the north axis of gap 106 where western Hemlock basal areas were
greater than 15 cm2.
R/FR ratios peaked near the center of 30 m gaps; however, any pattern of
increase in seedling basal areas was not consistently associated with those
peaks (Figure 11). Only at the center of the east to west transect were basal
areas associated with a peak in R/FR ratios.
In 50 m gaps, increases in western Hemlock basal areas appeared to be
distributed with percent transmissions of actinic wavelengths (red, far red, and
blue light; Figure 12). At the center of gap 210, western Hemlock basal areas
peaked at a point adjacent to a peak in light transmission. Because of the
variable nature of light and the limitations of snap-shots of light in these dynamic
systems, the proximity of these peaks to sites of the increased basal areas
might explain some of the variability at sites such as this one.
Associations between changes in R/FR ratios along the cardinal axes in
50 m gaps and changes in seedling basal areas were difficult to assess from the
variable trends such as those observed in Figure 13. Relationships along these
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87
axes were made clearer after linear regression analyses such as those
discussed in the following sections.
There were no statistically significant differences in total basal areas by
species along axes in different gap sizes (ANOVA; p > 0.05). Thus, no one axis
showed any difference in average total species basal areas along the axes in
any gap. Nor was any species found to be significantly larger (total basal areas)
when found along a specific axis orientation in any gap size (ANOVA; p > 0.05).
Regressions of Seedling Establishment and Light Quality
Analyses by Gap Size. - Significant results were reported at a = 0.05, and
highly significant results were reported at a = 0.001. All significant relationships
were positive. Seedling basal areas, relative to numbers of seedlings, appeared
to be more sensitive to changes in light quality; thus, only significant
relationships concerning seedling basal areas were reported in the body of the
report. Refer to Appendix for exhaustive results of the individual least-squares
regressions relating either seedling number or seedling basal area (cm2) to light
measurements taken in individual forest gaps (sample sizes = 8).
The following distribution maps indicate graphically the location of
significant relationships for Douglas-fir (D), western Redcedar (R), or western
Hemlock (H) by gap size (20 m, 30 m, or 50 m). Regression coefficients (R2)
were reported as percents (R2 x 100) in parentheses.
In Figure 14, no significant relationships between species basal areas
88
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89
and changes in spectral light along axes in 20 m gaps were found. In 30 m
gaps, Douglas-fir and western Hemlock seedling basal areas were found to be
related to changes in red light on the east axis; western Hemlock was highly
significantly related to changes in red light (R2 = 0.92). Along the south axis,
western Redcedar and western Hemlock basal areas were found to distributed
significantly relative to changes in red light in this gap size (R2 > 0.50). In 50 m
gaps, Douglas-fir basal areas were found to be highly significantly related to
changes in red light on the west axis and greater than 80% of the variation was
explained by this association. Also, basal areas of western Hemlock were
related to red light found along the north and east axes in the 50 m gaps.
Far red light in 20 m gaps showed no significant relationship with changes
in seedling basal areas (Figure 15). In 30 m gaps, Douglas-fir and western
Hemlock basal areas were associated with far red light changes; highly
significant associations (R2 = 0.92) were found for western Hemlock seedling
basal areas again on this axis (refer to Figure 14). On the west axis of the 50 m
gaps, Douglas-fir seedling basal areas were again highly significantly (R2 = 0.98)
related to changes in light, this time far red light. Western Hemlock continued to
show associations along the north and east axes in 50 m gaps (refer to Figure
14).
Only for ratios in R/FR light were seedling basal areas significantly
associated with changes in light in 20 m gaps; Douglas-fir was found along the
90
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91
north axis, and both western Hemlock and western Redcedar were found along
the west axis (Figure 16). In 30 m and 50 m gaps, R/FR light predicted the
changes in species' basal areas only along the south axes; western Hemlock in
the 30 m gaps, and both Douglas-fir and western Hemlock in the 50 m gaps.
Blue light distributions were only significantly associated to changes in
seedling basal areas in 30 m and 50 m gaps (Figure 17). Douglas-fir and
western Hemlock (R2 = 0.90) were significant along the east axis, and Douglas-
fir and western Redcedar were significant along the south axis in 30 m gaps.
Only Douglas-fir (R2 = 0.75) and western Hemlock basal areas were found to be
significantly associated with changes in light in 50 m gap west and east axes,
respectively.
Analyses by Axes.-Changes in species' basal areas relative to changes in
red, far red, ratios of red and far red, and blue light were assessed irrespective
of gap sizes (Figure 18). When all gap sizes were combined, the only significant
association with changes in R/FR light was found for Douglas-fir along the east
axis of the gaps (refer to # on far red distribution map in Figure 18). In general,
any significance found when gaps were combined explained less than 45% of
the variation that could be found between changes in light and changes in
seedling basal areas. Western Hemlock was highly significantly associated with
changes in red light on the east axis and with changes in blue light on the south
axis (R2 < 0.50).
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Step-wise Regression Analyses
Step-wise multiple regressions were conducted to explore if an aggregate
effect of different colors of light on seedling regeneration in forest gaps was
determinable. The best two-variable model for numbers of seedlings of all
species combined in the 20 m diameter gaps resulted in an R2 of 0.23460283
(p=0.0207) when R/FR ratios were entered initially, followed by blue light. In 30
m gaps, numbers of seedlings showed no significance when light variables were
added to the model (p > 0.8284). Also, no significance was found in the larger
gaps, 50 m (p > 0.1679).
No significance was found for total basal areas of seedlings (all species
combined) in gaps of size 20 m (p > 0.5837). No significant model was found for
light variables in mid-sized gaps, 30 m (p > 0.7803). And no significance was
found when light variables were added to the regression model for seedling
basal areas in 50 m gaps (p > 0.1312).
When step-wise regressions were employed on seedling data where no
gap size classes were used, results were borderline for a model using red light
but no significance was found for numbers of seedlings (p=0.0501). For
seedling total basal area (cm2), no significance was found (p > 0.0832).
Discussion
Both Douglas-fir and western Hemlock seedling distributions were
significantly related to changes in light along the east axis in 30 m gaps; western
Hemlocks were highly significantly distributed with light along these axes. In
96
Washington state, western Hemlocks dominate the stand as juveniles in both
basal areas and numbers of individuals. Western Hemlock growth is repressed
beneath larger Douglas-firs but, because they are shade-tolerant, seedlings
survive until they can form mature stratified stands (Oliver and Larson 1996).
Species should be more shade-intolerant to the north in gaps where light
availability is greatest and become more shade-tolerant moving toward the south
side of the gap (Oliver and Larson 1996). Numbers of western Hemlock, a
shade-tolerant species, were distributed significantly with blue light along the *
south axis in 30 m diameter gaps with 70% sample variance explained. Blue light
was greater than 2% transmission along the south axis in both gaps 106 and
206. Intermediate blue light transmission in shade might have created a
conducive environment for western Hemlock establishment and growth.
Western Redcedar, a hade-tolerant species, was distributed significantly
with blue and red light along the south axis in medium sized gaps. Known for its
slow growth, western Redcedar is often overtopped, and thus, is seldom found
as a monoculture (Oliver and Larson 1996).
Douglas-fir, a shade-intolerant species, was found to be significantly
related to percent transmission of blue light along the east and south axes of
medium-sized gaps. In larger gaps, Douglas-fir was highly-significantly
associated with changes in blue, red, and far red light along the west axis, an
intermediate site in south-facing gaps that received larger amounts of sunlight
during the diurnal period.
97
In several other instances, there were observable patterns that indicated
an association between changes in light distribution in gaps and the presence or
absence of species in certain areas of the gaps. There were no significant
differences in how seedlings were distributed between axes in gaps (ANOVA; p
> 0.05). Thus, means were shown to be equal amongst all axes in any gap size.
Therefore, any association found to be significant in the regressions of light
quality and seedling establishment is likely due to real differences in light
environments and associated differences in micro-environments along individual
axes in gaps.
At northern latitudes, small gaps receive little light on the forest floor. As
gap size increases, the size of a crescent-shaped area of sun increases,
appearing widest at the north side of the gap because the at noon the sun is in
the south and at its zenith (Oliver and Larson 1996). The sun follows a path
from east to south to west and the highest sun angle is at noon when the sun is
directly south. Shading in gaps was due to the shape of the crown of trees
located at the edge of the gap circle. In H. J. Andrews forest, gaps along a
southern aspect, and the southern line of trees defined shade in gaps (Gray
1995).
The pattern of distribution of R/FR ratios in a gap should indicate the
pattern of shading in a gap, because shade is known to be deficient in red light
because of preferential absorption in plant canopies. However, ratios of R/FR
were greater in small gaps (R/FR«10) relative to the ratios found in larger gaps
98
(R/FR<;2). Greater canopy closure was observed in the smaller gaps, and
canopy coverage has been observed to reduce light transmissions. However,
reference readings were obscured from a clear field of view by greater than
40%. Hence, this interference might have caused some anomalous readings in
20 m diameter gaps.
Germinability of seeds under plant canopies is dependent, in many
situations, on the light environment, especially R/FR ratios, reaching the seeds
(Grime 1981). Germination in certain seed species are inhibited by the
depletion of red as light is filtered through the canopy. Apparently, Douglas-fir
was sensitive to the ratios of red and far red light. Smaller gaps had a more
pronounced reduction in R/FR ratios along the north axis than did other gaps.
On the west axis in small gaps (20 m in diameter) numbers of seedlings
and seedling basal areas (cm2) were significantly related to changes in R/FR
ratios for all species except Douglas-fir (p < 0.05). In most cases, at least 50%
of the variation in the samples was explained by the occurrence of seedlings
along the west axes of these gaps. Numbers and basal areas of Douglas-fir
seedlings was found to be significantly associated with R/FR ratios along the
north axis of smaller gaps (p = 0.0037). In this case, 78% of sample variance
was associated with this relationship between light environment (R/FR ratio) and
seedling establishment.
Blue light has also been shown to be involved in the inhibition of seed
germination (Tanno 1983). In larger gaps, 30 m and 50 m, blue light was greatly
99
reduced along the extremities of the axes, although percent transmission of blue
light was greatest near the center points of gaps; as high as 50% of incident blue
light in gap 106. Blue light along south and east axes followed shading patterns
in the gaps; blue light was greatly reduced along these axes orientations until
much later in the day. Less blue light along these axes could have resulted in
more successful germination and establishment of Douglas-fir seedlings.
CHAPTER 4
LIGHT SPECTRA SURVEY IN A TROPICAL MONTANE FOREST
LA MUCUY PARQUE NACIONAL IN VENEZUELA
Introduction
Light is a factor of primary importance to the propagation and survival of
plants. Tropical montane cloud forests are probably among the most light-limited
forests on earth. Yet the plethora of vegetation in these habitats pay tribute to
the adaptiveness of indigenous species to the extremes of their environment.
Studies have shown tropical species to be uniquely adapted to limitations
in light environments as shade-tolerant or shade-intolerant variants (Swaine and
Whitmore 1988; Woodward 1989; Thompson etal. 1992 a, b). Other studies
discuss strategies of plant regeneration such as gap pioneering species (Brokaw
1985 a, b\ Runkle 1985a, b; Ackerly 1996; Strauss-Debenedetti and Bazzaz
1996). Although many researchers have investigated the relevance of spectral
quality on seed germination in tropical forests worldwide (Foster and Janson
1985; Forget 1992 a, b; Kennedy and Swaine 1992; Hammond and Brown 1995;
Loiselle et al. 1996), few studies in the tropics have addressed the importance of
spectral quality in terms of plant physiology (Lee 1987; Lee etal. 1996), and
fewer discuss the effect of light quality on species resource allocation strategies.
Refer to Chapter 1 for a discussion of these relevant studies.
101
Plants assess their surroundings by sensing their spectral light
environment to obtain discriminatory information that physiologically induces
behaviors that can confer an adaptive advantage to some species (Ballare et al.
1987,1990,1991). Studies have shown that proximal spectral light can greatly
influence minute-to-minute changes in plant physiology and allocation of
resources. Importantly, plants are not only affected by their light environment,
but they also greatly influence light in their environment by their presence or
absence, by their size, or by their shape or anatomy. On the basis of the
importance of the dynamics of light quality in tropical forest systems, this
baseline study was undertaken.
Understanding the interactions of light and plants in tropical systems
begins with a description of the varying light environment in the forest. In this
study, a snap-shot of the light quality environment was completed by survey to
determine if any patterns might exist that could be causal in the distribution and
allocation of biomass in a tropical montane cloud forest in Venezuela. These
data presented here also offer an opportunity to broaden the geographic
representation of existing data on light in forest environments. In this chapter,
the distributions and patterns of spectral light found in this tropical montane
forest are discussed.
Methods
Site Description
This study was done in La Mucuy, a montane cloud forest located 8° 38' N
102
by 70° 14' W, approximately 2,400 m M.S.L. in the Sierra Nevada mountain
range of Venezuela, in Parque Nacional Sierra Nevada. Temperatures remain
constant, varying little around a 12.5 °C average throughout the year (Ataroff
pers. comm.). Monthly precipitation peaks at two times during the year; at
approximately 345 mm in April, and approximately 355 mm in November (Ataroff
pers. comm.). Precipitation lows, or dry seasons, occur in February with
approximately 50 mm, and again in December at 140 mm. In this region,
humidity fluctuates between 80-100%; often by early to mid afternoon, the
atmosphere reaches saturation point and a dense fog or low clouds form and
engulf the forest (Lamprecht 1954), hence the name, cloud forest.
Species of cloud forest vegetation are diverse, with 40-60 different
categories of trees (Lamprecht 1954). Three general categories of vegetation
are 1) species of trees with the majority of their biomass in the upper canopy, 2)
species of trees whose crown occur in the lower canopy, or understory, and 3)
epiphytic species.
There are two or three vertical strata in this cloud forest tree canopy
(Lamprecht 1954). Occasionally, these three strata are not distinguishable, and
the canopy looks continuous. When stratification occurs, the upper stratum
occurs at a height of approximately 30-35 m. Representative of the overstory
vegetation are the following families: Arecaceae, Compositae, Euphorbiaceae,
Podocarpaceae, Rubiaceae, and Theaceae. The intermediate stratum occurs at
20-25 m and the lower stratum occurs at 6-15 m. These understory species are
103
represented by the following families: Begoniaceae, Ericaceae, Piperaceae,
Rubiaceae, and Solanaceae. The intermediate canopy is very dense with little
light penetrating to the lower stratus, where individuals are widely spaced and
population numbers are small. Epiphytes generally are in the Bromeliaceae and
Orchidaceae families and are distributed throughout the forest canopy, relative
to light and nutrient availability.
Data Collection and Management
Data on spectral characteristics of light were collected using an Ocean
Optics SD-1000 fiber optic spectrometer, a light-weight and portable field
instrument that measures the electromagnetic spectrum over a UV-visible-NIR
range of 275 nm to 775 nm. The instrument has a spectral bandwidth resolution
(FWHM) of 10 nm as provided by the manufacturer and when used with an 0.2
mm diameter fiber. The instrument has a sampling interval of 0.5 nm. Two data
channels collected simultaneous readings from separate glass optical fibers
conveying light to identical spectral optical units. The master channel was
established as a reference fiber that was placed in an area with an unobstructed
view of full sky. The slave channel was established as a sample fiber that was
carried to points along plot axes where downwelling light spectra were measured
at a 1.0 m heights in the understory. Both channels were set up by connections
to two fibers linked by an aperture-controlling shutter. The shutter system allows
the operator to close the spectrometer for dark references, measurements that
are subtracted from data to correct for the background noise of the instrument.
104
The reference fiber was a 50 m long with a 0.2 mm diameter. The sample fiber
was 70 m long with a 0.2 mm diameter. Both sample and reference fibers and
their shutters were connected to the spectrometer using 1.0 m-long fibers of 0.2
mm diameter, which defined the spectral resolution on both channels. All fibers
are 0.22 NA, and when bare-ended have a 25° field-of-view.
Attaching the hemispherical diffuser to the sample fiber greatly reduced
light availability to the fiber in an already heavily shaded area. Thus, no cosine-
corrected diffuser was used in this light survey. All light samples were taken
using a bare-ended fiber with a 25° field-of-view.
Data files were collected and stored in binary format for compressed file
management until they were processed from binary to ascii format for statistical
and graphical pattern analyses. Percent transmission of light through the
canopy was calculated as sample spectral values divided by reference spectral
values.
The data were smoothed by applying a seven-point moving average
reduce high-frequency noise in the sample. Each percent transmission value
along the spectral axis was averaged by the three values both before and after
the central point (x3) for a seven-point average.
^ w '(*o) +>(*i) +'(*2)+'(*3)+'(*4)+t(x5) <xe)
J{X3) (-(J
where f(x^ is the filtered transmission at x3 and t(x) is the transmission at x,. The
105
next series of values centers on x4, Xg, and so on. The smoothed spectral data
were used in all further analyses of vertical profiles. The smoothed spectral data
were used in all further analyses.
Spectra of light in the 300 nm - 750 nm range were used in comparisons
within and between plots, as well as specific actinic wavelengths of red (660
nm), far red (730 nm) and blue (430) light. Percent transmission values were
averaged ± 5 nm about the action wavelengths listed above.
All light sampling was completed within a 4 h window of solar noon,
ranging approximately from 1100 to 1400 hours. Thus, the light measurements
taken at any point along the vegetation transects in this time frame are best
comparable when the sun is at its zenith or at angles nearly so (Anderson 1966;
Evans 1966; Russell etal. 1989).
Sample Plots
At La Mucuy, two sample grids 32 m x 32 m square were arrayed along
continuous east-to-west axis. This axis extends from forest understory where
plot A was laid out, through a forest light gap where the reference fiber was
deployed, then again to a forest understory where plot B was laid out (Figure 1).
Plot A was established to the west of the forest light gap and was separated from
plot B by more than 50 m, that was established to the east of the gap. Plot A has
an overall eastern aspect with a gentle grade, whereas plot B has an overall
western aspect with a more steeply sloping grade. Axis sample sites were
delineated every 4 m with the plot center at 16 m (point 6) from the origin of both
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the north-to-south axes and the east-to-west axes for both plots. Four additional
plot sites were established in each of the NW, SW, NE, SE quadrat areas
adjacent to the intersecting axes (Figure 2). Counting all points along
intersecting transects (four each for N, S, E, and W; one for the center) and all
quadrat points in a grid (four each for NW, NE, SW, and SE) there were 33
possible sample sites for each plot. Therefore, there were a total of 66 possible
sites for both of the two plots.
One-meter Ground Measurements
All ground samples were taken in both plots A and B using 1.0 m
sampling interval. This pole was moved from point to point in the plot and
spectral data from both data channels were recorded as the sample fiber was
deployed. No measurements were taken under this tropical canopy with the
hemispherical diffusor because cosine corrected readings were greatly
attenuated under already extremely low light conditions. All measurements in
this analysis were taken using a bare-ended fiber with a 25°field of view. Data
were visually compared within and between individual plots. For these
comparisons, all samples at 4.0 m intervals were used.
Vertical Light Profiles and Attenuation Coefficients
A vertical profile of light transmission was measured at four points on the
primary axes of both plot A and plot B: N4, E4, S8, and W8. All measurements
in this analysis were taken using a bare-ended fiber with a 25°field of view.
Spectra were measured every 0.6 m at the following heights in the forest
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canopy: 1.8 m, 2.4 m, 3.0 m, 3.6 m, 4.2 m, 4.8 m, 5.4 m, 6.0 m, and 6.6 m. Total
canopy height was approximately 10-15 m.
There are two approaches to relating how light changes as it passes
through the plant canopy (Anderson 1966). One is to vertically integrate the
absorption of light occurring above the canopy floor. The other is to estimate the
availability of light at any point in the plant canopy. The latter method allows for
ecological evaluation of how the light factor affects the distribution of vegetation
throughout the plant canopy, e.g., epiphytic growth or changes in leaf area
indices (LAI).
Monochromatic light, when absorbed exponentially, follows Beer's law, as
it passes through the atmosphere and canopy (Collingborne 1966). Vertical
attenuation coefficients (K) were calculated for red (660 nm), far red (730 nm),
and blue (430 nm) wavelengths {X) between each change in canopy height by
applying a derivation of Beer's Law,
InL-lnL (3)
where k is the attenuation coefficient, I0 is the incident light at the top slice of the
thickness z, and Iz is the incident light 0.6 m below. Z is the distance the light
traveled in that interval, or 0.6 m (Figure 3). Attenuation coefficients were
plotted versus canopy height to visually assess where in the canopy light is most
greatly attenuated or more greatly transmitted in the lower canopy.
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Hemispherical Photographs
Hemispherical photographs were used to estimate direct and diffuse
radiation distribution in the canopy understory. A record of percent cover of the
overhead canopy was made using 35 mm photographs taken using a 15 mm
fisheye lense EF (1:2.8). Photographs were taken in both plot A and B at each
4 m transect point on the main axes and the quadrate adjacent points. The lens
was placed 1.0 m above the ground at permanently marked sites along these
axes. Compass orientation of the camera varied; thus, analysis of photographs
relative to the sun path was not possible. However, lens location was
standardized to allow future comparative analyses of these photos.
A total of 96 photographs were taken. The photographs were then
digitally scanned and the images were analyzed in an automated process using
a GIS raster-based analysis package (Environmental Systems Research
Institute, Inc. 1994). The GIS analysis calculated percent open sky above each
point in the sample plots where spectral light measurements were taken earlier.
Pixel values representing open-sky were grouped into one class. All other
pixel values were made to equal zero (no-data) and the number of pixels in
open-sky were summed. The sum of open-sky pixels were multiplied by the area
of each pixel (0.001) to compute area open-sky for each photo. Area was an
estimate of relative proportions; thus, it is a unitless measure.
These values of percent open sky were then regressed with the spectral
value of percent transmission for different actinic wavelengths; red (660 nm), far
112
red (730 nm), and blue (430 nm). This regression was done to establish a
relationship between changes in spectral quality along the forest floor relative to
differences in percent sky in the overhead canopy.
Results
PAR in Forest Canopy
Two days of full-sky light was plotted in Figures 4 and 5. Pyranometer
readings were recorded from the time sampling began in a gap to the time
sampling finished. These two days typified full-sky light PAR (photosynthetically
active radiation) readings taken from the forest gap in the montane forest. PAR
was plotted with corresponding visual estimations of percent cloud cover. In
general, mornings were typified by low PAR (< 50 |xE m"2 s*1). Percent cloud
cover was < 40% both mornings and PAR reached 250-350 (|iE m'2 s"1) by noon.
Percent cloud cover increased from 40% to 80% by late afternoon, and reached
100% by 14:00 hours on 25 February. Fog usually occurred by late afternoons.
One-meter Ground Measurements
Plot A.- Spectral measurements ranged from very small percent
transmissions (< 0.001%) to large percent transmissions (> 90%) in the same
plot. Sunflecks occurred frequently from small gaps in the forest canopy. In
general, however, most light was less than 5%. Because of scaling difficulties
with ranges of this nature, readings were normalized by dividing all percent
transmission values in each plot by the maximum value in a plot. Normalized
values ranged from 0-1. Maximum transmission values in both plots for red, far
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red, blue light and RFR ratios were reported in Table 1.
Table 1. Maximum values for each light color in both plot A and plot B.
% RED % FAR RED % BLUE RFR RATIO
PLOT A 0.077 0.907 0.058 1.746
PLOT B 0.025 0.053 0.035 1.525
All values were relative to unique maximum values that differed for each
light color. Figure 6 showed a sunfleck in the northwest quadrat. Light from this
small canopy gap was greatest near the opening but light spilled over to an
adjacent site north of the sunfleck.
Also, to observe patterns in lower light transmissions, maximum values
were removed. Several methods were explored to reduce the overshadowing
effect of these maximum values. First, data were subjected to a logarithmic
transformation. The preponderance of percent transmission values < 1.0
precluded the usefulness of this procedure. Data were then subjected to a
histogram equalization process using frequency of percent transmission values
in lieu of brightness values (Jensen 1996). Ultimately, the removal of maximum
values (often more than one data point was deleted to achieve optimal
comparisons of lower percent transmissions) from each gap gave comparable
results to the more laborious histogram equalization process.
Figure 7 showed how red light was distributed throughout the rest of the
forest plot relative to the maximum value in the sunfleck. Percent transmission of
red light was mostly below 0.05% of the maximum value in the plot. No
116
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discemable patterns were observed in the distribution of red light from site to
site in the plot; the distribution of red light under forest canopy was variable.
The sunfleck was evident again in plots of far red and blue light and RFR
ratios (Figures 8-10). In Figure 8, far red light was greatest at point 4N, 2W only.
Thus, ratios of red and far red light were greatest at point 2N, 2W, where little far
red light was measured (refer to Figure 6), relative to the sunfleck adjacent to
that site. Overall, RFR ratios were less than one-fifth of 1% of the maximum
value showing RFR ratios, and in general, are greatly reduced under broad-
leaved forest canopy.
The two maximum values for percent transmission of blue light in the
sunfleck (Figure 10) were distributed inversely from the trend observed in red
light distribution (refer to Figure 6). An increased transmission in blue light was
observed in proximity to the north of the sunfleck.
Figures 11-13 show the distributions of the lower percent transmission
values, without the referenced maximum value in the plot. Most far red light
measurements were less than 0.012% of the maximum transmission, at
extremely low values (Figure 11). Many sites in the plot approximated near-zero
readings. Patterns in far red light were very similar to those seen for red light in
the sample plot (refer to Figure 7). Ratios of R/FR showed red light were
discernibly higher in the eastern portion of the plot; values ranged between 0.10-
0.30 (Figure 12).
Blue light showed a spotty distribution in the lower transmission range
119
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(Figure 13). All values were less than 0.1% of the maximum value, but peaks
were observed scattered throughout the plot.
Plot B.- Light conditions were discernibly different in the vegetation
understory on the other side of the light gap in La Mucuy. Vegetation was more
densely crowded, with shrubs and bushes more commonly encountered. It was
considerably more difficult to traverse the transect lines in plot B versus plot A.
In Figure 14, percent transmission in red values was greatest at three sites in
the plot. These sites could not be predictable given the proximity of the forest
light gap near the far west edge of the plot. Also, percent transmission in far red
light ranges peaked in the southeast quadrat of plot B, in an area densely
crowded with bushes and bramble, but also adjacent to the forest light gap
where reference readings were recorded (Figure 15).
Ratios of R/FR light showed greater differences between red and far red
transmission occurred at sites northeast of the center of the plot (Figure 16).
This area was at the top of a west-facing slope, where vegetation was less
dense and more easily navigated during sampling.
Patterns of red and blue light in plot B were similar. Blue light
transmission (Figure 17) was greatest in the same proximity of greatest red light
transmission readings (Figure 14). In the minimum transmission ranges, red light
was 0.3% of the maximum reading in plot B (Figure 18). Compared to plot A,
where transmissions in red were < 0.05%, red light was more prevalent in plot B.
This is unexpected, because vegetation density, while not quantified, was
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distinctly greater in plot B, especially at the sample fiber height where low
shrubs and bushes occurred.
In plot B, far red light transmission was greatest (the higher of the
minimum transmissions were between 0.3-0.4%) in the southeast quadrat, again
where a dense stand of low, bushy vegetation was encountered (Figure 19). In
Figure 20, ratios of R/FR light were distinctly depressed in this same quadrat.
This site lacked a tall vegetative overstory because few trees were located in
this area. Perhaps the lack of a vertically distributed overstory, as found
throughout most of plot A, resulted in greater values in transmission reaching the
dense, low canopy found in this site in plot B hence, greater ranges of
transmission were recorded at these sites.
Most transmissions in blue light were below 0.1% (Figure 21). Again, as
seen in plot A, sites of peaks in red and blue transmission were similar (refer to
Figure 18).
Vertical Light Profiles
Plot A - The vertical distribution of light in the overstory was measured in
0.6 m increments because segment lengths were 0.6 m. Four sites were
sampled with sites arranged around the center of the plot: N4, S8, E4, and W8.
Figures 22 a and b illustrate how, when comparing all heights sampled, light
varied from 1.8 m near the bottom of the forest understory, to 6.6 m up into the
vegetation canopy. The distribution of light over the entire range of wavelengths
was below 0.35% transmission at all heights in the canopy. In general, light was
132
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Figure 22a. Vertical spectrum for each height at sites in plot A.
SITE N4 SITE S8
PERCENT TRANSMISSION
0.030
0.020
0.010
0.000*
0.030
0.020
0.010
0.000
0.030
0.020
0.010 •
0.000"
0.030
0.020
0.010
0.000 0.030
0.020
6.6 m
6.0 m
5.4 m
4.8 m
0.030
0.030
PERCENT TRANSMISSION
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
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0.030
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a°l0| 0.000"
6.6 m
6.0 m
5.4 m
4.6 m
4.2 m
aoDfc 350 400 450 500 550 000 650 700 750
3.6 m
0.020
3 5 0 4 0 0 4 5 0 5 0 0 5 5 0 6 0 0 6 5 0 700 750
WAVELENGTH (nm)
136
Figure 226. Vertical spectrum for each height at sites in plot A.
SITE E4
PERCENT TRANSMISSION
SITE W8
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
O.l
V
6.6 m
6.0 m
5.4 m
4.8 m
4.2 m
3.6 m
J 3.0 m
2.4 m
1.8 m
PERCENT TRANSMISSION
0.030
0.020
0.010
0.000
0.030
0.020
0.010
0.000
0.030
0.020
0.010
6.6 m
6.0 m
5.4 m
°°S00 3 5 0 4 0 0 4 5 0 5 0 0 5 5 0 6 0 0 6 5 0 700 750
4.8 m
0.020
4.2 m
/ 0.000
0.030
0.010
0.020
0.010
0.000 0.030
0.020
350 400 450 500 550 600 650 700 750
WAVELENGTH (nm)
137
greatly reduced in the PAR range (400-700 nm) at heights below 4.2 m. Peaks at
the infra-red end of the spectrum (> 700 nm) remained in evidence throughout
the profile, although greatly reduced in some sites. Readings in the UV portion
of the spectrum were greatly increased near the forest floor as opposed to in the
upper canopy, Only at sites S8 and W8, above 4.2 m heights, were greater
percent transmissions measured in PAR in the upper canopy. At site W8, far red
wavelengths (~ 730 nm) peaked at 4.8 and 5.4 m heights in the canopy.
There was a preponderance of far red light relative to other wavelengths
measured throughout the entire vertical profile at all four sites in plot A (Figure
23). Percent transmissions were highest at site W8 and lowest at site N4. At
sites S8 and E4, transmission of far red light was highest in the lower strata of
the profile. At site W8, far red transmissions were highest above 4.2 m. There
was no trend in far red light distribution at site N4. Blue light was distributed
mostly in the upper strata of the canopy, except at site E4. Red light
transmission was uniform at sites N4 and E4. At S8 and W8, red light
transmissions were greatest in the upper strata, but percent transmissions were
much less at site S8 higher in the canopy.
Plot B.- In Figures 24 a and b, vertical profiles of selected spectra in 1.2
m increments on the north-to-south axis in plot B at sites N4 and S8 are shown,.
The tree canopy did not go beyond the 4.2 m height at site S8. There were
distinct differences in the spectral patterns between sites. Percent transmissions
for all spectral curves were below 0.12%. At 6.6 m in the canopy at site N4, the
138
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139
Figure 24 a. Vertical spectrum for selected heights at sites N4 and S8 in plot B, at La Mucuy, Venezuela. Light sampling done to 4.2 m only at site S8.
N4 S8
WAVELENGTH (nm)
WAVELENGTH (nm)
WAVELENGTH (nm) WAVELENGTH (nm)
WAVELENGTH (nm)
WAVELENGTH (nm)
WAVELENGTH (nm)
140
Figure 24b. Vertical spectrum for selected heights at sites E4 and W8 in plot B, at La Mucuy, Venezuela.
E4 S8
WAVELENOTH <nm)
WAVELENOTH <nm)
WAVE LENGTH (nm)
WAVELENOTH <nm)
WAVELENOTH (nm)
WAVELENOTH (nm)
FET
WAVELENOTH (nm)
WAVELENOTH (nm)
WAVEUENOTH | n m ) WAVELENOTH (nm)
141
spectral distribution was greatest in the PAR wavelengths, 400-700 nm.
Compared to site S8 where UV wavelengths, ~ 300-330 nm, peaked
above other wavelengths at 3.0 m and 4.2 m, percent transmission in UV
wavelengths were attenuated at site N4. Peaks in far red wavelengths were
acute at 6.6 m at site N4, near the canopy top, and again at 4.2 m at site S8 near
the canopy top.
In Figure 24 b, most percent transmission values were below 0.035% at
both sites E4 and W8 on the east-to-west axis in plot B. Peaks in wavelengths
near 300 nm were pronounced at all heights in the canopy for both sites, except
height 6.6 m at site E4, where most light was extremely attenuated. It is possible
the sample fiber was immediately under an object, such as a tree branch, which
obstructed the light path, although care was taken to avoid this circumstance.
Percent transmission in the PAR range was reduced at all heights at both sites;
no values exceeded 0.0025%. Far red wavelengths (730 nm) were uniform at all
heights at site E4, except at 6.6 m where light was greatly attenuated. And at site
W8, far red wavelengths peaked near the top of the canopy, at 6.6 m, and
showed a decreasing trend with increased depth in the canopy, as did UV
wavelengths (300 nm).
In plot B, sites N4 and S8, transmission in red, far red, and blue light
decreased from greater transmissions higher in the canopy (6.6 m) to lower
transmissions deeper in the canopy (1.8 m; Figure 25). Figure 25 shows percent
transmissions were extremely reduced at both sites E4 and W8, < 0.02%. This is
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143
not unexpected given the reduction in percent transmission in PAR shown at
sites E4 and W8 in Figure 24 b.
Extinction Coefficients
Plot A.- As was found in the smaller gaps in H. J. Andrews Experimental
Forest in Oregon, the vertical attenuation coefficients at La Mucuy, Venezuela
were not uniform throughout the profile because of variability of absorption at
different heights in the canopy (refer to Chapter 2). It appears that the canopy at
La Mucuy was not homogeneous, and that Beer's law might not apply in broad-
leaved tropical montane forests. In plot A, several strata in the canopy appeared
to absorb light at different rates (Figure 26). Greater extinction values were
interpreted as greater light extinction. Strata in which the coefficient values
increased abruptly might indicate areas in the canopy where greater leaf area
ratios might be found.
Changes in distribution of percent transmission values resulted from
abrupt changes in extinction coefficients in the canopy profile. For example, at
site W8 in Figure 23, percent transmission values decrease greatly for red and
blue light transmission between 4.2 m and 4.8 m heights, and more gradually for
far red light transmission. In Figure 26, extinction coefficients decreased at the
4.2 m height in the canopy; attenuation patterns were blue > red > far red, as the
transmission profile indicated.
Plot B.- In Figure 27, extinction coefficients of light in plot B are shown for
the four sites sampled. At site N4, increased attenuation of light occurred at 5.4
1 4 4
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146
m and 2.4 m in the canopy. At other sites, attenuation of light varied at different
magnitudes, even in areas where transmission values were < 0.02%.
Open-Canopy Area Calculated from Hemispherical Photos
The percent open area in canopy over each site in plot A was calculated
from an analysis procedure using hemispherical photos taken at each site in the
plot. Areas of open-sky were regressed with percent transmission of red, far red,
and blue light, and with R/FR ratios measured at each site in the plot. No
significant relationships were found between areas of open canopy and spectral
percent transmission (R2 = 0; p > 0.9832).
Discussion
Light becomes the most limiting environmental factors in tropical montane
forests, assuming that moisture is abundant in cloud forests, even during dry
seasons. At La Mucuy, apart from a few areas in the plots that were exposed to
sunflecks or areas of brief increased solar intensity, most percent transmission
values in these plots were extremely low, generally less than 5%. PAR
measurements in the reference gap indicated that incident light was less than
400 nE m'2 s"1 throughout most of the sampling period. Additionally, cloud cover
becomes a salient factor in the reduction of incident radiation by late afternoons.
Removal of the saturated and near-saturated values from the light
distribution pattern provided a means to determine if low percent transmission
ranges were variable or uniform. The distribution of percent transmissions
across the forest floor showed light under this canopy was extremely variable,
147
even at low percent transmissions. Measurements of fluency rates in each
wavelength were not recorded in this study. Thus, it is difficult to discuss the
physiological relevance of spectral values at such low percent transmissions,
other than to say that if these data typify the light environment in this habitat,
plants that thrive there must be able to function efficiently under such low light
conditions.
The distribution of R/FR ratios in plot A was not uniform. This plot was on
an east-facing hillside with a gentle-to-steep slope in different parts of the plot.
The east edge of the plot was facing the reference light gap and the slope to the
east of the primary north to south cross axis was much steeper, > 30%. The
western half of the plot was on the apex of this slope where the gradient leveled
off. Light transmissions might have been more pronounced on the eastern side
of the plot because of the aspect of the plot or its proximity to the light gap. This
might have resulted in greater R/FR ratios because less red light was
attenuated. However, no patterns were observed in the distribution of red light in
this portion of the gap. Likewise, no pattern was discerned for far red light.
Distributions appeared random and variable. Only when ratioed did the pattern
become evident. The significance of in a difference between 0.2% and 0.4%
transmissions is a matter for further research.
Lee (1987) described R/FR ratios, based on quantum ratios between 658-
662 nm and 728-732 nm, in two tropical forests, La Selva in Costa Rica and
Barro Colorado Island (BCI) in Panama. In full sunlight, R/FR ratios were
148
typically 1.28. In gaps of undefined size, R/FR ratios ranged from 0.59-1.25 and
0.97-1.17, respectively. In sunflecks with diameters < 0.5 m, R/FR ratios ranged
from 0.37-1.17 and 0.58-1.3, respectively. In a typical understory shade
environment, R/FR ratios ranged from 0.17-0.7 and 0.13-0.67, respectively.
Light environments in the understory of a tropical montane forest appear
potentially to be comparable to those found in these other tropical forests. In plot
A, R/FR ratios ranged from 0.085-1.746. In plot B, R/FR ratios ranged from
0.025-1.525. However, the larger ratios were found in sites where sunflecks
occurred at the time of sampling and were atypical of the light environment in
these plots. In general, R/FR ratios were much less than the maximum values
observed, making this type of forest extremely light limited.
The distribution of blue light (430 nm) was random; no trends were
observed in either plot A or plot B. Even with the maximal values removed,
percent transmissions in blue light were very low. Peaks in blue transmission at
sites scattered throughout the plots, although < 0.12% in plot A and < 0.3% in
plot B, might be due to increased scatter from plants adjacent to the sampling
site. Values at these sites do not correspond to peaks in red or far red light, that
would suggest they result from sunflecks occurring through the forest canopy.
Not only was light under a forest canopy heterogeneous, but the vertical
light environment was variable. In plot A, transmission of far red slightly
increased with depth in the canopy. These data were supported by the
distribution of extinction coefficients in plot A. Less far red light was attenuated
149
in the lower strata. Changes in extinction coefficients throughout the canopy
showed that apparent physical differences in the light path were affecting the
light.
In plot B, extinction coefficients were not uniformly distributed throughout
the entire canopy, as in plot A. Distinct patterns in the profiles indicated where
greater attenuation of color occurred. These patterns were supported by the
pattern of color distribution found in this plot.
The distribution of light in a canopy is assumed to follow Beer's law of
exponential absorption if the light path transverses a homogeneous matrix. This
study has shown that light, for the most part, was different in each unique 0.6 m
slice of the forest canopy. Extinction coefficients in both plots showed that the
canopy environment is heterogeneous, and light passing through this canopy is
altered at different rates at different heights in the canopy.
Interpretation of fluctuating coefficient values by the magnitude of change
was a subjective procedure, at best. In future work at this site, extinction values
might be used to predict which strata in the canopy are supporting epiphytic
plant growth. Studies of epiphytes in rainforests is likely to be highly correlated
to the distribution patterns of light in the upper strata of tropical systems. Also,
information about vertical light profiles could elucidate how mature species affect
the nursery of seedlings gaining establishment in their understory. Lastly,
studies of the relationships between species' leaf area ratios and leaf
physiognomy could benefit from a better understanding of how light behaves in
150
different stands of forest trees.
CHAPTER 5
CONCLUSIONS
Objectives
The objectives of this study were to describe the distribution of light
wavelengths in plant canopies. In Oregon, permanently-marked canopy gaps of
different sizes were surveyed to assess patterns of light distribution in conifer
canopy gaps. In Venezuela, two 32 m x 32 m permanent plots were surveyed to
assess patterns of light distribution in tropical montane cloud forest canopy.
Vertical profiles were measured at the center of conifer canopy gaps and
at four points in each square plot in tropical canopy. Extinction coefficients were
calculated and the vertical distribution of light spectra and actinic wavelengths
were assessed.
In Oregon, the relationships between species' seedlings, surveyed in H.
J. Andrews Experimental Forest by Gray (1995), to light spectra in conifer
canopy gaps were determined using linear regression analyses. Seedling
numbers and seedling basal areas (cm2) were used in the analyses.
One of the most important limiting resources in a forest is the light
environment, a heterogeneous resource that varies spatially and temporally in a
forest environment. The complexity of forests, both vertically and horizontally,
directly affects the distribution of light intensity and color. A few guiding
4CL4
152
principles have emerged from decades of research on how light behaves in plant
canopies. Observations of changes in the RFR ratios with plant shading has
been well documented by many researchers. Also, it is usually assumed that
light varies vertically in a forest canopy according to Beer's law of exponential
light attenuation.
Conflicting methodologies in the study of light in different forest systems
have not facilitated our understanding of the relationship between seedling
establishment and patterns of shade and light on forest floors. Although limited
spectral surveys have been conducted in temperate and tropical systems,
essentially no data are available on the distribution of different wavelengths in
temperate canopy gaps or in tropical understory.
The goal of this study was to determine if there are distinguishable
patterns in the distribution of spectral light in contrasting forest environments.
First, spectral surveys were conducted in conifer forest gaps of different sizes.
In this survey, the distribution of light was measured along the cardinal axes that
dissected the canopy openings. Information about seedling establishment and
growth, from a survey conducted by Gray (1995), was examined to determine if
there was a correlation between the patterns of color in forest gaps and numbers
of seedlings or seedling basal areas.
The effect of intensity of light on seedlings is well established; however,
the effects of light color on seedling establishment and growth is less-well
understood. However, no previous study was found which applied the logic that
153
patterns in seedling distribution might correlate to the distribution patterns of
color found in forest gaps. Red, far red, and blue wavelengths affect the
developmental processes in seedlings, and R/FR ratios, and blue light are
known to affect seedling germination. Also, alterations in R/FR ratios have been
shown to affect stem elongation, leaf area ratios, and resource allocation
patterns in plants.
Second, spectral surveys were conducted in a tropical montane cloud
forest. In this survey, the distribution of light was measured in two, 32 m x 32 m
plots under the forest canopy. These data provided a baseline on the spectra of
light found in this light-limited environment.
Light was determined to be distributed in predictable patterns in gaps,
especially contrasting near-center sites with near-edge sites in the temperate
forest. Patterns of shading were controlled in these plots by the southern stand
of trees in a gap (Gray 1995). Early morning light first illuminated the west edge
of the gaps. By mid-day in the 50 m gaps, light was in all but the southern edge
of the gap that did not see much sunlight until later in the afternoon. In addition
to the effect of the path of the sun in northern latitudes, shading in the gap was
affected by standing snags (dead, standing debris), shrubs and brush (such as
Viney maples), and downed logs and stumps left in the gaps (Gray 1995).
In general, PAR was shown to increase according to gap size (Gray
1995). In this light survey, percent transmissions of red light, far red light, blue
light, and R/FR ratios were shown to increase as gap diameters increased.
154
Patterns in the horizontal distribution of color in forest gaps are complex. In
general, axes expected to receive greater percent PAR also received greater
transmissions in red, far red, and blue light. Because these measurements were
taken in large canopy openings with little to no vegetation left standing, this is
not altogether unexpected. Indeed, any variations in distribution patterns could
be attributed to few sources of interference in the downward path of light in
these gaps: snags, stumps, shrubs, and bushes. However, the distribution of
R/FR ratios in these gaps showed some unique patterns. In 50 m gaps, ratios
were lower at the center and edges of the openings. The smallest gaps (20 m
in diameter), showed higher ratios along the south and west axes, where shade
endured longest. Along the east to west axis, the 30 m gaps behaved similarly.
Along the north to south axis, 30 m gaps showed an opposite pattern; ratios
were higher in the north-south transect. In general, these patterns agreed with
the shading patterns observed in gaps, but variations in the spatial environment
might have generated some variation from the expected results.
Blue light has been shown to play a role in the inhibition of seedling
germination (Tanno 1983) and inhibition of seedling elongation (Morgan 1981;
Obrenovic 1992) in some species. Regulation of synthesis of glutamine
synthetase (GS), a regulatory enzyme in the assimilation of ammonia, in species
of Pinus have been shown to be affected by exposure to blue light (Elmlinger et
al. 1994). The vertical profile in canopy gaps showed that blue light, relative to
other wavelengths, was found to be most prevalent near gap floors in 20 m and
155
30 m gaps measured. Based on this observation, the relationship of seedlings
and blue light in canopy gaps were examined more closely.
Vertical attenuation in a forest gap has been assumed to follow Beer's law
that assumes a homogeneous light path (Koslowski etal. 1991). Researchers
have referred to canopy light environments as photohomeostatic (Larcher 1995).
The results of this study showed that light in a forest gap passed along a
heterogeneous path, resulting in greater attenuation rates as light nears the
forest floor. Gap stereogeography and solar radiation patterns interact to define
light patterns reaching openings in forest canopy. Some heterogeny of plant
canopies result from the complex distribution of plant biomass throughout the
forest stand. In forest gaps at northern latitudes, contributions to heterogeny
might be greatly affected by the structure of the stand of trees surrounding the
forest gap.
Successful establishment and growth of seedlings of dominant species in
H. J. Andrews Experimental Forest light gaps were strongly related to changes
in spectral light patterns along axes in canopy gaps. In many cases, greater
seedling numbers were located in the center of gaps, regardless of size. This
would suggest that areas of greater light intensity played some role in seedling
establishment. However, this study found strong associations between the
distribution of colors along gap axes and seedling establishment. In smaller
gaps, all species were affected by ratios of R/FR light, but some unique
relationships were found on different axes. For example, in 30 m diameter gaps,
156
Douglas-fir seedlings were significantly associated with percent transmissions in
blue and red wavelengths on the south axis, where greater shading occurred.
Douglas-fir seedling establishment was affected by transmissions in blue, red,
and far red light on the east axes, also a shaded region of the gap. Likewise,
the east axis had greater associations between red, far red, and blue
transmissions and the successful establishment of western hemlock. Gray
(1995) discussed temperature effects on the establishment of western hemlock;
seedling establishment is prohibited by greater soil temperatures because of
high direct solar radiation in gaps. In addition to temperatures, distribution of
color along axes might strongly affect patterns in western hemlock establishment
(R2 > 0.50). Interestingly, western redcedar showed a preference for blue and
red light transmissions along the south axis only.
In 50 m gaps, Douglas-fir was predominantly found along the west axis,
highly significantly associated with changes in light transmissions along this
axis. No associations were detected for western redcedar in larger gaps.
However, western hemlock was associated with light changes along the cardinal
axes in larger gaps.
Denslow (1980) discussed how distribution of resources can differ
between forest gaps of different shapes and sizes. This study has corroborated
to some extent the suggestion that partitioning of light could occur in conifer
forest gaps. Species distributions along axes in different gaps as well as unique
distributions within individual gaps was demonstrated in H. J. Andrews
157
Experimental Forest.
Germination of seedlings can be dependent on blue and R/FR ratios in
forest gaps, and likely these ratios played a role in the observed patterns of
seedling distribution. Also, species' reported predilection for shade habitat was
supported by the observed distributions of dominant species seedlings surveyed
in H. J. Andrews gaps.
It is important to acknowledge that patterns in seedling regeneration
result from years of exposure to heterogeneous environmental variables, and a
single snapshot in time of light distribution cannot approach a comprehensive
examination of the importance of color in seedling establishment and growth.
The data from varied light environments found in the tropical cloud forest
have indicated that color might be an important physical factor controlling
seedling development and forest regeneration processes. Transmissions
peaked at sites where sunflecks occurred at the time of measurement, but in
general, most percent transmission values were extremely low. Hence, those
species found in this forest must have unique adaptations to survive in this light-
limited forest.
Two plots were surveyed in a montane cloud forest. The light gap was at
the bottom of two steeply sloping hillsides; hence, both tropical forest canopies
sampled were adjacent to a forest light gap. Plot A was permanently established
on the west side of this light gap, and plot B was established on the east side of
the gap, and was greater in elevation by a few meters. Plot A showed greater
158
transmissions in red, far red, and blue light, and greater R/FR ratios than plot B.
Density of plants was not quantified, but physical movements during the light
sampling was more restricted by the vegetation in plot B. The species
composition differed between plots, as well. Trees in excess of 20 m were
common in plot A. In plot B, brambles and shrubs were common in the lower
canopy and might have influenced horizontal light measurements at the 1 m
level.
Time restrictions did not allow for a light intensity survey of the plots, but
shading appeared greater in plot B than plot A. Transmission values in plot B
support this subjective observation.
Color distribution was very heterogeneous, even at very low
transmissions (< 0.05% in plot A; < 0.04% in plot B). One would assume higher
transmissions would radiate to adjacent areas from where maximum
transmissions occurred. However, this generally was not the case. Areas of
greater transmission were dispersed randomly throughout the sampling plots,
with one exception. R/FR ratios in plot A were uniformly greater toward the east
end of the east to west axis. This pattern was attributed to the proximity of the
light gap to this side of plot A and the steepness of the slope along which these
measurements were made, relative to the rest of plot A. And, in general,
transmissions were greater in this area of plot A for red light but not for far red or
blue light transmissions.
It has become apparent that the assumption of an exponential attenuation
159
of vertical light in forest systems has been too simplistic, light environments in
forest systems are more complex, and are more stratified than previously
understood. Attenuation of light became greater with increased depth in the
canopy, resulting in an extremely reduced light habitat near the forest floor.
Seed germination and seedling physiology of species in this forest is dependent
on these changing spatial and temporal patterns of light (Foster and Janson
1985; Kennedy and Swaine 1992; Forget 1992a, £>; Hammond and Brown 1995).
Sunflecks have been shown to often provide the majority of solar energy to light-
limited tropical forests (Chazdon et al. 1996).
In La Mucuy, light transmissions were distributed uniformly throughout the
6.6 m vertical profile of plant canopy in plot A, except for light at sites along the
cardinal axes that showed some transmissions were greater higher up in the
plant canopy. At two sites in plot A, far red light transmissions were higher near
the forest floor than at 6.6 m in the overstory. In plot B, light transmissions were
typically higher up in the canopy and lower near the forest floor for all
wavelengths assessed.
In future work, an assessment of how this variability in the vertical
distribution of color in tropical systems is related to the distribution of prolific
epiphytic species in the plant overstory would be most interesting. Also, this
information can be used to show how species that distribute biomass up in the
plant canopy use light by correlating leaf orientation patterns and leaf area ratios
by species functional characteristics, such as shade-tolerance or shade-
160
intolerance. Close attention to taxonomic relatedness is necessary to optimize
the comparative value of studies conducted by different researchers, and in
different locals.
In order for plants to adapt to light environments, i.e., via selection
pressure, light regimes would have to be predictable. In tropical montane
forests, low light intensities are a predictable variable. However, species have
been shown to be able to acclimate rapidly to brief and unpredictable
occurrences of increased light by sunflecks through small openings in the forest
canopy (Chazdon et ai. 1996). Also, shade-tolerant species, when released
from light suppression, quickly respond by increasing growth rates to optimize
light gap opportunities. This study documents the distribution of color in a
tropical montane cloud forest, but is only a snap-shot of the spatial light
environment that varies temporally as well as spatially. To make improved
assessments in future studies, it would be better to measure light readings
averaged over a full photoperiod and from simultaneous readings from sensors
arranged in a plot distribution both beneath tree canopy and in a canopy gap.
The following conclusions are based upon the findings of the light
surveys. No attempt was made to analytically compare the results of the two
surveys; however, several generalizations can be made regarding the
distribution and effect of color in these two different light environments.
1. The distribution of spectral light in the temperate montane forest gaps
differed relative to the size of the gaps.
161
2. Areas in the gaps receiving more shade tended to show patterns in the
distribution of spectra in a gap, e.g., gap edges versus gap
centers.
3. In the tropical montane forest, horizontally-distributed light
transmissions under a forest canopy are very low, generally < 1 %.
This suggests that cloud forests are extremely light limited.
4. The horizontal distribution of light in the tropical cloud forest site was
generally uniform.
5. The vertical distribution of light spectra in the conifer-forest gaps site
showed greater blue light near the forest floor, relative to other
wavelengths examined.
6. Vertical extinction coefficients in a conifer forest differed for each
unique 5 m slice of the forest gap; attenuation of light in forest
gaps might not follow Beer's law.
7. Vertical extinction of light in a tropical forest differed for each unique
0.6 m slice of the forest overstory; also, Beer's law of exponential
attenuation of light in tropical forest canopies might not apply.
8. Vertical distribution of light spectra are most likely affected by the
geometry of adjacent stands of trees surrounding the gaps; in H. J.
Andrews Experimental Forest, south-standing trees affected
shading in gaps surveyed (Gray 1995).
9. Vertical distribution of light spectra in tropical canopies showed
162
variations in patterns; percent transmission of some wavelengths
were greater higher in the forest canopy.
10. Future work should take into account temporal variations in light a
well as spatial patterns.
APPENDIX
TABLES OF RESULTS FROM LINEAR REGRESSION
ANALYSIS OF SEEDLING DATA AND
CANOPY GAP LIGHT
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