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Develop an FRDF Proposal – Business v2

3.1 Develop an FRDF Proposal on InfoEdThe University’s Research Funding Module (part of the Research Management system) supports online research funding applications and approvals, and the processing and end to end management of research funding applications.

This guide provides step by step instructions on how to develop an FRDF Proposal and submit it for review.

1. Log in to Research Management.

http://researchmanagement.auckland.ac.nz/

Enter your UPI and password.

2.Click on Create New Proposal on the My Proposals tab.

http://researchmanagement.auckland.ac.nz/ Research Office Helpdesk – [email protected] (09) 923 7956 (extn. 87956) of 31

mailto:[email protected]




3. Ensure the PI name is correct (if it is not

clicking on the button will enable you to change the PI name), highlight Create New Proposal.

Note: This information cannot be amended once the Proposal has been generated.

4. Click .





5. Select the proposal type = “Full”

6. Click on .





7. Select the letter T and select the sponsor as The University of Auckland.

8. Click .





9. Scroll down to select the appropriate

scheme and click .


Scroll down




10. Enter the Proposal’s title.

Please note that the system cannot handle all symbols and you may have to remove apostrophes and hyphens for the system to accept your title.

Note: Once you have created your proposal (step 7 in the New Proposal Questionnaire) you can only change the title by asking the Research Office to make the update.

11. Click .

12. Enter the start and end date of the Proposal.

Note: This information can be amended later on the Budget Periods and Setups tab.

13. Click and continue to the next step.





14. Select the number of years/budget periods you require from the dropdown box.

Always select “1” budget period for FRDF proposals.

Note: This information can be amended later on the Budget Periods and Setups tab.

15. Click on .





16. Check that all the information is correct.

You can go back and change information using

the button. Once you have created your Proposal you will only be able to change the Title by making a request to the Research Office.

If correct click ,

if not correct click





At this point, your Proposal will be created and allocated a number (top right-hand corner). You can close the Proposal by clicking on Done and come back at a later time to edit the Proposal once this step is complete.Hover your mouse over to view helpful tips.

17. Enter The University of Auckland deadline date available from the faculty.

18. Check the Associated Department shows the primary department or research centre where the research will take place. You can record one or more associated departments. The HOD of the primary associated department will sign off your proposal.

19. If the PI is associated with more than one department, ensure that the appropriate PI Department is selected as the primary.

20. Select the Program Type as “ResProject”.

21. Leave the as they are shown.

22. Complete the Additional Questions.

23. Click on .





23. Click on the Personnel tab. You will see the Principal Investigator in the list of personnel. You can add different types of personnel your project: Current UoA staff Future UoA staff

o Named persono Unnamed person (TBD)

External consultant - has no cost to project

Note: Please record subcontractors as non-personnel costs on the Budget Items tab.

Click on the and follow the instructions to add people.

You need to specify whether each person is: Key personnel - a person who is essential

to completion of the project Non Key personnel - a person who could

be interchanged for another person with the same skillset.

Click on the check box when you are finished adding personnel.

Note: You can amend this page by un-ticking the completed check box at any time prior to submitting your proposal.





24. Click on the Budget tab.

This tab shows the Project Budget Summary for each budget period. It also shows the total budget being submitted to the sponsor.

There is also the Institution Budget Summary but this will always be equal to $0.00.

You will see the following tabs in the menu: Budget Items – Enter your requested

budget on this tab Budget Periods and Setups – Change the

project start and end dates, or the number of budget periods.

You may also see the Justifications tab depending on how you answered the Setup Questions. If you can see the Justifications tab, you will first have to enter the budget on the Budget Items tab, complete the Budget Items tab and then navigate to the Justifications tab.





25. Click on the Budget Items tab. You can see two sections: Personnel Costs Non-Personnel Costs

Please do not complete the Budget Items tab until you have finalised your budget and are ready to submit your application.

Note: You can also add more personnel to the proposal by clicking .





26. Click on the Open folder to enter each personnel cost.

This screen has many fields but you only need to populate two fields (circled in screenshot): Base Salary Effort

Click on the Save button in the top left-hand corner.

You will see the total personnel costs for this person displayed on the bottom right-hand side.

You may also want to record the Budget Justification. If you click on Auto Fill then the text will be populated as shown in the screenshot. Save your changes again.

Click on the Budget Items tab to return.





27. Click against Non-Personnel Costs.





28. Enter a Description of the budget item. Choose a Budget Category from the dropdown list. Enter a Justification for the item. If appropriate, record the Units/Qty, or simply record a total in the Price/Charge Each.

Note: There is no need to record either the Annual Inflation nor the GST rate.

29. Click . The cost will be calculated and displayed in the bottom right-hand corner.

30. To add additional Budget Items click on

and repeat the steps above.

Click on Budget Items in the menu to return.





31. Once you have added all Budget Items, go to the Budget Items screen and tick the

box.





32. Use the Budget Periods and Setups tab if you want to :

Change the PI Shift the project start and end date Add and remove budget periods

You cannot edit this page if the Budget Items tab has been completed.Untick the completed box on Budget Items in order to edit this page. You will then need to tick the completed box again when you have finishedon this page.

Important: If you change any information on this page please revise your budget carefully.

33. Go to the Approvals tab. Record any ethics approvals that you will require for the project, or that you have already submitted to an ethics adviser.

34. Click on Add.





35. Record the appropriate type of approval.

Enter the Protocol as Not Attached.

Click on Continue.





36. At a minimum, record the following information about your ethics approvals: Status = “Required” or “Submitted for

approval” or “Approved” Approval Review Type = “New” or

“Amendment” or “Continuation” Approval Review Category e.g. “Low risk” Reference No. (if known)

The following information should also be recorded if known: Exemption No. (if applicable) Sequence No. This affects the order that

your approvals are displayed in. Approved = Date when the ethics

approval was given Approved From Start date of ethics

approval Approved To End date of ethics approval

Click on .

Or click on to cancel.





37. Then click on the check box.





38. Go to the Classification Codes tab. This is where you record the ANZSRC (Australia New Zealand Standard Research Classification).

You can select the button to add classification codes.

39. Once all classification codes have been

added, click on the box.


Tip: Expand the list of classification codes by clicking on the + icon.




40. The Attachments tab is for uploading documents that will be reviewed by the Research Committee.

Documents attached here are converted into PDF format and are not editable. If changes are required a new version must be uploaded.

41. To add a document click on and select the required document(s).

42. Enter a Name for the document.

43. Click on the upload icon

44. Upload each of your documents and set the Sequence:

1. FRDF Application form2. Budget Spreadsheet3. CVs4. Ethics5. Quotes

6. Previous FRDF Reports


Tip: Change the name of the attachment by clicking on Change

Tip - These are the supported file types for attachments:

PDF JPG (image file) BMP (image file) Word, Powerpoint, Excel TXT (text file)




45. Once all documents have been added

check and then at the top of the page.

46. On the Finalise tab click .

This will build the coversheet for your application.

Note: If you change information about your proposals such as the total budget requested or the start and end dates, you should rebuild the coversheet.





47. Then click again under Assemble Application.

Check that the sequence of the documents is correct. It should be;

1. Default Coversheet2. Attachments3. Any other files

Note: If you make any changes to your attachments, then you must rebuild your proposal documentation prior to submission.





48. Now you can submit the Proposal for final sign-off by the Faculty.

To do this select Submit Final Review by clicking on the yellow hand icon.

Tip: It is strongly recommended that you preview your submission documents by clicking on the spectacles icon.

You should validate that the coversheet shows the correct information for the: Total Funds Requested Project Period Dates Sponsor Name

Check that your documents appear in the correct order, and that your Budget Spreadsheet displays correctly.

Note: You do not need to collect signatures on the coversheet, because this will be done electronically.





49. Read the certification text and select Accepted if you understand. Enter your username and password.

Click .

Note: If you are submitting the proposal on behalf of the Principal Investigator, you will see a different certification text.

If you are the Primary Investigator:

If you are a delegate of the Principal Investigator:





50. You will be shown the review route. Click on the Refresh Route link and wait for the page to refresh. Then click

.

Note: You may also add other reviewers into the route by clicking on Add New Person to Review Path. You can add people as approvers or for your informationl.





51. You can see who will approve your proposal in the Routing Progress table.

For your own records, you can print out a copy

of the Completed Form by clicking on

Alternatively, take a note of the proposal number shown in the top right-hand corner.

Select the button to close the proposal submission.





If a reviewer does not approve your application…

52. If any of the reviewers do not sign off your application, it will be sent back to you with comments outlining what needs to be amended, which can be found on the yellow

scroll .

Then click on the information icon under the comments.

53. If any attachments have been amended you will need to upload them again on the Attachments tab (see step 42)

54. You will then rebuild the proposal submission by going to the Build PDF/ Form Pages and clicking on the Build button.Then go to the Assemble Application page and check that the sequence of the documents is correct. Then go to the Submit for Internal Review page click

.Follow steps 51 – 53.





To search for an existing proposal/projectLog into Research Management and click on Search For on the My Proposals menu.

Note: If you click on Show/List under the My Proposals menu you can view all proposals where you are the Principal Investigator.

Enter the Proposal Number into the Proposal

Number field and click .

You can also search by Sponsor, PI and Proposal Status.





The proposal matching the search criteria will show as a list.

If you hover your mouse over the you can see the status the Proposal is in.

Hover over the icon and you will see the icons shown in the screen shot:

The PD (Proposal Development) module shows the proposal under development.

The PT (Proposal Tracking) module is used by the Research Office to track your proposal.

This icon gives you Edit access

This icon gives you Read Only access

Proposals can be deleted by clicking . A proposal can only be deleted before it has been submitted for sign off (whilst it is still in the status Under Development).

If you can view the icon then you can email a link to your proposal to another university staff member.




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