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    C. D. C. PRIESTLEY

    EMPTINESS IN THE SATYASIDDHZ

    The Satyasiddhi is a handbook f abhidharma written by Harivarman, who (according

    to Paramatha) was a follower of the Bahukutiyas. The only surviving version o f it

    is Kumlrajivas Chinese translation of 412 A.D.

    The Satyasiddhi (,&, pl sm,* * Cheng Shih Lun)l consists of five

    sections. The first 2 deals %th the Triratna3 and then goes on to give a

    brief account of Buddhist doctrine in general; it describes the Four

    Truths, the Five Groups, the Twelve Spheres, and so on4, and then

    discusses ertain points of disagreement among the early schools, such

    as whether past and future exist, whether there is an intermediate exist-

    ence, whether the Four Truths are attained successivelyor simultaneously,

    and so on.5 The remaining sections deal respectively with the Four

    Truths: sufferings, its origin7, cessation*, and the way.9

    Most of the important explanations of the doctrine of emptiness

    (&zyatti) in the Satyasiddhi are in the section on cessation (=

    ,I& q,

    Mieh-ti Chii). This is the shortest section of the five; it occupies on y

    seven pages n the Taishd edition. Nevertheless, it is central in the work,

    for according to Harivarman, there is really only one truth, the Truth of

    Cessation; seeing cessation, he says, is called seeing the Noble

    TruthslO- and by the one truth is the way attained; the term for it is

    cessation.ll He defends this position in a subsection of the section on

    the way called Seeing the One Truth (9) - & J, Chien I Ti).12 His

    reason for giving cessation pre-eminence among the Four Truths is that

    the other three are concerned with things which do not ultimately exist;

    he says, The contemplation of such truths as that the Five Groups are

    suffering, . . . and that the causeof suffering is desire . . . would not exhaust

    the influences (@srava), or they are all mundane truths, not ultimate.ls

    The Truth of Cessation, on the contrary, is concerned with the ultimate

    nature of things; to understand the truth of cessation is thus also truly

    to understand the truths of suffering, its origin, and the way.

    Harivarman defines the Truth of Cessation as the extinguishing of

    Journal of Indian Philosophy

    1

    (1970) 30-39. Aii Rights Reserved

    Copyright 8 1970 by D. Reidel Publishing Company, Dordrecht-Holland

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    EMPTINESS IN THE SATYASID DHI 31

    three kinds of awareness.14 The three kinds of awareness are awareness

    of concepts

    (prajiiapti),

    awareness of phenomena

    (dharma),

    and

    awareness of emptiness.ls The explanation of these three kinds of

    awareness and their extinction comprises the entire section on cessation.

    The first part, on awareness of concepts, begins by explaining that con-

    cepts are names conventionally attached to associations of phenomena;

    the concept of a wagon is thus dependent on the association of wheels,

    axles, and so forth, and the concept of a man is dependent on the associ-

    ation of the Five Groups. 1s These concepts are unreal, for there are no

    entities to which they correspond; but they are useful to us in the ordinary

    course of living.17 There follows an account of the two truths, conven-

    tional and ultimate. Conventional truth is truth in terms of conceptsls;

    ultimate truth is reality: phenomena such as matter, and so on, and

    Nirvrina.ls

    The section continues with a more detailed discussion of the character

    of concepts.20 Concepts have no peculiar characteristic (svalakSana)21;

    they are not the source of our knowledge22; they can be doubted2s; and

    so on. Concepts can be destroyed according to their constituents, and

    their constituents, which are also concepts, can be destroyed according

    to the real phenomena on which they depend. Real phenomena can only

    be destroyed by emptiness.24

    There is then a long discussion of the relationship between the concept

    and the real phenomena. Four positions are successively examined and

    rejected: first, that a pot is identical with the phenomena of matter, and

    so on; second, that the pot exists apart from the phenomena; third, that

    it cannot be said either that the pot is identical with the phenomena or

    that it exists apart from them; and finally, that the pot does not exist.25

    The first three of these are dealt with fairly quickly. If the pot were

    identical with the phenomena, the phenomena would be called a pot

    even when they occurred separately. 2s If it existed apart from the phe-

    nomena, it would occur, and could be apprehended apart from them.27

    And the relationship is not indeterminate, for the identity or difference

    of real phenomena is not indeterminate.28 In reality there are no inde-

    terminate phenomena; only the identity or difference of concepts is said

    to be indeterminate.29

    The refutation of the fourth position is more complex. It begins with

    the observation that if the pot does not exist at all, then there are no

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    32 C. D. C. PRIESTLEY

    phenomena such as the rewards of guilt and merit or bondage and

    release, and that if nothing conceptual exists, the theory of non-existence

    is also non-existent, since there is no one to express it and no one to

    listen to it.30 Moreover, the pot evidently exists, since it can produce our

    awareness of it; and we distinguish it from other things : how can we do

    so if neither it nor they exists?

    31 And if nothing exists, there can be no

    reasons to explain this position; the opposite position, which is supported

    by reasons, will naturally be accepted, and this position is then refuted.

    If there existed any reason to prove the position, that very fact would

    also refute it.32

    The nihilist then replies at great length .a3 He argues that all things are

    indeed non-existent, since the senses and their objects cannot be grasped;

    for no whole can be grasped.34 And parts can be analysed into atoms,

    and when the atoms are destroyed, there is nothing.35 He goes on to

    attack the relationship between matter and eye-consciousness, and be-

    tween matter and mind-consciousnessas, and then the relationships be-

    tween sound and the earsr,

    scent and the nose, and the other sensations

    and their organsa*, and between things and the mind.39 He concludes

    with an attack on causation: if there is a result, either the quality exists

    previously in the cause and then is produced, or the quality does not

    exist previously in the cause and then is produced; but both alternatives

    are false.4a Moreover, the cause must occur either before the result, to-

    gether with it, or after it; but in none of these cases can it create the

    result.41 Furthermore, the cause and the result must be either the same

    or different; but both alternatives are absurd.42 And again, the result

    must be created by itself, by something else, by both, or by nothing;

    but none of these is possible.4s And finally, the result must be created

    either intentionally or unintentionally; but it cannot be created inten-

    tionally, since an intention in the past does not exist, nor unintentionally,

    since its character will be determined by the motives of the person

    creating it in the present.44

    To this rebuttal, Harivarman replies that the nihilist has failed to

    answer his original objection, that if nothing exists, the argument that

    nothing exists cannot exist.45 Moreover, this is a matter that is excluded

    from the Buddhas sutras, for it is one of the five inconceivable subjects;

    these are subjects which can be understood only by the omniscient.46

    Knowledge of emptiness is easy to attain, but the wisdom that can dis-

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    EMPTINESS IN THE SATYASID DHI

    33

    criminate rightly among all phenomena arises only with difficulty.47 The

    Buddha taught only as much as might lead to the cessation of suffering;

    but what he did not choose to speak of may still exist.48 The nihilist is

    like a man born blind who denies that there is black or white.49 But the

    wise believe the Buddhas; and the Buddha taught that the Five Groups

    exist. Like pots and so on, they exist according to conventional truth.50

    The second part, on awareness of phenomena, defines this awareness

    as the idea that the Five Groups really exist. It is extinguished by the

    knowledge of emptiness, which shows us that the Five Groups are

    empty.51 The emptiness of the Five Groups is not merely their lack of

    a self or any other permanent entity, for then they could still be observed

    and so would not really be empty. 5s It is true that the siitras speak of

    them as empty in that sense; but this view of them is impure. Viewed

    purely, they are extinct.53 The destruction of the notion of beings is thus

    conceptual emptiness; the destruction of phenomena such as matter is

    phenomenal emptiness.54 The Five Groups, matter and so on, are thus

    really non-existent; but according to conventional truth they exist.55 As

    the sutra says, the ultimate truth is emptiness.56 In relation to the notion

    of beings, the Five Groups are said to be the ultimate truth, but because

    some people then think of the Five Groups as real, they are said to be

    ultimately empty.57 All contingent things (sa~sk~tadhar~u) change and

    thus are deceitful and illusory; they are unreal.58 Cessation is the ultimate

    reality, not the Groups; for it is by perceiving the Truth of Cessation that

    the Path is attained.59 All contingent things (sq&iru) cease. If they

    really existed, there would be no cutting off, separation, or cessation;

    what ceases, then, is non-existent. All contingent things are thus ultimately

    non-existent.60

    The third part explains that the cessation of the awareness of emptiness

    is achieved in two cases : in mindless contemplation, and at the time when

    the stream (su@nna) is cut of f in entering Nirvana without residue.61

    In the former case, awareness of emptiness is extinguished because its

    cause has ceased; in the latter, it is extinguished because the karma of

    that stream is exhausted.62 Harivarman then concludes the section with

    an explanation of why the karma of one who has gained release cannot

    come to fruition: his old karma is paid off with a token sum (9 )

    in the present, and no new karma is created.63 Thus, by extinguishing the

    three kinds of awareness, he gains everlasting release from all suffering.64

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    34 C. D. C. PRIESTLEY

    Harivarmans doctrine of emptiness can be summarized, then, as fol-

    lows. There are two degrees of emptiness, the first resulting from the

    destruction of concepts, and the second, from the destruction of phe-

    nomena. At each level, emptiness is identified as ultimate truth; the

    existence of phenomena such as matter and so on is ultimate truth at the

    first level (conceptual emptiness). but conventional truth at the second

    (phenomenal emptiness). Emptiness is equivalent to cessation, and thus

    to non-existence; to know things as empty is to know them as ceased,

    as non-existent. The Truth of Cessation is thus the truth of emptiness.

    But although all contingent things are ultimately non-existent, it cannot

    be denied that they exist conventionally. Like illusions, they exist to the

    extent that we are aware of them.

    Certain points in his account of emptiness are ambiguous. In the first

    place, he seems generally to understand emptiness as a state in which

    nothing exists. The awareness of emptiness is then not simply a philo-

    sophical realization of the illusory nature of phenomena, but rather an

    awareness of non-existence attained in meditation. Otherwise, he could

    hardly say, as he does, that if the Five Groups are observed, they are not

    said to be empty.65 Awareness of emptiness, then, seems to be similar to

    the meditations described in the

    Cii~m&Eatasutta.~~

    On the other hand, Harivarmans remark that contingent things do

    not really exist, because if they did there would be no cessations, sug-

    gests that at that point he regards them as empty in the sense that they

    change and so are illusory. On that basis, they could be said to be empty

    even when observed, and they would then be empty in a philosophical

    sense, as really neither existent nor non-existent. Harivarman seems to be

    putting forward two theories of emptiness at once: one, according to

    which phenomena exist, but can be made empty through meditation, and

    another, according to which even existing phenomena are empty because

    their existence is not real existence.

    There is a corresponding ambiguity in Harivarmans doctrine of the

    two truths. His distinction between conceptual emptiness and phenome-

    nal emptiness forces him to decide whether to have one emptiness which

    is ultimate and another which is merely conventional, or whether to call

    both ultimate and then to say that one is less ultimate than the other.

    On the face of it, the former alternative seems easier, since he already

    has two kinds of emptiness and two kinds of truth to assign to them.

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    EMPTINESS IN THE SATYASID DHI 35

    But if he chose this alternative, he would have to admit that the Truth

    of Cessation is ultimate truth only in part, to the extent that it is con-

    cerned with phenomenal emptiness; or he could argue that conceptual

    emptiness is not really cessation. In either case, his definition of the

    truth of cessation as the extinguishing of three kinds of awareness would

    have to be abandoned.

    He chooses, then, to distinguish between two degrees of ultimate truth.

    He thus keeps cessation intact as ultimate truth, but in so doing weakens

    the theory of two truths by admitting an ultimate truth which is, in fact,

    only conventionally ultimate. The ambiguity of this conventional ulti-

    mate truth, conventional in terms of phenomenal emptiness, but ultimate

    in terms of conceptual emptiness, is a further product of what appears

    to be Harivarmans confusion concerning the status of the Five Groups.

    If the Five Groups really exist, then conceptual emptiness is ultimate

    truth; but in that case Nirvana is no more real than SarpsBra. If the Five

    Groups do not really exist, San&ha is unreal and the exclusive reality

    of Nirvana is preserved; but conceptual emptiness, as distinct from phe-

    nomenal emptiness, is only conventionally true. The two degrees of ulti-

    mate truth provide Harivarman with a way of ascribing both reality and

    unreality to the Five Groups.

    This doctrine amounts to an imperfectly formulated theory of three

    truths: conventional truth, which is truth based on concepts; conven-

    tional ultimate truth, which is based on phenomena; and ultimate truth,

    which is the truth of Nirvana. Awkward as this theory no doubt is, it is

    by no means unparalleled in Buddhist thought: the three truths corre-

    spond rather closely to the Three Natures of the Vijiianavada; and the

    ambiguity of the conventional ultimate truth in this theory is more than

    matched by the ambiguity of the VijEnavadins dependent nature (para-

    tantrasvabhdva). There is no need, of course, to assume any influence of

    either philosophy on the other; the two theories are probably similar

    attempts to deal with the same problem. They agree that all things except

    Nirvana are unreal; nevertheless, some must be more unreal than others :

    if the Five Groups were real, release would be impossible; but if they

    are entirely unreal, release ought to be unnecessary. The Madhyamikas

    deal with this problem by rejecting the opinions that create it: they deny

    that there is any difference between Saqrs&a and Nirvanas*, and admit

    that neither Nirvana nor release is possiblejs; for if Samsara does not

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    36 C. D. C. PRIESTLEY

    exist, neither does Nirvana. Harivarman and, in a more sophisticated

    way, the Vijfilnavadins try to deal with it by making the Five Groups

    a kind of half-reality, real by comparison with concepts, but unreal by

    comparison with Nirvana.

    Harivarmans position admittedly is similar to that of the Madhya-

    mikas in certain respects. Like them, he says that concepts are not utterly

    non-existent, since they are the basis for conventional truth; and, as noted

    above, he implies at one point that the Five Groups are empty even before

    they have been extinguished. But at all other points, his conception of

    emptiness is fundamentally different from the Madhyamikas. For Nagar-

    juna, emptiness is conditioned origination (prutityasamutpcZda).70 Hari-

    varman, on the other hand, defines emptiness as cessation.Tl Nagarjuna

    accordingly regards existence and non-existence as equally unreal72; but

    Harivarman identifies non-existence with ultimate truth. The result is that

    Harivarman has to argue that the cessation of the Five Groups is ulti-

    mately real, but that the Five Groups that cease are only conventionally

    real. Now to the extent that he admits that the Five Groups are indeed

    unreal, he undermines the reality of their cessation; but to the extent that

    he maintains their reality, he contradicts his original position. In practice,

    he seems to waver between these two alternatives, accepting the former

    when he wants to maintain the supremacy of Nirvana and the latter when

    he wants to emphasize the reality of the cessation by which Nirvana is

    attained.

    Since Harivarman is what Nagarjuna would call a nihilist (n&fika), it

    is rather ironic that many of the arguments that Harivarman ascribes to

    the nihilist &, & 5 ) are similar to Nagarjunas. It is possible, of

    course, that his attack on nihilism is indeed an attack on the Madhyamika,

    although if it is, he has seriously misunderstood the Madhyamika posi-

    tion. But it is perhaps more likely that Harivarman, like the Madhyamikas,

    realized that his own views might be mistaken for nihilism, and so

    hastened to attack nihilism in order to establish his own position among

    the righteous.

    The fact remains, however, that Harivarman is not only attacking

    nihilism; he is also, at least by implication, attacking the method by

    which the nihilist arrives at his conclusions. Harivarman evidently thinks

    that the

    prasaiga73

    of the nihilist leads him to a denial of conventional

    truth; and as Harivarman and NBgSrjuna both realize, conventional truth

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    EMPTINESS IN THE SATYASIDDHI

    37

    cannot consistently be denied, since the denial itself must have at least

    conventional existence. The prusuliga, then, seems to be too wholesale in

    its effect: although it certainly can put an end to the depredations of

    heterodoxy, it is liable to devour also the domestic concepts of Buddhism

    which it was meant to protect. Nagarjuna is of course not unaware of

    this danger; his V~grahavydvartani contains a detailed reply to what is

    essentially Harivarmans objection. But even if Harivarman had seen and

    accepted Nagarjunas defense, he would still have been obliged to reject

    the

    prusufigu.

    For in trying to maintain simultaneously the reality of

    cessation and the reality of non-existence, he involves himself, as we have

    seen, in precisely the kind of inconsistencies that the prusmigu is designed

    to expose.

    It appears, then, that the ambiguity of Harivarmans conception of

    emptiness, his half-formulated doctrine of three truths, his uncertainty

    concerning the reality of the Five Groups, and even his rejection of the

    prusuliga can all be traced, at least in part, to this conviction of his that

    both cessation and non-existence are real. A conviction so impossible in

    its implications is not, perhaps, what one would expect to find at the

    bottom of a philosophical system. But the conviction is there; and that

    Harivarman clung to it, even though he could see the difficulties to which

    it led, requires explanation.

    The explanation seems to be this. The word nirodhu ($&, cessation),

    as Harivarman uses it, is ambiguous: like the English word extinction,

    it means both becoming non-existent and being non-existent. The

    reality of

    nirodhu,

    then, is the reality of cessation and non-existence, and

    by maintaining the reality of

    nirodhu

    without qualification, Harivarman

    commits himself to the absurdities noted above. It is unlikely that

    Harivarman was more than dimly aware of this ambiguity, if he was

    aware of it at all; but it would have been difficult in any case for him to

    restrict the meaning of nirodhu to either cessation or non-existence, for

    it was well established in the Buddhist tradition that the virtually syn-

    onymous word nirv@zu meant both an event and a state. The incon-

    sistencies in Harivarmans philosophy are thus not altogether his own

    creation; they spring ultimately from a problem that is at the very root

    of Buddhism, in the doctrine of Nirvana.

    University of Toronto

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    38 C. D. C. PRIESTLEY

    BI?L;IJqRAPHY

    Harivarman Cheng

    Sbik Lun (& * A

    mm Satyasiddhi).r. Kum8rajiva.T1646.

    Ia

    WI& Pdussin, ouisde,

    MrilamadhyantakakririkrSs de N&irjuna avec la Prasanna-

    padti de Candrakfrti (Bibliotheca uddhica,Vol. IV). ImperialAcademyof Sciences,

    St. Petersburg,913. photographicallyeprinted;no publisher r date).

    Majhimanikaya, Vol. III., ed. by Lord Chalmers. xford University Press, ondon

    (for the PaliText Society),195 .

    NOTES

    1 T1646.All referencesot otherwisemarkedare o thiswork.

    a pp. 139a-26Oc.

    3 pp. 139a-24lb.

    4 pp. 247b-253~.

    5 pp. 253c-260~.

    f) pp. 26Oc-289~.

    7 pp. 289c-327a.

    8 pp. 327a-334b.

    0 pp. 334b-373b.

    10p, 362c, .1.

    11p. 363a, .28.

    la pp. 362c-364a.

    18p. 363a, .21.

    l4 p. 327a, .8.

    15 Ibid.

    16 Ibid., 1.15.

    17 Ibid., 1.24.

    18 Ibid., 1.21.

    19 Ibid.

    20pp. 327c-328~.

    a1p. 328a, .27.

    2ap. 328b, .15.

    23 Ibid., 1.19.

    24p. 328c, .15.

    a5

    Ibid,

    1.18.

    26 Ibid., 1.27.

    p. 329b, .9.

    28p. 33Oa, .18.

    28 Ibid.,

    1.29.

    8Op. 33Ob, .2.

    *l Ibid., 1.9.

    aa Ibid., 1.20.

    88pp. 33ob-332a.

    a4p. 33Ob, .26.

    86p. 33Oc, .9.

    86 Ibid., 1.22.

    sr pp. 331a-331b.

    ** p. 331b.

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    EMPTINESS IN THE SATYASID DHI 39

    39 pp. 331b-331c.

    40 p. 331c, 1.3.

    41 Ibid.,

    1.25.

    42 p. 332a, . 1.

    43 Ibid., 1.4.

    44 Ibid., 1.14.

    45 Ibid., 1.25.

    46 Ibid., 1.28.

    47 p. 332b, 1.6.

    48 Ibid., I. 11.

    49 Ibid., 1.16.

    50 Ibid., 1.19.

    51 p. 332c, I. 6.

    52

    Ibid., 1. 8.

    53 Zbid., 1.14.

    54 p. 333a, 1.1.

    55 Ibid., 1.8.

    56 Ibid., 1.10.

    57 Ibid., 1.13.

    58 p. 333b, 1.1.

    59 Ibid., 1.5.

    60 p. 333c, 1.14.

    61 Ibid., 1.21.

    62 Ibid., I. 23.

    63 p. 334a, I. 28.

    64 Ibid., 1.29.

    85 p. 332c, I. 12.

    66 Mujjhimaniktiya, 121.

    67 p. 333c, 1.14.

    68 Nlg rjuna, Mrilamadhyarnukak ik~, XXV , 19.

    69 Ibid., XVI, 4,5.

    70 Ibid., XXIV, 18.

    71 p. 335c, I. 2.

    72 NSgIgarjuna, iilamadhyamakaktirikrf, XV, 10.

    79 The prusarigu is a mode of argument characteristic of the MSidhyamikas. It is a

    reductio ad absurdum,

    by which an opponents position is shown to contradict itself

    according to principles which the opponent himself accepts.