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    DOCUMENTATION AND MONITORING

    OF CONSTRUCTION PROJECTS

    BY

    AKAIGWE UZOCHUKWU RICHARD

    2004284154

    A RESEARCH PROJECT PRESENTED TO

    THE DEPARTMENT OF BUILDING

    FACULTY OF ENVIRONMENTAL

    SCIENCES

    NNAMDI AZIKIWE UNIVERSITY, AWKA

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    JULY, 2009

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    DOCUMENTATION AND MONITORING OF

    CONSTRUCTION PROJECTS

    BY

    AKAIGWE UZOCHUKWU RICHARD

    2004284154

    A RESEARCH PROJECT PRESENTED TO THE

    DEPARTMENT OF BUILDING

    NNAMDI AZIKIWE UNIVERSITY, AWKA

    IN PARTIAL FULFILLMENT OF THE REQUIREMENTSFOR THE AWARD OF A BACHELOR OF SCIENCE

    (B.SC.) DEGREE IN BUILDING

    JULY, 2009

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    CERTIFICATION

    This is to certify that that this research work is original and was

    carried out by Akaigwe Uzochukwu Richard, of the Department

    of Building, Nnamdi Azikiwe University, Awka.

    ... ..

    Bldr. M.E. OBIEGBU Date

    Project Supervisor

    ... ..

    Bldr. M.E. OBIEGBU Date

    Head of Department

    ... ..

    Prof. C. C. Egolum Date

    Dean

    ... ..

    External Supervisor Date

    DEDICATION

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    This work is dedicated to the glory of God le Tout-Puissant

    and in honour of the Blessed Mother Mary

    ACKNOWLEDGEMENTS

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    This research work could not have been written without

    indebtedness to a number of people. Prominent among these

    are my parents, Mr. and Mrs. Matthew Akaigwe, for their love

    and support throughout the duration of my studies.

    I also wish to acknowledge with thanks, the efforts of my

    lecturer and project supervisor, Bldr. M.E. Obiegbu in going

    through this research work and making corrections where

    necessary. Other highly appreciated lecturers are Bldr. J.U.

    Ezeokonkwo, Bldr. Ogunoh, Bldr. Obodoh and Bldr. Okolie. Their

    ideas and thoughts have a lot of imprint on this work.

    Thanks are also due to Bldr. Pat Muo and Bldr. S.O. Okafor for

    discussing and providing useful literatures for this research

    work. My interaction with them have really enriched my

    experience and coloured my perception on the research topic.

    My course mates and friends: Chinedu, Onyeka, Oguns,

    Umeibe, Agugoesi, Mc Parrot, Ngozi, Dorathy, Chidi, Esther,

    Nekky and Kaycee have all been wonderful. The warm

    relationship I enjoyed with them made my days in school

    memorable.

    Finally and above all, without whom nothing could have been

    achieved, is God Almighty. To him be all glory and honour

    forever more. Amen.

    TABLE OF CONTENTS

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    Title page .i

    Certification ..ii

    Dedication .iii

    Acknowledgement ..iv

    Table of contents .v

    List of tables ...viii

    Abstract ..x

    CHAPTER ONE: INTRODUCTION

    1.1 Background to the study..1

    1.2 Statement of the problem.3

    1.3 Aim and Objectives.4

    1.4 Significance of the study..4

    1.5 Research Questions...5

    1.6 Scope and delimitation..6

    CHAPTER TWO: LITERATURE REVIEW

    2.1 Introduction.7

    2.2 Project Production Information..12

    2.2.1 Contract Document...13

    2.2.2 Production Management Documents16

    2.3 Architects Instruction18

    2.4 Records Management....19

    2.4.1 Document Control..20

    2.5 Information Management using Computers..21

    2.5.1Information Systems and Technology..22

    2.5.2Computer Integrated Construction...22

    2.5.3The Internet and Web23

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    2.5.4Building Information Modeling (BIM)24

    2.5.4.1 Anticipated Future Potential of BIM.25

    2.5.5The concept of Interoperability..26

    2.5.6Benefits of interoperability..27

    2.5.7Data sharing and exchange ......28

    2.5.8Potential of interoperability....29

    2.5.9The future of interoperability in the construction

    industry.....29

    2.6 Application of documentation.30

    2.6.1 Documentation for claims purposes.30

    2.6.2Documentation for changes.32

    2.6.3Documentation for reference purposes33

    2.6.4Documentation for dispute resolution.33

    2.7 Roles of construction professionals in monitoring a

    construction project34

    2.7.1The Architect.34

    2.7.2Engineering consultants .....34

    2.7.3The Builder35

    2.7.4The Quantity Surveyor..35

    2.8 Areas of monitoring35

    2.8.1 Monitoring quality..36

    2.8.2Monitoring cost36

    2.8.3Monitoring time37

    2.9 Monitoring techniques..37

    2.9.1Work Breakdown Structure (WBS)...38

    2.9.2The Gantt chart38

    2.9.3The Critical Path Method..39

    2.9.4Progress curves40

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    2.10 Progress Report ..41

    2.10.1 Summary of project status..41

    2.10.2 Construction status41

    2.10.3 Schedule status42

    2.10.4 Cost report status42

    CHAPTER THREE: RESEARCH METHODOLGY

    3.1 Introduction..43

    3.2 Area of study.43

    3.3 Population.43

    3.4 Sample and sampling technique44

    3.5 Method of data collection.44

    3.6 Instrument for data collection44

    3.7 Validity and reliability45

    CHAPTER FOUR: DATA PRESENTATION AND ANALYSIS

    4.1 Introduction..46

    4.2 Data Presentation46

    4.3 Data Analysis46

    4.4 Findings.58

    CHAPTER FIVE:

    5.1 Conclusion.59

    5.2 Recommendations..59

    5.3 Further studies60

    References.61

    Appendices64

    LIST OF TABLE

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    Table 4.2.2 Important of documentation andmonitoring of constructionprojects......

    .47

    Table 4.2.3 Necessity of keeping records of all

    information that proceeds from aconstructionproject.

    .48

    Table 4.2.4 Awareness of Computer IntegratedConstruction. .4

    8Table 4.2.5 Employment of information technology

    in the management of constructionprojects

    .

    .4

    8Table 4.2.6 Necessity of checking performance of aconstruction project against setstandard/plan .4

    9Table 4.2.7 Documentation as an evidential or

    reference material. ....

    .50

    Table 4.2.8 Commencement of Monitoring in aconstruction project. ....

    .50

    Table 4.2.9 Adherence to the information containedin the contract document andproduction management document.

    .51

    Table 4.2.10 Relationship between documentation,accountability and financial disciplinein a construction project.. .5

    1Table 4.2.11 Documentation, monitoring and waste

    reduction in a constructionproject..

    .52

    Table 4.2.12 Monitoring of a construction projectand the quality of personnel in aconstruction project. .

    .52

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    Table 4.2.13 Reduction of corrupt practices, overinvoicing, dubious manipulation andother vices in a construction site. .5

    3Table 4.2.14 Effect of documentation and

    monitoring on the timebudget.

    .53

    Table 4.2.15 Documentation and monitoring astools to reduce delays, abandonmentand non-completion of a constructionproject. .5

    4Table 4.2.16 Influence of documentation and

    monitoring of quality, time and cost tothe successful completion of aproject.

    .54

    Table 4.2.17 Involvement of site foremen should inthe documentation and monitoring of aconstruction

    project............

    .5

    5

    Table 4.2.18 Effect of documentation and monitoringof construction project to thecommitment and efficiency oftradesmen andartisans

    .55

    Table 4.2.19 Keeping of record of all contractdocuments, production management

    documents, architects instructions,change orders and all other siteactivities and transactions by thecontractor

    .56

    Table 4.2.20 Documentation of a constructionproject as tools for achieving a just,equitable and fair resolution ofdisputes.

    .56

    Table 4.2.21 Documentation of a constructionproject as tools for establishing the

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    validity of a contractualclaim

    .57

    Table 4.2.22 Difficulties experienced in the

    documentation and monitoring ofconstruction projects.. .5

    7Table 4.2.23 Impact of documentation and

    monitoring of construction project oneffective projectdelivery

    .58

    ABSTRACT

    This study deals with the documentation and monitoring of

    construction projects. To achieve the research objectives, the

    study extensively reviewed written literatures on the subject.

    Questionnaires were also distributed and oral interviews

    conducted. The research respondents were asked questions

    relating to the importance, impacts and effects ofdocumentation and monitoring of construction projects. They

    were also asked on their application of information technology

    to the documentation and monitoring of construction projects.

    Data obtained were analyzed through simple frequency

    distribution table. Among major findings of the research is that

    documentation and monitoring contributes in meeting defined

    needs to the required standard and the budget. The research

    also revealed that the use of information technology in the

    documentation and monitoring of construction projects is

    under-exploited. Based on the above findings, the study

    recommends the design of standard format and template for

    the documentation and monitoring of construction projects

    should and that the use of information systems and technology

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    in the design and management of construction should be

    encouraged.

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    CHAPTER ONE

    1.1 BACKGROUND TO THE STUDY

    Over the years, there has been a significant demand for

    a positive attempt to ensure that construction projects

    are executed in accordance with the original intention

    for which such projects were conceived. Project

    documentation and monitoring has been identified as

    management tools for achieving the above objectives

    and ideals. For the avoidance of doubts, documentation

    is defined as:

    The process of providing written information

    Document provided as a reference or evidential

    material.

    Monitoring on the other hand is defined as the process

    that ensures that actual performance proceeds

    according to plan and that any deviation from plan is

    communicated to management and required actions

    undertaken to restore it to the original plan.

    Documentation plays a major role in every construction

    project. The nature of a construction project is such that

    necessitates the generation of a wide range of

    information. These information must be collected and

    stored not only because they define the unique nature

    of a construction project, but also to preserve memory

    and act as a reference or evidential material.

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    A construction project is such that it cannot be totally

    defined at pre-construction stage. Contingencies arises

    everyday that could not have been foreseen and may

    disrupt the original plan and schedule (Kamang, 1992).

    This could lead to deviation from the original plan,

    disputes, variation and sometimes, claims. Experiences

    in the past concerning disputes and contractual claims

    and its effects on the parties to a construction project

    has made it necessary to identify documentation as a

    prominent aspect of a construction project.

    Monitoring on the other hand is one aspect of

    construction management that cannot be avoided if a

    construction project is to meet defined needs to the

    required standards within time and to budget. This is

    because monitoring involves the measurement of actual

    performance against planned performance. Effective

    monitoring will therefore provides management with up-

    to-date information on the construction project cost,

    stage of work performance as performed by the

    contractor from which decisions can be made.

    The advent of information systems and technology is

    changing the face of documentation and monitoring of

    construction projects. According to Ajator (1999), the

    present millennium presents a glimpse of greater

    challenges to the construction professionals than ever

    before. The tempo of technological advancement will

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    therefore compel the use of a more accurate, detailed,

    efficient and advanced management and monitoring of

    information than the conventional method presents.

    The need for an accurate and detailed documentation

    and monitoring of construction project cannot be over

    emphasized. Their presence in most cases determines

    the success level of construction project and they should

    therefore be taken seriously.

    1.2 STATEMENT OF THE PROBLEM

    Most construction project departs from the original

    objectives for which they were conceived and this has

    exposed clients and contractors to risks. It is known

    that some clients and contractors have forfeited the

    employment of construction and project managers in a

    bid to cut cost. Even when they do employ construction

    managers, these managers have little or no knowledge

    in the areas of documentation and monitoring. If these

    managers become responsible for the production of a

    construction project, they may have problems in the

    documentation and monitoring aspects of construction

    management. When this occurs, the project from

    inception has a higher probability to deviate from

    prescribed quality, time and cost.

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    It is also known that despite the uniqueness of each

    construction project and its participants, there are

    certain recurring problems that cause disputes and

    misunderstanding. Such recurring problems which lead

    to disputes and misunderstanding among project

    participant can be traced to improper, poor or under-

    documentation and monitoring of construction projects.

    1.3 AIM AND OBJECTIVES

    The aim of this study is to highlight the importance of

    documentation and monitoring of construction projects.

    This aim will be realized through the following

    objectives:

    i. To identify how the application of documentation

    and monitoring of construction project affects the

    quality, cost and timely completion of construction

    projects.

    ii. To identify documentation as a tool for establishing

    the validity of a contractual claim and in resolving

    disputes.

    iii. To examine the ways in which construction project

    information are collected and stored.

    iv. To examine the ways project cost, stage of work and

    quality of work are monitored.

    1.4 SIGNIFICANCE OF THE STUDY

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    Through this study, it is believed that awareness will be

    created and construction managers and professionals

    will have a better understanding on the importance of

    documentation and monitoring of construction projects.

    The content of this research also stands beneficial to

    government agencies and sponsors of all types of

    project. They will be equipped with the necessary

    knowledge to exercise a measure of control over the

    quality and financial expenditures of sponsored projects.

    Although much of the materials in this project are

    particularly applicable to construction projects,

    managers of projects other than construction will find

    the materials contained in this study helpful.

    1.5 RESEARCH QUESTIONS

    The following questions are constructed as the research

    questions for this project:

    i. How does documentation and monitoring of

    construction projects contributes in meeting

    defined needs to the required standards within

    time and to budget?

    ii. What role does documentation play in resolving

    disputes among parties to a contract and how does

    it support contractual claims?

    iii. How are the information generated during a

    construction project collected and how are they

    stored?

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    iv. What are the likely difficulties that may arise in the

    documentation and monitoring of construction

    projects?

    v. Is documentation and monitoring of construction

    project factors necessary for effective project

    delivery in Nigeria?

    1.6 SCOPE AND DELIMITATION

    This study covers the way in which construction project

    information are collected and stored. It also considers

    the way construction projects are monitored. Lastly, it

    covers the role documentation play in resolving

    disputes and establishing the validity of a contractual

    claim.

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    CHAPTER TWO

    LITERATURE REVIEW

    2.1 INTRODUCTION

    In line with the view developed so far, documentation

    and monitoring of construction projects can be seen as

    revolving around information. According to Nziwu (2003),

    documentation can be defined as evidence or proof for

    recording, storing, retrieving and using information for

    building production. Also, Ejike (2005) quoted Male and

    Taylor as defining documentation as the group of

    techniques necessary for the ordered presentation,

    organization, communication and record of specialized

    knowledge in order to give maximum accessibility and

    ability to the information contained. Relating the above

    definitions of documentation to construction, the primary

    concern of documentation is in providing management

    with information from which creative decision can be

    made.

    As defined by Microsoft Encarta (2008), documentation

    is:

    The process of providing written information

    Document provided or collected together as an

    evidential or reference material.

    Documentation involves the process of providing written

    details or information about a construction project. It

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    covers the collection of information from the clients

    brief through the pre-construction stage to the

    construction stage.

    Documentation also serves as an evidential material. As

    a reference material, it must be intended to be used for

    looking up facts, definitions or other information relating

    to activities or work sections in a construction project.

    This calls for a detailed and accurate collection and

    recording of construction information.

    Also, documentation as an evidential material should

    give a sign or proof of the existence or truth of

    something. Documentation should serve in resolving

    disputes and supporting contractual claims. As noted by

    Okoye (2005), documents are one of an engineers most

    important lines of defence against risks because if a

    dispute arises, the documents contained in a firms file

    will almost certainly make or break its case.

    Documentation as an evidential material also establishes

    the validity of a contractual claim. Depending on the

    quality of documentation, good or bad claim is produced.

    According to Obiegbu (2003), the best claims are

    produced by management who appreciate that loss and

    expense situations are likely to arise on all contracts and

    accordingly, set up procedures to locate and identify all

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    relevant information and data in order that an accurate

    and well founded evaluation can be made.

    On the other hand, Obiegbu (1988) defines monitoring

    as the continuous or periodic review and overseeing by

    management at every level of hierarchy of the

    implementation of an activity to ensure that input

    deliveries, work schedule, target output and other

    required actions are proceeding according to plan.

    Buttressing this, Wahab (1999) stated that monitoring

    can be likened to a certificate of compliance or otherwise

    of previous planning target through systematic recording

    of progress, noting variance and instituting remedial

    actions to put the project on course as may be required

    during project execution. Monitoring therefore involves

    the act of recording actual performance of a particular

    project in the form that facilitates subsequent planning

    and management activities.

    A construction project is carried out in an environment of

    ceaseless variation. This may lead to deviation in the

    quality of construction, delay in the project and

    inordinate costs increases. As a consequence, the focus

    of project monitoring is in fulfilling the original plan.

    According to Onwualu et al (2005), the aim of monitoring

    is to continuously check performance with set targets

    and objectives. Also, Obiegbu (1996) stated that the

    purpose of monitoring is to achieve efficient and

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    effective project performance by providing feedback to

    project management at all levels. Ezeokonkwo (2003)

    and Wahab (1999) went further and stated that for

    monitoring to be efficient and effective, the following

    objectives must be followed:

    i. Ensure that original project forecast and plans

    (targets) are met during project implementation.

    ii. Record progress in relation to work programme and

    determine adequacy or otherwise of initial planning

    exercise.

    iii. Show divergence if any and reason for same.

    iv. Bring the project on course.

    v. Ensure logical, partial or total completion within the

    time limit.

    vi. Ensure that quality standards are adequately put in

    place.

    vii. Ensure that funds are tied to specific tasks to be

    sure that the cost of project is not exceeded.

    viii. Ensure accountability and financial discipline in

    project execution so as to uphold the integrity of the

    construction profession.

    ix. Ensure cost minimization.

    x. Ensure compliance with relevant regulations,

    byelaws and codes of practice, safety and insurance

    requirements.

    xi. Re-evaluate records previously compiled by project

    consultants and internal project officers.

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    xii. Facilitate the preparation of project completion

    reports for the use of the client.

    xiii. Learn previous mistakes made either individually or

    collectively and use them as guide in any future

    project.

    xiv. Provide documented evidence on erring consultants

    and forward such to the management or client or

    regulatory bodies for proper action.

    Monitoring of construction projects is a continuous

    activity that begins with a successful tender and ends

    with a satisfactory final account. Monitoring involves a

    careful study of production information to identify

    intentions contained. Effective monitoring also entails a

    regular comparison of actual performance against pre-

    determined intentions to achieve or maintain the desired

    objectives.

    Monitoring should be proactive in nature. Effective

    monitoring should control the quality, costs and time of

    construction operations so that they do not deviate from

    plan rather than waiting for the deviation to take place

    and then reacting to them to bring them on course. This

    may require extra time and finance.

    Ejike (2005) quoted Okoro as stating that for monitoring

    to be effective, the standard must be stated clearly and

    related logically to the objective of the unit. Standards

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    are the criteria against which future, current or past

    actions are compared and information must be provided

    that report actual performance and permits appraisal of

    the performance against standards.

    The task of project monitoring is similar to an auditor in

    ensuring that established processes are adhered to by all

    concerned during project implementation. The services

    of project monitoring will include the following:

    i. Assisting in appraisal of contract documents,

    drawing up concepts and initiating monitoring

    strategies;

    ii. Identification of project objectives;

    iii. Assisting in identifying the range of participants, in-

    house or external, for project monitoring;

    iv. Compilation of project information requirements;

    v. Design of standard monitoring forms;

    vi. Preparation of Action Plan/Milestone;

    vii. Assessment of project performance through

    random site visits and comparing this with original

    targets;

    viii. Preparation of Project Monitoring and Evaluation

    Report periodically;

    ix. Presentation to client the Project Monitoring and

    Evaluation Report.

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    2.2 PROJECT PRODUCTION INFORMATION

    Production information is the major source of information

    in any construction project. Production information is the

    necessary news or knowledge designed and required for

    the successful completion of a project. This information

    is contained in the contract documents and production

    management documents. This information is used for

    documentation and monitoring purposes.

    2.6.2 CONTRACT DOCUMENTS

    The National Building Code (2006) defines contract

    documents as including the following:

    i. Contract drawings and specifications prepared by

    registered architects and registered engineers;

    ii. Priced bill of quantities prepared by a registered

    quantity surveyor;

    iii. Construction programme, project quality

    management plan, project health and safety plan

    prepared by a registered builder;

    iv. Conditions of contract;

    v. All risk insurance for the building works, personnel

    and equipment.

    Contract Drawings:

    The contract drawings include the architectural

    drawings, the structural/geotechnical engineering

    drawings and the building services engineering

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    drawings. These drawings provide information regarding

    the arrangement of spaces, structural components,

    electrical and mechanical installations.

    Specifications:

    This amplifies the information given in the contract

    drawings and bill of quantities. It describes in details the

    work to be executed under the contract and the nature

    and quality of materials, components and workmanship.

    Priced Bill of Quantities:

    A priced Bill of Quantities is a Bill of Quantities that has

    its rate and amount column filled by a contractor. A Bill

    of Quantities consists of a schedule of items of work to

    be carried out under the contract with quantities entered

    against each item, prepared in accordance with the

    Standard Method of Measurement of Building Works

    (Seeley and Winfield, 2005)

    Construction programme:

    This is a document that is prepared in order that the

    project participants may have a thorough appreciation of

    the work involved, to allow the site production team to

    sort out its main constituent and decide how, in what

    order and at what time to do them; and to ensure

    adequate co-ordination of the labour, materials and

    machinery requirements (Bamisile, 2004)

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    Project Quality Management Plan:

    The Project Quality Management Plan defines the various

    quality related activities and procedures which will be

    implemented on the project. It sets down requirements,

    gives guidelines, provides information and indicates to

    appropriate personnel, the procedures to be followed

    with respect to the Project Quality Management Plan. A

    sample outline of the Project Quality Management Plan is

    referred in the appendix.

    Project Health and Safety Plan:

    The Project Health and Safety Plan is a document

    developed to secure the health, safety and welfare of

    persons who will work or visit the site. It was also

    developed to control the emission of toxic substances

    into the atmosphere and control the keeping and use of

    substances that might be hazardous to health. An outline

    of the Project Health and Safety Plan is contained in the

    appendix.

    Conditions of Contract:

    The conditions of contract define the terms, under which

    the work is to be undertaken, the relationship between

    the client, architect and contractor, the duties of the

    architect and contractors, and the terms of payment

    (Seeley and Winfield, 2005)

    All Risk Insurance:

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    This is a contract document that is developed and shows

    that all the personnel and equipment associated with a

    construction project has been insured against loss or

    damage. By insurance, all the risks associated with

    personnel and equipment in a construction project is

    transferred to a third party.

    2.6.2 PRODUCTION MANAGEMENT DOCUMENTS

    Production Management Documents (PMD) is also known

    as the Builders document. Production Management

    Documents are detailed production information which

    assists the builder in managing the production process of

    a construction project and they include the following:

    i. Construction Methodology

    ii. Construction Programme

    iii. Project Quality Management Plan

    iv. Project Health and Safety Plan

    v. Early Warning Systems Chart

    vi. Information Requirement Schedule

    The preparation and subsequent use and

    implementation of these Production Management

    Documents are so important that it plays a major role in

    the monitoring and successful site execution of

    construction projects.

    Construction Methodology:

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    The construction Methodology, though not part of the

    contract documents listed in the National Building Code

    2006, is an important document in any construction

    project. Bamisile (2004) sees Construction Methodology

    as a professional thought out synthesis of the

    construction of a building project on site, with the

    minimum cost and with the objective thought to

    minimize cost and optimize use of resources, to give a

    suitable level of production flow.

    A Construction Methodology states and defines the best

    ways, processes or methods to be employed in the

    construction of a project. Each operation in a

    construction project is studied carefully and critically and

    the most optimum method of carrying out the operation

    is adopted and included in the Construction

    Methodology. An outline of a construction methodology

    is presented in the appendix.

    Early Warning Systems Chart:

    The Early Warning Systems Chart is a technical method

    of monitoring and coordinating all off-site activities. It is

    a document that is prepared by a builder ad contains a

    graphical representation of the period of receipt of

    production information by the constructor to the

    operation commenced date on site; as it would have

    been shown on a construction programme (Bamisile,

    2004). The Early Warning Systems Chart will show the

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    events, which will need to be carried out prior to the

    start on site, against individual elements taken from the

    construction programme.

    Information Requirement Schedule:

    The Information Requirement Schedule is a prompt, in

    the form of a schedule, for the constructor to advise the

    design team of the information requirements and release

    dates. The Information Requirement Schedule is

    prepared by a builder and the elements, as shown in the

    Early Warning Systems, are used to compile the list of

    the items of information which are required, together

    with the date by which they must be received if the start

    date of each operation is to be met. An efficient,

    effective and detailed Information Requirement Schedule

    therefore enables a construction project to proceed

    unhindered in the prescribed quality, time and cost. A

    sample outline of an Information Requirement Schedule

    is seen in the appendix.

    2.3 ARCHITECTS INSTRUCTION

    Despite the production information contained in the

    contract document and production management

    document, it may become necessary for the architect to

    issue instruction. This information may be in the form of

    further drawings, details or instructions. The Condition of

    contract lays down those matters in connection with

    which the architect is empowered to issue instructions.

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    The procedure for the issue of instructions must be in

    writing and it is essential that instructions be clear and

    precise, and where revised drawings are issued, the

    revision should be specifically referred to. This is done to

    facilitate documentation and monitoring of information,

    and moreover, to comply with the terms of the

    instructions.

    2.4 RECORDS MANAGEMENT

    Record Management is the practice of identifying,

    classifying, archiving, preserving and sometimes

    destroying records. The ISO 15489:2001 defines record

    management as the field of management responsible for

    the efficient and systematic control of the creation,

    receipt, maintenance, use and disposition of records,

    including the processes of capturing and maintaining

    evidence of and information about business activities

    and transactions in the form of records.

    The ISO defines a record as information created,

    received and maintained as evidence and information by

    an organization or person, in pursuance of legal

    obligations or in the transaction of business. Records are

    information derived, accumulated or received in the

    preliminary, execution or completion of an activity and

    that constitutes constituent sufficient composition,

    structure and significance to provide an attestation to

    the activity.

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    The management of records from a construction project

    should begin at the tender stage of the project. At the

    construction stage, the contractor should keep records

    of:

    i. work carried out on day work basis;

    ii. all deliveries to site;

    iii. materials and component issued for assembly;

    iv. progress of all site fabrication;

    v. items before they are covered up.

    In order to keep proper records and make sure that

    project participants and workers get what they want, it is

    necessary to understand the concept of document

    control.

    2.1Document Control

    Document control procedures for a construction project

    include provision for review and approval of designated

    document. It also includes a means of ensuring that

    pertinent documents on appropriate issues are available

    when needed and obsolete documents are removed. In

    all cases, persons either sending or receiving documents

    are required to check that they are accurate and current

    (Bamisile, 2004). He further stated in that document

    control procedures are:

    Written:

    Fax, letters, email, memos and instructions.

    a) Incoming all incoming correspondence will be

    date receipt stamped. The original will be filed by

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    the Senior Quantity Surveyor and all relevant

    parties will receive a copy in accordance with the

    distribution schedule. The recipients of copies will

    clearly understand from the receipt stamp who has

    to take action and respond.

    b) Outgoing the Senior Construction Manager and

    the Senior Quantity Surveyor must be copied with

    all outgoing correspondence. Additional distribution

    will be made for other parties as necessary. The

    Senior Construction Manager or in his absence, the

    Senior Quantity Surveyor or the Planning and

    Resources Manager must sign outgoing

    correspondences.

    Verbal:

    Telephone calls and oral communications.

    All such communications in so far as they affect a project

    shall be recorded using WHILE YOU WERE UNAVAILABLE

    FORM and distributed as appropriate but in all cases,

    copied to the Senior Construction Manager and the

    Senior Quantity Surveyor. Where they have quality/cost

    consequences, a written confirmation (response) shall be

    made.

    Filing:

    An orderly filing system shall be adopted which would be

    followed and understood by the Senior Construction

    Manager and the Senior Quantity Surveyor which will

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    enable all records and correspondences to be kept and

    retrieved quickly and efficiently.

    2.5INFORMATION MANAGEMENT USING

    COMPUTERS

    The advent of computers is revolutionalizing the

    construction industry through a more accurate and

    detailed data processing, documentation and record

    management systems. However, it is not possible to

    discuss computers in the construction industry without

    first understanding the concept of information systems

    and technology.

    2.5.1 Information Systems and Technology

    An information system is a set of interrelated

    components that collect, process, store and distribute

    information to support decision making and control in an

    organization while Information Technology can be

    defined as the use of technologies from computing,

    electronics, and telecommunications to process and

    distribute information in digital and other forms. It

    therefore covers the field of documentation and

    monitoring of construction projects.

    2.5.2 Computer Integrated Construction

    Computer Integrated Construction is characterized by

    both the use of computing for all kinds of applications

    and by the integration of these applications by data

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    transfer networks and transfer standards (Mitchell et al,

    1999)

    Integration in this concept can primarily be understood

    to mean efficient information sharing and data exchange

    using information technology as the enabling

    technology. Data are shared over communication

    networks (internet, WANs and LANs) using centralized

    and distributed databases.

    Mitchell and Miller (1999) went further and stated that

    the requirements Computer Integrated Construction shall

    include:

    Widespread computer literacy (e-mail, digital

    documents)

    Industry wide standards for information exchange

    Communications infrastructure (internet and

    external networks)

    Discipline specific application software

    Work practice changes (re-engineering

    construction)

    2.5.3 The Internet and the Web

    The use of the internet for exchanging information in a

    collaborative work environment (like the construction

    industry) has become very important and more so in

    years to come, (Swee-Lean et al, 2003). The World Wide

    Web and the Internet are based on a number of

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    standards, but these standards do not relate to file

    formats or data structures, (Mitchell et al, 1999).

    However, both are significant in the electronic transfer of

    project information because they are:

    Inexpensive to acquire and operate

    Very fast, compared with traditionally transfer

    method

    Universally available, both locally and international

    Easy to use and reasonably reliable

    Make information transfer largely hardware and

    software dependent

    Projects websites that provides services such as

    production information, progress and cost information,

    document registers, contact lists, project news pages

    and invitations to tender can also be provided. Project

    websites can be used to send information and transmit

    copies of production information to project participants.

    However, transferring information from one application

    to another does not make it immediately useful.

    Significantly higher levels of standardization are required

    (Mitchell et al, 1999). The applications must be

    interoperable. This concept will be discussed later.

    Computers are changing the face of construction project

    documentation and monitoring. Production information is

    no longer in their conventional forms. It is now possible

    to present a multiple view of production information

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    including 2D, 3D images, and text in a single platform.

    This leads us to the concept of Building Information

    Modeling (BIM) and Interoperability.

    2.5.4 Building Information Modeling (BIM)

    Building Information Modeling can be defined from both

    a technological and process point of view. Norbert et al

    (2007) quoted the National Institute of Building Science

    as defining BIM as a digital presentation of physical and

    functional characteristics of a facility. Coleman et al

    (2005) stated that every element in a BIM functions as

    an intelligent object with established relationships to its

    surrounding. As such, the BIM serves as a shared

    knowledge resource for information about a facility

    forming a reliable basis for decision during its life-cycle

    from inception onward.

    According to Coleman and Jun (2005), the BIM manages

    much more than graphics but also information that

    allows the automatic generation of drawings and reports

    (i.e. quantities, cost, schedules, bills of materials),

    extraction of analysis data (i.e. structural, cooling loads),

    interference detection, schedule simulation and facilities

    management. All this information is stored in a relational

    database developed to help the building team make the

    most informed decision possible. Relating to this, Norbert

    et al (2007) noted that the BIM as a database contains

    the physical and functional characteristics of a structure

    composed of intelligent objects rather than lines, arcs,

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    and text. The BIM can render multiple views of data

    including 2D drawings, lists, 3D images, animation, as

    well as elements of time/schedule (4D) and cost (5D).

    2.5.4.1 Anticipated Future Potential of BIM

    According to the online encyclopedia, Wikipedia, BIM

    proponents claim that BIM offers the following:

    improved visualization;

    improved productivity;

    increased coordination of construction documents;

    embedding and linking of vital information such as

    vendors for specific materials, location of details

    and quantities required for estimation and

    tendering;

    increased speed of deliveryandreduced costs.

    2.5.5 The Concept of Interoperability

    Interoperability issues are gaining attention with

    increased use of BIM (Norbert et al, 2007).

    Interoperability can be viewed from different point of

    view. From a purely technological-based view, Norbert et

    al (2007) defined interoperability as the ability to

    manage and communicate electronic product and project

    data among collaborating firms. Also, Coleman and Jun

    (2005) quoted the National Institute of Standards and

    Technology (NIST) as stating that interoperability relates

    to both the exchange and management of electronic

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    information, where individuals and systems are able to

    identify and access information seamlessly, as well as

    comprehend and integrate information across multiple

    software systems.

    According to Mitchell and Miller (1999), efficient

    information transfer using modern object technology

    would enable secure, consistent and accurate access

    and sharing of common data between project

    participants, so that:

    Information is created once and is then available

    over the life of a project. This same information can

    be used in different project phases.

    The same information can support different

    discipline processes, and be used by applications

    from a number of vendors.

    The focus of the design and documentation process

    moves to incremental refinement of project

    information by successive project groups.

    This capability is called interoperability because it allows

    data access operations across different software

    applications and network computers. Also, Norbert et al

    (2007) stated that Interoperability eliminates the

    following:

    Manual re-entry of data

    Duplication of business function

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    Continued reliance on paper-based information

    exchange.

    2.5.6 Benefits of Interoperability

    According to Norbert et al (2007), the benefits of

    interoperability include the following:

    Increased speed of overall project delivery

    Reduced infrastructure vulnerability

    Greater reliability of information through the

    lifecycle

    Expanded markets for companies

    Decreased supply-chain communication costs

    Improved to value customers

    2.5.7 Data Sharing and Exchange

    Achieving interoperability is dependent on being able to

    successfully exchange information across a wide variety

    of processes and systems. A large majority of project

    participants frequently share data across a wide variety

    of different software applications. A lack of

    interoperability hampers the exchange, leading to

    redundant work and a need to invest time and money in

    non-standard solution that drive up project costs

    (Norbert et al, 2007). They went further and identified

    the following as factors impacting data sharing:

    Software incompatibility issues

    Industry partners

    Training

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    Time spent on data translation

    Expenses related to sharing data

    Incomplete data standards

    Relating to this, Coleman et al (2005) identified three

    methods of achieving software interoperability. These

    are:

    Developing point-to-point data translator;

    Mandating the use of proprietary tools across all

    industry;

    Establishing neutral data standards.

    Point-to-point customized integration requires an

    expensive pair of interactive systems to provide a

    dedicated solution. Proprietary solutions are often used

    in large supply chains dominated by an original

    equipment manufacturer that mandates supply partners

    conform to a particular software solution while neutral

    data standards work as translators across platforms and

    offer stability in the representation of information.

    2.5.8 Potential of Interoperability

    Interoperability between software and the effective use

    of networks make sharing of information fast, cheap and

    error free. It also allows analyses and simulations that

    would otherwise be precluded by cost or time

    constraints. This results in projects that more closely fit

    the clients needs, (Mitchell et al, 1999).

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    Interoperability also has the potential to reduce dispute

    and misunderstanding. This is because information

    transmitted are stored, can be traced and duplication of

    data entry and manipulations is reduced.

    2.5.9 The Future of Interoperability in the Construction

    Industry

    Universal interoperability between all applications will

    not be a near-term solution. Interoperability within the

    construction industry can be achieved through a

    combination of solutions spurred by people and

    technology. Changes in how project participants work

    together and how they identify the tools needed to

    promote better collaboration are cultural changes that

    will promote a more interoperable work environment.

    With demand in place, the technology marketplace will

    work to deliver those tools and develop future paths to

    interoperability.

    5.6 APPLICATIONS OF DOCUMENTATION

    According to Barrie and Paulson (2006), changed

    conditions, changed orders, delays, claims and disputes

    occur in some measure on almost all projects of

    significant size. These areas are now discussed in this

    section:

    2.6.1 Documentation for Claims Purposes

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    Obiegbu (2003) defines a claim as any as anything -

    measurements, quantities, rate, delays, disruption or any

    other matter - not agreed between the contractors and

    the architect/engineer/quantity surveyor at any given

    time, and one party wishes to pursue it, either for

    financial recompense, or on the other hand, release from

    the liability for liquidated and ascertained damages, or

    even unliquidated damages. A claim may also be defined

    as a right or policy of assurance which becomes a claim

    when the event insured against it happens.

    A claim begins when someone who suffers a loss

    completes and signs a statement describing exactly

    what happened that led to the loss. Most claims require

    additional supporting evidence as well. Claims in the

    construction industry can be related to delay, variations

    or fluctuation. Whatever ground the claim is founded, a

    contractor must give notice, usually in writing, of his

    intention to claim as soon as the necessity to do so

    becomes apparent. Failing to do this will not only

    prejudice the establishment of claims and the ability of

    the architect/engineer/quantity surveyor to consider and

    evaluate them properly, but also damages and seriously

    impairs the credibility of such claims (Obiegbu, 2003).

    Obiegbu (2003) went further and stated that in compiling

    a claim, the contractor may need to thoroughly examine

    and quote from the following:

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    i. Correspondences

    ii. Minutes of site meetings

    iii. Architects instructions

    iv. Clerk of works directions

    v. Contract and working drawings

    vi. Labour Allocation Sheets

    vii. Correspondence with Sub-contractors and suppliers

    viii. Site diary

    ix. Daily weather reports

    x. Receipt of drawing schedule

    xi. Progress photographs dated by photographer not

    in ink on the back

    xii. Site level details accurate grid of site to be taken

    xiii. Effect of artists and tradesmen work employed

    by the client

    xiv. Photographs and report giving state of site and

    date of possession

    xv. Records showing time period between date of

    tender and date of possession, or order to start

    work

    xvi. Build-up of tender

    xvii. Extension of time claims and allowances

    xviii. Materials schedule original tender schedule

    should be update

    xix. Invoice lists

    xx. Plant records

    xxi. Scaffolding records and day work authorized

    xxii. Borehole logs

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    Examination of all these documents and papers will

    enable the claim to be compiled, quotations to be made

    by abstracting and a clear picture built up. If the

    documentation is sketchy or has been destroyed, the

    claim will become weak and unsupported (Obiegbu,

    2003).

    2.6.2 Documentation for Changes

    According to Barrie and Paulson (2006), changed

    conditions occur when the nature of the work

    encountered on a project is significantly different from

    that described in the contract documents. Change

    orders, which are directives from the owner or his agent,

    and which usually result from negotiations with the

    contractor, can alter the terms and conditions of the

    contract. Change orders can thus provide an equitable

    means of dealing with changed conditions arising from

    unforeseen events, such as an unexpected bad

    foundation problem. Change orders can also be used;

    however, when an owner simply wishes to alter some

    part of the facility after the contract has started (Barrie

    et al, 2006).

    2.6.3 Documentation for Reference Purposes

    Documentation as a reference document should serve as

    a source of information. A source that is intended to be

    used for looking up facts, definitions, or other

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    information relating to a construction project. The nature

    of a construction project is such that every operation is

    defined in the production information i.e. contract

    documents and production management documents. The

    content of these documents must be in such form that

    permits ease of use and comprehension. They must be

    able to tell managers and all those involved in a

    construction project what is expected of them in precise

    and exact terms.

    2.6.4 Documentation for Dispute Resolution

    Documentation as evidence or proof for recording also

    serve in resolving disputes in a construction project for

    Knowles (2004) quoted Max Abrahamson as stating in his

    book, Engineering Law and the ICE contract that a party

    to a dispute, particularly if there is an arbitration will

    learn three lessons (often too late): the importance of

    records, the importance of records, and the importance

    of records.

    2.7 ROLE OF CONSTRUCTION PROFESSIONALS IN

    MONITORING A CONSTRUCTION PROJECT

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    A construction project is a product of different

    information and designs from different professionals. If

    these information and designs are to be adhered to, the

    presence of their producers and designers are required.

    2.7.1 The Architect

    According to Bamisile (2004), the architect should be

    visiting site periodically for inspections to ensure that in

    general, the work being carried out on site is in

    compliance with architectural designs and specifications.

    2.7.2 Engineering Consultants

    Bamisile (2004) noted that during the construction

    phase, engineers (geotechnical, structural, electrical and

    mechanical) should visit the site regularly for inspections

    to ensure that in general, is in compliance with their

    engineering drawings, schedules and specification.

    A Structural Engineer should be concerned with the

    monitoring and ensuring that the design (structural)

    performance criteria are met in the construction

    methods and materials. Similarly, the mechanical and

    electrical engineer should monitor the type and ways of

    installing mechanical and electrical installations so as to

    ensure that it complies with their designs and

    specifications.

    2.7.3 The Builder

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    The core function of a builder in any construction project

    is Building Production Management. An integral part of

    management is monitoring. A builder should be

    concerned with monitoring and evaluating the

    construction project. He should be able to apply the

    different monitoring techniques to achieve the

    objectives. A builder needs to be fully aware and

    conversant with the different construction professionals

    and their corresponding contract documents so that their

    implementation can be properly monitored.

    2.7.4 The Quantity Surveyor

    A Quantity Surveyor is concerned with the quantities and

    cost associated in a construction project. As a cost

    expert, the Quantity Surveyor monitors the cost of every

    aspects of a construction project. He does this so that

    the total cost of production does not exceed the

    estimated cost.

    2.8 AREAS OF MONITORING

    A construction project is considered successful if it meets

    defined needs to the required standard (quality) within

    the time and cost budget. These parameters quality,

    cost and time are critical and should therefore be

    monitored as they define the success level of any

    construction project.

    2.8.1 Quality

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    For monitoring of quality to be effective, it must be

    measured against a standard. The Project Quality

    Management Plan serves as a standard against which

    the quality of a construction project can be measured.

    Quality in a construction project depends on a range of

    variables and involves much more than the simple

    parameters such as the visible standard of finishes,

    structural soundness, or making of components fit within

    close tolerances. The monitoring of quality should

    embrace all the aspects by which a construction project

    is judged including spatial arrangement, circulation,

    efficiency, aesthetic(s), flexibility as well as its functional

    ability as a climate modifier and as a suitable structure.

    Besides the Project Quality Management Plan, contract

    and job specifications also provide a criterion by which to

    assess and assure the quality of a construction project.

    2.8.2 Cost

    For control and monitoring purposes, the detailed cost

    estimate should be converted to a project budget, and

    the project budget is used subsequently as a guide for

    management. The detailed cost estimate should provide

    a baseline for the assessment of financial performance

    during a construction project. Expenses during the

    course of the project should be recorded in specific job

    cost accounts and this should be compared with the

    original detailed cost estimates. When the cost are

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    within the detailed cost estimate, the cost and finance of

    a construction project is thought to be monitored and

    under control.

    2.8.3 Time

    Construction typically involves a deadline for work

    completion, so construction managers must force

    attention to time. More generally, a delay in construction

    represents additional costs due to late facility occupancy

    and other factors. The duration of activities must

    therefore be monitored and compared to expected

    durations so that the project is completed within the

    time required.

    2.9 MONITORING TECHNIQUES

    The method of ensuring that an accurate check is kept

    upon progress in a construction project is very

    important, depending as it does upon frequent

    comparisons between work done and programme. Such

    comparisons can be made in a simple visual manner, so

    as to throw into prominence any divergence between the

    two by plotting the progress on the construction

    programme (Bamisile, 2004).

    According to Olorunoje et al (2004), monitoring tools will

    involve recording techniques such as the use of network

    diagrams like:

    i. Gantt chart

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    ii. Arrow diagram or critical path analysis

    iii. Progress curves

    Before any of the above monitoring techniques can be

    implemented to monitor a project effectively, a thorough

    knowledge of the entire work associated with the

    construction project must be known. This leads us to the

    concept of Work Breakdown Structure.

    2.9.1 Work Breakdown Structure (WBS)

    According to Payne et al (1996), a Work Breakdown

    Structure provides a rational subdivision of the work in

    hierarchical form down to the lowest level of discrete

    work packages from which estimates of resources

    requirements, duration, linkages and costs can be

    determined. From the Work Breakdown Structure, a list

    of activities and precursor activities can be produced for

    the purposes of network analysis, from which

    programmes and chart flow.

    2.9.2 The Gantt Chart

    This is a simple and effective way of illustrating progress

    or status of an entire project or its individual status. A

    Gantt chart, also known as a bar chart, graphically

    describes a project consisting of a well defined collection

    of tasks or activities, the completion of which marks its

    end. An activity is a task or closely related group of tasks

    whose performance contributes to completion of the

    overall project.

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    The Gantt chart is generally organized so that all

    activities are listed in a column at the left side of the

    diagram. A horizontal time scale extends to the right of

    the list, with a line corresponding to each activity on the

    list. A bar representing the duration of each activity is

    drawn between its corresponding scheduled start and

    finish times along its horizontal line (Barrie et al, 2006).

    Gantt charts can be modified in order to show planned

    progress as well as to report progress. According to

    Barrie et al (2006), in order to report progress, a parallel

    bar is sometimes placed below the plan bar, and it is

    initially left open. Then, as the job progresses, it is

    shaded in direct proportion to the physical work

    completed on the activity.

    The Gantt chart is an effective way to monitor the

    duration and cost associated with a construction project.

    A sample of the Gantt chart is contained in the appendix.

    2.9.3 The Critical Path Method (CPM)

    The Critical Path Method is the systematic representation

    of a project by means of a diagram called network

    depicting the sequence and interplay of various

    components/units that go to form the project.

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    According to Arora et al (2005), the Critical Path Method

    is activity based. This does not take into account of the

    uncertainties involved in the estimation of time for the

    execution of an activity. The times are related to costs.

    The activities are represented by arrows. These arrows

    are connected in order of sequence of operations. The

    nodes which represent events are attached to the

    beginning and end of each arrow.

    The Critical Path Method provides a powerful means of

    documenting and communicating project plans,

    schedules and performance to managers. It also

    identifies the most critical elements in the project

    schedule and thus, allows management to set priorities

    and focus attention on them (Barrie et al, 2006).

    2.9.4 Progress Curves

    Progress curves, also called S curves, graphically plot

    some measure of cumulative progress on the vertical

    axis against time on the horizontal axis. Progress can be

    measured in terms of money expended, quantity surveys

    of work in place, man-hours expended, or any other

    measure which makes sense (Barrie et al, 2006); and

    this can be expressed either in terms of actual units

    (naira, cubic meters, etc) or as a percentage of the

    estimated total quantity to be measured.

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    Progress curves can express some aspects of project

    plans. Once the project is underway, actual progress can

    be plotted and compared with that which was plotted. It

    is then possible to make projections based on the slope

    of the actual progress curve, (Barrie et al, 2006).

    2.10 PROGRESS REPORT

    According to Barrie et al (2006) in the book titled

    Professional construction Management, a progress report

    should convey essential information on:

    i. Summary of project status

    ii. Construction status

    iii. Schedule status

    iv. Cost report status

    2.10.1 Summary of Project Status

    This item should represent a short, overall summary of

    project status. It may contain a brief narrative

    description of the status of each major phase, provide

    quality information such as the physical percentage

    complete compared with scheduled completion and

    forecast at completion costs against budget.

    2.10.2 Construction Status

    This unit of the project report should provide a

    description of works accomplished during the period,

    significant work to be accomplished in the next period

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    and a discussion of the major problems with solutions or

    proposed solutions.

    2.10.3 Schedule Status

    This item should contain the summary of control

    schedules by contract and by facility showing actual

    progress compared to early and late start schedule

    where contracts or facilities are behind schedule, an

    explanation of the problems and the indicated solution or

    measures being adopted to solve the problem should be

    included.

    2.10.4 Cost Report Status

    This summary should show actual recorded costs,

    committed costs or estimated costs-to-complete. It

    should compare at-completion costs with budgets and

    identify and explain changes from the previous report.

    An evaluated contingency should be included so that an

    overall estimate of actual costs at completion is

    provided.

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    CHAPTER THREE

    RESEARCH DESIGN AND METHODOLOGY

    3.1 INTRODUCTION

    Data used in the study were sourced from various client

    organization, consultants, contractors and construction

    managers in the south-east geopolitical zone of Nigeria.

    Questionnaires and oral interviews were used to collect

    data (primary) for this research work. Also secondary data

    were collected in the area of record management, claims

    and dispute resolution. This has been extensively

    discussed in the literature review while further discussions

    are also made in the data analysis part of this project.

    3.2 Area of Study

    The study was carried out in Anambra State. The area was

    chosen because of its proximity to the researcher and

    because Anambra State presents an area of rapid

    construction development in the south-east geopolitical

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    zone as can be seen in the on-going construction projects

    in the States capital.

    3.3 Population

    The population of the study was made up of stakeholders

    (i.e. clients, construction project managers, construction

    project professionals, users of construction facilities,

    public authorities and agencies) in Anambra State.

    3.4 Sample and Sampling Technique

    Thirty questionnaires were administered to randomly

    selected project stakeholders in Awka, the capital city of

    Anambra State. Twenty five completed questionnaires

    (representing 83% responses) were retrieved. Hence, the

    sample size for the study is 25 respondents.

    3.5 Method of Data Collection

    Data for the research was collected through two medium:

    i. Primarysource:

    Data collected through the primary source was through

    the administration of a questionnaire and through

    discussions with the respondents.

    ii. Secondary source:

    Secondary data was collected through the review of

    literature comprising of textbooks, journals, technical

    reports, seminar/conference papers and unpublished

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    works. The internet also offered an avenue where

    secondary data were sourced for this research work. A

    copy of the questionnaire used in this research work is

    referred in the appendix.

    3.6 Instrument for gathering data The Questionnaire

    The design of the questionnaire for this study was tailored

    towards the research questions. A questionnaire

    consisting of two sections was self administered to the

    respondents. Section A of the questionnaire contained

    questions about the respondents personal profile. Section

    B requested information on the importance, impacts and

    effects of documentation and monitoring on a construction

    project. Also contained are questions that relates to claims

    and dispute resolution. The questions were clear, precise

    and polite. They consist of open-ended and close-ended

    questions. Some questions required the respondents to

    add relevant information.

    3.7 Validity and Reliability

    The researcher was mindful of content validity of the

    instrument. The reason for this is that the questions

    contained in the questionnaire spreads evenly through the

    documentation and monitoring of construction projects. In

    other words, the content of the questionnaire was

    structured in such a way that all aspects of documentation

    and monitoring of construction project were fully

    represented.

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    In establishing the reliability of the questionnaire, the test-

    retest technique was used. In this, some respondent who

    has completed the questionnaire were asked to complete

    it again and the choices they made were compared. From

    the comparison, similar results were produced, thus,

    justifying the fact that if the instrument is employed to

    draw data for similar work, the instrument will produce

    similar results.

    CHAPTER FOUR

    DATA PRESENTATION AND ANALYSIS

    4.1 INTRODUCTION

    The data collected for this study were analyzed

    statistically and presented in this chapter. Pie chart,

    frequency and percentage tables were used in the

    presentation. Each table contains information on the

    responses to the questions in the questionnaire.

    4.2 ANALYSIS OF DATA

    SECTION A

    Percentage of professionals in the sample studied

    20%

    28% 24%

    Architect

    Builder

    Quantity

    Surveyor

    Engineering

    Consultants

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    28%

    The chart above shows that 24% of the respondents are

    architects, 28% are builders, another 28% are quantity

    surveyors and the remaining 20% of the respondents are

    engineering consultants.

    Table 4.2.1

    Years of Experience and sex

    Table 4.2.1 shows that 20 of the respondents are male while

    the remaining 5 are female stakeholders. 36% of the

    respondents have less than 5 years experience, another 28%

    have between 6-10 years experience and another 12% have

    between 11-15 years experience. 16 % of the respondents have

    between 16-20 years experience and the remaining 8%

    respondents have 21-25 years experience in the construction

    industry.

    Years of Male Female Total %0-5 7 2 9 36

    6-10 4 3 7 2811-15 3 0 3 1216-20 4 0 4 1621-25 2 0 2 8

    Total 20 5 25 100Source: Researchers field survey, 2009

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    SECTION B

    Table 4.2.2

    Do you think that documentation and monitoring of

    construction projects is important?

    The above table shows that all the respondents accepted that

    documentation and monitoring of construction projects is

    important.

    Table 4.2.3

    Do you think that it is necessary to keep a record of all

    information that proceeds from a construction project?

    From Table 4.2.3, all the

    respondent believes that it is important to keep a record of all

    information that proceeds from a construction project.

    Table 4.2.4

    Are you aware of Computer Integrated Construction?

    The above table shows that 18 of the respondents representing

    72% agreed that they are aware of Computer Integrated

    Responses Frequency Percentage (%)

    Yes 25 100

    No 0 0

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 25 100

    No 0 0

    Total 25 100

    Responses Frequency Percentage (%)Yes 18 72

    No 7 28

    Total 25 100

    Source: Researchers field survey, 2009

    Source: Researchers field survey, 2009

    Source: Researchers field survey, 2009

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    Construction while the remaining 28% are not aware of

    Computer Integrated Construction.

    Table 4.2.5

    Does your firm employ information technology in the

    management of construction projects?

    From the above table, 14 of the respondents representing

    77.78% of the respondents who agreed that they are aware of

    computer integrated construction employ information

    technology in the management of construction project. The

    other 22.22% do not employ information technology in the

    management of construction project. The 77.78% of the

    respondents who employ information technology do so in the

    following ways:

    Communication (E-mailing and Telephone services)

    Storage of informationProcessing of design information using AUTOCAD

    Contract execution and management using Microsoft project

    Table 4.2.6

    Do you think that it is necessary to check performance of a

    construction project against set standard/plan?

    Responses Frequency Percentage (%)

    Yes 14 77.78

    No 4 22.22Total 18 100

    Source: Researchers field survey, 2009

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    From Table 4.2.6, all the

    respondents agreed that it is necessary to check performance

    of a construction project against set plan.

    Table 4.2.7

    Documentation of a construction project serves to provideinformation that acts as an evidential or reference material; do

    you think this is true?

    From table 4.2.7, 22 or 88% of the respondents believe that

    documentation of a construction project serves to provide

    information that acts as an evidential or reference material.

    Table 4.2.8

    Monitoring of a construction project should begin with the

    appraisal of contract document and production management

    document; do you think this is true?

    Responses Frequency Percentage (%)

    Yes 25 100

    No 0 0

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 22 88

    No 3 22

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 18 72

    No 7 28

    Total 25 100

    Source: Researchers field survey, 2009

    Source: Resea

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    The above table shows that 72% of the respondents agreed

    that monitoring of a construction project should begin with the

    appraisal of contract document and production management

    document while the remaining 28% reasoned otherwise.

    Table 4.2.9

    Does documentation and monitoring of a construction project

    ensures that the information contained in the contract

    document and production management document are adhered

    to?

    From Table 4.2.9, all the 25 respondents agreed that

    documentation and monitoring of a construction project

    ensures that the information contained in the contract

    document and production management documents are

    adhered to.

    Table 4.2.10Do you think that documentation and monitoring of a

    construction project ensures accountability and financial

    discipline in a construction project?

    Responses Frequency Percentage (%)

    Yes 25 100

    No 0 0

    Total 25 100

    Source: Rese

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    From Table 4.2.10, 96% or 24 respondents think that

    documentation and monitoring of a construction project

    ensures accountability and financial discipline in a construction

    project while the remaining 4% think otherwise.

    Table 4.2.11Does documentation and monitoring of a construction project

    reduces wastage of materials on site?

    From the above table, 88% of the respondents said that

    documentation and monitoring of a construction project

    reduces wastage of materials on site while the remaining 12%

    did not reason that way.

    Table 4.2.12

    Do you think that monitoring of a construction project should

    ensure that only the right and qualified personnel(s) are

    allowed to carry out construction operations?

    Responses Frequency Percentage (%)

    Yes 24 96

    No 1 4

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 22 88

    No 3 12

    Total 25 100 Source: Resea

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    From Table 4.2.12, all the 25 respondents think that only the

    right and qualified personnel(s) should be allowed to carry out

    construction operations?

    Table 4.2.13

    Do you think that documentation and monitoring of a

    construction project reduces corrupt practices, over invoicing,

    dubious manipulation and other vices in a construction site?

    Source: Rese

    From table 4.2.13, 24 or 96% of the respondents think that

    documentation and monitoring of a construction project

    reduces corrupt practices, over invoicing, dubious manipulation

    and other vices in a construction site while the remaining

    respondent thought otherwise.

    Table 4.2.14

    Do you think that documentation and monitoring ensures that

    construction project is completed within the time budget?

    Responses Frequency Percentage (%)

    Yes 25 100

    No 0 025 100

    Responses Frequency Percentage (%)

    Yes 24 96No 1 4

    Total 25 100

    Source: Rese

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    Source: ReseFrom the above Table 4.2.14, 68% of the respondents thinkthat documentation and monitoring ensures that a constructionproject is completed within the time budget.

    Table 4.2.15

    Do you see documentation and monitoring as tools to reduce

    delays, abandonment and non-completion of a construction

    project?

    Source: ReseFrom Table 4.2.15, 24 of the respondents see documentation

    and monitoring as tools to reduce delays, abandonment and

    non-completion of a construction project while the remaining 1

    respondent thought otherwise.

    Table 4.2.16

    Responses Frequency Percentage (%)

    Yes 17 68

    No 8 32

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 24 96

    No 1 4

    Total 25 100

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    Do you think that documentation and monitoring of quality,

    time and cost contribute to the successful completion of a

    project?

    Source: ReseFrom Table 4.2.16, all the 25 respondents think that

    documentation and monitoring of quality, time and cost

    contribute to the successful completion of a project.

    Table 4.2.17

    Do you think that site foremen should be involved in the

    documentation and monitoring of a construction project?

    Source: ReseaTable 4.2.17 shows that 88% of the respondents said that siteforemen and artisans should be involved in the documentationand monitoring of a construction project while 12% of therespondents thought otherwise. The 88% of the respondentsbelieved that during construction, the site foremen should be

    involved in the following:

    Supervision of gangs on site;

    Responses Frequency Percentage (%)

    Yes 25 100

    No 0 0

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 22 88

    No 3 12

    Total 25 100

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    Proper checking and handling of materials;

    Keeping records of site operative diary;

    Passing of instruction.

    Table 4.2.18

    Do you think that effective documentation and monitoring of

    construction project increases the commitment and efficiency

    of tradesmen and artisans?

    Source: ReseFrom Table 4.2.18, all 25 respondents think that effective

    documentation and monitoring of construction projectincreases the commitment and efficiency of tradesmen and

    artisans.

    Table 4.2.19

    Should a contractor keep a record of all contract documents,

    production management documents, architects instructions,

    change orders and all other site activities and transactions?

    Source: Rese

    Responses Frequency Percentage (%)Yes 25 100

    No 0 0

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 25 100

    No 0 0

    Total 25 100

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    From the above table, all the respondents said that a contractor

    keep a record of all contract documents, production

    management documents, architects instructions, change orders

    and all other site activities and transactions.

    Table 4.2.20

    Can documentation of a construction project be used to achieve

    a just, equitable and fair resolution of disputes?

    Source: Rese

    From the above table, 96% of the respondents agreed that

    documentation can be used to achieve a just, equitable and fair

    resolution of disputes while 1 respondent thought otherwise.

    Table 4.2.21

    Does documentation of a construction project helps to establish

    the validity of a contractual claim?

    Source: Rese

    From Table 4.2.21 shows that documentation of a construction

    project helps to establish the validity of a contractual claim.

    Table 4.2.22

    Responses Frequency Percentage (%)Yes 24 96

    No 1 4

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 25 100No 0 0

    Total 25 100

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    Do you experience any difficulty in the documentation and

    monitoring of construction projects?

    Source: Rese

    From the above table, 36% of the respondents experience

    difficulty in documenting and monitoring of construction

    projects while the remaining 16 respondents (64%) do not

    experience difficulties in documenting and monitoring projects.

    Among The difficulties experienced are:

    Incomplete project information

    Discrepancies between professional documents

    Loss of information in whole or in part during

    transit

    Delay in receiving project information.

    Table 4.2.23

    Do you think that documentation and monitoring of

    construction project have an impact on effective project

    delivery?

    Source: Rese

    Responses Frequency Percentage (%)Yes 9 36

    No 16 64

    Total 25 100

    Responses Frequency Percentage (%)

    Yes 24 96

    No 1 4

    Total 25 100

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